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Saturday, April 16, 2022

Anti-ballistic missile

From Wikipedia, the free encyclopedia
 
A Ground-Based Interceptor of the United States' Ground-Based Midcourse Defense system, loaded into a silo at Fort Greely, Alaska, in July 2004

An anti-ballistic missile (ABM) is a surface-to-air missile designed to counter ballistic missiles (missile defense). Ballistic missiles are used to deliver nuclear, chemical, biological, or conventional warheads in a ballistic flight trajectory. The term "anti-ballistic missile" is a generic term conveying a system designed to intercept and destroy any type of ballistic threat; however, it is commonly used for systems specifically designed to counter intercontinental ballistic missiles (ICBMs).

Current counter-ICBM systems

Israel's Arrow 3

There are a limited number of systems worldwide that can intercept intercontinental ballistic missiles:

  • The Russian A-135 anti-ballistic missile system (renamed in 2017 to A-235) is used for the defense of Moscow. It became operational in 1995 and was preceded by the A-35 anti-ballistic missile system. The system uses Gorgon and Gazelle missiles previously armed with nuclear warheads. These missiles have been updated (2017) and use non-nuclear kinetic interceptors instead, to intercept any incoming ICBMs.
  • The Israeli Arrow 3 system entered operational service in 2017. It is designed for exo-atmosphere interception of ballistic missiles during the spaceflight portion of their trajectory, including those of ICBMs. It may also act as an anti-satellite weapon.
  • The Indian Prithvi Defence Vehicle Mark-II has the capability to shoot down ICBMs. It has completed developmental trials and is awaiting the Indian government's clearance in order to be deployed.
  • The American Ground-Based Midcourse Defense System (GMD), formerly known as National Missile Defense (NMD), was first tested in 1997 and had its first successful intercept test in 1999. Instead of using an explosive charge, it launches a hit-to-kill kinetic projectile to intercept an ICBM. The current GMD system is intended to shield the United States mainland against a limited nuclear attack by a rogue state such as North Korea. GMD does not have the ability to protect against an all-out nuclear attack from Russia, as there are 44 ground-based interceptors deployed in 2019 against any crossing projectiles headed toward the homeland. (This interceptor count does not include the THAAD, or Aegis, or Patriot defenses against directly incoming projectiles.)
  • The Aegis ballistic missile defense-equipped SM-3 Block II-A missile demonstrated it can shoot down an ICBM target on 16 Nov 2020.
    • In November 2020, the US launched a surrogate ICBM from Kwajalein Atoll toward Hawaii in the general direction of the continental US, which triggered a satellite warning to a Colorado Air Force base. In response, USS John Finn launched a missile which destroyed the surrogate ICBM, while still outside the atmosphere.

American plans for Central European site

During 1993, a symposium was held by western European nations to discuss potential future ballistic missile defence programs. In the end, the council recommended deployment of early warning and surveillance systems as well as regionally controlled defence systems. During spring 2006 reports about negotiations between the United States and Poland as well as the Czech Republic were published. The plans propose the installation of a latest generation ABM system with a radar site in the Czech Republic and the launch site in Poland. The system was announced to be aimed against ICBMs from Iran and North Korea. This caused harsh comments by Russian President Vladimir Putin at the Organization for Security and Co-operation in Europe (OSCE) security conference during spring 2007 in Munich. Other European ministers commented that any change of strategic weapons should be negotiated on NATO level and not 'unilaterally' [sic, actually bilaterally] between the U.S. and other states (although most strategic arms reduction treaties were between the Soviet Union and U.S., not NATO). German foreign minister Frank-Walter Steinmeier expressed severe concerns about the way in which the U.S. had conveyed its plans to its European partners and criticised the U.S. administration for not having consulted Russia prior to announcing its endeavours to deploy a new missile defence system in Central Europe. As of July 2007, a majority of Poles were opposed to hosting a component of the system in Poland. By 28 July 2016 Missile Defense Agency planning and agreements had clarified enough to give more details about the Aegis Ashore sites in Romania (2014) and Poland (2018).

Current tactical systems

People's Republic of China

Historical Project 640

Project 640 had been the PRC's indigenous effort to develop ABM capability. The Academy of Anti-Ballistic Missile & Anti-Satellite was established from 1969 for the purpose of developing Project 640. The project was to involve at least three elements, including the necessary sensors and guidance/command systems, the Fan Ji (FJ) missile interceptor, and the XianFeng missile-intercepting cannon. The FJ-1 had completed two successful flight tests during 1979, while the low-altitude interceptor FJ-2 completed some successful flight tests using scaled prototypes. A high altitude FJ-3 interceptor was also proposed. Despite the development of missiles, the programme was slowed down due to financial and political reasons. It was finally closed down during 1980 under a new leadership of Deng Xiaoping as it was seemingly deemed unnecessary after the 1972 Anti-Ballistic Missile Treaty between the Soviet Union and the United States and the closure of the US Safeguard ABM system.

Operational Chinese system

In March 2006, China tested an interceptor system comparable to the U.S. Patriot missiles.

China has acquired and is license-producing the S-300PMU-2/S-300PMU-1 series of terminal ABM-capable SAMs. China-produced HQ-9 SAM system may possess terminal ABM capabilities. PRC Navy's operating modern air-defense destroyers known as the Type 052C Destroyer and Type 051C Destroyer are armed with naval HHQ-9 missiles.

The HQ-19, similar to the THAAD, was first tested in 2003, and subsequently a few more times, including in November 2015. The HQ-29, a counterpart to the MIM-104F PAC-3, was first tested in 2011.

