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Sunday, January 29, 2023

Treaty

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Treaty

A treaty is a formal, legally binding written agreement between actors in international law. It is usually made by and between sovereign states, but can include international organizations, individuals, business entities, and other legal persons. A treaty may also be known as an international agreement, protocol, covenant, convention, pact, or exchange of letters, among other terms. However, only documents that are legally binding on the parties are considered treaties under international law. Treaties vary on the basis of obligations (the extent to which states are bound to the rules), precision (the extent to which the rules are unambiguous), and delegation (the extent to which third parties have authority to interpret, apply and make rules).

Treaties are among the earliest manifestations of international relations, with the first known example being a border agreement between the Sumerian city-states of Lagash and Umma around 3100 BC. International agreements were used in some form by most major civilizations, growing in both sophistication and number during the early modern era. The early 19th century saw developments in diplomacy, foreign policy, and international law reflected by the widespread use of treaties. The 1969 Vienna Convention on the Law of Treaties codified these practices, setting forth guidelines and rules for creating, amending, interpreting, and terminating treaties and for resolving disputes and alleged breaches.

Treaties are roughly analogous to contracts in that they establish the rights and binding obligations of the parties. They vary significantly in form, substance, and complexity and govern a wide variety of matters, such as security, trade, environment, and human rights. Treaties may be bilateral (between two countries) or multilateral (involving more than two countries). They may also be used to establish international institutions, such as the International Criminal Court and the United Nations, for which they often provide a governing framework. Treaties serve as primary sources of international law and have codified or established most international legal principles since the early 20th century.

Notwithstanding the Law of Treaties and customary international law, treaties are not required to follow any standard form. Nevertheless, all valid treaties must comply with the legal principle of pacta sunt servanda (Latin: "agreements must be kept"), under which parties are committed to perform their duties and honor their agreements in good faith. A treaty may also be invalidated, and thus rendered unenforceable, if it violates a preemptory norm (jus cogens), such as permitting a war of aggression or crimes against humanity.

Modern usage and form

The signing of the Geneva Conventions in 1949. A country’s signature, through plenipotentiaries with "full power" to conclude a treaty, is often sufficient to manifest an intention to be bound by the treaty.

A treaty is an official, express written agreement that states use to legally bind themselves. It is also the objective outcome of a ceremonial occasion that acknowledges the parties and their defined relationships. There is no prerequisite of academic accreditation or cross-professional contextual knowledge required to publish a treaty.

However, since the late 19th century, most treaties have followed a fairly consistent format. A treaty typically begins with a preamble describing the "High Contracting Parties" and their shared objectives in executing the treaty, as well as summarizing any underlying events (such as the aftermath of a war in the case of a peace treaty). Modern preambles are sometimes structured as a single very long sentence formatted into multiple paragraphs for readability, in which each of the paragraphs begins with a gerund (desiring, recognizing, having, etc.).

The High Contracting Parties—referred to as either the official title of the head of state (but not including the personal name), e.g. His Majesty The King of X or His Excellency The President of Y, or alternatively in the form of " Government of Z"—are enumerated, along with the full names and titles of their Plenipotentiary representatives; a boilerplate clause describes how each party's representatives have communicated (or exchanged) their "full powers" (i.e., the official documents appointing them to act on behalf of their respective high contracting party) and found them in good or proper form. However, under the Vienna Convention on the Law of Treaties if the representative is the head of state, head of government or minister of foreign affairs, no special document is needed, as holding such high office is sufficient.

The end of the preamble and the start of the actual agreement is often signaled by the words "have agreed as follows".

After the preamble comes numbered articles, which contain the substance of the parties' actual agreement. Each article heading usually encompasses a paragraph. A long treaty may further group articles under chapter headings.

Modern treaties, regardless of subject matter, usually contain articles governing where the final authentic copies of the treaty will be deposited and how any subsequent disputes as to their interpretation will be peacefully resolved.

The end of a treaty, the eschatocol (or closing protocol), is often signaled by language such as "in witness whereof" or "in faith whereof", followed by the words "DONE at", then the site(s) of the treaty's execution and the date(s) of its execution. The date is typically written in its most formal, non-numerical form; for example, the Charter of the United Nations reads "DONE at the city of San Francisco the twenty-sixth day of June, one thousand nine hundred and forty-five". If applicable, a treaty will note that it is executed in multiple copies in different languages, with a stipulation that the versions in different languages are equally authentic.

The signatures of the parties' representatives follow at the very end. When the text of a treaty is later reprinted, such as in a collection of treaties currently in effect, an editor will often append the dates on which the respective parties ratified the treaty and on which it came into effect for each party.

Bilateral and multilateral treaties

Bilateral treaties are concluded between two states or entities. It is possible for a bilateral treaty to have more than two parties; for example, each of the bilateral treaties between Switzerland and the European Union (EU) has seventeen parties: The parties are divided into two groups, the Swiss ("on the one part") and the EU and its member states ("on the other part"). The treaty establishes rights and obligations between the Swiss and the EU and the member states severally—it does not establish any rights and obligations amongst the EU and its member states.

A multilateral treaty is concluded among several countries, establishing rights and obligations between each party and every other party. Multilateral treaties may be regional or may involve states across the world. Treaties of "mutual guarantee" are international compacts, e.g., the Treaty of Locarno which guarantees each signatory against attack from another.

Role of the United Nations

The United Nations has extensive power to convene states to enact large-scale multilateral treaties and has experience doing so. Also, under the United Nations Charter, which is itself a treaty, treaties must be registered with the UN to be invoked before it, or enforced in its judiciary organ, the International Court of Justice. This was done to prevent the practice of secret treaties, which proliferated in the 19th and 20th centuries and often precipitated or exacerbated conflict. Article 103 of the Charter also states that its members' obligations under the Charter outweigh any competing obligations under other treaties.

After their adoption, treaties, as well as their amendments, must follow the official legal procedures of the United Nations, as applied by the Office of Legal Affairs, including signature, ratification and entry into force.

In function and effectiveness, the UN has been compared to the United States federal government under the Articles of Confederation.

Adding and amending treaty obligations

Reservations

Reservations are essentially caveats to a state's acceptance of a treaty. Reservations are unilateral statements purporting to exclude or to modify the legal obligation and its effects on the reserving state. These must be included at the time of signing or ratification, i.e., "a party cannot add a reservation after it has already joined a treaty". Article 19 of the Vienna Convention on the law of Treaties in 1969.

