Astronauts are exposed to approximately 72 millisieverts (mSv) while on six-month-duration missions to the International Space Station
(ISS). Longer 3-year missions to Mars, however, have the potential to
expose astronauts to radiation in excess of 1,000 mSv. Without the
protection provided by Earth's magnetic field, the rate of exposure is
dramatically increased. The risk of cancer caused by ionizing radiation is well documented at radiation doses beginning at 100 mSv and above.
While in space, astronauts are exposed to radiation which is mostly composed of high-energy protons, helium nuclei (alpha particles), and high-atomic-number ions (HZE ions), as well as secondary radiation from nuclear reactions from spacecraft parts or tissue.
The ionization patterns in molecules, cells, tissues and the resulting biological effects are distinct from typical terrestrial radiation (x-rays and gamma rays, which are low-LET radiation). Galactic cosmic rays (GCRs) from outside the Milky Way galaxy consist mostly of highly energetic protons with a small component of HZE ions.
GCR energy spectra peaks (with median energy peaks up to 1,000 MeV/amu) and nuclei (energies up to 10,000 MeV/amu) are important contributors to the dose equivalent.
Uncertainties in cancer projections
One
of the main roadblocks to interplanetary travel is the risk of cancer
caused by radiation exposure. The largest contributors to this
roadblock are: (1) The large uncertainties associated with cancer risk
estimates, (2) The unavailability of simple and effective
countermeasures and (3) The inability to determine the effectiveness of
countermeasures.
Operational parameters that need to be optimized to help mitigate these risks include:
length of space missions
crew age
crew sex
shielding
biological countermeasures
Major uncertainties
effects on biological damage related to differences between space radiation and x-rays
dependence of risk on dose-rates in space related to the biology of DNA repair, cell regulation and tissue responses
physics of shielding assessments related to transmission properties of radiation through materials and tissue
microgravity effects on biological responses to radiation
errors in human data (statistical, dosimetry or recording inaccuracies)
Quantitative methods have been developed to propagate uncertainties
that contribute to cancer risk estimates. The contribution of
microgravity effects on space radiation has not yet been estimated, but
it is expected to be small. However as microgravity has been shown to
modulate cancer progression, more research is needed into the combined
effects of microgravity and radiation on carcinogenesis. The effects of changes in oxygen levels or in immune dysfunction on cancer risks are largely unknown and are of great concern during space flight.
Types of cancer caused by radiation exposure
Studies are being conducted on populations accidentally exposed to radiation (such as Chernobyl, production sites, and Hiroshima and Nagasaki).
These studies show strong evidence for cancer morbidity as well as
mortality risks at more than 12 tissue sites. The largest risks for
adults who have been studied include several types of leukemia, including myeloid leukemia and acute lymphatic lymphoma as well as tumors of the lung, breast, stomach, colon, bladder and liver.
Inter-sex variations are very likely due to the differences in the
natural incidence of cancer in males and females. Another variable is
the additional risk for cancer of the breast, ovaries and lungs in
females.
There is also evidence of a declining risk of cancer caused by
radiation with increasing age, but the magnitude of this reduction above
the age of 30 is uncertain.
It is unknown whether high-LET radiation could cause the same
types of tumors as low-LET radiation, but differences should be
expected.
The ratio of a dose of high-LET radiation to a dose of x-rays or gamma rays that produce the same biological effect are called relative biological effectiveness
(RBE) factors. The types of tumors in humans who are exposed to space
radiation will be different from those who are exposed to low-LET
radiation. This is evidenced by a study that observed mice with neutrons and have RBEs that vary with the tissue type and strain.
Measured rate of cancer among astronauts
The
measured change rate of cancer is restricted by limited statistics. A
study published in Scientific Reports looked over 301 U.S. astronauts
and 117 Soviet and Russian cosmonauts, and found no measurable increase
in cancer mortality compared to the general population, as reported by
LiveScience.
An earlier 1998 study came to similar conclusions, with no
statistically significant increase in cancer among astronauts compared
to the reference group.
Approaches for setting acceptable risk levels
The various approaches to setting acceptable levels of radiation risk are summarized below:
Unlimited Radiation Risk - NASA management, the families of
loved ones of astronauts, and taxpayers would find this approach
unacceptable.
Comparison to Occupational Fatalities in Less-safe Industries - The
life-loss from attributable radiation cancer death is less than that
from most other occupational deaths. At this time, this comparison
would also be very restrictive on ISS operations because of continued
improvements in ground-based occupational safety over the last 20 years.
Comparison to Cancer Rates in General Population - The number of
years of life-loss from radiation-induced cancer deaths can be
significantly larger than from cancer deaths in the general population,
which often occur late in life (> age 70 years) and with
significantly less numbers of years of life-loss.
Doubling Dose for 20 Years Following Exposure - Provides a roughly
equivalent comparison based on life-loss from other occupational risks
or background cancer fatalities during a worker's career, however, this
approach negates the role of mortality effects later in life.
Use of Ground-based Worker Limits - Provides a reference point
equivalent to the standard that is set on Earth, and recognizes that
astronauts face other risks. However, ground workers remain well below
dose limits, and are largely exposed to low-LET radiation where the
uncertainties of biological effects are much smaller than for space
radiation.
NCRP Report No. 153 provides a more recent review of cancer and other radiation risks.
This report also identifies and describes the information needed to
make radiation protection recommendations beyond LEO, contains a
comprehensive summary of the current body of evidence for
radiation-induced health risks and also makes recommendations on areas
requiring future experimentation.
Current permissible exposure limits
Career cancer risk limits
Astronauts'
radiation exposure limit is not to exceed 3% of the risk of
exposure-induced death (REID) from fatal cancer over their career. It
is NASA's policy to ensure a 95% confidence level (CL) that this limit is not exceeded. These limits are applicable to all missions in low Earth orbit (LEO) as well as lunar missions that are less than 180 days in duration. In the United States, the legal occupational exposure limits for adult workers is set at an effective dose of 50 mSv annually.
Cancer risk to dose relationship
The
relationship between radiation exposure and risk is both age- and
sex-specific due to latency effects and differences in tissue types,
sensitivities, and life spans between sexes. These relationships are
estimated using the methods that are recommended by the NCRP and more recent radiation epidemiology information
The principle of As Low As Reasonably Achievable
The as low as reasonably achievable
(ALARA) principle is a legal requirement intended to ensure astronaut
safety. An important function of ALARA is to ensure that astronauts do
not approach radiation limits and that such limits are not considered as
"tolerance values." ALARA is especially important for space missions
in view of the large uncertainties in cancer and other risk projection
models. Mission programs and terrestrial occupational procedures
resulting in radiation exposures to astronauts are required to find
cost-effective approaches to implement ALARA.
Evaluating career limits
Organ (T)
Tissue weighting factor (wT)
Gonads
0.20
Bone Marrow (red)
0.12
Colon
0.12
Lung
0.12
Stomach
0.12
Bladder
0.05
Breast
0.05
Liver
0.05
Esophagus
0.05
Thyroid
0.05
Skin
0.01
Bone Surface
0.01
Remainder*
0.05
*Adrenals, brain, upper intestine, small intestine, kidney, muscle, pancreas, spleen, thymus and uterus.
The risk of cancer is calculated by using radiation dosimetry and physics methods.
For the purpose of determining radiation exposure limits at NASA, the probability of fatal cancer is calculated as shown below:
The body is divided into a set of sensitive tissues, and each tissue, T, is assigned a weight, wT, according to its estimated contribution to cancer risk.
The absorbed dose, Dγ, that is delivered to each
tissue is determined from measured dosimetry. For the purpose of
estimating radiation risk to an organ, the quantity characterizing the
ionization density is the LET (keV/μm).
The average risk to a tissue, T, due to all types of radiation contributing to the dose is given by or, since , where Fγ(L) is the fluence of particles with LET=L, traversing the organ,
The effective dose is used as a summation over radiation type and tissue using the tissue weighting factors, wγ
For a mission of duration t, the effective dose will be a function of time, E(t), and the effective dose for mission i will be
The effective dose is used to scale the mortality rate for
radiation-induced death from the Japanese survivor data, applying the
average of the multiplicative and additive transfer models for solid
cancers and the additive transfer model for leukemia by applying life-table
methodologies that are based on U.S. population data for background
cancer and all causes of death mortality rates. A dose-dose rate
effectiveness factor (DDREF) of 2 is assumed.
Evaluating cumulative radiation risks
The cumulative cancer fatality risk (%REID) to an astronaut for occupational radiation exposures, N,
is found by applying life-table methodologies that can be approximated
at small values of %REID by summing over the tissue-weighted effective
dose, Ei, as
where R0 are the age- and sex- specific radiation mortality rates per unit dose.
For organ dose calculations, NASA uses the model of Billings et al.
to represent the self-shielding of the human body in a water-equivalent
mass approximation. Consideration of the orientation of the human body
relative to vehicle shielding should be made if it is known, especially
for SPEs.