Surface-to-air missiles that supposedly have some terminal ABM capability (as opposed to midcourse capability):

Development of midcourse ABM in China

The technology and experience from the successful anti-satellite test using a ground-launched interceptor during January 2007 was immediately applied to current ABM efforts and development.

China carried out a land-based anti-ballistic missile test on 11 January 2010. The test was exoatmospheric and done in midcourse phase and with a kinetic kill vehicle. China is the second country after US that demonstrated intercepting ballistic missile with a kinetic kill vehicle, the interceptor missile was a SC-19. The sources suggest the system is not operationally deployed as of 2010.

On 27 January 2013, China did another anti ballistic missile test. According to the Chinese Defence Ministry, the missile launch is defensive in character and is not aimed against any countries. Experts hailed China's technological breakthrough because it is difficult to intercept ballistic missiles that have reached the highest point and speed in the middle of their course. Only two countries, including the US, have successfully conducted such a test in the past decade.

On 4 February 2021, China successfully conducted mid-course intercept anti-ballistic missile test. Military analysts indicates that the test and dozens done before reflects China's improvement in the area.

Rumored midcourse missiles:

France, Italy and United Kingdom

Italy and France developed a missile family called Aster (Aster 15 and Aster 30). Aster 30 is capable of ballistic missile defense. On 18 October 2010, France announced a successful tactical ABM test of the Aster 30 missile and on 1 December 2011 a successful interception of a Black Sparrow ballistic target missile. Royal Navy Type 45 destroyers and French Navy and Italian Navy Horizon-class frigates, and FREMM-class frigates are armed with PAAMS, using Aster 15 and Aster 30 missiles. They are developing another version, the Aster 30 block II, which can destroy ballistic missiles at a maximum range of 3,000 km (1,900 mi). It will have a kill vehicle warhead.

India

India's Advanced Air Defence (AAD) interceptor missile
 

India has an active ABM development effort using indigenously developed and integrated radars, and indigenous missiles. In November 2006, India successfully conducted the PADE (Prithvi Air Defence Exercise) in which an anti-ballistic missile, called the Prithvi Air Defence (PAD), an exo-atmospheric (outside the atmosphere) interceptor system, intercepted a Prithvi-II ballistic missile. The PAD missile has the secondary stage of the Prithvi missile and can reach altitude of 80 km (50 mi). During the test, the target missile was intercepted at a 50 km (31 mi) altitude. India became the fourth nation in the world after United States, Russia, and Israel to acquire such a capability and the third nation to acquire it using in-house research and development. On 6 December 2007, the Advanced Air Defence (AAD) missile system was tested successfully. This missile is an Endo-atmospheric interceptor with an altitude of 30 km (19 mi). In 2009, reports emerged of a new missile named the PDV. The DRDO is developing a new Prithvi interceptor missile code-named PDV. The PDV is designed to take out the target missile at altitudes above 150 km (93 mi). The first PDV was successfully test fired on 27 April 2014. According to scientist V K Saraswat of DRDO, the missiles will work in tandem to ensure a hit probability of 99.8 percent. On 15 May 2016 India successfully launched advanced Defence interceptor missile named Ashvin interceptor missile from Abdul Kalam Island from Odisha coast. As of 8 January 2020, the BMD programme has been completed and the Indian Air Force and the DRDO are awaiting government's final go ahead before the system is deployed to protect New Delhi and then Mumbai. After these two cities, it will be deployed in other major cities and regions. India has structured a 5-layer missile shield for Delhi as of 9 June 2019:

  1. Outermost BMD layer at endo- and exo-atmospheric altitudes (15–25 km, and 80–100 km) for 2000 km ranges
  2. S-400 layer at ranges of 120, 200, 250, & 380 km
  3. Barak-8 layer at ranges of 70–100 km
  4. Akash layer at ranges of 25 km
  5. Surface to air missiles and gun systems as the inner-most ring of defense (potentially NASAMS-II).

The current Phase-1 of the Indian ABM system can intercept ballistic missiles of range up to 2,600 km and the Phase-2 will increase it up to 5,000 km.

Israel

Arrow 2

An Arrow 2 anti-ballistic missile interceptor

The Arrow project was begun after the U.S. and Israel agreed to co-fund it on 6 May 1986.

The Arrow ABM system was designed and constructed in Israel with financial support by the United States by a multibillion-dollar development program called "Minhelet Homa" (Wall Administration) with the participation of companies like Israel Military Industries, Tadiran and Israel Aerospace Industries.

During 1998 the Israeli military conducted a successful test of their Arrow missile. Designed to intercept incoming missiles travelling at up to 2-mile/s (3 km/s), the Arrow is expected to perform much better than the Patriot did in the Gulf War. On 29 July 2004 Israel and the United States carried out a joint experiment in the US, in which the Arrow was launched against a real Scud missile. The experiment was a success, as the Arrow destroyed the Scud with a direct hit. During December 2005 the system was deployed successfully in a test against a replicated Shahab-3 missile. This feat was repeated on 11 February 2007.

Arrow 3

Arrow 3 in testing.

The Arrow 3 system is capable of exo-atmosphere interception of ballistic missiles, including of ICBMs. It also acts as an anti-satellite weapon.

Lieutenant General Patrick J. O'Reilly, Director of the US Missile Defense Agency, said: "The design of Arrow 3 promises to be an extremely capable system, more advanced than what we have ever attempted in the U.S. with our programs."

On 10 December 2015 Arrow 3 scored its first intercept in a complex test designed to validate how the system can detect, identify, track and then discriminate real from decoy targets delivered into space by an improved Silver Sparrow target missile. According to officials, the milestone test paves the way toward low-rate initial production of the Arrow 3.

