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Tuesday, June 22, 2021

Logical positivism

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Logical positivism, later called logical empiricism, and both of which together are also known as neopositivism, was a movement in Western philosophy whose central thesis was the verification principle (also known as the verifiability criterion of meaning). This theory of knowledge asserted that only statements verifiable through direct observation or logical proof are meaningful in terms of conveying truth value, information or factual content. Starting in the late 1920s, groups of philosophers, scientists, and mathematicians formed the Berlin Circle and the Vienna Circle, which, in these two cities, would propound the ideas of logical positivism.

Flourishing in several European centres through the 1930s, the movement sought to prevent confusion rooted in unclear language and unverifiable claims by converting philosophy into "scientific philosophy", which, according to the logical positivists, ought to share the bases and structures of empirical sciences' best examples, such as Albert Einstein's general theory of relativity.[2] Despite its ambition to overhaul philosophy by studying and mimicking the extant conduct of empirical science, logical positivism became erroneously stereotyped as a movement to regulate the scientific process and to place strict standards on it.

After World War II, the movement shifted to a milder variant, logical empiricism, led mainly by Carl Hempel, who, during the rise of Nazism, had immigrated into the United States. In the ensuing years, the movement's central premises, still unresolved, were heavily criticised by leading philosophers, particularly Willard van Orman Quine and Karl Popper, and even, within the movement itself, by Hempel. The 1962 publication of Thomas Kuhn's landmark book The Structure of Scientific Revolutions dramatically shifted academic philosophy's focus. In 1967 philosopher John Passmore pronounced logical positivism "dead, or as dead as a philosophical movement ever becomes".

Origins

Logical positivists picked from Ludwig Wittgenstein's early philosophy of language the verifiability principle or criterion of meaningfulness. As in Ernst Mach's phenomenalism, whereby the mind knows only actual or potential sensory experience, verificationists took all sciences' basic content to be only sensory experience. And some influence came from Percy Bridgman's musings that others proclaimed as operationalism, whereby a physical theory is understood by what laboratory procedures scientists perform to test its predictions. In verificationism, only the verifiable was scientific, and thus meaningful (or cognitively meaningful), whereas the unverifiable, being unscientific, were meaningless "pseudostatements" (just emotively meaningful). Unscientific discourse, as in ethics and metaphysics, would be unfit for discourse by philosophers, newly tasked to organize knowledge, not develop new knowledge.

Definitions

Logical positivism is sometimes stereotyped as forbidding talk of unobservables, such as microscopic entities or such notions as causality and general principles, but that is an exaggeration. Rather, most neopositivists viewed talk of unobservables as metaphorical or elliptical: direct observations phrased abstractly or indirectly. So theoretical terms would garner meaning from observational terms via correspondence rules, and thereby theoretical laws would be reduced to empirical laws. Via Bertrand Russell's logicism, reducing mathematics to logic, physics' mathematical formulas would be converted to symbolic logic. Via Russell's logical atomism, ordinary language would break into discrete units of meaning. Rational reconstruction, then, would convert ordinary statements into standardized equivalents, all networked and united by a logical syntax. A scientific theory would be stated with its method of verification, whereby a logical calculus or empirical operation could verify its falsity or truth.

Development

In the late 1930s, logical positivists fled Germany and Austria for Britain and the United States. By then, many had replaced Mach's phenomenalism with Otto Neurath's physicalism, whereby science's content is not actual or potential sensations, but instead is entities publicly observable. Rudolf Carnap, who had sparked logical positivism in the Vienna Circle, had sought to replace verification with simply confirmation. With World War II's close in 1945, logical positivism became milder, logical empiricism, led largely by Carl Hempel, in America, who expounded the covering law model of scientific explanation. Logical positivism became a major underpinning of analytic philosophy, and dominated philosophy in the English-speaking world, including philosophy of science, while influencing sciences, but especially social sciences, into the 1960s. Yet the movement failed to resolve its central problems, and its doctrines were increasingly criticized, most trenchantly by Willard Van Orman Quine, Norwood Hanson, Karl Popper, Thomas Kuhn, and Carl Hempel.

Roots

Language

Tractatus Logico-Philosophicus, by the young Ludwig Wittgenstein, introduced the view of philosophy as "critique of language", offering the possibility of a theoretically principled distinction of intelligible versus nonsensical discourse. Tractatus adhered to a correspondence theory of truth (versus a coherence theory of truth). Wittgenstein's influence also shows in some versions of the verifiability principle. In tractarian doctrine, truths of logic are tautologies, a view widely accepted by logical positivists who were also influenced by Wittgenstein's interpretation of probability although, according to Neurath, some logical positivists found Tractatus to contain too much metaphysics.

Logicism

Gottlob Frege began the program of reducing mathematics to logic, continued it with Bertrand Russell, but lost interest in this logicism, and Russell continued it with Alfred North Whitehead in their Principia Mathematica, inspiring some of the more mathematical logical positivists, such as Hans Hahn and Rudolf Carnap. Carnap's early anti-metaphysical works employed Russell's theory of types. Carnap envisioned a universal language that could reconstruct mathematics and thereby encode physics. Yet Kurt Gödel's incompleteness theorem showed this impossible except in trivial cases, and Alfred Tarski's undefinability theorem shattered all hopes of reducing mathematics to logic. Thus, a universal language failed to stem from Carnap's 1934 work Logische Syntax der Sprache (Logical Syntax of Language). Still, some logical positivists, including Carl Hempel, continued support of logicism.

