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Thursday, February 27, 2025

COVID-19 testing

From Wikipedia, the free encyclopedia
The US CDC's COVID-19 laboratory test kit

COVID-19 testing involves analyzing samples to assess the current or past presence of SARS-CoV-2, the virus that cases COVID-19 and is responsible for the COVID-19 pandemic. The two main types of tests detect either the presence of the virus or antibodies produced in response to infection. Molecular tests for viral presence through its molecular components are used to diagnose individual cases and to allow public health authorities to trace and contain outbreaks. Antibody tests (serology immunoassays) instead show whether someone once had the disease. They are less useful for diagnosing current infections because antibodies may not develop for weeks after infection. It is used to assess disease prevalence, which aids the estimation of the infection fatality rate.

Individual jurisdictions have adopted varied testing protocols, including whom to test, how often to test, analysis protocols, sample collection and the uses of test results. This variation has likely significantly impacted reported statistics, including case and test numbers, case fatality rates and case demographics. Because SARS-CoV-2 transmission occurs days after exposure (and before onset of symptoms), there is an urgent need for frequent surveillance and rapid availability of results.

Test analysis is often performed in automated, high-throughput, medical laboratories by medical laboratory scientists. Rapid self-tests and point-of-care testing are also available and can offer a faster and less expensive method to test for the virus although with a lower accuracy.

Methods

Explanation of the underlying pathophysiology pertaining to diagnosis of COVID-19

Positive viral tests indicate a current infection, while positive antibody tests indicate a prior infection. Other techniques include a CT scan, checking for elevated body temperature, checking for low blood oxygen level, and detection by trained dogs.

Detection of the virus

Detection of the virus is usually done either by looking for the virus's inner RNA, or pieces of protein on the outside of the virus. Tests that look for the viral antigens (parts of the virus) are called antigen tests.

There are multiple types of tests that look for the virus by detecting the presence of the virus's RNA. These are called nucleic acid or molecular tests, after molecular biology. As of 2021, the most common form of molecular test is the reverse transcription polymerase chain reaction (RT-PCR) test. Other methods used in molecular tests include CRISPR, isothermal nucleic acid amplification, digital polymerase chain reaction, microarray analysis, and next-generation sequencing.

Reverse transcription polymerase chain reaction (RT-PCR) test

Polymerase chain reaction (PCR) is a process that amplifies (replicates) a small, well-defined segment of DNA many hundreds of thousands of times, creating enough of it for analysis. Test samples are treated with certain chemicals that allow DNA to be extracted. Reverse transcription converts RNA into DNA.

Reverse transcription polymerase chain reaction (RT-PCR) first uses reverse transcription to obtain DNA, followed by PCR to amplify that DNA, creating enough to be analyzed. RT-PCR can thereby detect SARS-CoV-2, which contains only RNA. The RT-PCR process generally requires a few hours. These tests are also referred to as molecular or genetic assays.

Real-time PCR (qPCR) provides advantages including automation, higher-throughput and more reliable instrumentation. It has become the preferred method.

The combined technique has been described as real-time RT-PCR or quantitative RT-PCR and is sometimes abbreviated qRT-PCR, rRT-PCR or RT-qPCR, although sometimes RT-PCR or PCR are used. The Minimum Information for Publication of Quantitative Real-Time PCR Experiments (MIQE) guidelines propose the term RT-qPCR, but not all authors adhere to this.

Average sensitivity for rapid molecular tests depend on the brand. For ID NOW, the average sensitivity was 73.0% with an average specificity of 99.7%; for Xpert Xpress the average sensitivity was 100% with an average specificity of 97.2%.

In a diagnostic test, sensitivity is a measure of how well a test can identify true positives and specificity is a measure of how well a test can identify true negatives. For all testing, both diagnostic and screening, there is usually a trade-off between sensitivity and specificity, such that higher sensitivities will mean lower specificities and vice versa.

