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A race is a grouping of humans based on shared physical or social qualities into categories generally viewed as distinct by society. The term was first used to refer to speakers of a common language and then to denote national affiliations. By the 17th century the term began to refer to physical (phenotypical) traits. Modern science regards race as a social construct, an identity which is assigned based on rules made by society. While partially based on physical similarities within groups, race does not have an inherent physical or biological meaning.
Social conceptions and groupings of races have varied over time, often involving folk taxonomies that define essential types of individuals based on perceived traits. Today, scientists consider such biological essentialism obsolete, and generally discourage racial explanations for collective differentiation in both physical and behavioral traits.
Even though there is a broad scientific agreement that essentialist and typological conceptions of race are untenable, scientists around the world continue to conceptualize race in widely differing ways. While some researchers continue to use the concept of race to make distinctions among fuzzy sets of traits or observable differences in behavior, others in the scientific community suggest that the idea of race is inherently naive or simplistic. Still others argue that, among humans, race has no taxonomic significance because all living humans belong to the same subspecies, Homo sapiens sapiens.
Since the second half of the 20th century, the association of race with the discredited theories of scientific racism has contributed to race becoming increasingly seen as a largely pseudoscientific system of classification. Although still used in general contexts, race has often been replaced by less ambiguous and loaded terms: populations, people(s), ethnic groups, or communities, depending on context.
Defining race
Modern scholarship views racial categories as socially constructed, that is, race is not intrinsic to human beings but rather an identity
created, often by socially dominant groups, to establish meaning in a
social context. Different cultures define different racial groups, often
focused on the largest groups of social relevance, and these
definitions can change over time.
- In South Africa, the Population Registration Act, 1950 recognized only White, Black, and Coloured, with Indians added later.
- The government of Myanmar recognizes eight "major national ethnic races".
- The Brazilian census classifies people into brancos (Whites), pardos
(multiracial), pretos (Blacks), amarelos (Asians), and indigenous (see Race and ethnicity in Brazil), though many people use different terms to identify themselves.
- The United States Census Bureau proposed but then withdrew plans to add a new category to classify Middle Eastern and North African peoples in the U.S. Census 2020, over a dispute over whether this classification should be considered a white ethnicity or a separate race.
- Legal definitions of whiteness in the United States used before the civil rights movement were often challenged for specific groups.
- Historical race concepts have included a wide variety of schemes to divide local or worldwide populations into races and sub-races.
The establishment of racial boundaries often involves the subjugation of groups defined as racially inferior, as in the one-drop rule
used in the 19th-century United States to exclude those with any amount
of African ancestry from the dominant racial grouping, defined as "white". Such racial identities reflect the cultural attitudes of imperial powers dominant during the age of European colonial expansion. This view rejects the notion that race is biologically defined.
According to geneticist David Reich,
"while race may be a social construct, differences in genetic ancestry
that happen to correlate to many of today's racial constructs are real."
In response to Reich, a group of 67 scientists from a broad range of
disciplines wrote that his concept of race was "flawed" as "the meaning and significance of the groups is produced through social interventions".
Although commonalities in physical traits such as facial
features, skin color, and hair texture comprise part of the race
concept, this linkage is a social distinction rather than an inherently
biological one. Other dimensions of racial groupings include shared history, traditions, and language. For instance, African-American English is a language spoken by many African Americans,
especially in areas of the United States where racial segregation
exists. Furthermore, people often self-identify as members of a race for
political reasons.
When people define and talk about a particular conception of race, they create a social reality through which social categorization is achieved. In this sense, races are said to be social constructs. These constructs develop within various legal, economic, and sociopolitical contexts, and may be the effect, rather than the cause, of major social situations.
While race is understood to be a social construct by many, most
scholars agree that race has real material effects in the lives of
people through institutionalized practices of preference and discrimination.
Socioeconomic factors, in combination with early but enduring
views of race, have led to considerable suffering within disadvantaged
racial groups. Racial discrimination often coincides with racist mindsets, whereby the individuals and ideologies of one group come to perceive the members of an outgroup as both racially defined and morally inferior. As a result, racial groups possessing relatively little power often find themselves excluded or oppressed, while hegemonic individuals and institutions are charged with holding racist attitudes. Racism has led to many instances of tragedy, including slavery and genocide.
In some countries, law enforcement uses race to profile
suspects. This use of racial categories is frequently criticized for
perpetuating an outmoded understanding of human biological variation,
and promoting stereotypes. Because in some societies racial groupings
correspond closely with patterns of social stratification, for social scientists studying social inequality, race can be a significant variable. As sociological factors, racial categories may in part reflect subjective attributions, self-identities, and social institutions.
Scholars continue to debate the degrees to which racial categories are biologically warranted and socially constructed.
For example, in 2008, John Hartigan, Jr. argued for a view of race that
focused primarily on culture, but which does not ignore the potential
relevance of biology or genetics. Accordingly, the racial paradigms employed in different disciplines vary in their emphasis on biological reduction as contrasted with societal construction.
In the social sciences, theoretical frameworks such as racial formation theory and critical race theory
investigate implications of race as social construction by exploring
how the images, ideas and assumptions of race are expressed in everyday
life. A large body of scholarship has traced the relationships between
the historical, social production of race in legal and criminal
language, and their effects on the policing and disproportionate
incarceration of certain groups.
Historical origins of racial classification
Groups of humans have always identified themselves as distinct from
neighboring groups, but such differences have not always been understood
to be natural, immutable and global. These features are the
distinguishing features of how the concept of race is used today. In
this way the idea of race as we understand it today came about during
the historical process of exploration and conquest which brought
Europeans into contact with groups from different continents, and of the
ideology of classification and typology found in the natural sciences. The term race was often used in a general biological taxonomic sense, starting from the 19th century, to denote genetically differentiated human populations defined by phenotype.
The modern concept of race emerged as a product of the colonial
enterprises of European powers from the 16th to 18th centuries which
identified race in terms of skin color and physical differences. This
way of classification would have been confusing for people in the
ancient world since they did not categorize each other in such a
fashion.
In particular, the epistemological moment where the modern concept of
race was invented and rationalized lies somewhere between 1730 and 1790.
Colonialism
According to Smedley and Marks the European concept of "race", along
with many of the ideas now associated with the term, arose at the time
of the scientific revolution, which introduced and privileged the study of natural kinds, and the age of European imperialism and colonization which established political relations between Europeans and peoples with distinct cultural and political traditions. As Europeans encountered people from different parts of the world, they speculated about the physical, social, and cultural differences among various human groups. The rise of the Atlantic slave trade, which gradually displaced an earlier trade in slaves from throughout the world, created a further incentive to categorize human groups in order to justify the subordination of African slaves.
Drawing on sources from classical antiquity and upon their own internal interactions – for example, the hostility between the English and Irish powerfully influenced early European thinking about the differences between people –
Europeans began to sort themselves and others into groups based on
physical appearance, and to attribute to individuals belonging to these
groups behaviors and capacities which were claimed to be deeply
ingrained. A set of folk beliefs took hold that linked inherited physical differences between groups to inherited intellectual, behavioral, and moral qualities. Similar ideas can be found in other cultures, for example in China, where a concept often translated as "race" was associated with supposed common descent from the Yellow Emperor,
and used to stress the unity of ethnic groups in China. Brutal
conflicts between ethnic groups have existed throughout history and
across the world.
Early taxonomic models
The first post-Graeco-Roman published classification of humans into distinct races seems to be François Bernier's Nouvelle division de la terre par les différents espèces ou races qui l'habitent ("New division of Earth by the different species or races which inhabit it"), published in 1684.