Empiricism

In Germany, Hegelian metaphysics was a dominant movement, and Hegelian successors such as F H Bradley explained reality by postulating metaphysical entities lacking empirical basis, drawing reaction in the form of positivism. Starting in the late 19th century, there was a "back to Kant" movement. Ernst Mach's positivism and phenomenalism were a major influence.

Origins

Vienna

The Vienna Circle, gathering around University of Vienna and Café Central, was led principally by Moritz Schlick. Schlick had held a neo-Kantian position, but later converted, via Carnap's 1928 book Der logische Aufbau der Welt, that is, The Logical Structure of the World. A 1929 pamphlet written by Otto Neurath, Hans Hahn, and Rudolf Carnap summarized the Vienna Circle's positions. Another member of Vienna Circle to later prove very influential was Carl Hempel. A friendly but tenacious critic of the Circle was Karl Popper, whom Neurath nicknamed the "Official Opposition".

Carnap and other Vienna Circle members, including Hahn and Neurath, saw need for a weaker criterion of meaningfulness than verifiability. A radical "left" wing—led by Neurath and Carnap—began the program of "liberalization of empiricism", and they also emphasized fallibilism and pragmatics, which latter Carnap even suggested as empiricism's basis. A conservative "right" wing—led by Schlick and Waismann—rejected both the liberalization of empiricism and the epistemological nonfoundationalism of a move from phenomenalism to physicalism. As Neurath and somewhat Carnap posed science toward social reform, the split in Vienna Circle also reflected political views.

Berlin

The Berlin Circle was led principally by Hans Reichenbach.

Rivals

Both Moritz Schlick and Rudolf Carnap had been influenced by and sought to define logical positivism versus the neo-Kantianism of Ernst Cassirer—the then leading figure of Marburg school, so called—and against Edmund Husserl's phenomenology. Logical positivists especially opposed Martin Heidegger's obscure metaphysics, the epitome of what logical positivism rejected. In the early 1930s, Carnap debated Heidegger over "metaphysical pseudosentences". Despite its revolutionary aims, logical positivism was but one view among many vying within Europe, and logical positivists initially spoke their language.

Export

As the movement's first emissary to the New World, Moritz Schlick visited Stanford University in 1929, yet otherwise remained in Vienna and was murdered in 1936 at the University by a former student, Johann Nelböck, who was reportedly deranged. That year, a British attendee at some Vienna Circle meetings since 1933, A. J. Ayer saw his Language, Truth and Logic, written in English, import logical positivism to the English-speaking world. By then, the Nazi Party's 1933 rise to power in Germany had triggered flight of intellectuals. In exile in England, Otto Neurath died in 1945. Rudolf Carnap, Hans Reichenbach, and Carl Hempel—Carnap's protégé who had studied in Berlin with Reichenbach—settled permanently in America. Upon Germany's annexation of Austria in 1938, remaining logical positivists, many of whom were also Jewish, were targeted and continued flight. Logical positivism thus became dominant in the English-speaking world.

Principles

Analytic/synthetic gap

Concerning reality, the necessary is a state true in all possible worlds—mere logical validity—whereas the contingent hinges on the way the particular world is. Concerning knowledge, the a priori is knowable before or without, whereas the a posteriori is knowable only after or through, relevant experience. Concerning statements, the analytic is true via terms' arrangement and meanings, thus a tautology—true by logical necessity but uninformative about the world—whereas the synthetic adds reference to a state of facts, a contingency.

In 1739, David Hume cast a fork aggressively dividing "relations of ideas" from "matters of fact and real existence", such that all truths are of one type or the other. By Hume's fork, truths by relations among ideas (abstract) all align on one side (analytic, necessary, a priori), whereas truths by states of actualities (concrete) always align on the other side (synthetic, contingent, a posteriori). Of any treatises containing neither, Hume orders, "Commit it then to the flames, for it can contain nothing but sophistry and illusion".

Thus awakened from "dogmatic slumber", Immanuel Kant quested to answer Hume's challenge—but by explaining how metaphysics is possible. Eventually, in his 1781 work, Kant crossed the tines of Hume's fork to identify another range of truths by necessity—synthetic a priori, statements claiming states of facts but known true before experience—by arriving at transcendental idealism, attributing the mind a constructive role in phenomena by arranging sense data into the very experience space, time, and substance. Thus, Kant saved Newton's law of universal gravitation from Hume's problem of induction by finding uniformity of nature to be a priori knowledge. Logical positivists rejected Kant's synthetic a priori, and adopted Hume's fork, whereby a statement is either analytic and a priori (thus necessary and verifiable logically) or synthetic and a posteriori (thus contingent and verifiable empirically).

Observation/theory gap

Early, most logical positivists proposed that all knowledge is based on logical inference from simple "protocol sentences" grounded in observable facts. In the 1936 and 1937 papers "Testability and meaning", individual terms replace sentences as the units of meaning. Further, theoretical terms no longer need to acquire meaning by explicit definition from observational terms: the connection may be indirect, through a system of implicit definitions. Carnap also provided an important, pioneering discussion of disposition predicates.

Cognitive meaningfulness

Verification

The logical positivists' initial stance was that a statement is "cognitively meaningful" in terms of conveying truth value, information or factual content only if some finite procedure conclusively determines its truth. By this verifiability principle, only statements verifiable either by their analyticity or by empiricism were cognitively meaningful. Metaphysics, ontology, as well as much of ethics failed this criterion, and so were found cognitively meaningless. Moritz Schlick, however, did not view ethical or aesthetic statements as cognitively meaningless. Cognitive meaningfulness was variously defined: having a truth value; corresponding to a possible state of affairs; intelligible or understandable as are scientific statements.

