Evidence for the LHB derives from moon rock samples of Lunar craters brought back by the Apollo programastronauts. Isotopic dating
showed that the rocks were last molten during impact events in a rather
narrow interval of time, suggesting that a large proportion of craters
were formed during this period. Several hypotheses attempt to explain
this apparent spike in the flux of impactors in the inner Solar System,
but no consensus yet exists. The Nice model, popular among planetary scientists, postulates that the giant planets underwent orbital migration, scattering objects from the asteroid belt, Kuiper belt, or both, into eccentric orbits and into the path of the terrestrial planets.
Other researchers doubt the heavy bombardment, arguing for
example that the apparent clustering of lunar impact-melt ages is a
statistical artifact produced by sampling rocks scattered from a single
large impact. A range of evidence suggests that there may instead have been a more
extended period of lunar bombardment, lasting from approximately 4.2
billion years ago to 3.5 billion years ago.
Evidence for a cataclysm
The main piece of evidence for a lunar cataclysm comes from the radiometric ages
of impact melt rocks that were collected during the Apollo missions.
The majority of these impact melts are thought to have formed during the
collision of asteroids or comets tens of kilometres across, forming
impact craters hundreds of kilometres in diameter. The Apollo 15, 16, and 17 landing sites were chosen as a result of their proximity to the Imbrium, Nectaris, and Serenitatis basins, respectively.
The apparent clustering of ages of these impact melts, between about 3.8 and 4.1Ga, led investigators to postulate that those ages record an intense bombardment of the Moon. They named it the "lunar cataclysm" and proposed that it represented a
dramatic increase in the rate of bombardment of the Moon around 3.9Ga.
If these impact melts were derived from these three basins, then not
only did these three prominent impact basins form within a short
interval of time, but so did many others based on stratigraphic grounds. At the time, the hypothesis was considered controversial.
As more data have become available, particularly from lunar meteorites,
this hypothesis, while still controversial, has become more popular.
The lunar meteorites are thought to randomly sample the lunar surface,
and at least some of these should have originated from regions far from
the Apollo landing sites. Many of the feldspathic
lunar meteorites probably originated from the lunar far side, and
impact melts within these have recently been dated. Consistent with the
cataclysm hypothesis, none of their ages was found to be older than
about 3.9Ga.Nevertheless, the ages do not "cluster" at this date, but span between 2.5 and 3.9Ga.
Dating of howardite, eucrite and diogenite (HED) meteorites and H chondrite meteorites originating from the asteroid belt reveal numerous ages from 3.4–4.1Ga and an earlier peak at 4.5Ga. The 3.4–4.1Ga ages has been interpreted as representing an increase in impact velocities as computer simulations using hydrocode reveal that the volume of impact melt increases 100–1,000times as the impact velocity increases from the current asteroid belt average of 5km/s to 10km/s. Impact velocities above 10km/s
require very high inclinations or the large eccentricities of asteroids
on planet-crossing orbits. Such objects are rare in the current
asteroid belt but the population would be significantly increased by the
sweeping of resonances due to giant planet migration.
Studies of the highland crater size distributions suggest
that the same family of projectiles struck Mercury and the Moon during
the Late Heavy Bombardment. If the history of decay of late heavy bombardment on Mercury also
followed the history of late heavy bombardment on the Moon, the youngest
large basin discovered, Caloris,
is comparable in age to the youngest large lunar basins, Orientale and
Imbrium, and all of the plains units are older than 3 billion years.
Criticisms of the cataclysm hypothesis
While the cataclysm hypothesis has recently become more
popular (in the last fifty years), particularly among dynamicists who
have identified possible causes for such a phenomenon, it is still
controversial and based on debatable assumptions. Two criticisms are
that (1) the "cluster" of impact ages could be an artifact of sampling a
single basin's ejecta, and (2) that the lack of impact melt rocks older
than about 4.1Ga is related to all such samples having been pulverized, or their ages being reset.
The first criticism concerns the origin of the impact melt
rocks that were sampled at the Apollo landing sites. While these impact
melts have been commonly attributed to having been derived from the
closest basin, it has been argued that a large portion of these might
instead be derived from the Imbrium basin. The Imbrium impact basin is the youngest and largest of the multi-ring basins
found on the central nearside of the Moon, and quantitative modeling
shows that significant amounts of ejecta from this event should be
present at all of the Apollo landing sites. According to this
alternative hypothesis, the cluster of impact melt ages near 3.9Ga
simply reflects material being collected from a single impact event,
and not several. Additional criticism also argues that the age spike at
3.9 Ga identified in 40Ar/39Ar dating could also be produced by an episodic early crust formation followed by partial 40Ar losses as the impact rate declined.
A second criticism concerns the significance of the lack of impact melt rocks older than about 4.1Ga.
One hypothesis for this observation that does not involve a cataclysm
is that old melt rocks did exist, but that their radiometric ages have
all been reset by the continuous effects of impact cratering over the
past 4 billion years. Furthermore, it is possible that these putative
samples could all have been pulverized to such small sizes that it is
impossible to obtain age determinations using standard radiometric
methods. Scientists continue to study the bombardment history of the moon in an
attempt to clarify the history of the inner solar system.
If a cataclysmic cratering event truly occurred on the Moon, Earth would have been affected as well. Extrapolating lunar cratering rates to Earth at this time suggests that the following number of craters would have formed:
22,000 or more impact craters with diameters >20km (12mi),
about 40 impact basins with diameters about 1,000km (620mi),
several impact basins with diameters about 5,000km (3,100mi),
Before the formulation of the LHB hypothesis, geologists generally assumed that Earth remained molten until about 3.8Ga. This date could be found in many of the oldest-known rocks
from around the world, and appeared to represent a strong "cutoff
point" beyond which older rocks could not be found. These dates remained
fairly constant even across various dating methods, including the
system considered the most accurate and least affected by environment, uranium–lead dating of zircons.
As no older rocks could be found, it was generally assumed that Earth
had remained molten until this date, which defined the boundary between
the earlier Hadean and later Archean eons. Nonetheless, in 1999, the oldest known rock on Earth was dated to be 4.031 ± 0.003 billion years old, and is part of the Acasta Gneiss of the Slave Craton in northwestern Canada.
Older rocks could be found, however, in the form of asteroid fragments that fall to Earth as meteorites. Like the rocks on Earth, asteroids also show a strong cutoff point, at about 4.6Ga, which is assumed to be the time when the first solids formed in the protoplanetary disk
around the then-young Sun. The Hadean, then, was the period of time
between the formation of these early rocks in space, and the eventual
solidification of Earth's crust, some 700 million years later. This time
would include the accretion of the planets from the disk and the slow
cooling of Earth into a solid body as the gravitational potential energy of accretion was released.