David’s sling

Israel's David's Sling, designed to intercept tactical ballistic missiles

David's Sling (Hebrew: קלע דוד), also sometimes called Magic Wand (Hebrew: שרביט קסמים), is an Israel Defense Forces military system being jointly developed by the Israeli defense contractor Rafael Advanced Defense Systems and the American defense contractor Raytheon, designed to intercept tactical ballistic missiles, as well as medium- to long-range rockets and slower-flying cruise missiles, such as those possessed by Hezbollah, fired at ranges from 40 km to 300 km. It is designed with the aim of intercepting the newest generation of tactical ballistic missiles, such as Iskander.

Japan

Japanese guided missile destroyer JDS Kongō firing a Standard Missile 3 anti-ballistic missile.
 

Since 1998, when North Korea launched a Taepodong-1 missile over northern Japan, the Japanese have been jointly developing a new surface-to-air interceptor known as the Patriot Advanced Capability 3 (PAC-3) with the US. Tests have been successful, and there are 11 locations that are planned for the PAC-3 to be installed. A military spokesman said that tests had been done on two sites, one of them a business park in central Tokyo, and Ichigaya – a site not far from the Imperial Palace. Along with the PAC-3, Japan has installed a US-developed ship-based anti-ballistic missile system, which was tested successfully on 18 December 2007. The missile was launched from a Japanese warship, in partnership with the U.S. Missile Defense Agency and destroyed a mock target launched from the coast.

Soviet Union/Russian Federation

S-300PMU-2 vehicles. From left to right: 64N6E2 detection radar, 54K6E2 command post and 5P85 TEL.

The Moscow ABM defense system was designed with the aim of being able to intercept the ICBM warheads aimed at Moscow and other important industrial regions, and is based on:

Apart from the main Moscow deployment, Russia has striven actively for intrinsic ABM capabilities of its SAM systems.

United States

In several tests, the U.S. military have demonstrated the feasibility of destroying long and short range ballistic missiles. Combat effectiveness of newer systems against 1950s tactical ballistic missiles seems very high, as the MIM-104 Patriot (PAC-1 and PAC-2) had a 100% success rate in Operation Iraqi Freedom.

The U.S. Navy Aegis combat system uses RIM-161 Standard Missile 3, which hit a target going faster than ICBM warheads. On 16 November 2020 an SM-3 Block IIA interceptor successfully destroyed an ICBM in mid-course, under Link-16 Command and Control, Battle Management, and Communications (C2BMC).

The U.S. Terminal High Altitude Area Defense (THAAD) system began production in 2008. Its stated range as a short to intermediate ballistic missile interceptor means that it is not designed to hit midcourse ICBMs, which can reach terminal phase speeds of mach 8 or greater. The THAAD interceptor has a reported maximum speed of mach 8, and THAAD has repeatedly proven it can intercept descending exoatmospheric missiles in a ballistic trajectory.

The United States Army released information as early as 2004 about their plans to develop a command system that was intended to replace Raytheon's Patriot missile (SAM) engagement control station (ECS) along with seven other forms of defense command systems. The system, the Integrated Air and Missile Defense Battle Command System (IBCS), is an anti-ballistic missile defense system designed to shoot down short, medium, and intermediate range ballistic missiles in their terminal phase by intercepting with a hit-to-kill approach. Between 2009 and 2020 the Army announced it had spent $2.7 billion on the program.

A prime contractor was announced in 2010; by May 2015, a first flight test integrated a networked IBCS 280 engagement operations center with radar sensor and interceptor launchers. This test demonstrated a missile kill with the first interceptor. By Army doctrine, two interceptors were launched against that missile. By April 2016, IBCS tests demonstrated sensor fusion from disparate data streams, identification and tracking of targets, selection of appropriate kill vehicles, and interception of the targets, but the "IBCS software was 'neither mature nor stable'". On 1 May 2019 an Engagement Operations Center (EOC) for the Integrated Air and Missile Defense (IAMD) Battle Command System (IBCS) was delivered to the Army, at Huntsville, Alabama. By August 2020, a second Limited User Test (LUT) at White Sands Missile Range was able to detect, track, and intercept near-simultaneous low-altitude targets as well as a tactical ballistic missile, over several separate engagements. Army doctrine can now be updated to allow the launch of a single Patriot against a single target. By 2021 the Army awarded a $1.4 billion contract to Northrup Grumman for IBCS.

On 24 February 2022 THAAD radar and TFCC (THAAD Fire Control & Communication) demonstrated their interperability with Patriot PAC-3 MSE missiles; in other words IBCS can engage targets using both THAAD and Patriot interceptors, freed of a siloed solution (THAAD-only / Patriot-only, etc.). For example, in a scenario where a THAAD system has to conserve its All-Up-Rounds, IBCS can calculate which targets are within the reach of its PAC-3 MSE interceptors, and instead fire the PAC-3 interceptors at those targets within range. See: Next generation interceptor (NGI)

Kestrel eye is a cubesat swarm designed to produce a picture of a designated ground target, and to relay the picture to the ground Warfighter every 10 minutes.

Republic of China

Procurement of MIM-104 Patriot and indigenous Tien-Kung anti-ballistic missile systems. With the tense situations with China, Taiwan developed the Sky Bow (or Tien-Kung), this surface-to-air missile can intercept and destroy enemy aircrafts and ballistic missiles. These system was created in partnership with Raytheon Technologies, using Lockheed Martin ADAR-HP as inspiration to create the Chang Bai S-band radar system. The missiles have a range of 200km and was designed to take on fast moving vehicles with low radar cross-section. The latest variant of this system is the Sky Bow III (TK-3).

History

1940s and 1950s

1946 Project Wizard missile
 
Launch of a US Army Nike Zeus missile, the first ABM system to enter widespread testing.

