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Sunday, May 9, 2021

Mutual assured destruction

From Wikipedia, the free encyclopedia

Aftermath of the atomic bomb explosion over Hiroshima, August 6, 1945

Mutually assured destruction (MAD) is a doctrine of military strategy and national security policy in which a full-scale use of nuclear weapons by two or more opposing sides would cause the complete annihilation of both the attacker and the defender (see pre-emptive nuclear strike and second strike). It is based on the theory of deterrence, which holds that the threat of using strong weapons against the enemy prevents the enemy's use of those same weapons. The strategy is a form of Nash equilibrium in which, once armed, neither side has any incentive to initiate a conflict or to disarm.

The term "mutual assured destruction", commonly abbreviated "MAD", was coined by Donald Brennan, a strategist working in Herman Kahn's Hudson Institute in 1962. However, Brennan came up with this acronym ironically, to argue that holding weapons capable of destroying society was irrational.

Theory

Under MAD, each side has enough nuclear weaponry to destroy the other side. Either side, if attacked for any reason by the other, would retaliate with equal or greater force. The expected result is an immediate, irreversible escalation of hostilities resulting in both combatants' mutual, total, and assured destruction. The doctrine requires that neither side construct shelters on a massive scale. If one side constructed a similar system of shelters, it would violate the MAD doctrine and destabilize the situation, because it would have less to fear from a second strike. The same principle is invoked against missile defense.

The doctrine further assumes that neither side will dare to launch a first strike because the other side would launch on warning (also called fail-deadly) or with surviving forces (a second strike), resulting in unacceptable losses for both parties. The payoff of the MAD doctrine was and still is expected to be a tense but stable global peace. However, many have argued that mutually assured destruction is unable to deter unconventional war that could later escalate. Emerging domains of cyber-espionage, proxy-state conflict, and high-speed missiles threaten to circumvent MAD as a deterrent strategy.

The primary application of this doctrine started during the Cold War (1940s to 1991), in which MAD was seen as helping to prevent any direct full-scale conflicts between the United States and the Soviet Union while they engaged in smaller proxy wars around the world. It was also responsible for the arms race, as both nations struggled to keep nuclear parity, or at least retain second-strike capability. Although the Cold War ended in the early 1990s, the MAD doctrine continues to be applied.

Proponents of MAD as part of the US and USSR strategic doctrine believed that nuclear war could best be prevented if neither side could expect to survive a full-scale nuclear exchange as a functioning state. Since the credibility of the threat is critical to such assurance, each side had to invest substantial capital in their nuclear arsenals even if they were not intended for use. In addition, neither side could be expected or allowed to adequately defend itself against the other's nuclear missiles. This led both to the hardening and diversification of nuclear delivery systems (such as nuclear missile silos, ballistic missile submarines, and nuclear bombers kept at fail-safe points) and to the Anti-Ballistic Missile Treaty.

This MAD scenario is often referred to as nuclear deterrence. The term "deterrence" is now used in this context; originally, its use was limited to legal terminology.

Theory of Mutual Assured Destruction

When nuclear warfare between the United States and Soviet Union started to become a reality, theorists began to think that mutual assured destruction would be sufficient to deter the other side from launching a nuclear weapon. Kenneth Waltz, an American scientist, believed that nuclear forces were in fact useful, but even more useful in the fact that they deterred other nuclear threats from using them, based on mutually assured destruction. The theory of mutually assured destruction being a safe way to deter continued even farther with the thought that nuclear weapons intended on being used for the winning of a war, were unpractical, and even considered too dangerous and risky.  Even with the Cold War ending in 1991, about 30 years ago, deterrence from mutually assured destruction is still said to be the safest course to avoid nuclear warfare.

History

Pre-1945

The concept of MAD had been discussed in the literature for nearly a century before the invention of nuclear weapons. One of the earliest references comes from the English author Wilkie Collins, writing at the time of the Franco-Prussian War in 1870: "I begin to believe in only one civilizing influence—the discovery one of these days of a destructive agent so terrible that War shall mean annihilation and men's fears will force them to keep the peace." The concept was also described in 1863 by Jules Verne in his novel Paris in the Twentieth Century, though it was not published until 1994. The book is set in 1960 and describes "the engines of war", which have become so efficient that war is inconceivable and all countries are at a perpetual stalemate.

MAD has been invoked by more than one weapons inventor. For example, Richard Jordan Gatling patented his namesake Gatling gun in 1862 with the partial intention of illustrating the futility of war. Likewise, after his 1867 invention of dynamite, Alfred Nobel stated that "the day when two army corps can annihilate each other in one second, all civilized nations, it is to be hoped, will recoil from war and discharge their troops." In 1937, Nikola Tesla published The Art of Projecting Concentrated Non-dispersive Energy through the Natural Media, a treatise concerning charged particle beam weapons. Tesla described his device as a "superweapon that would put an end to all war."

The March 1940 Frisch–Peierls memorandum, the earliest technical exposition of a practical nuclear weapon, anticipated deterrence as the principal means of combating an enemy with nuclear weapons.

Early Cold War

Atomic bomb explosions over Hiroshima, Japan, 6 August 1945 (left) and over Nagasaki, Japan, 9 August 1945 (right).

In August 1945, the United States became the first nuclear power after the nuclear attacks on Hiroshima and Nagasaki. Four years later, on August 29, 1949, the Soviet Union detonated its own nuclear device. At the time, both sides lacked the means to effectively use nuclear devices against each other. However, with the development of aircraft like the American Convair B-36 and the Soviet Tupolev Tu-95, both sides were gaining a greater ability to deliver nuclear weapons into the interior of the opposing country. The official policy of the United States became one of "massive retaliation", as coined by Secretary of State John Foster Dulles, which called for massive attack against the Soviet Union if they were to invade Europe, regardless of whether it was a conventional or a nuclear attack.

By the time of the 1962 Cuban Missile Crisis, both the United States and the Soviet Union had developed the capability of launching a nuclear-tipped missile from a submerged submarine, which completed the "third leg" of the nuclear triad weapons strategy necessary to fully implement the MAD doctrine. Having a three-branched nuclear capability eliminated the possibility that an enemy could destroy all of a nation's nuclear forces in a first-strike attack; this, in turn, ensured the credible threat of a devastating retaliatory strike against the aggressor, increasing a nation's nuclear deterrence.

Campbell Craig and Sergey Radchenko argue that Nikita Khrushchev (Soviet leader 1953 to 1964) decided that policies that facilitated nuclear war were too dangerous to the Soviet Union. His approach did not greatly change his foreign policy or military doctrine but is apparent in his determination to choose options that minimized the risk of war.

How Mutually Assured Destruction was Seen During the Cold War

As the United States continued to build and place their nuclear weapons during the Cold War, it became clear to United States officials that there was no defense against a nuclear attack from the Soviet Union. This led to the dismantling of defense systems, both civil and antiballistic. The United States began to discontinue the deployment of nuclear forces in the 1950s, starting in Europe and the Middle East. By the 1960s and 1970s, the United States began to withdraw these nuclear forces.

The United States withdrawing nuclear forces from Europe and the Middle East actually had a deference affect on the Soviet Union, showing that the United States knew using nuclear weapons would mean their own demise as well due to mutually assured destruction. "The Soviet Union inevitably would recognize it and see the pointlessness of building ever-larger nuclear forces, not just for strategic operations but also for tactical and theater operations."

Paranoia in the United States Concerning Mutually Assured Destruction During the Cold War

While many United States officials recognized that there were was no legitimate way to counter Soviet Union nuclear weapons except to deter, there were those in power in the United States that were not satisfied with just the ability to deter to keep the United States safe. Perhaps the most influential and important of these officials was the United States Navy, who did not want to leave the nation's existence in the hands of "logic", specifically the Soviet Union's leadership and mutual hostage taking between the two super powers.

In the 1960s, the United States Navy looked to counter Soviet Union nuclear weapons by covertly pursuing "anti-submarine warfare". This was a massive success for the United States Navy, as they "achieved operational dominance over Soviet submarines," starting in the 1960s, and continued this dominance throughout the 1970s and 1980s to try and keep Soviet nuclear weapons out of open waters. This constant attack on Soviet submarines put lots of pressure on the Soviet Union. In fact, when Soviet submarines would fall back to Soviet waters, the United States would follow and continue their attacks; constantly putting Soviet submarines at risk.

Strategic Air Command

Image of Boeing B-47B at take-off
Boeing B-47B Stratojet Rocket-Assisted Take Off (RATO) on April 15, 1954
 
Image of B-52D during refueling
B-52D Stratofortress being refueled by a KC-135 Stratotanker, 1965

Beginning in 1955, the United States Strategic Air Command (SAC) kept one-third of its bombers on alert, with crews ready to take off within fifteen minutes and fly to designated targets inside the Soviet Union and destroy them with nuclear bombs in the event of a Soviet first-strike attack on the United States. In 1961, President John F. Kennedy increased funding for this program and raised the commitment to 50 percent of SAC aircraft.