Originally, international law was unaccepting of treaty reservations, rejecting them unless all parties to the treaty accepted the same reservations. However, in the interest of encouraging the largest number of states to join treaties, a more permissive rule regarding reservations has emerged. While some treaties still expressly forbid any reservations, they are now generally permitted to the extent that they are not inconsistent with the goals and purposes of the treaty.

When a state limits its treaty obligations through reservations, other states party to that treaty have the option to accept those reservations, object to them, or object and oppose them. If the state accepts them (or fails to act at all), both the reserving state and the accepting state are relieved of the reserved legal obligation as concerns their legal obligations to each other (accepting the reservation does not change the accepting state's legal obligations as concerns other parties to the treaty). If the state opposes, the parts of the treaty affected by the reservation drop out completely and no longer create any legal obligations on the reserving and accepting state, again only as concerns each other. Finally, if the state objects and opposes, there are no legal obligations under that treaty between those two state parties whatsoever. The objecting and opposing state essentially refuses to acknowledge the reserving state is a party to the treaty at all.

Amendments

There are three ways an existing treaty can be amended. First, a formal amendment requires State parties to the treaty to go through the ratification process all over again. The re-negotiation of treaty provisions can be long and protracted, and often some parties to the original treaty will not become parties to the amended treaty. When determining the legal obligations of states, one party to the original treaty and one party to the amended treaty, the states will only be bound by the terms they both agreed upon. Treaties can also be amended informally by the treaty executive council when the changes are only procedural, technical change in customary international law can also amend a treaty, where state behavior evinces a new interpretation of the legal obligations under the treaty. Minor corrections to a treaty may be adopted by a procès-verbal; but a procès-verbal is generally reserved for changes to rectify obvious errors in the text adopted, i.e., where the text adopted does not correctly reflect the intention of the parties adopting it.

Protocols

In international law and international relations, a protocol is generally a treaty or international agreement that supplements a previous treaty or international agreement. A protocol can amend the previous treaty or add additional provisions. Parties to the earlier agreement are not required to adopt the protocol, and this is sometimes made explicit, especially where many parties to the first agreement do not support the protocol.

A notable example is the United Nations Framework Convention on Climate Change (UNFCCC), which established a general framework for the development of binding greenhouse gas emission limits, followed by the Kyoto Protocol contained the specific provisions and regulations later agreed upon.

Execution and implementation

The International Court of Justice is often called upon to aid in the interpretation or implementation of treaties.

Treaties may be seen as "self-executing", in that merely becoming a party puts the treaty and all of its obligations in action. Other treaties may be non-self-executing and require 'implementing legislation'—a change in the domestic law of a state party that will direct or enable it to fulfill treaty obligations. An example of a treaty requiring such legislation would be one mandating local prosecution by a party for particular crimes.

The division between the two is often not clear and is often politicized in disagreements within a government over a treaty, since a non-self-executing treaty cannot be acted on without the proper change in domestic law. If a treaty requires implementing legislation, a state may be in default of its obligations by the failure of its legislature to pass the necessary domestic laws.

Interpretation

The language of treaties, like that of any law or contract, must be interpreted when the wording does not seem clear, or it is not immediately apparent how it should be applied in a perhaps unforeseen circumstance. The Vienna Convention states that treaties are to be interpreted "in good faith" according to the "ordinary meaning given to the terms of the treaty in their context and in the light of its object and purpose". International legal experts also often invoke the 'principle of maximum effectiveness,' which interprets treaty language as having the fullest force and effect possible to establish obligations between the parties.

No one party to a treaty can impose its particular interpretation of the treaty upon the other parties. Consent may be implied, however, if the other parties fail to explicitly disavow that initially unilateral interpretation, particularly if that state has acted upon its view of the treaty without complaint. Consent by all parties to the treaty to a particular interpretation has the legal effect of adding another clause to the treaty – this is commonly called an 'authentic interpretation'.

International tribunals and arbiters are often called upon to resolve substantial disputes over treaty interpretations. To establish the meaning in context, these judicial bodies may review the preparatory work from the negotiation and drafting of the treaty as well as the final, signed treaty itself.

Consequences of terminology

One significant part of treaty-making is that signing a treaty implies a recognition that the other side is a sovereign state and that the agreement being considered is enforceable under international law. Hence, nations can be very careful about terming an agreement to be a treaty. For example, within the United States, agreements between states are compacts and agreements between states and the federal government or between agencies of the government are memoranda of understanding.

Another situation can occur when one party wishes to create an obligation under international law, but the other party does not. This factor has been at work with respect to discussions between North Korea and the United States over security guarantees and nuclear proliferation.

The definition of the English word "treaty" varies depending on the legal and political context; in some jurisdictions, such as the United States, a treaty is specifically an international agreement that has been ratified, and thus made binding, per the procedures established under domestic law.

Enforcement

While the Vienna Convention provides a general dispute resolution mechanism, many treaties specify a process outside the convention for arbitrating disputes and alleged breaches. This may by a specially convened panel, by reference to an existing court or panel established for the purpose such as the International Court of Justice, the European Court of Justice or processes such as the Dispute Settlement Understanding of the World Trade Organization. Depending on the treaty, such a process may result in financial penalties or other enforcement action.

Ending treaty obligations

Withdrawal

Treaties are not necessarily permanently binding upon the signatory parties. As obligations in international law are traditionally viewed as arising only from the consent of states, many treaties expressly allow a state to withdraw as long as it follows certain procedures of notification. For example, the Single Convention on Narcotic Drugs provides that the treaty will terminate if, as a result of denunciations, the number of parties falls below 40. Many treaties expressly forbid withdrawal. Article 56 of the Vienna Convention on the Law of Treaties provides that where a treaty is silent over whether or not it can be denounced there is a rebuttable presumption that it cannot be unilaterally denounced unless:

  • it can be shown that the parties intended to admit the possibility, or
  • a right of withdrawal can be inferred from the terms of the treaty.

The possibility of withdrawal depends on the terms of the treaty and its travaux preparatory. It has, for example, been held that it is not possible to withdraw from the International Covenant on Civil and Political Rights. When North Korea declared its intention to do this the Secretary-General of the United Nations, acting as registrar, said that original signatories of the ICCPR had not overlooked the possibility of explicitly providing for withdrawal, but rather had deliberately intended not to provide for it. Consequently, withdrawal was not possible.