Confidence levels for career cancer risks are evaluated using methods that are specified by the NPRC in Report No. 126Archived 2014-03-08 at the Wayback Machine. These levels were modified to account for the uncertainty in quality factors and space dosimetry.
The uncertainties that were considered in evaluating the 95% confidence levels are the uncertainties in:
Human epidemiology data, including uncertainties in
statistics limitations of epidemiology data
dosimetry of exposed cohorts
bias, including misclassification of cancer deaths, and
the transfer of risk across populations.
The DDREF factor that is used to scale acute radiation exposure data to low-dose and dose-rate radiation exposures.
The radiation quality factor (Q) as a function of LET.
Space dosimetry
The so-called "unknown uncertainties" from the NCRP report No. 126 are ignored by NASA.
Models of cancer risks and uncertainties
Life-table methodology
The double-detriment life-table approach is what is recommended by the NPRC
to measure radiation cancer mortality risks. The age-specific
mortality of a population is followed over its entire life span with
competing risks from radiation and all other causes of death described.
For a homogenous population receiving an effective dose E at age aE, the probability of dying in the age-interval from a to a+1 is described by the background mortality-rate for all causes of death, M(a), and the radiation cancer mortality rate, m(E,aE,a), as:
The survival probability to age, a, following an exposure, E at age aE, is:
The excessive lifetime risk (ELR - the increased probability that an
exposed individual will die from cancer) is defined by the difference in
the conditional survival probabilities for the exposed and the
unexposed groups as:
A minimum latency-time of 10 years is often used for low-LET radiation.
Alternative assumptions should be considered for high-LET radiation.
The REID (the lifetime risk that an individual in the population will
die from cancer caused by radiation exposure) is defined by:
Generally, the value of the REID exceeds the value of the ELR by 10-20%.
The average loss of life-expectancy, LLE, in the population is defined by:
The loss of life-expectancy among exposure-induced-deaths (LLE-REID) is defined by:
Uncertainties in low-LET epidemiology data
The low-LET mortality rate per sievert, mi is written
where m0 is the baseline mortality rate per sievert and xα are quantiles (random variables) whose values are sampled from associated probability distribution functions (PDFs), P(Xa).
NCRP, in Report No. 126, defines the following subjective PDFs, P(Xa), for each factor that contributes to the acute low-LET risk projection:
Pdosimetry is the random and systematic errors in the estimation of the doses received by atomic-bomb blast survivors.
Pstatistical is the distribution in uncertainty in the point estimate of the risk coefficient, r0.
Pbias is any bias resulting for over- or under-reporting cancer deaths.
Ptransfer is the uncertainty in the transfer of
cancer risk following radiation exposure from the Japanese population to
the U.S. population.
PDr is the uncertainty in the knowledge of the extrapolation of risks to low dose and dose-rates, which are embodied in the DDREF.
Risk in context of exploration mission operational scenarios
The
accuracy of galactic cosmic ray environmental models, transport codes
and nuclear interaction cross sections allow NASA to predict space
environments and organ exposure that may be encountered on long-duration
space missions. The lack of knowledge of the biological effects of
radiation exposure raise major questions about risk prediction.
The cancer risk projection for space missions is found by
where
represents the folding of predictions of tissue-weighted LET spectra
behind spacecraft shielding with the radiation mortality rate to form a
rate for trial J.
Alternatively, particle-specific energy spectra, Fj(E), for each ion, j, can be used
.
The result of either of these equations is inserted into the expression for the REID.
Related probability distribution functions (PDFs) are grouped together into a combined probability distribution function, Pcmb(x).
These PDFs are related to the risk coefficient of the normal form
(dosimetry, bias and statistical uncertainties). After a sufficient
number of trials have been completed (approximately 105), the results for the REID estimated are binned and the median values and confidence intervals are found.
The chi-squared (χ2) test is used for determining whether two separate PDFs are significantly different (denoted p1(Ri) and p2(Ri), respectively). Each p(Ri) follows a Poisson distribution with variance .
The χ2 test for n-degrees of freedom characterizing the dispersion between the two distributions is
.
The probability, P(ņχ2), that the two distributions are the same is calculated once χ2 is determined.
Radiation carcinogenesis mortality rates
Age-and
sex-dependent mortality rate per unit dose, multiplied by the radiation
quality factor and reduced by the DDREF is used for projecting lifetime
cancer fatality risks. Acute gamma ray exposures are estimated. The additivity of effects of each component in a radiation field is also assumed.
Rates are approximated using data gathered from Japanese atomic
bomb survivors. There are two different models that are considered when
transferring risk from Japanese to U.S. populations.
Multiplicative transfer model - assumes that radiation risks are proportional to spontaneous or background cancer risks.
Additive transfer model - assumes that radiation risk acts independently of other cancer risks.
The NCRP recommends a mixture model to be used that contains fractional contributions from both methods.
The radiation mortality rate is defined as:
Where:
ERR = excess relative risk per sievert
EAR = excess additive risk per sievert
Mc(a) = the sex- and age-specific cancer mortality rate in the U.S. population
F = the tissue-weighted fluence
L = the LET
v = the fractional division between the assumption of the
multiplicative and additive risk transfer models. For solid cancer, it
is assumed that v=1/2 and for leukemia, it is assumed that v=0.
Biological and physical countermeasures
Identifying
effective countermeasures that reduce the risk of biological damage is
still a long-term goal for space researchers. These countermeasures are
probably not needed for extended duration lunar missions, but will be needed for other long-duration missions to Mars and beyond. On 31 May 2013, NASA scientists reported that a possible human mission to Mars may involve a great radiation risk based on the amount of energetic particle radiation detected by the RAD on the Mars Science Laboratory while traveling from the Earth to Mars in 2011-2012.
There are three fundamental ways to reduce exposure to ionizing radiation:
increasing the distance from the radiation source
reducing the exposure time
shielding (i.e.: a physical barrier)
Shielding is a plausible option, but due to current launch mass
restrictions, it is prohibitively costly. Also, the current
uncertainties in risk projection prevent the actual benefit of shielding
from being determined. Strategies such as drugs and dietary
supplements to reduce the effects of radiation, as well as the selection
of crew members are being evaluated as viable options for reducing
exposure to radiation and effects of irradiation. Shielding is an
effective protective measure for solar particle events.
As far as shielding from GCR, high-energy radiation is very
penetrating and the effectiveness of radiation shielding depends on the
atomic make-up of the material used.
Antioxidants
are effectively used to prevent the damage caused by radiation injury
and oxygen poisoning (the formation of reactive oxygen species), but
since antioxidants work by rescuing cells from a particular form of cell
death (apoptosis), they may not protect against damaged cells that can
initiate tumor growth.
Evidence sub-pages
The
evidence and updates to projection models for cancer risk from low-LET
radiation are reviewed periodically by several bodies, which include the
following organizations:
The NAS Committee on the Biological Effects of Ionizing Radiation
These committees release new reports about every 10 years on cancer
risks that are applicable to low-LET radiation exposures. Overall, the
estimates of cancer risks among the different reports of these panels
will agree within a factor of two or less. There is continued
controversy for doses that are below 5 mSv, however, and for low
dose-rate radiation because of debate over the linear no-threshold hypothesis that is often used in statistical analysis of these data. The BEIR VII report,
which is the most recent of the major reports is used in the following
sub-pages. Evidence for low-LET cancer effects must be augmented by
information on protons, neutrons, and HZE nuclei that is only available
in experimental models. Such data have been reviewed by NASA several
times in the past and by the NCRP.
Travel outside the Earth's protective atmosphere, magnetosphere, and
in free fall can harm human health, and understanding such harm is
essential for successful crewed spaceflight. Potential effects on the
central nervous system (CNS) are particularly important. A vigorous
ground-based cellular and animal model
research program will help quantify the risk to the CNS from space
radiation exposure on future long distance space missions and promote
the development of optimized countermeasures.
Possible acute and late risks to the CNS from galactic cosmic rays (GCRs) and solar proton events (SPEs) are a documented concern for human exploration of the Solar System. In the past, the risks to the CNS of adults who were exposed to low to moderate doses of ionizing radiation (0 to 2 Gy (Gray) (Gy = 100 rad))
have not been a major consideration. However, the heavy ion component
of space radiation presents distinct biophysical challenges to cells and
tissues as compared to the physical challenges that are presented by
terrestrial forms of radiation. Soon after the discovery of cosmic rays,
the concern for CNS risks originated with the prediction of the light
flash phenomenon from single HZE nuclei traversals of the retina;
this phenomenon was confirmed by the Apollo astronauts in 1970 and
1973. HZE nuclei are capable of producing a column of heavily damaged
cells, or a microlesion, along their path through tissues, thereby raising concern over serious impacts on the CNS. In recent years, other concerns have arisen with the discovery of neurogenesis and its impact by HZE nuclei, which have been observed in experimental models of the CNS.
