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Monday, August 30, 2021

Mind–body dualism

From Wikipedia, the free encyclopedia
 
René Descartes's illustration of dualism. Inputs are passed on by the sensory organs to the epiphysis in the brain and from there to the immaterial spirit.

In the philosophy of mind, mind–body dualism denotes either the view that mental phenomena are non-physical, or that the mind and body are distinct and separable. Thus, it encompasses a set of views about the relationship between mind and matter, as well as between subject and object, and is contrasted with other positions, such as physicalism and enactivism, in the mind–body problem.

Aristotle shared Plato's view of multiple souls and further elaborated a hierarchical arrangement, corresponding to the distinctive functions of plants, animals, and people: a nutritive soul of growth and metabolism that all three share; a perceptive soul of pain, pleasure, and desire that only people and other animals share; and the faculty of reason that is unique to people only. In this view, a soul is the hylomorphic form of a viable organism, wherein each level of the hierarchy formally supervenes upon the substance of the preceding level. For Aristotle, the first two souls, based on the body, perish when the living organism dies, whereas remains an immortal and perpetual intellective part of mind. For Plato, however, the soul was not dependent on the physical body; he believed in metempsychosis, the migration of the soul to a new physical body. It has been considered a form of reductionism by some philosophers, since it enables the tendency to ignore very big groups of variables by its assumed association with the mind or the body, and not for its real value when it comes to explaining or predicting a studied phenomenon.

Dualism is closely associated with the thought of René Descartes (1641), which holds that the mind is a nonphysical—and therefore, non-spatial—substance. Descartes clearly identified the mind with consciousness and self-awareness and distinguished this from the brain as the seat of intelligence. Hence, he was the first to formulate the mind–body problem in the form in which it exists today. Dualism is contrasted with various kinds of monism. Substance dualism is contrasted with all forms of materialism, but property dualism may be considered a form of emergent materialism or non-reductive physicalism in some sense.

Types

Ontological dualism makes dual commitments about the nature of existence as it relates to mind and matter, and can be divided into three different types:

  1. Substance dualism asserts that mind and matter are fundamentally distinct kinds of foundations.
  2. Property dualism suggests that the ontological distinction lies in the differences between properties of mind and matter (as in emergentism).
  3. Predicate dualism claims the irreducibility of mental predicates to physical predicates.

Substance or Cartesian dualism

Substance dualism, or Cartesian dualism, most famously defended by René Descartes, argues that there are two kinds of foundation: mental and physical. This philosophy states that the mental can exist outside of the body, and the body cannot think. Substance dualism is important historically for having given rise to much thought regarding the famous mind–body problem.

Copernican Revolution and the scientific discoveries of the 17th century reinforced the belief that the scientific method was the unique way of knowledge. Bodies were seen as biological organisms to be studied in their constituent parts (materialism) by means of anatomy, physiology, biochemistry and physics (reductionism). The mind-body dualism remained the biomedical paradigm and model for the following three centuries.

Substance dualism is a philosophical position compatible with most theologies which claim that immortal souls occupy an independent realm of existence distinct from that of the physical world. In contemporary discussions of substance dualism, philosophers propose dualist positions that are significantly less radical than Descartes's: for instance, a position defended by William Hasker called Emergent Dualism seems, to some philosophers, more intuitively attractive than the substance dualism of Descartes in virtue of its being in line with (inter alia) evolutionary biology.

Property dualism

Property dualism asserts that an ontological distinction lies in the differences between properties of mind and matter, and that consciousness may ontologically irreducible to neurobiology and physics. It asserts that when matter is organized in the appropriate way (i.e., in the way that living human bodies are organized), mental properties emerge. Hence, it is a sub-branch of emergent materialism. What views properly fall under the property dualism rubric is itself a matter of dispute. There are different versions of property dualism, some of which claim independent categorisation.

Non-reductive physicalism is a form of property dualism in which it is asserted that all mental states are causally reducible to physical states. One argument for this has been made in the form of anomalous monism expressed by Donald Davidson, where it is argued that mental events are identical to physical events, however, relations of mental events cannot be described by strict law-governed causal relationships. Another argument for this has been expressed by John Searle, who is the advocate of a distinctive form of physicalism he calls biological naturalism. His view is that although mental states are ontologically irreducible to physical states, they are causally reducible. He has acknowledged that "to many people" his views and those of property dualists look a lot alike, but he thinks the comparison is misleading.

Epiphenomenalism

Epiphenomenalism is a form of property dualism, in which it is asserted that one or more mental states do not have any influence on physical states (both ontologically and causally irreducible). It asserts that while material causes give rise to sensations, volitions, ideas, etc., such mental phenomena themselves cause nothing further: they are causal dead-ends. This can be contrasted to interactionism, on the other hand, in which mental causes can produce material effects, and vice versa.

Predicate dualism

Predicate dualism is a view espoused by such non-reductive physicalists as Donald Davidson and Jerry Fodor, who maintain that while there is only one ontological category of substances and properties of substances (usually physical), the predicates that we use to describe mental events cannot be redescribed in terms of (or reduced to) physical predicates of natural languages.

Predicate dualism is most easily defined as the negation of predicate monism. Predicate monism can be characterized as the view subscribed to by eliminative materialists, who maintain that such intentional predicates as believe, desire, think, feel, etc., will eventually be eliminated from both the language of science and from ordinary language because the entities to which they refer do not exist. Predicate dualists believe that so-called "folk psychology," with all of its propositional attitude ascriptions, is an ineliminable part of the enterprise of describing, explaining, and understanding human mental states and behavior.

For example, Davidson subscribes to anomalous monism, according to which there can be no strict psychophysical laws which connect mental and physical events under their descriptions as mental and physical events. However, all mental events also have physical descriptions. It is in terms of the latter that such events can be connected in law-like relations with other physical events. Mental predicates are irreducibly different in character (rational, holistic, and necessary) from physical predicates (contingent, atomic, and causal).

Dualist views of mental causation

Four varieties of dualist causal interaction. The arrows indicate the direction of causations. Mental and physical states are shown in red and blue, respectively.

This part is about causation between properties and states of the thing under study, not its substances or predicates. Here a state is the set of all properties of what's being studied. Thus each state describes only one point in time.

Interactionism

Interactionism is the view that mental states, such as beliefs and desires, causally interact with physical states. This is a position which is very appealing to common-sense intuitions, notwithstanding the fact that it is very difficult to establish its validity or correctness by way of logical argumentation or empirical proof. It seems to appeal to common-sense because we are surrounded by such everyday occurrences as a child's touching a hot stove (physical event) which causes him to feel pain (mental event) and then yell and scream (physical event) which causes his parents to experience a sensation of fear and protectiveness (mental event) and so on.

Non-reductive physicalism

Non-reductive physicalism is the idea that while mental states are physical they are not reducible to physical properties, in that an ontological distinction lies in the differences between the properties of mind and matter. According to non-reductive physicalism all mental states are causally reducible to physical states where mental properties map to physical properties and vice versa. A prominent form of non-reductive physicalism, called anomalous monism, was first proposed by Donald Davidson in his 1970 paper "Mental events", in which he claims that mental events are identical with physical events, and that the mental is anomalous, i.e. under their mental descriptions these mental events are not regulated by strict physical laws.

Epiphenomenalism

Epiphenomenalism states that all mental events are caused by a physical event and have no physical consequences, and that one or more mental states do not have any influence on physical states. So, the mental event of deciding to pick up a rock ("M1") is caused by the firing of specific neurons in the brain ("P1"). When the arm and hand move to pick up the rock ("P2") this is not caused by the preceding mental event M1, nor by M1 and P1 together, but only by P1. The physical causes are in principle reducible to fundamental physics, and therefore mental causes are eliminated using this reductionist explanation. If P1 causes both M1 and P2, there is no overdetermination in the explanation for P2.

The idea that even if the animal were conscious nothing would be added to the production of behavior, even in animals of the human type, was first voiced by La Mettrie (1745), and then by Cabanis (1802), and was further explicated by Hodgson (1870) and Huxley (1874). Jackson gave a subjective argument for epiphenomenalism, but later rejected it and embraced physicalism.

