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Einstein's statement of the equality of inertial and gravitational mass
A little reflection will show that the law of the equality of the
inertial and gravitational mass is equivalent to the assertion that the
acceleration imparted to a body by a gravitational field is independent
of the nature of the body. For Newton's equation of motion in a
gravitational field, written out in full, it is:
- (Inertial mass) (Acceleration) (Intensity of the gravitational field) (Gravitational mass).
It is only when there is numerical equality between the inertial and
gravitational mass that the acceleration is independent of the nature of
the body.[1][2]
Development of gravitation theory
During the
Apollo 15 mission in 1971, astronaut
David Scott
showed that Galileo was right: acceleration is the same for all bodies
subject to gravity on the Moon, even for a hammer and a feather.
Something like the equivalence principle emerged in the early 17th century, when
Galileo expressed
experimentally that the
acceleration of a
test mass due to
gravitation is independent of the amount of
mass being accelerated.
Kepler, using Galileo's discoveries, showed knowledge of the
equivalence principle by accurately describing what would occur if the
moon were stopped in its orbit and dropped towards Earth. This can be
deduced without knowing if or in what manner gravity decreases with
distance, but requires assuming the equivalency between gravity and
inertia.
If two stones were placed in any part of the world near each other,
and beyond the sphere of influence of a third cognate body, these
stones, like two magnetic needles, would come together in the
intermediate point, each approaching the other by a space proportional
to the comparative mass of the other. If the moon and earth were not
retained in their orbits by their animal force or some other equivalent,
the earth would mount to the moon by a fifty-fourth part of their
distance, and the moon fall towards the earth through the other
fifty-three parts, and they would there meet, assuming, however, that
the substance of both is of the same density.
—
Kepler, "Astronomia Nova", 1609[3]
The 1/54 ratio is
Kepler's estimate of the Moon–Earth mass ratio, based on their diameters. The accuracy of his statement can be deduced by using
Newton's inertia law F=ma and Galileo's gravitational observation that distance
.
Setting these accelerations equal for a mass is the equivalence
principle. Noting the time to collision for each mass is the same gives
Kepler's statement that D
moon/D
Earth=M
Earth/M
moon, without knowing the time to collision or how or if the acceleration force from gravity is a function of distance.
Newton's
gravitational theory simplified and formalized
Galileo's
and Kepler's ideas by recognizing Kepler's "animal force or some other
equivalent" beyond gravity and inertia were not needed, deducing from
Kepler's planetary laws how gravity reduces with distance.
The equivalence principle was properly introduced by
Albert Einstein in 1907, when he observed that the acceleration of bodies towards the center of the Earth at a rate of 1
g (
g = 9.81 m/s
2
being a standard reference of gravitational acceleration at the Earth's
surface) is equivalent to the acceleration of an inertially moving body
that would be observed on a rocket in free space being accelerated at a
rate of 1
g. Einstein stated it thus:
we [...] assume the complete physical equivalence of a gravitational field and a corresponding acceleration of the reference system.
— Einstein, 1907
That is, being on the surface of the Earth is equivalent to being
inside a spaceship (far from any sources of gravity) that is being
accelerated by its engines. The direction or vector of acceleration
equivalence on the surface of the earth is "up" or directly opposite the
center of the planet while the vector of acceleration in a spaceship is
directly opposite from the mass ejected by its thrusters. From this
principle, Einstein deduced that
free-fall is
inertial motion.
Objects in free-fall do not experience being accelerated downward (e.g.
toward the earth or other massive body) but rather weightlessness and
no acceleration. In an
inertial frame of reference bodies (and photons, or light) obey
Newton's first law, moving at constant velocity in straight lines. Analogously, in a curved
spacetime the
world line of an inertial particle or pulse of light is
as straight as possible (in space
and time).
[4] Such a world line is called a
geodesic and from the point of view of the inertial frame is a straight line. This is why an
accelerometer in free-fall doesn't register any acceleration; there isn't any.