Ethics and aesthetics were subjective preferences, while theology and other metaphysics contained "pseudostatements", neither true nor false. This meaningfulness was cognitive, although other types of meaningfulness—for instance, emotive, expressive, or figurative—occurred in metaphysical discourse, dismissed from further review. Thus, logical positivism indirectly asserted Hume's law, the principle that is statements cannot justify ought statements, but are separated by an unbridgeable gap. A. J. Ayer's 1936 book asserted an extreme variant—the boo/hooray doctrine—whereby all evaluative judgments are but emotional reactions.

Confirmation

In an important pair of papers in 1936 and 1937, "Testability and meaning", Carnap replaced verification with confirmation, on the view that although universal laws cannot be verified they can be confirmed. Later, Carnap employed abundant logical and mathematical methods in researching inductive logic while seeking to provide an account of probability as "degree of confirmation", but was never able to formulate a model. In Carnap's inductive logic, every universal law's degree of confirmation is always zero. In any event, the precise formulation of what came to be called the "criterion of cognitive significance" took three decades (Hempel 1950, Carnap 1956, Carnap 1961).

Carl Hempel became a major critic within the logical positivism movement. Hempel criticized the positivist thesis that empirical knowledge is restricted to Basissätze/Beobachtungssätze/Protokollsätze (basic statements or observation statements or protocol statements). Hempel elucidated the paradox of confirmation.

Weak verification

The second edition of A. J. Ayer's book arrived in 1946, and discerned strong versus weak forms of verification. Ayer concluded, "A proposition is said to be verifiable, in the strong sense of the term, if, and only if, its truth could be conclusively established by experience", but is verifiable in the weak sense "if it is possible for experience to render it probable". And yet, "no proposition, other than a tautology, can possibly be anything more than a probable hypothesis". Thus, all are open to weak verification.

Philosophy of science

Upon the global defeat of Nazism, and the removal from philosophy of rivals for radical reform—Marburg neo-Kantianism, Husserlian phenomenology, Heidegger's "existential hermeneutics"—and while hosted in the climate of American pragmatism and commonsense empiricism, the neopositivists shed much of their earlier, revolutionary zeal. No longer crusading to revise traditional philosophy into a new scientific philosophy, they became respectable members of a new philosophy subdiscipline, philosophy of science. Receiving support from Ernest Nagel, logical empiricists were especially influential in the social sciences.

Explanation

Comtean positivism had viewed science as description, whereas the logical positivists posed science as explanation, perhaps to better realize the envisioned unity of science by covering not only fundamental science—that is, fundamental physics—but the special sciences, too, for instance biology, anthropology, psychology, sociology, and economics. The most widely accepted concept of scientific explanation, held even by neopositivist critic Karl Popper, was the deductive-nomological model (DN model). Yet DN model received its greatest explication by Carl Hempel, first in his 1942 article "The function of general laws in history", and more explicitly with Paul Oppenheim in their 1948 article "Studies in the logic of explanation".

In the DN model, the stated phenomenon to be explained is the explanandum—which can be an event, law, or theory—whereas premises stated to explain it are the explanans. Explanans must be true or highly confirmed, contain at least one law, and entail the explanandum. Thus, given initial conditions C1, C2 . . . Cn plus general laws L1, L2 . . . Ln, event E is a deductive consequence and scientifically explained. In the DN model, a law is an unrestricted generalization by conditional proposition—If A, then B—and has empirical content testable. (Differing from a merely true regularity—for instance, George always carries only $1 bills in his wallet—a law suggests what must be true, and is consequent of a scientific theory's axiomatic structure.)

By the Humean empiricist view that humans observe sequences of events, (not cause and effect, as causality and causal mechanisms are unobservable), the DN model neglects causality beyond mere constant conjunction, first event A and then always event B. Hempel's explication of the DN model held natural laws—empirically confirmed regularities—as satisfactory and, if formulated realistically, approximating causal explanation. In later articles, Hempel defended the DN model and proposed a probabilistic explanation, inductive-statistical model (IS model). the DN and IS models together form the covering law model, as named by a critic, William Dray. Derivation of statistical laws from other statistical laws goes to deductive-statistical model (DS model). Georg Henrik von Wright, another critic, named it subsumption theory, fitting the ambition of theory reduction.

Unity of science

Logical positivists were generally committed to "Unified Science", and sought a common language or, in Neurath's phrase, a "universal slang" whereby all scientific propositions could be expressed. The adequacy of proposals or fragments of proposals for such a language was often asserted on the basis of various "reductions" or "explications" of the terms of one special science to the terms of another, putatively more fundamental. Sometimes these reductions consisted of set-theoretic manipulations of a few logically primitive concepts (as in Carnap's Logical Structure of the World, 1928). Sometimes, these reductions consisted of allegedly analytic or a priori deductive relationships (as in Carnap's "Testability and meaning"). A number of publications over a period of thirty years would attempt to elucidate this concept.

Theory reduction

As in Comtean positivism's envisioned unity of science, neopositivists aimed to network all special sciences through the covering law model of scientific explanation. And ultimately, by supplying boundary conditions and supplying bridge laws within the covering law model, all the special sciences' laws would reduce to fundamental physics, the fundamental science.