Later calculations showed that the rate of collapse and
cooling depends on the size of the rocky body. Scaling this rate to an
object of Earth mass suggested very rapid cooling, requiring only 100
million years. The difference between measurement and theory presented a conundrum at the time.
The LHB offers a potential explanation for this anomaly. Under this model, the rocks dating to 3.8Ga solidified only after much of the crust was destroyed by the LHB. Collectively, the Acasta Gneiss in the North American cratonic shield and the gneisses within the Jack Hills
portion of the Narryer Gneiss Terrane in Western Australia are the
oldest continental fragments on Earth, yet they appear to post-date the
LHB. The oldest mineral yet dated on Earth, a 4.404 Ga zircon from Jack
Hills, predates this event, but it is likely a fragment of crust left
over from before the LHB, contained within a much younger (~3.8Ga old) rock.
The Jack Hills zircon led to an evolution in understanding of the Hadean eon. Older references generally show that Hadean Earth had a molten surface with prominent volcanos. The name "Hadean" itself refers to the "hellish" conditions assumed on Earth for the time, from the Greek Hades.
Zircon dating suggested, albeit controversially, that the Hadean
surface was solid, temperate, and covered by acidic oceans. This picture
derives from the presence of particular isotopic ratios that suggest
the action of water-based chemistry at some time before the formation of
the oldest rocks (see cool early Earth).
Of particular interest, Manfred Schidlowski argued in 1979 that the carbon isotopic ratios of some sedimentary rocks found in Greenland
were a relic of organic matter: the ratio of carbon-12 to carbon-13 was
unusually high, normally a sign of "processing" by life. There was much
debate over the precise dating of the rocks, with Schidlowski
suggesting they were about 3.8Ga old, and others suggesting a more "modest" 3.6Ga. In either case it was a very short time for abiogenesis
to have taken place, and if Schidlowski was correct, arguably too short
a time. The Late Heavy Bombardment and the "re-melting" of the crust
that it suggests provides a timeline under which this would be possible:
life either formed immediately after the Late Heavy Bombardment, or more likely survived it, having arisen earlier during the Hadean. A 2002 study suggest that the rocks Schidlowski found are indeed from the older end of the possible age range at about 3.85Ga, suggesting the latter possibility is the most likely answer. Studies from 2005, 2006 and 2009 have found no evidence for the
isotopically-light carbon ratios that were the basis for the original
claims of early Hadean life. However, a similar study of Jack Hills rocks from 2008 shows traces of
the same sort of potential organic indicators. Thorsten Geisler of the
Institute for Mineralogy at the University of Münster studied traces of carbon trapped in small pieces of diamond and graphite within zircons dating to 4.25Ga.
Three-dimensional computer models developed in May 2009 by a team at the University of Colorado at Boulder
postulate that much of Earth's crust, and the microbes living in it,
could have survived the bombardment. Their models suggest that although
the surface of Earth would have been sterilized, hydrothermal vents below Earth's surface could have incubated life by providing a sanctuary for thermophile microbes. In April 2014, scientists reported finding evidence of the largest terrestrial meteor impact event to date near the Barberton Greenstone Belt. They estimated the impact occurred about 3.26 billion years ago and that the impactor was approximately 37 to 58 kilometres (23 to 36 miles) wide. The crater from this event, if it still exists, has not yet been found.
Simulation showing outer planets and planetesimal belt: (a)Early configuration, before Jupiter (green) and Saturn (orange) reach 2:1 resonance; (b)Scattering
of planetesimals into the inner Solar System after the orbital shift of
Neptune (dark blue) and Uranus (light blue); (c)After ejection of planetesimals by planets.
In the Nice model, the Late Heavy Bombardment is the
result of a dynamical instability in the outer Solar System. The
original Nice model simulations by Gomes et al. began with the Solar System's giant planets in a tight orbital configuration surrounded by a rich trans-Neptunian belt.
Objects from this belt stray into planet-crossing orbits, causing the
orbits of the planets to migrate over several hundred million years.
Jupiter and Saturn's orbits drift apart slowly until they cross a 2:1 orbital resonance, causing the eccentricities
of their orbits to increase. The orbits of the planets become unstable
and Uranus and Neptune are scattered onto wider orbits that disrupt the
outer belt, causing a bombardment of comets as they enter
planet-crossing orbits. Interactions between the objects and the planets
also drive a faster migration of Jupiter and Saturn's orbits. This
migration causes resonances to sweep through the asteroid belt,
increasing the eccentricities of many asteroids until they enter the
inner Solar System and impact the terrestrial planets.
The Nice model has undergone some modification since its
initial publication. The giant planets now begin in a multi-resonant
configuration due to an early gas-driven migration through the
protoplanetary disk. Interactions with the trans-Neptunian belt allow their escape from the resonances after several hundred million years. The encounters between planets that follow include one between an ice giant
and Saturn that propels the ice giant onto a Jupiter-crossing orbit
followed by an encounter with Jupiter that drives the ice giant outward.
This jumping-Jupiter scenario
quickly increases the separation of Jupiter and Saturn, limiting the
effects of resonance sweeping on the asteroids and the terrestrial
planets. While this is required to preserve the low eccentricities of the
terrestrial planets and avoid leaving the asteroid belt with too many
high-eccentricity asteroids, it also reduces the fraction of asteroids
removed from the main asteroid belt, leaving a now-nearly-depleted inner band of asteroids as the primary source of the impactors of the LHB. The ice giant is often ejected following its encounter with Jupiter, leading some to propose that the Solar System began with five giant planets. Recent works, however, have found that impacts from this inner asteroid belt
would be insufficient to explain the formation of ancient impact spherule beds and the lunar basins, and that the asteroid belt was probably not the source of the Late Heavy Bombardment.
Late formation of Uranus and Neptune
According to one planetesimal
simulation of the establishment of the planetary system, the outermost
planets Uranus and Neptune formed very slowly, over a period of several
billion years. Harold Levison
and his team have also suggested that the relatively low density of
material in the outer Solar System during planet formation would have
greatly slowed their accretion. The late formation of these planets has therefore been suggested as a different reason for the LHB. However, recent calculations of gas-flows combined with planetesimal runaway growth in the outer Solar System imply that Jovian planets formed extremely rapidly, on the order of 10 My, which does not support this explanation for the LHB.