In the 18th century the differences among human groups became a focus
of scientific investigation. But the scientific classification of
phenotypic variation was frequently coupled with racist ideas about
innate predispositions of different groups, always attributing the most
desirable features to the White, European race and arranging the other
races along a continuum of progressively undesirable attributes. The
1735 classification of Carl Linnaeus, inventor of zoological taxonomy, divided the human species Homo sapiens into continental varieties of europaeus, asiaticus, americanus, and afer, each associated with a different humour: sanguine, melancholic, choleric, and phlegmatic, respectively. Homo sapiens europaeus was described as active, acute, and adventurous, whereas Homo sapiens afer was said to be crafty, lazy, and careless.
The 1775 treatise "The Natural Varieties of Mankind", by Johann Friedrich Blumenbach proposed five major divisions: the Caucasoid race, the Mongoloid race, the Ethiopian race (later termed Negroid), the American Indian race, and the Malayan race, but he did not propose any hierarchy among the races.
Blumenbach also noted the graded transition in appearances from one
group to adjacent groups and suggested that "one variety of mankind does
so sensibly pass into the other, that you cannot mark out the limits
between them".
From the 17th through 19th centuries, the merging of folk beliefs
about group differences with scientific explanations of those
differences produced what Smedley has called an "ideology of race".
According to this ideology, races are primordial, natural, enduring and
distinct. It was further argued that some groups may be the result of
mixture between formerly distinct populations, but that careful study
could distinguish the ancestral races that had combined to produce
admixed groups. Subsequent influential classifications by Georges Buffon, Petrus Camper and Christoph Meiners all classified "Negros" as inferior to Europeans. In the United States the racial theories of Thomas Jefferson
were influential. He saw Africans as inferior to Whites especially in
regards to their intellect, and imbued with unnatural sexual appetites,
but described Native Americans as equals to whites.
Polygenism vs monogenism
In the last two decades of the 18th century, the theory of polygenism, the belief that different races had evolved separately in each continent and shared no common ancestor, was advocated in England by historian Edward Long and anatomist Charles White, in Germany by ethnographers Christoph Meiners and Georg Forster, and in France by Julien-Joseph Virey. In the US, Samuel George Morton, Josiah Nott and Louis Agassiz
promoted this theory in the mid-19th century. Polygenism was popular
and most widespread in the 19th century, culminating in the founding of
the Anthropological Society of London (1863), which, during the period of the American Civil War, broke away from the Ethnological Society of London and its monogenic stance, their underlined difference lying, relevantly, in the so-called "Negro question": a substantial racist view by the former, and a more liberal view on race by the latter.
Modern scholarship
Models of human evolution
Today, all humans are classified as belonging to the species Homo sapiens. However, this is not the first species of homininae: the first species of genus Homo, Homo habilis,
evolved in East Africa at least 2 million years ago, and members of
this species populated different parts of Africa in a relatively short
time. Homo erectus evolved more than 1.8 million years ago, and by 1.5 million years ago had spread throughout Europe and Asia. Virtually all physical anthropologists agree that Archaic Homo sapiens (A group including the possible species H. heidelbergensis, H. rhodesiensis and H. neanderthalensis) evolved out of African Homo erectus (sensu lato) or Homo ergaster. Anthropologists support the idea that anatomically modern humans (Homo sapiens) evolved in North or East Africa from an archaic human species such as H. heidelbergensis and then migrated out of Africa, mixing with and replacing H. heidelbergensis and H. neanderthalensis populations throughout Europe and Asia, and H. rhodesiensis populations in Sub-Saharan Africa (a combination of the Out of Africa and Multiregional models).
Biological classification
In the early 20th century, many anthropologists
taught that race was an entirely biological phenomenon and that this
was core to a person's behavior and identity, a position commonly called
racial essentialism. This, coupled with a belief that linguistic, cultural, and social groups fundamentally existed along racial lines, formed the basis of what is now called scientific racism. After the Nazi eugenics program, along with the rise of anti-colonial movements, racial essentialism lost widespread popularity. New studies of culture and the fledgling field of population genetics
undermined the scientific standing of racial essentialism, leading race
anthropologists to revise their conclusions about the sources of
phenotypic variation. A significant number of modern anthropologists and biologists in the West came to view race as an invalid genetic or biological designation.
The first to challenge the concept of race on empirical grounds were the anthropologists Franz Boas, who provided evidence of phenotypic plasticity due to environmental factors, and Ashley Montagu, who relied on evidence from genetics. E. O. Wilson
then challenged the concept from the perspective of general animal
systematics, and further rejected the claim that "races" were equivalent
to "subspecies".
Human genetic variation
is predominantly within races, continuous, and complex in structure,
which is inconsistent with the concept of genetic human races. According to the biological anthropologist Jonathan Marks,
By the 1970s, it had become clear
that (1) most human differences were cultural; (2) what was not cultural
was principally polymorphic – that is to say, found in diverse groups
of people at different frequencies; (3) what was not cultural or
polymorphic was principally clinal – that is to say, gradually variable
over geography; and (4) what was left – the component of human diversity
that was not cultural, polymorphic, or clinal – was very small.
A consensus consequently developed among anthropologists and
geneticists that race as the previous generation had known it – as
largely discrete, geographically distinct, gene pools – did not exist.
Subspecies
The term race in biology is used with caution because it can be ambiguous. Generally, when it is used it is effectively a synonym of subspecies. (For animals, the only taxonomic unit below the species level is usually the subspecies; there are narrower infraspecific ranks in botany, and race does not correspond directly with any of them.) Traditionally, subspecies are seen as geographically isolated and genetically differentiated populations. Studies of human genetic variation show that human populations are not geographically isolated, and their genetic differences are far smaller than those among comparable subspecies.
In 1978, Sewall Wright
suggested that human populations that have long inhabited separated
parts of the world should, in general, be considered different
subspecies by the criterion that most individuals of such populations
can be allocated correctly by inspection. Wright argued that, "It does
not require a trained anthropologist to classify an array of Englishmen,
West Africans, and Chinese with 100% accuracy by features, skin color,
and type of hair despite so much variability within each of these groups
that every individual can easily be distinguished from every other."
While in practice subspecies are often defined by easily observable
physical appearance, there is not necessarily any evolutionary
significance to these observed differences, so this form of
classification has become less acceptable to evolutionary biologists. Likewise this typological approach to race is generally regarded as discredited by biologists and anthropologists.
Ancestrally differentiated populations (clades)
In 2000, philosopher Robin Andreasen proposed that cladistics might be used to categorize human races biologically, and that races can be both biologically real and socially constructed. Andreasen cited tree diagrams of relative genetic distances among populations published by Luigi Cavalli-Sforza as the basis for a phylogenetic tree of human races (p. 661). Biological anthropologist Jonathan Marks
(2008) responded by arguing that Andreasen had misinterpreted the
genetic literature: "These trees are phenetic (based on similarity),
rather than cladistic (based on monophyletic descent, that is from a series of unique ancestors)." Evolutionary biologist Alan Templeton
(2013) argued that multiple lines of evidence falsify the idea of a
phylogenetic tree structure to human genetic diversity, and confirm the
presence of gene flow among populations. Marks, Templeton, and Cavalli-Sforza all conclude that genetics does not provide evidence of human races.
Previously, anthropologists Lieberman and Jackson (1995) had also
critiqued the use of cladistics to support concepts of race. They
argued that "the molecular and biochemical proponents of this model
explicitly use racial categories in their initial grouping of samples".
For example, the large and highly diverse macroethnic groups of East
Indians, North Africans, and Europeans are presumptively grouped as
Caucasians prior to the analysis of their DNA variation. They argued
that this a priori grouping limits and skews interpretations,
obscures other lineage relationships, deemphasizes the impact of more
immediate clinal environmental factors on genomic diversity, and can
cloud our understanding of the true patterns of affinity.
