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Monday, April 10, 2023

Universal monarchy

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Universal_monarchy

A universal monarchy is a concept and political situation where one monarchy is deemed to have either sole rule over everywhere (or at least the predominant part of a geopolitical area or areas) or to have a special supremacy over all other states (or at least all the states in a geopolitical area or areas).

Concept

Universal monarchy is differentiated from ordinary monarchy in that a universal monarchy is beholden to no other state and asserts a degree of total sovereignty over an area, or predominance over other states.

The concept has arisen in Egypt, Europe, Asia and Peru. The concept is linked to that of Empire, but implies more than simply possessing imperium.

The Latin phrase Dominus Mundi, Lord of the World, encapsulates the concept. Though in practice no universal monarchy, or indeed any state, ever held rule over the whole world, it may have appeared to many people, particularly pre-modern, that it did.

Critical of the concept in Europe in the Middle Ages were philosophers such as Nicole Oresme and Erasmus; whereas Guillaume Postel was more favourable and Dante was a convinced adherent. Later, Protestants would seek to reject the concept, identifying it with Catholicism.

History

Egypt and Mesopotamia

For the ancient Egyptians, four directions of the world were regarded as “united in one head” of king. Ramses III was presented as the “commander of the whole land united in one.” Except the Amarna period, Egypt’s official ideology did not recognize coexistence of two or more kings. “The monarchy in Egypt constituted a unity, a single fraction, with universal application.” The Hymn of Victory of Thutmose III and the Stelae of Amenophis II proclaimed: “There is no one who makes a boundary with him... There is no boundary for him towards all lands united, towards all lands together.” Thutmos III was acknowledged: “None presents himself before thy majesty. The circuit of the Great Circle [Ocean] is included in thy grasp.” Asiatic kings recognized Tutankhamen: “There is none living in ignorance of thee.”

The King was believed to be Son of the Sun and to rule all under the sun. The ascent of a king was associate with sunrise. The same verb “dawned” was used for the ascent of king and the rising of the sun. On Abydos Stelae, Thutmose I claimed: "I made the boundaries of Egypt as far as the sun encircles... Shining like Ra... forever." The sun symbolized universality both in space and time. The Story of Sinuke expresses both: May all the gods “give you eternity without limits, infinity without bonds! May the fear of you resound in lowlands and highlands, for you have subdued all that the sun encircles.”

The genre of King list also illustrates the universality of monarchy. Introduced into the Egyptian tradition in the reign of Unas (2385-2355 BC) of the Fifth Dynasty, the ideological purpose of the genre was to stress the royal universality as the only legitimate king stretching back in an unbroken succession to the time of gods.

The contemporary Mesopotamian civilization had much weaker tradition of universal monarchy but it also developed a King list with the same ideological purpose to stress the royal universality as the only legitimate king stretching back in an unbroken succession to the time of gods. Mesopotamian kings did not claim to rule all what the sun encircles, but they did claim to be "King of the Four Corners" of the world and "King of the inhabited world."

Europe

In Europe, the expression of a Universal Monarchy as actual total imperium can be seen in the Roman Empire, and as the predominant ‘sole sovereign’ state during its Byzantine period, where the emperor by virtue of being the head of Christendom claimed sovereignty over all other kings even though in practice this could not be enforced. The Byzantine conception went through two phases, initially as expounded by Eusebius that just as there was one God so there could only be one Emperor, which developed in the 10th century into the conception of the Emperor as the paterfamilias of a family of kings who were the other rulers in the world. Such concepts were a feature of the Ottoman Empire's successor state, particularly when military rule was augmented by the Caliphate.

The idea of a sole sovereign emperor would re-emerge in the West with Charlemagne and the Holy Roman Empire. The idea of the Holy Roman Empire possessing special sovereignty as a Universal Monarchy was respected by the surrounding powers and subject states, even when that Empire had undergone severe fragmentation. The symbolism of the "All the world is subject to Austria" (A.E.I.O.U.) phrase of Frederick III can be seen as an expression of the idea of all states being subject to one monarchy. The medieval hierocrats, on the other hand, argued that the pope was a universal monarch.

Charles V's empire, encompassing much of western Europe and the Americas "was the nearest the post-classical world would come to seeing a truly worldwide monarchy, and hence the closest approximation to universal imperium." It was envisaged by its supporters as a world empire that could be religiously inclusive.

Subsequently, the idea of a Universal Monarchy based on predominance rather than the actual total rule would become synonymous with France attempting to establish hegemony over western Europe, particularly under Louis XIV, exemplified by the concept of Louis XIV as the 'Sun King' around which all the other monarchs became subordinate satellites. In 1755, during the reign of Louis XIV's successor Louis XV, Duke Adrien Maurice de Noailles, a member of the Council of State and formerly a key foreign policy advisor to the king, warned of a British challenge for "the first rank in Europe" through the domination of Atlantic commerce. Noailles wrote, "However chimerical the project of universal monarchy might be, that of a universal influence by means of wealth would cease to be a chimera if a nation succeeded in making itself sole mistress of the trade of America."

Monarchy would be strong in Russia. The Russian Monarchy was Orthodox, autocratic, and possessed a vast contiguous empire throughout Europe and Asia and can be seen to have similarities and differences with Byzantine rule. The British Monarchy was "Protestant, commercial, maritime and free" and was not composed of contiguous territory. It had both similarities and differences with the Spanish Empire. Both were "Empire on which the sun never sets." While Catholicism provided ideological unity for the Spanish Empire, British Protestant diversity would lead to "disunity rather than unity". It was only later that federalism and economic control were seen as a means to provide unity where religious diversity could not, as with the idea of an Imperial Federation as promoted by Joseph Chamberlain.

Napoleon came close to creating something akin to a Universal Monarchy with his continental system and Napoleonic Code, but he failed to conquer all of Europe. Following the battle of Jena when Napoleon overwhelmed Prussia, it seemed to Fichte that the universal monarchy was inevitable and close at hand. He found a “necessary tendency in every civilized state” to expand and traced this tendency to Antiquity. An “invisible” historical spirit runs through all epochs and urges states onward. “As the States become stronger in themselves... the tendency towards a Universal Monarchy over the whole Christian World necessarily comes to light.” The last attempt to create a European Universal Monarchy was that attempted by Imperial Germany in World War I. If Germany is victorious, thought Woodrow Wilson in 1917, the German Kaiser would have been suzerain over most of Europe... 

East Asia

A similar phenomenon occurred in China. "The Son of Heaven" emerged during the Zhou dynasty. The title denotes universality - ruling All under Heaven. The Book of Odes said:

Beneath all heaven

There is no land that is not the king’s;

Throughout the borders of the earth,

None who are not his subjects!

The title also denotes a higher, "heavenly" rule ("Celestial Empire"), in contrast to kings who rule between heaven and earth, and by extension today to presidents who are mere base earthly rulers. Imperial China, as well as Japan, was regarded by its citizens as a Universal Monarchy where all other monarchs were regarded as tributaries. In China this was exemplified in the Chinese name for the state which survives to this day, Zhongguo, meaning "Middle/Central Kingdom". Since the title Son of Heaven originated during the Zhou dynasty, the Chinese perceived universal monarchy as the only correct rule. During the centuries-long period of independent states (771-221 BC), none of the known thinkers tried to develop a concept of separate national identity or independence:

Yet, when we examine the writing of the hundred schools of the [later] Zhou period, we are forcefully struck by the ongoing tenacious hold of the ancient idea of universal kingship even during this period of division. No outlook emerges that is prepared to treat the multistate system as normative or normal... No Chinese Grotius or Puffendorf emerges.[

The inscription of the First Emperor of China said: “Wherever life is found, all acknowledge his suzerainty.” The Sinocentric paradigm survived until the 19th century. When George III (1780-1831) proposed them trading contacts, the Chinese declined, because "the Celestial Empire, ruling all within the four seas... does not have the slightest need of your country's manufactures." They added that George III must act in conformity with their wishes, strengthen his loyalty and swear perpetual obedience.