Critics

After World War II, key tenets of logical positivism, including its atomistic philosophy of science, the verifiability principle, and the fact/value gap, drew escalated criticism. The verifiability criterion made universal statements 'cognitively' meaningless, and even made statements beyond empiricism for technological but not conceptual reasons meaningless, which was taken to pose significant problems for the philosophy of science. These problems were recognized within the movement, which hosted attempted solutions—Carnap's move to confirmation, Ayer's acceptance of weak verification—but the program drew sustained criticism from a number of directions by the 1950s. Even philosophers disagreeing among themselves on which direction general epistemology ought to take, as well as on philosophy of science, agreed that the logical empiricist program was untenable, and it became viewed as self-contradictory: the verifiability criterion of meaning was itself unverified. Notable critics included Nelson Goodman, Willard Van Orman Quine, Norwood Hanson, Karl Popper, Thomas Kuhn, J. L. Austin, Peter Strawson, Hilary Putnam, and Richard Rorty.

Quine

Although an empiricist, American logician Willard Van Orman Quine published the 1951 paper "Two Dogmas of Empiricism", which challenged conventional empiricist presumptions. Quine attacked the analytic/synthetic division, which the verificationist program had been hinged upon in order to entail, by consequence of Hume's fork, both necessity and aprioricity. Quine's ontological relativity explained that every term in any statement has its meaning contingent on a vast network of knowledge and belief, the speaker's conception of the entire world. Quine later proposed naturalized epistemology.

Hanson

In 1958, Norwood Hanson's Patterns of Discovery undermined the division of observation versus theory, as one can predict, collect, prioritize, and assess data only via some horizon of expectation set by a theory. Thus, any dataset—the direct observations, the scientific facts—is laden with theory.

Popper

An early, tenacious critic was Karl Popper whose 1934 book Logik der Forschung, arriving in English in 1959 as The Logic of Scientific Discovery, directly answered verificationism. Popper considered the problem of induction as rendering empirical verification logically impossible, and the deductive fallacy of affirming the consequent reveals any phenomenon's capacity to host more than one logically possible explanation. Accepting scientific method as hypotheticodeduction, whose inference form is denying the consequent, Popper finds scientific method unable to proceed without falsifiable predictions. Popper thus identifies falsifiability to demarcate not meaningful from meaningless but simply scientific from unscientific—a label not in itself unfavorable.

Popper finds virtue in metaphysics, required to develop new scientific theories. And an unfalsifiable—thus unscientific, perhaps metaphysical—concept in one era can later, through evolving knowledge or technology, become falsifiable, thus scientific. Popper also found science's quest for truth to rest on values. Popper disparages the pseudoscientific, which occurs when an unscientific theory is proclaimed true and coupled with seemingly scientific method by "testing" the unfalsifiable theory—whose predictions are confirmed by necessity—or when a scientific theory's falsifiable predictions are strongly falsified but the theory is persistently protected by "immunizing stratagems", such as the appendage of ad hoc clauses saving the theory or the recourse to increasingly speculative hypotheses shielding the theory.

Popper's scientific epistemology is falsificationism, which finds that no number, degree, and variety of empirical successes can either verify or confirm scientific theory. Falsificationism finds science's aim as corroboration of scientific theory, which strives for scientific realism but accepts the maximal status of strongly corroborated verisimilitude ("truthlikeness"). Explicitly denying the positivist view that all knowledge is scientific, Popper developed the general epistemology of critical rationalism, which finds human knowledge to evolve by conjectures and refutations. Popper thus acknowledged the value of the positivist movement, driving evolution of human understanding, but claimed that he had "killed positivism".

Kuhn

With his landmark The Structure of Scientific Revolutions (1962), Thomas Kuhn critically destabilized the verificationist program, which was presumed to call for foundationalism. (But already in the 1930s, Otto Neurath had argued for nonfoundationalism via coherentism by likening science to a boat (Neurath's boat) that scientists must rebuild at sea.) Although Kuhn's thesis itself was attacked even by opponents of neopositivism, in the 1970 postscript to Structure, Kuhn asserted, at least, that there was no algorithm to science—and, on that, even most of Kuhn's critics agreed.

Powerful and persuasive, Kuhn's book, unlike the vocabulary and symbols of logic's formal language, was written in natural language open to the layperson. Kuhn's book was first published in a volume of International Encyclopedia of Unified Science—a project begun by logical positivists but co-edited by Neurath whose view of science was already nonfoundationalist as mentioned above—and some sense unified science, indeed, but by bringing it into the realm of historical and social assessment, rather than fitting it to the model of physics. Kuhn's ideas were rapidly adopted by scholars in disciplines well outside natural sciences, and, as logical empiricists were extremely influential in the social sciences, ushered academia into postpositivism or postempiricism.

Putnam

The "received view" operates on the correspondence rule that states, "The observational terms are taken as referring to specified phenomena or phenomenal properties, and the only interpretation given to the theoretical terms is their explicit definition provided by the correspondence rules". According to Hilary Putnam, a former student of Reichenbach and of Carnap, the dichotomy of observational terms versus theoretical terms introduced a problem within scientific discussion that was nonexistent until this dichotomy was stated by logical positivists. Putnam's four objections:

  1. Something is referred to as "observational" if it is observable directly with our senses. Then an observational term cannot be applied to something unobservable. If this is the case, there are no observational terms.
  2. With Carnap's classification, some unobservable terms are not even theoretical and belong to neither observational terms nor theoretical terms. Some theoretical terms refer primarily to observational terms.
  3. Reports of observational terms frequently contain theoretical terms.
  4. A scientific theory may not contain any theoretical terms (an example of this is Darwin's original theory of evolution).

Putnam also alleged that positivism was actually a form of metaphysical idealism by its rejecting scientific theory's ability to garner knowledge about nature's unobservable aspects. With his "no miracles" argument, posed in 1974, Putnam asserted scientific realism, the stance that science achieves true—or approximately true—knowledge of the world as it exists independently of humans' sensory experience. In this, Putnam opposed not only the positivism but other instrumentalism—whereby scientific theory is but a human tool to predict human observations—filling the void left by positivism's decline.