Parallelism

Psychophysical parallelism is a very unusual view about the interaction between mental and physical events which was most prominently, and perhaps only truly, advocated by Gottfried Wilhelm von Leibniz. Like Malebranche and others before him, Leibniz recognized the weaknesses of Descartes' account of causal interaction taking place in a physical location in the brain. Malebranche decided that such a material basis of interaction between material and immaterial was impossible and therefore formulated his doctrine of occasionalism, stating that the interactions were really caused by the intervention of God on each individual occasion. Leibniz's idea is that God has created a pre-established harmony such that it only seems as if physical and mental events cause, and are caused by, one another. In reality, mental causes only have mental effects and physical causes only have physical effects. Hence, the term parallelism is used to describe this view.

Occasionalism

Occasionalism is a philosophical doctrine about causation which says that created substances cannot be efficient causes of events. Instead, all events are taken to be caused directly by God itself. The theory states that the illusion of efficient causation between mundane events arises out of a constant conjunction that God had instituted, such that every instance where the cause is present will constitute an "occasion" for the effect to occur as an expression of the aforementioned power. This "occasioning" relation, however, falls short of efficient causation. In this view, it is not the case that the first event causes God to cause the second event: rather, God first caused one and then caused the other, but chose to regulate such behaviour in accordance with general laws of nature. Some of its most prominent historical exponents have been Al-Ghazali, Louis de la Forge, Arnold Geulincx, and Nicolas Malebranche.

Kantianism

According to the philosophy of Immanuel Kant, there is a distinction between actions done by desire and those performed by liberty (categorical imperative). Thus, not all physical actions are caused by either matter or freedom. Some actions are purely animal in nature, while others are the result of mental action on matter.

History

Plato and Aristotle

In the dialogue Phaedo, Plato formulated his famous Theory of Forms as distinct and immaterial substances of which the objects and other phenomena that we perceive in the world are nothing more than mere shadows.

In the Phaedo, Plato makes it clear that the Forms are the universalia ante res, i.e. they are ideal universals, by which we are able to understand the world. In his allegory of the cave, Plato likens the achievement of philosophical understanding to emerging into the sun from a dark cave, where only vague shadows of what lies beyond that prison are cast dimly upon the wall. Plato's forms are non-physical and non-mental. They exist nowhere in time or space, but neither do they exist in the mind, nor in the pleroma of matter; rather, matter is said to "participate" in form (μεθεξις, methexis). It remained unclear however, even to Aristotle, exactly what Plato intended by that.

Aristotle argued at length against many aspects of Plato's forms, creating his own doctrine of hylomorphism wherein form and matter coexist. Ultimately however, Aristotle's aim was to perfect a theory of forms, rather than to reject it. Although Aristotle strongly rejected the independent existence Plato attributed to forms, his metaphysics do agree with Plato's a priori considerations quite often. For example, Aristotle argues that changeless, eternal substantial form is necessarily immaterial. Because matter provides a stable substratum for a change in form, matter always has the potential to change. Thus, if given an eternity in which to do so, it will, necessarily, exercise that potential.

Part of Aristotle's psychology, the study of the soul, is his account of the ability of humans to reason and the ability of animals to perceive. In both cases, perfect copies of forms are acquired, either by direct impression of environmental forms, in the case of perception, or else by virtue of contemplation, understanding and recollection. He believed the mind can literally assume any form being contemplated or experienced, and it was unique in its ability to become a blank slate, having no essential form. As thoughts of earth are not heavy, any more than thoughts of fire are causally efficient, they provide an immaterial complement for the formless mind.

From Neoplatonism to scholasticism

The philosophical school of Neoplatonism, most active in Late Antiquity, claimed that the physical and the spiritual are both emanations of the One. Neoplatonism exerted a considerable influence on Christianity, as did the philosophy of Aristotle via scholasticism.

In the scholastic tradition of Saint Thomas Aquinas, a number of whose doctrines have been incorporated into Roman Catholic dogma, the soul is the substantial form of a human being. Aquinas held the Quaestiones disputate de anima, or 'Disputed questions on the soul', at the Roman studium provinciale of the Dominican Order at Santa Sabina, the forerunner of the Pontifical University of Saint Thomas Aquinas, Angelicum during the academic year 1265–66. By 1268 Aquinas had written at least the first book of the Sententia Libri De anima, Aquinas' commentary on Aristotle's De anima, the translation of which from the Greek was completed by Aquinas' Dominican associate at Viterbo William of Moerbeke in 1267. Like Aristotle, Aquinas held that the human being was a unified composite substance of two substantial principles: form and matter. The soul is the substantial form and so the first actuality of a material organic body with the potentiality for life.

While Aquinas defended the unity of human nature as a composite substance constituted by these two inextricable principles of form and matter, he also argued for the incorruptibility of the intellectual soul, in contrast to the corruptibility of the vegetative and sensitive animation of plants and animals. His argument for the subsistence and incorruptibility of the intellectual soul takes its point of departure from the metaphysical principle that operation follows upon being (agiture sequitur esse), i.e., the activity of a thing reveals the mode of being and existence it depends upon. Since the intellectual soul exercises its own per se intellectual operations without employing material faculties, i.e. intellectual operations are immaterial, the intellect itself and the intellectual soul, must likewise be immaterial and so incorruptible. Even though the intellectual soul of man is able to subsist upon the death of the human being, Aquinas does not hold that the human person is able to remain integrated at death. The separated intellectual soul is neither a man nor a human person. The intellectual soul by itself is not a human person (i.e., an individual supposit of a rational nature). Hence, Aquinas held that "soul of St. Peter pray for us" would be more appropriate than "St. Peter pray for us", because all things connected with his person, including memories, ended with his corporeal life.

The Catholic doctrine of the resurrection of the body does nor subscribe that, sees body and soul as forming a whole and states that at the second coming, the souls of the departed will be reunited with their bodies as a whole person (substance) and witness to the apocalypse. The thorough consistency between dogma and contemporary science was maintained here in part from a serious attendance to the principle that there can be only one truth. Consistency with science, logic, philosophy, and faith remained a high priority for centuries, and a university doctorate in theology generally included the entire science curriculum as a prerequisite. This doctrine is not universally accepted by Christians today. Many believe that one's immortal soul goes directly to Heaven upon death of the body.

Descartes and his disciples

In his Meditations on First Philosophy, René Descartes embarked upon a quest in which he called all his previous beliefs into doubt, in order to find out what he could be certain of. In so doing, he discovered that he could doubt whether he had a body (it could be that he was dreaming of it or that it was an illusion created by an evil demon), but he could not doubt whether he had a mind. This gave Descartes his first inkling that the mind and body were different things. The mind, according to Descartes, was a "thinking thing" (Latin: res cogitans), and an immaterial substance. This "thing" was the essence of himself, that which doubts, believes, hopes, and thinks. The body, "the thing that exists" (res extensa), regulates normal bodily functions (such as heart and liver). According to Descartes, animals only had a body and not a soul (which distinguishes humans from animals). The distinction between mind and body is argued in Meditation VI as follows: I have a clear and distinct idea of myself as a thinking, non-extended thing, and a clear and distinct idea of body as an extended and non-thinking thing. Whatever I can conceive clearly and distinctly, God can so create.

The central claim of what is often called Cartesian dualism, in honor of Descartes, is that the immaterial mind and the material body, while being ontologically distinct substances, causally interact. This is an idea that continues to feature prominently in many non-European philosophies. Mental events cause physical events, and vice versa. But this leads to a substantial problem for Cartesian dualism: How can an immaterial mind cause anything in a material body, and vice versa? This has often been called the "problem of interactionism."

Descartes himself struggled to come up with a feasible answer to this problem. In his letter to Elisabeth of Bohemia, Princess Palatine, he suggested that spirits interacted with the body through the pineal gland, a small gland in the centre of the brain, between the two hemispheres. The term Cartesian dualism is also often associated with this more specific notion of causal interaction through the pineal gland. However, this explanation was not satisfactory: how can an immaterial mind interact with the physical pineal gland? Because Descartes' was such a difficult theory to defend, some of his disciples, such as Arnold Geulincx and Nicolas Malebranche, proposed a different explanation: That all mind–body interactions required the direct intervention of God. According to these philosophers, the appropriate states of mind and body were only the occasions for such intervention, not real causes. These occasionalists maintained the strong thesis that all causation was directly dependent on God, instead of holding that all causation was natural except for that between mind and body.