In 2015, Keith Hunley, Graciela Cabana, and Jeffrey Long analyzed the Human Genome Diversity Project sample of 1,037 individuals in 52 populations, finding that non-African populations are a taxonomic
subgroup of African populations, that "some African populations are
equally related to other African populations and to non-African
populations," and that "outside of Africa, regional groupings of
populations are nested inside one another, and many of them are not
monophyletic."
Earlier research had also suggested that there has always been
considerable gene flow between human populations, meaning that human
population groups are not monophyletic.
Rachel Caspari has argued that, since no groups currently regarded as
races are monophyletic, by definition none of these groups can be
clades.
Clines
One crucial innovation in reconceptualizing genotypic and phenotypic variation was the anthropologist C. Loring Brace's observation that such variations, insofar as it is affected by natural selection, slow migration, or genetic drift, are distributed along geographic gradations or clines. For example, with respect to skin color in Europe and Africa, Brace writes:
To
this day, skin color grades by imperceptible means from Europe
southward around the eastern end of the Mediterranean and up the Nile
into Africa. From one end of this range to the other, there is no hint
of a skin color boundary, and yet the spectrum runs from the lightest in
the world at the northern edge to as dark as it is possible for humans
to be at the equator.
In part this is due to isolation by distance.
This point called attention to a problem common to phenotype-based
descriptions of races (for example, those based on hair texture and skin
color): they ignore a host of other similarities and differences (for
example, blood type) that do not correlate highly with the markers for
race. Thus, anthropologist Frank Livingstone's conclusion, that since
clines cross racial boundaries, "there are no races, only clines".
In a response to Livingstone, Theodore Dobzhansky
argued that when talking about race one must be attentive to how the
term is being used: "I agree with Dr. Livingstone that if races have to
be 'discrete units', then there are no races, and if 'race' is used as
an 'explanation' of the human variability, rather than vice versa, then
the explanation is invalid." He further argued that one could use the
term race if one distinguished between "race differences" and "the race
concept". The former refers to any distinction in gene frequencies
between populations; the latter is "a matter of judgment". He further
observed that even when there is clinal variation, "Race differences are
objectively ascertainable biological phenomena ... but it does not
follow that racially distinct populations must be given racial (or
subspecific) labels."
In short, Livingstone and Dobzhansky agree that there are genetic
differences among human beings; they also agree that the use of the race
concept to classify people, and how the race concept is used, is a
matter of social convention. They differ on whether the race concept
remains a meaningful and useful social convention.
Skin color (above) and blood type B (below) are nonconcordant traits since their geographical distribution is not similar.
In 1964, the biologists Paul Ehrlich and Holm pointed out cases where
two or more clines are distributed discordantly – for example, melanin
is distributed in a decreasing pattern from the equator north and south;
frequencies for the haplotype for beta-S hemoglobin, on the other hand, radiate out of specific geographical points in Africa.
As the anthropologists Leonard Lieberman and Fatimah Linda Jackson
observed, "Discordant patterns of heterogeneity falsify any description
of a population as if it were genotypically or even phenotypically
homogeneous".
Patterns such as those seen in human physical and genetic variation as
described above, have led to the consequence that the number and
geographic location of any described races is highly dependent on the
importance attributed to, and quantity of, the traits considered.
Scientists discovered a skin-lighting mutation that partially accounts
for the appearance of Light skin in humans (people who migrated out of
Africa northward into what is now Europe) which they estimate occurred
20,000 to 50,000 years ago. The East Asians owe their relatively light
skin to different mutations. On the other hand, the greater the number of traits (or alleles)
considered, the more subdivisions of humanity are detected, since
traits and gene frequencies do not always correspond to the same
geographical location. Or as Ossorio & Duster (2005) put it:
Anthropologists
long ago discovered that humans' physical traits vary gradually, with
groups that are close geographic neighbors being more similar than
groups that are geographically separated. This pattern of variation,
known as clinal variation, is also observed for many alleles that vary
from one human group to another. Another observation is that traits or
alleles that vary from one group to another do not vary at the same
rate. This pattern is referred to as nonconcordant variation. Because
the variation of physical traits is clinal and nonconcordant,
anthropologists of the late 19th and early 20th centuries discovered
that the more traits and the more human groups they measured, the fewer
discrete differences they observed among races and the more categories
they had to create to classify human beings. The number of races
observed expanded to the 1930s and 1950s, and eventually anthropologists
concluded that there were no discrete races.
Twentieth and 21st century biomedical researchers have discovered this
same feature when evaluating human variation at the level of alleles and
allele frequencies. Nature has not created four or five distinct,
nonoverlapping genetic groups of people.
Genetically differentiated populations
Another way to look at differences between populations is to measure
genetic differences rather than physical differences between groups. The
mid-20th-century anthropologist William C. Boyd
defined race as: "A population which differs significantly from other
populations in regard to the frequency of one or more of the genes it
possesses. It is an arbitrary matter which, and how many, gene loci we
choose to consider as a significant 'constellation'".
Leonard Lieberman and Rodney Kirk have pointed out that "the paramount
weakness of this statement is that if one gene can distinguish races
then the number of races is as numerous as the number of human couples
reproducing."
Moreover, the anthropologist Stephen Molnar has suggested that the
discordance of clines inevitably results in a multiplication of races
that renders the concept itself useless. The Human Genome Project
states "People who have lived in the same geographic region for many
generations may have some alleles in common, but no allele will be found
in all members of one population and in no members of any other." Massimo Pigliucci and Jonathan Kaplan argue that human races do exist, and that they correspond to the genetic classification of ecotypes, but that real human races do not correspond very much, if at all, to folk racial categories.
In contrast, Walsh & Yun reviewed the literature in 2011 and
reported that "Genetic studies using very few chromosomal loci find that
genetic polymorphisms divide human populations into clusters with
almost 100 percent accuracy and that they correspond to the traditional
anthropological categories."
Some biologists argue that racial categories correlate with biological traits (e.g. phenotype),
and that certain genetic markers have varying frequencies among human
populations, some of which correspond more or less to traditional racial
groupings.
Distribution of genetic variation
The distribution of genetic variants within and among human
populations are impossible to describe succinctly because of the
difficulty of defining a population, the clinal nature of variation, and
heterogeneity across the genome (Long and Kittles 2003). In general,
however, an average of 85% of statistical genetic variation exists
within local populations, ~7% is between local populations within the
same continent, and ~8% of variation occurs between large groups living
on different continents. The recent African origin
theory for humans would predict that in Africa there exists a great
deal more diversity than elsewhere and that diversity should decrease
the further from Africa a population is sampled. Hence, the 85% average
figure is misleading: Long and Kittles find that rather than 85% of
human genetic diversity existing in all human populations, about 100% of
human diversity exists in a single African population, whereas only
about 60% of human genetic diversity exists in the least diverse
population they analyzed (the Surui, a population derived from New
Guinea).
Statistical analysis that takes this difference into account confirms
previous findings that, "Western-based racial classifications have no
taxonomic significance."
Cluster analysis
A 2002 study of random biallelic genetic loci found little to no
evidence that humans were divided into distinct biological groups.
In his 2003 paper, "Human Genetic Diversity: Lewontin's Fallacy", A. W. F. Edwards
argued that rather than using a locus-by-locus analysis of variation to
derive taxonomy, it is possible to construct a human classification
system based on characteristic genetic patterns, or clusters inferred from multilocus genetic data.
Geographically based human studies since have shown that such genetic
clusters can be derived from analyzing of a large number of loci which
can assort individuals sampled into groups analogous to traditional
continental racial groups. Joanna Mountain and Neil Risch
cautioned that while genetic clusters may one day be shown to
correspond to phenotypic variations between groups, such assumptions
were premature as the relationship between genes and complex traits remains poorly understood.