As an example: an inertial body moving along a geodesic through space
can be trapped into an orbit around a large gravitational mass without
ever experiencing acceleration. This is possible because spacetime is
radically curved in close vicinity to a large gravitational mass. In
such a situation the
geodesic
lines bend inward around the center of the mass and a free-floating
(weightless) inertial body will simply follow those curved geodesics
into an elliptical orbit. An accelerometer on-board would never record
any acceleration.
By contrast, in
Newtonian mechanics,
gravity is assumed to be a
force.
This force draws objects having mass towards the center of any massive
body. At the Earth's surface, the force of gravity is counteracted by
the mechanical (physical) resistance of the Earth's surface. So in
Newtonian physics, a person at rest on the surface of a (non-rotating)
massive object is in an inertial frame of reference. These
considerations suggest the following corollary to the equivalence
principle, which Einstein formulated precisely in 1911:
Whenever an observer detects the local presence of a force that acts
on all objects in direct proportion to the inertial mass of each object,
that observer is in an accelerated frame of reference.
Einstein also referred to two reference frames, K and K'. K is a
uniform gravitational field, whereas K' has no gravitational field but
is
uniformly accelerated such that objects in the two frames experience identical forces:
We arrive at a very satisfactory interpretation of this law of
experience, if we assume that the systems K and K' are physically
exactly equivalent, that is, if we assume that we may just as well
regard the system K as being in a space free from gravitational fields,
if we then regard K as uniformly accelerated. This assumption of exact
physical equivalence makes it impossible for us to speak of the absolute
acceleration of the system of reference, just as the usual theory of
relativity forbids us to talk of the absolute velocity of a system; and
it makes the equal falling of all bodies in a gravitational field seem a
matter of course.
— Einstein, 1911
This observation was the start of a process that culminated in
general relativity.
Einstein suggested that it should be elevated to the status of a
general principle, which he called the "principle of equivalence" when
constructing his theory of relativity:
As long as we restrict ourselves to purely mechanical processes in
the realm where Newton's mechanics holds sway, we are certain of the
equivalence of the systems K and K'. But this view of ours will not have
any deeper significance unless the systems K and K' are equivalent with
respect to all physical processes, that is, unless the laws of nature
with respect to K are in entire agreement with those with respect to K'.
By assuming this to be so, we arrive at a principle which, if it is
really true, has great heuristic importance. For by theoretical
consideration of processes which take place relatively to a system of
reference with uniform acceleration, we obtain information as to the
career of processes in a homogeneous gravitational field.
— Einstein, 1911
Einstein combined (
postulated) the equivalence principle with
special relativity to predict that clocks run at different rates in a
gravitational potential, and light rays
bend in a gravitational field, even before he developed the concept of curved spacetime.
So the original equivalence principle, as described by Einstein,
concluded that free-fall and inertial motion were physically equivalent.
This form of the equivalence principle can be stated as follows. An
observer in a windowless room cannot distinguish between being on the
surface of the Earth, and being in a spaceship in deep space
accelerating at 1g. This is not strictly true, because massive bodies
give rise to
tidal effects
(caused by variations in the strength and direction of the
gravitational field) which are absent from an accelerating spaceship in
deep space. The room, therefore, should be small enough that tidal
effects can be neglected.
Although the equivalence principle guided the development of
general relativity, it is not a founding principle of relativity but rather a simple consequence of the
geometrical nature of the theory. In general relativity, objects in free-fall follow
geodesics of spacetime, and what we perceive as the force of
gravity
is instead a result of our being unable to follow those geodesics of
spacetime, because the mechanical resistance of matter prevents us from
doing so.
Since Einstein developed general relativity, there was a need to
develop a framework to test the theory against other possible theories
of gravity compatible with
special relativity. This was developed by
Robert Dicke
as part of his program to test general relativity. Two new principles
were suggested, the so-called Einstein equivalence principle and the
strong equivalence principle, each of which assumes the weak equivalence
principle as a starting point. They only differ in whether or not they
apply to gravitational experiments.