Recent formulations

In addition to already discussed theories of dualism (particularly the Christian and Cartesian models) there are new theories in the defense of dualism. Naturalistic dualism comes from Australian philosopher, David Chalmers (born 1966) who argues there is an explanatory gap between objective and subjective experience that cannot be bridged by reductionism because consciousness is, at least, logically autonomous of the physical properties upon which it supervenes. According to Chalmers, a naturalistic account of property dualism requires a new fundamental category of properties described by new laws of supervenience; the challenge being analogous to that of understanding electricity based on the mechanistic and Newtonian models of materialism prior to Maxwell's equations.

A similar defense comes from Australian philosopher Frank Jackson (born 1943) who revived the theory of epiphenomenalism which argues that mental states do not play a role in physical states. Jackson argues that there are two kinds of dualism:

  1. substance dualism that assumes there is second, non-corporeal form of reality. In this form, body and soul are two different substances.
  2. property dualism that says that body and soul are different properties of the same body.

He claims that functions of the mind/soul are internal, very private experiences that are not accessible to observation by others, and therefore not accessible by science (at least not yet). We can know everything, for example, about a bat's facility for echolocation, but we will never know how the bat experiences that phenomenon.

Arguments for dualism

Another one of Descartes' illustrations. The fire displaces the skin, which pulls a tiny thread, which opens a pore in the ventricle (F) allowing the "animal spirit" to flow through a hollow tube, which inflates the muscle of the leg, causing the foot to withdraw.

The subjective argument

An important fact is that minds perceive intra-mental states differently from sensory phenomena, and this cognitive difference results in mental and physical phenomena having seemingly disparate properties. The subjective argument holds that these properties are irreconcilable under a physical mind.

Mental events have a certain subjective quality to them, whereas physical ones seem not to. So, for example, one may ask what a burned finger feels like, or what the blueness of the sky looks like, or what nice music sounds like. Philosophers of mind call the subjective aspects of mental events qualia. There is something that it's like to feel pain, to see a familiar shade of blue, and so on. There are qualia involved in these mental events. And the claim is that qualia cannot be reduced to anything physical.

Thomas Nagel first characterized the problem of qualia for physicalistic monism in his article, "What Is It Like to Be a Bat?". Nagel argued that even if we knew everything there was to know from a third-person, scientific perspective about a bat's sonar system, we still wouldn't know what it is like to be a bat. However, others argue that qualia are consequent of the same neurological processes that engender the bat's mind, and will be fully understood as the science develops.

Frank Jackson formulated his well-known knowledge argument based upon similar considerations. In this thought experiment, known as Mary's room, he asks us to consider a neuroscientist, Mary, who was born, and has lived all of her life, in a black and white room with a black and white television and computer monitor where she collects all the scientific data she possibly can on the nature of colours. Jackson asserts that as soon as Mary leaves the room, she will come to have new knowledge which she did not possess before: the knowledge of the experience of colours (i.e., what they are like). Although Mary knows everything there is to know about colours from an objective, third-person perspective, she has never known, according to Jackson, what it was like to see red, orange, or green. If Mary really learns something new, it must be knowledge of something non-physical, since she already knew everything about the physical aspects of colour.

However, Jackson later rejected his argument and embraced physicalism. He notes that Mary obtains knowledge not of color, but of a new intramental state, seeing color. Also, he notes that Mary might say "wow," and as a mental state affecting the physical, this clashed with his former view of epiphenomenalism. David Lewis' response to this argument, now known as the ability argument, is that what Mary really came to know was simply the ability to recognize and identify color sensations to which she had previously not been exposed. Daniel Dennett and others also provide arguments against this notion.

The zombie argument

The zombie argument is based on a thought experiment proposed by David Chalmers. The basic idea is that one can imagine, and, therefore, conceive the existence of, an apparently functioning human being/body without any conscious states being associated with it.

Chalmers' argument is that it seems plausible that such a being could exist because all that is needed is that all and only the things that the physical sciences describe and observe about a human being must be true of the zombie. None of the concepts involved in these sciences make reference to consciousness or other mental phenomena, and any physical entity can be described scientifically via physics whether it is conscious or not. The mere logical possibility of a p-zombie demonstrates that consciousness is a natural phenomenon beyond the current unsatisfactory explanations. Chalmers states that one probably could not build a living p-zombie because living things seem to require a level of consciousness. However (unconscious?) robots built to simulate humans may become the first real p-zombies. Hence Chalmers half-joking calls for the need to build a "consciousness meter" to ascertain if any given entity, human or robot, is conscious or not.

Others such as Dennett have argued that the notion of a philosophical zombie is an incoherent, or unlikely, concept. In particular, nothing proves that an entity (e.g., a computer or robot) which would perfectly mimic human beings, and especially perfectly mimic expressions of feelings (like joy, fear, anger, ...), would not indeed experience them, thus having similar states of consciousness to what a real human would have. It is argued that under physicalism, one must either believe that anyone including oneself might be a zombie, or that no one can be a zombie—following from the assertion that one's own conviction about being (or not being) a zombie is a product of the physical world and is therefore no different from anyone else's.

Special sciences argument

Howard Robinson argues that, if predicate dualism is correct, then there are "special sciences" that are irreducible to physics. These allegedly irreducible subjects, which contain irreducible predicates, differ from hard sciences in that they are interest-relative. Here, interest-relative fields depend on the existence of minds that can have interested perspectives. Psychology is one such science; it completely depends on and presupposes the existence of the mind.

Physics is the general analysis of nature, conducted in order to understand how the universe behaves. On the other hand, the study of meteorological weather patterns or human behavior is only of interest to humans themselves. The point is that having a perspective on the world is a psychological state. Therefore, the special sciences presuppose the existence of minds which can have these states. If one is to avoid ontological dualism, then the mind that has a perspective must be part of the physical reality to which it applies its perspective. If this is the case, then in order to perceive the physical world as psychological, the mind must have a perspective on the physical. This, in turn, presupposes the existence of mind.

However, cognitive science and psychology do not require the mind to be irreducible, and operate on the assumption that it has physical basis. In fact, it is common in science to presuppose a complex system; while fields such as chemistry, biology, or geology could be verbosely expressed in terms of quantum field theory, it is convenient to use levels of abstraction like molecules, cells, or the mantle. It is often difficult to decompose these levels without heavy analysis and computation. Sober has also advanced philosophical arguments against the notion of irreducibility.

Argument from personal identity

This argument concerns the differences between the applicability of counterfactual conditionals to physical objects, on the one hand, and to conscious, personal agents on the other. In the case of any material object, e.g. a printer, we can formulate a series of counterfactuals in the following manner:

  1. This printer could have been made of straw.
  2. This printer could have been made of some other kind of plastics and vacuum-tube transistors.
  3. This printer could have been made of 95% of what it is actually made of and 5% vacuum-tube transistors, etc..

Somewhere along the way from the printer's being made up exactly of the parts and materials which actually constitute it to the printer's being made up of some different matter at, say, 20%, the question of whether this printer is the same printer becomes a matter of arbitrary convention.

Imagine the case of a person, Frederick, who has a counterpart born from the same egg and a slightly genetically modified sperm. Imagine a series of counterfactual cases corresponding to the examples applied to the printer. Somewhere along the way, one is no longer sure about the identity of Frederick. In this latter case, it has been claimed, overlap of constitution cannot be applied to the identity of mind. As Madell puts it:

But while my present body can thus have its partial counterpart in some possible world, my present consciousness cannot. Any present state of consciousness that I can imagine either is or is not mine. There is no question of degree here.

If the counterpart of Frederick, Frederickus, is 70% constituted of the same physical substance as Frederick, does this mean that it is also 70% mentally identical with Frederick? Does it make sense to say that something is mentally 70% Frederick? A possible solution to this dilemma is that of open individualism.