However, Risch denied such limitations render the analysis useless:
"Perhaps just using someone's actual birth year is not a very good way
of measuring age. Does that mean we should throw it out? ... Any
category you come up with is going to be imperfect, but that doesn't
preclude you from using it or the fact that it has utility."
Early human genetic cluster analysis studies were conducted with
samples taken from ancestral population groups living at extreme
geographic distances from each other. It was thought that such large
geographic distances would maximize the genetic variation between the
groups sampled in the analysis, and thus maximize the probability of
finding cluster patterns unique to each group. In light of the
historically recent acceleration of human migration (and
correspondingly, human gene flow) on a global scale, further studies
were conducted to judge the degree to which genetic cluster analysis can
pattern ancestrally identified groups as well as geographically
separated groups. One such study looked at a large multiethnic
population in the United States, and "detected only modest genetic
differentiation between different current geographic locales within each
race/ethnicity group. Thus, ancient geographic ancestry, which is
highly correlated with self-identified race/ethnicity – as opposed to
current residence – is the major determinant of genetic structure in the
U.S. population." (Tang et al. (2005))
Witherspoon et al. (2007)
have argued that even when individuals can be reliably assigned to
specific population groups, it may still be possible for two randomly
chosen individuals from different populations/clusters to be more
similar to each other than to a randomly chosen member of their own
cluster. They found that many thousands of genetic markers had to be
used in order for the answer to the question "How often is a pair of
individuals from one population genetically more dissimilar than two
individuals chosen from two different populations?" to be "never". This
assumed three population groups separated by large geographic ranges
(European, African and East Asian). The entire world population is much
more complex and studying an increasing number of groups would require
an increasing number of markers for the same answer. The authors
conclude that "caution should be used when using geographic or genetic
ancestry to make inferences about individual phenotypes."
Witherspoon, et al. concluded that, "The fact that, given enough
genetic data, individuals can be correctly assigned to their populations
of origin is compatible with the observation that most human genetic
variation is found within populations, not between them. It is also
compatible with our finding that, even when the most distinct populations
are considered and hundreds of loci are used, individuals are
frequently more similar to members of other populations than to members
of their own population."
Anthropologists such as C. Loring Brace, the philosophers Jonathan Kaplan and Rasmus Winther, and the geneticist Joseph Graves,
have argued that while there it is certainly possible to find
biological and genetic variation that corresponds roughly to the
groupings normally defined as "continental races", this is true for
almost all geographically distinct populations. The cluster structure of
the genetic data is therefore dependent on the initial hypotheses of
the researcher and the populations sampled. When one samples continental
groups, the clusters become continental; if one had chosen other
sampling patterns, the clustering would be different. Weiss and
Fullerton have noted that if one sampled only Icelanders, Mayans and
Maoris, three distinct clusters would form and all other populations
could be described as being clinally composed of admixtures of Maori,
Icelandic and Mayan genetic materials.
Kaplan and Winther therefore argue that, seen in this way, both
Lewontin and Edwards are right in their arguments. They conclude that
while racial groups are characterized by different allele frequencies,
this does not mean that racial classification is a natural taxonomy of
the human species, because multiple other genetic patterns can be found
in human populations that crosscut racial distinctions. Moreover, the
genomic data underdetermines whether one wishes to see subdivisions (i.e., splitters) or a continuum (i.e., lumpers). Under Kaplan and Winther's view, racial groupings are objective social constructions (see Mills 1998)
that have conventional biological reality only insofar as the
categories are chosen and constructed for pragmatic scientific reasons.
In earlier work, Winther had identified "diversity partitioning" and
"clustering analysis" as two separate methodologies, with distinct
questions, assumptions, and protocols. Each is also associated with
opposing ontological| consequences vis-a-vis the metaphysics of race. Philosopher Lisa Gannett has argued that biogeographical ancestry, a concept devised by Mark Shriver and Tony Frudakis,
is not an objective measure of the biological aspects of race as
Shriver and Frudakis claim it is. She argues that it is actually just a
"local category shaped by the U.S. context of its production, especially
the forensic aim of being able to predict the race or ethnicity of an
unknown suspect based on DNA found at the crime scene."
Clines and clusters in genetic variation
Recent studies of human genetic clustering have included a debate
over how genetic variation is organized, with clusters and clines as the
main possible orderings. Serre & Pääbo (2004)
argued for smooth, clinal genetic variation in ancestral populations
even in regions previously considered racially homogeneous, with the
apparent gaps turning out to be artifacts of sampling techniques. Rosenberg et al. (2005)
disputed this and offered an analysis of the Human Genetic Diversity
Panel showing that there were small discontinuities in the smooth
genetic variation for ancestral populations at the location of
geographic barriers such as the Sahara, the Oceans, and the Himalayas. Nonetheless, Rosenberg et al. (2005)
stated that their findings "should not be taken as evidence of our
support of any particular concept of biological race... Genetic
differences among human populations derive mainly from gradations in
allele frequencies rather than from distinctive 'diagnostic' genotypes."
Using a sample of 40 populations distributed roughly evenly across the
Earth's land surface, Xing & et. al. (2010,
p. 208) found that "genetic diversity is distributed in a more clinal
pattern when more geographically intermediate populations are sampled."
Guido Barbujani
has written that human genetic variation is generally distributed
continuously in gradients across much of Earth, and that there is no
evidence that genetic boundaries between human populations exist as
would be necessary for human races to exist.
Over time, human genetic variation has formed a nested structure
that is inconsistent with the concept of races that have evolved
independently of one another.
Social constructions
As anthropologists and other evolutionary scientists have shifted away from the language of race to the term population to talk about genetic differences, historians, cultural anthropologists and other social scientists re-conceptualized the term "race" as a cultural category or social construct, i.e., a way among many possible ways in which a society chooses to divide its members into categories.
Many social scientists have replaced the word race with the word "ethnicity"
to refer to self-identifying groups based on beliefs concerning shared
culture, ancestry and history. Alongside empirical and conceptual
problems with "race", following the Second World War, evolutionary and social scientists were acutely aware of how beliefs about race had been used to justify discrimination, apartheid, slavery, and genocide. This questioning gained momentum in the 1960s during the civil rights movement
in the United States and the emergence of numerous anti-colonial
movements worldwide. They thus came to believe that race itself is a social construct, a concept that was believed to correspond to an objective reality but which was believed in because of its social functions.
Craig Venter and Francis Collins of the National Institute of
Health jointly made the announcement of the mapping of the human genome
in 2000. Upon examining the data from the genome mapping, Venter
realized that although the genetic variation within the human species is
on the order of 1–3% (instead of the previously assumed 1%), the types
of variations do not support notion of genetically defined races. Venter
said, "Race is a social concept. It's not a scientific one. There are
no bright lines (that would stand out), if we could compare all the
sequenced genomes of everyone on the planet." "When we try to apply
science to try to sort out these social differences, it all falls
apart."
Anthropologist Stephan Palmié has argued that race "is not a thing but a social relation"; or, in the words of Katya Gibel Mevorach,
"a metonym", "a human invention whose criteria for differentiation are
neither universal nor fixed but have always been used to manage
difference."
As such, the use of the term "race" itself must be analyzed. Moreover,
they argue that biology will not explain why or how people use the idea
of race; only history and social relationships will.
Imani Perry has argued that race "is produced by social arrangements and political decision making", and that "race is something that happens, rather than something that is. It is dynamic, but it holds no objective truth." Similarly, Racial Culture: A Critique
(2005), Richard T. Ford argued that while "there is no necessary
correspondence between the ascribed identity of race and one's culture
or personal sense of self" and "group difference is not intrinsic to
members of social groups but rather contingent o[n] the social practices
of group identification", the social practices of identity politics may coerce individuals into the "compulsory" enactment of "prewritten racial scripts".
Brazil
Portrait "Redenção de Cam" (1895), showing a Brazilian family becoming "whiter" each generation.