The Planet V hypothesis posits that a fifth terrestrial planet
caused the Late Heavy Bombardment when its meta-stable orbit entered
the inner asteroid belt. The hypothetical fifth terrestrial planet,
Planet V, had a mass less than half of Mars and originally orbited
between Mars and the asteroid belt. Planet V's orbit became unstable due
to perturbations from the other inner planets causing it to intersect
the inner asteroid belt. After close encounters with Planet V, many
asteroids entered Earth-crossing orbits, causing the Late Heavy
Bombardment. Planet V was ultimately lost, likely plunging into the Sun.
In numerical simulations, an uneven distribution of asteroids, with the
asteroids heavily concentrated toward the inner asteroid belt, has been
shown to be necessary to produce the LHB via this mechanism. An alternate version of this hypothesis in which the lunar impactors
are debris resulting from Planet V impacting Mars, forming the Borealis Basin,
has been proposed to explain a low number of giant lunar basins
relative to craters and a lack of evidence of cometary impactors.
Disruption of Mars-crossing asteroid
A hypothesis proposed by Matija Ćuk posits that the last
few basin-forming impacts were the result of the collisional disruption
of a large Mars-crossing asteroid. This Vesta-sized
asteroid was a remnant of a population which initially was much larger
than the current main asteroid belt. Most of the pre-Imbrium impacts
would have been due to these Mars-crossing objects, with the early
bombardment extending until 4.1 billion years ago. A period without many
basin-forming impacts then followed, during which the lunar magnetic
field decayed. Then, roughly 3.9 billion years ago, a catastrophic
impact disrupted the Vesta-sized asteroid, significantly increasing the
population of Mars-crossing objects. Many of these objects then evolved
onto Earth-crossing orbits, producing a spike in the lunar impact rate
during which the last few lunar impact basins are formed. Ćuk points to
the weak or absent residual magnetism of the last few basins and a
change in the size–frequency distribution of craters which formed during
this late bombardment as evidence supporting this hypothesis. The timing and the cause of the change in the size–frequency distribution of craters is controversial.
Other potential sources
A number of other possible sources of the Late Heavy
Bombardment have been investigated. Among these are additional Earth
satellites orbiting independently or as lunar trojans, planetesimals
left over from the formations of the terrestrial planets, Earth or Venus
co-orbitals, and the breakup of a large main belt asteroid. Additional
Earth satellites on independent orbits were shown to be quickly captured
into resonances during the Moon's early tidally-driven orbital
expansion and were lost or destroyed within a few million years. Lunar trojans were found to be destabilized within 100 million years by a solar resonance when the Moon reached 27 Earth radii. Planetesimals left over from the formation of the terrestrial planets
were shown to be depleted too rapidly due to collisions and ejections to
form the last lunar basins. The long-term stability of primordial Earth or Venus co-orbitals
(trojans or objects with horseshoe orbits) in conjunction with the lack
of current observations indicate that they were unlikely to have been
common enough to contribute to the LHB. Producing the LHB from the collisional disruption of a main belt asteroid was found to require at minimum a 1,000–1,500km parent body with the most favorable initial conditions. Debris produced by collisions among inner planets, now lost, has also been proposed as a source of the LHB.
In the 1970s and 1980s, Carl Sagan and Frank Drake, among others, argued that Earth is a typical rocky planet in a typical planetary system, located in a non-exceptional region of a common galaxy, now known to be a barred spiral galaxy. From the principle of mediocrity (extended from the Copernican principle),
they argued that the evolution of life on Earth, including human
beings, was also typical, and therefore that the universe teems with
complex life. In contrast, Ward and Brownlee argue that planets which
have all the requirements for complex life are not typical at all but
actually exceedingly rare.
There is no reliable or reproducible evidence that extraterrestrial organisms of any kind have visited Earth. No transmissions or evidence of intelligent life have been detected or observed anywhere other than Earth in the Universe.
This runs counter to the knowledge that the Universe is filled with a
very large number of planets, some of which likely hold the conditions
hospitable for life. Life typically expands until it fills all available
niches. These contradictory facts form the basis for the Fermi paradox, of which the Rare Earth hypothesis is one proposed solution.
In order for a small rocky planet to support complex life,
Ward and Brownlee argue, the values of several variables must fall
within narrow ranges. The universe
is so vast that it might still contain many Earth-like planets, but if
such planets exist, they are likely to be separated from each other by
many thousands of light-years.
Such distances may preclude communication among any intelligent species
that may evolve on such planets, which would solve the Fermi paradox which wonders: if extraterrestrial aliens are common, why aren't they obvious?
The right location in the right kind of galaxy
Rare Earth suggests that much of the known universe,
including large parts of the Milky Way galaxy, are "dead zones" unable
to support complex life. Those parts of a galaxy where complex life is
possible make up the galactic habitable zone, which is primarily characterized by distance from the Galactic Center.
As that distance increases, star metallicity declines. Metals (which in astronomy refers to all elements other than hydrogen and helium) are necessary for the formation of terrestrial planets.
The X-ray and gamma ray radiation from the black hole at the Galactic Center, and from nearby neutron stars,
becomes less intense as distance increases. Thus the early universe,
and present-day galactic regions where stellar density is high and supernovae are common, will be dead zones.
Gravitational perturbation of planets and planetesimals
by nearby stars becomes less likely as the density of stars decreases.
Hence the further a planet lies from the Galactic Center or a spiral
arm, the less likely it is to be struck by a large bolide which could extinguish all complex life on a planet.
Dense centers of galaxies such as NGC 7331 have high radiation levels hostile to complex life.
According to the Rare Earth hypothesis, globular clusters are unlikely to support life.
Item #1 rules out the outermost reaches of a galaxy; #2 and
#3 rule out galactic inner regions. Hence a galaxy's habitable zone may
be a relatively narrow ring of adequate conditions sandwiched between
its uninhabitable center and outer reaches.
Also, a habitable planetary system must maintain its favorable location long enough for complex life to evolve. A star with an eccentric
(elliptical or hyperbolic) galactic orbit will pass through some spiral
arms, unfavorable regions of high star density; thus a life-bearing
star must have a galactic orbit that is nearly circular, with a close
synchronization between the orbital velocity of the star and of the
spiral arms. This further restricts the galactic habitable zone within a
fairly narrow range of distances from the Galactic Center. Lineweaver
et al. calculate this zone to be a ring 7 to 9 kiloparsecs in radius, including no more than 10% of the stars in the Milky Way, about 20 to 40 billion stars. Gonzalez et al. would halve these numbers; they estimate that at most 5% of stars in the Milky Way fall within the galactic habitable zone.
Approximately 77% of observed galaxies are spiral, two-thirds of all spiral galaxies are barred, and more than half, like the Milky Way, exhibit multiple arms. According to Rare Earth, our own galaxy is unusually quiet and dim (see below), representing just 7% of its kind. Even so, this would still represent more than 200 billion galaxies in the known universe.