In practice, states sometimes use their sovereignty to declare their withdrawal from and stop following the terms of a treaty even if this violates the terms of the treaty. Other parties may accept this outcome, may consider the state to be untrustworthy in future dealings, or may retaliate with sanctions or military action. Withdrawal by one party from a bilateral treaty is typically considered to terminate the treaty. Multilateral treaties typically continue even after the withdrawal of one member, unless the terms of the treaty or mutual agreement causes its termination.

Suspension and termination

If a party has materially violated or breached its treaty obligations, the other parties may invoke this breach as grounds for temporarily suspending their obligations to that party under the treaty. A material breach may also be invoked as grounds for permanently terminating the treaty itself.

A treaty breach does not automatically suspend or terminate treaty relations, however. It depends on how the other parties regard the breach and how they resolve to respond to it. Sometimes treaties will provide for the seriousness of a breach to be determined by a tribunal or other independent arbiter. An advantage of such an arbiter is that it prevents a party from prematurely and perhaps wrongfully suspending or terminating its own obligations due to another's an alleged material breach.

Treaties sometimes include provisions for self-termination, meaning that the treaty is automatically terminated if certain defined conditions are met. Some treaties are intended by the parties to be only temporarily binding and are set to expire on a given date. Other treaties may self-terminate if the treaty is meant to exist only under certain conditions.

A party may claim that a treaty should be terminated, even absent an express provision, if there has been a fundamental change in circumstances. Such a change is sufficient if unforeseen, if it undermined the "essential basis" of consent by a party if it radically transforms the extent of obligations between the parties, and if the obligations are still to be performed. A party cannot base this claim on change brought about by its own breach of the treaty. This claim also cannot be used to invalidate treaties that established or redrew political boundaries.

Cartels

Cartels (“Cartells”, “Cartelle” or “Kartell-Konventionen” in other languages) were a special kind of treaty within the international law of the 17th to 19th centuries. Their purpose was to regulate specific activities of common interest among contracting states that otherwise remained rivals in other areas. They were typically implemented on an administrative level. Similar to the ‘’cartels’’ for duels and tournaments, these intergovernmental accords represented fairness agreements or gentlemen’s agreements between states.

In the United States, cartels governed humanitarian actions typically carried out by cartel ships were dispatched for missions, such as to carry communications or prisoners between belligerents.

From the European history, a broader range of purposes is known. These ‘cartels’ often reflected the cohesion of authoritarian ruling classes against their own unruly citizens. Generally, the European governments concluded - while curbing their mutual rivalries partially - cooperation agreements, which should apply generally or only in case of war:

  • Deserters, escaped serfs and criminals were to be mutually extradited.
  • Prisoners of war should be handed out according to rank in different exchange ratios.
  • The maintenance of postal and commercial traffic including the entry and exit of couriers should be guaranteed in the fields of communication and transport.
  • Customs cartels' (“Zollkartelle”) and 'coin cartels' (“Münzkartelle”) were 'regulatory' agreements between Continental-European states in the 19th century.
  • Against smugglers and counterfeiters, a joint action approach was adopted by the governments contracting on international trade treaties. The latter often contained the relevant ‘cartel’ regulations in their annexes.

The measures against criminals and unruly citizens were to be conducted regardless of the nationality and origin of the relevant persons. If necessary, national borders could be crossed by police forces of the respective neighboring country for capture and arrest. In the course of the 19th century, the term ‘cartel’ (or 'Cartell') gradually disappeared for intergovernmental agreements under international law. Instead, the term "convention" was used.

Invalid treaties

An otherwise valid and agreed upon treaty may be rejected as a binding international agreement on several grounds. For example, the serial Japan–Korea treaties of 1905, 1907 and 1910 were protested; and they were confirmed as "already null and void" in the 1965 Treaty on Basic Relations between Japan and the Republic of Korea.

Ultra vires treaties

According to the preamble in The Law of Treaties, treaties are a source of international law. If an act or lack thereof is condemned under international law, the act will not assume international legality even if approved by internal law. This means that in case of a conflict with domestic law, international law will always prevail.

A party's consent to a treaty is invalid if it had been given by an agent or body without power to do so under that state's domestic laws. States are reluctant to inquire into the internal affairs and processes of other states, and so a "manifest violation" is required such that it would be "objectively evident to any State dealing with the matter". A strong presumption exists internationally that a head of state has acted within his proper authority. It seems that no treaty has ever actually been invalidated on this provision.

Consent is also invalid if it was given by a representative acting outside their restricted powers during the negotiations, if the other parties to the treaty were notified of those restrictions prior to his or her signing.

Misunderstanding, fraud, corruption, coercion

Articles 46–53 of the Vienna Convention on the Law of Treaties set out the only ways that treaties can be invalidated—considered unenforceable and void under international law. A treaty will be invalidated due to either the circumstances by which a state party joined the treaty or due to the content of the treaty itself. Invalidation is separate from withdrawal, suspension, or termination (addressed above), which all involve an alteration in the consent of the parties of a previously valid treaty rather than the invalidation of that consent in the first place.

A governmental leader's consent may be invalidated if there was an erroneous understanding of a fact or situation at the time of conclusion, which formed the "essential basis" of the state's consent. Consent will not be invalidated if the misunderstanding was due to the state's own conduct, or if the truth should have been evident.

Consent will also be invalidated if it was induced by the fraudulent conduct of another party, or by the direct or indirect "corruption" of its representative by another party to the treaty. Coercion of either a representative or the state itself through the threat or use of force, if used to obtain the consent of that state to a treaty, will invalidate that consent.

Contrary to peremptory norms

A treaty is null and void if it is in violation of a peremptory norm. These norms, unlike other principles of customary law, are recognized as permitting no violations and so cannot be altered through treaty obligations. These are limited to such universally accepted prohibitions as those against the aggressive use of force, genocide and other crimes against humanity, piracy, hostilities directed at civilian population, racial discrimination and apartheid, slavery and torture, meaning that no state can legally assume an obligation to commit or permit such acts.