Compared to 19th-century United States, 20th-century Brazil was characterized by a perceived relative absence of sharply defined racial groups. According to anthropologist Marvin Harris, this pattern reflects a different history and different social relations.
Race in Brazil was "biologized", but in a way that recognized the difference between ancestry (which determines genotype) and phenotypic differences. There, racial identity was not governed by rigid descent rule, such as the one-drop rule,
as it was in the United States. A Brazilian child was never
automatically identified with the racial type of one or both parents,
nor were there only a very limited number of categories to choose from, to the extent that full siblings can pertain to different racial groups.
Over a dozen racial categories would be recognized in conformity
with all the possible combinations of hair color, hair texture, eye
color, and skin color. These types grade into each other like the colors
of the spectrum, and not one category stands significantly isolated
from the rest. That is, race referred preferentially to appearance, not
heredity, and appearance is a poor indication of ancestry, because only a
few genes are responsible for someone's skin color and traits: a person
who is considered white may have more African ancestry than a person
who is considered black, and the reverse can be also true about European
ancestry. The complexity of racial classifications in Brazil reflects the extent of genetic mixing in Brazilian society, a society that remains highly, but not strictly, stratified along color lines. These socioeconomic factors are also significant to the limits of racial lines, because a minority of pardos, or brown people, are likely to start declaring themselves white or black if socially upward, and being seen as relatively "whiter" as their perceived social status increases (much as in other regions of Latin America).
Self-reported ancestry of people from Rio de Janeiro, by race or skin color (2000 survey)
|
Ancestry |
brancos |
pardos |
negros
|
European only
|
48% |
6% |
–
|
African only
|
– |
12% |
25%
|
Amerindian only
|
– |
2% |
–
|
African and European
|
23% |
34% |
31%
|
Amerindian and European
|
14% |
6% |
–
|
African and Amerindian
|
– |
4% |
9%
|
African, Amerindian and European
|
15% |
36% |
35%
|
Total
|
100% |
100% |
100%
|
Any African
|
38% |
86% |
100%
|
Fluidity of racial categories
aside, the "biologification" of race in Brazil referred above would
match contemporary concepts of race in the United States quite closely,
though, if Brazilians are supposed to choose their race as one among,
Asian and Indigenous apart, three IBGE's census categories. While
assimilated Amerindians and people with very high quantities of Amerindian ancestry are usually grouped as caboclos, a subgroup of pardos which roughly translates as both mestizo and hillbilly, for those of lower quantity of Amerindian descent a higher European genetic contribution is expected to be grouped as a pardo.
In several genetic tests, people with less than 60-65% of European
descent and 5–10% of Amerindian descent usually cluster with Afro-Brazilians
(as reported by the individuals), or 6.9% of the population, and those
with about 45% or more of Subsaharan contribution most times do so (in
average, Afro-Brazilian DNA was reported to be about 50% Subsaharan
African, 37% European and 13% Amerindian).
If a more consistent report with the genetic groups in the
gradation of genetic mixing is to be considered (e.g. that would not
cluster people with a balanced degree of African and non-African
ancestry in the black group instead of the multiracial one, unlike
elsewhere in Latin America where people of high quantity of African
descent tend to classify themselves as mixed), more people would report
themselves as white and pardo in Brazil (47.7% and 42.4% of the
population as of 2010, respectively), because by research its population
is believed to have between 65 and 80% of autosomal European ancestry,
in average (also >35% of European mt-DNA and >95% of European
Y-DNA).
Ethnic groups in Brazil (census data)
|
Ethnic group |
white |
black |
multiracial
|
1872 |
3,787,289 |
1,954,452 |
4,188,737
|
1940 |
26,171,778 |
6,035,869 |
8,744,365
|
1991 |
75,704,927 |
7,335,136 |
62,316,064
|
Ethnic groups in Brazil (1872 and 1890)
|
Years
|
whites
|
multiracial
|
blacks
|
Indians
|
Total
|
1872
|
38.1%
|
38.3%
|
19.7%
|
3.9%
|
100%
|
1890
|
44.0%
|
32.4%
|
14.6%
|
9%
|
100%
|
From the last decades of the Empire
until the 1950s, the proportion of the white population increased
significantly while Brazil welcomed 5.5 million immigrants between 1821
and 1932, not much behind its neighbor Argentina with 6.4 million,
and it received more European immigrants in its colonial history than
the United States. Between 1500 and 1760, 700.000 Europeans settled in
Brazil, while 530.000 Europeans settled in the United States for the
same given time.
Thus, the historical construction of race in Brazilian society dealt
primarily with gradations between persons of majority European ancestry
and little minority groups with otherwise lower quantity therefrom in
recent times.
European Union
According to the Council of the European Union:
The European Union rejects theories which attempt to determine the existence of separate human races.
— Directive 2000/43/EC
The European Union
uses the terms racial origin and ethnic origin synonymously in its
documents and according to it "the use of the term 'racial origin' in
this directive does not imply an acceptance of such [racial] theories". Haney López
warns that using "race" as a category within the law tends to
legitimize its existence in the popular imagination. In the diverse
geographic context of Europe,
ethnicity and ethnic origin are arguably more resonant and are less
encumbered by the ideological baggage associated with "race". In
European context, historical resonance of "race" underscores its
problematic nature. In some states, it is strongly associated with laws
promulgated by the Nazi and Fascist governments in Europe during the 1930s and 1940s. Indeed, in 1996, the European Parliament adopted a resolution stating that "the term should therefore be avoided in all official texts".
The concept of racial origin relies on the notion that human
beings can be separated into biologically distinct "races", an idea
generally rejected by the scientific community. Since all human beings
belong to the same species, the ECRI
(European Commission against Racism and Intolerance) rejects theories
based on the existence of different "races". However, in its
Recommendation ECRI uses this term in order to ensure that those persons
who are generally and erroneously perceived as belonging to "another
race" are not excluded from the protection provided for by the
legislation. The law claims to reject the existence of "race", yet
penalize situations where someone is treated less favourably on this
ground.
United States
The immigrants to the United States came from every region of Europe, Africa, and Asia. They mixed among themselves and with the indigenous inhabitants of the continent. In the United States most people who self-identify as African American have some European ancestors, while many people who identify as European American have some African or Amerindian ancestors.
Since the early history of the United States, Amerindians,
African Americans, and European Americans have been classified as
belonging to different races. Efforts to track mixing between groups led
to a proliferation of categories, such as mulatto and octoroon. The criteria for membership in these races diverged in the late 19th century. During Reconstruction, increasing numbers of Americans began to consider anyone with "one drop"
of known "Black blood" to be Black, regardless of appearance. By the
early 20th century, this notion was made statutory in many states. Amerindians continue to be defined by a certain percentage of "Indian blood" (called blood quantum). To be White one had to have perceived "pure" White ancestry. The one-drop rule or hypodescent
rule refers to the convention of defining a person as racially black if
he or she has any known African ancestry. This rule meant that those
that were mixed race but with some discernible African ancestry were
defined as black. The one-drop rule is specific to not only those with
African ancestry but to the United States, making it a particularly
African-American experience.
The decennial censuses
conducted since 1790 in the United States created an incentive to
establish racial categories and fit people into these categories.
The term "Hispanic" as an ethnonym emerged in the 20th century with the rise of migration of laborers from the Spanish-speaking countries of Latin America
to the United States. Today, the word "Latino" is often used as a
synonym for "Hispanic". The definitions of both terms are non-race
specific, and include people who consider themselves to be of distinct
races (Black, White, Amerindian, Asian, and mixed groups). However, there is a common misconception in the US that Hispanic/Latino is a race
or sometimes even that national origins such as Mexican, Cuban,
Colombian, Salvadoran, etc. are races. In contrast to "Latino" or
"Hispanic", "Anglo" refers to non-Hispanic White Americans or non-Hispanic European Americans, most of whom speak the English language but are not necessarily of English descent.