The Chinese concept of universal monarchy was taken up by the Mongols, who under Genghis Khan were able to enforce this concept more widely than China. The Chinese Son of Heaven also contributed to a counterpart in Japan, but in some aspects, the Japanese made their monarchy more universal. The Chinese emperor was bound to the Mandate of Heaven. No such mandate existed for Tenno. Descended from the Sun goddess Amaterasu in the immemorial past, one Dynasty is supposed to rule Japan forever. The Chinese ended their dynastic cycle in 1911; the Japanese Dynasty continues until the present day and today is the oldest active dynasty in the world, albeit Douglas MacArthur undeified it in 1945.

The Hindu/Buddhist concept of the Chakravartin is a perfect illustration of the ideal of a Universal Monarch.

The Islamic world

In Sunni Islam, the concept of the Caliphate can be considered a universal monarchy. Crucially, the Caliph is not necessarily a spiritual leader; rather, he is the secular head of the Muslim community and is (theoretically) bound by and subject to Islamic law. The word Khalifah can be translated variously as successor, steward, deputy, or viceregent, with the implication that the Caliph is the worldly successor to the Prophet Muhammad (and importantly is not his spiritual successor; as Muhammad is considered to be the last prophet, Sunni Muslims hold that he can have no spiritual successor). The duties of the Caliph, in theory, include the administration of Islamic law; the enactment of policies for the welfare of Muslims; the custodianship of Islamic holy sites and care of pilgrims; the custodianship of conquered non-Muslims and mediation of their interests relative to those of Muslims; the prosecution of holy wars (both offensive and defensive); and the representation of the diplomatic interests of the global Muslim community, even beyond the borders of the Caliphate's domains (a precedent set during Muhammad's life, with respect to the early Islamic community in Ethiopia).

In Shia Islam, the concept of the Imamate is comparable to the Sunni Caliphate, but it is not identical. The Shia Imam is considered to be both the spiritual and the secular leader of the global Muslim community; therefore, the Imam not only holds authority over policy and administration but is also the infallible final arbiter in the interpretation of law and theology. However, like the Sunni caliph, the Shia imam's authority as a monarch is considered universal. The Imamate is tied to the Ahl al-Bayt; dynasties that claim the Imamate also claim descent from Muhammad via Ali and Fatimah, and pass the title of Imam down from father to son, with different Shia denominations following different lineages. For example, the Twelver Shia Muslims follow the line of the Twelve Imams, of whom the last has supposedly been in occultation since the 9th century CE; however, the Nizari Shia Muslims follow a different and still-living line of Imams, of whom the Agha-Khan IV is the current head.

Inca

In the Americas, the Inca monarchy was universal in the sense of a sole rule over the whole contemporary geopolitical area, around which were only unsettled societies. The Inca people called their state the “realm of the four quarters of the world.”), a concept of universality in space analogous to “four quarters” of other universal monarchies. As the Chinese called their country “Country in the middle,” the Incas called their capital, Cusco, “the navel of the world.”. This civilization did not develop writing, but the Spanish reports and Inca Garcilaso de la Vega tell that the Inca monarchy was one of the most absolute and divine in history.

Inca “was respected as god.”. As the kings of Egypt and Japan, the Inca were Sons of the Sun. And as the Egyptian kings, the Inca were mummified and worshipped as gods by subsequent generations. Their names, like Viracocha Inca, also imply their divinity and Burr Cartwright Brundage associated the above name with the Near Eastern concept of King of Kings. The title of the Incas, Sapa Inca (=the “Only Emperor”), implied that no other emperor could exist anywhere in the world. The Inca oral tradition preserved a King list, an ideological genre of universal monarchies implying the universality in time and space. The Inca were of divine origins. Like the founder of the Japanese Dynasty, the Inca founder, Manco Capac was the son of the god Sun.

Features

Cosmopolitanism

Universal monarchies were the cradle of cosmopolitanism. The earliest in history concept that men of all colors are equal comes from ancient Egypt. The Great Hymn to the Aten dated during the reign of Akhenaten of the Eighteenth Dynasty (c. 1353–1336 BC) reads: The “tongues of peoples differ in speech, their characters likewise; their skins are distinct, for Aten distinguished the peoples.” But Aten cares for all of them. “In all lands of the world, you set every man in his place, you supply their need, everyone has his food...”

The Persian universal monarchs tolerated the cultures, languages, and religions of the subordinated peoples and supported local religious institutions. They ceased the mass deportations practiced by the previous Assyrian and Babylonian Empires, and allowed Jews to return from the Babylonian captivity to their land and restore their Temple.

Following the rise of the Maurya to a universal dynasty in India, Buddhism replaced Brahmanism as the dominant creed and challenged its strict caste hierarchy. Buddhism advocated cosmopolitan social and religious equality. However, the Mauryan universal monarchy was short-lived, and after its dissolution into independent kingdoms, Brahmanism made a comeback with Buddhism retreating to “underground survival” in India. Nevertheless, cosmopolitan Buddhism would find fertile soil in the universal monarchies of China and Japan.

Following the rise of Alexander the Great to the universal monarch, Stoicism became the dominant school of Hellenistic philosophy. The Stoics articulated a form of Greek citizenship that disrespected the walls of the polis hitherto thought to constrain human communities. Its founder, Zeno of Citium (c. 334 – c. 262 BC), advised that inhabitants of all poleis should form “one way of life and one order.” Stoics were radically cosmopolitan by contemporary standards and preached to accept even slaves as "equals of other men because all men alike are products of nature." Later Stoic thinker Seneca in his Letter exhorted, "Kindly remember that he whom you call your slave sprang from the same stock, is smiled upon by the same skies, and on equal terms with yourself breathes, lives, and dies." The Stoics held that external differences, such as rank and wealth, are of no importance in social relationships. Instead, they advocated the brotherhood of humanity and the natural equality of all human beings. According to the Stoics, all people are manifestations of the one universal spirit and should live in brotherly love and readily help one another. Stoicism became the foremost and most influential philosophy under the Hellenistic and Roman universal monarchs and often is called an official philosophy of the monarchy.

Through Paul the Apostle, Stoicism influenced the cosmopolitan revolution in Christianity. Paul decisively broke with the Judaist xenophobia and opened the new religion to all humanity. The Chosen people were no longer ethnically defined. Combining the Stoic ideal with Christ, Paul called Christ-followers to embrace the ideal of a single humanity living in harmony with a divinely ordered cosmos. Hitherto reserved to the Jews, salvation became available to the Gentiles. A book titled Cosmopolitanism and Empire: Universal Rulers... and Cultural Integration in the Ancient Near East and Mediterranean, concludes: The cosmopolitanisms which emerged in the concerned regions in the Axial Age were products of universal monarchies.

Under the universal monarchy on the other side of Tibet, cosmopolitanism flourished too. The Tang dynasty saw the influx of thousands of foreigners who came to live in Chinese commercial hub cities. Expatriates spilled in from all over Asia and beyond, with a bounty of people from Persia, Arabia, India, Korea, and Southeast and Central Asia. Chinese cities became bustling epicenters of commerce and trade, abundant in foreign residents and the plethora of cultural riches that they brought with them. A census taken in 742 AD showed that the foreign proportion of the registered population had massively increased from nearly a quarter in the early seventh century to nearly half by the mid seventh century, with an estimated 200,000 foreigners in residence in Canton alone. Buddhism, Confucianism and Daoism were practiced undisturbed in China, as well as in Japan, where the three coexisted with Shinto.