Treaties under domestic national law

Australia

The constitution of Australia allows the executive government to enter into treaties, but the practice is for treaties to be tabled in both houses of parliament at least 15 days before signing. Treaties are considered a source of Australian law but sometimes require an act of parliament to be passed depending on their nature. Treaties are administered and maintained by the Department of Foreign Affairs and Trade, which advised that the "general position under Australian law is that treaties which Australia has joined, apart from those terminating a state of war, are not directly and automatically incorporated into Australian law. Signature and ratification do not, of themselves, make treaties operate domestically. In the absence of legislation, treaties cannot impose obligations on individuals nor create rights in domestic law. Nevertheless, international law, including treaty law, is a legitimate and important influence on the development of the common law and may be used in the interpretation of statutes." Treaties can be implemented by executive action, and often, existing laws are sufficient to ensure a treaty is honored.

Australian treaties generally fall under the following categories: extradition, postal agreements and money orders, trade and international conventions.

Brazil

The federal constitution of Brazil states that the power to enter into treaties is vested in the president of Brazil and that such treaties must be approved by the Congress of Brazil (Articles 84, Clause VIII, and 49, Clause I). In practice, that has been interpreted as meaning that the executive branch is free to negotiate and sign a treaty but that its ratification by the president requires the prior approval of Congress. Additionally, the Supreme Federal Court has ruled that after ratification and entry into force, a treaty must be incorporated into domestic law by means of a presidential decree published in the federal register for it to be valid in Brazil and applicable by the Brazilian authorities.

The court has established that treaties are subject to constitutional review and enjoy the same hierarchical position as ordinary legislation (leis ordinárias, or "ordinary laws", in Portuguese). A more recent ruling by the Supreme Court of Brazil in 2008 has altered that somewhat by stating that treaties containing human rights provisions enjoy a status above that of ordinary legislation, subject to only the constitution itself. Additionally, the 45th Amendment to the constitution makes human rights treaties approved by Congress by a special procedure enjoy the same hierarchical position as a constitutional amendment. The hierarchical position of treaties in relation to domestic legislation is of relevance to the discussion on whether and how the latter can abrogate the former and vice versa.

The constitution does not have an equivalent to the supremacy clause in United States Constitution, which is of interest to the discussion on the relation between treaties and legislation of the states of Brazil.

India

In India, subjects are divided into three lists: union, state and concurrent. In the normal legislation process, the subjects on the union list must be legislated by the Parliament of India. For subjects on the state list, only the respective state legislature can legislate. For subjects on the concurrent list, both governments can make laws. However, to implement international treaties, Parliament can legislate on any subject and even override the general division of subject lists.

United States

In the United States, the term "treaty" has a different, more restricted legal sense than in international law. US law distinguishes what it calls "treaties" from "executive agreements", which are either "congressional-executive agreements" or "sole executive agreements". The classes are all equally treaties under international law; they are distinct only in internal US law.

The distinctions are primarily concerning their method of approval. Treaties require advice and consent by two-thirds of the Senators present, but sole executive agreements may be executed by the President acting alone. Some treaties grant the President the authority to fill in the gaps with executive agreements, rather than additional treaties or protocols. Finally, congressional-executive agreements require majority approval by both the House and the Senate before or after the treaty is signed by the President.

Currently, international agreements are ten times more likely to be executed by executive agreement. Despite the relative ease of executive agreements, the President still often chooses to pursue the formal treaty process over an executive agreement to gain congressional support on matters that require the Congress to pass implementing legislation or appropriate funds as well as for agreements that impose long-term, complex legal obligations on the US. For example, the deal by the United States, Iran, and other countries is not a treaty.

See the article on the Bricker Amendment for the history of the relationship between treaty powers and Constitutional provisions.

The U.S. Supreme Court ruled in the Head Money Cases (1884) that "treaties" do not have a privileged position over Acts of Congress and can be repealed or modified by legislative action just like any other regular law. The Court's decision in Reid v. Covert (1957) held that treaty provisions that conflict with the U.S. Constitution are null and void under U.S. law.

Treaties and indigenous peoples

A treaty delegation of the Mdewakanton and Wahpekute indigenous tribes to Washington, D.C. (1858).

Treaties formed an important part of European colonization and, in many parts of the world, Europeans attempted to legitimize their sovereignty by signing treaties with indigenous peoples. In most cases, these treaties were in extremely disadvantageous terms to the native people, who often did not comprehend the implications of what they were signing.

In some rare cases, such as with Ethiopia and the Qing dynasty, local governments were able to use the treaties to at least mitigate the impact of European colonization. This involved learning the intricacies of European diplomatic customs and then using the treaties to prevent power from overstepping their agreement or by playing different powers against each other.

In other cases, such as New Zealand with the Māori and Canada with its First Nations people, treaties allowed native peoples to maintain a minimum amount of autonomy. Such treaties between colonizers and indigenous peoples are an important part of political discourse in the late 20th and early 21st century, the treaties being discussed have international standing as has been stated in a treaty study by the UN.

Australia

In the case of Indigenous Australians, no treaty was ever entered into with the Indigenous peoples entitling the Europeans to land ownership, mostly adopting the doctrine of terra nullius (with the exception of South Australia). This concept was later overturned by Mabo v Queensland, which established the concept of native title in Australia well after colonization was already a fait accompli.

Victoria

On 10 December 2019, the Victorian First Peoples' Assembly met for the first time in the Upper House of the Parliament of Victoria in Melbourne. The main aim of the Assembly is to work out the rules by which individual treaties would be negotiated between the Victorian Government and individual Aboriginal Victorian peoples. It will also establish an independent Treaty Authority, which will oversee the negotiations between the Aboriginal groups and the Victorian Government and ensure fairness.

United States

Prior to 1871, the government of the United States regularly entered into treaties with Native Americans but the Indian Appropriations Act of 3 March 1871 had a rider attached that effectively ended the President's treaty-making by providing that no Indian nation or tribe shall be acknowledged as an independent nation, tribe, or power with whom the United States may contract by treaty. The federal government continued to provide similar contractual relations with the Indian tribes after 1871 by agreements, statutes, and executive orders.