The idea of destroying rockets before they can hit their target dates from the first use of modern missiles in warfare, the German V-1 and V-2 program of World War II.

British fighters destroyed some V-1 "buzz bombs" in flight, although concentrated barrages of heavy anti-aircraft artillery had greater success. Under the lend-lease program, 200 US 90 mm AA guns with SCR-584 radars and Western Electric/Bell Labs computers were sent to the UK. These demonstrated a 95% success rate against V-1s that flew into their range.

The V-2, the first true ballistic missile, has no known record of being destroyed in the air. SCR-584's could be used to plot the trajectories of the missiles and provide some warning, but were more useful in backtracking their ballistic trajectory and determining the rough launch locations. The Allies launched Operation Crossbow to find and destroy V-2s before launch, but these operations were largely ineffective. In one instance a Spitfire happened upon a V-2 rising through the trees, and fired on it with no effect. This led to allied efforts to capture launching sites in Belgium and the Netherlands.

A wartime study by Bell Labs into the task of shooting down ballistic missiles in flight concluded it was not possible. In order to intercept a missile, one needs to be able to steer the attack onto the missile before it hits. A V-2's speed would require guns of effectively instantaneous reaction time, or some sort of weapon with ranges on the order of dozens of miles, neither of which appeared possible. This was, however, just before the emergence of high-speed computing systems. By the mid-1950s, things had changed considerably, and many forces worldwide were considering ABM systems.

The American armed forces began experimenting with anti-missile missiles soon after World War II, as the extent of German research into rocketry became clear. Project Wizard began in 1946, with the aim of creating a missile capable of intercepting the V-2.

But defences against Soviet long-range bombers took priority until 1957, when the Soviet Union demonstrated its advances in ICBM technology with the launch of Sputnik, the Earth's first artificial satellite. The US Army accelerated development of their LIM-49 Nike Zeus system in response. Zeus was criticized throughout its development program, especially from those within the US Air Force and nuclear weapons establishments who suggested it would be much simpler to build more nuclear warheads and guarantee mutually assured destruction. Zeus was eventually cancelled in 1963.

In 1958, the U.S. sought to explore whether airbursting nuclear weapons might be used to ward off ICBMs. It conducted several test explosions of low-yield nuclear weapons – 1.7kt boosted fission W25 warheads – launched from ships to very high altitudes over the southern Atlantic Ocean. Such an explosion releases a burst of X-rays in the Earth's atmosphere, causing secondary showers of charged particles over an area hundreds of miles across. These can become trapped in the Earth' magnetic field, creating an artificial radiation belt. It was believed that this might be strong enough to damage warheads traveling through the layer. This proved not to be the case, but Argus returned key data about a related effect, the nuclear electromagnetic pulse (NEMP).

Canada

Other countries were also involved in early ABM research. A more advanced project was at CARDE in Canada, which researched the main problems of ABM systems. A key problem with any radar system is that the signal is in the form of a cone, which spreads with distance from the transmitter. For long-distance interceptions like ABM systems, the inherent inaccuracy of the radar makes an interception difficult. CARDE considered using a terminal guidance system to address the accuracy concerns, and developed several advanced infrared detectors for this role. They also studied a number of missile airframe designs, a new and much more powerful solid rocket fuel, and numerous systems for testing it all. After a series of drastic budget reductions during the late 1950s the research ended. One offshoot of the project was Gerald Bull's system for inexpensive high-speed testing, consisting of missile airframes shot from a sabot round, which would later be the basis of Project HARP. Another was the CRV7 and Black Brant rockets, which used the new solid rocket fuel.

Soviet Union

V-1000

The Soviet military had requested funding for ABM research as early as 1953, but were only given the go-ahead to begin deployment of such a system on 17 August 1956. Their test system, known simply as System A, was based on the V-1000 missile, which was similar to the early US efforts. The first successful test interception was carried out on 24 November 1960, and the first with a live warhead on 4 March 1961. In this test, a dummy warhead was released by a R-12 ballistic missile launched from the Kapustin Yar, and intercepted by a V-1000 launched from Sary-Shagan. The dummy warhead was destroyed by the impact of 16,000 tungsten-carbide spherical impactors 140 seconds after launch, at an altitude of 25 km (82,000 ft).

The V-1000 missile system was nonetheless considered not reliable enough and abandoned in favour of nuclear-armed ABMs. A much larger missile, the Fakel 5V61 (known in the west as Galosh), was developed to carry the larger warhead and carry it much further from the launch site. Further development continued, and the A-35 anti-ballistic missile system, designed to protect Moscow, became operational in 1971. A-35 was designed for exoatmospheric interceptions, and would have been highly susceptible to a well-arranged attack using multiple warheads and radar black-out techniques.

A-35 was upgraded during the 1980s to a two-layer system, the A-135. The Gorgon (SH-11/ABM-4) long-range missile was designed to handle intercepts outside the atmosphere, and the Gazelle (SH-08/ABM-3) short-range missile endoatmospheric intercepts that eluded Gorgon. The A-135 system is considered to be technologically equivalent to the United States Safeguard system of 1975.

American Nike-X and Sentinel

Nike Zeus failed to be a credible defence in an era of rapidly increasing ICBM counts due to its ability to attack only one target at a time. Additionally, significant concerns about its ability to successfully intercept warheads in the presence of high-altitude nuclear explosions, including its own, lead to the conclusion that the system would simply be too costly for the very low amount of protection it could provide.