Sensitivity and Specificity

A 90% specific test will correctly identify 90% of those who are uninfected, leaving 10% with a false positive result.

Samples can be obtained by various methods, including a nasopharyngeal swab, sputum (coughed up material), throat swabs, deep airway material collected via suction catheter or saliva. Drosten et al. remarked that for 2003 SARS, "from a diagnostic point of view, it is important to note that nasal and throat swabs seem less suitable for diagnosis, since these materials contain considerably less viral RNA than sputum, and the virus may escape detection if only these materials are tested."

Sensitivity of clinical samples by RT-PCR is 63% for nasal swab, 32% for pharyngeal swab, 48% for feces, 72–75% for sputum, and 93–95% for bronchoalveolar lavage.

The likelihood of detecting the virus depends on collection method and how much time has passed since infection. According to Drosten tests performed with throat swabs are reliable only in the first week. Thereafter the virus may abandon the throat and multiply in the lungs. In the second week, sputum or deep airways collection is preferred.

Collecting saliva may be as effective as nasal and throat swabs, although this is not certain. Sampling saliva may reduce the risk for health care professionals by eliminating close physical interaction. It is also more comfortable for the patient. Quarantined people can collect their own samples. A saliva test's diagnostic value depends on sample site (deep throat, oral cavity, or salivary glands). Some studies have found that saliva yielded greater sensitivity and consistency when compared with swab samples.

On 15 August 2020, the US FDA granted an emergency use authorization for a saliva test developed at Yale University that gives results in hours.

On 4 January 2021, the US FDA issued an alert about the risk of false results, particularly false negative results, with the Curative SARS-Cov-2 Assay real-time RT-PCR test.

Viral burden measured in upper respiratory specimens declines after symptom onset. Following recovery, many patients no longer have detectable viral RNA in upper respiratory specimens. Among those who do, RNA concentrations three days following recovery are generally below the range in which replication-competent virus has been reliably isolated. No clear correlation has been described between length of illness and duration of post-recovery shedding of viral RNA in upper respiratory specimens.

Other molecular tests

Isothermal nucleic acid amplification tests also amplify the virus's genome. They are faster than PCR because they do not involve repeated heating and cooling cycles. These tests typically detect DNA using fluorescent tags, which are read out with specialized machines.

CRISPR gene editing technology was modified to perform the detection: if the CRISPR enzyme attaches to the sequence, it colors a paper strip. The researchers expect the resulting test to be cheap and easy to use in point-of-care settings. The test amplifies RNA directly, without the RNA-to-DNA conversion step of RT-PCR.

Antigen tests

COVID-19 Antigen Rapid Test Kit; the timer is provided by the user.
Mucus from nose or throat in a test liquid is placed onto a COVID-19 rapid antigen diagnostic test device.
COVID-19 rapid testing in Rwanda

An antigen is the part of a pathogen that elicits an immune response. Antigen tests look for antigen proteins from the viral surface. In the case of a coronavirus, these are usually proteins from the surface spikes. SARS-CoV-2 antigens can be detected before onset of COVID-19 symptoms (as soon as SARS-CoV-2 virus particles) with more rapid test results, but with less sensitivity than PCR tests for the virus.

COVID-19 rapid antigen tests are lateral flow immunoassays that detect the presence of a specific viral antigen, which indicates current viral infection. Antigen tests produce results quickly (within approximately 15–30 minutes), and most can be used at the point-of-care or as self-tests. Self-tests are rapid tests that can be taken at home or anywhere, are easy to use, and produce rapid results. Antigen tests can be performed on nasopharyngeal, nasal swab, or saliva specimens.

Antigen tests that can identify SARS-CoV-2 offer a faster and less expensive method to test for the virus. Antigen tests are generally less sensitive than real-time reverse transcription polymerase chain reaction (RT-PCR) and other nucleic acid amplification tests (NAATs).