Pacifism

Contrary to the warlike civilizations of independent kingdoms, universal monarchies were pacifist. Each universal monarchy generated a kind of Pax Romana and preached the benefits of peace over the glory of war. Universal monarchs claimed to pacify rather than conquer. The Romans derived from the word “pax” (peace) verb “pacare,” meaning to pacify. The first Roman universal monarch, following his victory, established the Arc of Peace (Ara Pacis Augustae) instead of the arc of triumph.

No heroic epic is known from the civilizations of Egypt and China. Egyptian and Chinese heroes were sages and inventors. Herodotus noted that the Egyptians “are not accustomed to pay any honors to heroes.” “No epic narrative spanned past generations, no tale of destiny urged a moral on the living.” Universal monarchs preferred prosaic narrative. According to the Egyptian records, universal monarchy was the way to universal peace: "when the gods inclined to peace," they decided to "establish their Son... to be ruler of every land."

In China the first universal monarch of the post-Warring States period “confiscated the weapons of the world, collected them together... and [at a great banquet] smelt them into bells and bell-racks, as well as twelve bronze statues...” Peace became the feature of the Chinese world, as Ammianus Marcellinus (c. 330 – 400 AD) noted in one of the earliest external accounts: “The Seres [=Chinese] themselves live a peaceful life, forever unacquainted with arms and warfare; and since to gentle and quite folk ease is pleasurable, they are troublesome to none of their neighbors.” In 1637, Jesuit Giulio Alenio reported that he was often asked by his Chinese friends: “If there are so many kings, how can you avoid wars?” It was a good question in the middle of the frightful Thirty Years’ War.

Due to its pacifism, the Inca universal monarchy was defeated by the Spaniards within “scarcely three hours,” by a force outnumbered 1 to 45 and without a single Spaniard killed. The Azteca monarchy, which was not universal, stands in sharp contrast despite the same disadvantage in military technology. The last independent Mexica tlatoani, Cuauhtémoc, held a fierce defense of Tenochtitlan for 80 days, forced Hernán Cortés to mobilize tens of thousands of Indian allies and impressed him with valor.

Divinity

Generally, comparative historical research on monarchies finds that universal monarchs were more absolute and divine than the modern European absolute kings. The ideologies of modern absolute monarchies claimed the monarch to be subject to divine, not human, law. “But he was no ancient emperor; he was not the sole source of law; of coinage, weights and measures; of economic monopolies... He owned only his own estates.” “In his person Augustus accumulated the pillars of power: armed forces, control of the elite, wealth and patronage of the public clientelae. That is why Augustus, perhaps more than Louis XIV, would have been entitled to say: L’etat, c’est moi.”

The Egyptian and Inca kings were mummified and worshipped for generations as gods (chapters on Egypt and Inca above). The Egyptian royal tombs – pyramids – is perhaps the best expression of the level of veneration. Notably, with the rise of universal monarchs in Japan, impressive megalithic tombs covered their land. Egyptologists debate whether the Son of the Sun was above or below the gods; Sinologists and Japanologists agree that their Sons of Heaven were above the gods and similar to the status of God in Abrahamic religions.

A divinity threshold was crossed the moment of universal conquest. Following the Qin universal conquest in 221 BC, the First Emperor of the universal realm was titled "Huang," meaning "August," and "Di," or "Divine." Sima Qian explicitly states the causal link between thr universal conquest and divinity. The Inca ruler, with the establishment of his universal monarchy, changed his royal "Capac" title, somewhat equivalent of "Duke," for the divine name by which he was thereafter known to history, "Viracocha Inca."

Following another universal conquest, Alexander the Great broke with much of the Macedonian royal tradition, where kings were mortal like the rest of humans. Alexander and his successors became divine and some added to their names "Epiphanes," meaning "Divine."

Augustus is another word for "Divine," and Augustus' image reminds that of Jesus. Calendar Inscription of Priene (9 BC) uses the term "gospel" referring to him and describes him as "Savior" and "God manifest." Augustus "had wiped away our sins" shortly before Jesus did it again. Augustus' less fortunate predecessor, having crossed the Rubicon toward the universal monarchy, became "Divus" and traced his origins to Venus.

Monotheism

The rise of extremely absolute and divine personality on earth triggered a similar process in Heaven. Main gods rose to more universal and transcendent status and on several occasions universal monarchies generated monotheism. Akhenaten undertook the earliest know attempt, albeit short-lived. The Great Hymn to the Aten is the earliest in world history record to proclaim God as "sole" beside Whom there is "none." Beginning with Sargon II, Assyrian scribes began to write the name of Ashur (god) with the ideogram for "whole heaven." According to Simo Parpola, the Neo-Assyrian empire developed a complete monotheism.

The Assyrian case is crucial regarding Judaism — the only ancient monotheism which is not a product of universal monarchy. Notably, the Jewish religion became monotheist in the Babylonian captivity. One hypothesis maintains that the Jewish priests adopted the local monotheism and replaced Ashur with Yahweh. The Assyrian monotheist concept of “(all) the gods” was translated into Hebrew as Elohim, literally “(all) the gods.” This explains the puzzle of Psalm 46:4-5 with God dwelling in his City on the river. There is no river in Jerusalem. The City of Assur was on the river. “Yahweh’s emergence as a major player on the divine scene mirrored those of... Marduk and Assur.” The former, as Yahweh, had a temple without an image to express his monotheist nature. Some scholars also supposed the influence of the Egyptian universal monarchy, particularly of the Great Hymn to the Aten on Psalm 104.

Synchronously with Judaism, the Persian universal monarchy elaborated Zoroastrianism considered by most as monotheistic. Eventually, two most popular monotheist legacies of universal monarchies became Christianity and Islam.

Vision of history

For ancient Egypt, China, Japan and Inca, the beginning of history was marked by the emergence of universal monarchy. This event in terms of their traditions originated during the time these people saw as what we would call prehistory. Universal monarchies lacked linear, teleological, utopian or progressive vision of history of the Western kind. For them, the ideal state is not in an utopian future but a historic past and no further progress was even theoretically possible. All what was needed ever since the rise of universal monarchy was to maintain it, and if lost, restore it as soon as possible. Thus history acquired cyclical pattern.

German Sociologist Friedrich Tenbruck, criticizing the Western idea of progress, emphasized that China and Egypt remained at one particular stage of development for millennia. This stage was universal monarchy. The development of Egypt and China came to a halt once their empires "reached the limits of their natural habitat," that is, became universal.

Periods when monarchies were more universal – Shang, Zhou, Han and Tang dynasties in China, Gupta and Mughal dynasties in India, the Heian Japan, the Augustan and Antonine Rome – were remembered by posterity as “Golden Ages.” Edward Gibbon described the Antonine age as best in human history. The Islamic Golden Age also begins during the universal Abbasid dynasty. The Spanish, Portuguese and British Golden Ages similarly coincide with periods when their monarchies came closest to universal.

Seeing the ideal model in the past, most universal monarchies had a greater concern with history than their non-universal colleagues did. The difference is striking comparing the volumes of historical records of ancient Egypt and Mesopotamia, China and India, or Rome and the post-Roman Europe. Not always, but as a rule, the more monarchy is universal in space and lasting in time, the more history it writes.

Regarding future, universal monarchies are prominent in their optimism. They did not expect apocalypse or cosmic recycling, nor even lesser disasters like destructive warfare or imperial fall characteristic for Mesopotamian and Hebrew prophetic literature. Instead, they believed in eternal orderly existence. Those monarchies were deemed universal in both space and time. In Japan even dynasties were not supposed to rise and fall. One dynasty was believed to ever last. Gods provided the Egyptian kings with “eternity without limits, infinity without bounds.” A great culture of eternity evolved. The pyramids, mummies and Terracotta Army were designed to last forever.