Human epidemiology is used as a basis for risk estimation for cancer, acute radiation risks, and cataracts.
This approach is not viable for estimating CNS risks from space
radiation, however. At doses above a few Gy, detrimental CNS changes
occur in humans who are treated with radiation (e.g., gamma rays and protons)
for cancer. Treatment doses of 50 Gy are typical, which is well above
the exposures in space even if a large SPE were to occur. Thus, of the
four categories of space radiation risks (cancer, CNS, degenerative, and acute radiation syndromes),
the CNS risk relies most extensively on experimental data with animals
for its evidence base. Understanding and mitigating CNS risks requires a
vigorous research program that will draw on the basic understanding
that is gained from cellular and animal models, and on the development
of approaches to extrapolate risks and the potential benefits of
countermeasures for astronauts.
Several experimental studies, which use heavy ion beams
simulating space radiation, provide constructive evidence of the CNS
risks from space radiation. First, exposure to HZE nuclei at low doses
(<50 cGy) significantly induces neurocognitive deficits, such as learning and behavioral changes as well as operant reactions in the mouse and rat. Exposures to equal or higher doses of low-LET radiation (e.g., gamma or X rays)
do not show similar effects. The threshold of performance deficit
following exposure to HZE nuclei depends on both the physical
characteristics of the particles, such as linear energy transfer (LET),
and the animal age at exposure. A performance deficit has been shown to
occur at doses that are similar to the ones that will occur on a Mars
mission (<0.5 Gy). The neurocognitive deficits with the dopaminergic nervous system are similar to aging and appear to be unique to space radiation. Second, exposure to HZE disrupts neurogenesis in mice at low doses (<1 Gy), showing a significant dose-related reduction of new neurons and oligodendrocytes in the subgranular zone (SGZ) of the hippocampal dentate gyrus. Third, reactive oxygen species (ROS) in neuronalprecursor cells arise following exposure to HZE nuclei and protons at low dose, and can persist for several months. Antioxidants and anti-inflammatory
agents can possibly reduce these changes. Fourth, neuroinflammation
arises from the CNS following exposure to HZE nuclei and protons. In
addition, age-related genetic changes increase the sensitivity of the
CNS to radiation.
Research with animal models that are irradiated with HZE nuclei
has shown that important changes to the CNS occur with the dose levels
that are of concern to NASA. However, the significance of these results
on the morbidity to astronauts has not been elucidated. One model of
late tissue effects suggests that significant effects will occur at lower doses, but with
increased latency. It is to be noted that the studies that have been
conducted to date have been carried out with relatively small numbers of
animals (<10 per dose group); therefore, testing of dose threshold
effects at lower doses (< 0.5 Gy) has not been carried out
sufficiently at this time. As the problem of extrapolating space
radiation effects in animals to humans will be a challenge for space
radiation research, such research could become limited by the population
size that is used in animal studies. Furthermore, the role of dose
protraction has not been studied to date. An approach to extrapolate
existing observations to possible cognitive changes, performance
degradation, or late CNS effects in astronauts has not been discovered.
New approaches in systems biology offer an exciting tool to tackle this
challenge. Recently, eight gaps were identified for projecting CNS
risks. Research on new approaches to risk assessment may be needed to
provide the necessary data and knowledge to develop risk projection
models of the CNS from space radiation.
Acute and late radiation damage to the central nervous system (CNS) may lead to changes in motor function and behavior or neurological disorders. Radiation and synergistic effects of radiation with other space flight factors may affect neural tissues,
which in turn may lead to changes in function or behavior. Data
specific to the spaceflight environment must be compiled to quantify the
magnitude of this risk. If this is identified as a risk of high enough
magnitude then appropriate protection strategies should be employed.
— Human Research Program Requirements Document, HRP-47052, Rev. C, dated Jan 2009.
Introduction
Both
GCRs and SPEs are of concern for CNS risks. The major GCRs are composed
of protons, α-particles, and particles of HZE nuclei with a broad
energy spectrum ranging from a few tens to above 10 000 MeV/u. In
interplanetary space, GCR organ dose and dose-equivalent of more than
0.2 Gy or 0.6 Sv per year, respectively, are expected.
The high energies of GCRs allow them to penetrate to hundreds of
centimeters of any material, thus precluding radiation shielding as a
plausible mitigation measure to GCR risks on the CNS. For SPEs, the
possibility exists for an absorbed dose of over 1 Gy from an SPE if crew
members are in a thinly shielded spacecraft or performing a spacewalk.
The energies of SPEs, although substantial (tens to hundreds of MeV),
do not preclude radiation shielding as a potential countermeasure.
However, the costs of shielding may be high to protect against the
largest events.
The fluence of charged particles hitting the brain of an astronaut has been estimated several times in the past.
One estimate is that during a 3-year mission to Mars at solar minimum
(assuming the 1972 spectrum of GCR), 20 million out of 43 million
hippocampus cells and 230 thousand out of 1.3 million thalamus cell
nuclei will be directly hit by one or more particles with charge Z>
15.These numbers do not include the additional cell hits by energetic
electrons (delta rays) that are produced along the track of HZE nuclei or correlated cellular damage.
The contributions of delta rays from GCR and correlated cellular damage
increase the number of damaged cells two- to three-fold from estimates
of the primary track alone and present the possibility of
heterogeneously damaged regions, respectively. The importance of such
additional damage is poorly understood.
At this time, the possible detrimental effects to an astronaut's
CNS from the HZE component of GCR have yet to be identified. This is
largely due to the lack of a human epidemiological basis with which to
estimate risks and the relatively small number of published experimental
studies with animals. RBE factors are combined with human data to
estimate cancer risks for low-LET radiation exposure. Since this
approach is not possible for CNS risks, new approaches to risk
estimation will be needed. Thus, biological research is required to
establish risk levels and risk projection models and, if the risk levels
are found to be significant, to design countermeasures.
Description of central nervous system risks of concern to NASA
Acute
and late CNS risks from space radiation are of concern for Exploration
missions to the moon or Mars. Acute CNS risks include: altered cognitive
function, reduced motor function, and behavioral changes, all of which
may affect performance and human health. Late CNS risks are possible
neurological disorders such as Alzheimer's disease, dementia, or
premature aging. The effect of the protracted exposure of the CNS to the
low dose-rate (< 50 mGy h–1) of proton, HZE particles, and neutrons
of the relevant energies for doses up to 2 Gy is of concern.
Current NASA permissible exposure limits
PELs
for short-term and career astronaut exposure to space radiation have
been approved by the NASA Chief Health and Medical Officer. The PELs set
requirements and standards for mission design and crew selection as
recommended in NASA-STD-3001, Volume 1. NASA has used dose limits for
cancer risks and the non-cancer risks to the BFOs, skin, and lens since
1970. For Exploration mission planning, preliminary dose limits for the
CNS risks are based largely on experimental results with animal models.
Further research is needed to validate and quantify these risks,
however, and to refine the values for dose limits. The CNS PELs, which
correspond to the doses at the region of the brain called the
hippocampus, are set for time periods of 30 days or 1 year, or for a
career with values of 500, 1,000, and 1,500 mGy-Eq, respectively.
Although the unit mGy-Eq is used, the RBE for CNS effects is largely
unknown; therefore, the use of the quality factor function for cancer
risk estimates is advocated. For particles with charge Z>10, an
addition PEL requirement limits the physical dose (mGy) for 1 year and
the career to 100 and 250 mGy, respectively. NASA uses computerized
anatomical geometry models to estimate the body self-shielding at the
hippocampus.
Evidence
Review of human data
Evidence
of the effects of terrestrial forms of ionizing radiation on the CNS
has been documented from radiotherapy patients, although the dose is
higher for these patients than would be experienced by astronauts in the
space environment. CNS behavioral changes such as chronic fatigue and
depression occur in patients who are undergoing irradiation for cancer
therapy. Neurocognitive effects, especially in children, are observed at lower radiation doses.
A recent review on intelligence and the academic achievement of
children after treatment for brain tumors indicates that radiation
exposure is related to a decline in intelligence and academic
achievement, including low intelligence quotient (IQ) scores, verbal
abilities, and performance IQ; academic achievement in reading,
spelling, and mathematics; and attention functioning.
Mental retardation was observed in the children of the atomic-bomb
survivors in Japan who were exposed to radiation prenatally at moderate
doses (<2 Gy) at 8 to 15 weeks post-conception, but not at earlier or
later prenatal times.
Radiotherapy for the treatment of several tumors with protons and
other charged particle beams provides ancillary data for considering
radiation effects for the CNS. NCRP Report No. 153 notes charge particle usage “for treatment of pituitary tumors, hormone-responsive metastatic mammary carcinoma, brain tumors, and intracranial arteriovenous malformations and other cerebrovascular diseases.”
In these studies are found associations with neurological complications
such as impairments in cognitive functioning, language acquisition,
visual spatial ability, and memory and executive functioning, as well as
changes in social behaviors. Similar effects did not appear in patients
who were treated with chemotherapy. In all of these examples, the
patients were treated with extremely high doses that were below the
threshold for necrosis.