Views across disciplines over time
Anthropology
The concept of race classification in physical anthropology lost credibility around the 1960s and is now considered untenable. A 2019 statement by the American Association of Physical Anthropologists declares:
Race
does not provide an accurate representation of human biological
variation. It was never accurate in the past, and it remains inaccurate
when referencing contemporary human populations. Humans are not divided
biologically into distinct continental types or racial genetic clusters.
Instead, the Western concept of race must be understood as a
classification system that emerged from, and in support of, European
colonialism, oppression, and discrimination.
Wagner
et al. (2017) surveyed 3,286 American anthropologists' views on race
and genetics, including both cultural and biological anthropologists.
They found a consensus among them that biological races do not exist in
humans, but that race does exist insofar as the social experiences of
members of different races can have significant effects on health.
Wang, Štrkalj et al. (2003) examined the use of race as a
biological concept in research papers published in China's only
biological anthropology journal, Acta Anthropologica Sinica. The study showed that the race concept was widely used among Chinese anthropologists.
In a 2007 review paper, Štrkalj suggested that the stark contrast of
the racial approach between the United States and China was due to the
fact that race is a factor for social cohesion among the ethnically
diverse people of China, whereas "race" is a very sensitive issue in
America and the racial approach is considered to undermine social
cohesion – with the result that in the socio-political context of US
academics scientists are encouraged not to use racial categories,
whereas in China they are encouraged to use them.
Lieberman et al. in a 2004 study researched the acceptance of
race as a concept among anthropologists in the United States, Canada,
the Spanish speaking areas, Europe, Russia and China. Rejection of race
ranged from high to low, with the highest rejection rate in the United
States and Canada, a moderate rejection rate in Europe, and the lowest
rejection rate in Russia and China. Methods used in the studies reported
included questionnaires and content analysis.
Kaszycka et al. (2009) in 2002–2003 surveyed European
anthropologists' opinions toward the biological race concept. Three
factors, country of academic education, discipline, and age, were found
to be significant in differentiating the replies. Those educated in
Western Europe, physical anthropologists, and middle-aged persons
rejected race more frequently than those educated in Eastern Europe,
people in other branches of science, and those from both younger and
older generations." The survey shows that the views on race are
sociopolitically (ideologically) influenced and highly dependent on
education."
United States
Since the second half of the 20th century, physical anthropology
in the United States has moved away from a typological understanding of
human biological diversity towards a genomic and population-based
perspective. Anthropologists have tended to understand race as a social
classification of humans based on phenotype and ancestry as well as
cultural factors, as the concept is understood in the social sciences. Since 1932, an increasing number of college textbooks
introducing physical anthropology have rejected race as a valid
concept: from 1932 to 1976, only seven out of thirty-two rejected race;
from 1975 to 1984, thirteen out of thirty-three rejected race; from 1985
to 1993, thirteen out of nineteen rejected race. According to one
academic journal entry, where 78 percent of the articles in the 1931 Journal of Physical Anthropology
employed these or nearly synonymous terms reflecting a bio-race
paradigm, only 36 percent did so in 1965, and just 28 percent did in
1996.
A 1998 "Statement on 'Race'" composed by a select committee of anthropologists and issued by the executive board of the American Anthropological Association,
which they argue "represents generally the contemporary thinking and
scholarly positions of a majority of anthropologists", declares:
In the United States both scholars
and the general public have been conditioned to viewing human races as
natural and separate divisions within the human species based on visible
physical differences. With the vast expansion of scientific knowledge
in this century, however, it has become clear that human populations are
not unambiguous, clearly demarcated, biologically distinct groups.
Evidence from the analysis of genetics (e.g., DNA) indicates that most
physical variation, about 94%, lies within so-called racial groups.
Conventional geographic "racial" groupings differ from one another only
in about 6% of their genes. This means that there is greater variation
within "racial" groups than between them. In neighboring populations
there is much overlapping of genes and their phenotypic (physical)
expressions. Throughout history whenever different groups have come into
contact, they have interbred. The continued sharing of genetic
materials has maintained all of humankind as a single species. [...]
With the vast expansion of scientific knowledge in this century, ... it
has become clear that human populations are not unambiguous, clearly
demarcated, biologically distinct groups. [...] Given what we know about
the capacity of normal humans to achieve and function within any
culture, we conclude that present-day inequalities between so-called
"racial" groups are not consequences of their biological inheritance but
products of historical and contemporary social, economic, educational,
and political circumstances.
An earlier survey, conducted in 1985 (Lieberman et al. 1992) harv error: multiple targets (2×): CITEREFLiebermanHamptonLittlefieldHallead1992 (help), asked 1,200 American scientists how many disagree with the following proposition: "There are biological races in the species Homo sapiens." Among anthropologists, the responses were:
Lieberman's study also showed that more women reject the concept of race than men.
The same survey, conducted again in 1999,
showed that the number of anthropologists disagreeing with the idea of
biological race had risen substantially. The results were as follows:
A line of research conducted by Cartmill (1998), however, seemed to
limit the scope of Lieberman's finding that there was "a significant
degree of change in the status of the race concept". Goran Štrkalj
has argued that this may be because Lieberman and collaborators had
looked at all the members of the American Anthropological Association
irrespective of their field of research interest, while Cartmill had
looked specifically at biological anthropologists interested in human
variation.
In 2007, Ann Morning
interviewed over 40 American biologists and anthropologists and found
significant disagreements over the nature of race, with no one viewpoint
holding a majority among either group. Morning also argues that a third
position, "antiessentialism", which holds that race is not a useful
concept for biologists, should be introduced into this debate in
addition to "constructionism" and "essentialism".
According to the 2000 University of Wyoming edition of a popular physical anthropology textbook, forensic anthropologists are overwhelmingly in support of the idea of the basic biological reality of human races. Forensic physical anthropologist and professor George W. Gill
has said that the idea that race is only skin deep "is simply not true,
as any experienced forensic anthropologist will affirm" and "Many
morphological features tend to follow geographic boundaries coinciding
often with climatic zones. This is not surprising since the selective
forces of climate are probably the primary forces of nature that have
shaped human races with regard not only to skin color and hair form but
also the underlying bony structures of the nose, cheekbones, etc. (For
example, more prominent noses humidify air better.)" While he can see
good arguments for both sides, the complete denial of the opposing
evidence "seems to stem largely from socio-political motivation and not
science at all". He also states that many biological anthropologists see
races as real yet "not one introductory textbook of physical
anthropology even presents that perspective as a possibility. In a case
as flagrant as this, we are not dealing with science but rather with
blatant, politically motivated censorship".
In partial response to Gill's statement, Professor of Biological Anthropology C. Loring Brace
argues that the reason laymen and biological anthropologists can
determine the geographic ancestry of an individual can be explained by
the fact that biological characteristics are clinally distributed across the planet, and that does not translate into the concept of race. He states:
Well,
you may ask, why can't we call those regional patterns "races"? In
fact, we can and do, but it does not make them coherent biological
entities. "Races" defined in such a way are products of our perceptions.
... We realize that in the extremes of our transit – Moscow to Nairobi,
perhaps – there is a major but gradual change in skin color from what
we euphemistically call white to black, and that this is related to the
latitudinal difference in the intensity of the ultraviolet component of
sunlight. What we do not see, however, is the myriad other traits that
are distributed in a fashion quite unrelated to the intensity of
ultraviolet radiation. Where skin color is concerned, all the northern
populations of the Old World are lighter than the long-term inhabitants
near the equator. Although Europeans and Chinese are obviously
different, in skin color they are closer to each other than either is to
equatorial Africans. But if we test the distribution of the widely
known ABO blood-group system, then Europeans and Africans are closer to
each other than either is to Chinese.