By the time it was cancelled in 1963, potential upgrades had been explored for some time. Among these were radars capable of scanning much greater volumes of space and able to track many warheads and launch several missiles at once. These, however, did not address the problems identified with radar blackouts caused by high-altitude explosions. To address this need, a new missile with extreme performance was designed to attack incoming warheads at much lower altitudes, as low as 20 km. The new project encompassing all of these upgrades was launched as Nike-X.

The main missile was LIM-49 Spartan—a Nike Zeus upgraded for longer range and a much larger 5 megaton warhead intended to destroy enemy's warheads with a burst of x-rays outside the atmosphere. A second shorter-range missile called Sprint with very high acceleration was added to handle warheads that evaded longer-ranged Spartan. Sprint was a very fast missile (some sources claimed it accelerated to 8,000 mph (13 000 km/h) within 4 seconds of flight—an average acceleration of 90 g) and had a smaller W66 enhanced radiation warhead in the 1–3 kiloton range for in-atmosphere interceptions.

The experimental success of Nike X persuaded the Lyndon B. Johnson administration to propose a thin ABM defense, that could provide almost complete coverage of the United States. In a September 1967 speech, Defense Secretary Robert McNamara referred to it as "Sentinel". McNamara, a private ABM opponent because of cost and feasibility (see cost-exchange ratio), claimed that Sentinel would be directed not against the Soviet Union's missiles (since the USSR had more than enough missiles to overwhelm any American defense), but rather against the potential nuclear threat of the People's Republic of China.

In the meantime, a public debate over the merit of ABMs began. Difficulties that had already made an ABM system questionable for defending against an all-out attack. One problem was the Fractional Orbital Bombardment System (FOBS) that would give little warning to the defense. Another problem was high altitude EMP (whether from offensive or defensive nuclear warheads) which could degrade defensive radar systems.

When this proved infeasible for economic reasons, a much smaller deployment using the same systems was proposed, namely Safeguard (described later).

Defense against MIRVs

Testing of the LGM-118A Peacekeeper re-entry vehicles, all eight shot from only one missile. Each line represents the path of a warhead which, were it live, would detonate with the explosive power of twenty-five Hiroshima-style weapons.

ABM systems were developed initially to counter single warheads launched from large intercontinental ballistic missiles (ICBMs). The economics seemed simple enough; since rocket costs increase rapidly with size, the price of the ICBM launching a large warhead should always be greater than the much smaller interceptor missile needed to destroy it. In an arms race the defense would always win.

In practice, the price of the interceptor missile was considerable, due to its sophistication. The system had to be guided all the way to an interception, which demanded guidance and control systems that worked within and outside the atmosphere. Due to their relatively short ranges, an ABM missile would be needed to counter an ICBM wherever it might be aimed. That implies that dozens of interceptors are needed for every ICBM since warhead's targets couldn't be known in advance. This led to intense debates about the "cost-exchange ratio" between interceptors and warheads.

Conditions changed dramatically in 1970 with the introduction of multiple independently targetable reentry vehicle (MIRV) warheads. Suddenly, each launcher was throwing not one warhead, but several. These would spread out in space, ensuring that a single interceptor would be needed for each warhead. This simply added to the need to have several interceptors for each warhead in order to provide geographical coverage. Now it was clear that an ABM system would always be many times more expensive than the ICBMs they defended against.

Anti-Ballistic Missile Treaty of 1972

Technical, economic and political problems described resulted in the ABM treaty of 1972, which restricted the deployment of strategic (not tactical) anti-ballistic missiles.

By the ABM treaty and a 1974 revision, each country was allowed to deploy a mere 100 ABMs to protect a single, small area. The Soviets retained their Moscow defences. The U.S. designated their ICBM sites near Grand Forks Air Force Base, North Dakota, where Safeguard was already under advanced development. The radar systems and anti-ballistic missiles were approximately 90 miles north/northwest of Grand Forks AFB, near Concrete, North Dakota. The missiles were deactivated in 1975. The main radar site (PARCS) is still used as an early warning ICBM radar, facing relative north. It is located at Cavalier Air Force Station, North Dakota.

Brief use of Safeguard in 1975/1976

The U.S. Safeguard system, which utilized the nuclear-tipped LIM-49A Spartan and Sprint missiles, in the short operational period of 1975/1976, was the second counter-ICBMs system in the world. Safeguard protected only the main fields of US ICBMs from attack, theoretically ensuring that an attack could be responded to with a US launch, enforcing the mutually assured destruction principle.

SDI experiments in the 1980s

The Reagan-era Strategic Defense Initiative (often referred to as "Star Wars"), along with research into various energy-beam weaponry, brought new interest in the area of ABM technologies.

SDI was an extremely ambitious program to provide a total shield against a massive Soviet ICBM attack. The initial concept envisioned large sophisticated orbiting laser battle stations, space-based relay mirrors, and nuclear-pumped X-ray laser satellites. Later research indicated that some planned technologies such as X-ray lasers were not feasible with then-current technology. As research continued, SDI evolved through various concepts as designers struggled with the difficulty of such a large complex defense system. SDI remained a research program and was never deployed. Several post-SDI technologies are used by the present Missile Defense Agency (MDA).

Lasers originally developed for the SDI plan are in use for astronomical observations. Used to ionize gas in the upper atmosphere, they provide telescope operators with a target to calibrate their instruments.

Tactical ABMs deployed in 1990s

The Israeli Arrow missile system was tested initially during 1990, before the first Gulf War. The Arrow was supported by the United States throughout the 1990s.

The Patriot was the first deployed tactical ABM system, although it was not designed from the outset for that task and consequently had limitations. It was used during the 1991 Gulf War to attempt to intercept Iraqi Scud missiles. Post-war analyses show that the Patriot was much less effective than initially thought because of its radar and control system's inability to discriminate warheads from other objects when the Scud missiles broke up during reentry.