Since cognitive functioning and memory are closely associated with the
cerebral white volume of the prefrontal/frontal lobe and cingulate
gyrus, defects in neurogenesis may play a critical role in
neurocognitive problems in irradiated patients.
Review of space flight issues
The
first proposal concerning the effect of space radiation on the CNS was
made by Cornelius Tobias in his 1952 description of light flash
phenomenon caused by single HZE nuclei traversals of the retina.
Light flashes, such as those described by Tobias, were observed by the
astronauts during the early Apollo missions as well as in dedicated
experiments that were subsequently performed on Apollo and Skylab
missions. More recently, studies of light flashes were made on the Russian Mir space station and the ISS. A 1973 report by the NAS considered these effects in detail. This phenomenon, which is known as a Phosphene,
is the visual perception of flickering light. It is considered a
subjective sensation of light since it can be caused by simply applying
pressure on the eyeball.
The traversal of a single, highly charged particle through the
occipital cortex or the retina was estimated to be able to cause a light
flash. Possible mechanisms for HZE-induced light flashes include
direction ionization and Cherenkov radiation within the retina.
The observation of light flashes by the astronauts brought
attention to the possible effects of HZE nuclei on brain function. The microlesion
concept, which considered the effects of the column of damaged cells
surrounding the path of an HZE nucleus traversing critical regions of
the brain, originated at this time.
An important task that still remains is to determine whether and to
what extent such particle traversals contribute to functional
degradation within the CNS.
The possible observation of CNS effects in astronauts who were
participating in past NASA missions is highly unlikely for several
reasons. First, the lengths of past missions are relatively short and
the population sizes of astronauts are small. Second, when astronauts
are traveling in LEO, they are partially protected by the magnetic field
and the solid body of the Earth, which together reduce the GCR
dose-rate by about two-thirds from its free space values. Furthermore,
the GCR in LEO has lower LET components compared to the GCR that will be
encountered in transit to Mars or on the lunar surface because the
magnetic field of the Earth repels nuclei with energies that are below
about 1,000 MeV/u, which are of higher LET. For these reasons, the CNS
risks are a greater concern for long-duration lunar missions or for a
Mars mission than for missions on the ISS.
Radiobiology studies of central nervous system risks for protons, neutrons, and high-Z high-energy nuclei
Both
GCR and SPE could possibly contribute to acute and late CNS risks to
astronaut health and performance. This section presents a description of
the studies that have been performed on the effects of space radiation
in cell, tissue, and animal models.
Effects in neuronal cells and the central nervous system
Neurogenesis
The
CNS consists of neurons, astrocytes, and oligodendrocytes that are
generated from multipotent stem cells. NCRP Report No. 153 provides the
following excellent and short introduction to the composition and cell
types of interest for radiation studies of the CNS:
“The CNS consists of neurons differing markedly in size and number per
unit area. There are several nuclei or centers that consist of closely
packed neuron cell bodies (e.g., the respiratory and cardiac centers in
the floor of the fourth ventricle). In the cerebral cortex the large
neuron cell bodies, such as Betz cells, are separated by a considerable
distance. Of additional importance are the neuroglia which are the
supporting cells and consist of astrocytes, oligodendroglia, and
microglia. These cells permeate and support the nervous tissue of the
CNS, binding it together like a scaffold that also supports the
vasculature. The most numerous of the neuroglia are Type I astrocytes,
which make up about half the brain, greatly outnumbering the neurons.
Neuroglia retain the capability of cell division in contrast to neurons
and, therefore, the responses to radiation differ between the cell
types. A third type of tissue in the brain is the vasculature which
exhibits a comparable vulnerability for radiation damage to that found
elsewhere in the body.
Radiation-induced damage to oligodendrocytes and endothelial cells of
the vasculature accounts for major aspects of the pathogenesis of brain
damage that can occur after high doses of low-LET radiation.” Based on
studies with low-LET radiation, the CNS is considered a radioresistant
tissue. For example: in radiotherapy, early brain complications in
adults usually do not develop if daily fractions of 2 Gy or less are
administered with a total dose of up to 50 Gy.
The tolerance dose in the CNS, as with other tissues, depends on the
volume and the specific anatomical location in the human brain that is
irradiated.
In recent years, studies with stem cells uncovered that
neurogenesis still occurs in the adult hippocampus, where cognitive
actions such as memory and learning are determined.
This discovery provides an approach to understand mechanistically the
CNS risk of space radiation. Accumulating data indicate that radiation
not only affects differentiated neural cells, but also the proliferation
and differentiation of neuronal precursor cells and even adult stem
cells. Recent evidence points out that neuronal progenitor cells are
sensitive to radiation.
Studies on low-LET radiation show that radiation stops not only the
generation of neuronal progenitor cells, but also their differentiation
into neurons and other neural cells. NCRP Report No. 153
notes that cells in the SGZ of the dentate gyrus undergo dose-dependent
apoptosis above 2 Gy of X-ray irradiation, and the production of new
neurons in young adult male mice is significantly reduced by relatively
low (>2 Gy) doses of X rays. NCRP Report No. 153
also notes that: “These changes are observed to be dose dependent. In
contrast there were no apparent effects on the production of new
astrocytes or oligodendrocytes. Measurements of activated microglia
indicated that changes in neurogenesis were associated with a
significant dose-dependent inflammatory response even 2 months after
irradiation. This suggests that the pathogenesis of long-recognized
radiation-induced cognitive injury may involve loss of neural precursor
cells from the SGZ of the hippocampal dentate gyrus and alterations in
neurogenesis.”
Recent studies provide evidence of the pathogenesis of HZE nuclei in the CNS. The authors of one of these studies
were the first to suggest neurodegeneration with HZE nuclei, as shown
in figure 6-1(a). These studies demonstrate that HZE radiation led to
the progressive loss of neuronal progenitor cells in the SGZ at doses of
1 to 3 Gy in a dose-dependent manner. NCRP Report No. 153 notes that “Mice were irradiated with 1 to 3 Gy of 12C or 56Fe-ions and
9 months later proliferating cells and immature neurons in the dentate
SGZ were quantified. The results showed that reductions in these cells
were dependent on the dose and LET. Loss of precursor cells was also
associated with altered neurogenesis and a robust inflammatory response,
as shown in figures 6-1(a) and 6-1(b). These results indicate that
high-LET radiation has a significant and long-lasting effect on the
neurogenic population in the hippocampus that involves cell loss and
changes in the microenvironment. The work has been confirmed by other
studies. These investigators noted that these changes are consistent with those
found in aged subjects, indicating that heavy-particle irradiation is a
possible model for the study of aging.”
Oxidative damage
Recent
studies indicate that adult rat neural precursor cells from the
hippocampus show an acute, dose-dependent apoptotic response that was
accompanied by an increase in ROS.
Low-LET protons are also used in clinical proton beam radiation
therapy, at an RBE of 1.1 relative to megavoltage X rays at a high dose.
NCRP Report No. 153 notes that: “Relative ROS levels were increased at nearly all doses (1
to 10 Gy) of Bragg-peak 250 MeV protons at post-irradiation times (6 to
24 hours) compared to unirradiated controls.
The increase in ROS after proton irradiation was more rapid than that
observed with X rays and showed a well-defined dose response at 6 and 24
hours, increasing about 10-fold over controls at a rate of 3% per Gy.
However, by 48 hours post-irradiation, ROS levels fell below controls
and coincided with minor reductions in mitochondrial content. Use of the
antioxidant alpha-lipoic acid (before or after irradiation) was shown
to eliminate the radiation-induced rise in ROS levels. These results
corroborate the earlier studies using X rays and provide further
evidence that elevated ROS are integral to the radioresponse of neural
precursor cells.” Furthermore, high-LET radiation led to
significantly higher levels of oxidative stress in hippocampal precursor
cells as compared to lower-LET radiations (X rays, protons) at lower
doses (≤1 Gy) (figure 6-2). The use of the antioxidant lipoic acid was
able to reduce ROS levels below background levels when added before or
after 56Fe-ion irradiation. These results conclusively show that low
doses of 56Fe-ions can elicit significant levels of oxidative stress in
neural precursor cells at a low dose.
Neuroinflammation
Neuroinflammation,
which is a fundamental reaction to brain injury, is characterized by
the activation of resident microglia and astrocytes and local expression
of a wide range of inflammatory mediators. Acute and chronic
neuroinflammation has been studied in the mouse brain following exposure
to HZE. The acute effect of HZE is detectable at 6 and 9 Gy; no studies
are available at lower doses. Myeloid cell recruitment appears by 6
months following exposure. The estimated RBE value of HZE irradiation
for induction of an acute neuroinflammatory response is three compared
to that of gamma irradiation.