Fall

By the late 1960s, logical positivism had become exhausted. In 1976, A. J. Ayer quipped that "the most important" defect of logical positivism "was that nearly all of it was false", though he maintained "it was true in spirit." Although logical positivism tends to be recalled as a pillar of scientism, Carl Hempel was key in establishing the philosophy subdiscipline philosophy of science where Thomas Kuhn and Karl Popper brought in the era of postpositivism. John Passmore found logical positivism to be "dead, or as dead as a philosophical movement ever becomes".

Logical positivism's fall reopened debate over the metaphysical merit of scientific theory, whether it can offer knowledge of the world beyond human experience (scientific realism) versus whether it is but a human tool to predict human experience (instrumentalism). Meanwhile, it became popular among philosophers to rehash the faults and failures of logical positivism without investigation of it. Thereby, logical positivism has been generally misrepresented, sometimes severely. Arguing for their own views, often framed versus logical positivism, many philosophers have reduced logical positivism to simplisms and stereotypes, especially the notion of logical positivism as a type of foundationalism. In any event, the movement helped anchor analytic philosophy in the English-speaking world, and returned Britain to empiricism. Without the logical positivists, who have been tremendously influential outside philosophy, especially in psychology and social sciences, intellectual life of the 20th century would be unrecognizable.

Evidence

From Wikipedia, the free encyclopedia

The balance scales seen in depictions of Lady Justice can be seen as representing the weighing of evidence in a legal proceeding.

Evidence for a proposition is what supports this proposition. It is usually understood as an indication that the supported proposition is true. What role evidence plays and how it is conceived varies from field to field. In epistemology, evidence is what justifies beliefs or what makes it rational to hold a certain doxastic attitude. For example, a perceptual experience of a tree may act as evidence that justifies the belief that there is a tree. In this role, evidence is usually understood as a private mental state. Important topics in this field include the questions of what the nature of these mental states is, for example, whether they have to be propositional, and whether misleading mental states can still qualify as evidence. Other fields, including the sciences and the legal system, tend to emphasize more the public nature of evidence. In philosophy of science, evidence is understood as that which confirms or disconfirms scientific hypotheses. Measurements of Mercury's "anomalous" orbit, for example, are seen as evidence that confirms Einstein's theory of general relativity. In order to play the role of neutral arbiter between competing theories, it is important that scientific evidence is public and uncontroversial, like observable physical objects or events, so that the proponents of the different theories can agree on what the evidence is. This is ensured by following the scientific method and tends to lead to an emerging scientific consensus through the gradual accumulation of evidence. Two issues for the scientific conception of evidence are the problem of underdetermination, i.e. that the available evidence may support competing theories equally well, and theory-ladenness, i.e. that what some scientists consider the evidence to be may already involve various theoretical assumptions not shared by other scientists. It is often held that there are two kinds of evidence: intellectual evidence or what is self-evident and empirical evidence or evidence accessible through the senses.

In order for something to act as evidence for a hypothesis, it has to stand in the right relation to it, referred to as the "evidential relation". There are competing theories about what this relation has to be like. Probabilistic approaches hold that something counts as evidence if it increases the probability of the supported hypothesis. According to hypothetico-deductivism, evidence consists in observational consequences of the hypothesis. The positive-instance approach states that an observation sentence is evidence for a universal hypothesis if the sentence describes a positive instance of this hypothesis. The evidential relation can occur in various degrees of strength. These degrees range from direct proof of the truth of a hypothesis to weak evidence that is merely consistent with the hypothesis but does not rule out other, competing hypotheses, as in circumstantial evidence.

In law, rules of evidence govern the types of evidence that are admissible in a legal proceeding. Types of legal evidence include testimony, documentary evidence, and physical evidence. The parts of a legal case that are not in controversy are known, in general, as the "facts of the case." Beyond any facts that are undisputed, a judge or jury is usually tasked with being a trier of fact for the other issues of a case. Evidence and rules are used to decide questions of fact that are disputed, some of which may be determined by the legal burden of proof relevant to the case. Evidence in certain cases (e.g. capital crimes) must be more compelling than in other situations (e.g. minor civil disputes), which drastically affects the quality and quantity of evidence necessary to decide a case.

Nature of evidence

Evidence for a proposition is what supports this proposition. Evidence plays a central role in epistemology and in the philosophy of science. Reference to evidence is made in many different fields, like in the legal system, in history, in journalism and in everyday discourse. A variety of different attempts have been made to conceptualize the nature of evidence. These attempts often proceed by starting with intuitions from one field or in relation to one theoretical role played by evidence and go on to generalize these intuitions, leading to a universal definition of evidence.

One important intuition is that evidence is what justifies beliefs. This line of thought is usually followed in epistemology and tends to explain evidence in terms of private mental states, for example, as experiences, other beliefs or knowledge. This is closely related to the idea that how rational someone is, is determined by how they respond to evidence. Another intuition, which is more dominant in the philosophy of science, focuses on evidence as that which confirms scientific hypotheses and arbitrates between competing theories. On this view, it is essential that evidence is public so that different scientists can share the same evidence. This leaves publicly observable phenomena like physical objects and events as the best candidates for evidence, unlike private mental states. One problem with these approaches is that the resulting definitions of evidence, both within a field and between fields, vary a lot and are incompatible with each other. For example, it is not clear what a bloody knife and a perceptual experience have in common when both are treated as evidence in different disciplines. This suggests that there is no unitary concept corresponding to the different theoretical roles ascribed to evidence, i.e. that we do not always mean the same thing when we talk of evidence.