Richard Swinburne, in his book The Existence of God, put forward an argument for mind-body dualism based upon personal identity. He states that the brain is composed of two hemispheres and a cord linking the two and that, as modern science has shown, either of these can be removed without the person losing any memories or mental capacities.

He then cites a thought-experiment for the reader, asking what would happen if each of the two hemispheres of one person were placed inside two different people. Either, Swinburne claims, one of the two is me or neither is- and there is no way of telling which, as each will have similar memories and mental capacities to the other. In fact, Swinburne claims, even if one's mental capacities and memories are far more similar to the original person than the others' are, they still may not be him.

From here, he deduces that even if we know what has happened to every single atom inside a person's brain, we still do not know what has happened to 'them' as an identity. From here it follows that a part of our mind, or our soul, is immaterial, and, as a consequence, that mind-body dualism is true.

Argument from reason

Philosophers and scientists such as Victor Reppert, William Hasker, and Alvin Plantinga have developed an argument for dualism dubbed the "argument from reason". They credit C.S. Lewis with first bringing the argument to light in his book Miracles; Lewis called the argument "The Cardinal Difficulty of Naturalism", which was the title of chapter three of Miracles.

The argument postulates that if, as naturalism entails, all of our thoughts are the effect of a physical cause, then we have no reason for assuming that they are also the consequent of a reasonable ground. However, knowledge is apprehended by reasoning from ground to consequent. Therefore, if naturalism were true, there would be no way of knowing it (or anything else), except by a fluke.

Through this logic, the statement "I have reason to believe naturalism is valid" is inconsistent in the same manner as "I never tell the truth." That is, to conclude its truth would eliminate the grounds from which to reach it. To summarize the argument in the book, Lewis quotes J. B. S. Haldane, who appeals to a similar line of reasoning:

If my mental processes are determined wholly by the motions of atoms in my brain, I have no reason to suppose that my beliefs are true...and hence I have no reason for supposing my brain to be composed of atoms.

— J. B. S. Haldane, Possible Worlds, p. 209

In his essay "Is Theology Poetry?", Lewis himself summarises the argument in a similar fashion when he writes:

If minds are wholly dependent on brains, and brains on biochemistry, and biochemistry (in the long run) on the meaningless flux of the atoms, I cannot understand how the thought of those minds should have any more significance than the sound of the wind in the trees.

— C. S. Lewis, The Weight of Glory and Other Addresses, p. 139

But Lewis later agreed with Elizabeth Anscombe's response to his Miracles argument. She showed that an argument could be valid and ground-consequent even if its propositions were generated via physical cause and effect by non-rational factors. Similar to Anscombe, Richard Carrier and John Beversluis have written extensive objections to the argument from reason on the untenability of its first postulate.

Cartesian arguments

Descartes puts forward two main arguments for dualism in Meditations: firstly, the "modal argument," or the "clear and distinct perception argument," and secondly the "indivisibility" or "divisibility" argument.

Summary of the 'modal argument'
It is imaginable that one's mind might exist without one's body.
therefore
It is conceivable that one's mind might exist without one's body.
therefore
It is possible one's mind might exist without one's body.
therefore
One's mind is a different entity from one's body.

The argument is distinguished from the zombie argument as it establishes that the mind could continue to exist without the body, rather than that the unaltered body could exist without the mind. Alvin Plantinga, J. P. Moreland, and Edward Feser have both supported the argument, although Feser and Moreland think that it must be carefully reformulated in order to be effective.

The indivisibility argument for dualism was phrased by Descartes as follows:

[T]here is a great difference between a mind and a body, because the body, by its very nature, is something divisible, whereas the mind is plainly indivisible…insofar as I am only a thing that thinks, I cannot distinguish any parts in me.… Although the whole mind seems to be united to the whole body, nevertheless, were a foot or an arm or any other bodily part amputated, I know that nothing would be taken away from the mind…

The argument relies upon Leibniz' principle of the identity of indiscernibles, which states that two things are the same if and only if they share all their properties. A counterargument is the idea that matter is not infinitely divisible, and thus that the mind could be identified with material things that cannot be divided, or potentially Leibnizian monads.

Arguments against dualism

Arguments from causal interaction

Cartesian dualism compared to three forms of monism.

One argument against dualism is with regard to causal interaction. If consciousness (the mind) can exist independently of physical reality (the brain), one must explain how physical memories are created concerning consciousness. Dualism must therefore explain how consciousness affects physical reality. One of the main objections to dualistic interactionism is lack of explanation of how the material and immaterial are able to interact. Varieties of dualism according to which an immaterial mind causally affects the material body and vice versa have come under strenuous attack from different quarters, especially in the 20th century. Critics of dualism have often asked how something totally immaterial can affect something totally material—this is the basic problem of causal interaction.

First, it is not clear where the interaction would take place. For example, burning one's finger causes pain. Apparently there is some chain of events, leading from the burning of skin, to the stimulation of nerve endings, to something happening in the peripheral nerves of one's body that lead to one's brain, to something happening in a particular part of one's brain, and finally resulting in the sensation of pain. But pain is not supposed to be spatially locatable. It might be responded that the pain "takes place in the brain." But evidently, the pain is in the finger. This may not be a devastating criticism.

However, there is a second problem about the interaction. Namely, the question of how the interaction takes place, where in dualism "the mind" is assumed to be non-physical and by definition outside of the realm of science. The mechanism which explains the connection between the mental and the physical would therefore be a philosophical proposition as compared to a scientific theory. For example, compare such a mechanism to a physical mechanism that is well understood. Take a very simple causal relation, such as when a cue ball strikes an eight ball and causes it to go into the pocket. What happens in this case is that the cue ball has a certain amount of momentum as its mass moves across the pool table with a certain velocity, and then that momentum is transferred to the eight ball, which then heads toward the pocket. Compare this to the situation in the brain, where one wants to say that a decision causes some neurons to fire and thus causes a body to move across the room. The intention to "cross the room now" is a mental event and, as such, it does not have physical properties such as force. If it has no force, then it would seem that it could not possibly cause any neuron to fire. However, with Dualism, an explanation is required of how something without any physical properties has physical effects.

Replies

Alfred North Whitehead and, later, David Ray Griffin framed a new ontology (process philosophy) seeking precisely to avoid the pitfalls of ontological dualism.

The explanation provided by Arnold Geulincx and Nicolas Malebranche is that of occasionalism, where all mind–body interactions require the direct intervention of God.

At the time C. S. Lewis wrote Miracles, quantum mechanics (and physical indeterminism) was only in the initial stages of acceptance, but still Lewis stated the logical possibility that, if the physical world was proved to be indeterministic, this would provide an entry (interaction) point into the traditionally viewed closed system, where a scientifically described physically probable/improbable event could be philosophically described as an action of a non-physical entity on physical reality. He states, however, that none of the arguments in his book will rely on this. Although some interpretations of quantum mechanics consider wave function collapse to be indeterminate, in others this event is defined and deterministic.

Argument from physics

The argument from physics is closely related to the argument from causal interaction. Many physicists and consciousness researchers have argued that any action of a nonphysical mind on the brain would entail the violation of physical laws, such as the conservation of energy.

By assuming a deterministic physical universe, the objection can be formulated more precisely. When a person decides to walk across a room, it is generally understood that the decision to do so, a mental event, immediately causes a group of neurons in that person's brain to fire, a physical event, which ultimately results in his walking across the room. The problem is that if there is something totally non-physical causing a bunch of neurons to fire, then there is no physical event which causes the firing. This means that some physical energy is required to be generated against the physical laws of the deterministic universe—this is by definition a miracle and there can be no scientific explanation of (repeatable experiment performed regarding) where the physical energy for the firing came from. Such interactions would violate the fundamental laws of physics. In particular, if some external source of energy is responsible for the interactions, then this would violate the law of the conservation of energy. Dualistic interactionism has therefore been criticized for violating a general heuristic principle of science: the causal closure of the physical world.