Canada

Colonization in Canada saw a number of treaties signed between European settlers and Indigenous First Nations peoples. Historic Canadian treaties tend to fall into three broad categories: commercial, alliance, and territorial. Commercial treaties first emerged in the 17th century and were agreements made between the European fur trading companies and the local First Nations. The Hudson's Bay Company, a British trading company located in what is now Northern Ontario, signed numerous commercial treaties during this period. Alliance treaties, commonly referred to as "treaties of peace, friendship and alliance" emerged in the late 17th to early 18th century. Finally, territorial treaties dictating land rights were signed between 1760 and 1923. The Royal Proclamation of 1763 accelerated the treaty-making process and provided the Crown with access to large amounts of land occupied by the First Nations. The Crown and 364 First Nations signed 70 treaties that are recognized by the Government of Canada and represent over 600,000 First Nation individuals. The treaties are as follows:

  • Treaties of Peace and Neutrality (1701–1760)
  • Peace and Friendship Treaties (1725–1779)
  • Upper Canada Land Surrenders and the Williams Treaties (1764-1862/1923)
  • Robinson Treaties and Douglas Treaties (1850–1854)
  • The Numbered Treaties (1871–1921)

Treaty perceptions

There is evidence that "although both Indigenous and European Nations engaged in treaty-making before contact with each other, the traditions, beliefs, and worldviews that defined concepts such as “treaties" were extremely different". The Indigenous understanding of treaties is based on traditional culture and values. Maintaining healthy and equitable relationships with other nations, as well as the environment, is paramount. Gdoo-naaganinaa, a historic treaty between the Nishnaabeg nation and the Haudenosaunee Confederacy is an example of how First Nations approach treaties. Under Gdoo-naaganinaa, also referred-to in English as Our Dish, the neighbouring nations acknowledged that while they were separate nations they shared the same ecosystem or Dish. It was agreed that the nations would respectably share the land, not interfering with the other nation's sovereignty while also not monopolizing environmental resources. First Nations agreements, such as the Gdoo-naaganigaa, are considered "living treaties"’ that must be upheld continually and renewed over time. European settlers in Canada had a different perception of treaties. Treaties were not a living, equitable agreement but rather a legal contract over which the future creation of Canadian law would later rely on. As time passed, the settlers did not think it necessary to abide by all treaty agreements. A review of historic treaties reveals that the European settler understanding is the dominant view portrayed in Canadian treaties.

Treaties today

Canada today recognizes 25 additional treaties called Modern Treaties. These treaties represent the relationships between 97 Indigenous groups which includes over 89,000 people. The treaties have been instrumental in strengthening Indigenous stronghold in Canada by providing the following (as organized by the Government of Canada) :

  • Indigenous ownership over 600,000 km² of land (almost the size of Manitoba)
  • capital transfers of over $3.2 billion
  • protection of traditional ways of life
  • access to resource development opportunities
  • participation in land and resources management decisions
  • certainty with respect to land rights in round 40% of Canada's land mass
  • associated self-government rights and political recognition

Warsaw Pact

From Wikipedia, the free encyclopedia
 
AbbreviationWAPA, DDSV
Founded14 May 1955
Founded atWarsaw, Poland
Dissolved1 July 1991
TypeMilitary alliance
HeadquartersMoscow, Soviet Union
Membership
AffiliationsCouncil for Mutual Economic Assistance

The Warsaw Pact (WP) or Treaty of Warsaw, formally the Treaty of Friendship, Cooperation and Mutual Assistance, was a collective defense treaty signed in Warsaw, Poland, between the Soviet Union and seven other Eastern Bloc socialist republics of Central and Eastern Europe in May 1955, during the Cold War. The term "Warsaw Pact" commonly refers to both the treaty itself and its resultant defensive alliance, the Warsaw Treaty Organization (WTO). The Warsaw Pact was the military complement to the Council for Mutual Economic Assistance (Comecon), the regional economic organization for the socialist states of Central and Eastern Europe. The Warsaw Pact was created in reaction to the integration of West Germany into the North Atlantic Treaty Organization (NATO) in 1955 as per the London and Paris Conferences of 1954.

Dominated by the Soviet Union, the Warsaw Pact was established as a balance of power or counterweight to NATO. There was no direct military confrontation between the two organizations; instead, the conflict was fought on an ideological basis and through proxy wars. Both NATO and the Warsaw Pact led to the expansion of military forces and their integration into the respective blocs. Its largest military engagement was the Warsaw Pact invasion of Czechoslovakia in August 1968 (with the participation of all pact nations except Albania and Romania), which, in part, resulted in Albania withdrawing from the pact less than one month later. The pact began to unravel with the spread of the Revolutions of 1989 through the Eastern Bloc, beginning with the Solidarity movement in Poland, its electoral success in June 1989 and the Pan-European Picnic in August 1989.

East Germany withdrew from the pact following German reunification in 1990. On 25 February 1991, at a meeting in Hungary, the pact was declared at an end by the defense and foreign ministers of the six remaining member states. The USSR itself was dissolved in December 1991, although most of the former Soviet republics formed the Collective Security Treaty Organization shortly thereafter. In the following 20 years, the Warsaw Pact countries outside the USSR each joined NATO (East Germany through its reunification with West Germany; and the Czech Republic and Slovakia as separate countries), as did the Baltic states which had been part of the Soviet Union.

History

Beginnings

The Presidential Palace in Warsaw, Poland, where the Warsaw Pact was established and signed on 14 May 1955

Before the creation of the Warsaw Pact, the Czechoslovak leadership, fearful of a rearmed Germany, sought to create a security pact with East Germany and Poland. These states protested strongly against the re-militarization of West Germany. The Warsaw Pact was put in place as a consequence of the rearming of West Germany inside NATO. Soviet leaders, like many European leaders on both sides of the Iron Curtain, feared Germany being once again a military power and a direct threat. The consequences of German militarism remained a fresh memory among the Soviets and Eastern Europeans. As the Soviet Union already had an armed presence and political domination all over its eastern satellite states, the pact has been long considered "superfluous", and because of the rushed way in which it was conceived, NATO officials labeled it a "cardboard castle".

The Iron Curtain (black line)
  Warsaw Pact countries
  NATO countries (May 1982 to October 1990
  Militarily neutral countries
  Yugoslavia, member of the Non-Aligned Movement
The black dot represents West Berlin, an enclave aligned with West Germany. Albania withheld its support to the Warsaw Pact in 1961 due to the Soviet–Albanian split and formally withdrew in 1968.

The USSR, fearing the restoration of German militarism in West Germany, had suggested in 1954 that it join NATO, but this was rejected by the US.