Important theorists of evidence include Bertrand Russell, Willard Van Orman Quine, the logical positivists, Timothy Williamson, Earl Conee and Richard Feldman. Russell, Quine and the logical positivists belong to the empiricist tradition and hold that evidence consists in sense data, stimulation of one's sensory receptors and observation statements, respectively. According to Williamson, all and only knowledge constitute evidence. Conee and Feldman hold that only one's current mental states should be considered evidence.

In epistemology

The guiding intuition within epistemology concerning the role of evidence is that it is what justifies beliefs. For example, Phoebe's auditory experience of the music justifies her belief that the speakers are on. Evidence has to be possessed by the believer in order to play this role. So Phoebe's own experiences can justify her own beliefs but not someone else's beliefs. Some philosophers hold that evidence possession is restricted to conscious mental states, for example, to sense data. This view has the implausible consequence that many of simple everyday-beliefs would be unjustified. The more common view is that all kinds of mental states, including stored beliefs that are currently unconscious, can act as evidence. It is sometimes argued that the possession of a mental state capable of justifying another is not sufficient for the justification to happen. The idea behind this line of thought is that justified belief has to be connected to or grounded in the mental state acting as its evidence. So Phoebe's belief that the speakers are on is not justified by her auditory experience if the belief is not based in this experience. This would be the case, for example, if Phoebe has both the experience and the belief but is unaware of the fact that the music is produced by the speakers.

It is sometimes held that only propositional mental states can play this role, a position known as "propositionalism". A mental state is propositional if it is an attitude directed at a propositional content. Such attitudes are usually expressed by verbs like "believe" together with a that-clause, as in "Robert believes that the corner shop sells milk". Such a view denies that sensory impressions can act as evidence. This is often held as an argument against this view since sensory impressions are commonly treated as evidence. Propositionalism is sometimes combined with the view that only attitudes to true propositions can count as evidence. On this view, the belief that the corner shop sells milk only constitutes evidence for the belief that the corner shop sells dairy products if the corner shop actually sells milk. Against this position, it has been argued that evidence can be misleading but still count as evidence.

This line of thought is often combined with the idea that evidence, propositional or otherwise, determines what it is rational for us to believe. But it can be rational to have a false belief. This is the case when we possess misleading evidence. For example, it was rational for Neo in the Matrix movie to believe that he was living in the 20th century because of all the evidence supporting his belief despite the fact that this evidence was misleading since it was part of a simulated reality. This account of evidence and rationality can also be extended to other doxastic attitudes, like disbelief and suspension of belief. So rationality does not just demand that we believe something if we have decisive evidence for it, it also demands that we disbelieve something if we have decisive evidence against it and that we suspend belief if we lack decisive evidence either way.

In philosophy of science

In the sciences, evidence is understood as what confirms or disconfirms scientific hypotheses. The term "confirmation" is sometimes used synonymously with that of "evidential support". Measurements of Mercury's "anomalous" orbit, for example, are seen as evidence that confirms Einstein's theory of general relativity. This is especially relevant for choosing between competing theories. So in the case above, evidence plays the role of neutral arbiter between Newton's and Einstein's theory of gravitation. This is only possible if scientific evidence is public and uncontroversial so that proponents of competing scientific theories agree on what evidence is available. These requirements suggest scientific evidence consists not of private mental states but of public physical objects or events.

It is often held that evidence is in some sense prior to the hypotheses it confirms. This was sometimes understood as temporal priority, i.e. that we come first to possess the evidence and later form the hypothesis through induction. But this temporal order is not always reflected in scientific practice, where experimental researchers may look for a specific piece of evidence in order to confirm or disconfirm a pre-existing hypothesis. Logical positivists, on the other hand, held that this priority is semantic in nature, i.e. that the meanings of the theoretical terms used in the hypothesis are determined by what would count as evidence for them. Counterexamples for this view come from the fact that our idea of what counts as evidence may change while the meanings of the corresponding theoretical terms remain constant. The most plausible view is that this priority is epistemic in nature, i.e. that our belief in a hypothesis is justified based on the evidence while the justification for the belief in the evidence does not depend on the hypothesis.

A central issue for the scientific conception of evidence is the problem of underdetermination, i.e. that the evidence available supports competing theories equally well. So, for example, evidence from our everyday life about how gravity works confirms Newton's and Einstein's theory of gravitation equally well and is therefore unable to establish consensus among scientists. But in such cases, it is often the gradual accumulation of evidence that eventually leads to an emerging consensus. This evidence-driven process towards consensus seems to be one hallmark of the sciences not shared by other fields.

Another problem for the conception of evidence in terms of confirmation of hypotheses is that what some scientists consider the evidence to be may already involve various theoretical assumptions not shared by other scientists. This phenomenon is known as theory-ladenness. Some cases of theory-ladenness are relatively uncontroversial, for example, that the numbers output by a measurement device need additional assumptions about how this device works and what was measured in order to count as meaningful evidence. Other putative cases are more controversial, for example, the idea that different people or cultures perceive the world through different, incommensurable conceptual schemes, leading them to very different impressions about what is the case and what evidence is available. Theory-ladenness threatens to impede the role of evidence as neutral arbiter since these additional assumptions may favor some theories over others. It could thereby also undermine a consensus to emerge since the different parties may be unable to agree even on what the evidence is. When understood in the widest sense, it is not controversial that some form of theory-ladenness exists. But it is questionable whether it constitutes a serious threat to scientific evidence when understood in this sense.