The Milky Way galaxy also appears unusually favorable in
suffering fewer collisions with other galaxies over the last 10 billion
years, which can cause more supernovae and other disturbances. Also, the Milky Way's central black hole seems to have neither too much nor too little activity.
The orbit of the Sun around the center of the Milky Way is indeed almost perfectly circular, with a period of 226 Ma
(million years), closely matching the rotational period of the galaxy.
However, the majority of stars in barred spiral galaxies populate the
spiral arms rather than the halo and tend to move in gravitationally aligned orbits,
so there is little that is unusual about the Sun's orbit. While the
Rare Earth hypothesis predicts that the Sun should rarely, if ever, have
passed through a spiral arm since its formation, astronomer Karen
Masters has calculated that the orbit of the Sun takes it through a
major spiral arm approximately every 100 million years. Some researchers have suggested that several mass extinctions do indeed correspond with previous crossings of the spiral arms.
The right orbital distance from the right type of star
According to the hypothesis, Earth has an improbable orbit in the very narrow habitable zone (dark green) around the Sun.
The terrestrial example suggests that complex life requires
liquid water, the maintenance of which requires an orbital distance
neither too close nor too far from the central star, another scale of habitable zone or Goldilocks principle. The habitable zone varies with the star's type and age.
For advanced life, the star must also be highly stable,
which is typical of middle star life, about 4.6 billion years old.
Proper metallicity and size are also important to stability. The Sun has a low (0.1%) luminosity variation. To date, no solar twin
star, with an exact match of the Sun's luminosity variation, has been
found, though some come close. The star must also have no stellar
companions, as in binary systems, which would disrupt the orbits of any planets. Estimates suggest 50% or more of all star systems are binary.Stars gradually brighten over time and it takes hundreds of millions or
billions of years for animal life to evolve. The requirement for a
planet to remain in the habitable zone even as its boundaries move
outwards over time restricts the size of what Ward and Brownlee call the
"continuously habitable zone" for animals. They cite a calculation that
it is very narrow, within 0.95 and 1.15 astronomical units
(one AU is the distance between the Earth and the Sun), and argue that
even this may be too large because it is based on the whole zone within
which liquid water can exist, and water near boiling point may be much
too hot for animal life.
The liquid water and other gases available in the habitable zone bring the benefit of the greenhouse effect. Even though the Earth's atmosphere
contains a water vapor concentration from 0% (in arid regions) to 4%
(in rainforest and ocean regions) and – as of November 2022 – only 417.2
parts per million of CO2, these small amounts suffice to raise the average surface temperature by about 40°C, with the dominant contribution being due to water vapor.
All known life requires the complex chemistry of metallic elements. The absorption spectrum
of a star reveals the presence of metals within, and studies of stellar
spectra reveal that many, perhaps most, stars are poor in metals.
Because heavy metals originate in supernova
explosions, metallicity increases in the universe over time. Low
metallicity characterizes the early universe: globular clusters and
other stars that formed when the universe was young, stars in most
galaxies other than large spirals,
and stars in the outer regions of all galaxies. Metal-rich central
stars capable of supporting complex life are therefore believed to be
most common in the less dense regions of the larger spiral
galaxies—where radiation also happens to be weak.
The chemical composition of a planet can affect the redox conditions at the planet's surface; for example, Hycean planets
would have extremely reducing, hydrogen-rich atmospheres, while
oxide-rich planets may lose their surface water rapidly through photolysis. Complex biospheres may be limited to a small minority of planetary systems with Sun-like compositions. For example, Walton et al. (2026) argue that a precise balance of the amount of oxygen in the mantle is necessary to ensure that enough nitrogen and phosphorus remains in the mantle during formation.
The right arrangement of planets around the star
Depiction
of the Sun and planets of the Solar System and the sequence of planets.
Rare Earth argues that without such an arrangement, in particular the
presence of the massive gas giant Jupiter (the fifth planet from the Sun
and the largest), complex life on Earth would not have arisen.
Rare Earth proponents argue that a planetary system capable
of sustaining complex life must be structured more or less like the
Solar System, with small, rocky inner planets and massive outer gas
giants. Without the protection of such "celestial vacuum cleaner" planets, such
as Jupiter, with strong gravitational pulls, other planets would be
subject to more frequent catastrophic asteroid collisions. An asteroid
only twice the size of the one which caused the Cretaceous–Paleogene
extinction might have wiped out all complex life.
Observations of exoplanets have shown that arrangements of planets similar to the Solar System are rare. Most planetary systems
have super-Earths, several times larger than Earth, close to their
star, whereas the Solar System's inner region has only a few small rocky
planets and none inside Mercury's orbit. Only 10% of stars have giant
planets similar to Jupiter and Saturn, and those few rarely have stable,
nearly circular orbits distant from their star. Konstantin Batygin
and colleagues argue that these features can be explained if, early in
the history of the Solar System, Jupiter and Saturn drifted towards the
Sun, sending showers of planetesimals towards the super-Earths which
sent them spiralling into the Sun, and ferrying icy building blocks into
the terrestrial region of the Solar System which provided the building
blocks for the rocky planets. The two giant planets then drifted out
again to their present positions. In the view of Batygin and his
colleagues: "The concatenation of chance events required for this
delicate choreography suggest that small, Earth-like rocky planets – and
perhaps life itself – could be rare throughout the cosmos."
A continuously stable orbit
Newtonian dynamics can produce chaotic planetary orbits, especially in a system having large planets at high orbital eccentricity. Most planetary systems do not have nearly circular orbits for their
planets, which would produce extreme climate swings on those planets.
A terrestrial planet of the right size
Planets
of the Solar System, shown to scale. Rare Earth argues that complex
life cannot exist on giant planets such as Jupiter and Neptune or
smaller planets such as Mars and Mercury.
The Rare Earth hypothesis argues that life requires terrestrial planets like Earth, and since gas giants lack such a surface, that complex life cannot arise there.
A planet that is too small cannot maintain much
atmosphere, rendering its surface temperature low and variable and
oceans impossible. A small planet will also tend to have a rough
surface, with large mountains and deep canyons. The core will cool
faster, and plate tectonics will be brief or entirely absent. On Earth heat loss is balanced by heat production from radioactive
decay, resulting in a thin crust and plate tectonics. On a significantly
larger planet, heat production would exceed heat loss and Earth would
probably not have developed an outer crust, making plate tectonics and
life impossible.
Plate tectonics
The Great American Interchange on Earth, approximately 3.5 to 3 Ma, an example of species competition, resulting from continental plate interactionAn artist's rendering of the structure of Earth's magnetic field-magnetosphere that protects Earth's life from solar radiation. 1)Bow shock. 2)Magnetosheath. 3)Magnetopause. 4)Magnetosphere. 5)Northern tail lobe. 6)Southern tail lobe. 7)Plasmasphere.