The concept of "race" is still sometimes used within forensic anthropology (when analyzing skeletal remains), biomedical research, and race-based medicine.
Brace has criticized forensic anthropologists for this, arguing that
they in fact should be talking about regional ancestry. He argues that
while forensic anthropologists can determine that a skeletal remain
comes from a person with ancestors in a specific region of Africa,
categorizing that skeletal as being "black" is a socially constructed
category that is only meaningful in the particular social context of the
United States, and which is not itself scientifically valid.
Biology, anatomy, and medicine
In the same 1985 survey (Lieberman et al. 1992) harv error: multiple targets (2×): CITEREFLiebermanHamptonLittlefieldHallead1992 (help), 16% of the surveyed biologists and 36% of the surveyed developmental psychologists disagreed with the proposition: "There are biological races in the species Homo sapiens."
The authors of the study also examined 77 college textbooks in
biology and 69 in physical anthropology published between 1932 and 1989.
Physical anthropology texts argued that biological races exist until
the 1970s, when they began to argue that races do not exist. In
contrast, biology textbooks did not undergo such a reversal but many
instead dropped their discussion of race altogether. The authors
attributed this to biologists trying to avoid discussing the political
implications of racial classifications, and to the ongoing discussions
in biology about the validity of the idea of "subspecies". The authors
concluded, "The concept of race, masking the overwhelming genetic
similarity of all peoples and the mosaic patterns of variation that do
not correspond to racial divisions, is not only socially dysfunctional
but is biologically indefensible as well (pp. 5 18–5 19)."(Lieberman et al. 1992, pp. 316–17) harv error: multiple targets (2×): CITEREFLiebermanHamptonLittlefieldHallead1992 (help)
A 1994 examination of 32 English sport/exercise science textbooks
found that 7 (21.9%) claimed that there are biophysical differences due
to race that might explain differences in sports performance, 24 (75%)
did not mention nor refute the concept, and 1 (3.1%) expressed caution
with the idea.
In February 2001, the editors of Archives of Pediatrics and Adolescent Medicine asked "authors to not use race and ethnicity when there is no biological, scientific, or sociological reason for doing so." The editors also stated that "analysis by race and ethnicity has become an analytical knee-jerk reflex." Nature Genetics now ask authors to "explain why they make use of particular ethnic groups or populations, and how classification was achieved."
Morning (2008) looked at high school biology textbooks during the
1952–2002 period and initially found a similar pattern with only 35%
directly discussing race in the 1983–92 period from initially 92% doing
so. However, this has increased somewhat after this to 43%. More
indirect and brief discussions of race in the context of medical
disorders have increased from none to 93% of textbooks. In general, the
material on race has moved from surface traits to genetics and
evolutionary history. The study argues that the textbooks' fundamental
message about the existence of races has changed little.
Surveying views on race in the scientific community in 2008,
Morning concluded that biologists had failed to come to a clear
consensus, and they often split along cultural and demographic lines.
She notes, "At best, one can conclude that biologists and
anthropologists now appear equally divided in their beliefs about the
nature of race."
Gissis (2008) examined several important American and British
journals in genetics, epidemiology and medicine for their content during
the 1946–2003 period. He wrote that "Based upon my findings I argue
that the category of race only seemingly disappeared from scientific discourse after World War II and has had a fluctuating yet continuous use during the time span from 1946 to 2003, and has even become more pronounced from the early 1970s on".
33 health services researchers from differing geographic regions
were interviewed in a 2008 study. The researchers recognized the
problems with racial and ethnic variables but the majority still
believed these variables were necessary and useful.
A 2010 examination of 18 widely used English anatomy
textbooks found that they all represented human biological variation in
superficial and outdated ways, many of them making use of the race
concept in ways that were current in 1950s anthropology. The authors
recommended that anatomical education should describe human anatomical
variation in more detail and rely on newer research that demonstrates
the inadequacies of simple racial typologies.
Sociology
Lester Frank Ward
(1841-1913), considered to be one of the founders of American
sociology, rejected notions that there were fundamental differences that
distinguished one race from another, although he acknowledged that
social conditions differed dramatically by race. At the turn of the 20th century, sociologists viewed the concept of race in ways that were shaped by the scientific racism of the 19th and early 20th centuries. Many sociologists focused on African Americans, called Negroes at that time, and claimed that they were inferior to whites. White sociologist Charlotte Perkins Gilman (1860–1935), for example, used biological arguments to claim the inferiority of African Americans. American sociologist Charles H. Cooley
(1864–1929) theorized that differences among races were "natural," and
that biological differences result in differences in intellectual
abilities Edward Alsworth Ross (1866-1951), also an important figure in the founding of American sociology, and an eugenicist, believed that whites were the superior race, and that there were essential differences in "temperament" among races. In 1910, the Journal published an article by Ulysses G. Weatherly (1865-1940) that called for white supremacy and segregation of the races to protect racial purity.
W. E. B. Du Bois
(1868–1963), one of the first African-American sociologists, was the
first sociologist to use sociological concepts and empirical research
methods to analyze race as a social construct instead of a biological reality. Beginning in 1899 with his book The Philadelphia Negro, Du Bois studied and wrote about race and racism throughout his career. In his work, he contended that social class, colonialism, and capitalism
shaped ideas about race and racial categories. Social scientists
largely abandoned scientific racism and biological reasons for racial
categorization schemes by the 1930s. Other early sociologists, especially those associated with the Chicago School, joined Du Bois in theorizing race as a socially constructed fact. By 1978, William Julius Wilson (1935–) argued that race and racial classification systems were declining in significance, and that instead, social class more accurately described what sociologists had earlier understood as race. By 1986, sociologists Michael Omi and Howard Winant successfully introduced the concept of racial formation to describe the process by which racial categories are created. Omi and Winant assert that "there is no biological basis for distinguishing among human groups along the lines of race."
Eduardo Bonilla-Silva, Sociology professor at Duke University, remarks,
"I contend that racism is, more than anything else, a matter of group
power; it is about a dominant racial group (whites) striving to maintain
its systemic advantages and minorities fighting to subvert the racial
status quo."
The types of practices that take place under this new color-blind
racism is subtle, institutionalized, and supposedly not racial.
Color-blind racism thrives on the idea that race is no longer an issue
in the United States.
There are contradictions between the alleged color-blindness of most
whites and the persistence of a color-coded system of inequality.
Today, sociologists generally understand race and racial
categories as socially constructed, and reject racial categorization
schemes that depend on biological differences.
Political and practical uses
Biomedicine
In the United States, federal government policy promotes the use of
racially categorized data to identify and address health disparities
between racial or ethnic groups.
In clinical settings, race has sometimes been considered in the
diagnosis and treatment of medical conditions. Doctors have noted that
some medical conditions are more prevalent in certain racial or ethnic
groups than in others, without being sure of the cause of those
differences. Recent interest in race-based medicine, or race-targeted pharmacogenomics, has been fueled by the proliferation of human genetic data which followed the decoding of the human genome
in the first decade of the twenty-first century. There is an active
debate among biomedical researchers about the meaning and importance of
race in their research. Proponents of the use of racial categories in
biomedicine argue that continued use of racial categorizations in
biomedical research and clinical practice makes possible the application
of new genetic findings, and provides a clue to diagnosis.
Biomedical researchers' positions on race fall into two main camps:
those who consider the concept of race to have no biological basis and
those who consider it to have the potential to be biologically
meaningful. Members of the latter camp often base their arguments around
the potential to create genome-based personalized medicine.
Other researchers point out that finding a difference in disease
prevalence between two socially defined groups does not necessarily
imply genetic causation of the difference.
They suggest that medical practices should maintain their focus on the
individual rather than an individual's membership to any group.