Replies

The Stanford Encyclopedia of Philosophy and the New Catholic Encyclopedia provide two possible replies to the above objections. The first reply is that the mind may influence the distribution of energy, without altering its quantity. The second possibility is to deny that the human body is causally closed, as the conservation of energy applies only to closed systems. However, physicalists object that no evidence exists for the causal non-closure of the human body. Robin Collins responds that energy conservation objections misunderstand the role of energy conservation in physics. Well understood scenarios in general relativity violate energy conservation and quantum mechanics provides precedent for causal interactions, or correlation without energy or momentum exchange. However, this does not mean the mind spends energy and, despite that, it still doesn't exclude the supernatural.

Another reply is akin to parallelism—Mills holds that behavioral events are causally overdetermined, and can be explained by either physical or mental causes alone. An overdetermined event is fully accounted for by multiple causes at once. However, J. J. C. Smart and Paul Churchland have pointed out that if physical phenomena fully determine behavioral events, then by Occam's razor an unphysical mind is unnecessary.

Robinson suggests that the interaction may involve dark energy, dark matter or some other currently unknown scientific process. However, such processes would necessarily be physical, and in this case dualism is replaced with physicalism, or the interaction point is left for study at a later time when these physical processes are understood.

Another reply is that the interaction taking place in the human body may not be described by "billiard ball" classical mechanics. If a nondeterministic interpretation of quantum mechanics is correct then microscopic events are indeterminate, where the degree of determinism increases with the scale of the system. Philosophers Karl Popper and John Eccles and physicist Henry Stapp have theorized that such indeterminacy may apply at the macroscopic scale. However, Max Tegmark has argued that classical and quantum calculations show that quantum decoherence effects do not play a role in brain activity. Indeed, macroscopic quantum states have only ever been observed in superconductors near absolute zero.

Yet another reply to the interaction problem is to note that it doesn't seem that there is an interaction problem for all forms of substance dualism. For instance, Thomistic dualism doesn't obviously face any issue with regards to interaction.

Argument from brain damage

This argument has been formulated by Paul Churchland, among others. The point is that, in instances of some sort of brain damage (e.g. caused by automobile accidents, drug abuse, pathological diseases, etc.), it is always the case that the mental substance and/or properties of the person are significantly changed or compromised. If the mind were a completely separate substance from the brain, how could it be possible that every single time the brain is injured, the mind is also injured? Indeed, it is very frequently the case that one can even predict and explain the kind of mental or psychological deterioration or change that human beings will undergo when specific parts of their brains are damaged. So the question for the dualist to try to confront is how can all of this be explained if the mind is a separate and immaterial substance from, or if its properties are ontologically independent of, the brain.

Property dualism and William Hasker's "emergent dualism" seek to avoid this problem. They assert that the mind is a property or substance that emerges from the appropriate arrangement of physical matter, and therefore could be affected by any rearrangement of matter.

Phineas Gage, who suffered destruction of one or both frontal lobes by a projectile iron rod, is often cited as an example illustrating that the brain causes mind. Gage certainly exhibited some mental changes after his accident. This physical event, the destruction of part of his brain, therefore caused some kind of change in his mind, suggesting a correlation between brain states and mental states. Similar examples abound; neuroscientist David Eagleman describes the case of another individual who exhibited escalating pedophilic tendencies at two different times, and in each case was found to have tumors growing in a particular part of his brain.

Case studies aside, modern experiments have demonstrated that the relation between brain and mind is much more than simple correlation. By damaging, or manipulating, specific areas of the brain repeatedly under controlled conditions (e.g. in monkeys) and reliably obtaining the same results in measures of mental state and abilities, neuroscientists have shown that the relation between damage to the brain and mental deterioration is likely causal. This conclusion is further supported by data from the effects of neuro-active chemicals (e.g., those affecting neurotransmitters) on mental functions, but also from research on neurostimulation (direct electrical stimulation of the brain, including transcranial magnetic stimulation).

Argument from biological development

Another common argument against dualism consists in the idea that since human beings (both phylogenetically and ontogenetically) begin their existence as entirely physical or material entities and since nothing outside of the domain of the physical is added later on in the course of development, then we must necessarily end up being fully developed material beings. There is nothing non-material or mentalistic involved in conception, the formation of the blastula, the gastrula, and so on. The postulation of a non-physical mind would seem superfluous.

Argument from neuroscience

In some contexts, the decisions that a person makes can be detected up to 10 seconds in advance by means of scanning their brain activity. Subjective experiences and covert attitudes can be detected, as can mental imagery. This is strong empirical evidence that cognitive processes have a physical basis in the brain.

Argument from simplicity

The argument from simplicity is probably the simplest and also the most common form of argument against dualism of the mental. The dualist is always faced with the question of why anyone should find it necessary to believe in the existence of two, ontologically distinct, entities (mind and brain), when it seems possible and would make for a simpler thesis to test against scientific evidence, to explain the same events and properties in terms of one. It is a heuristic principle in science and philosophy not to assume the existence of more entities than is necessary for clear explanation and prediction.

This argument was criticized by Peter Glassen in a debate with J. J. C. Smart in the pages of Philosophy in the late 1970s and early 1980s. Glassen argued that, because it is not a physical entity, Occam's razor cannot consistently be appealed to by a physicalist or materialist as a justification of mental states or events, such as the belief that dualism is false. The idea is that Occam's razor may not be as "unrestricted" as it is normally described (applying to all qualitative postulates, even abstract ones) but instead concrete (only applies to physical objects). If one applies Occam's Razor unrestrictedly, then it recommends monism until pluralism either receives more support or is disproved. If one applies Occam's Razor only concretely, then it may not be used on abstract concepts (this route, however, has serious consequences for selecting between hypotheses about the abstract).

Biological psychiatry

From Wikipedia, the free encyclopedia

Biological psychiatry or biopsychiatry is an approach to psychiatry that aims to understand mental disorder in terms of the biological function of the nervous system. It is interdisciplinary in its approach and draws on sciences such as neuroscience, psychopharmacology, biochemistry, genetics, epigenetics and physiology to investigate the biological bases of behavior and psychopathology. Biopsychiatry is the branch of medicine which deals with the study of the biological function of the nervous system in mental disorders.

There is some overlap with neurology, which focuses on disorders where gross or visible pathology of the nervous system is apparent, such as epilepsy, cerebral palsy, encephalitis, neuritis, Parkinson's disease and multiple sclerosis. There is also some overlap with neuropsychiatry, which typically deals with behavioral disturbances in the context of apparent brain disorder. In contrast biological psychiatry describes the basic principles and then delves deeper into various disorders. It is structured to follow the organisation of the DSM-IV, psychiatry's primary diagnostic and classification guide. The contributions of this field explore functional neuroanatomy, imaging, and neuropsychology and pharmacotherapeutic possibilities for depression, anxiety and mood disorders, substance abuse and eating disorders, schizophrenia and psychotic disorders, and cognitive and personality disorders.

Biological psychiatry and other approaches to mental illness are not mutually exclusive, but may simply attempt to deal with the phenomena at different levels of explanation. Because of the focus on the biological function of the nervous system, however, biological psychiatry has been particularly important in developing and prescribing drug-based treatments for mental disorders.

In practice, however, psychiatrists may advocate both medication and psychological therapies when treating mental illness. The therapy is more likely to be conducted by clinical psychologists, psychotherapists, occupational therapists or other mental health workers who are more specialized and trained in non-drug approaches.

The history of the field extends back to the ancient Greek physician Hippocrates, but the phrase biological psychiatry was first used in peer-reviewed scientific literature in 1953. The phrase is more commonly used in the United States than in some other countries such as the UK. However the term "biological psychiatry" is sometimes used as a phrase of disparagement in controversial dispute.

Scope and detailed definition

Biological psychiatry is a branch of psychiatry where the focus is chiefly on researching and understanding the biological basis of major mental disorders such as unipolar and bipolar affective (mood) disorders, schizophrenia and organic mental disorders such as Alzheimer's disease. This knowledge has been gained using imaging techniques, psychopharmacology, neuroimmunochemistry and so on. Discovering the detailed interplay between neurotransmitters and the understanding of the neurotransmitter fingerprint of psychiatric drugs such as clozapine has been a helpful result of the research.