During periods of increased tension in the early 1960s, SAC kept part of its B-52 fleet airborne at all times, to allow an extremely fast retaliatory strike against the Soviet Union in the event of a surprise attack on the United States. This program continued until 1969. Between 1954 and 1992, bomber wings had approximately one-third of their assigned aircraft on quick reaction ground alert and were able to take off within a few minutes. SAC also maintained the National Emergency Airborne Command Post (NEACP, pronounced "kneecap"), also known as "Looking Glass", which consisted of several EC-135s, one of which was airborne at all times from 1961 through 1990. During the Cuban Missile Crisis the bombers were dispersed to several different airfields, and also were sometimes airborne. For example, some were sent to Wright Patterson, which normally did not have B-52s.

During the height of the tensions between the US and the USSR in the 1960s, two popular films were made dealing with what could go terribly wrong with the policy of keeping nuclear-bomb-carrying airplanes at the ready: Dr. Strangelove (1964) and Fail Safe (1964).

Retaliation capability (second strike)

The strategy of MAD was fully declared in the early 1960s, primarily by United States Secretary of Defense Robert McNamara. In McNamara's formulation, there was the very real danger that a nation with nuclear weapons could attempt to eliminate another nation's retaliatory forces with a surprise, devastating the first strike and theoretically "win" a nuclear war relatively unharmed. The true second-strike capability could be achieved only when a nation had a guaranteed ability to fully retaliate after a first-strike attack.

The United States had achieved an early form of second-strike capability by fielding continual patrols of strategic nuclear bombers, with a large number of planes always in the air, on their way to or from fail-safe points close to the borders of the Soviet Union. This meant the United States could still retaliate, even after a devastating first-strike attack. The tactic was expensive and problematic because of the high cost of keeping enough planes in the air at all times and the possibility they would be shot down by Soviet anti-aircraft missiles before reaching their targets. In addition, as the idea of a missile gap existing between the US and the Soviet Union developed, there was increasing priority being given to ICBMs over bombers.

It was only with the advent of ballistic missile submarines, starting with the George Washington class in 1959, that a genuine survivable nuclear force became possible and a retaliatory second strike capability guaranteed.

The deployment of fleets of ballistic missile submarines established a guaranteed second-strike capability because of their stealth and by the number fielded by each Cold War adversary—it was highly unlikely that all of them could be targeted and preemptively destroyed (in contrast to, for example, a missile silo with a fixed location that could be targeted during a first strike). Given their long-range, high survivability and ability to carry many medium- and long-range nuclear missiles, submarines were credible and effective means for full-scale retaliation even after a massive first strike.

This deterrence strategy and the program have continued into the 21st century, with nuclear submarines carrying Trident II ballistic missiles as one leg of the US strategic nuclear deterrent and as the sole deterrent of the United Kingdom. The other elements of the US deterrent are intercontinental ballistic missiles (ICBMs) on alert in the continental United States, and nuclear-capable bombers. Ballistic missile submarines are also operated by the navies of China, France, India, and Russia.

The US Department of Defense anticipates a continued need for a sea-based strategic nuclear force. The first of the current Ohio-class SSBNs are expected to be retired by 2029, meaning that a replacement platform must already be seaworthy by that time. A replacement may cost over $4 billion per unit compared to the USS Ohio's $2 billion. The USN's follow-on class of SSBN will be the Columbia class, scheduled to begin construction in 2021 and enter service in 2031.

ABMs threaten MAD

In the 1960s both the Soviet Union (A-35 anti-ballistic missile system) and the United States (LIM-49 Nike Zeus) developed anti-ballistic missile systems. Had such systems been able to effectively defend against a retaliatory second strike, MAD would have been undermined. However, multiple scientific studies showed technological and logistical problems in these systems, including the inability to distinguish between real and decoy weapons.

MIRVs

A time exposure of seven MIRVs from Peacekeeper missile passing through clouds

MIRVs as counter against ABM

The multiple independently targetable re-entry vehicle (MIRV) was another weapons system designed specifically to aid with the MAD nuclear deterrence doctrine. With a MIRV payload, one ICBM could hold many separate warheads. MIRVs were first created by the United States in order to counterbalance the Soviet A-35 anti-ballistic missile systems around Moscow. Since each defensive missile could be counted on to destroy only one offensive missile, making each offensive missile have, for example, three warheads (as with early MIRV systems) meant that three times as many defensive missiles were needed for each offensive missile. This made defending against missile attacks more costly and difficult. One of the largest US MIRVed missiles, the LGM-118A Peacekeeper, could hold up to 10 warheads, each with a yield of around 300 kilotons of TNT (1.3 PJ)—all together, an explosive payload equivalent to 230 Hiroshima-type bombs. The multiple warheads made defense untenable with the available technology, leaving the threat of retaliatory attack as the only viable defensive option. MIRVed land-based ICBMs tend to put a premium on striking first. The START II agreement was proposed to ban this type of weapon, but never entered into force.

In the event of a Soviet conventional attack on Western Europe, NATO planned to use tactical nuclear weapons. The Soviet Union countered this threat by issuing a statement that any use of nuclear weapons (tactical or otherwise) against Soviet forces would be grounds for a full-scale Soviet retaliatory strike (massive retaliation). Thus it was generally assumed that any combat in Europe would end with apocalyptic conclusions.

Land-based MIRVed ICBMs threaten MAD

MIRVed land-based ICBMs are generally considered suitable for a first strike (inherently counterforce) or a counterforce second strike, due to:

  1. Their high accuracy (low circular error probable), compared to submarine-launched ballistic missiles which used to be less accurate, and more prone to defects;
  2. Their fast response time, compared to bombers which are considered too slow;
  3. Their ability to carry multiple MIRV warheads at once, useful for destroying a whole missile field or several cities with one missile.

Unlike a decapitation strike or a countervalue strike, a counterforce strike might result in a potentially more constrained retaliation. Though the Minuteman III of the mid-1960s was MIRVed with three warheads, heavily MIRVed vehicles threatened to upset the balance; these included the SS-18 Satan which was deployed in 1976, and was considered to threaten Minuteman III silos, which led some neoconservatives to conclude a Soviet first strike was being prepared for. This led to the development of the aforementioned Pershing II, the Trident I and Trident II, as well as the MX missile, and the B-1 Lancer.

MIRVed land-based ICBMs are considered destabilizing because they tend to put a premium on striking first. When a missile is MIRVed, it is able to carry many warheads (up to eight in existing US missiles, limited by New START, though Trident II is capable of carrying up to 12) and deliver them to separate targets. If it is assumed that each side has 100 missiles, with five warheads each, and further that each side has a 95 percent chance of neutralizing the opponent's missiles in their silos by firing two warheads at each silo, then the attacking side can reduce the enemy ICBM force from 100 missiles to about five by firing 40 missiles with 200 warheads, and keeping the rest of 60 missiles in reserve. As such, this type of weapon was intended to be banned under the START II agreement; however, the START II agreement was never brought into force, and neither Russia nor the United States ratified the agreement.

Late Cold War

The original US MAD doctrine was modified on July 25, 1980, with US President Jimmy Carter's adoption of countervailing strategy with Presidential Directive 59. According to its architect, Secretary of Defense Harold Brown, "countervailing strategy" stressed that the planned response to a Soviet attack was no longer to bomb Soviet population centers and cities primarily, but first to kill the Soviet leadership, then attack military targets, in the hope of a Soviet surrender before total destruction of the Soviet Union (and the United States). This modified version of MAD was seen as a winnable nuclear war, while still maintaining the possibility of assured destruction for at least one party. This policy was further developed by the Reagan administration with the announcement of the Strategic Defense Initiative (SDI, nicknamed "Star Wars"), the goal of which was to develop space-based technology to destroy Soviet missiles before they reached the United States.

SDI was criticized by both the Soviets and many of America's allies (including Prime Minister of the United Kingdom Margaret Thatcher) because, were it ever operational and effective, it would have undermined the "assured destruction" required for MAD. If the United States had a guarantee against Soviet nuclear attacks, its critics argued, it would have first-strike capability, which would have been a politically and militarily destabilizing position. Critics further argued that it could trigger a new arms race, this time to develop countermeasures for SDI. Despite its promise of nuclear safety, SDI was described by many of its critics (including Soviet nuclear physicist and later peace activist Andrei Sakharov) as being even more dangerous than MAD because of these political implications. Supporters also argued that SDI could trigger a new arms race, forcing the USSR to spend an increasing proportion of GDP on defense—something which has been claimed to have been an indirect cause of the eventual collapse of the Soviet Union. Gorbachev himself in 1983 announced that “the continuation of the S.D.I. program will sweep the world into a new stage of the arms race and would destabilize the strategic situation.”