Another clarification needed is that the equivalence principle
assumes a constant acceleration of 1g without considering the mechanics
of generating 1g. If we do consider the mechanics of it, then we must
assume the aforementioned windowless room has a fixed mass. Accelerating
it at 1g means there is a constant force being applied, which = m*g
where m is the mass of the windowless room along with its contents
(including the observer). Now, if the observer jumps inside the room, an
object lying freely on the floor will decrease in weight momentarily
because the acceleration is going to decrease momentarily due to the
observer pushing back against the floor in order to jump. The object
will then gain weight while the observer is in the air and the resulting
decreased mass of the windowless room allows greater acceleration; it
will lose weight again when the observer lands and pushes once more
against the floor; and it will finally return to its initial weight
afterwards. To make all these effects equal those we would measure on a
planet producing 1g, the windowless room must be assumed to have the
same mass as that planet. Additionally, the windowless room must not
cause its own gravity, otherwise the scenario changes even further.
These are technicalities, clearly, but practical ones if we wish the
experiment to demonstrate more or less precisely the equivalence of 1g
gravity and 1g acceleration.
Modern usage
Three forms of the equivalence principle are in current use: weak (Galilean), Einsteinian, and strong.
The weak equivalence principle
The
weak equivalence principle, also known as the
universality of free fall or the
Galilean equivalence principle can be stated in many ways. The strong EP includes (astronomic) bodies with gravitational binding energy
[5] (e.g., 1.74 solar-mass pulsar PSR J1903+0327, 15.3% of whose separated mass is absent as gravitational binding energy
[6]). The weak EP assumes falling bodies are bound by non-gravitational forces only. Either way:
- The trajectory of a point mass in a gravitational field depends only
on its initial position and velocity, and is independent of its
composition and structure.
- All test particles at the alike spacetime point, in a given
gravitational field, will undergo the same acceleration, independent of
their properties, including their rest mass.[7]
- All local centers of mass free-fall (in vacuum) along identical
(parallel-displaced, same speed) minimum action trajectories independent
of all observable properties.
- The vacuum world-line of a body immersed in a gravitational field is independent of all observable properties.
- The local effects of motion in a curved spacetime (gravitation) are
indistinguishable from those of an accelerated observer in flat
spacetime, without exception.
- Mass (measured with a balance) and weight (measured with a scale)
are locally in identical ratio for all bodies (the opening page to
Newton's Philosophiæ Naturalis Principia Mathematica, 1687).
Locality eliminates measurable tidal forces originating from a
radial divergent gravitational field (e.g., the Earth) upon finite
sized physical bodies. The "falling" equivalence principle embraces
Galileo's, Newton's, and Einstein's conceptualization. The equivalence
principle does not deny the existence of measurable effects caused by a
rotating gravitating mass (
frame dragging), or bear on the measurements of
light deflection and gravitational time delay made by non-local observers.
Active, passive, and inertial masses
By definition of active and passive gravitational mass, the force on
due to the gravitational field of
is:
-
Likewise the force on a second object of arbitrary mass
2 due to the gravitational field of mass
0 is:
-
By definition of inertial mass:
-
If
and
are the same distance
from
then, by the weak equivalence principle, they fall at the same rate (i.e. their accelerations are the same)
-
Hence:
-
Therefore:
-
In other words, passive gravitational mass must be proportional to inertial mass for all objects.
Furthermore, by
Newton's third law of motion:
-
must be equal and opposite to
-
It follows that:
-
In other words, passive gravitational mass must be proportional to active gravitational mass for all objects.
The dimensionless Eötvös-parameter
is the difference of the ratios of gravitational and inertial masses
divided by their average for the two sets of test masses "A" and "B."
Tests of the weak equivalence principle
Tests
of the weak equivalence principle are those that verify the equivalence
of gravitational mass and inertial mass. An obvious test is dropping
different objects, ideally in a vacuum environment, e.g., inside the
Fallturm Bremen drop tower.