House of Habsburg

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/House_of_Habsburg

House of Habsburg
Haus Habsburg
Imperial, Royal, and Ducal dynasty
Top: Habsburg "ancient", coat of arms of the Counts of Habsburg: Or, a lion rampant gules crowned azure ("Lion of Habsburg"); bottom: Habsburg "modern"/Austria, arms of the House of Habsburg, Archdukes of Austria: Gules, a fess argent ("Bindenschild"); originally the arms of the House of Babenburg, Dukes of Austria and Styria

 
 
Parent houseHouse of Eticho (?)
Country

List
EtymologyHabsburg Castle
Founded11th century
FounderRadbot of Klettgau
Current headKarl von Habsburg (cognatic line)
Final rulerCharles I of Austria (cognatic line)
Titles

List
MottoA.E.I.O.U. and Viribus Unitis
Estate(s)
Cadet branchesAgnatic: (all are extinct)

Cognatic:

The House of Habsburg (/ˈhæpsbɜːrɡ/), alternatively spelled Hapsburg in English and also known as the House of Austria, is one of the most prominent and important dynasties in European history.

The house takes its name from Habsburg Castle, a fortress built in the 1020s in present-day Switzerland by Radbot of Klettgau, who named his fortress Habsburg. His grandson Otto II was the first to take the fortress name as his own, adding "Count of Habsburg" to his title. In 1273, Count Radbot's seventh-generation descendant, Rudolph of Habsburg, was elected King of the Romans. Taking advantage of the extinction of the Babenbergs and of his victory over Ottokar II of Bohemia at the battle on the Marchfeld in 1278, he appointed his sons as Dukes of Austria and moved the family's power base to Vienna, where the Habsburg dynasty gained the name of "House of Austria" and ruled until 1918.

The throne of the Holy Roman Empire was continuously occupied by the Habsburgs from 1440 until their extinction in the male line in 1740 and, after the death of Francis I, from 1765 until its dissolution in 1806. The house also produced kings of Bohemia, Hungary, Croatia, Spain, Portugal and Galicia-Lodomeria, with their respective colonies; rulers of several principalities in the Low Countries and Italy; and in the 19th century, emperors of Austria and of Austria-Hungary as well as one emperor of Mexico. The family split several times into parallel branches, most consequentially in the mid-16th century between its Spanish and Austrian branches following the abdication of Charles V. Although they ruled distinct territories, the different branches nevertheless maintained close relations and frequently intermarried.

Members of the Habsburg family oversee the Austrian branch of the Order of the Golden Fleece and the Imperial and Royal Order of Saint George. The current head of the family is Karl von Habsburg.

Name

The origins of Habsburg Castle's name are uncertain. There is disagreement on whether the name is derived from the High German Habichtsburg (hawk castle), or from the Middle High German word hab/hap meaning ford, as there is a river with a ford nearby. The first documented use of the name by the dynasty itself has been traced to the year 1108.

The Habsburg name was not continuously used by the family members, since they often emphasized their more prestigious princely titles. The dynasty was thus long known as the "House of Austria". Complementarily, in some circumstances the family members were identified by their place of birth. Charles V was known in his youth after his birthplace as Charles of Ghent. When he became king of Spain he was known as Charles of Spain, and after he was elected emperor, as Charles V (in French, Charles Quint).

In Spain, the dynasty was known as the Casa de Austria, including illegitimate sons such as John of Austria and John Joseph of Austria. The arms displayed in their simplest form were those of Austria, which the Habsburgs had made their own, at times impaled with the arms of the Duchy of Burgundy (ancient).

After Maria Theresa married Duke Francis Stephen of Lorraine, the idea of "Habsburg" as associated with ancestral Austrian rulership was used to show that the old dynasty continued as did all its inherited rights. When Francis I became Emperor of Austria, he adopted the old shield of Habsburg in his personal arms, together with Austria and Lorraine. This also reinforced the "Germanness" of the (French-speaking) Austrian Emperor and his claim to rule in Germany, not least against the Prussian Kings. Some younger sons who had no prospects of the throne were given the personal title of "count of Habsburg".

The surname of more recent members of the family such as Otto von Habsburg and Karl von Habsburg is taken to be "von Habsburg" or more completely "von Habsburg-Lothringen". Princes and members of the house use the tripartite arms adopted in the 18th century by Francis Stephen.

History

Counts of Habsburg

The Habsburg dominions around 1200 in the area of modern-day Switzerland are shown as      Habsburg, among the houses of      Savoy,      Zähringer and      Kyburg

The progenitor of the House of Habsburg may have been Guntram the Rich, a count in the Breisgau who lived in the 10th century, and forthwith farther back as the medieval Adalrich, Duke of Alsace, from the Etichonids from which Habsburg derives. His grandson Radbot of Klettgau founded the Habsburg Castle. That castle was the family seat during most of the 11th, 12th and 13th centuries. Giovanni Thomas Marnavich in his book "Regiae Sanctitatis Illyricanae Faecunditas" dedicated to Ferdinand III, wrote that the House of Habsburg is descended from the Roman emperor Constantine the Great.

In the 12th century, the Habsburgs became increasingly associated with the Staufer Emperors, participating in the imperial court and the Emperor's military expeditions; Werner II, Count of Habsburg died fighting for Emperor Frederick I Barbarossa in Italy. This association helped them to inherit many domains as the Staufers caused the extinction of many dynasties, some of which the Habsburgs were heirs to. In 1198, Rudolf II, Count of Habsburg fully dedicated the dynasty to the Staufer cause by joining the Ghibellines and funded the Staufer emperor Frederick II's war for the throne in 1211. The emperor was made godfather to his newly born grandson, the future king Rudolf.

The Habsburgs expanded their influence through arranged marriages and by gaining political privileges, especially countship rights in Zürichgau, Aargau and Thurgau. In the 13th century, the house aimed its marriage policy at families in Upper Alsace and Swabia. They were also able to gain high positions in the church hierarchy for their members. Territorially, they often profited from the extinction of other noble families such as the House of Kyburg.

Pivot to Eastern Alpine Duchies

By the second half of the 13th century, count Rudolph IV (1218–1291) had become an influential territorial lord in the area between the Vosges Mountains and Lake Constance. On 1 October 1273, he was elected as a compromise candidate as King of the Romans and received the name Rudolph I of Germany. He then led a coalition against king Ottokar II of Bohemia who had taken advantage of the Great Interregnum in order to expand southwards, taking over the respective inheritances of the Babenberg (Austria, Styria, Savinja) and of the Spanheim (Carinthia and Carniola). In 1278, Rudolph and his allies defeated and killed Ottokar at the Battle of Marchfeld, and the lands he had acquired reverted to the German crown. With the Georgenberg Pact of 1286, Rudolph secured for his family the duchies of Austria and Styria. The southern portions of Ottokar's former realm, Carinthia, Carniola, and Savinja, went to Rudolph's allies from the House of Gorizia.

Following Rudolph's death in 1291, Albert I's assassination in 1308, and Frederick the Fair's failure to secure the German/Imperial crown for himself, the Habsburgs temporarily lost their supremacy in the Empire. In the early 14th century, they also focused on the Kingdom of Bohemia. After Václav III’s death on 4 August 1306, there were no male heirs remaining in the Přemyslid dynasty. Habsburg scion Rudolph I was then elected but only lasted a year. The Bohemian kingship was an elected position, and the Habsburgs were only able to secure it on a hereditary basis much later in 1626, following their submission of the Czech lands during the Thirty Years' War. After 1307, subsequent Habsburg attempts to gain the Bohemian crown were frustrated first by Henry of Bohemia (a member of the House of Gorizia) and then by the House of Luxembourg.