COX-2 pathways are implicated in neuroinflammatory processes that are
caused by low-LET radiation. COX-2 up-regulation in irradiated microglia
cells leads to prostaglandin E2 production, which appears to be
responsible for radiation-induced gliosis (overproliferation of
astrocytes in damaged areas of the CNS).
Behavioral effects
As
behavioral effects are difficult to quantitate, they consequently are
one of the most uncertain of the space radiation risks. NCRP Report No.
153 notes that: “The behavioral neurosciences literature is replete with
examples of major differences in behavioral outcome depending on the
animal species, strain, or measurement method used. For example,
compared to unirradiated controls, X-irradiated mice show
hippocampal-dependent spatial learning and memory impairments in the
Barnes maze, but not in the Morris water maze which, however, can be used to demonstrate deficits in rats.
Particle radiation studies of behavior have been accomplished with rats
and mice, but with some differences in the outcome depending on the
endpoint measured.”
The following studies provide evidence that space radiation
affects the CNS behavior of animals in a somewhat dose- and
LET-dependent manner.
Sensorimotor effects
Sensorimotor deficits and neurochemical changes were observed in rats that were exposed to low doses of 56Fe-ions.
Doses that are below 1 Gy reduce performance, as tested by the wire
suspension test. Behavioral changes were observed as early as 3 days
after radiation exposure and lasted up to 8 months. Biochemical studies
showed that the K+-evoked release of dopamine was significantly reduced
in the irradiated group, together with an alteration of the nerve
signaling pathways. A negative result was reported by Pecaut et al.,
in which no behavioral effects were seen in female C57/BL6 mice in a 2-
to 8-week period following their exposure to 0, 0.1, 0.5 or 2 Gy
accelerated 56Fe-ions (1 GeV/u56Fe) as measured by open-field, rotorod,
or acoustic startle habituation.
Radiation-induced changes in conditioned taste aversion
There is evidence that deficits in conditioned taste aversion (CTA) are induced by low doses of heavy ions.
The CTA test is a classical conditioning paradigm that assesses the
avoidance behavior that occurs when the ingestion of a normally
acceptable food item is associated with illness. This is considered a
standard behavioral test of drug toxicity. NCRP Report No. 153 notes that: “The role of the dopaminergic system in radiation-induced
changes in CTA is suggested by the fact that amphetamine-induced CTA,
which depends on the dopaminergic system, is affected by radiation,
whereas lithium chloride-induced CTA, which does not involve the
dopaminergic system, is not affected by radiation. It was established
that the degree of CTA due to radiation is LET-dependent ([figure 6-3])
and that 56Fe-ions are the most effective of the various low and high
LET radiation types that have been tested. Doses as low as ~0.2 Gy of 56Fe-ions appear to have an effect on CTA.”
The RBE of different types of heavy particles on CNS function and
cognitive/behavioral performance was studied in Sprague-Dawley rats.
The relationship between the thresholds for the HZE particle-induced
disruption of amphetamine-induced CTA learning is shown in figure 6-4;
and for the disruption of operant responding is shown in figure 6-5.
These figures show a similar pattern of responsiveness to the disruptive
effects of exposure to either 56Fe or 28Si particles on both CTA
learning and operant responding. These results suggest that the RBE of
different particles for neurobehavioral dysfunction cannot be predicted
solely on the basis of the LET of the specific particle.
Radiation effect on operant conditioning
Operant conditioning uses several consequences to modify a voluntary behavior. Recent studies by Rabin et al.
have examined the ability of rats to perform an operant order to obtain
food reinforcement using an ascending fixed ratio (FR) schedule. They
found that 56Fe-ion doses that are above 2 Gy affect the appropriate responses of rats to increasing work requirements. NCRP Report No. 153 notes that "The disruption of operant response in rats was tested 5 and
8 months after exposure, but maintaining the rats on a diet containing
strawberry, but not blueberry, extract were shown to prevent the
disruption.
When tested 13 and 18 months after irradiation, there were no
differences in performance between the irradiated rats maintained on
control, strawberry or blueberry diets. These observations suggest that
the beneficial effects of antioxidant diets may be age dependent."
Spatial learning and memory
The
effects of exposure to HZE nuclei on spatial learning, memory behavior,
and neuronal signaling have been tested, and threshold doses have also
been considered for such effects. It will be important to understand the
mechanisms that are involved in these deficits to extrapolate the
results to other dose regimes, particle types, and, eventually,
astronauts. Studies on rats were performed using the Morris water maze
test 1 month after whole-body irradiation with 1.5 Gy of 1 GeV/u 56Fe-ions.
Irradiated rats demonstrated cognitive impairment that was similar to
that seen in aged rats. This leads to the possibility that an increase
in the amount of ROS may be responsible for the induction of both
radiation- and age-related cognitive deficits.
NCRP Report No. 153
notes that: “Denisova et al. exposed rats to 1.5 Gy of 1 GeV/u56Feions
and tested their spatial memory in an eight-arm radial maze. Radiation
exposure impaired the rats’ cognitive behavior, since they committed
more errors than control rats in the radial maze and were unable to
adopt a spatial strategy to solve the maze.
To determine whether these findings related to brain-region specific
alterations in sensitivity to oxidative stress, inflammation or neuronal
plasticity, three regions of the brain, the striatum, hippocampus and
frontal cortex that are linked to behavior, were isolated and compared
to controls. Those that were irradiated were adversely affected as
reflected through the levels of dichlorofluorescein, heat shock, and
synaptic proteins (for example, synaptobrevin and synaptophysin).
Changes in these factors consequently altered cellular signaling (for
example, calcium-dependent protein kinase C and protein kinase A). These
changes in brain responses significantly correlated with working memory
errors in the radial maze. The results show differential
brain-region-specific sensitivity induced by 56Fe irradiation ([figure
6-6]). These findings are similar to those seen in aged rats, suggesting
that increased oxidative stress and inflammation may be responsible for
the induction of both radiation and age-related cognitive deficits.”
Acute central nervous system risks
In
addition to the possible in-flight performance and motor skill changes
that were described above, the immediate CNS effects (i.e., within 24
hours following exposure to low-LET radiation) are anorexia and nausea.
These prodromal risks are dose-dependent and, as such, can provide an
indicator of the exposure dose. Estimates are ED50 = 1.08 Gy for
anorexia, ED50 = 1.58 Gy for nausea, and ED50=2.40 Gy for emesis. The
relative effectiveness of different radiation types in producing emesis
was studied in ferrets and is illustrated in figure 6-7. High-LET
radiation at doses that are below 0.5 Gy show greater relative
biological effectiveness compared to low-LET radiation.
The acute effects on the CNS, which are associated with increases in
cytokines and chemokines, may lead to disruption in the proliferation of
stem cells or memory loss that may contribute to other degenerative
diseases.
Computer models and systems biology analysis of central nervous system risks
Since
human epidemiology and experimental data for CNS risks from space
radiation are limited, mammalian models are essential tools for
understanding the uncertainties of human risks. Cellular, tissue, and
genetic animal models have been used in biological studies on the CNS
using simulated space radiation. New technologies, such as
three-dimensional cell cultures, microarrays, proteomics, and brain
imaging, are used in systematic studies on CNS risks from different
radiation types. According to biological data, mathematical models can
be used to estimate the risks from space radiation.
Systems biology approaches to Alzheimer's disease that consider
the biochemical pathways that are important in CNS disease evolution
have been developed by research that was funded outside NASA. Figure 6-8
shows a schematic of the biochemical pathways that are important in the
development of Alzheimer's disease. The description of the interaction
of space radiation within these pathways would be one approach to
developing predictive models of space radiation risks. For example, if
the pathways that were studied in animal models could be correlated with
studies in humans who are suffering from Alzheimer's disease, an
approach to describe risk that uses biochemical degrees-of-freedom could
be pursued. Edelstein-Keshet and Spiros have developed an in silico model of senile plaques that are related to
Alzheimer's disease. In this model, the biochemical interactions among
TNF, IL-1B, and IL-6 are described within several important cell
populations, including astrocytes, microglia, and neurons. Further, in
this model soluble amyloid causes microglial chemotaxis and activates
IL-1B secretion. Figure 6-9 shows the results of the Edelstein-Keshet
and Spiros model simulating plaque formation and neuronal death.
Establishing links between space radiation-induced changes to the
changes that are described in this approach can be pursued to develop an
in silico model of Alzheimer's disease that results from space radiation.
Other interesting candidate pathways that may be important in the
regulation of radiation-induced degenerative CNS changes are signal
transduction pathways that are regulated by Cdk5. Cdk5 is a kinase that
plays a key role in neural development; its aberrant expression and
activation are associated with neurodegenerative processes, including
Alzheimer's disease. This kinase is up-regulated in neural cells following ionizing radiation exposure.
Risks in context of exploration mission operational scenarios
Projections for space missions
Reliable
projections of CNS risks for space missions cannot be made from the
available data. Animal behavior studies indicate that high-HZE radiation
has a high RBE, but the data are not consistent. Other uncertainties
include: age at exposure, radiation quality, and dose-rate effects, as
well as issues regarding genetic susceptibility to CNS risk from space
radiation exposure. More research is required before CNS risk can be
estimated.