Proponents of ballistic missile defense (BMD) argue that MAD is exceptionally dangerous in that it essentially offers a single course of action in the event of a nuclear attack: full retaliatory response. The fact that nuclear proliferation has led to an increase in the number of nations in the "nuclear club", including nations of questionable stability (e.g. North Korea), and that a nuclear nation might be hijacked by a despot or other person or persons who might use nuclear weapons without a sane regard for the consequences, presents a strong case for proponents of BMD who seek a policy which both protect against attack, but also does not require an escalation into what might become global nuclear war. Russia continues to have a strong public distaste for Western BMD initiatives, presumably because proprietary operative BMD systems could exceed their technical and financial resources and therefore degrade their larger military standing and sense of security in a post-MAD environment. Russian refusal to accept invitations to participate in NATO BMD may be indicative of the lack of an alternative to MAD in current Russian war-fighting strategy due to the dilapidation of conventional forces after the breakup of the Soviet Union.

Proud Prophet

Proud Prophet was a series of war games played out by various American military officials. The simulation revealed MAD made the use of nuclear weapons virtually impossible without total nuclear annihilation, regardless of how nuclear weapons were implemented in war plans. These results essentially ruled out the possibility of a limited nuclear strike, as every time this was attempted, it resulted in a complete expenditure of nuclear weapons by both the United States and USSR. Proud Prophet marked a shift in American strategy; following Proud Prophet, American rhetoric of strategies that involved the use of nuclear weapons dissipated and American war plans were changed to emphasize the use of conventional forces.

TTAPS Study

In 1983, a group of researchers including Carl Sagan released the TTAPS study (named for the respective initials of the authors), which predicted that the large scale use of nuclear weapons would cause a “nuclear winter”. The study predicted that the debris burned in nuclear bombings would be lifted into the atmosphere and diminish sunlight worldwide, thus reducing world temperatures by “-15° to -25°C”. These findings led to theory that MAD would still occur with many less weapons than were possessed by either the United States or USSR at the height of the Cold War. As such, nuclear winter was used as an argument for significant reduction of nuclear weapons since MAD would occur anyway.

Post-Cold War

A payload launch vehicle carrying a prototype exoatmospheric kill vehicle is launched from Meck Island at the Kwajalein Missile Range on December 3, 2001, for an intercept of a ballistic missile target over the central Pacific Ocean.

After the fall of the Soviet Union, the Russian Federation emerged as a sovereign entity encompassing most of the territory of the former USSR. Relations between the United States and Russia were, at least for a time, less tense than they had been with the Soviet Union.

While MAD has become less applicable for the US and Russia, it has been argued as a factor behind Israel’s acquisition of nuclear weapons. Similarly, diplomats have warned that Japan may be pressured to nuclearize by the presence of North Korean nuclear weapons. The ability to launch a nuclear attack against an enemy city is a relevant deterrent strategy for these powers.

The administration of US President George W. Bush withdrew from the Anti-Ballistic Missile Treaty in June 2002, claiming that the limited national missile defense system which they proposed to build was designed only to prevent nuclear blackmail by a state with limited nuclear capability and was not planned to alter the nuclear posture between Russia and the United States.

While relations have improved and an intentional nuclear exchange is more unlikely, the decay in Russian nuclear capability in the post-Cold War era may have had an effect on the continued viability of the MAD doctrine. A 2006 article by Keir Lieber and Daryl Press stated that the United States could carry out a nuclear first strike on Russia and would "have a good chance of destroying every Russian bomber base, submarine, and ICBM." This was attributed to reductions in Russian nuclear stockpiles and the increasing inefficiency and age of that which remains. Lieber and Press argued that the MAD era is coming to an end and that the United States is on the cusp of global nuclear primacy.

However, in a follow-up article in the same publication, others criticized the analysis, including Peter Flory, the US Assistant Secretary of Defense for International Security Policy, who began by writing "The essay by Keir Lieber and Daryl Press contains so many errors, on a topic of such gravity, that a Department of Defense response is required to correct the record." Regarding reductions in Russian stockpiles, another response stated that "a similarly one-sided examination of [reductions in] U.S. forces would have painted a similarly dire portrait".

A situation in which the United States might actually be expected to carry out a "successful" attack is perceived as a disadvantage for both countries. The strategic balance between the United States and Russia is becoming less stable, and the objective, the technical possibility of a first strike by the United States is increasing. At a time of crisis, this instability could lead to an accidental nuclear war. For example, if Russia feared a US nuclear attack, Moscow might make rash moves (such as putting its forces on alert) that would provoke a US preemptive strike.

An outline of current US nuclear strategy toward both Russia and other nations was published as the document "Essentials of Post–Cold War Deterrence" in 1995.

In November 2020, the US successfully destroyed a dummy ICBM outside the atmosphere with another missile. Bloomberg Opinion writes that this defense ability "ends the era of nuclear stability".

India and Pakistan

MAD does not entirely apply to all nuclear-armed rivals. India and Pakistan are an example of this; because of the abject superiority of conventional Indian armed forces to their Pakistani counterparts, Pakistan may be forced to use their nuclear weapons on invading Indian forces out of desperation regardless of an Indian retaliatory strike. As such, any large-scale attack on Pakistan by India could precipitate the use of nuclear weapons by Pakistan, thus rendering MAD inapplicable. However, MAD is applicable in that it may deter Pakistan from making a “suicidal” nuclear attack rather than a defensive nuclear strike.

North Korea

Since the emergence of North Korea as a nuclear state, military action has not been an option in handling the instability surrounding North Korea because of their option of nuclear retaliation in response to any conventional attack on them, thus rendering non-nuclear neighboring states such as South Korea and Japan incapable of resolving the destabilizing effect of North Korea via military force. MAD may not apply to the situation in North Korea because the theory relies on rational consideration of the use and consequences of nuclear weapons, which may not be the case for potential North Korean deployment.

Official policy

Whether MAD was the officially accepted doctrine of the United States military during the Cold War is largely a matter of interpretation. The United States Air Force, for example, has retrospectively contended that it never advocated MAD as a sole strategy, and that this form of deterrence was seen as one of numerous options in US nuclear policy. Former officers have emphasized that they never felt as limited by the logic of MAD (and were prepared to use nuclear weapons in smaller-scale situations than "assured destruction" allowed), and did not deliberately target civilian cities (though they acknowledge that the result of a "purely military" attack would certainly devastate the cities as well). However, according to a declassified 1959 Strategic Air Command study, US nuclear weapons plans specifically targeted the populations of Beijing, Moscow, Leningrad, East Berlin, and Warsaw for systematic destruction. MAD was implied in several US policies and used in the political rhetoric of leaders in both the United States and the USSR during many periods of the Cold War.

To continue to deter in an era of strategic nuclear equivalence, it is necessary to have nuclear (as well as conventional) forces such that in considering aggression against our interests any adversary would recognize that no plausible outcome would represent a victory or any plausible definition of victory. To this end and so as to preserve the possibility of bargaining effectively to terminate the war on acceptable terms that are as favorable as practical, if deterrence fails initially, we must be capable of fighting successfully so that the adversary would not achieve his war aims and would suffer costs that are unacceptable, or in any event greater than his gains, from having initiated an attack.

The doctrine of MAD was officially at odds with that of the USSR, which had, contrary to MAD, insisted survival was possible. The Soviets believed they could win not only a strategic nuclear war, which they planned to absorb with their extensive civil defense planning, but also the conventional war that they predicted would follow after their strategic nuclear arsenal had been depleted. Official Soviet policy, though, may have had internal critics towards the end of the Cold War, including some in the USSR's own leadership.

Nuclear use would be catastrophic.

— 1981, the Soviet General Staff

Other evidence of this comes from the Soviet minister of defense, Dmitriy Ustinov, who wrote that "A clear appreciation by the Soviet leadership of what a war under contemporary conditions would mean for mankind determines the active position of the USSR." The Soviet doctrine, although being seen as primarily offensive by Western analysts, fully rejected the possibility of a "limited" nuclear war by 1975.

Criticism

Nuclear weapon test Apache (yield 1.85 Mt or 7.7 PJ)

Challengeable assumptions

Second-strike capability
  • A first strike must not be capable of preventing a retaliatory second strike or else mutual destruction is not assured. In this case, a state would have nothing to lose with a first strike, or might try to preempt the development of an opponent's second-strike capability with a first strike. To avoid this, countries may design their nuclear forces to make decapitation strike almost impossible, by dispersing launchers over wide areas and using a combination of sea-based, air-based, underground, and mobile land-based launchers.
  • Another case of ensuring second strike capability is the Soviet (now Russian-operated) Dead Hand system, which is a semi-automatic “version of Dr. Strangelove’s Doomsday Machine”, which upon activation can launch a second strike without human intervention. The purpose of the Dead Hand system is to ensure a second strike even if Russia were to suffer a decapitation attack, thus maintaining MAD.
Perfect detection
  • No false positives (errors) in the equipment and/or procedures that must identify a launch by the other side. The implication of this is that an accident could lead to a full nuclear exchange. During the Cold War there were several instances of false positives, as in the case of Stanislav Petrov.
  • Perfect attribution. If there is a launch from the Sino-Russian border, it could be difficult to distinguish which nation is responsible—both Russia and China have the capability—and, hence, against which nation retaliation should occur. A launch from a nuclear-armed submarine could also be difficult to attribute.
Perfect rationality
  • No rogue commanders will have the ability to corrupt the launch decision process. Such an incident very nearly occurred during the Cuban Missile Crisis when an argument broke out aboard a nuclear-armed submarine cut off from radio communication. The second-in-command, Vasili Arkhipov, refused to launch despite an order from Captain Savitsky to do so.
  • All leaders with launch capability care about the survival of their subjects (an extremist leader may welcome Armageddon and launch an unprovoked attack). Winston Churchill warned that any strategy will not "cover the case of lunatics or dictators in the mood of Hitler when he found himself in his final dugout."
Inability to defend
  • No fallout shelter networks of sufficient capacity to protect large segments of the population and/or industry.
  • No development of anti-missile technology or deployment of remedial protective gear.