On a research level, it includes all possible biological bases of behavior — biochemical, genetic, physiological, neurological and anatomical. On a clinical level, it includes various therapies, such as drugs, diet, avoidance of environmental contaminants, exercise, and alleviation of the adverse effects of life stress, all of which can cause measurable biochemical changes. The biological psychiatrist views all of these as possible etiologies of or remedies for mental health disorders.

However, the biological psychiatrist typically does not discount talk therapies. Medical psychiatric training generally includes psychotherapy and biological approaches. Accordingly, psychiatrists are usually comfortable with a dual approach: "psychotherapeutic methods […] are as indispensable as psychopharmacotherapy in a modern psychiatric clinic".

Basis for biological psychiatry

Sigmund Freud developed psychotherapy in the early 1900s, and through the 1950s this technique was prominent in treating mental health disorders.

However, in the late 1950s, the first modern antipsychotic and antidepressant drugs were developed: chlorpromazine (also known as Thorazine), the first widely used antipsychotic, was synthesized in 1950, and iproniazid, one of the first antidepressants, was first synthesized in 1957. In 1959 imipramine, the first tricyclic antidepressant, was developed.

Based significantly on clinical observations of the above drug results, in 1965 the seminal paper "The catecholamine hypothesis of affective disorders" was published. It articulated the "chemical imbalance" hypothesis of mental health disorders, especially depression. It formed much of the conceptual basis for the modern era in biological psychiatry.

The hypothesis has been extensively revised since its advent in 1965. More recent research points to deeper underlying biological mechanisms as the possible basis for several mental health disorders.

Modern brain imaging techniques allow noninvasive examination of neural function in patients with mental health disorders, however this is currently experimental. With some disorders it appears the proper imaging equipment can reliably detect certain neurobiological problems associated with a specific disorder. If further studies corroborate these experimental results, future diagnosis of certain mental health disorders could be expedited using such methods.

Another source of data indicating a significant biological aspect of some mental health disorders is twin studies. Identical twins have the same nuclear DNA, so carefully constructed studies may indicate the relative importance of environmental and genetic factors on the development of a particular mental health disorder.

The results from this research and the associated hypotheses form the basis for biological psychiatry and the treatment approaches in a clinical setting.

Scope of clinical biological psychiatric treatment

Since various biological factors can affect mood and behavior, psychiatrists often evaluate these before initiating further treatment. For example, dysfunction of the thyroid gland may mimic a major depressive episode, or hypoglycemia (low blood sugar) may mimic psychosis.

While pharmacological treatments are used to treat many mental disorders, other non-drug biological treatments are used as well, ranging from changes in diet and exercise to transcranial magnetic stimulation and electroconvulsive therapy. Types of non-biological treatments such as cognitive therapy, behavioral therapy, and psychodynamic psychotherapy are often used in conjunction with biological therapies. Biopsychosocial models of mental illness are widely in use, and psychological and social factors play a large role in mental disorders, even those with an organic basis such as schizophrenia.

Diagnostic process

Correct diagnosis is important for mental health disorders, otherwise the condition could worsen, resulting in a negative impact on both the patient and the healthcare system. Another problem with misdiagnosis is that a treatment for one condition smight exacerbate other conditions. In other cases apparent mental health disorders could be a side effect of a serious biological problem such as concussion, brain tumor, or hormonal abnormality, which could require medical or surgical intervention.

Examples of biologic treatments

History

Early 20th century

Sigmund Freud was originally focused on the biological causes of mental illness. Freud's professor and mentor, Ernst Wilhelm von Brücke, strongly believed that thought and behavior were determined by purely biological factors. Freud initially accepted this and was convinced that certain drugs (particularly cocaine) functioned as antidepressants. He spent many years trying to "reduce" personality to neurology, a cause he later gave up on before developing his now well-known psychoanalytic theories.

Nearly 100 years ago, Harvey Cushing, the father of neurosurgery, noted that pituitary gland problems often cause mental health disorders. He wondered whether the depression and anxiety he observed in patients with pituitary disorders were caused by hormonal abnormalities, the physical tumor itself, or both.

Mid 20th century

An important point in modern history of biological psychiatry was the discovery of modern antipsychotic and antidepressant drugs. Chlorpromazine (also known as Thorazine), an antipsychotic, was first synthesized in 1950. In 1952, iproniazid, a drug being trialed against tuberculosis, was serendipitously discovered to have anti-depressant effects, leading to the development of MAOIs as the first class of antidepressants. In 1959 imipramine, the first tricyclic antidepressant, was developed. Research into the action of these drugs led to the first modern biological theory of mental health disorders called the catecholamine theory, later broadened to the monoamine theory, which included serotonin. These were popularly called the "chemical imbalance" theory of mental health disorders.

Late 20th century

Starting with fluoxetine (marketed as Prozac) in 1988, a series of monoamine-based antidepressant medications belonging to the class of selective serotonin reuptake inhibitors were approved. These were no more effective than earlier antidepressants, but generally had fewer side effects. Most operate on the same principle, which is modulation of monoamines (neurotransmitters) in the neuronal synapse. Some drugs modulate a single neurotransmitter (typically serotonin). Others affect multiple neurotransmitters, called dual action or multiple action drugs. They are no more effective clinically than single action versions. That most antidepressants invoke the same biochemical method of action may explain why they are each similarly effective in rough terms. Recent research indicates antidepressants often work but are less effective than previously thought.

Problems with catecholamine/monoamine hypotheses

The monoamine hypothesis was compelling, especially based on apparently successful clinical results with early antidepressant drugs, but even at the time there were discrepant findings. Only a minority of patients given the serotonin-depleting drug reserpine became depressed; in fact reserpine even acted as an antidepressant in many cases. This was inconsistent with the initial monoamine theory which said depression was caused by neurotransmitter deficiency.

Another problem was the time lag between antidepressant biological action and therapeutic benefit. Studies showed the neurotransmitter changes occurred within hours, yet therapeutic benefit took weeks.

To explain these behaviors, more recent modifications of the monoamine theory describe a synaptic adaptation process which takes place over several weeks. Yet this alone does not appear to explain all of the therapeutic effects.

Latest biological hypotheses of mental health disorders

New research indicates different biological mechanisms may underlie some mental health disorders, only indirectly related to neurotransmitters and the monoamine chemical imbalance hypothesis.

Recent research indicates a biological "final common pathway" may exist which both electroconvulsive therapy and most current antidepressant drugs have in common. These investigations show recurrent depression may be a neurodegenerative disorder, disrupting the structure and function of brain cells, destroying nerve cell connections, even killing certain brain cells, and precipitating a decline in overall cognitive function.

In this new biological psychiatry viewpoint, neuronal plasticity is a key element. Increasing evidence points to various mental health disorders as a neurophysiological problem which inhibits neuronal plasticity.

This is called the neurogenic hypothesis of depression. It promises to explain pharmacological antidepressant action, including the time lag from taking the drug to therapeutic onset, why downregulation (not just upregulation) of neurotransmitters can help depression, why stress often precipitates mood disorders, and why selective modulation of different neurotransmitters can help depression. It may also explain the neurobiological mechanism of other non-drug effects on mood, including exercise, diet and metabolism. By identifying the neurobiological "final common pathway" into which most antidepressants funnel, it may allow rational design of new medications which target only that pathway. This could yield drugs which have fewer side effects, are more effective and have quicker therapeutic onset.

There is significant evidence that oxidative stress plays a role in schizophrenia.

Criticism of

A number of patients, activists, and psychiatrists dispute biological psychiatry as a scientific concept or as having a proper empirical basis, for example arguing that there are no known biomarkers for recognized psychiatric conditions. This position has been represented in academic journals such as The Journal of Mind and Behavior and Ethical Human Psychology and Psychiatry, which publishes material specifically countering "the idea that emotional distress is due to an underlying organic disease." Alternative theories and models instead view mental disorders as non-biomedical and might explain it in terms of, for example, emotional reactions to negative life circumstances or to acute trauma.

Fields such as social psychiatry, clinical psychology, and sociology may offer non-biomedical accounts of mental distress and disorder for certain ailments and are sometimes critical of biopsychiatry. Social critics believe biopsychiatry fails to satisfy the scientific method because they believe there is no testable biological evidence of mental disorders. Thus, these critics view biological psychiatry as a pseudoscience attempting to portray psychiatry as a biological science.