Potential for biological countermeasures
The
goal of space radiation research is to estimate and reduce
uncertainties in risk projection models and, if necessary, develop
countermeasures and technologies to monitor and treat adverse outcomes
to human health and performance that are relevant to space radiation for
short-term and career exposures, including acute or late CNS effects
from radiation exposure. The need for the development of countermeasures
to CNS risks is dependent on further understanding of CNS risks,
especially issues that are related to a possible dose threshold, and if
so, which NASA missions would likely exceed threshold doses. As a result
of animal experimental studies, antioxidant and anti-inflammation are
expected to be effective countermeasures for CNS risks from space
radiation.
Diets of blueberries and strawberries were shown to reduce CNS risks
after heavy-ion exposure. Estimating the effects of diet and nutritional
supplementation will be a primary goal of CNS research on
countermeasures.
A diet that is rich in fruit and vegetables significantly reduces
the risk of several diseases. Retinoids and vitamins A, C, and E are
probably the most well-known and studied natural radioprotectors, but
hormones (e.g., melatonin), glutathione, superoxide dismutase, and
phytochemicals from plant extracts (including green tea and cruciferous
vegetables), as well as metals (especially selenium, zinc, and copper
salts) are also under study as dietary supplements for individuals,
including astronauts, who have been overexposed to radiation.
Antioxidants should provide reduced or no protection against the
initial damage from densely ionizing radiation such as HZE nuclei,
because the direct effect is more important than the
free-radical-mediated indirect radiation damage at high LET. However,
there is an expectation that some benefits should occur for persistent
oxidative damage that is related to inflammation and immune responses.
Some recent experiments suggest that, at least for acute high-dose
irradiation, an efficient radioprotection by dietary supplements can be
achieved, even in the case of exposure to high-LET radiation. Although
there is evidence that dietary antioxidants (especially strawberries)
can protect the CNS from the deleterious effects of high doses of HZE particles,
because the mechanisms of biological effects are different at low
dose-rates compared to those of acute irradiation, new studies for
protracted exposures will be needed to understand the potential benefits
of biological countermeasures.
Concern about the potential detrimental effects of antioxidants
was raised by a recent meta-study of the effects of antioxidant
supplements in the diet of normal subjects.
The authors of this study did not find statistically significant
evidence that antioxidant supplements have beneficial effects on
mortality. On the contrary, they concluded that β-carotene, vitamin A,
and vitamin E seem to increase the risk of death. Concerns are that the
antioxidants may allow rescue of cells that still sustain DNA mutations
or altered genomic methylation patterns following radiation damage to
DNA, which can result in genomic instability. An approach to target
damaged cells for apoptosis may be advantageous for chronic exposures to
GCR.
Individual risk factors
Individual
factors of potential importance are genetic factors, prior radiation
exposure, and previous head injury, such as concussion. Apolipoprotein E
(ApoE) has been shown to be an important and common factor in CNS
responses. ApoE controls the redistribution of lipids among cells and is
expressed at high levels in the brain.
New studies are considering the effects of space radiation for the
major isoforms of ApoE, which are encoded by distinct alleles (ε2, ε3,
and ε4). The isoform ApoE ε4 has been shown to increase the risk of
cognitive impairments and to lower the age for Alzheimer's disease. It
is not known whether the interaction of radiation sensitivity or other
individual risks factors is the same for high- and low-LET radiation.
Other isoforms of ApoE confer a higher risk for other diseases. People
who carry at least one copy of the ApoE ε4 allele are at increased risk
for atherosclerosis, which is also suspected to be a risk increased by
radiation. People who carry two copies of the ApoE ε2 allele are at risk
for a condition that is known as hyperlipoproteinemia type III. It will
therefore be extremely challenging to consider genetic factors in a
multipleradiation-risk paradigm.
Conclusion
Reliable
projections for CNS risks from space radiation exposure cannot be made
at this time due to a paucity of data on the subject. Existing animal
and cellular data do suggest that space radiation can produce
neurological and behavioral effects; therefore, it is possible that
mission operations will be impacted. The significance of these results
on the morbidity to astronauts has not been elucidated, however. It is
to be noted that studies, to date, have been carried out with relatively
small numbers of animals (<10 per dose group); this means that
testing of dose threshold effects at lower doses (<0.5 Gy) has not
yet been carried out to a sufficient extent. As the problem of
extrapolating space radiation effects in animals to humans will be a
challenge for space radiation research, such research could become
limited by the population size that is typically used in animal studies.
Furthermore, the role of dose protraction has not been studied to date.
An approach has not been discovered to extrapolate existing
observations to possible cognitive changes, performance degradation, or
late CNS effects in astronauts. Research on new approaches to risk
assessment may be needed to provide the data and knowledge that will be
necessary to develop risk projection models of the CNS from space
radiation. A vigorous research program, which will be required to solve
these problems, must rely on new approaches to risk assessment and
countermeasure validation because of the absence of useful human
radio-epidemiology data in this area.
Health threats from cosmic rays are the dangers posed by cosmic rays to astronauts on interplanetary missions or any missions that venture through the Van-Allen Belts or outside the Earth's magnetosphere. They are one of the greatest barriers standing in the way of plans for interplanetary travel by crewed spacecraft,
but space radiation health risks also occur for missions in low Earth orbit such as the International Space Station (ISS).
The radiation environment of deep space is different from that on the Earth's surface or in low Earth orbit, due to the much larger flux of high-energy galactic cosmic rays (GCRs), along with radiation from solar proton events (SPEs) and the radiation belts.
Galactic cosmic rays (GCRs) consist of high energy protons (85%), alpha particles (14%) and other high energy nuclei (HZE ions). Solar energetic particles consist primarily of protons accelerated by the Sun to high energies via proximity to solar flares and coronal mass ejections.
Heavy ions and low energy protons and helium particles are highly
ionizing forms of radiation, which produce distinct biological damage
compared to X-rays and gamma-rays.
Microscopic energy deposition from highly ionizing particles
consists of a core radiation track due to direct ionizations by the
particle and low energy electrons produced in ionization, and a penumbra
of higher energy electrons that may extend hundreds of microns from the
particles path in tissue. The core track produces extremely large
clusters of ionizations within a few nanometres, which is qualitatively distinct from energy deposition by X-rays and gamma rays;
hence human epidemiology data which only exists for these latter forms
of radiation is limited in predicting the health risks from space
radiation to astronauts.
The radiation belts are within Earth's magnetosphere and do not
occur in deep space, while organ dose equivalents on the International
Space Station are dominated by GCR not trapped radiation. Microscopic
energy deposition in cells and tissues is distinct for GCR compared to
X-rays on Earth, leading to both qualitative and quantitative
differences in biological effects, while there is no human epidemiology
data for GCR for cancer and other fatal risks.
The solar cycle
is an approximately 11-year period of varying solar activity including
solar maximum where the solar wind is strongest and solar minimum where
the solar wind is weakest. Galactic cosmic rays create a continuous
radiation dose throughout the Solar System that increases during solar minimum and decreases during solar maximum (solar activity).
The inner and outer radiation belts are two regions of trapped
particles from the solar wind that are later accelerated by dynamic
interaction with the Earth's magnetic field. While always high, the
radiation dose in these belts can increase dramatically during geomagnetic storms and substorms.
Solar proton events (SPEs) are bursts of energetic protons accelerated
by the Sun. They occur relatively rarely and can produce extremely high
radiation levels. Without thick shielding, SPEs are sufficiently strong
to cause acute radiation poisoning and death.
Life on the Earth's surface is protected from galactic cosmic rays by a number of factors:
The Earth's atmosphere is opaque to primary cosmic rays with
energies below about 1 gigaelectron volt (GeV), so only secondary
radiation can reach the surface. The secondary radiation is also
attenuated by absorption in the atmosphere, as well as by radioactive
decay in flight of some particles, such as muons. Particles entering
from a direction far from the zenith are especially attenuated. The
world's population receives an average of 0.4 millisieverts
(mSv) of cosmic radiation annually (separate from other sources of
radiation exposure like inhaled radon) due to atmospheric shielding. At
12 km altitude, above most of the atmosphere's
protection, radiation as an annual rate rises to 20 mSv at the equator
to 50–120 mSv at the poles, varying between solar maximum and minimum
conditions.
Missions beyond low Earth orbit transit the Van Allen radiation belts.
Thus they may need to be shielded against exposure to cosmic rays, Van
Allen radiation, or solar flares. The region between two and four Earth
radii lies between the two radiation belts and is sometimes referred to
as the "safe zone". See the implications of the Van Allen belts for space travel for more information.
Electromagnetic radiation
created by lightning in clouds only a few miles high can create a safe
zone in the Van Allen radiation belts that surround the Earth. This
zone, known as the "Van Allen Belt slot", may be a safe haven for satellites in medium Earth orbits (MEOs), protecting them from the Sun's intense radiation.