Terrorism

  • The threat of foreign and domestic nuclear terrorist threats has been a criticism of MAD as a defensive strategy. Deterrent strategies are ineffective against those who attack without regard for their life. Furthermore, the doctrine of MAD has been critiqued in regard to terrorism and asymmetrical warfare. Critics contend that a retaliatory strike would not be possible in this case because of the decentralization of terrorist organizations, which may be operating in several countries and dispersed among civilian populations. A misguided retaliatory strike made by the targeted nation could even advance terrorist goals in that a contentious retaliatory strike could drive support for the terrorist cause that instigated the nuclear exchange.

Space Weapons

  • Strategic analysts have criticized the doctrine of MAD for its inability to respond to the proliferation of space weaponry. First, military space systems have unequal dependence across countries. This means that less-dependent countries may find it beneficial to attack a more-dependent country’s space weapons, which complicates deterrence. This is especially true for countries like North Korea which have extensive ballistic missiles that could strike space-based systems.  Even across countries with similar dependence, anti-satellite weapons (ASATs) have the ability to remove the command and control of nuclear weapons. This encourages crisis-instability and pre-emptive nuclear-disabling strikes. Third, there is a risk of asymmetrical challengers.  Countries that fall behind in space weapon advancement may turn to using chemical or biological weapons. This may  heighten the risk of escalation, bypassing any deterrent effects of nuclear weapons. 

Entanglements

  • Cold-war bipolarity no longer is applicable to the global power balance. The complex modern alliance system makes allies and enemies tied to one another. Thus, action by one country to deter another could threaten the safety of a third country. “Security trilemmas” could increase tension during mundane acts of cooperation, complicating MAD. 

Emerging Hypersonic Weapons

  • Hypersonic ballistic or cruise missiles threaten the retaliatory backbone of mutually assured destruction. The high precision and speed of these weapons may allow for the development of “decapitory” strikes that remove the ability of another nation to have a nuclear response. In addition, the secretive nature of these weapon’s development can make deterrence more asymmetrical. 

Failure to Retaliate

  • If it was known that a country’s leader would not resort to nuclear retaliation, adversaries may be emboldened. Edward Teller, a member of the Manhattan Project, echoed these concerns as early as 1985 when he said that “The MAD policy as a deterrent is totally ineffective if it becomes known that in case of attack, we would not retaliate against the aggressor.”

Strategic Defense Initiative

From Wikipedia, the free encyclopedia
 
Strategic Defense Initiative Organization
Sdilogo.svg
Agency overview
Formed1984
Dissolved1993 (renamed)
Superseding agency
JurisdictionFederal government of the United States

The Strategic Defense Initiative (SDI), nicknamed the "Star Wars program", was a proposed missile defense system intended to protect the United States from attack by ballistic strategic nuclear weapons (intercontinental ballistic missiles and submarine-launched ballistic missiles). The concept was first announced on March 23, 1983 by President Ronald Reagan, a vocal critic of the doctrine of mutually assured destruction (MAD), which he described as a "suicide pact", and called upon American scientists and engineers to develop a system that would render nuclear weapons obsolete.

The Strategic Defense Initiative Organization (SDIO) was set up in 1984 within the US Department of Defense to oversee development. A wide array of advanced weapon concepts, including lasers, particle beam weapons and ground- and space-based missile systems were studied, along with various sensor, command and control, and high-performance computer systems that would be needed to control a system consisting of hundreds of combat centers and satellites spanning the entire globe and involved in a very short battle. The United States holds a significant advantage in the field of comprehensive advanced missile defense systems through decades of extensive research and testing and a number of these concepts and obtained technologies and insights were transferred to subsequent programs.

Under the SDIO's Innovative Sciences and Technology Office, headed by physicist and engineer Dr. James Ionson, the investment was predominantly made in basic research at national laboratories, universities, and in industry; these programs have continued to be key sources of funding for top research scientists in the fields of high-energy physics, supercomputing/computation, advanced materials, and many other critical science and engineering disciplines and funding which indirectly supports other research work by top scientists.

In 1987, the American Physical Society concluded that the technologies being considered were decades away from being ready for use, and at least another decade of research was required to know whether such a system was even possible. After the publication of the APS report, SDI‘s budget was repeatedly cut. By the late 1980s, the effort had been re-focused on the "Brilliant Pebbles" concept using small orbiting missiles not unlike a conventional air-to-air missile, which was expected to be much less expensive to develop and deploy.

SDI was controversial in some sectors, and was criticized for threatening to destabilize the MAD-approach potentially rendering the Soviet nuclear arsenal useless and to possibly re-ignite "an offensive arms race". Through declassified papers of American intelligence agencies the wider implications and effects of the program were examined and revealed that the potential neutralization of its arsenal and resulting loss of a balancing power factor SDI was a cause of grave concern for the Soviet Union and her primary successor state Russia. By the early 1990s, with the Cold War ending and nuclear arsenals being rapidly reduced, political support for SDI collapsed. SDI officially ended in 1993, when the Clinton Administration redirected the efforts towards theatre ballistic missiles and renamed the agency the Ballistic Missile Defense Organization (BMDO).

History

National BMD

The US Army had considered the issue of ballistic missile defense (BMD) as early as late in World War II. Studies on the topic suggested attacking a V-2 rocket would be difficult because the flight time was so short that it would leave little time to forward information through command and control networks to the missile batteries that would attack them. Bell Labs pointed out that although longer-range missiles flew much faster, their longer flight times would address the timing issue and their very high altitudes would make long-range detection by radar easier.

This led to a series of projects including Nike Zeus, Nike-X, Sentinel and ultimately the Safeguard Program, all aimed at deploying a nationwide defensive system against attacks by Soviet ICBMs. The reason for so many programs was the rapidly changing strategic threat; the Soviets claimed to be producing missiles "like sausages", and ever-more missiles would be needed to defend against this growing fleet. Low-cost countermeasures like radar decoys required additional interceptors to counter. An early estimate suggested one would have to spend $20 on defense for every $1 the Soviets spent on offense. The addition of MIRV in the late 1960s further upset the balance in favor of offense systems. This cost-exchange ratio was so favorable that it appeared the only thing building a defense would do would be to cause an arms race.

The Extended Range Nike Zeus/Spartan missile of the late-1960s was designed to provide full-country defense as part of the Sentinel-Safeguard programs. Projected to cost $40 billion ($315 billion in 2021) it would have offered minimal protection and damage prevention in an all-out attack.

When initially faced with this problem, Dwight D. Eisenhower asked ARPA to consider alternative concepts. Their Project Defender studied all sorts of systems, before abandoning most of them to concentrate on Project BAMBI. BAMBI used a series of satellites carrying interceptor missiles that would attack the Soviet ICBMs shortly after launch. This boost phase intercept rendered MIRV impotent; a successful attack would destroy all of the warheads. Unfortunately, the operational cost of such a system would be enormous, and the US Air Force continually rejected such concepts. Development was cancelled in 1963.

Through this period, the entire topic of BMD became increasingly controversial. Early deployment plans were met with little interest, but by the late 1960s, public meetings on the Sentinel system were met by thousands of angry protesters. After thirty years of effort, only one such system would be built; a single base of the original Safeguard system became operational in April 1975, only to shut down in February 1976.

A Soviet military A-35 anti-ballistic missile system was deployed around Moscow to intercept enemy ballistic missiles targeting the city or its surrounding areas. The A-35 was the only Soviet ABM system allowed under the 1972 Anti-Ballistic Missile Treaty. In development since the 1960s and in operation from 1971 until the 1990s, it featured the nuclear-tipped A350 exoatmospheric interceptor missile.

Lead up to SDI

The bright spikes extending below the initial fireball of one of 1952's Operation Tumbler–Snapper test shots, are known as the "rope trick effect". They are caused by the intense flash of thermal/soft X-rays released by the explosion heating the steel tower guy-wires white hot. The development of the W71 and the Project Excalibur x-ray laser were based on enhancing the destructive effects of these x-rays.