Nature of the evidential relation

The term "evidential relation" refers to the relation between evidence and the proposition supported by it. The issue of the nature of the evidential relation concerns the question of what this relation has to be like in order for one thing to justify a belief or to confirm a hypothesis. Important theories in this field include the probabilistic approach, hypothetico-deductivism and the positive-instance approach.

Probabilistic approaches, also referred to as Bayesian confirmation theory, explain the evidential relation in terms of probabilities. They hold that all that is necessary is that the existence of the evidence increases the likelihood that the hypothesis is true. This can be expressed mathematically as . In words: a piece of evidence (E) confirms a hypothesis (H) if the conditional probability of this hypothesis relative to the evidence is higher than the unconditional probability of the hypothesis by itself. Smoke (E), for example, is evidence that there is a fire (H), because the two usually occur together, which is why the likelihood of fire given that there is smoke is higher than the likelihood of fire by itself. On this view, evidence is akin to an indicator or a symptom of the truth of the hypothesis. Against this approach, it has been argued that it is too liberal because it allows accidental generalizations as evidence. Finding a nickel in one's pocket, for example, raises the probability of the hypothesis that "All the coins in my pockets are nickels". But, according to Alvin Goldman, it should not be considered evidence for this hypothesis since there is no lawful connection between this one nickel and the other coins in the pocket.

Hypothetico-deductivism is a non-probabilistic approach that characterizes the evidential relations in terms of deductive consequences of the hypothesis. According to this view, "evidence for a hypothesis is a true observational consequence of that hypothesis". One problem with the characterization so far is that hypotheses usually contain relatively little information and therefore have few if any deductive observational consequences. So the hypothesis by itself that there is a fire does not entail that smoke is observed. Instead, various auxiliary assumptions have to be included about the location of the smoke, the fire, the observer, the lighting conditions, the laws of chemistry, etc. In this way, the evidential relation becomes a three-place relation between evidence, hypothesis and auxiliary assumptions. This means that whether a thing is evidence for a hypothesis depends on the auxiliary assumptions one holds. This approach fits well with various scientific practices. For example, it is often the case that experimental scientists try to find evidence that would confirm or disconfirm a proposed theory. The hypothetico-deductive approach can be used to predict what should be observed in an experiment if the theory was true. It thereby explains the evidential relation between the experiment and the theory. One problem with this approach is that it cannot distinguish between relevant and certain irrelevant cases. So if smoke is evidence for the hypothesis "there is fire", then it is also evidence for conjunctions including this hypothesis, for example, "there is fire and Socrates was wise", despite the fact that Socrates's wisdom is irrelevant here.

According to the positive-instance approach, an observation sentence is evidence for a universal hypothesis if the sentence describes a positive instance of this hypothesis. For example, the observation that "this swan is white" is an instance of the universal hypothesis that "all swans are white". This approach can be given a precise formulation in first-order logic: a proposition is evidence for a hypothesis if it entails the "development of the hypothesis". Intuitively, the development of the hypothesis is what the hypothesis states if it was restricted to only the individuals mentioned in the evidence. In the case above, we have the hypothesis "" (all swans are white) which, when restricted to the domain "{a}", containing only the one individual mentioned in the evidence, entails the evidence, i.e. "" (this swan is white). One important shortcoming of this approach is that it requires that the hypothesis and the evidence are formulated in the same vocabulary, i.e. use the same predicates, like "" or "" above. But many scientific theories posit theoretical objects, like electrons or strings in physics, that are not directly observable and therefore cannot show up in the evidence as conceived here.

Intellectual evidence (the evident)

The first thing discovered in history is that evidence is related to the senses. A footprint has stayed in the language: the word anchors its origin in the Latin term evidential, which comes from videre, vision. In this sense, the evidence is what falls under our eyes. Something similar happened in ancient philosophy with Epicurus. He considered all knowledge to be based on sensory perception: if something is perceived by the senses, it is evident, it is always true (cf. Letter to Diogenes Laertius, X, 52).

Aristotle went beyond that concept of evidence as the simple passive perception of the senses. He observed that, although all superior animals could have sensory experiences of things, only human beings had to conceptualize them and penetrate more and more into their reality (cf. Metaphysics, 449, b; About the Memory, 452, a; Physics I, c. 1). This certain understanding that the intellect obtains things when it sees them, makes it in an innate and necessary way (it is not something acquired, as can be the habit of science, of which he speaks in Ethics IV). For Aristotle, the evidence is not the merely passive perception of reality, but a gradual process of discoveries, a knowledge that "determines and divides" better and better the "undetermined and undefined": it begins with what is most evident for us, in order to end with what is truer and more evident in nature.

Aquinas would later deepen the distinction of evidence quad nos and quad se already suggested by Aristotle (cf. Summa Th. I, q. 2, sol.). Neither of the two understood evidence in purely logical or formal terms, like many schools of thought, tend to understand today. His theory of knowledge proves to be much richer. In philosophical realism, the senses (sight, sound, etc.) provide correct data of what reality is; they do not lie to us unless they are atrophied. When the sensitive species (or the Aristotelian phantom) formed by the inferior powers is captured by intelligence, it immediately knows and abstracts data from reality; the intelligence with its light, through "study", "determination" and "division" will end up forming concepts, judgments, and reasoning. That first immediate acquisition of reality, devoid of structured reasoning, is the first evidence captured by the intellect. Then the intellect is aware of other obvious truths (such as 2+2=4 or that "the total is greater than or equal to the part") when it compares and relates the previously assimilated knowledge.