Plate tectonics depend on the right chemical composition and a long-lasting source of heat from radioactive decay. Continents must be made of less dense felsic rocks that "float" on underlying denser mafic rock. Taylor emphasizes that tectonic subduction zones require the lubrication of oceans of water. Plate tectonics also provide a means of biochemical cycling.
Plate tectonics and, as a result, continental drift and the creation of separate landmasses would create diversified ecosystems and biodiversity, one of the strongest defenses against extinction. An example of species diversification and later competition on Earth's continents is the Great American Interchange. North and Middle America drifted into South America at around 3.5 to 3 Ma. The fauna of South America had already evolved separately for about 30 million years, since Antarctica separated, but, after the merger, many species were wiped out, mainly in South America, by competing North American animals.
A large moon
Tide pools resulting from the tidal interactions of the Moon are said to have promoted the evolution of complex life.
The Moon is unusual because the other rocky planets in the Solar System either have no satellites (Mercury and Venus), or only relatively tiny satellites which are most likely captured asteroids (Mars). After Charon,
the Moon is also the largest natural satellite in the Solar System
relative to the size of its parent body, being 27% the size of Earth.
In the giant-impact hypothesis, the Moon resulted from the impact of a roughly Mars-sized body, dubbed Theia, with the young Earth. This giant impact also gave the Earth its axial tilt (inclination) and velocity of rotation. Rapid rotation reduces the daily variation in temperature and makes photosynthesis viable. The Rare Earth hypothesis further argues that the axial tilt cannot be too large or too small (relative to the orbital plane).
A planet with a large tilt will experience extreme seasonal variations
in climate. A planet with little or no tilt will lack the stimulus to
evolution that climate variation provides. In this view, the Earth's tilt is "just right". The gravity of a large
satellite also stabilizes the planet's tilt; without this effect, the variation in tilt would be chaotic, probably making complex life forms on land impossible.
If the Earth had no Moon, the ocean tides resulting solely from the Sun's gravity would be only half that of the lunar tides. A large satellite gives rise to tidal pools, which may be essential for the formation of complex life, though this is far from certain.
A large satellite also increases the likelihood of plate tectonics through the effect of tidal forces on the planet's crust. The impact that formed the Moon may also have initiated plate tectonics, without which the continental crust would cover the entire planet, leaving no room for oceanic crust.It is possible that the large-scale mantle convection
needed to drive plate tectonics could not have emerged if the crust had
a uniform composition. Another hypothesis indicates that such a large
moon may also contribute to maintaining a planet's magnetic shield by
continually acting upon a metallic planetary core as dynamo, thus
protecting the surface of the planet from charged particles and cosmic
rays, and helping to ensure the atmosphere is not stripped over time by
solar winds.
An atmosphere
Earth's atmosphere
A terrestrial planet must be the right size, like Earth
and Venus, in order to retain an atmosphere. On Earth, once the giant
impact of Theia thinned Earth's atmosphere, other events were needed to make the atmosphere capable of sustaining life. The Late Heavy Bombardment reseeded Earth with water lost after the impact of Theia. The development of an ozone layer generated a protective shield against ultraviolet (UV) sunlight. Nitrogen and carbon dioxide are needed in a correct ratio for life to form. Lightning is needed for nitrogen fixation. The gaseous carbon dioxide needed for life comes from sources such as volcanoes and geysers. Carbon dioxide is preferably needed at relatively low levels (currently at approximately 400 ppm on Earth) because at high levels it is poisonous.Precipitation is needed to have a stable water cycle. A proper atmosphere must reduce diurnal temperature variation.
One or more evolutionary triggers for complex life
This diagram illustrates the twofold cost of sex. If each individual were to contribute to the same number of offspring (two), (a) the sexual population remains the same size each generation, whereas (b) the asexual population doubles in size each generation.
Regardless of whether planets with similar physical
attributes to the Earth are rare or not, some argue that life tends not
to evolve into anything more complex than simple bacteria without being
provoked by rare and specific circumstances. Biochemist Nick Lane argues that simple cells (prokaryotes)
emerged soon after Earth's formation, but since almost half the
planet's life had passed before they evolved into complex ones (eukaryotes), all of whom share a common ancestor, this event can only have happened once. According to some views, prokaryotes
lack the cellular architecture to evolve into eukaryotes because a
bacterium expanded up to eukaryotic proportions would have tens of
thousands of times less energy available to power its metabolism. Two
billion years ago, one simple cell incorporated itself into another,
multiplied, and evolved into mitochondria
that supplied the vast increase in available energy that enabled the
evolution of complex eukaryotic life. If this incorporation occurred
only once in four billion years or is otherwise unlikely, then life on
most planets remains simple. An alternative view is that the evolution of mitochondria was
environmentally triggered, and that mitochondria-containing organisms
appeared soon after the first traces of atmospheric oxygen.
The evolution and persistence of sexual reproduction is another mystery in biology. The purpose of sexual reproduction is unclear, as in many organisms it has a 50% cost (fitness disadvantage) in relation to asexual reproduction. Mating types (types of gametes, according to their compatibility) may have arisen as a result of anisogamy (gamete dimorphism), or the male and female sexes may have evolved before anisogamy.It is also unknown why most sexual organisms use a binary mating system, and why some organisms have gamete dimorphism. Charles Darwin was the first to suggest that sexual selection drives speciation; without it, complex life would probably not have evolved.
The right time in evolutionary history
Timeline of evolution; human writing exists for only 0.000218% of Earth's history.
While life on Earth is regarded to have spawned relatively
early in the planet's history, the evolution from multicellular to
intelligent organisms took around 800 million years. Civilizations on Earth have existed for about 12,000 years, and radio
communication reaching space has existed for little more than 100 years.
Relative to the age of the Solar System (~4.57 Ga) this is a short
time, in which extreme climatic variations, super volcanoes, and large
meteorite impacts were absent. These events would severely harm intelligent life, as well as life in general. For example, the Permian-Triassic mass extinction,
caused by widespread and continuous volcanic eruptions in an area the
size of Western Europe, led to the extinction of 95% of known species
around 251.2 Ma ago. About 65 million years ago, the Chicxulub impact at the Cretaceous–Paleogene boundary (~65.5 Ma) on the Yucatán Peninsula in Mexico led to a mass extinction.