As a result, the energy input of GCRs to the atmosphere is negligible – about 10−9 of solar radiation – roughly the same as starlight.
Of the above factors, all but the first one apply to low Earth orbit craft, such as the Space Shuttle and the International Space Station. Exposures on the ISS average 150 mSv per year, although frequent crew rotations minimize individual risk. Astronauts on Skylab missions received on average 1.4 mSv/day.
Since the durations of the Skylab missions were days and months,
respectively, rather than years, the doses involved were smaller than
would be expected on future long-term missions such as to a near-Earth
asteroid or to Mars (unless far more shielding could be provided).
On 31 May 2013, NASA scientists reported that a possible human mission to Mars may involve a great radiation risk based on the amount of energetic particle radiation detected by the radiation assessment detector (RAD) on the Mars Science Laboratory while traveling from the Earth to Mars in 2011–2012.However, the absorbed dose and dose equivalent for a Mars mission were
predicted in the early 1990s by Badhwar, Cucinotta, and others (see for
example Badhwar, Cucinotta et al., Radiation Research vol. 138, 201–208,
1994) and the result of the MSL experiment are to a large extent
consistent with these earlier predictions.
Human health effects
The potential acute and chronic health effects of space radiation, as
with other ionizing radiation exposures, involve both direct damage to
DNA, indirect effects due to generation of reactive oxygen species, and
changes to the biochemistry of cells and tissues, which can alter gene
transcription and the tissue microenvironment along with producing DNA
mutations. Acute (or early radiation) effects result from high radiation
doses, and these are most likely to occur after solar particle events
(SPEs). Likely chronic effects of space radiation exposure include both stochastic events such as radiation carcinogenesis
and deterministic degenerative tissue effects. To date, however, the
only pathology associated with space radiation exposure is a higher risk
for radiation cataract among the astronaut corps.
The health threat depends on the flux, energy spectrum, and
nuclear composition of the radiation. The flux and energy spectrum
depend on a variety of factors: short-term solar weather, long-term
trends (such as an apparent increase since the 1950s), and position in the Sun's magnetic field. These factors are incompletely understood.
The Mars Radiation Environment Experiment
(MARIE) was launched in 2001 in order to collect more data.
Estimates are that humans unshielded in interplanetary space would
receive annually roughly 400 to 900 mSv (compared to 2.4 mSv on Earth)
and that a Mars mission (12 months in flight and 18 months on Mars)
might expose shielded astronauts to roughly 500 to 1000 mSv. These doses approach the 1 to 4 Sv career limits advised by the National Council on Radiation Protection and Measurements (NCRP) for low Earth orbit
activities in 1989, and the more recent NCRP recommendations of 0.5 to 2
Sv in 2000 based on updated information on dose to risk conversion
factors. Dose limits depend on age at exposure and sex due to difference
in susceptibility with age, the added risks of breast and ovarian cancers to women, and the variability of cancer risks such as lung cancer between men and women. A 2017 laboratory study on mice, estimates that the risk of developing cancer due to galactic cosmic rays (GCR) radiation exposure after a Mars mission could be two times greater than what scientists previously thought.
The quantitative biological effects of cosmic rays are poorly
known, and are the subject of ongoing research. Several experiments,
both in space and on Earth, are being carried out to evaluate the exact
degree of danger. Additionally, the impact of the space microgravity
environment on DNA repair has in part confounded the interpretation of
some results.
Experiments over the last 10 years have shown results both higher and
lower than predicted by current quality factors used in radiation
protection, indicating large uncertainties exist.
Experiments in 2007 at Brookhaven National Laboratory's NASA Space Radiation Laboratory
(NSRL) suggest that biological damage due to a given exposure is
actually about half what was previously estimated: specifically, it
suggested that low energy protons cause more damage than high energy
ones.
This was explained by the fact that slower particles have more time to
interact with molecules in the body. This may be interpreted as an
acceptable result for space travel as the cells affected end up with
greater energy deposition and are more likely to die without
proliferating into tumors. This is in contrast to the current dogma on
radiation exposure to human cells which considers lower energy radiation
of higher weighting factor for tumor formation. Relative biological
effectiveness (RBE) depends on radiation type described by particle
charge number, Z, and kinetic energy per amu, E, and varies with tumor
type with limited experimental data suggesting leukemia's
having the lowest RBE, liver tumors the highest RBE, and limited or no
experimental data on RBE available for cancers that dominate human
cancer risks including lung, stomach, breast, and bladder cancers.
Studies of Harderian gland tumors in a single strain of female mice
with several heavy ions have been made, however it is not clear how well
the RBE for this tumor type represents the RBE for human cancers such
as lung, stomach, breast and bladder cancers nor how RBE changes with
sex and genetic background.
Part of the ISS year long mission is to determine the health impacts of cosmic ray exposure over the course of one year spent aboard the International Space Station. However, sample sizes
for accurately estimating health risks directly from crew observations
for the risks of concern (cancer, cataracts, cognitive and memory
changes, late CNS risks, circulatory diseases, etc.) are large
(typically >>10 persons) and necessarily involve long post-mission
observation times (>10 years). The small number of astronauts on the
ISS and the limited length of missions puts statistical limits on how
accurate risk predictions can be. Hence the need for ground-based
research to predict cosmic ray health risks. In addition, radiation
safety requirements mandate that risks should be adequately understood
prior to astronauts incurring significant risks, and methods developed
to mitigate the risks if necessary.
Noting these limitations, a study published in Scientific Reports
looked over 301 U.S. astronauts and 117 Soviet and Russian cosmonauts,
and found no measurable increase in cancer mortality compared to the
general population over time.
An earlier 1998 study came to similar conclusions, with no
statistically significant increase in cancer among astronauts compared
to the reference group. See spaceflight radiation carcinogenesis for further details on cancer risks.
Hypothetical early and late effects on the central nervous system are
of great concern to NASA and an area of active current research
interest. It is postulated short- and long-term effects of CNS exposure
to galactic cosmic radiation are likely to pose significant neurological
health risks to human long-term space travel.
Estimates suggest considerable exposure to high energy heavy (HZE) ions
as well as protons and secondary radiation during Mars or prolonged
Lunar missions with estimates of whole body effective doses ranging from
0.17 to greater than 1.0 Sv. Given the high linear energy transfer
potential of such particles, a considerable proportion of those cells
exposed to HZE radiation are likely to die. Based on calculations of
heavy ion fluences during space flight as well as various experimental
cell models, as many as 5% of an astronaut's cells might be killed
during such missions. With respect to cells in critical brain regions, as many as 13% of such cells may be traversed at least once by an iron ion during a three-year Mars mission. Several Apollo astronauts reported seeing light flashes, although the precise biological mechanisms responsible are unclear. Likely pathways include heavy ion interactions with retinal photoreceptors and Cherenkov radiation resulting from particle interactions within the vitreous humor. This phenomenon has been replicated on Earth by scientists at various institutions.
As the duration of the longest Apollo flights was less than two weeks,
the astronauts had limited cumulative exposures and a corresponding low
risk for radiation carcinogenesis. In addition, there were only 24 such astronauts, making statistical analysis of any potential health effects problematic.
In the above discussion dose equivalents is units of Sievert (Sv)
are noted, however the Sv is a unit for comparing cancer risks for
different types of ionizing radiation. For CNS effects absorbed doses in
Gy are more useful, while the RBE for CNS effects is poorly understood.
Furthermore, stating "hypothetical" risk is problematic, while space
radiation CNS risk estimates have largely focused on early and late
detriments to memory and cognition (e.g. Cucinotta, Alp, Sulzman, and
Wang, Life Sciences in Space Research, 2014).
On 31 December 2012, a NASA-supported study reported that human spaceflight may harm the brains of astronauts and accelerate the onset of Alzheimer's disease.
This research is problematic due to many factors, inclusive of the
intensity of which mice were exposed to radiation which far exceeds
normal mission rates.
A review of CNS space radiobiology by Cucinotta, Alp, Sulzman,
and Wang (Life Sciences in Space Research, 2014) summarizes research
studies in small animals of changes to cognition and memory,
neuro-inflammation, neuron morphology, and impaired neurogenesis in the
hippocampus. Studies using simulated space radiation in small animals
suggest temporary or long-term cognitive detriments could occur during a
long-term space mission. Changes to neuron morphology in mouse
hippocampus and pre-frontal cortex occur for heavy ions at low doses
(<0.3 Gy). Studies in mice and rats of chronic neuro-inflammation and
behavioral changes show variable results at low doses (~0.1 Gy or
lower). Further research is needed to understand if such cognitive
detriments induced by space radiation would occur in astronauts and
whether they would negatively impact a Mars mission.