Testing ABM technology continued during the 1990s with mixed success. After the Gulf War, improvements were made to several U.S. air defense systems. A new Patriot, PAC-3, was developed and tested—a complete redesign of the PAC-2 deployed during the war, including a totally new missile. The improved guidance, radar and missile performance improves the probability of kill over the earlier PAC-2. During Operation Iraqi Freedom, Patriot PAC-3s had a nearly 7% success rate against Iraqi TBMs fired. However, since no longer range Iraqi Scud missiles were used, PAC-3 effectiveness against those was untested. Patriot was involved in three friendly fire incidents: two incidents of Patriot shootings at coalition aircraft and one of U.S. aircraft shooting at a Patriot battery.

A new version of the Hawk missile was tested during the early to mid-1990s and by the end of 1998 the majority of US Marine Corps Hawk systems were modified to support basic theater anti-ballistic missile capabilities. The MIM-23 Hawk missile is not operational in U.S. service since 2002, but is used by many other countries.

Developed in the late 1990s, the Lightweight Exo-Atmospheric Projectile attaches to a modified SM-2 Block IV missile used by the U.S. Navy

Soon after the Gulf War, the Aegis Combat System was expanded to include ABM capabilities. The Standard missile system was also enhanced and tested for ballistic missile interception. During the late 1990s, SM-2 block IVA missiles were tested in a theater ballistic missile defense function. Standard Missile 3 (SM-3) systems have also been tested for an ABM role. In 2008, an SM-3 missile launched from the Ticonderoga-class cruiser USS Lake Erie, successfully intercepted a non-functioning satellite.

Brilliant Pebbles concept

Approved for acquisition by the Pentagon during 1991 but never realized, Brilliant Pebbles was a proposed space-based anti-ballistic system that was meant to avoid some of the problems of the earlier SDI concepts. Rather than use sophisticated large laser battle stations and nuclear-pumped X-ray laser satellites, Brilliant Pebbles consisted of a thousand very small, intelligent orbiting satellites with kinetic warheads. The system relied on improvements of computer technology, avoided problems with overly centralized command and control and risky, expensive development of large, complicated space defense satellites. It promised to be much less expensive to develop and have less technical development risk.

The name Brilliant Pebbles comes from the small size of the satellite interceptors and great computational power enabling more autonomous targeting. Rather than rely exclusively on ground-based control, the many small interceptors would cooperatively communicate among themselves and target a large swarm of ICBM warheads in space or in the late boost phase. Development was discontinued later in favor of a limited ground-based defense.

Transformation of SDI into MDA, development of NMD/GMD

While the Reagan era Strategic Defense Initiative was intended to shield against a massive Soviet attack, during the early 1990s, President George H. W. Bush called for a more limited version using rocket-launched interceptors based on the ground at a single site. Such system was developed since 1992, was expected to become operational in 2010 and capable of intercepting small number of incoming ICBMs. First called the National Missile Defense (NMD), since 2002 it was renamed Ground-Based Midcourse Defense (GMD). It was planned to protect all 50 states from a rogue missile attack. The Alaska site provides more protection against North Korean missiles or accidental launches from Russia or China, but is likely less effective against missiles launched from the Middle East. The Alaska interceptors may be augmented later by the naval Aegis Ballistic Missile Defense System or by ground-based missiles in other locations.

During 1998, Defense secretary William Cohen proposed spending an additional $6.6 billion on intercontinental ballistic missile defense programs to build a system to protect against attacks from North Korea or accidental launches from Russia or China.

In terms of organization, during 1993 SDI was reorganized as the Ballistic Missile Defense Organization. In 2002, it was renamed to Missile Defense Agency (MDA).

21st century

On 13 June 2002, the United States withdrew from the Anti-Ballistic Missile Treaty and recommenced developing missile defense systems that would have formerly been prohibited by the bilateral treaty. The action was stated as needed to defend against the possibility of a missile attack conducted by a rogue state. The next day, the Russian Federation dropped the START II agreement, intended to completely ban MIRVs.

On 15 December 2016, the US Army SMDC had a successful test of a U.S. Army Zombie Pathfinder rocket, to be used as a target for exercising various anti-ballistic missile scenarios. The rocket was launched as part of NASA's sounding rocket program, at White Sands Missile Range.

In November 2020, the US successfully destroyed a dummy ICBM. The ICBM was launched from Kwajalein Atoll in the general direction of Hawaii, triggering a satellite warning to a Colorado Air Force base, which then contacted USS John Finn. The ship launched a missile to destroy the US dummy, still outside the atmosphere. Bloomberg Opinion writes that this defense ability "ends the era of nuclear stability".

Science policy

From Wikipedia, the free encyclopedia
 
Graphical summary of a position paper on proposed changes to science policy in the Netherlands around academic incentive and reward structures

Science policy is concerned with the allocation of resources for the conduct of science towards the goal of best serving the public interest. Topics include the funding of science, the careers of scientists, and the translation of scientific discoveries into technological innovation to promote commercial product development, competitiveness, economic growth and economic development. Science policy focuses on knowledge production and role of knowledge networks, collaborations, and the complex distributions of expertise, equipment, and know-how. Understanding the processes and organizational context of generating novel and innovative science and engineering ideas is a core concern of science policy. Science policy topics include weapons development, health care and environmental monitoring.

Science policy thus deals with the entire domain of issues that involve science. A large and complex web of factors influences the development of science and engineering that includes government science policymakers, private firms (including both national and multi-national firms), social movements, media, non-governmental organizations, universities, and other research institutions. In addition, science policy is increasingly international as defined by the global operations of firms and research institutions as well as by the collaborative networks of non-governmental organizations and of the nature of scientific inquiry itself.