The Soviet request to join NATO arose in the aftermath of the Berlin Conference of January–February 1954. Soviet foreign minister Molotov made proposals to have Germany reunified and elections for a pan-German government, under conditions of withdrawal of the four powers' armies and German neutrality, but all were refused by the other foreign ministers, Dulles (USA), Eden (UK), and Bidault (France). Proposals for the reunification of Germany were nothing new: earlier on 20 March 1952, talks about a German reunification, initiated by the so-called 'Stalin Note', ended after the United Kingdom, France, and the United States insisted that a unified Germany should not be neutral and should be free to join the European Defence Community (EDC) and rearm. James Dunn (USA), who met in Paris with Eden, Adenauer, and Robert Schuman (France), affirmed that "the object should be to avoid discussion with the Russians and to press on the European Defense Community". According to John Gaddis "there was little inclination in Western capitals to explore this offer" from the USSR. While historian Rolf Steininger asserts that Adenauer's conviction that "neutralization means sovietization" was the main factor in the rejection of the Soviet proposals, Adenauer also feared that German unification might have resulted in the end of the CDU's leading political force in the West German Bundestag.

Consequently, Molotov, fearing that the EDC would be directed in the future against the USSR and "seeking to prevent the formation of groups of European States directed against the other European States", made a proposal for a General European Treaty on Collective Security in Europe "open to all European States without regard to their social systems" which would have included the unified Germany (thus rendering the EDC obsolete). But Eden, Dulles, and Bidault opposed the proposal.

One month later, the proposed European Treaty was rejected not only by supporters of the EDC but also by Western opponents of the European Defence Community (like French Gaullist leader Gaston Palewski) who perceived it as "unacceptable in its present form because it excludes the USA from participation in the collective security system in Europe". The Soviets then decided to make a new proposal to the governments of the US, UK, and France to accept the participation of the US in the proposed General European Agreement. As another argument deployed against the Soviet proposal was that it was perceived by Western powers as "directed against the North Atlantic Pact and its liquidation", the Soviets decided to declare their "readiness to examine jointly with other interested parties the question of the participation of the USSR in the North Atlantic bloc", specifying that "the admittance of the USA into the General European Agreement should not be conditional on the three Western powers agreeing to the USSR joining the North Atlantic Pact".

A "Soviet Big Seven" threats poster, displaying the equipment of the militaries of the Warsaw Pact

Again all proposals, including the request to join NATO, were rejected by the UK, US, and French governments shortly after. Emblematic was the position of British General Hastings Ismay, a fierce supporter of NATO expansion. He opposed the request to join NATO made by the USSR in 1954 saying that "the Soviet request to join NATO is like an unrepentant burglar requesting to join the police force".

In April 1954 Adenauer made his first visit to the USA meeting Nixon, Eisenhower, and Dulles. Ratification of the EDC was delayed but the US representatives made it clear to Adenauer that the EDC would have to become a part of NATO.

Memories of the Nazi occupation were still strong, and the rearmament of Germany was feared by France too. On 30 August 1954, the French Parliament rejected the EDC, thus ensuring its failure and blocking a major objective of US policy towards Europe: to associate West Germany militarily with the West. The US Department of State started to elaborate alternatives: West Germany would be invited to join NATO or, in the case of French obstructionism, strategies to circumvent a French veto would be implemented in order to obtain German rearmament outside NATO.

A typical Soviet military jeep UAZ-469, used by most countries of the Warsaw Pact

On 23 October 1954 the admission of the Federal Republic of Germany to the North Atlantic Pact was finally decided. The incorporation of West Germany into the organization on 9 May 1955 was described as "a decisive turning point in the history of our continent" by Halvard Lange, Foreign Affairs Minister of Norway at the time. In November 1954, the USSR requested a new European Security Treaty, in order to make a final attempt to not have a remilitarized West Germany potentially opposed to the Soviet Union, with no success.

On 14 May 1955, the USSR and seven other Eastern European countries "reaffirming their desire for the establishment of a system of European collective security based on the participation of all European states irrespective of their social and political systems" established the Warsaw Pact in response to the integration of the Federal Republic of Germany into NATO, declaring that: "a remilitarized Western Germany and the integration of the latter in the North-Atlantic bloc [...] increase the danger of another war and constitutes a threat to the national security of the peaceable states; [...] in these circumstances the peaceable European states must take the necessary measures to safeguard their security".

One of the founding members, East Germany, was allowed to re-arm by the Soviet Union and the National People's Army was established as the armed forces of the country to counter the rearmament of West Germany.

In November 1956, Soviet forces invaded Hungary and put down the Hungarian Revolution. After that, the USSR made bilateral 20-year-treaties with Poland (17 December 1956), GDR (12 March 1957), Romania (15 April 1957; Nikita Khrushchev withdrew them from Romania in April 1958) and Hungary (27 May 1957) that Soviet troops were deployed in these countries.

Members

Meeting of the seven representatives of the Warsaw Pact countries in East Berlin in May 1987. From left to right: Gustáv Husák, Todor Zhivkov, Erich Honecker, Mikhail Gorbachev, Nicolae Ceaușescu, Wojciech Jaruzelski, and János Kádár

The founding signatories of the Pact consisted of the following communist governments:

Observers

 Mongolia: In July 1963, the Mongolian People's Republic asked to join the Warsaw Pact under Article 9 of the treaty. Due to the emerging Sino-Soviet split, Mongolia remained in an observer status. In what was the first instance of a Soviet initiative being blocked by a non-Soviet member of the Warsaw Pact, Romania blocked Mongolia's accession to the Warsaw Pact. The Soviet government agreed to station troops in Mongolia in 1966.

At first, China, North Korea, and Vietnam had observer status, but China withdrew after the Sino-Soviet split in the early 1960s.

During the Cold War

Soviet tanks, marked with white crosses to distinguish them from Czechoslovak tanks, on the streets of Prague during the Warsaw Pact invasion of Czechoslovakia, 1968

For 36 years, NATO and the Warsaw Pact never directly waged war against each other in Europe; the United States and the Soviet Union and their respective allies implemented strategic policies aimed at the containment of each other in Europe, while working and fighting for influence within the wider Cold War on the international stage. These included the Korean War, Vietnam War, Bay of Pigs invasion, Dirty War, Cambodian–Vietnamese War, and others.