The cumulative heavy ion doses in space are low such that
critical cells and cell components will receive only 0 or 1 particle
traversal. The cumulative heavy ion dose for a Mars mission near solar
minimum would be ~0.05 Gy and lower for missions at other times in the
solar cycle. This suggests dose-rate effects will not occur for heavy
ions as long as the total doses used in experimental studies in
reasonably small (<~0.1 Gy). At larger doses (>~0.1 Gy) critical
cells and cell components could receive more than one particle
traversal, which is not reflective of the deep space environment for
extended duration missions such as a mission to Mars. An alternative
assumption would be if a tissue's micro-environment is modified by a
long-range signaling effect or change to biochemistry, whereby a
particle traversal to some cells modifies the response of other cells
not traversed by particles. There is limited experimental evidence,
especially for central nervous system effects, available to evaluate
this alternative assumption.
Prevention
Spacecraft shielding
Material shielding can be effective against galactic cosmic rays, but
thin shielding may actually make the problem worse for some of the
higher energy rays, because more shielding causes an increased amount of
secondary radiation, although thick shielding could counter such too.
The aluminium walls of the ISS, for example, are believed to produce a
net reduction in radiation exposure. In interplanetary space, however,
it is believed that thin aluminium shielding would give a net increase
in radiation exposure but would gradually decrease as more shielding is
added to capture generated secondary radiation.
Studies of space radiation shielding should include tissue or
water equivalent shielding along with the shielding material under
study. This observation is readily understood by noting that the average
tissue self-shielding of sensitive organs is about 10 cm, and that
secondary radiation produced in tissue such as low energy protons,
helium and heavy ions are of high linear energy transfer
(LET) and make significant contributions (>25%) to the overall
biological damage from GCR. Studies of aluminum, polyethylene, liquid
hydrogen, or other shielding materials, will involve secondary radiation
not reflective of secondary radiation produced in tissue, hence the
need to include tissue equivalent shielding in studies of space
radiation shielding effectiveness.
Several strategies are being studied for ameliorating the effects
of this radiation hazard for planned human interplanetary spaceflight:
Spacecraft can be constructed out of hydrogen-rich plastics, rather than aluminium.
Material shielding has been considered:
Liquid hydrogen, often used as fuel, tends to give relatively
good shielding, while producing relatively low levels of secondary
radiation. Therefore, the fuel could be placed so as to act as a form of
shielding around the crew. However, as fuel is consumed by the craft,
the crew's shielding decreases.
Water, which is necessary to sustain life, could also contribute to
shielding. But it too is consumed during the journey unless waste
products are utilized.
Asteroids could serve to provide shielding.
Light active radiation shields based on the charged graphene against
gamma rays, where the absorption parameters can be controlled by the
negative charge accumulation.
Magnetic deflection of charged radiation particles and/or
electrostatic repulsion is a hypothetical alternative to pure
conventional mass shielding under investigation. In theory, power
requirements for a 5-meter torus drop from an excessive 10 GW for a simple pure electrostatic shield (too discharged by space electrons) to a moderate 10 kilowatts (kW) by using a hybrid design. However, such complex active shielding is untried, with workability and practicalities more uncertain than material shielding.
Special provisions would also be necessary to protect against a solar
proton event, which could increase fluxes to levels that would kill a
crew in hours or days rather than months or years. Potential mitigation
strategies include providing a small habitable space behind a
spacecraft's water supply or with particularly thick walls or providing
an option to abort to the protective environment provided by the Earth's
magnetosphere. The Apollo mission used a combination of both
strategies. Upon receiving confirmation of an SPE, astronauts would move
to the Command Module, which had thicker aluminium walls than the Lunar
Module, then return to Earth. It was later determined from measurements
taken by instruments flown on Apollo that the Command Module would have
provided sufficient shielding to prevent significant crew harm.
None of these strategies currently provide a method of protection that would be known to be sufficient
while conforming to likely limitations on the mass of the payload at
present (around $10,000/kg) launch prices. Scientists such as University
of Chicago professor emeritus Eugene Parker are not optimistic it can
be solved anytime soon.
For passive mass shielding, the required amount could be too heavy to
be affordably lifted into space without changes in economics (like
hypothetical non-rocket spacelaunch
or usage of extraterrestrial resources) — many hundreds of metric tons
for a reasonably-sized crew compartment. For instance, a NASA design
study for an ambitious large space station envisioned 4 metric tons per
square meter of shielding to drop radiation exposure to 2.5 mSv annually
(± a factor of 2 uncertainty), less than the tens of milli sieverts or
more in some populated high natural background radiation areas
on Earth, but the sheer mass for that level of mitigation was
considered practical only because it involved first building a lunar mass driver to launch material.
Several active shielding methods have been considered that might
be less massive than passive shielding, but they remain speculative.
Since the type of radiation penetrating farthest through thick material
shielding, deep in interplanetary space, is GeV positively charged
nuclei, a repulsive electrostatic field has been proposed, but this has
problems including plasma instabilities and the power needed for an
accelerator constantly keeping the charge from being neutralized by
deep-space electrons.
A more common proposal is magnetic shielding generated by
superconductors (or plasma currents). Among the difficulties with this
proposal is that, for a compact system, magnetic fields up to 10–20
teslas could be required around a crewed spacecraft, higher than the
several teslas in MRI
machines. Such high fields can produce headaches and migraines in MRI
patients, and long-duration exposure to such fields has not been
studied. Opposing-electromagnet designs might cancel the field in the
crew sections of the spacecraft, but would require more mass. It is also
possible to use a combination of a magnetic field with an electrostatic
field, with the spacecraft having zero total charge. The hybrid design
would theoretically ameliorate the problems, but would be complex and
possibly infeasible.
Part of the uncertainty is that the effect of human exposure to galactic cosmic rays is poorly known in quantitative terms. The NASA Space Radiation Laboratory is currently studying the effects of radiation in living organisms as well as protective shielding.
Wearable radiation shielding
Apart
from passive and active radiation shielding methods, which focus on
protecting the spacecraft from harmful space radiation, there has been
much interest in designing personalized radiation protective suits for
astronauts. The reason behind choosing such methods of radiation
shielding is that in passive shielding, adding a certain thickness to
the spacecraft can increase the mass of the spacecraft by several
thousands of kilograms. This mass can surpass the launch constraints and costs several millions of dollars.
On the other hand, active radiation shielding methods is an
emerging technology which is still far away in terms of testing and
implementation. Even with the simultaneous use of active and passive
shielding, wearable protective shielding may be useful, especially in
reducing the health effects of SPEs, which generally are composed of
particles that have a lower penetrating force than GCR particles. The materials suggested for this type of protective equipment is often polyethylene or other hydrogen rich polymers.
Water has also been suggested as a shielding material. The limitation
with wearable protective solutions is that they need to be ergonomically
compatible with crew needs such as movement inside crew volume. One
attempt at creating wearable protection for space radiation was done by
the Italian Space Agency, where a garment was proposed that could be
filled with recycled water on the signal of incoming SPE.
A collaborative effort between the Israeli Space Agency, StemRad and Lockheed Martin was AstroRad,
tested aboard the ISS. The product is designed as an ergonomically
suitable protective vest, which can minimize the effective dose by SPE
to an extent similar to onboard storm shelters.
It also has potential to mildly reduce the effective dose of GCR
through extensive use during the mission during such routine activities
such as sleeping. This radiation protective garment uses selective
shielding methods to protect most radiation-sensitive organs such as
BFO, stomach, lungs, and other internal organs, thereby reducing the
mass penalty and launch cost.
Drugs and medicine
Another
line of research is the development of drugs that enhance the body's
natural capacity to repair damage caused by radiation. Some of the drugs
that are being considered are retinoids, which are vitamins with antioxidant
properties, and molecules that retard cell division, giving the body
time to fix damage before harmful mutations can be duplicated.
It has also been suggested that only through substantial improvements
and modifications could the human body endure the conditions of space
travel. While not constrained by basic laws of nature in the way
technical solutions are, this is far beyond current science of medicine.
Timing of missions
Due
to the potential negative effects of astronaut exposure to cosmic rays,
solar activity may play a role in future space travel. Because galactic
cosmic ray fluxes within the Solar System are lower during periods of
strong solar activity, interplanetary travel during solar maximum should
minimize the average dose to astronauts.
Although the Forbush decrease
effect during coronal mass ejections can temporarily lower the flux of
galactic cosmic rays, the short duration of the effect (1–3 days) and
the approximately 1% chance that a CME generates a dangerous solar
proton event limits the utility of timing missions to coincide with
CMEs.
Orbital selection
Radiation
dosage from the Earth's radiation belts is typically mitigated by
selecting orbits that avoid the belts or pass through them relatively
quickly. For example, a low Earth orbit, with low inclination, will generally be below the inner belt.
The orbits of the Earth-Moon system Lagrange pointsL2 - L5 take them out of the protection of the Earth's magnetosphere for approximately two-thirds of the time.
The orbits of Earth-Sun system Lagrange Points L1 and L3 - L5 are always outside the protection of the Earth's magnetosphere.