Researcher |
Year |
Method |
Result |
John Philoponus |
6th century |
Said that by observation, two balls of very different weights will fall at nearly the same speed |
no detectable difference |
Simon Stevin[8] |
~1586 |
Dropped lead balls of different masses off the Delft churchtower |
no detectable difference |
Galileo Galilei |
~1610 |
Rolling balls of varying weight down inclined planes to slow the speed so that it was measurable |
no detectable difference |
Isaac Newton |
~1680 |
Measure the period of pendulums of different mass but identical length |
difference is less than 1 part in 103 |
Friedrich Wilhelm Bessel |
1832 |
Measure the period of pendulums of different mass but identical length |
no measurable difference |
Loránd Eötvös |
1908 |
Measure the torsion on a wire, suspending a balance beam, between two nearly identical masses under the acceleration of gravity and the rotation of the Earth |
difference is 10±2 part in 109 (H2O/Cu)[9] |
Roll, Krotkov and Dicke |
1964 |
Torsion balance experiment, dropping aluminum and gold test masses |
[10] |
David Scott |
1971 |
Dropped a falcon feather and a hammer at the same time on the Moon |
no detectable difference (not a rigorous experiment, but very dramatic being the first lunar one[11]) |
Braginsky and Panov |
1971 |
Torsion balance, aluminum and platinum test masses, measuring acceleration towards the Sun |
difference is less than 1 part in 1012 |
Eöt-Wash group |
1987– |
Torsion balance, measuring acceleration of different masses towards
the Earth, Sun and galactic center, using several different kinds of
masses |
[12] |
See:
[13]
Year |
Investigator |
Sensitivity |
Method |
500? |
Philoponus[14] |
"small" |
Drop Tower |
1585 |
Stevin[15] |
5×10−2 |
Drop Tower |
1590? |
Galileo[16] |
2×10−2 |
Pendulum, Drop Tower |
1686 |
Newton[17] |
10−3 |
Pendulum |
1832 |
Bessel[18] |
2×10−5 |
Pendulum |
1908 (1922) |
Eötvös[19] |
2×10−9 |
Torsion Balance |
1910 |
Southerns[20] |
5×10−6 |
Pendulum |
1918 |
Zeeman[21] |
3×10−8 |
Torsion Balance |
1923 |
Potter[22] |
3×10−6 |
Pendulum |
1935 |
Renner[23] |
2×10−9 |
Torsion Balance |
1964 |
Dicke, Roll, Krotkov[10] |
3x10−11 |
Torsion Balance |
1972 |
Braginsky, Panov[24] |
10−12 |
Torsion Balance |
1976 |
Shapiro, et al.[25] |
10−12 |
Lunar Laser Ranging |
1981 |
Keiser, Faller[26] |
4×10−11 |
Fluid Support |
1987 |
Niebauer, et al.[27] |
10−10 |
Drop Tower |
1989 |
Stubbs, et al.[28] |
10−11 |
Torsion Balance |
1990 |
Adelberger, Eric G.; et al.[29] |
10−12 |
Torsion Balance |
1999 |
Baessler, et al.[30] |
5x10−14 |
Torsion Balance |
cancelled? |
MiniSTEP |
10−17 |
Earth Orbit |
2016 |
MICROSCOPE |
10−16 |
Earth Orbit |
2015? |
Reasenberg/SR-POEM[31] |
2×10−17 |
vacuum free fall |
Experiments are still being performed at the
University of Washington which have placed limits on the differential acceleration of objects towards the Earth, the Sun and towards
dark matter in the
galactic center. Future satellite experiments
[32] –
STEP (Satellite Test of the Equivalence Principle), Galileo Galilei, and
MICROSCOPE (MICROSatellite à traînée Compensée pour l'Observation du Principe d'Équivalence) – will test the weak equivalence principle in space, to much higher accuracy.
With the first successful production of antimatter, in particular
anti-hydrogen, a new approach to test the weak equivalence principle has
been proposed. Experiments to compare the gravitational behavior of
matter and antimatter are currently being developed.