R.D. Laing argued that attributing mental disorders to biophysical factors was often flawed due to the diagnostic procedure. The "complaint" is often made by a family member, not the patient, the "history" provided by someone other than patient, and the "examination" consists of observing strange, incomprehensible behavior. Ancillary tests (EEG, PET) are often done after diagnosis, when treatment has begun, which makes the tests non-blind and incurs possible confirmation bias. The psychiatrist Thomas Szasz commented frequently on the limitations of the medical approach to psychiatry and argued that mental illnesses are medicalized problems in living.

Silvano Arieti, while approving of the use of medication in some cases of schizophrenia, preferred intensive psychotherapy without medication if possible. He was also known for approving the use of electroconvulsive therapy on those with disorganized schizophrenia in order to make them reachable by psychotherapy. The views he expressed in Interpretation of Schizophrenia are nowadays known as the trauma model of mental disorders, an alternative to the biopsychiatric model.

 

Sunday, August 29, 2021

Reign of Terror

From Wikipedia, the free encyclopedia

The Reign of Terror
Part of the French Revolution
Octobre 1793, supplice de 9 émigrés.jpg
Nine émigrés are executed by guillotine, 1793
Date1793–1794
LocationFirst French Republic
Organised byCommittee of Public Safety

The Reign of Terror, commonly called The Terror (French: la Terreur), was a period of the French Revolution when, following the creation of the First Republic, a series of massacres and numerous public executions took place in response to revolutionary fervour, anticlerical sentiment, as well as accusations of treason by the Committee of Public Safety.

There is disagreement among historians over when exactly "the Terror" began. Some consider it to have begun only in 1793, giving the date as either 5 September, June or March, when the Revolutionary Tribunal came into existence. Others, however, cite the earlier time of the September Massacres in 1792, or even July 1789, when the first killing of the revolution occurred.

The term of "Terror" to describe the period was introduced by the Thermidorian Reaction who took power after the fall of Maximilien Robespierre in July 1794, to discredit Robespierre and justify their actions. Today there is consensus amongst historians that the exceptional revolutionary measures continued after the death of Robespierre, now called the period of "White Terror". By then, 16,594 official death sentences had been dispensed throughout France since June 1793, of which 2,639 were in Paris alone; and an additional 10,000 died in prison, without trial, or under both of these circumstances.

"Terror" as the order of the day

Historical caricature on the reign of terror
 

There was a sense of emergency among leading politicians in France in the summer of 1793 between the widespread civil war and counter-revolution. Bertrand Barère exclaimed on 5 September 1793 in the convention: "Let's make terror the order of the day!" This quote has frequently been interpreted as the beginning of a supposed "system of Terror", an interpretation no longer retained by historians today. Under the pressure of the radical sans-culottes, the Convention agreed to institute a revolutionary army, but refused to make terror the order of the day. According to French historian Jean-Clément Martin there was no "system of terror" instated by the Convention between 1793 and 1794, despite the pressure from some of its members and the sans-culottes. The members of the convention were determined to avoid street violence such as the September Massacres of 1792 by taking violence into their own hands as an instrument of government.

What Robespierre calls "terror" is the fear that the justice of exception shall inspire the enemies of the Republic. He opposes the idea of terror as the order of the day, defending instead "justice" as the order of the day. In February 1794 in a speech he explains why this "terror" is necessary as a form of exceptional justice in the context of the revolutionary government:

If the basis of popular government in peacetime is virtue, the basis of popular government during a revolution is both virtue and terror; virtue, without which terror is baneful; terror, without which virtue is powerless. Terror is nothing more than speedy, severe and inflexible justice; it is thus an emanation of virtue; it is less a principle in itself, than a consequence of the general principle of democracy, applied to the most pressing needs of the patrie [homeland, fatherland].

Some historians argue that such terror was a necessary reaction to the circumstances. Others suggest there were additional causes, including ideological and emotional.

Influences

Enlightenment thought

Heads of aristocrats on pikes

Enlightenment thought emphasized the importance of rational thinking and began challenging legal and moral foundations of society, providing the leaders of the Reign of Terror with new ideas about the role and structure of government.

Rousseau's Social Contract argued that each person was born with rights, and they would come together in forming a government that would then protect those rights. Under the social contract, the government was required to act for the general will, which represented the interests of everyone rather than a few factions. Drawing from the idea of a general will, Robespierre felt that the French Revolution could result in a Republic built for the general will but only once those who fought this ideal were expelled. Those who resisted the government were deemed "tyrants" fighting against the virtue and honor of the general will. The leaders felt that their ideal version of government was threatened from the inside and outside of France, and terror was the only way to preserve the dignity of the Republic created from French Revolution.

The writings of Baron de Montesquieu, another Enlightenment thinker of the time, greatly influenced Robespierre as well. Montesquieu's Spirit of the Laws defines a core principle of a democratic government: virtue—described as "the love of laws and of our country." In Robespierre's speech to the National Convention on 5 February 1794, titled "Virtue & Terror", he regards virtue as being the "fundamental principle of popular or democratic government." This was, in fact, the same virtue defined by Montesquieu almost 50 years prior. Robespierre believed that the virtue needed for any democratic government was extremely lacking in the French people. As a result, he decided to weed out those he believed could never possess this virtue. The result was a continual push towards Terror. The Convention used this as justification for the course of action to "crush the enemies of the revolution…let the laws be executed…and let liberty be saved."

Threats of foreign invasion

The Battle of Fleurus, won by General Jourdan over the Austrian forces led by the princes of Coburg and Orange on 26 June 1794

After the beginning of the French Revolution, the surrounding monarchies did not show great hostility towards the rebellion. Though mostly ignored, Louis XVI was later able to find support in Leopold II of Austria (brother of Marie Antoinette) and Frederick William II of Prussia. On 27 August 1791, these foreign leaders made the Pillnitz Declaration, saying they would restore the French monarch if other European rulers joined. In response to what they viewed to be the meddling of foreign powers, France declared war on 20 April 1792. However, at this point, the war was only Prussia and Austria against France. France began this war with a large series of defeats, which set a precedent of fear of invasion in the people that would last throughout the war.

Massive reforms of military institutions, while very effective in the long run, presented the initial problems of inexperienced forces and leaders of questionable political loyalty. In the time it took for officers of merit to use their new freedoms to climb the chain of command, France suffered. Many of the early battles were definitive losses for the French. There was the constant threat of the Austro-Prussian forces which were advancing easily toward the capital, threatening to destroy Paris if the monarch was harmed. This series of defeats, coupled with militant uprisings and protests within the borders of France, pushed the government to resort to drastic measures to ensure the loyalty of every citizen, not only to France but more importantly to the Revolution.

While this series of losses was eventually broken, the reality of what might have happened if they persisted hung over France. The tide would not turn from them until September 1792 when the French won a critical victory at Valmy preventing the Austro-Prussian invasion. While the French military had stabilized and was producing victories by the time the Reign of Terror officially began, the pressure to succeed in this international struggle acted as justification for the government to pursue its actions. It was not until after the execution of Louis XVI and the annexation of the Rhineland that the other monarchies began to feel threatened enough to form the First Coalition. The Coalition, consisting of Russia, Austria, Prussia, Spain, Holland, and Sardinia began attacking France from all directions, besieging and capturing ports and retaking ground lost to France. With so many similarities to the first days of the Revolutionary Wars for the French government, with threats on all sides, unification of the country became a top priority. As the war continued and the Reign of Terror began, leaders saw a correlation between using terror and achieving victory. Well phrased by Albert Soboul, "terror, at first an improvised response to defeat, once organized became an instrument of victory." The threat of defeat and foreign invasion may have helped spur the origins of the Terror, but the timely coincidence of the Terror with French victories added justification to its growth.