Instead, they were able to expand southwards: in 1311, they took over Savinja; after the death of Henry in 1335, they assumed power in Carniola and Carinthia; and in 1369, they succeeded his daughter Margaret in Tyrol. After the death of Albert III of Gorizia in 1374, they gained a foothold at Pazin in central Istria, followed by Trieste in 1382. Meanwhile, the original home territories of the Habsburgs in what is now Switzerland, including the Aargau with Habsburg Castle, were lost in the 14th century to the expanding Swiss Confederacy after the battles of Morgarten (1315) and Sempach (1386). Habsburg Castle itself was finally lost to the Swiss in 1415.

Albertinian / Leopoldian split and Imperial elections

Map showing the constituent lands of the Archduchy of Austria: the Duchy of Austria, comprising Upper Austria centered on Linz, and Lower Austria centered on Vienna; Inner Austria, centered on Graz, comprising the duchies of Styria, Carinthia and Carniola, and the lands of the Austrian Littoral; and Further Austria, comprising mostly the Sundgau territory with the town of Belfort in southern Alsace, the adjacent Breisgau region east of the Rhine, and usually the County of Tyrol. The area between Further Austria and the Duchy of Austria was the Archbishopric of Salzburg.

Rudolf IV's brothers Albert III and Leopold III ignored his efforts to preserve the integrity of the family domains, and enacted the separation of the so-called Albertinian and Leopoldian family lines on 25 September 1379 by the Treaty of Neuberg. The former would maintain Austria proper (then called Niederösterreich but comprising modern Lower Austria and most of Upper Austria), while the latter would rule over lands then labeled Oberösterreich, namely Inner Austria (Innerösterreich) comprising Styria, Carinthia and Carniola, and Further Austria (Vorderösterreich) consisting of Tyrol and the western Habsburg lands in Alsace and Swabia.

By marrying Elisabeth of Luxembourg, the daughter of Emperor Sigismund in 1437, Duke Albert V of the Albertine line (1397–1439) became the ruler of Bohemia and Hungary, again expanding the family's political horizons. The next year, Albert was crowned as King of the Romans, known as such as Albert II. Following his early death in a battle against the Ottomans in 1439 and that of his son Ladislaus Postumus in 1457, the Habsburgs lost Bohemia once more as well as Hungary, for several decades. However, with the extinction of the House of Celje in 1456 and the House of Wallsee-Enns in 1466/1483, they managed to absorb significant secular enclaves within their territories, and create a contiguous domain stretching from the border with Bohemia to the Adriatic sea.

After the death of Leopold's eldest son William in 1406, the Leopoldian line was further split among his brothers into the Inner Austrian territory under Ernest the Iron and a Tyrolean/Further Austrian line under Frederick of the Empty Pockets. In 1440, Ernest's son Frederick III was chosen by the electoral college to succeed Albert II as the king. Several Habsburg kings had attempted to gain the imperial dignity over the years, but success finally arrived on 19 March 1452, when Pope Nicholas V crowned Frederick III as the Holy Roman Emperor in a grand ceremony held in Rome. In Frederick III, the Pope found an important political ally with whose help he was able to counter the conciliar movement.

While in Rome, Frederick III married Eleanor of Portugal, enabling him to build a network of connections with dynasties in the west and southeast of Europe. Frederick was rather distant to his family; Eleanor, by contrast, had a great influence on the raising and education of Frederick's children and therefore played an important role in the family's rise to prominence. After Frederick III's coronation, the Habsburgs were able to hold the imperial throne almost continuously until 1806.

Archdukes

Through the forged document called privilegium maius (1358/59), Duke Rudolf IV (1339–1365) introduced the title of Archduke to place the Habsburgs on a par with the Prince-electors of the Empire, since Emperor Charles IV had omitted to give them the electoral dignity in his Golden Bull of 1356. Charles, however, refused to recognize the title, as did his immediate successors.

Duke Ernest the Iron and his descendants unilaterally assumed the title "archduke". That title was only officially recognized in 1453 by Emperor Frederick III, himself a Habsburg. Frederick himself used just "Duke of Austria", never Archduke, until his death in 1493. The title was first granted to Frederick's younger brother, Albert VI of Austria (died 1463), who used it at least from 1458. In 1477, Frederick granted the title archduke to his first cousin Sigismund of Austria, ruler of Further Austria. Frederick's son and heir, the future Emperor Maximilian I, apparently only started to use the title after the death of his wife Mary of Burgundy in 1482, as Archduke never appears in documents issued jointly by Maximilian and Mary as rulers in the Low Countries (where Maximilian is still titled "Duke of Austria"). The title appears first in documents issued under the joint rule of Maximilian and Philip (his under-age son) in the Low Countries.

Archduke was initially borne by those dynasts who ruled a Habsburg territory, i.e., only by males and their consorts, appanages being commonly distributed to cadets. These "junior" archdukes did not thereby become independent hereditary rulers, since all territories remained vested in the Austrian crown. Occasionally a territory might be combined with a separate gubernatorial mandate ruled by an archducal cadet. From the 16th century onward, archduke and its female form, archduchess, came to be used by all the members of the House of Habsburg (e.g., Queen Marie Antoinette of France was born Archduchess Maria Antonia of Austria).

Re-unification and expansion

Habsburg lands (in green), following the Battle of Mühlberg in 1547; excludes Holy Roman Empire, and the Spanish colonial empire

In 1457 Duke Frederick V of Inner Austria also gained the Austrian archduchy after his Albertine cousin Ladislaus the Posthumous had died without issue. 1490 saw the reunification of all Habsburg lines when Archduke Sigismund of Further Austria and Tyrol resigned in favor of Frederick's son Maximilian I.

As emperor, Frederick III took a leading role inside the family and positioned himself as the judge over the family's internal conflicts, often making use of the privilegium maius. He was able to restore the unity of the house's Austrian lands, as the Albertinian line was now extinct. Territorial integrity was also strengthened by the extinction of the Tyrolean branch of the Leopoldian line. Frederick's aim was to make Austria a united country, stretching from the Rhine to the Mur and Leitha.

On the external front, one of Frederick's main achievements was the Siege of Neuss (1474–75), in which he coerced Charles the Bold of Burgundy to give his daughter Mary of Burgundy as wife to Frederick's son Maximilian. The wedding took place on the evening of 16 August 1477 and ultimately resulted in the Habsburgs acquiring control of the Low Countries. After Mary's early death in 1482, Maximilian attempted to secure the Burgundian heritance to one of his and Mary's children Philip the Handsome. Charles VIII of France contested this, using both military and dynastic means, but the Burgundian succession was finally ruled in favor of Philip in the Treaty of Senlis in 1493.

After the death of his father in 1493, Maximilian was proclaimed the new King of the Romans, receiving the name Maximilian I. Maximilian was initially unable to travel to Rome to receive the Imperial title from the Pope, due to opposition from Venice and from the French who were occupying Milan, as well a refusal from the Pope due to enemy forces being present on his territory. In 1508, Maximilian proclaimed himself as the "chosen Emperor," and this was also recognized by the Pope due to changes in political alliances. This had a historical consequence in that, in the future, the Roman King would also automatically become Emperor, without needing the Pope's consent. Emperor Charles V would be the last to be crowned by the Pope himself, at Bologna in 1530.

Maximilian's rule (1493–1519) was a time of dramatic expansion for the Habsburgs. In 1497, Maximilian's son Philip, known as the Handsome or the Fair, married Joanna of Castile, also known as Joan the Mad, heiress of the Castile. Phillip and Joan had six children, the eldest of whom became Emperor Charles V and ruled the kingdoms of Castile and Aragon (including their colonies in the New World), Southern Italy, Austria, and the Low Countries in 1516, with his mother and nominal co-ruler Joanna, who was kept under confinement.