George Shultz, Reagan's secretary of state, suggested that a 1967 lecture by physicist Edward Teller (the so-called "father of the hydrogen bomb") was an important precursor to SDI. In the lecture, Teller talked about the idea of defending against nuclear missiles using nuclear weapons, principally the W65 and W71, with the latter being a contemporary enhanced thermal/X-ray device used actively on the Spartan missile in 1975. Held at Lawrence Livermore National Laboratory (LLNL), the 1967 lecture was attended by Reagan shortly after he became the governor of California.

Development of laser weapons in the Soviet Union began in 1964–1965. Though classified at the time, a detailed study on a Soviet space-based laser system began no later than 1976 as the Skif, a 1 MW Carbon dioxide laser along with the anti-satellite Kaskad, an in-orbit missile platform.

A revolver cannon (Rikhter R-23) was mounted on the 1974 Soviet Salyut 3 space station, a satellite that successfully test fired its cannon in orbit.

In 1979, Teller contributed to a Hoover Institution publication where he claimed that the US would be facing an emboldened USSR due to their work on civil defense. Two years later at a conference in Italy, he made the same claims about their ambitions, but with a subtle change; now he claimed that the reason for their boldness was their development of new space-based weapons. According to the popular opinion at the time, and one shared by author Frances FitzGerald; there was absolutely no evidence that such research was being carried out. What had really changed was that Teller was now selling his latest nuclear weapon, the X-ray laser. Finding limited success in his efforts to get funding for the project, his speech in Italy was a new attempt to create a missile gap.

In 1979, Reagan visited the NORAD command base, Cheyenne Mountain Complex, where he was first introduced to the extensive tracking and detection systems extending throughout the world and into space; however, he was struck by their comments that while they could track the attack down to the individual targets, there was nothing one could do to stop it. Reagan felt that in the event of an attack this would place the president in a terrible position, having to choose between immediate counterattack or attempting to absorb the attack and then maintain an upper hand in the post-attack era. Shultz suggests that this feeling of helplessness, coupled with the defensive ideas proposed by Teller a decade earlier, combined to form the impetus of the SDI.

In the fall of 1979, at Reagan's request, Lieutenant General Daniel O. Graham, the former head of the DIA, briefed Reagan on an updated BAMBI he called High Frontier, a missile shield composed of multi-layered ground- and space-based weapons that could track, intercept, and destroy ballistic missiles, which would theoretically be possible because of emerging technologies. It was designed to replace the MAD doctrine that Reagan and his aides described as a suicide pact. In September 1981, Graham formed a small, Virginia-based think tank called High Frontier to continue research on the missile shield. The Heritage Foundation provided High Frontier with space to conduct research, and Graham published a 1982 report entitled, "High Frontier: A New National Strategy" that examined in greater detail how the system would function.

Graham was not alone in considering the anti-missile problem. Since the late 1970s, a group had been pushing for the development of a high-powered chemical laser that would be placed in orbit and attack ICBMs, the Space Based Laser (SBL). More recently, new developments under Project Excalibur by Teller's "O-Group" at LLNL suggested that a single X-ray laser could shoot down dozens of missiles with a single shot. Graham organized a meeting space at the Heritage Foundation in Washington and the groups began to meet in order to present their plans to the incoming president.

The group met with Reagan several times during 1981 and 1982, apparently with little effect, while the buildup of new offensive weaponry like the B-1 Lancer and MX missile continued; however, in early 1983, the Joint Chiefs of Staff met with the president and outlined the reasons why they might consider shifting some of the funding from the offensive side to new defensive systems.

According to a 1983 US Interagency Intelligence Assessment, there was good evidence that in the late 1960s the Soviets were devoting serious thought to both explosive and non-explosive nuclear power sources for lasers.

Project and proposals

President Reagan delivering the March 23, 1983 speech initiating SDI

Announcement

On March 23, 1983, Reagan announced SDI in a nationally televised speech, stating "I call upon the scientific community who gave us nuclear weapons to turn their great talents to the cause of mankind and world peace: to give us the means of rendering these nuclear weapons impotent and obsolete."

Strategic Defense Initiative Organization (SDIO)

In 1984, the Strategic Defense Initiative Organization (SDIO) was established to oversee the program, which was headed by Lt. General James Alan Abrahamson USAF, a past Director of the NASA Space Shuttle program.

In addition to the ideas presented by the original Heritage group, a number of other concepts were also considered. Notable among these were particle-beam weapons, updated versions of nuclear shaped charges, and various plasma weapons. Additionally, the SDIO invested in computer systems, component miniaturization, and sensors.

Initially, the program focused on large scale systems designed to defeat a massive Soviet offensive strike. For this mission, SDIO concentrated almost entirely on the "high tech" solutions like lasers. Graham's proposal was repeatedly rejected by members of the Heritage group as well as within SDIO; when asked about it in 1985, Abrahamson suggested that the concept was underdeveloped and was not being considered.

By 1986, many of the promising ideas were failing. Teller's X-ray laser, run under Project Excalibur, failed several key tests in 1986 and was soon being suggested solely for the anti-satellite role. The particle beam concept was demonstrated to basically not work, as was the case with several other concepts. Only the Space Based Laser seemed to have any hope of developing in the short term, but it was growing in size due to its fuel consumption.

APS report

The American Physical Society (APS) had been asked by the SDIO to provide a review of the various concepts. They put together an all-star panel including many of the inventors of the laser, one of which was a Nobel laureate. Their initial report was presented in 1986, but due to classification issues it was not released to the public (in redacted form) until early 1987.

The report considered all of the systems then under development, and concluded none of them were anywhere near ready for deployment. Specifically, they noted that all of the systems had to improve their energy output by at least 100 times, and in some cases as much as a million. In other cases, like Excalibur, they dismissed the concept entirely. Their summary stated simply:

We estimate that all existing candidates for directed energy weapons (DEWs) require two or more orders of magnitude, (powers of 10) improvements in power output and beam quality before they may be seriously considered for application in ballistic missile defense systems.

In a best case scenario, they concluded that none of the systems could be deployed as an anti-missile system until into the next century.

Strategic Defense System

Faced with this report, and the press storm that followed, the SDIO changed direction. Beginning in late 1986, Abrahamson proposed that SDI would be based on the system he had previously dismissed, a version of High Frontier now renamed the "Strategic Defense System, Phase I Architecture". The name implied that the concept would be replaced by more advanced systems in future phases.

Strategic Defense System, or SDS, was largely the Smart Rocks concept with an added layer of ground-based missiles in the US. These missiles were intended to attack the enemy warheads that the Smart Rocks had missed. In order to track them when they were below the radar horizon, SDS also added a number of additional satellites flying at low altitude that would feed tracking information to both the space-based "garages" as well as the ground-based missiles. The ground-based systems operational today trace their roots back to this concept.

While SDS was being proposed, Lawrence Livermore National had introduced a new concept known as Brilliant Pebbles. This was essentially the combination of the sensors on the garage satellites and the low-orbit tracking stations on the Smart Rocks missile. Advancements in new sensors and microprocessors allowed all of this to be packaged into the volume of a small missile nose cone. Over the next two years, a variety of studies suggested that this approach would be cheaper, easier to launch and more resistant to counterattack, and in 1990 Brilliant Pebbles was selected as the baseline model for the SDS Phase 1.

Global Protection Against Limited Strikes (GPALS)

While SDIO and SDS was ongoing, the Warsaw Pact was rapidly disintegrating, culminating in the destruction of the Berlin Wall in 1989. One of the many reports on SDS considered these events, and suggested that the massive defense against a Soviet launch would soon be unnecessary, but that short and medium range missile technology would likely proliferate as the former Soviet Union disintegrated and sold off their hardware. One of the core ideas behind the GPALS system was that the Soviet Union would not always be assumed as the aggressor and the United States would not always be assumed as the target.

Instead of a heavy defense aimed at ICBMs, this report suggested realigning the deployment for the Global Protection Against Limited Strikes (GPALS). Against such threats the Brilliant Pebbles would have limited performance, largely because the missiles fired for only a short period and the warheads did not rise high enough for them to be easily tracked by a satellite above them. To the original SDS, GPALS added a new mobile ground-based missile, and added more low-orbit satellites known as Brilliant Eyes to feed information to the Pebbles.

GPALS was approved by President George H.W. Bush in 1991. The new system would cut the proposed costs of the SDI system from $53 billion to $41 billion over a decade. Also, instead of making plans to protect against thousands of incoming missiles, the GPALS system sought to provide flawless protection from up to two hundred nuclear missiles. The GPALS system also was able to protect the United States from attacks coming from all different parts of the world.

Ballistic Missile Defense Organization (BMDO)

In 1993, the Clinton administration further shifted the focus to ground-based interceptor missiles and theater scale systems, forming the Ballistic Missile Defense Organization (BMDO) and closing the SDIO. The Ballistic Missile Defense Organization was renamed again by the George W. Bush administration as the Missile Defense Agency and focused onto limited National Missile Defense.