[33]
Proposals that may lead to a
quantum theory of gravity such as
string theory and
loop quantum gravity predict violations of the weak equivalence principle because they contain many light
scalar fields with long
Compton wavelengths, which should generate
fifth forces
and variation of the fundamental constants. Heuristic arguments suggest
that the magnitude of these equivalence principle violations could be
in the 10
−13 to 10
−18 range.
[34] Currently envisioned tests of the weak equivalence principle are approaching a degree of sensitivity such that
non-discovery
of a violation would be just as profound a result as discovery of a
violation. Non-discovery of equivalence principle violation in this
range would suggest that gravity is so fundamentally different from
other forces as to require a major reevaluation of current attempts to
unify gravity with the other forces of nature. A positive detection, on
the other hand, would provide a major guidepost towards unification.
[34]
The Einstein equivalence principle
What is now called the "Einstein equivalence principle" states that the weak equivalence principle holds, and that:
[35]
- The outcome of any local non-gravitational experiment in a freely
falling laboratory is independent of the velocity of the laboratory and
its location in spacetime.
Here "local" has a very special meaning: not only must the experiment
not look outside the laboratory, but it must also be small compared to
variations in the gravitational field,
tidal forces, so that the entire laboratory is freely falling. It also implies the absence of interactions with "external" fields
other than the gravitational field.
[citation needed]
The
principle of relativity
implies that the outcome of local experiments must be independent of
the velocity of the apparatus, so the most important consequence of this
principle is the Copernican idea that
dimensionless physical values such as the
fine-structure constant and
electron-to-
proton mass ratio must not depend on where in space or time we measure them. Many physicists believe that any
Lorentz invariant theory that satisfies the weak equivalence principle also satisfies the Einstein equivalence principle.
Schiff's conjecture
suggests that the weak equivalence principle implies the Einstein
equivalence principle, but it has not been proven. Nonetheless, the two
principles are tested with very different kinds of experiments. The
Einstein equivalence principle has been criticized as imprecise, because
there is no universally accepted way to distinguish gravitational from
non-gravitational experiments (see for instance Hadley
[36] and Durand
[37]).
Tests of the Einstein equivalence principle
In
addition to the tests of the weak equivalence principle, the Einstein
equivalence principle can be tested by searching for variation of
dimensionless constants and mass ratios.
The present best limits on the variation of the fundamental constants
have mainly been set by studying the naturally occurring
Oklo natural nuclear fission reactor,
where nuclear reactions similar to ones we observe today have been
shown to have occurred underground approximately two billion years ago.
These reactions are extremely sensitive to the values of the fundamental
constants.
There have been a number of controversial attempts to constrain the variation of the
strong interaction
constant. There have been several suggestions that "constants" do vary
on cosmological scales. The best known is the reported detection of
variation (at the 10
−5 level) of the fine-structure constant from measurements of distant
quasars, see Webb et al.
[38] Other researchers dispute these findings. Other tests of the Einstein equivalence principle are
gravitational redshift experiments, such as the
Pound–Rebka experiment which test the position independence of experiments.
The strong equivalence principle
The strong equivalence principle suggests the laws of gravitation are independent of velocity and location. In particular,
- The gravitational motion of a small test body depends only on its
initial position in spacetime and velocity, and not on its
constitution.
and
- The outcome of any local experiment (gravitational or not) in a
freely falling laboratory is independent of the velocity of the
laboratory and its location in spacetime.
The first part is a version of the weak equivalence principle that
applies to objects that exert a gravitational force on themselves, such
as stars, planets, black holes or
Cavendish experiments.
The second part is the Einstein equivalence principle (with the same
definition of "local"), restated to allow gravitational experiments and
self-gravitating bodies. The freely-falling object or laboratory,
however, must still be small, so that tidal forces may be neglected
(hence "local experiment").