Popular pressure

During the Reign of Terror, the sans-culottes and the Hébertists put pressure on the National Convention delegates and contributed to the overall instability of France. The National Convention was bitterly split between the Montagnards and the Girondins. The Girondins were more conservative leaders of the National Convention, while the Montagnards supported radical violence and pressures of the lower classes. Once the Montagnards gained control of the National Convention, they began demanding radical measures. Moreover, the sans-culottes, the urban workers of France, agitated leaders to inflict punishments on those who opposed the interests of the poor. The sans-culottes' violently demonstrated, pushing their demands and creating constant pressure for the Montagnards to enact reform. The sans-culottes fed the frenzy of instability and chaos by utilizing popular pressure during the Revolution. For example, the sans-culottes sent letters and petitions to the Committee of Public Safety urging them to protect their interests and rights with measures such as taxation of foodstuffs that favored workers over the rich. They advocated for arrests of those deemed to oppose reforms against those with privilege, and the more militant members would advocate pillage in order to achieve the desired equality. The resulting instability caused problems that made forming the new Republic and achieving full political support critical.

Religious upheaval

The Reign of Terror was characterized by a dramatic rejection of long-held religious authority, its hierarchical structure, and the corrupt and intolerant influence of the aristocracy and clergy. Religious elements that long stood as symbols of stability for the French people, were replaced by views on reason and scientific thought. The radical revolutionaries and their supporters desired a cultural revolution that would rid the French state of all Christian influence. This process began with the fall of the monarchy, an event that effectively defrocked the State of its sanctification by the clergy via the doctrine of Divine Right and ushered in an era of reason.

Many long-held rights and powers were stripped from the church and given to the state. In 1789, church lands were expropriated and priests killed or forced to leave France. A Festival of Reason was held in the Notre Dame Cathedral, which was renamed "The Temple of Reason", and the old traditional calendar was replaced with a new revolutionary one. The leaders of the Terror tried to address the call for these radical, revolutionary aspirations, while at the same time trying to maintain tight control on the de-Christianization movement that was threatening to the clear majority of the still devoted Catholic population of France. The tension sparked by these conflicting objectives laid a foundation for the "justified" use of terror to achieve revolutionary ideals and rid France of the religiosity that revolutionaries believed was standing in the way.

Major events during the Terror

The Vendeans revolted against the Revolutionary government in 1793

On 10 March 1793 the National Convention set up the Revolutionary Tribunal. Among those charged by the tribunal, about half were acquitted (though the number dropped to about a quarter after the enactment of the Law of 22 Prairial on 10 June 1794). In March rebellion broke out in the Vendée in response to mass conscription, which developed into a civil war. Discontent in the Vendée lasted – according to some accounts—until after the Terror.

On 6 April 1793 the National Convention established the Committee of Public Safety, which gradually became the de facto war-time government of France. The Committee oversaw the Reign of Terror. "During the Reign of Terror, at least 300,000 suspects were arrested; 17,000 were officially executed, and perhaps 10,000 died in prison or without trial."

On 2 June 1793 the Parisian sans-culottes surrounded the National Convention, calling for administrative and political purges, a low fixed-price for bread, and a limitation of the electoral franchise to sans-culottes alone. With the backing of the national guard, they persuaded the convention to arrest 29 Girondist leaders. In reaction to the imprisonment of the Girondin deputies, some thirteen departments started the Federalist revolts against the National Convention in Paris, which were ultimately crushed.

On 24 June 1793 the Convention adopted the first republican constitution of France, the French Constitution of 1793. It was ratified by public referendum, but never put into force.

On 13 July 1793 the assassination of Jean-Paul Marat—a Jacobin leader and journalist—resulted in a further increase in Jacobin political influence. Georges Danton, the leader of the August 1792 uprising against the king, was removed from the Committee of Public Safety on 10 July 1793. On 27 July 1793 Robespierre became part of the Committee of Public Safety.

The execution of the Girondins

On 23 August 1793 the National Convention decreed the levée en masse:

Les jeunes gens iront au combat ; les hommes mariés forgeront les armes et transporteront les subsistances ; les femmes feront des tentes et serviront dans les hôpitaux ; les enfants mettront le vieux linge en charpie ; les vieillards se feront porter sur les places publiques pour exciter le courage des guerriers, prêcher la haine des rois et l’unité de la République

The young men shall fight; the married man shall forge arms and transport provisions; the women shall make tents and clothes and shall serve in the hospitals; the children shall pick rags to lint [for bandages]; the old men shall betake themselves to the public square in order to arouse the courage of the warriors and preach hatred of kings and the unity of the Republic.

On 9 September the convention established paramilitary forces, the "revolutionary armies", to force farmers to surrender grain demanded by the government. On 17 September, the Law of Suspects was passed, which authorized the imprisonment of vaguely defined "suspects". This created a mass overflow in the prison systems. On 29 September, the Convention extended price fixing from grain and bread to other essential goods, and also fixed wages.

On 10 October the Convention decreed that "the provisional government shall be revolutionary until peace." On 16 October Marie Antoinette was executed. On 24 October the French Republican Calendar was enacted. The trial of the Girondins started on the same day, they were executed on 31 October.

Anti-clerical sentiments increased during 1793 and a campaign of dechristianization occurred. On 10 November (20 Brumaire Year II of the French Republican Calendar), the Hébertists organized a Festival of Reason.

The execution of Olympe de Gouges, feminist writer close to the Girondins

On 14 Frimaire (5 December 1793) the National Convention passed the Law of Frimaire, which gave the central government more control over the actions of the representatives on mission.

On 16 Pluviôse (4 February 1794), the National Convention decreed the abolition of slavery in all of France and in French colonies.

On 8 and 13 Ventôse (26 February and 3 March 1794), Saint-Just proposed decrees to confiscate the property of exiles and opponents of the revolution, known as the Ventôse Decrees.

By the end of 1793, two major factions had emerged, both threatening the Revolutionary Government: the Hébertists, who called for an intensification of the Terror and threatened insurrection, and the Dantonists, led by Georges Danton, who demanded moderation and clemency. The Committee of Public Safety took actions against both. The major Hébertists were tried before the Revolutionary Tribunal and executed on 24 March. The Dantonists were arrested on 30 March, tried on 3 to 5 April and executed on 5 April.

On 20 Prairial (8 June 1794) the Festival of the Supreme Being was celebrated across the country; this was part of the Cult of the Supreme Being, a deist national religion. On 22 Prairial (10 June), the National Convention passed a law proposed by Georges Couthon, known as the Law of 22 Prairial, which simplified the judicial process and greatly accelerated the work of the Revolutionary Tribunal. With the enactment of the law, the number of executions greatly increased, and the period from this time to the Thermidorian Reaction became known as "The Great Terror" (French: la Grande Terreur).

On 8 Messidor (26 June 1794), the French army won the Battle of Fleurus, which marked a turning point in France's military campaign and undermined the necessity of wartime measures and the legitimacy of the Revolutionary Government.

Thermidorian Reaction

The execution of Maximilien Robespierre

The fall of Robespierre was brought about by a combination of those who wanted more power for the Committee of Public Safety (and a more radical policy than he was willing to allow) and the moderates who completely opposed the revolutionary government. They had, between them, made the Law of 22 Prairial one of the charges against him, so that, after his fall, to advocate terror would be seen as adopting the policy of a convicted enemy of the republic, putting the advocate's own head at risk. Between his arrest and his execution, Robespierre may have tried to commit suicide by shooting himself, although the bullet wound he sustained, whatever its origin, only shattered his jaw. Alternatively, he may have been shot by the gendarme Merda. The great confusion that arose during the storming of the municipal Hall of Paris, where Robespierre and his friends had found refuge, makes it impossible to be sure of the wound's origin. In any case, Robespierre was guillotined the next day, together with Saint-Just, Couthon and Maximilien Robespierre's brother Augustin Robespierre.

The reign of the standing Committee of Public Safety was ended. New members were appointed the day after Robespierre's execution, and limits on terms of office were fixed (a quarter of the committee retired every three months). The Committee's powers were gradually eroded.For a long time it was considered that the Terror ended on 9 Thermidor year II (27 July 1794) with the fall of Robespierre and his supporters and their execution the following day. Today historians are more nuanced. They recall that only the Law of 22 prairial was abolished in the days following 9 Thermidor, and that the revolutionary court and the law of suspects were not abolished for many months, while executions continued.


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