Ground-based programs

Extended Range Interceptor (ERINT) launch from White Sands Missile Range

Extended Range Interceptor (ERINT)

The Extended Range Interceptor (ERINT) program was part of SDI's Theater Missile Defense Program and was an extension of the Flexible Lightweight Agile Guided Experiment (FLAGE), which included developing hit-to-kill technology and demonstrating the guidance accuracy of a small, agile, radar-homing vehicle.

FLAGE scored a direct hit against a MGM-52 Lance missile in flight, at White Sands Missile Range in 1987. ERINT was a prototype missile similar to the FLAGE, but it used a new solid-propellant rocket motor that allowed it to fly faster and higher than FLAGE.

Under BMDO, ERINT was later chosen as the MIM-104 Patriot (Patriot Advanced Capability-3,PAC-3) missile.

Homing Overlay Experiment (HOE)

4 m (13 ft) diameter web deployed by Homing Overlay Experiment

Given concerns about the previous programs using nuclear-tipped interceptors, in the 1980s the US Army began studies about the feasibility of hit-to-kill vehicles, i.e. interceptor missiles that would destroy incoming ballistic missiles just by colliding with them head-on.

The Homing Overlay Experiment (HOE) was the first hit-to-kill system tested by the US Army, and also the first successful hit-to-kill intercept of a mock ballistic missile warhead outside the Earth's atmosphere.

The HOE used a Kinetic Kill Vehicle (KKV) to destroy a ballistic missile. The KKV was equipped with an infrared seeker, guidance electronics and a propulsion system. Once in space, the KKV could extend a folded structure similar to an umbrella skeleton of 4 m (13 ft) diameter to enhance its effective cross section. This device would destroy the ICBM reentry vehicle on collision.

Four test launches were conducted in 1983 and 1984 at Kwajalein Missile Range in the Republic of the Marshall Islands. For each test a Minuteman missile was launched from Vandenberg Air Force Base in California carrying a single mock re-entry vehicle targeted for Kwajalein lagoon more than 4,000 miles (6,400 km) away.

After test failures with the first three flight tests because of guidance and sensor problems, the DOD reported that the fourth and final test on June 10, 1984 was successful, intercepting the Minuteman RV with a closing speed of about 6.1 km/s at an altitude of more than 160 km.

Although the fourth test was described as a success, the New York Times in August 1993 reported that the HOE4 test was rigged to increase the likelihood of a successful hit. At the urging of Senator David Pryor, the General Accounting Office investigated the claims and concluded that though steps were taken to make it easier for the interceptor to find its target (including some of those alleged by the New York Times), the available data indicated that the interceptor had been successfully guided by its onboard infrared sensors in the collision, and not by an onboard radar guidance system as alleged. Per the GAO report, the net effect of the DOD enhancements increased the infrared signature of the target vessel by 110% over the realistic missile signature initially proposed for the HOE program, but nonetheless the GAO concluded the enhancements to the target vessel were reasonable given the objectives of the program and the geopolitical consequences of its failure. Further, the report concluded that the DOD's subsequent statements before Congress about the HOE program "fairly characterize[d]" the success of HOE4, but confirmed that the DOD never disclosed to Congress the enhancements made to the target vessel.

The technology developed for the HOE system was later used by the SDI and expanded into the Exoatmospheric Reentry-vehicle Interception System (ERIS) program.

ERIS and HEDI

Developed by Lockheed as part of the ground-based interceptor portion of SDI, the Exoatmospheric Reentry-vehicle Interceptor Subsystem (ERIS) began in 1985, with at least two tests occurring in the early 1990s. This system was never deployed, but the technology of the system was used in the Terminal High Altitude Area Defense (THAAD) system and the Ground-Based Interceptor currently deployed as part of the Ground-Based Midcourse Defense (GMD) system.

Directed-energy weapon (DEW) programs

X-ray laser

The 1984 SDI concept of a space based Nuclear reactor pumped laser or a chemical hydrogen fluoride laser satellite, Resulted in this 1984 artist's concept of a laser-equipped satellite firing on another, causing a momentum change in the target object by laser ablation. Before having to cool and re-aim at further possible targets.
 
This early artwork of the Nuclear detonation pumped laser array depicts an Excalibur engaging three targets, simultaneously. In most descriptions, each Excalibur could fire at dozens of targets, which would be hundreds or thousands of kilometers away.

An early focus of the SDI effort was an X-ray lasers powered by nuclear explosions. Nuclear explosions give off a huge burst of X-rays, which the Excalibur concept intended to focus using a lasing medium consisting of metal rods. Many such rods would be placed around a warhead, each one aimed at a different ICBM, thus destroying many ICBMs in a single attack. It would cost much less for the US to build another Excalibur than the Soviets would need to build enough new ICBMs to counter it. The idea was first based on satellites, but when it was pointed out that these could be attacked in space, the concept moved to a "pop-up" concept, rapidly launched from a submarine off the Soviet northern coast.

However, on March 26, 1983, the first test, known as the Cabra event, was performed in an underground shaft and resulted in marginally positive readings that could be dismissed as being caused by a faulty detector. Since a nuclear explosion was used as the power source, the detector was destroyed during the experiment and the results therefore could not be confirmed. Technical criticism based upon unclassified calculations suggested that the X-ray laser would be of at best marginal use for missile defense. Such critics often cite the X-ray laser system as being the primary focus of SDI, with its apparent failure being a main reason to oppose the program; however, the laser was never more than one of the many systems being researched for ballistic missile defense.

Despite the apparent failure of the Cabra test, the long term legacy of the X-ray laser program is the knowledge gained while conducting the research. A parallel developmental program advanced laboratory X-ray lasers for biological imaging and the creation of 3D holograms of living organisms. Other spin-offs include research on advanced materials like SEAgel and Aerogel, the Electron-Beam Ion Trap facility for physics research, and enhanced techniques for early detection of breast cancer.

Chemical laser

SeaLite Beam Director, commonly used as the output for the MIRACL

Beginning in 1985, the Air Force tested an SDIO-funded deuterium fluoride laser known as Mid-Infrared Advanced Chemical Laser (MIRACL) at White Sands Missile Range. During a simulation, the laser successfully destroyed a Titan missile booster in 1985, however the test setup had the booster shell pressurized and under considerable compression loads. These test conditions were used to simulate the loads a booster would be under during launch. The system was later tested on target drones simulating cruise missiles for the US Navy, with some success. After the SDIO closed, the MIRACL was tested on an old Air Force satellite for potential use as an anti-satellite weapon, with mixed results. The technology was also used to develop the Tactical High Energy Laser, (THEL) which is being tested to shoot down artillery shells.

During the mid-to-late 1980s a number of panel discussions on lasers and SDI took place at various laser conferences. Proceedings of these conferences include papers on the status of chemical and other high power lasers at the time.

The Missile Defense Agency's Airborne Laser program uses a chemical laser which has successfully intercepted a missile taking off, so an offshoot of SDI could be said to have successfully implemented one of the key goals of the program.

Neutral particle beam

In July 1989, the Beam Experiments Aboard a Rocket (BEAR) program launched a sounding rocket containing a neutral particle beam (NPB) accelerator. The experiment successfully demonstrated that a particle beam would operate and propagate as predicted outside the atmosphere and that there are no unexpected side-effects when firing the beam in space. After the rocket was recovered, the particle beam was still operational. According to the BMDO, the research on neutral particle beam accelerators, which was originally funded by the SDIO, could eventually be used to reduce the half-life of nuclear waste products using accelerator-driven transmutation technology.

Laser and mirror experiments

Technicians at the Naval Research Laboratory (NRL) work on the Low-powered Atmosphere Compensation Experiment (LACE) satellite.

The High Precision Tracking Experiment (HPTE), launched with the Space Shuttle Discovery on STS-51-G, was tested June 21, 1985 when a Hawaii-based low-power laser successfully tracked the experiment and bounced the laser off of the HPTE mirror.

The Relay mirror experiment (RME), launched in February 1990, demonstrated critical technologies for space-based relay mirrors that would be used with an SDI directed-energy weapon system. The experiment validated stabilization, tracking, and pointing concepts and proved that a laser could be relayed from the ground to a 60 cm mirror on an orbiting satellite and back to another ground station with a high degree of accuracy and for extended durations.

Launched on the same rocket as the RME, the Low-power Atmospheric Compensation Experiment (LACE) satellite was built by the United States Naval Research Laboratory (NRL) to explore atmospheric distortion of lasers and real-time adaptive compensation for that distortion. The LACE satellite also included several other experiments to help develop and improve SDI sensors, including target discrimination using background radiation and tracking ballistic missiles using Ultraviolet Plume Imaging (UVPI). LACE was also used to evaluate ground-based adaptive optics, a technique now used in civilian telescopes to remove atmospheric distortions.