History

State policy has influenced the funding of public works and science for thousands of years, dating at least from the time of the Mohists, who inspired the study of logic during the period of the Hundred Schools of Thought, and the study of defensive fortifications during the Warring States period in China. General levies of labor and grain were collected to fund great public works in China, including the accumulation of grain for distribution in times of famine, for the building of levees to control flooding by the great rivers of China, for the building of canals and locks to connect rivers of China, some of which flowed in opposite directions to each other, and for the building of bridges across these rivers. These projects required a civil service, the scholars, some of whom demonstrated great mastery of hydraulics.

In Italy, Galileo noted that individual taxation of minute amounts could fund large sums to the State, which could then fund his research on the trajectory of cannonballs, noting that "each individual soldier was being paid from coin collected by a general tax of pennies and farthings, while even a million of gold would not suffice to pay the entire army."

In Great Britain, Lord Chancellor Sir Francis Bacon had a formative effect on science policy with his identification of "experiments of ... light, more penetrating into nature [than what others know]", which today we call the crucial experiment. Governmental approval of the Royal Society recognized a scientific community which exists to this day. British prizes for research spurred the development of an accurate, portable chronometer, which directly enabled reliable navigation and sailing on the high seas, and also funded Babbage's computer.

The professionalization of science, begun in the nineteenth century, was partly enabled by the creation of scientific organizations such as the National Academy of Sciences, the Kaiser Wilhelm Institute, and State funding of universities of their respective nations. In the United States, a member of the National Academy of Sciences can sponsor a Direct Submission for publication in the Proceedings of the National Academy of Sciences. PNAS serves as a channel to recognize research of importance to at least one member of the National Academy of Sciences.

Public policy can directly affect the funding of capital equipment, intellectual infrastructure for industrial research, by providing tax incentives to those organizations who fund research. Vannevar Bush, director of the office of scientific research and development for the U.S. government in July 1945, wrote "Science is a proper concern of government" Vannevar Bush directed the forerunner of the National Science Foundation, and his writings directly inspired researchers to invent the hyperlink and the computer mouse. The DARPA initiative to support computing was the impetus for the Internet Protocol stack. In the same way that scientific consortiums like CERN for high-energy physics have a commitment to public knowledge, access to this public knowledge in physics led directly to CERN's sponsorship of development of the World Wide Web and standard Internet access for all.

Philosophies of science policy

Basic versus applied research

The programs that are funded are often divided into four basic categories: basic research, applied research, development, and facilities and equipment. Translational research is a newer concept that seeks to bridge the gap between basic science and practical applications.

Basic science attempts to stimulate breakthroughs. Breakthroughs often lead to an explosion of new technologies and approaches. Once the basic result is developed, it is widely published; however conversion into a practical product is left for the free market. However, many governments have developed risk-taking research and development organizations to take basic theoretical research over the edge into practical engineering. In the U.S., this function is performed by DARPA.

In contrast, technology development is a policy in which engineering, the application of science, is supported rather than basic science. The emphasis is usually given to projects that increase important strategic or commercial engineering knowledge. The most extreme success story is undoubtedly the Manhattan Project that developed nuclear weapons. Another remarkable success story was the "X-vehicle" studies that gave the US a lasting lead in aerospace technologies.

These exemplify two disparate approaches: The Manhattan Project was huge, and spent freely on the most risky alternative approaches. The project members believed that failure would result in their enslavement or destruction by Nazi Germany. Each X-project built an aircraft whose only purpose was to develop a particular technology. The plan was to build a few cheap aircraft of each type, fly a test series, often to the destruction of an aircraft, and never design an aircraft for a practical mission. The only mission was technology development.

A number of high-profile technology developments have failed. The US Space Shuttle failed to meet its cost or flight schedule goals. Most observers explain the project as over constrained: the cost goals too aggressive, the technology and mission too underpowered and undefined.

The Japanese fifth generation computer systems project met every technological goal, but failed to produce commercially important artificial intelligence. Many observers believe that the Japanese tried to force engineering beyond available science by brute investment. Half the amount spent on basic research rather might have produced ten times the result.

Utilitarian versus monumental science policy

Utilitarian policies prioritize scientific projects that significantly reduce suffering for larger numbers of people. This approach would mainly consider the numbers of people that can be helped by a research policy. Research is more likely to be supported when it costs less and has greater benefits. Utilitarian research often pursues incremental improvements rather than dramatic advancements in knowledge, or break-through solutions, which are more commercially viable.

In contrast, monumental science is a policy in which science is supported for the sake of a greater understanding of the universe, rather than for specific short-term practical goals. This designation covers both large projects, often with large facilities, and smaller research that does not have obvious practical applications and are often overlooked. While these projects may not always have obvious practical outcomes, they provide education of future scientists, and advancement of scientific knowledge of lasting worth about the basic building blocks of science.

Practical outcomes do result from many of these "monumental" science programs. Sometimes these practical outcomes are foreseeable and sometimes they are not. A classic example of a monumental science program focused towards a practical outcome is the Manhattan project. An example of a monumental science program that produces unexpected practical outcome is the laser. Coherent light, the principle behind lasing, was first predicted by Einstein in 1916, but not created until 1954 by Charles H. Townes with the maser. The breakthrough with the maser led to the creation of the laser in 1960 by Theodore Maiman. The delay between the theory of coherent light and the production of the laser was partially due to the assumption that it would be of no practical use.