Rare Earth equation
The following discussion is adapted from Cramer. The Rare Earth equation is Ward and Brownlee's riposte to the Drake equation. It calculates , the number of Earth-like planets in the Milky Way having complex life forms, as:
According to Rare Earth, the Cambrian explosion that saw extreme diversification of chordata from simple forms like Pikaia (pictured) was an improbable event.
where:
N* is the number of stars in the Milky Way.
This number is not well-estimated, because the Milky Way's mass is not
well estimated, with little information about the number of small stars.
N* is at least 100 billion, and may be as high as 500 billion, if there are many low visibility stars.
is the average number of planets in a star's habitable zone. This zone
is fairly narrow, being constrained by the requirement that the average
planetary temperature be consistent with water remaining liquid
throughout the time required for complex life to evolve. Thus, =1 is a likely upper bound.
We assume .
The Rare Earth hypothesis can then be viewed as asserting that the
product of the other nine Rare Earth equation factors listed below,
which are all fractions, is no greater than 10−10 and could plausibly be as small as 10−12. In the latter case, could be as small as 0 or 1. Ward and Brownlee do not actually calculate the value of ,
because the numerical values of quite a few of the factors below can
only be conjectured. They cannot be estimated simply because we have but one data point: the Earth, a rocky planet orbiting a G2 star in a quiet suburb of a large barred spiral galaxy, and the home of the only intelligent species we know; namely, ourselves.
is the fraction of stars in the galactic habitable zone (Ward, Brownlee, and Gonzalez estimate this factor as 0.1).
is the fraction of stars in the Milky Way with planets.
is the fraction of planets that are rocky ("metallic") rather than gaseous.
is the fraction of habitable planets where microbial life arises. Ward
and Brownlee believe this fraction is unlikely to be small.
is the fraction of planets where complex life evolves. For 80% of the
time since microbial life first appeared on the Earth, there was only
bacterial life. Hence Ward and Brownlee argue that this fraction may be
small.
is the fraction of the total lifespan of a planet during which complex
life is present. Complex life cannot endure indefinitely, because the
energy put out by the sort of star that allows complex life to emerge
gradually rises, and the central star eventually becomes a red giant,
engulfing all planets in the planetary habitable zone. Also, given
enough time, a catastrophic extinction of all complex life becomes ever
more likely.
is the fraction of habitable planets with a large moon. If the giant-impact hypothesis of the Moon's origin is correct, this fraction is small.
is the fraction of planetary systems with large Jovian planets. This fraction could be large.
is the fraction of planets with a sufficiently low number of extinction
events. Ward and Brownlee argue that the low number of such events the
Earth has experienced since the Cambrian explosion may be unusual, in which case this fraction would be small.
Lammer, Scherf et al. define Earth-like habitats (EHs) as
rocky exoplanets within the habitable zone of complex life (HZCL) on
which Earth-like N2-O2-dominated atmospheres with minor amounts of CO2 can exist. They estimate the maximum number of EHs in the Milky Way as , with the actual number of EHs being possibly much less than that. This would reduce the Rare Earth equation to:
The Rare Earth equation, unlike the Drake equation, does not factor the probability that complex life evolves into intelligent life
that discovers technology. Barrow and Tipler review the consensus among
such biologists that the evolutionary path from primitive Cambrian chordates, e.g., Pikaia to Homo sapiens, was a highly improbable event. For example, the large brains of humans have marked adaptive disadvantages, requiring as they do an expensive metabolism, a long gestation period, and a childhood lasting more than 25% of the average total life span. Other improbable features of humans include:
Being one of a handful of extant bipedal land (non-avian) vertebrate. Combined with an unusual eye–hand coordination, this permits dextrous manipulations of the physical environment with the hands;
A vocal apparatus far more expressive than that of any other mammal, enabling speech. Speech makes it possible for humans to interact cooperatively, to share knowledge, and to acquire a culture;
The capability of formulating abstractions to a degree permitting the invention of mathematics, and the discovery of science and technology. Only recently did humans acquire anything like their current scientific and technological sophistication.
Advocates
Writers who support the Rare Earth hypothesis:
Stuart Ross Taylor, a specialist on the Solar System, firmly believed in the hypothesis.
Taylor concluded that the Solar System is probably unusual, because it
resulted from so many chance factors and events.
Stephen Webb, a physicist, mainly presents and rejects candidate solutions for the Fermi paradox. The Rare Earth hypothesis emerges as one of the few solutions left standing by the end of his book Where is Everybody?
Simon Conway Morris, a paleontologist, endorses the Rare Earth hypothesis in chapter 5 of his Life's Solution: Inevitable Humans in a Lonely Universe, and cites Ward and Brownlee's book with approval.
John D. Barrow and Frank J. Tipler, cosmologists, vigorously defend the hypothesis that humans are likely to be the only intelligent life in the Milky Way, and perhaps the entire universe. But this hypothesis is not central to their book The Anthropic Cosmological Principle, a thorough study of the anthropic principle and of how the laws of physics are peculiarly suited to enable the emergence of complexity in nature.
Ray Kurzweil, a computer pioneer and self-proclaimed Singularitarian, argues in his 2005 book The Singularity Is Near that the coming Singularity
requires that Earth be the first planet on which sapient,
technology-using life evolved. Although other Earth-like planets could
exist, Earth must be the most evolutionarily advanced, because otherwise
we would have seen evidence that another culture had experienced the
Singularity and expanded to harness the full computational capacity of
the physical universe.
John Gribbin, a prolific science writer, defends the hypothesis in Alone in the Universe: Why our planet is unique (2011).
Marc J. Defant, professor of geochemistry and
volcanology, elaborated on several aspects of the rare Earth hypothesis
in his TEDx talk entitled: Why We are Alone in the Galaxy. He also wrote in his book in 1998: "I do not believe that we were the
destined outcome of evolution. In fact, we are probably the result of an
incredible number of chance circumstances (one example is the meteorite
impact at the end of the Cretaceous which probably destroyed the
dinosaurs and led to mammal domination). The coincidental nature of our
evolution should be clear from this book. I might even contend that so
many "coincidences" had to take place during the history of the
universe, that intelligent life on this planet may be the only life in
our universe. I do not mean to suggest that we must have been "created."
I mean to say that maybe there is not as much chance of finding life in
our galaxy or universe as some would have us believe. We may be it."
Brian Cox, physicist and popular science celebrity confesses his support for the hypothesis in his 2014 BBC production of the Human Universe.
Richard Dawkins, evolutionary biologist, notes the Fermi paradox in his book, The Greatest Show on Earth,
while discussing how life first evolved on Earth. Although we do not
yet know the precise process for how life first began on Earth,
Dawkins's view is that it is a rare event given we have not encountered
any evidence for life existing elsewhere in the universe. He concludes
that life is probably very rare throughout the universe.