Hypervelocity Railgun (CHECMATE)

Research out of hypervelocity railgun technology was done to build an information base about railguns so that SDI planners would know how to apply the technology to the proposed defense system. The SDI railgun investigation, called the Compact High Energy Capacitor Module Advanced Technology Experiment, had been able to fire two projectiles per day during the initiative. This represented a significant improvement over previous efforts, which were only able to achieve about one shot per month. Hypervelocity railguns are, at least conceptually, an attractive alternative to a space-based defense system because of their envisioned ability to quickly shoot at many targets. Also, since only the projectile leaves the gun, a railgun system can potentially fire many times before needing to be resupplied.

A hypervelocity railgun works very much like a particle accelerator insofar as it converts electrical potential energy into kinetic energy imparted to the projectile. A conductive pellet (the projectile) is attracted down the rails by electric current flowing through a rail. Through the magnetic forces that this system achieves, a force is exerted on the projectile moving it down the rail. Railguns can generate muzzle-velocities in excess of 2.4 kilometers per second.

Railguns face a host of technical challenges before they will be ready for battlefield deployment. First, the rails guiding the projectile must carry very high power. Each firing of the railgun produces tremendous current flow (almost half a million amperes) through the rails, causing rapid erosion of the rail's surfaces (through ohmic heating), and even vaporization of the rail surface. Early prototypes were essentially single-use weapons, requiring complete replacement of the rails after each firing. Another challenge with the railgun system is projectile survivability. The projectiles experience acceleration force in excess of 100,000 g. To be effective, the fired projectile must first survive the mechanical stress of firing and the thermal effects of a trip through the atmosphere at many times the speed of sound before its subsequent impact with the target. In-flight guidance, if implemented, would require the onboard navigation system to be built to the same level of sturdiness as the main mass of the projectile.

In addition to being considered for destroying ballistic missile threats, railguns were also being planned for service in space platform (sensor and battle station) defense. This potential role reflected defense planner expectations that the railguns of the future would be capable of not only rapid fire, but also of multiple firings (on the order of tens to hundreds of shots).

Space-based programs

Space-Based Interceptor (SBI)

Groups of interceptors were to be housed in orbital modules. Hover testing was completed in 1988 and demonstrated integration of the sensor and propulsion systems in the prototype SBI. It also demonstrated the ability of the seeker to shift its aiming point from a rocket's hot plume to its cool body, a first for infrared ABM seekers. Final hover testing occurred in 1992 using miniaturized components similar to what would have actually been used in an operational interceptor. These prototypes eventually evolved into the Brilliant Pebbles program.

Brilliant Pebbles

Brilliant Pebbles concept artwork

Brilliant Pebbles was a non-nuclear system of satellite-based interceptors designed to use high-velocity, watermelon-sized, teardrop-shaped projectiles made of tungsten as kinetic warheads. It was designed to operate in conjunction with the Brilliant Eyes sensor system. The project was conceived in November 1986 by Lowell Wood at Lawrence Livermore National Laboratory. Detailed studies were undertaken by several advisory boards, including the Defense Science Board and JASON, in 1989.

The Pebbles were designed in such a way that autonomous operation, without further external guidance from planned SDI sensor systems, was possible. This was attractive as a cost saving measure, as it would allow scaling back of those systems, and was estimated to save $7 to $13 billion versus the standard Phase I Architecture. Brilliant Pebbles later became the centerpiece of a revised architecture under the Bush Administration SDIO.

John H. Nuckolls, director of Lawrence Livermore National Laboratory from 1988 to 1994, described the system as "The crowning achievement of the Strategic Defense Initiative". Some of the technologies developed for SDI were used in numerous later projects. For example, the sensors and cameras that were developed and manufactured for Brilliant Pebbles systems became components of the Clementine mission and SDI technologies may also have a role in future missile defense efforts.

Though regarded as one of the most capable SDI systems, the Brilliant Pebbles program was canceled in 1994 by the BMDO.

Sensor programs

Delta 183 launch vehicle lifts off, carrying the SDI sensor experiment "Delta Star", March 24, 1989

SDIO sensor research encompassed visible light, ultraviolet, infrared, and radar technologies, and eventually led to the Clementine mission though that mission occurred just after the program transitioned to the BMDO. Like other parts of SDI, the sensor system initially was very large-scale, but after the Soviet threat diminished it was cut back.

Boost Surveillance and Tracking System (BSTS)

Boost Surveillance and Tracking System was part of the SDIO in the late 1980s, and was designed to assist detection of missile launches, especially during the boost phase; however, once the SDI program shifted toward theater missile defense in the early 1990s, the system left SDIO control and was transferred to the Air Force.

Space Surveillance and Tracking System (SSTS)

Space Surveillance and Tracking System was a system originally designed for tracking ballistic missiles during their mid-course phase. It was designed to work in conjunction with BSTS, but was later scaled down in favor of the Brilliant Eyes program.

Brilliant Eyes

Brilliant Eyes was a simpler derivative of the SSTS that focused on theater ballistic missiles rather than ICBMs and was meant to operate in conjunction with the Brilliant Pebbles system.

Brilliant Eyes was renamed Space and Missile Tracking System (SMTS) and scaled back further under BMDO, and in the late 1990s it became the low earth orbit component of the Air Force's Space Based Infrared System (SBIRS).

Other sensor experiments

The Delta 183 program used a satellite known as Delta Star to test several sensor related technologies. Delta Star carried a thermographic camera, a long-wave infrared imager, an ensemble of imagers and photometers covering several visible and ultraviolet bands as well as a laser detector and ranging device. The satellite observed several ballistic missile launches including some releasing liquid propellant as a countermeasure to detection. Data from the experiments led to advances in sensor technologies.

Countermeasures

An artist's concept of a ground / space-based hybrid laser weapon, 1984

In war-fighting, countermeasures can have a variety of meanings:

  1. The immediate tactical action to reduce vulnerability, such as chaff, decoys, and maneuvering.
  2. Counter strategies which exploit a weakness of an opposing system, such as adding more MIRV warheads which are less expensive than the interceptors fired against them.
  3. Defense suppression. That is, attacking elements of the defensive system.

Countermeasures of various types have long been a key part of warfighting strategy; however, with SDI they attained a special prominence due to the system cost, scenario of a massive sophisticated attack, strategic consequences of a less-than-perfect defense, outer spacebasing of many proposed weapons systems, and political debate.

Whereas the current United States national missile defense system is designed around a relatively limited and unsophisticated attack, SDI planned for a massive attack by a sophisticated opponent. This raised significant issues about economic and technical costs associated with defending against anti-ballistic missile defense countermeasures used by the attacking side.

For example, if it had been much cheaper to add attacking warheads than to add defenses, an attacker of similar economic power could have simply outproduced the defender. This requirement of being "cost effective at the margin" was first formulated by Paul Nitze in November 1985.

In addition, SDI envisioned many space-based systems in fixed orbits, ground-based sensors, command, control and communications facilities, etc. In theory, an advanced opponent could have targeted those, in turn requiring self-defense capability or increased numbers to compensate for attrition.

A sophisticated attacker having the technology to use decoys, shielding, maneuvering warheads, defense suppression, or other countermeasures would have multiplied the difficulty and cost of intercepting the real warheads. SDI design and operational planning had to factor in these countermeasures and the associated cost.

Response from the Soviet Union

SDI was high on Mikhail Gorbachev's agenda at the Geneva Summit.

SDI failed to dissuade the USSR from investing in development of ballistic missiles. The Soviet response to the SDI during the period of March 1983 through November 1985 provided indications of their view of the program both as a threat and as an opportunity to weaken NATO. SDI was likely seen not only as a threat to the physical security of the Soviet Union, but also as part of an effort by the United States to seize the strategic initiative in arms controls by neutralizing the military component of Soviet strategy. The Kremlin expressed concerns that space-based missile defenses would make nuclear war inevitable.

A major objective of that strategy was the political separation of Western Europe from the United States, which the Soviets sought to facilitate by aggravating allied concern over the SDI's potential implications for European security and economic interests. The Soviet predisposition to see deception behind the SDI was reinforced by their assessment of US intentions and capabilities and the utility of military deception in furthering the achievement of political goals.

Until the failing Soviet economy and the dissolution of the country between 1989 and 1991 which marks the end of the Cold War and with it the relaxation of the "arms race", warhead production had continued unabated in the USSR. Total deployed US and Soviet strategic weapons increased steadily from 1983 until the Cold War ended.

In 1986 Carl Sagan summarized what he heard Soviet commentators were saying about SDI, with a common argument being that it was equivalent to starting an economic war through a defensive arms race to further cripple the Soviet economy with extra military spending, while another interpretation was that it served as a disguise for the US wish to initiate a first strike on the Soviet Union.

Though classified at the time, a detailed study on a Soviet space-based LASER system began no later than 1976 as the Skif, a 1 MW Carbon dioxide laser along with the anti-satellite Kaskad, an in-orbit missile platform. With both devices reportedly designed to pre-emptively destroy any US satellites that might be launched in the future which could otherwise aid US missile defense.