Scholastic conservation

This policy approach prioritizes efficiently teaching all available science to those who can use it, rather than investing in new science. In particular, the goal is not to lose any existing knowledge, and to find new practical ways to apply the available knowledge. The classic success stories of this method occurred in the 19th century U.S. land-grant universities, which established a strong tradition of research in practical agricultural and engineering methods. More recently, the Green Revolution prevented mass famine over the last thirty years. The focus, unsurprisingly, is usually on developing a robust curriculum and inexpensive practical methods to meet local needs.

By country

Most developed countries usually have a specific national body overseeing national science (including technology and innovation) policy. Many developing countries follow the same fashion. Many governments of developed countries provide considerable funds (primarily to universities) for scientific research (in fields such as physics and geology) as well as social science research (in fields such as economics and history). Much of this is not intended to provide concrete results that may be commercialisable, although research in scientific fields may lead to results that have such potential. Most university research is aimed at gaining publication in peer reviewed academic journals.

A funding body is an organisation that provides research funding in the form of research grants or scholarships. Research councils are funding bodies that are government-funded agencies engaged in the support of research in different disciplines and postgraduate funding. Funding from research councils is typically competitive. As a general rule, more funding is available in science and engineering disciplines than in the arts and social sciences.

Australia

In Australia, the two main research councils are the Australian Research Council and the National Health and Medical Research Council.

Canada

In Canada, the three main research councils ("Tri-Council") are the Social Sciences and Humanities Research Council (SSHRC) the Natural Sciences and Engineering Research Council (NSERC) and the Canadian Institutes of Health Research (CIHR). Additional research funding agencies include the Canada Foundation for Innovation, Genome Canada, Sustainable Development Technology Canada and several Tri-Council supported Networks of Centres of Excellence.

Brazil

In Brazil, two important research agencies are the National Council for Scientific and Technological Development (CNPq, Portuguese: Conselho Nacional de Desenvolvimento Científico e Tecnológico), an organization of the Brazilian federal government under the Ministry of Science and Technology, and São Paulo Research Foundation (FAPESP, Portuguese: Fundação de Amparo à Pesquisa do Estado de São Paulo), a public foundation located in the state of São Paulo, Brazil.

European Union

The science policy of the European Union is carried out through the European Research Area, a system which integrates the scientific resources of member nations and acts as a "common market" for research and innovation. The European Union's executive body, the European Commission, has a Directorate-General for Research, which is responsible for the Union's science policy. In addition, the Joint Research Centre provides independent scientific and technical advice to the European Commission and Member States of the European Union (EU) in support of EU policies. There is also the recently established European Research Council, the first European Union funding body set up to support investigator-driven research.

There are also European science agencies that operate independently of the European Union, such as the European Science Foundation, European Space Agency, and the European Higher Education Area, created by the Bologna process.

The European environmental research and innovation policy addresses global challenges of pivotal importance for the well-being of European citizens within the context of sustainable development and environmental protection. Research and innovation in Europe is financially supported by the programme Horizon 2020, which is also open to participation worldwide.

Germany

German research funding agencies include the Deutsche Forschungsgemeinschaft, which covers both science and humanities.

India

Research funding by the Government of India comes from a number of sources. For basic science and technology research, these include the Council for Scientific and Industrial Research (CSIR), Department of Science and Technology (DST), and University Grants Commission (UGC). For medical research, these include the Indian Council for Medical Research (ICMR), CSIR, DST and Department of Biotechnology (DBT). For applied research, these include the CSIR, DBT and Science and Engineering Research Council (SERC).

Other funding authorities are the Defence Research Development Organisation (DRDO), the Indian Council of Agricultural Research (ICAR), the Indian Space Research Organisation (ISRO), the Department of Ocean Development (DOD), the Indian Council for Social Science Research (ICSSR), and the Ministry of Environment and Forests (MEF) etc.

Ireland

Irish funding councils include the Irish Research Council (IRC) and the Science Foundation Ireland. The prior Irish Research Council for Science, Engineering and Technology (IRCSET) and the Irish Research Council for the Humanities and Social Sciences (IRCHSS) were merged to form the IRC in March 2012.

The Netherlands

Dutch research funding agencies include Nederlandse Organisatie voor Wetenschappelijk Onderzoek (NWO)  and Agentschap NL. In 2016, the Netherlands began trials for Self-Organized Funding Allocation (SOFA), a novel method of distributing research funds which proponents believe may have advantages compared to the grant system.

Pakistan

The Government of Pakistan has mandated that a certain percentage of gross revenue generated by all telecom service providers be allocated to development and research of information and communication technologies. The National ICT R&D Fund was established in January 2007.

Russia

Under the Soviet Union, much research was routinely suppressed. Now science in Russia is supported by state and private funds. From the state: the Russian Humanitarian Scientific Foundation (http://www.rfh.ru), the Russian Foundation for Basic Research (www.rfbr.ru), the Russian Science Foundation (http://rscf.ru)

Switzerland

Swiss research funding agencies include the Swiss National Science Foundation (SNSF), the innovation promotion agency CTI (CTI/KTI), Ressortforschung des Bundes, and Eidgenössische Stiftungsaufsicht.

United Kingdom

In the United Kingdom, the Haldane principle, that decisions about what to spend research funds on should be made by researchers rather than politicians, is still influential in research policy. There are several university departments with a focus on science policy, such as the Science Policy Research Unit. There are seven grant-awarding Research Councils:

United States

The United States has a long history of government support for science and technology. Science policy in the United States is the responsibility of many organizations throughout the federal government. Much of the large-scale policy is made through the legislative budget process of enacting the yearly federal budget. Further decisions are made by the various federal agencies which spend the funds allocated by Congress, either on in-house research or by granting funds to outside organizations and researchers.

Research funding agencies in the United States are spread among many different departments, which include:

Citation signal

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