This is the only form of the equivalence principle that applies to
self-gravitating objects (such as stars), which have substantial
internal gravitational interactions. It requires that the
gravitational constant be the same everywhere in the universe and is incompatible with a
fifth force. It is much more restrictive than the Einstein equivalence principle.
The strong equivalence principle suggests that gravity is entirely geometrical by nature (that is, the
metric
alone determines the effect of gravity) and does not have any extra
fields associated with it. If an observer measures a patch of space to
be flat, then the strong equivalence principle suggests that it is
absolutely equivalent to any other patch of flat space elsewhere in the
universe. Einstein's theory of general relativity (including the
cosmological constant)
is thought to be the only theory of gravity that satisfies the strong
equivalence principle. A number of alternative theories, such as
Brans–Dicke theory, satisfy only the Einstein equivalence principle.
Tests of the strong equivalence principle
The strong equivalence principle can be tested by searching for a variation of Newton's gravitational constant
G
over the life of the universe, or equivalently, variation in the masses
of the fundamental particles. A number of independent constraints, from
orbits in the solar system and studies of
big bang nucleosynthesis have shown that
G cannot have varied by more than 10%.
Thus, the strong equivalence principle can be tested by searching for
fifth forces
(deviations from the gravitational force-law predicted by general
relativity). These experiments typically look for failures of the
inverse-square law (specifically
Yukawa forces or failures of
Birkhoff's theorem)
behavior of gravity in the laboratory. The most accurate tests over
short distances have been performed by the Eöt-Wash group. A future
satellite experiment, SEE (Satellite Energy Exchange), will search for
fifth forces in space and should be able to further constrain violations
of the strong equivalence principle. Other limits, looking for much
longer-range forces, have been placed by searching for the
Nordtvedt effect,
a "polarization" of solar system orbits that would be caused by
gravitational self-energy accelerating at a different rate from normal
matter. This effect has been sensitively tested by the
Lunar Laser Ranging Experiment. Other tests include studying the deflection of radiation from
distant radio sources by the sun, which can be accurately measured by
very long baseline interferometry. Another sensitive test comes from measurements of the frequency shift of signals to and from the
Cassini spacecraft. Together, these measurements have put tight limits on
Brans–Dicke theory and other alternative theories of gravity.
In 2014, astronomers discovered a stellar triple system including a millisecond
pulsar PSR J0337+1715 and two
white dwarfs orbiting it. The system will provide them a chance to test the strong equivalence principle in a strong gravitational field.
[39]
Challenges
One challenge to the equivalence principle is the
Brans–Dicke theory.
Self-creation cosmology is a modification of the Brans–Dicke theory. The
Fredkin Finite Nature Hypothesis is an even more radical challenge to the equivalence principle and has even fewer supporters.
In August 2010, researchers from the University of New South Wales,
Swinburne University of Technology, and Cambridge University published a
paper titled "Evidence for spatial variation of the
fine structure constant",
whose tentative conclusion is that, "qualitatively, [the] results
suggest a violation of the Einstein Equivalence Principle, and could
infer a very large or infinite universe, within which our 'local'
Hubble volume represents a tiny fraction."
[40]
In his book
Einstein's Mistakes, pages 226-227, Hans C.
Ohanian describes several situations which falsify Einstein's
Equivalence Principle. Inertial accelerative effects are analogous to,
but not equivalent to, gravitational effects. Ohanian cites Ehrenfest
for this same opinion.
Explanations
Dutch physicist and
string theorist Erik Verlinde has generated a self-contained, logical derivation of the equivalence principle based on the starting assumption of a
holographic universe. Given this situation, gravity would not be a true
fundamental force as is currently thought but instead an "
emergent property" related to
entropy. Verlinde's
entropic gravity theory apparently leads naturally to the correct observed strength of
dark energy; previous failures to explain its incredibly small magnitude have been called by such people as cosmologist
Michael Turner
(who is credited as having coined the term "dark energy") as "the
greatest embarrassment in the history of theoretical physics".
[41] However, it should be noted that these ideas are far from settled and still very controversial.
Experiments