Criticism
Cases against the Rare Earth hypothesis take various forms.
The hypothesis appears anthropocentric
The hypothesis concludes, more or less, that complex life
is rare because it can evolve only on the surface of an Earth-like
planet or on a suitable satellite of a planet. Some biologists, such as Jack Cohen, believe this assumption too restrictive and unimaginative; they see it as a form of circular reasoning.
According to David Darling, the Rare Earth hypothesis is neither hypothesis nor prediction, but merely a description of how life arose on Earth. In his view, Ward and Brownlee have done nothing more than select the factors that best suit their case.
What matters is not whether there's anything unusual about the Earth; there's going to be something idiosyncratic
about every planet in space. What matters is whether any of Earth's
circumstances are not only unusual but also essential for complex life.
So far we've seen nothing to suggest there is.
Critics also argue that there is a link between the Rare Earth hypothesis and the unscientific idea of intelligent design.
Exoplanets around main sequence stars are being discovered in large numbers
An increasing number of extrasolar planet discoveries are being made, with 6,416 planets in 4,809 planetary systems known as of 23 April 2026. Rare Earth proponents argue life cannot arise outside Sun-like systems, due to tidal locking and ionizing radiation outside the F7–K1 range. However, some exobiologists have suggested that stars outside this range may give rise to life
under the right circumstances; this possibility is a central point of
contention to the hypothesis because these late-K and M category stars
make up about 82% of all hydrogen-burning stars.
Current technology limits the testing of important Rare Earth criteria: surface water, tectonic plates, a large moon and biosignatures
are currently undetectable. Though planets the size of Earth are
difficult to detect and classify, scientists now think that rocky
planets are common around Sun-like stars. The Earth Similarity Index (ESI) of mass, radius and temperature provides a means of measurement, but falls short of the full Rare Earth criteria.
Rocky planets orbiting within habitable zones may not be rare
Some argue that Rare Earth's estimates of rocky planets in habitable zones ( in the Rare Earth equation) are too restrictive. James Kasting cites the Titius–Bode law
to contend that it is a misnomer to describe habitable zones as narrow
when there is a 50% chance of at least one planet orbiting within one. In 2013, astronomers using the Kepler space telescope's data estimated that about one-fifth of G-type and K-type stars (sun-like stars and orange dwarfs) are expected to have an Earth-sized or super-Earth-sized planet (1–2Earths wide) close to an Earth-like orbit (0.25–4F🜨), yielding about 8.8 billion of them for the entire Milky Way Galaxy.
Uncertainty over Jupiter's role
The requirement for a system to have a Jovian planet as protector (Rare Earth equation factor ) has been challenged, affecting the number of proposed extinction events (Rare Earth equation factor ). Kasting's 2001 review of Rare Earth questions whether a Jupiter protector has any bearing on the incidence of complex life. Computer modelling including the 2005 Nice model and 2007 Nice 2 model yield inconclusive results in relation to Jupiter's gravitational influence and impacts on the inner planets. A study by Horner and Jones (2008) using computer simulation found that
while the total effect on all orbital bodies within the Solar System is
unclear, Jupiter has caused more impacts on Earth than it has
prevented. Lexell's Comet,
a 1770 near miss that passed closer to Earth than any other comet in
recorded history, was known to be caused by the gravitational influence
of Jupiter.
Plate tectonics may not be unique to Earth or a requirement for complex life
Geological discoveries like the active features of Pluto's Tombaugh Regio appear to contradict the argument that geologically active worlds like Earth are rare.
Ward and Brownlee argue that for complex life to evolve (Rare Earth equation factor ), tectonics must be present to generate biogeochemical cycles,
and predicted that such geological features would not be found outside
of Earth, pointing to a lack of observable mountain ranges and subduction. There is, however, no scientific consensus on the evolution of plate
tectonics on Earth. Though it is believed that tectonic motion first
began around three billion years ago, by this time photosynthesis and oxygenation had already begun.
Furthermore, recent studies point to plate tectonics as an episodic
planetary phenomenon, and that life may evolve during periods of
"stagnant-lid" rather than plate tectonic states.
Recent evidence also points to similar activity either having occurred or continuing to occur elsewhere. The geology of Pluto, for example, described by Ward and Brownlee as "without mountains or volcanoes ... devoid of volcanic activity", has since been found to be quite the contrary, with a geologically active surface possessing organic molecules and mountain ranges like Tenzing Montes and Hillary Montes comparable in relative size to those of Earth, and observations suggest the involvement of endogenic processes. Plate tectonics has been suggested as a hypothesis for the Martian dichotomy, and in 2012 geologist An Yin put forward evidence for active plate tectonics on Mars. Europa has long been suspected to have plate tectonics and in 2014 NASA announced evidence of active subduction. Like Europa, analysis of the surface of Jupiter's largest moon Ganymede
strike-strip faulting and surface materials of possible endogenic
origin suggests that plate tectonics has also taken place there. In 2017, scientists studying the geology of Charon confirmed that icy plate tectonics also operated on Pluto's largest moon. Since 2017 several studies of the geodynamics of Venus
have also found that, contrary to the view that the lithosphere of
Venus is static, it is actually being deformed via active processes
similar to plate tectonics, though with less subduction, implying that
geodynamics are not a rare occurrence in Earth sized bodies.
Kasting suggests that there is nothing unusual about the
occurrence of plate tectonics in large rocky planets and liquid water on
the surface as most should generate internal heat even without the
assistance of radioactive elements. Studies by Valencia and Cowan suggest that plate tectonics may be inevitable for terrestrial planets Earth-sized or larger, that is, Super-Earths, which are now known to be more common in planetary systems.
Free oxygen may be neither rare nor a prerequisite for multicellular life
Animals in the genus Spinoloricus are thought to defy the paradigm that all animal life on Earth need oxygen.
The hypothesis that molecular oxygen, necessary for animal life, is rare and that a Great Oxygenation Event (Rare Earth equation factor ) could only have been triggered and sustained by tectonics, appears to have been invalidated by more recent discoveries.
Ward and Brownlee ask "whether oxygenation, and hence the
rise of animals, would ever have occurred on a world where there were no
continents to erode". Extraterrestrial free oxygen has recently been detected around other solid objects, including Mercury, Venus, Mars, Jupiter's four Galilean moons, Saturn's moons Enceladus, Dione and Rhea and even the atmosphere of a comet. This has led scientists to speculate whether processes other than
photosynthesis could be capable of generating an environment rich in
free oxygen. Wordsworth (2014) concludes that oxygen generated other
than through photodissociation may be likely on Earth-like exoplanets, and could actually lead to false positive detections of life. Narita (2015) suggests photocatalysis by titanium dioxide as a geochemical mechanism for producing oxygen atmospheres.