The foundations for the later empire of Austria-Hungary were laid in 1515 by the means of a double wedding between Louis, only son of Vladislaus II, King of Bohemia and Hungary, and Maximilian's granddaughter Mary; and between her brother Archduke Ferdinand and Louis's sister Anna. The wedding was celebrated in grand style on 22 July 1515. All these children were still minors, so the wedding was formally completed in 1521. Vladislaus died on 13 March 1516, and Maximilian died on 12 January 1519, but the latter's designs were ultimately successful: upon Louis's death in battle in 1526, Ferdinand became king of Bohemia and Hungary.

The Habsburg dynasty achieved its highest position when Charles V was elected Holy Roman Emperor. Much of Charles's reign was dedicated to the fight against Protestantism, which led to its eradication throughout vast areas under Habsburg control.

Spanish and Austrian Habsburgs

The Iberian Union in 1598, under Philip II, King of Spain and Portugal
 
The Spanish and Austrian Habsburg European lands, ca 1700

Charles formally became the sole monarch of Spain upon the death of his imprisoned mother Queen Joan in 1555.

After the abdication of Charles V in 1556, the Habsburg dynasty split into the branch of the Austrian (or German) Habsburgs, led by Ferdinand, and the branch of the Spanish Habsburgs, initially led by Charles's son Philip. Ferdinand I, King of Bohemia, Hungary, and archduke of Austria in the name of his brother Charles V became suo jure monarch as well as the Habsburg Holy Roman Emperor (designated as successor already in 1531). Philip became King of Spain and its colonial empire as Philip II, and ruler of the Habsburg domains in Italy and the Low Countries. The Spanish Habsburgs also ruled Portugal for a time, known there as the Philippine dynasty (1580–1640).

The Seventeen Provinces and the Duchy of Milan were in personal union under the King of Spain, but remained part of the Holy Roman Empire. Furthermore, the Spanish king had claims on Hungary and Bohemia. In the secret Oñate treaty of 29 July 1617, the Spanish and Austrian Habsburgs settled their mutual claims.

Habsburg inbreeding and extinction of the male lines

Profile portrait of Leopold I highlighting his "Habsburg jaw", Deutsches Historisches Museum

The Habsburgs sought to consolidate their power by frequent consanguineous marriages, resulting in a cumulatively deleterious effect on their gene pool. Health impairments due to inbreeding included epilepsy, insanity, and early death. A study of 3,000 family members over 16 generations by the University of Santiago de Compostela suggests inbreeding may have played a role in their extinction. Numerous members of the family showed specific facial deformities: an enlarged lower jaw with an extended chin known as mandibular prognathism or "Habsburg jaw", a large nose with hump and hanging tip ("Habsburg nose"), and an everted lower lip ("Habsburg lip"). The latter two are signs of maxillary deficiency. A 2019 study found that the degree of mandibular prognathism in the Habsburg family shows a statistically significant correlation with the degree of inbreeding. A correlation between maxillary deficiency and degree of inbreeding was also present but was not statistically significant. Other scientific studies, however, dispute the ideas of any linkage between fertility and consanguinity.

The gene pool eventually became so small that the last of the Spanish line, Charles II, who was severely disabled from birth (perhaps by genetic disorders) possessed a genome comparable to that of a child born to a brother and sister, as did his father, probably because of "remote inbreeding".

The death of Charles II of Spain in 1700 led to the War of the Spanish Succession, and that of Emperor Charles VI in 1740 led to the War of the Austrian Succession. In the former, the House of Bourbon won the conflict and put a final end to the Habsburg rule in Spain. The latter, however, was won by Maria Theresa and led to the succession of the House of Habsburg-Lorraine (German: Haus Habsburg-Lothringen) becoming the new main branch of the dynasty, in the person of Maria Theresa's son, Joseph II. This new House was created by the marriage between Maria Theresa of Habsburg and Francis Stephan, Duke of Lorraine (both of them were great-grandchildren of Habsburg emperor Ferdinand III, but from different empresses) this new House being a cadet branch of the female line of the House of Habsburg and the male line of the House of Lorraine. It is thought that extensive intra-family marriages within Spanish and Austrian lines contributed to the extinction of the main line.

House of Habsburg-Lorraine

Austria-Hungary in 1915
Austria-Hungary map new.svg
Kingdoms and countries of Austria-Hungary:
Cisleithania (Empire of Austria): 1. Bohemia, 2. Bukovina, 3. Carinthia, 4. Carniola, 5. Dalmatia, 6. Galicia, 7. Küstenland, 8. Lower Austria, 9. Moravia, 10. Salzburg, 11. Silesia, 12. Styria, 13. Tirol, 14. Upper Austria, 15. Vorarlberg;
Transleithania (Kingdom of Hungary): 16. Hungary proper 17. Croatia-Slavonia; 18. Bosnia and Herzegovina (Austro-Hungarian condominium)

On 6 August 1806, Emperor Francis I dissolved the Holy Roman Empire under pressure from Napoleon's reorganization of Germany. In anticipation of the loss of his title of Holy Roman Emperor, Francis had declared himself hereditary Emperor of Austria (as Francis I) on 11 August 1804, three months after Napoleon had declared himself Emperor of the French on 18 May 1804.

Emperor Francis I of Austria used the official full list of titles: "We, Francis the First, by the grace of God, Emperor of Austria; King of Jerusalem, Hungary, Bohemia, Dalmatia, Croatia, Slavonia, Galicia and Lodomeria; Archduke of Austria; Duke of Lorraine, Salzburg, Würzburg, Franconia, Styria, Carinthia, and Carniola; Grand Duke of Cracow; Grand Prince of Transylvania; Margrave of Moravia; Duke of Sandomir, Masovia, Lublin, Upper and Lower Silesia, Auschwitz and Zator, Teschen, and Friule; Prince of Berchtesgaden and Mergentheim; Princely Count of Habsburg, Gorizia, and Gradisca and of the Tyrol; and Margrave of Upper and Lower Lusatia and Istria".

The Austro-Hungarian Compromise of 1867 created a real union, whereby the Kingdom of Hungary was granted co-equality with the Empire of Austria, that henceforth didn't include the Kingdom of Hungary as a crownland anymore. The Austrian and the Hungarian lands became independent entities enjoying equal status. Under this arrangement, the Hungarians referred to their ruler as king and never emperor (see k. u. k.). This prevailed until the Habsburgs' deposition from both Austria and Hungary in 1918 following defeat in World War I.

An ethno-linguistic map of Austria–Hungary, 1910

On 11 November 1918, with his empire collapsing around him, the last Habsburg ruler, Charles I of Austria (who also reigned as Charles IV of Hungary) issued a proclamation recognizing Austria's right to determine the future of the state and renouncing any role in state affairs. Two days later, he issued a separate proclamation for Hungary. Even though he did not officially abdicate, this is considered the end of the Habsburg dynasty.

In 1919, the new republican Austrian government subsequently passed a law banishing the Habsburgs from Austrian territory until they renounced all intentions of regaining the throne and accepted the status of private citizens. Charles made several attempts to regain the throne of Hungary, and in 1921 the Hungarian government passed a law that revoked Charles' rights and dethroned the Habsburgs. The Habsburgs did not formally abandon all hope of returning to power until Otto von Habsburg, the eldest son of Charles I, on 31 May 1961 renounced all claims to the throne.

In the interwar period, the House of Habsburg was a vehement opponent of National Socialism and Communism. In Germany, Adolf Hitler diametrically opposed the centuries-old Habsburg principles of largely allowing local communities under their rule to maintain traditional ethnic, religious and language practices, and he bristled with hatred against the Habsburg family. During the Second World War there was a strong Habsburg resistance movement in Central Europe, which was radically persecuted by the Nazis and the Gestapo. The unofficial leader of these groups was Otto von Habsburg, who campaigned against the Nazis and for a free Central Europe in France and the United States. Most of the resistance fighters, such as Heinrich Maier, who successfully passed on production sites and plans for V-2 rockets, Tiger tanks and aircraft to the Allies, were executed. The Habsburg family played a leading role in the fall of the Iron Curtain and the collapse of the Communist Eastern Bloc.