Protest in Amsterdam against the nuclear arms race between NATO and the Warsaw Pact, 1981

In 1956, following the declaration of the Imre Nagy government of the withdrawal of Hungary from the Warsaw Pact, Soviet troops entered the country and removed the government. Soviet forces crushed the nationwide revolt, leading to the death of an estimated 2,500 Hungarian citizens.

The multi-national Communist armed forces' sole joint action was the Warsaw Pact invasion of Czechoslovakia in August 1968. All member countries, with the exception of the Socialist Republic of Romania and the People's Republic of Albania, participated in the invasion. The German Democratic Republic provided only minimal support.

End of the Cold War

The Pan-European Picnic took place on the Hungarian-Austrian border in 1989.

In 1989, popular civil and political public discontent toppled the Communist governments of the Warsaw Treaty countries. The beginning of the end of the Warsaw Pact, regardless of military power, was the Pan-European Picnic in August 1989. The event, which goes back to an idea by Otto von Habsburg, caused the mass exodus of GDR citizens and the media-informed population of Eastern Europe felt the loss of power of their rulers and the Iron Curtain broke down completely. Though Poland's new Solidarity government under Lech Wałęsa initially assured the Soviets that it would remain in the Pact, this broke the brackets of Eastern Europe, which could no longer be held together militarily by the Warsaw Pact. Independent national politics made feasible with the perestroika and liberal glasnost policies revealed shortcomings and failures (i.e. of the soviet-type economic planning model) and have induced institutional collapse of the Communist government in the USSR in 1991. From 1989 to 1991, Communist governments were overthrown in Albania, Poland, Hungary, Czechoslovakia, East Germany, Romania, Bulgaria, Yugoslavia, and the Soviet Union.

As the last acts of the Cold War were playing out, several Warsaw Pact states (Poland, Czechoslovakia, and Hungary) participated in the US-led coalition effort to liberate Kuwait in the Gulf War.

On 25 February 1991, the Warsaw Pact was declared disbanded at a meeting of defence and foreign ministers from remaining Pact countries meeting in Hungary. On 1 July 1991, in Prague, the Czechoslovak President Václav Havel formally ended the 1955 Warsaw Treaty Organization of Friendship, Cooperation and Mutual Assistance and so disestablished the Warsaw Treaty after 36 years of military alliance with the USSR. The USSR disestablished itself in December 1991.

Structure

The Warsaw Treaty's organization was two-fold: the Political Consultative Committee handled political matters, and the Combined Command of Pact Armed Forces controlled the assigned multi-national forces, with headquarters in Warsaw, Poland.

Marshal of the Soviet Union Ivan Konev (top) served as the first Supreme Commander of the Pact (1955–1960) while Army General Aleksei Antonov served as the first Chief of Combined Staff of the Pact (1955–1962).

Although an apparently similar collective security alliance, the Warsaw Pact differed substantially from NATO. De jure, the eight-member countries of the Warsaw Pact pledged the mutual defense of any member who would be attacked; relations among the treaty signatories were based upon mutual non-intervention in the internal affairs of the member countries, respect for national sovereignty, and political independence.

However, de facto, the Pact was a direct reflection of the USSR's authoritarianism and undisputed domination over the Eastern Bloc, in the context of the so called Soviet Empire, which was not comparable to that of the United States over the Western Bloc. All Warsaw Pact commanders had to be, and have been, senior officers of the Soviet Union at the same time and appointed for an unspecified term length: the Supreme Commander of the Unified Armed Forces of the Warsaw Treaty Organization, which commanded and controlled all the military forces of the member countries, was also a First Deputy Minister of Defence of the USSR, and the Chief of Combined Staff of the Unified Armed Forces of the Warsaw Treaty Organization was also a First Deputy Chief of the General Staff of the Soviet Armed Forces. On the contrary, the Secretary General of NATO and Chair of the NATO Military Committee are positions with fixed term of office held on a random rotating basis by officials from all member countries through consensus.

Despite the American hegemony (mainly military and economic) over NATO, all decisions of the North Atlantic Alliance required unanimous consensus in the North Atlantic Council and the entry of countries into the alliance was not subject to domination but rather a natural democratic process. In the Warsaw Pact, decisions were ultimately taken by the Soviet Union alone; the countries of the Warsaw Pact were not equally able to negotiate their entry in the Pact nor the decisions taken.

Romania and Albania

The Warsaw Pact before its 1968 invasion of Czechoslovakia, showing the Soviet Union and its satellites (red) and the two independent non-Soviet members: Romania and Albania (pink)

Romania and until 1968, Albania - were exceptions. Together with Yugoslavia, which broke with the Soviet Union before the Warsaw Pact was created, these three countries completely rejected the Soviet doctrine formulated for the Pact. Albania officially left the organization in 1968, in protest of its invasion of Czechoslovakia. Romania had its own reasons for remaining a formal member of the Warsaw Pact, such as Nicolae Ceaușescu's interest of preserving the threat of a Pact invasion so he could sell himself as a nationalist as well as privileged access to NATO counterparts and a seat at various European forums which otherwise he would not have had (for instance, Romania and the Soviet-led remainder of the Warsaw Pact formed two distinct groups in the elaboration of the Helsinki Final Act.). When Andrei Grechko assumed command of the Warsaw Pact, both Romania and Albania had for all practical purposes defected from the Pact. In the early 1960s, Grechko initiated programs meant to preempt Romanian doctrinal heresies from spreading to other Pact members. Romania's doctrine of territorial defense threatened the Pact's unity and cohesion. No other country succeeded in escaping from the Warsaw Pact like Romania and Albania did. For example, the mainstays of Romania's tank forces were locally-developed models. Soviet troops were deployed to Romania for the last time in 1963, as part of a Warsaw Pact exercise. After 1964, the Red Army was barred from returning to Romania, as the country refused to take part in joint Pact exercises.

A Romanian TR-85 tank in December 1989 (Romania's TR-85 and TR-580 tanks were the only non-Soviet tanks in the Warsaw Pact on which restrictions were placed under the 1990 CFE Treaty)

Even before the advent of Nicolae Ceaușescu, Romania was in fact an independent country, as opposed to the rest of the Warsaw Pact. To some extent, it was even more independent than Cuba (a Communist state that was not a member of the Warsaw Pact). The Romanian regime was largely impervious to Soviet political influence, and Ceaușescu was the only declared opponent of glasnost and perestroika. On account of the contentious relationship between Bucharest and Moscow, the West did not hold the Soviet Union responsible for the policies pursued by Bucharest. This was not the case for the other countries in the region, such as Czechoslovakia and Poland. At the start of 1990, the Soviet foreign minister, Eduard Shevardnadze, implicitly confirmed the lack of Soviet influence over Ceaușescu's Romania. When asked whether it made sense for him to visit Romania less than two weeks after its revolution, Shevardnadze insisted that only by going in person to Romania could he figure out how to "restore Soviet influence".