Since Ward & Brownlee's assertion that "there is
irrefutable evidence that oxygen is a necessary ingredient for animal
life", anaerobicmetazoa have been found that indeed do metabolise without oxygen. Spinoloricus cinziae, for example, a species discovered in the hypersalineanoxicL'Atalante basin at the bottom of the Mediterranean Sea in 2010, appears to metabolise with hydrogen, lacking mitochondria and instead using hydrogenosomes. Studies since 2015 of the eukaryotic genus Monocercomonoides
that lack mitochondrial organelles are also significant as there are no
detectable signs that mitochondria are part of the organism. Since then further eukaryotes, particularly parasites, have been identified to be completely absent of mitochondrial genome, such as the 2020 discovery in Henneguya zschokkei. Further investigation into alternative metabolic pathways used by these
organisms appear to present further problems for the premise.
Stevenson (2015) has proposed other membrane alternatives for complex life in worlds without oxygen. In 2017, scientists from the NASA Astrobiology Institute discovered the necessary chemical preconditions for the formation of azotosomes on Saturn's moon Titan, a world that lacks atmospheric oxygen. Independent studies by Schirrmeister and by Mills concluded that
Earth's multicellular life existed prior to the Great Oxygenation Event,
not as a consequence of it.
NASA scientists Hartman and McKay argue that plate
tectonics may in fact slow the rise of oxygenation (and thus stymie
complex life rather than promote it). Computer modelling by Tilman Spohn in 2014 found that plate tectonics
on Earth may have arisen from the effects of complex life's emergence,
rather than the other way around as the Rare Earth might suggest. The
action of lichens on rock may have contributed to the formation of
subduction zones in the presence of water. Kasting argues that if oxygenation caused the Cambrian explosion then
any planet with oxygen producing photosynthesis should have complex
life.
A magnetosphere may not be rare or a requirement
The importance of Earth's magnetic field to the
development of complex life has been disputed. The origin of Earth's
magnetic field remains a mystery though the presence of a magnetosphere appears to be relatively common
for larger planetary mass objects as all Solar System planets larger
than Earth possess one. There is increasing evidence of present or past magnetic activity in
terrestrial bodies such as the Moon, Ganymede, Mercury and Mars. Without sufficient measurement present studies rely heavily on
modelling methods developed in 2006 by Olson & Christensen to
predict field strength. Using a sample of 496 planets such models predict Kepler-186f
to be one of few of Earth size that would support a magnetosphere
(though such a field around this planet has not currently been
confirmed). However current recent empirical evidence points to the occurrence of
much larger and more powerful fields than those found in the Solar
System, some of which cannot be explained by these models.
Kasting argues that the atmosphere provides sufficient
protection against cosmic rays even during times of magnetic pole
reversal and atmosphere loss by sputtering. Kasting also dismisses the role of the magnetic field in the evolution of eukaryotes, citing the age of the oldest known magnetofossils.
A large moon may be neither rare nor necessary
The requirement of a large moon (Rare Earth equation factor )
has also been challenged. Even if it were required, such an occurrence
may not be as unique as predicted by the Rare Earth Hypothesis. Work by Edward Belbruno and J. Richard Gott of Princeton University suggests that giant impactors such as those that may have formed the Moon can indeed form in planetary trojan points (L4 or L5Lagrangian point) which means that similar circumstances may occur in other planetary systems.
Collision between two planetary bodies (artist concept)
The assertion that the Moon's stabilization of Earth's
obliquity and spin is a requirement for complex life has been
questioned. Kasting argues that a moonless Earth would still possess
habitats with climates suitable for complex life and questions whether
the spin rate of a moonless Earth can be predicted. Although the giant-impact hypothesis posits that the impact forming the
Moon increased Earth's rotational speed to make a day about 5 hours
long, the Moon has slowly "stolen"
much of this speed to reduce Earth's solar day since then to about 24
hours and continues to do so: in 100 million years Earth's solar day
will be roughly 24 hours 38 minutes (the same as Mars's solar day); in 1
billion years, 30 hours 23 minutes. Larger secondary bodies would exert
proportionally larger tidal forces that would in turn decelerate their
primaries faster and potentially increase the solar day of a planet in
all other respects like Earth to over 120 hours within a few billion
years. This long solar day would make effective heat dissipation for
organisms in the tropics and subtropics extremely difficult in a similar
manner to tidal locking to a red dwarf star. Short days (high rotation
speed) cause high wind speeds at ground level. Long days (slow rotation
speed) cause the day and night temperatures to be too extreme.
Many Rare Earth proponents argue that the Earth's plate
tectonics would probably not exist if not for the tidal forces of the
Moon or the impact of Theia (prolonging mantle effects). The hypothesis that the Moon's tidal influence initiated or sustained
Earth's plate tectonics remains unproven, though at least one study
implies a temporal correlation to the formation of the Moon. Evidence for the past existence of plate tectonics on planets like Mars which may never have had a large moon would counter this argument,
although plate tectonics may fade anyway before a moon is relevant to
life. Kasting argues that a large moon is not required to initiate plate tectonics.
Rare Earth proponents argue that simple life may be
common, though complex life requires specific environmental conditions
to arise. Critics consider life could arise on a moon
of a gas giant, though this is less likely if life requires
volcanicity. The moon must have stresses to induce tidal heating, but
not so dramatic as seen on Jupiter's Io. However, the moon is within the
gas giant's intense radiation belts, sterilizing any biodiversity
before it can get established. Dirk Schulze-Makuch disputes this, hypothesizing alternative biochemistries for alien life. While Rare Earth proponents argue that only microbial extremophiles
could exist in subsurface habitats beyond Earth, some argue that complex
life can also arise in these environments. Examples of extremophile
animals such as the Hesiocaeca methanicola, an animal that inhabits ocean floor methane clathrates substances more commonly found in the outer Solar System, the tardigrades which can survive in the vacuum of space or Halicephalobus mephisto
which exists in crushing pressure, scorching temperatures and extremely
low oxygen levels 3.6 kilometres ( 2.2 miles) deep in the Earth's
crust, are sometimes cited by critics as complex life capable of thriving in "alien" environments. Jill Tarter
counters the classic counterargument that these species adapted to
these environments rather than arose in them, by suggesting that we
cannot assume conditions for life to emerge which are not actually
known. There are suggestions that complex life could arise in sub-surface
conditions which may be similar to those where life may have arisen on
Earth, such as the tidally heated subsurfaces of Europa or Enceladus.Ancient circumvental ecosystems such as these support complex life on Earth such as Riftia pachyptila that exist completely independent of the surface biosphere.