Multilingualism

"PLUS OULTRE", motto of Charles V in French, on a ceiling of the Palace of Charles V in Granada

As they accumulated crowns and titles, the Habsburgs developed a unique family tradition of multilingualism that evolved over the centuries. The Holy Roman Empire had been multilingual from the start, even though most of its emperors were native German speakers. The language issue within the Empire became gradually more salient as the non-religious use of Latin declined and that of national languages gained prominence during the High Middle Ages. Emperor Charles IV of Luxembourg was known to be fluent in Czech, French, German, Italian and Latin.

The last section of his Golden Bull of 1356 specifies that the Empire's secular prince-electors "should be instructed in the varieties of the different dialects and languages" and that "since they are expected in all likelihood to have naturally acquired the German language, and to have been taught it from their infancy, [they] shall be instructed in the grammar of the Italian and Slavic tongues, beginning with the seventh year of their age so that, before the fourteenth year of their age, they may be learned in the same". In the early 15th century, Strasbourg-based chronicler Jakob Twinger von Königshofen asserted that Charlemagne had mastered six languages, even though he had a preference for German.

In the early years of the family's ascendancy, neither Rudolf I nor Albert I appear to have spoken French. By contrast, Charles V of Habsburg is well known some having been fluent in several languages. He was native in French and also knew Dutch from his youth in Flanders. He later added some Castilian Spanish, which he was required to learn by the Castilian Cortes Generales. He could also speak some Basque, acquired by the influence of the Basque secretaries serving in the royal court. He gained a decent command of German following the Imperial election of 1519, though he never spoke it as well as French. A witticism sometimes attributed to Charles was: "I speak Spanish/Latin [depending on the source] to God, Italian to women, French to men and German to my horse."

Latin was the administrative language of the Empire until the aggressive promotion of German by Joseph II in the late 18th century, which was partly reversed by his successors. From the 16th century, most if not all Habsburgs spoke French as well as German, and many also spoke Italian. Ferdinand I, Maximilian II and Rudolf II addressed the Bohemian Assembly in Czech, even though it is not clear that they were fluent. By contrast, there is little evidence that later Habsburgs in the 17th and 18th centuries spoke Czech, with the probable exception of Ferdinand III who made several stays in Bohemia and appears to have spoken Czech while there. In the 19th century, Francis I had notions of Czech, and Ferdinand I spoke it decently.

Franz Joseph received a bilingual early education in French and German, then added Czech and Hungarian and later Italian and Polish. He also learned Latin and Greek. After the end of the Habsburg Monarchy, Otto von Habsburg was fluent in English, French, German, Hungarian, Italian, Spanish and Portuguese.

Burials

List of Habsburg rulers

The Habsburgs' monarchical positions included:

Ancestors

  • Guntram the Rich (ca. 930–985 / 990) Father of: The chronology of the Muri Abbey, burial place of the early Habsburgs, written in the 11th century, states that Guntramnus Dives (Guntram the Rich), was the ancestor of the House of Habsburg. Many historians believe this indeed makes Guntram the progenitor of the House of Habsburg. However, this account was 200 years after the fact, and much about him and the origins of the Habsburgs is uncertain. If true, as Guntram was a member of the Etichonider family, it would link the Habsburg lineage to this family.
  • Lanzelin of Altenburg (died 991). Besides Radbot, below, he had sons named Rudolph I, Wernher, and Landolf.

Before the Albertine/Leopoldine division

Counts

Arms of the Counts of Habsburgs. The Habsburgs all but abandoned this for the arms of Austria. It only reappeared in their triarch family arms in 1805.

Before Rudolph rose to German king, the Habsburgs were Counts of Baden in what is today southwestern Germany and Switzerland.

Kings of the Romans

  • Rudolph I, emperor 1273–1291 (never crowned) Emperor Rudolf I Arms.svg
  • Albert I, emperor 1298–1308 (never crowned) Armoiries empereur Albert Ier.svg

King of Bohemia

Dukes/Archdukes of Austria

  • Rudolph II, son of Rudolph I, duke of Austria and Styria together with his brother 1282–1283, was dispossessed by his brother, who eventually would be murdered by one of Rudolph's sons.
  • Albert I (Albrecht I), son of Rudolph I and brother of the above, duke from 1282 to 1308; was Holy Roman Emperor from 1298 to 1308. See also below.
  • Rudolph III, the oldest son of Albert I, designated duke of Austria and Styria 1298–1307
  • Frederick the Handsome (Friedrich der Schöne), brother of Rudolph III. Duke of Austria and Styria (with his brother Leopold I) from 1308 to 1330; officially co-regent of the emperor Louis IV since 1325, but never ruled.
  • Leopold I, brother of the above, duke of Austria and Styria from 1308 to 1326.
  • Albert II (Albrecht II), brother of the above, duke of Further Austria from 1326 to 1358, duke of Austria and Styria 1330–1358, duke of Carinthia after 1335.
  • Otto the Jolly (der Fröhliche), brother of the above, duke of Austria and Styria 1330–1339 (together with his brother), duke of Carinthia after 1335.
  • Rudolph IV the Founder (der Stifter), oldest son of Albert II. Duke of Austria and Styria 1358–1365, Duke of Tirol after 1363.

Division of Albertinian and Leopoldian lines

After the death of Rudolph IV, his brothers Albert III and Leopold III ruled the Habsburg possessions together from 1365 until 1379, when they split the territories in the Treaty of Neuberg, Albert keeping the Duchy of Austria and Leopold ruling over Styria, Carinthia, Carniola, the Windic March, Tirol, and Further Austria.

Kings of the Romans and Holy Roman Emperors (Albertinian line)

Kings of Hungary and Bohemia (Albertinian line)

Dukes of Austria (Albertinian line)

  • Albert III (Albrecht III), duke of Austria until 1395, from 1386 (after the death of Leopold) until 1395 also ruled over the latter's possessions.
  • Albert IV (Albrecht IV), duke of Austria 1395–1404, in conflict with Leopold IV.
  • Albert V (Albrecht V), duke of Austria 1404–1439, Holy Roman Emperor from 1438 to 1439 as Albert II. See also below.
  • Ladislaus Posthumus, son of the above, duke of Austria 1440–1457.

Dukes of Styria, Carinthia, Tyrol / Inner Austria (Leopoldian line)

  • Leopold III, duke of Styria, Carinthia, Tyrol, and Further Austria until 1386, when he was killed in the Battle of Sempach.
  • William (Wilhelm), son of the above, 1386–1406 duke in Inner Austria (Carinthia, Styria)
  • Leopold IV, son of Leopold III, 1391 regent of Further Austria, 1395–1402 duke of Tyrol, after 1404 also duke of Austria, 1406–1411 duke of Inner Austria
Leopoldian-Inner Austrian sub-line
Leopoldian-Tyrol sub-line
  • Frederick IV (Friedrich), brother of Ernst, 1402–1439 duke of Tyrol and Further Austria
  • Sigismund, also spelled Siegmund or Sigmund, 1439–1446 under the tutelage of the Frederick V above, then duke of Tyrol, and after the death of Albrecht VI in 1463 also duke of Further Austria.

Reunited Habsburgs until extinction of agnatic lines

Sigismund had no children and adopted Maximilian I, son of Emperor Frederick III. Under Maximilian, the possessions of the Habsburgs would be united again under one ruler, after he had re-conquered the Duchy of Austria after the death of Matthias Corvinus, who resided in Vienna and styled himself duke of Austria from 1485 to 1490.