They argue that overemphasizing genetic contributions to health
disparities carries various risks such as reinforcing stereotypes,
promoting racism or ignoring the contribution of non-genetic factors to
health disparities.
International epidemiological data show that living conditions rather
than race make the biggest difference in health outcomes even for
diseases that have "race-specific" treatments. Some studies have found that patients are reluctant to accept racial categorization in medical practice.
Law enforcement
In an attempt to provide general descriptions that may facilitate the job of law enforcement officers seeking to apprehend suspects, the United States FBI
employs the term "race" to summarize the general appearance (skin
color, hair texture, eye shape, and other such easily noticed
characteristics) of individuals whom they are attempting to apprehend.
From the perspective of law enforcement
officers, it is generally more important to arrive at a description
that will readily suggest the general appearance of an individual than
to make a scientifically valid categorization by DNA or other such
means. Thus, in addition to assigning a wanted individual to a racial
category, such a description will include: height, weight, eye color,
scars and other distinguishing characteristics.
Criminal justice agencies in England and Wales use at least two separate racial/ethnic classification systems when reporting crime, as of 2010. One is the system used in the 2001 Census
when individuals identify themselves as belonging to a particular
ethnic group: W1 (White-British), W2 (White-Irish), W9 (Any other white
background); M1 (White and black Caribbean), M2 (White and black
African), M3 (White and Asian), M9 (Any other mixed background); A1
(Asian-Indian), A2 (Asian-Pakistani), A3 (Asian-Bangladeshi), A9 (Any
other Asian background); B1 (Black Caribbean), B2 (Black African), B3
(Any other black background); O1 (Chinese), O9 (Any other). The other is
categories used by the police when they visually identify
someone as belonging to an ethnic group, e.g. at the time of a stop and
search or an arrest: White – North European (IC1), White – South
European (IC2), Black (IC3), Asian (IC4), Chinese, Japanese, or South
East Asian (IC5), Middle Eastern (IC6), and Unknown (IC0). "IC" stands
for "Identification Code;" these items are also referred to as Phoenix
classifications.
Officers are instructed to "record the response that has been given"
even if the person gives an answer which may be incorrect; their own
perception of the person's ethnic background is recorded separately. Comparability of the information being recorded by officers was brought into question by the Office for National Statistics
(ONS) in September 2007, as part of its Equality Data Review; one
problem cited was the number of reports that contained an ethnicity of
"Not Stated."
In many countries, such as France,
the state is legally banned from maintaining data based on race, which
often makes the police issue wanted notices to the public that include
labels like "dark skin complexion", etc.
In the United States, the practice of racial profiling has been ruled to be both unconstitutional and a violation of civil rights.
There is active debate regarding the cause of a marked correlation
between the recorded crimes, punishments meted out, and the country's
populations. Many consider de facto racial profiling an example of institutional racism in law enforcement.
Mass incarceration in the United States disproportionately
impacts African American and Latino communities. Michelle Alexander,
author of The New Jim Crow: Mass Incarceration in the Age of Colorblindness
(2010), argues that mass incarceration is best understood as not only a
system of overcrowded prisons. Mass incarceration is also, "the larger
web of laws, rules, policies, and customs that control those labeled
criminals both in and out of prison."
She defines it further as "a system that locks people not only behind
actual bars in actual prisons, but also behind virtual bars and virtual
walls", illustrating the second-class citizenship that is imposed on a
disproportionate number of people of color, specifically
African-Americans. She compares mass incarceration to Jim Crow laws, stating that both work as racial caste systems.
Many research findings appear to agree that the impact of victim
race in the IPV arrest decision might possibly include a racial bias in
favor of white victims. A 2011 study in a national sample of IPV arrests
found that female arrest was more likely if the male victim was white
and the female offender was black, while male arrest was more likely if
the female victim was white. For both female and male arrest in IPV
cases, situations involving married couples were more likely to lead to
arrest compared to dating or divorced couples. More research is needed
to understand agency and community factors that influence police
behavior and how discrepancies in IPV interventions/ tools of justice
can be addressed.
Recent work using DNA cluster analysis
to determine race background has been used by some criminal
investigators to narrow their search for the identity of both suspects
and victims.
Proponents of DNA profiling in criminal investigations cite cases where
leads based on DNA analysis proved useful, but the practice remains
controversial among medical ethicists, defense lawyers and some in law
enforcement.
The Constitution of Australia
contains a line about 'people of any race for whom it is deemed
necessary to make special laws', despite there being no agreed
definition of race described in the document.
Forensic anthropology
Similarly, forensic anthropologists
draw on highly heritable morphological features of human remains (e.g.
cranial measurements) to aid in the identification of the body,
including in terms of race. In a 1992 article, anthropologist Norman Sauer
noted that anthropologists had generally abandoned the concept of race
as a valid representation of human biological diversity, except for
forensic anthropologists. He asked, "If races don't exist, why are
forensic anthropologists so good at identifying them?" He concluded:
[T]he successful assignment of race
to a skeletal specimen is not a vindication of the race concept, but
rather a prediction that an individual, while alive was assigned to a
particular socially constructed "racial" category. A specimen may
display features that point to African ancestry. In this country that
person is likely to have been labeled Black regardless of whether or not
such a race actually exists in nature.
Identification of the ancestry of an individual is dependent upon
knowledge of the frequency and distribution of phenotypic traits in a
population. This does not necessitate the use of a racial classification
scheme based on unrelated traits, although the race concept is widely
used in medical and legal contexts in the United States.
Some studies have reported that races can be identified with a high
degree of accuracy using certain methods, such as that developed by
Giles and Elliot. However, this method sometimes fails to be replicated
in other times and places; for instance, when the method was re-tested
to identify Native Americans, the average rate of accuracy dropped from
85% to 33%.
Prior information about the individual (e.g. Census data) is also
important in allowing the accurate identification of the individual's
"race".
In a different approach, anthropologist C. Loring Brace said:
The simple answer is that, as
members of the society that poses the question, they are inculcated into
the social conventions that determine the expected answer. They should
also be aware of the biological inaccuracies contained in that
"politically correct" answer. Skeletal analysis provides no direct
assessment of skin color, but it does allow an accurate estimate of
original geographical origins. African, eastern Asian, and European
ancestry can be specified with a high degree of accuracy. Africa of
course entails "black", but "black" does not entail African.
In association with a NOVA program in 2000 about race, he wrote an essay opposing use of the term.
A 2002 study found that about 13% of human craniometric variation
existed between regions, while 6% existed between local populations
within regions and 81% within local populations. In contrast, the
opposite pattern of genetic variation was observed for skin color (which
is often used to define race), with 88% of variation between regions.
The study concluded that "The apportionment of genetic diversity in skin
color is atypical, and cannot be used for purposes of classification."
Similarly, a 2009 study found that craniometrics could be used
accurately to determine what part of the world someone was from based on
their cranium; however, this study also found that there were no abrupt
boundaries that separated craniometric variation into distinct racial
groups.
Another 2009 study showed that American blacks and whites had different
skeletal morphologies, and that significant patterning in variation in
these traits exists within continents. This suggests that classifying
humans into races based on skeletal characteristics would necessitate
many different "races" being defined.
In 2010, philosopher Neven Sesardic argued that when several
traits are analyzed at the same time, forensic anthropologists can
classify a person's race with an accuracy of close to 100% based on only
skeletal remains. Sesardic's claim has been disputed by philosopher Massimo Pigliucci,
who accused Sesardic of "cherry pick[ing] the scientific evidence and
reach[ing] conclusions that are contradicted by it." Specifically,
Pigliucci argued that Sesardic misrepresented a paper by Ousley et al.
(2009), and neglected to mention that they identified differentiation
not just between individuals from different races, but also between
individuals from different tribes, local environments, and time periods.