Romania requested and obtained the complete withdrawal of the Red Army from its territory in 1958. The Romanian campaign for independence culminated on 22 April 1964 when the Romanian Communist Party issued a declaration proclaiming that: "Every Marxist-Leninist Party has a sovereign right...to elaborate, choose or change the forms and methods of socialist construction." and "There exists no "parent" party and "offspring" party, no "superior" and "subordinated" parties, but only the large family of communist and workers' parties having equal rights." and also "there are not and there can be no unique patterns and recipes". This amounted to a declaration of political and ideological independence from Moscow.

The Romanian IAR-93 Vultur was the only combat jet designed and built by a non-Soviet member of the Warsaw Pact.

Following Albania's withdrawal from the Warsaw Pact, Romania remained the only Pact member with an independent military doctrine which denied the Soviet Union use of its armed forces and avoided absolute dependence on Soviet sources of military equipment. Romania were the only non-Soviet Warsaw Pact member which was not obliged to militarily defend the Soviet Union in case of an armed attack. Bulgaria and Romania were the only Warsaw Pact members that did not have Soviet troops stationed on their soil. In December 1964, Romania became the only Warsaw Pact member (save Albania, which would leave the Pact altogether within 4 years) from which all Soviet advisors were withdrawn, including those in the intelligence and security services. Not only did Romania not participate in joint operations with the KGB, but it also set up "departments specialized in anti-KGB counterespionage".

Romania was neutral in the Sino-Soviet split. Its neutrality in the Sino-Soviet dispute along with being the small Communist country with the most influence in global affairs enabled Romania to be recognized by the world as the "third force" of the Communist world. Romania's independence - achieved in the early 1960s through its freeing from its Soviet satellite status - was tolerated by Moscow because Romania was not bordering the Iron Curtain - being surrounded by socialist states - and because its ruling party was not going to abandon Communism.

Although certain historians such as Robert King and Dennis Deletant argue against the usage of the term "independent" to describe Romania's relations with the Soviet Union, favoring "autonomy" instead on account of the country's continued membership within both the Comecon and the Warsaw Pact along with its commitment to Socialism, this approach fails to explain why Romania blocked in July 1963 Mongolia's accession to the Warsaw Pact, why in November 1963 Romania voted in favor of a UN resolution to establish a nuclear-free zone in Latin America when the other Socialist countries abstained, or why in 1964 Romania opposed the Soviet-proposed "strong collective riposte" against China (and these are examples solely from the 1963-1964 period). Soviet disinformation tried to convince the West that Ceaușescu's empowerment was a dissimulation in connivance with Moscow. To an extent this worked, as some historians came to see the hand of Moscow behind every Romanian initiative. For instance, when Romania became the only Eastern European country to maintain diplomatic relations with Israel, some historians have speculated that this was at Moscow's whim. However, this theory fails upon closer inspection. Even during the Cold War, some thought that Romanian actions were done at the behest of the Soviets, but Soviet anger at said actions was "persuasively genuine". In truth, the Soviets were not beyond publicly aligning themselves with the West against the Romanians at times.

Strategy

The strategy behind the formation of the Warsaw Pact was driven by the desire of the Soviet Union to prevent Central and Eastern Europe being used as a base for its enemies. Its policy was also driven by ideological and geostrategic reasons. Ideologically, the Soviet Union arrogated the right to define socialism and communism and act as the leader of the global socialist movement. A corollary to this was the necessity of intervention if a country appeared to be violating core socialist ideas, explicitly stated in the Brezhnev Doctrine.

Notable military exercises

NATO and Warsaw Pact: comparison of the two forces

NATO and Warsaw Pact forces in Europe

Data published by the two alliances (1988-1989)

NATO estimates Warsaw Pact

estimates

Type NATO Warsaw Pact NATO Warsaw Pact
Personnel 2,213,593 3,090,000 3,660,200 3,573,100
Combat aircraft 3,977 8,250 7,130 7,876
Total strike aircraft NA NA 4,075 2,783
Helicopters 2,419 3,700 5,720 2,785
Tactical missile launchers NA NA 136 1,608
Tanks 16,424 51,500 30,690 59,470
Anti-tank weapons 18,240 44,200 18,070 11,465
Armored infantry fighting vehicles 4,153 22,400 46,900 70,330
Artillery 14,458 43,400 57,060 71,560
Other armored vehicles 35,351 71,000

Armored vehicle launch bridges 454 2,550

Air defense systems 10,309 24,400

Submarines

200 228
Submarines-nuclear powered

76 80
Large surface ships

499 102
Aircraft-carrying ships

15 2
Aircraft-carrying ships armed with cruise missiles

274 23
Amphibious warfare ships

84 24

Post-Warsaw Pact

Expansion of NATO before and after the collapse of communism throughout Central and Eastern Europe

On 12 March 1999, the Czech Republic, Hungary, and Poland joined NATO; Bulgaria, Estonia, Latvia, Lithuania, Romania, and Slovakia joined in March 2004; Albania joined on 1 April 2009.

Russia and some other post-USSR states joined the Collective Security Treaty Organization (CSTO) in 1992, or the Shanghai Five in 1996, which was renamed the Shanghai Cooperation Organisation (SCO) after Uzbekistan's addition in 2001.

In November 2005, the Polish government opened its Warsaw Treaty archives to the Institute of National Remembrance, which published some 1,300 declassified documents in January 2006, yet the Polish government reserved publication of 100 documents, pending their military declassification. Eventually, 30 of the reserved 100 documents were published; 70 remained secret and unpublished. Among the documents published was the Warsaw Treaty's nuclear war plan, Seven Days to the River Rhine – a short, swift invasion and capture of Austria, Denmark, Germany, and the Netherlands east of the Rhine, using nuclear weapons after a supposed NATO first strike.

Classical radicalism

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