Holy Roman Emperors, Archdukes of Austria

The abdications of Charles V in 1556 ended his formal authority over Ferdinand and made him suo jure ruler in Austria, Bohemia, Hungary, as well as Holy Roman Emperor.

Ferdinand's inheritance had been split in 1564 among his children, with Maximilian taking the Imperial crown and his younger brother Archduke Charles II ruling over Inner Austria (i.e. the Duchy of Styria, the Duchy of Carniola with March of Istria, the Duchy of Carinthia, the Princely County of Gorizia and Gradisca, and the Imperial City of Trieste, ruled from Graz). Charles's son and successor Ferdinand II in 1619 became Archduke of Austria and Holy Roman Emperor as well as King of Bohemia and Hungary in 1620. The Further Austrian/Tyrolean line of Ferdinand's brother Archduke Leopold V survived until the death of his son Sigismund Francis in 1665, whereafter their territories ultimately returned to common control with the other Austrian Habsburg lands. Inner Austrian stadtholders went on to rule until the days of Empress Maria Theresa in the 18th century.

Kings of Spain, Kings of Portugal (Spanish Habsburgs)

Habsburg Spain was a personal union between the Crowns of Castile and Aragon; Aragon was itself divided into the Kingdoms of Aragon, Catalonia, Valencia, Majorca, Naples, Sicily, Malta and Sardinia. From 1581, they were kings of Portugal until they renounced this title in the 1668 Treaty of Lisbon. They were also Dukes of Milan, Lord of the Americas, and holder of multiple titles from territories within the Habsburg Netherlands. A full listing can be seen here.

The War of the Spanish Succession took place after the extinction of the Spanish Habsburg line, to determine the inheritance of Charles II.

Kings of Hungary (Austrian Habsburgs)

Kings of Bohemia (Austrian Habsburgs)

Titular Dukes of Burgundy, Lords of the Netherlands

Charles the Bold controlled not only Burgundy (both dukedom and county) but also Flanders and the broader Burgundian Netherlands. Frederick III managed to secure the marriage of Charles's only daughter, Mary of Burgundy, to his son Maximilian. The wedding took place on the evening of 16 August 1477, after the death of Charles. Mary and the Habsburgs lost the Duchy of Burgundy to France, but managed to defend and hold onto the rest what became the 17 provinces of the Habsburg Netherlands. After Mary's death in 1482, Maximilian acted as regent for his son Philip the Handsome.

The Netherlands were frequently governed directly by a regent or governor-general, who was a collateral member of the Habsburgs. By the Pragmatic Sanction of 1549 Charles V combined the Netherlands into one administrative unit, to be inherited by his son Philip II. Charles effectively united the Netherlands as one entity. The Habsburgs controlled the 17 Provinces of the Netherlands until the Dutch Revolt in the second half of the 16th century, when they lost the seven northern Protestant provinces. They held onto the southern Catholic part (roughly modern Belgium and Luxembourg) as the Spanish and Austrian Netherlands until they were conquered by French Revolutionary armies in 1795. The one exception to this was the period of (1601–1621), when shortly before Philip II died on 13 September 1598, he renounced his rights to the Netherlands in favor of his daughter Isabella and her fiancé, Archduke Albert of Austria, a younger son of Emperor Maximilian II. The territories reverted to Spain on the death of Albert in 1621, as the couple had no surviving offspring, and Isabella acted as regent-governor until her death in 1633:

Habsburg-Lorraine

The War of the Austrian Succession took place after the extinction of the male line of the Austrian Habsburg line upon the death of Charles VI. The direct Habsburg line itself became totally extinct with the death of Maria Theresa of Austria, when it was followed by the House of Habsburg-Lorraine.

Holy Roman Emperors, Kings of Hungary and Bohemia, Archdukes of Austria (House of Habsburg-Lorraine, main line)

Queen Maria Christina of Austria of Spain, great-granddaughter of Leopold II, Holy Roman Emperor above. Wife of Alfonso XII of Spain and mother of Alfonso XIII of the House of Bourbon. Alfonso XIII's wife Victoria Eugenie of Battenberg was descended from King George I of Great Britain from the Habsburg Leopold Line {above}.

The House of Habsburg-Lorraine retained Austria and attached possessions after the dissolution of the Holy Roman Empire; see below.

A son of Leopold II was Archduke Rainer of Austria whose wife was from the House of Savoy; a daughter Adelaide, Queen of Sardina was the wife of King Victor Emmanuel II of Piedmont, Savoy, and Sardinia and King of Italy. Their Children married into the Royal Houses of Bonaparte; Saxe-Coburg and Gotha {Bragança} {Portugal}; Savoy {Spain}; and the Dukedoms of Montferrat and Chablis.

Emperors of Austria (House of Habsburg-Lorraine, main line)

  • Francis I, Emperor of Austria 1804–1835: formerly Francis II, Holy Roman Emperor Armoiries Léopold II Habsbourg Lorraine.svg Wappen Habsburg-Lothringen Schild.svg

(→Family Tree)

Kings of Hungary (Habsburg-Lorraine)

Kings of Bohemia (Habsburg-Lorraine)

Italian branches

Grand dukes of Tuscany (House of Habsburg-Lorraine)

Coat of arms of the House of Habsurg-Lorraine (Tuscany line).svg

Francis Stephen assigned the grand duchy of Tuscany to his second son Peter Leopold, who in turn assigned it to his second son upon his accession as Holy Roman Emperor. Tuscany remained the domain of this cadet branch of the family until Italian unification.

Dukes of Modena (Austria-Este branch of the House of Habsburg-Lorraine)

The duchy of Modena was assigned to a minor branch of the family by the Congress of Vienna. It was lost to Italian unification. The Dukes named their line the House of Austria-Este, as they were descended from the daughter of the last D'Este Duke of Modena.

Duchess of Parma (House of Habsburg-Lorraine)

The duchy of Parma was likewise assigned to a Habsburg, but did not stay in the House long before succumbing to Italian unification. It was granted to the second wife of Napoleon I of France, Maria Luisa Duchess of Parma, a daughter of the Francis II, Holy Roman Emperor, who was the mother of Napoleon II of France. Napoleon had divorced his wife Rose de Tascher de la Pagerie (better known to history as Josephine de Beauharnais) in her favor.

Other monarchies

King of England

Empress consort of Brazil and Queen consort of Portugal (House of Habsburg-Lorraine)

Dona Maria Leopoldina of Austria (22 January 1797 – 11 December 1826) was an archduchess of Austria, Empress consort of Brazil and Queen consort of Portugal.

Empress consort of France (House of Habsburg-Lorraine)

  • Marie Louise of Austria 1810–1814

Emperor of Mexico (House of Habsburg-Lorraine)

Coat of Arms of the Mexican Empire adopted by Maximilian I in 1864

Maximilian, the adventurous second son of Archduke Franz Karl, was invited as part of Napoleon III's manipulations to take the throne of Mexico, becoming Emperor Maximilian I of Mexico. The conservative Mexican nobility, as well as the clergy, supported this Second Mexican Empire. His consort, Charlotte of Belgium, a daughter of King Leopold I of Belgium and a princess of the House of Saxe-Coburg Gotha, encouraged her husband's acceptance of the Mexican crown and accompanied him as Empress Carlota of Mexico. The adventure did not end well. Maximilian was shot in Cerro de las Campanas, Querétaro, in 1867 by the republican forces of Benito Juárez.

List of post-monarchical Habsburgs

Main Habsburg-Lorraine line

Charles I was expelled from his domains after World War I and the empire was abolished.

Current personal arms of the head of the house of Habsburg, claiming only the personal title of Archduke

House of Habsburg-Tuscany

House of Habsburg-Este

Liberal feminism

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