DIA drawing of the Soviet Terra-3 laser in the USSR

Terra-3 was a Soviet laser testing centre, located on the Sary Shagan anti-ballistic missile (ABM) testing range in the Karaganda Region of Kazakhstan. It was originally built to test missile defense concepts, In 1984, officials within the United States Department of Defense (DoD) suggested it was the site of a prototypical anti-satellite weapon system.

In 1987 a disguised Mir space station module was lifted on the inaugural flight of the Energia booster as the Polyus and it has since been revealed that this craft housed a number of systems of the Skif laser, which were intended to be clandestinely tested in orbit, if it had not been for the spacecraft's attitude control system malfunctioning upon separation from the booster and it failing to reach orbit. More tentatively, it is also suggested that the Zarya module of the International Space Station, capable of station keeping and providing sizable battery power, was initially developed to power the Skif laser system.

The polyus was a prototype of the Skif orbital weapons platform designed to destroy Strategic Defense Initiative satellites with a megawatt carbon-dioxide laser. Soviet motivations behind attempting to launch components of the Skif laser in the form of Polyus were, according to interviews conducted years later, more for propaganda purposes in the prevailing climate of focus on US SDI, than as an effective defense technology, as the phrase "Space based laser" has a certain political capital.

In 2014, a declassified CIA paper states that "In response to SDI, Moscow threatened a variety of military countermeasures in lieu of developing a parallel missile defense system".

Controversy and criticism

SDI was not just lasers; in this Kinetic Energy Weapon test, a seven-gram Lexan projectile was fired from a light-gas gun at a velocity of 23,000 feet per second (7,000 m/s; 16,000 mph) at a cast aluminum block.

Historians from the Missile Defense Agency attribute the term "Star Wars" to a Washington Post article published March 24, 1983, the day after the speech, which quoted Democratic Senator Ted Kennedy describing the proposal as "reckless Star Wars schemes." Some critics used that term derisively, implying it was an impractical science fiction. In addition, the American media's liberal use of the moniker (despite President Reagan's request that they use the program's official name) did much to damage the program's credibility. In comments to the media on March 7, 1986, Acting Deputy Director of SDIO, Dr. Gerold Yonas, described the name "Star Wars" as an important tool for Soviet disinformation and asserted that the nickname gave an entirely wrong impression of SDI.

Jessica Savitch reported on the technology in episode No.111 of Frontline, "Space: The Race for High Ground" on PBS on November 4, 1983. The opening sequence shows Jessica Savitch seated next to a laser that she used to destroy a model of a communication satellite. The demonstration was perhaps the first televised use of a weapons grade laser. No theatrical effects were used. The model was actually destroyed by the heat from the laser. The model and the laser were realized by Marc Palumbo, a High Tech Romantic artist from the Center for Advanced Visual Studies at MIT.

Ashton Carter, then a board member at MIT, assessed SDI for Congress in 1984, saying there were a number of difficulties in creating an adequate missile defense shield, with or without lasers. Carter said X-rays have a limited scope because they become diffused through the atmosphere, much like the beam of a flashlight spreading outward in all directions. This means the X-rays needed to be close to the Soviet Union, especially during the critical few minutes of the booster phase, for the Soviet missiles to be both detectable to radar and targeted by the lasers themselves. Opponents disagreed, saying advances in technology, such as using very strong laser beams, and by "bleaching" the column of air surrounding the laser beam, could increase the distance that the X-ray would reach to successfully hit its target.

Physicists Hans Bethe and Richard Garwin, who worked with Edward Teller on both the atomic bomb and hydrogen bomb at Los Alamos, claimed a laser defense shield was unfeasible. They said that a defensive system was costly and difficult to build yet simple to destroy, and claimed that the Soviets could easily use thousands of decoys to overwhelm it during a nuclear attack. They believed that the only way to stop the threat of nuclear war was through diplomacy and dismissed the idea of a technical solution to the Cold War, saying that a defense shield could be viewed as threatening because it would limit or destroy Soviet offensive capabilities while leaving the American offense intact. In March 1984, Bethe coauthored a 106-page report for the Union of Concerned Scientists that concluded "the X-ray laser offers no prospect of being a useful component in a system for ballistic missile defense."

In response to this when Teller testified before Congress he stated that "instead of [Bethe] objecting on scientific and technical grounds, which he thoroughly understands, he now objects on the grounds of politics, on grounds of military feasibility of military deployment, on other grounds of difficult issues which are quite outside the range of his professional cognizance or mine."

On June 28, 1985, David Lorge Parnas resigned from SDIO's Panel on Computing in Support of Battle Management, arguing in eight short papers that the software required by the Strategic Defense Initiative could never be made to be trustworthy and that such a system would inevitably be unreliable and constitute a menace to humanity in its own right. Parnas said he joined the panel with the desire to make nuclear weapons "impotent and obsolete" but soon concluded that the concept was "a fraud".

SDI drew criticism from abroad as well. This 1986 Socialist German Workers Youth graffiti in Kassel, West Germany says "Keinen Krieg der Sterne! Stoppt SDI! SDAJ" or (No star wars! Stop SDI! SDAJ).

Treaty obligations

Another criticism of SDI was that it would require the United States to modify previously ratified treaties. The Outer Space Treaty of 1967, which requires "States Parties to the Treaty undertake not to place in orbit around the Earth any objects carrying nuclear weapons or any other kinds of weapons of mass destruction, install such weapons on celestial bodies, or station such weapons in outer space in any other manner" and would forbid the US from pre-positioning in Earth orbit any devices powered by nuclear weapons and any devices capable of "mass destruction". Only the space stationed nuclear pumped X-ray laser concept would have violated this treaty, since other SDI systems, did not require the pre-positioning of nuclear explosives in space.

The Anti-Ballistic Missile Treaty and its subsequent protocol, which limited missile defenses to one location per country at 100 missiles each (which the USSR had and the US did not), would have been violated by SDI ground-based interceptors. The Nuclear Non-Proliferation Treaty requires "Each of the Parties to the Treaty undertakes to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective international control." Many viewed favoring deployment of ABM systems as an escalation rather than cessation of the nuclear arms race, and therefore a violation of this clause. On the other hand, many others did not view SDI as an escalation.

SDI and MAD

SDI was criticized for potentially disrupting the strategic doctrine of mutual assured destruction. MAD postulated that intentional nuclear attack was inhibited by the certainty of ensuing mutual destruction. Even if a nuclear first strike destroyed many of the opponent's weapons, sufficient nuclear missiles would survive to render a devastating counter-strike against the attacker. The criticism was that SDI could have potentially allowed an attacker to survive the lighter counter-strike, thus encouraging a first strike by the side having SDI. Another destabilizing scenario was countries being tempted to strike first before SDI was deployed, thereby avoiding a disadvantaged nuclear posture. Proponents of SDI argued that SDI development might instead cause the side that did not have the resources to develop SDI to, rather than launching a suicidal nuclear first strike attack before the SDI system was deployed, instead come to the bargaining table with the country that did have those resources and, hopefully, agree to a real, sincere disarmament pact that would drastically decrease all forces, both nuclear and conventional. Furthermore, the MAD argument was criticized on the grounds that MAD only covered intentional, full-scale nuclear attacks by a rational, non-suicidal opponent with similar values. It did not take into account limited launches, accidental launches, rogue launches, or launches by non-state entities or covert proxies.

During the Reykjavik talks with Mikhail Gorbachev in 1986, Ronald Reagan addressed Gorbachev's concerns about imbalance by stating that SDI technology could be provided to the entire world – including the Soviet Union – to prevent the imbalance from occurring. Gorbachev answered dismissively. When Reagan prompted technology sharing again, Gorbachev stated "we cannot assume an obligation relative to such a transition", referring to the cost of implementing such a program. 

A military officer who was involved in covert operations at the time has told journalist Seymour Hersh that much of the publicity about the program was deliberately false and intended to expose Soviet spies:

For example, the published stories about our Star Wars programme were replete with misinformation and forced the Russians to expose their sleeper agents inside the American government by ordering them to make a desperate attempt to find out what the US was doing. But we could not risk exposure of the administration's role and take the chance of another McCarthy period. So there were no prosecutions. We dried up and eliminated their access and left the spies withering on the vine ... Nobody on the Joint Chiefs of Staff ever believed we were going to build Star Wars, but if we could convince the Russians that we could survive a first strike, we win the game.

Non-ICBM delivery

Another criticism of SDI was that it would not be effective against non-space faring weapons, namely cruise missiles, bombers, short-range ballistic missile submarines and non-conventional delivery methods; however, it was never intended to act as a defense against non-space faring weapons.

Whistleblower

In 1992, scientist Aldric Saucier was given whistleblower protection after he was fired and complained about "wasteful spending on research and development" at the SDI.[94] Saucier also lost his security clearance.

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