Scholastic tradition considered that there existed some "primary principles of practical reason", known as immediately and clearly, that could never be broken or repealed. These moral principles would be the most nuclear of natural law. But in addition to those, there would be another part of natural law (formed by deductions or specifications of those principles) that could vary with time and with changing circumstances (cf. Summa Th. I-II, q. a. 5, sol.). In this way, the natural law would consist of some small immutable principles and enormous variable content.

Finnis, Grisez and Boyle point out that what is self-evident cannot be verified by experience, nor derived from any previous knowledge, nor inferred from any basic truth through a middle ground. Immediately they point out that the first principles are evident per se nota, known only through the knowledge of the meanings of the terms, and clarify that "This does not mean that they are mere linguistic clarifications, nor that they are intuitions-insights unrelated to data. Rather, it means that these truths are known (nota) without any middle term (per se), by understanding what is signified by their terms." Then when speaking specifically about the practical principles, they point out that they are not intuitions without contents, but their data comes from the object to which natural human dispositions tend, that motivate human behavior and guide actions (p. 108). Those goods to which humans primarily tend, which cannot be "reduced" to another good (it is to say, that they are not means to an end), they are considered "evident": "as the basic good are reasons with no further reasons" (p. 110).

George Orwell (2009) considered that one of the principal duties of today's world is to recover what is obvious. Actually, when the manipulation of language for political ends grows strongly, when "war is peace", "freedom is slavery", "ignorance is strength", it is important to rediscover the basic principles of the reason. Riofrio has designed a method to validate which ideas, principles or reasons can be considered "evident", testing in that ideas all the ten characteristics of the evident things.

Empirical evidence (in science)

In scientific research evidence is accumulated through observations of phenomena that occur in the natural world, or which are created as experiments in a laboratory or other controlled conditions. Scientific evidence usually goes towards supporting or rejecting a hypothesis.

The burden of proof is on the person making a contentious claim. Within science, this translates to the burden resting on presenters of a paper, in which the presenters argue for their specific findings. This paper is placed before a panel of judges where the presenter must defend the thesis against all challenges.

When evidence is contradictory to predicted expectations, the evidence and the ways of making it are often closely scrutinized and only at the end of this process is the hypothesis rejected: this can be referred to as 'refutation of the hypothesis'. The rules for evidence used by science are collected systematically in an attempt to avoid the bias inherent to anecdotal evidence.

Law

An FBI Evidence Response Team gathering evidence by dusting an area for fingerprints

In law, the production and presentation of evidence depend first on establishing on whom the burden of proof lies. Admissible evidence is that which a court receives and considers for the purposes of deciding a particular case. Two primary burden-of-proof considerations exist in law. The first is on whom the burden rests. In many, especially Western, courts, the burden of proof is placed on the prosecution in criminal cases and the plaintiff in civil cases. The second consideration is the degree of certitude proof must reach, depending on both the quantity and quality of evidence. These degrees are different for criminal and civil cases, the former requiring evidence beyond a reasonable doubt, the latter considering only which side has the preponderance of evidence, or whether the proposition is more likely true or false. The decision-maker, often a jury, but sometimes a judge decides whether the burden of proof has been fulfilled.

After deciding who will carry the burden of proof, the evidence is first gathered and then presented before the court:

Collection

In a criminal investigation, rather than attempting to prove an abstract or hypothetical point, the evidence gatherers attempt to determine who is responsible for a criminal act. The focus of criminal evidence is to connect physical evidence and reports of witnesses to a specific person.

Presentation

The path that physical evidence takes from the scene of a crime or the arrest of a suspect to the courtroom is called the chain of custody. In a criminal case, this path must be clearly documented or attested to by those who handled the evidence. If the chain of evidence is broken, a defendant may be able to persuade the judge to declare the evidence inadmissible.

Presenting evidence before the court differs from the gathering of evidence in important ways. Gathering evidence may take many forms; presenting evidence that tends to prove or disprove the point at issue is strictly governed by rules. Failure to follow these rules leads to any number of consequences. In law, certain policies allow (or require) evidence to be excluded from consideration based either on indicia relating to reliability, or broader social concerns. Testimony (which tells) and exhibits (which show) are the two main categories of evidence presented at a trial or hearing. In the United States, evidence in federal court is admitted or excluded under the Federal Rules of Evidence.

Burden of proof

The burden of proof is the obligation of a party in an argument or dispute to provide sufficient evidence to shift the other party's or a third party's belief from their initial position. The burden of proof must be fulfilled by both establishing confirming evidence and negating oppositional evidence. Conclusions drawn from evidence may be subject to criticism based on a perceived failure to fulfill the burden of proof.

Two principal considerations are:

  1. On whom does the burden of proof rest?
  2. To what degree of certitude must the assertion be supported?

The latter question depends on the nature of the point under contention and determines the quantity and quality of evidence required to meet the burden of proof.

In a criminal trial in the United States, for example, the prosecution carries the burden of proof since the defendant is presumed innocent until proven guilty beyond a reasonable doubt. Similarly, in most civil procedures, the plaintiff carries the burden of proof and must convince a judge or jury that the preponderance of the evidence is on their side. Other legal standards of proof include "reasonable suspicion", "probable cause" (as for arrest), "prima facie evidence", "credible evidence", "substantial evidence", and "clear and convincing evidence".

In a philosophical debate, there is an implicit burden of proof on the party asserting a claim, since the default position is generally one of neutrality or unbelief. Each party in a debate will therefore carry the burden of proof for any assertion they make in the argument, although some assertions may be granted by the other party without further evidence. If the debate is set up as a resolution to be supported by one side and refuted by another, the overall burden of proof is on the side supporting the resolution.

 

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