Antigen tests may be one way to scale up testing to much greater levels. Isothermal nucleic acid amplification tests can process only one sample at a time per machine. RT-PCR tests are accurate but require too much time, energy and trained personnel to run the tests. "There will never be the ability on a [PCR] test to do 300 million tests a day or to test everybody before they go to work or to school," Deborah Birx, head of the White House Coronavirus Task Force, said on 17 April 2020. "But there might be with the antigen test."

Samples may be collected via nasopharyngeal swab, a swab of the anterior nares, or from saliva (obtained by various methods including lollipop tests for children). The sample is then exposed to paper strips containing artificial antibodies designed to bind to coronavirus antigens. Antigens bind to the strips and give a visual readout. The process takes less than 30 minutes, can deliver results at point of care, and does not require expensive equipment or extensive training.

Swabs of respiratory viruses often lack enough antigen material to be detectable. This is especially true for asymptomatic patients who have little if any nasal discharge. Viral proteins are not amplified in an antigen test. A Cochrane review based on 64 studies investigating the efficacy of 16 different antigen tests determined that they correctly identified COVID-19 infection in an average of 72% of people with symptoms, compared to 58% of people without symptoms. Tests were most accurate (78%) when used in the first week after symptoms first developed, likely because people have the most virus in their system in the first days after they are infected. While some scientists doubt whether an antigen test can be useful against COVID-19, others have argued that antigen tests are highly sensitive when viral load is high and people are contagious, making them suitable for public health screening. Routine antigen tests can quickly identify when asymptomatic people are contagious, while follow-up PCR can be used if confirmatory diagnosis is needed.

Antibody tests

Machine used to analyze blood samples
Table showing amounts of IgG and IgM antibodies detected in sample
Top: Automated analyzer for immunoassays, used, for example, to find SARS-CoV-2 antibodies. Botom: Example of quantitative results for SARS-CoV-2 antibody test.

The body responds to a viral infection by producing antibodies that help neutralize the virus. Blood tests (also called serology tests or serology immunoassays) can detect the presence of such antibodies. Antibody tests can be used to assess what fraction of a population has once been infected, which can then be used to calculate the disease's mortality rate. They can also be used to determine how much antibody is contained in a unit of convalescent plasma, for COVID-19 treatment, or to verify if a given vaccine generates an adequate immune response.

SARS-CoV-2 antibodies' potency and protective period have not been established. Therefore, a positive antibody test may not imply immunity to a future infection. Further, whether mild or asymptomatic infections produce sufficient antibodies for a test to detect has not been established. Antibodies for some diseases persist in the bloodstream for many years, while others fade away.

The most notable antibodies are IgM and IgG. IgM antibodies are generally detectable several days after initial infection, although levels over the course of infection and beyond are not well characterized. IgG antibodies generally become detectable 10–14 days after infection and normally peak around 28 days after infection. This pattern of antibody development seen with other infections, often does not apply to SARS-CoV-2, however, with IgM sometimes occurring after IgG, together with IgG or not occurring at all. Generally, however, median IgM detection occurs 5 days after symptom onset, whereas IgG is detected a median 14 days after symptom onset. IgG levels significantly decline after two or three months.

Genetic tests verify infection earlier than antibody tests. Only 30% of those with a positive genetic test produced a positive antibody test on day 7 of their infection.

Antibody Test Types

Rapid diagnostic test (RDT)

RDTs typically use a small, portable, positive/negative lateral flow assay that can be executed at point of care. RDTs may process blood samples, saliva samples, or nasal swab fluids. RDTs produce colored lines to indicate positive or negative results.

Enzyme-linked immunosorbent assay (ELISA)

ELISAs can be qualitative or quantitative and generally require a lab. These tests usually use whole blood, plasma, or serum samples. A plate is coated with a viral protein, such as a SARS-CoV-2 spike protein. Samples are incubated with the protein, allowing any antibodies to bind to it. The antibody-protein complex can then be detected with another wash of antibodies that produce a color/fluorescent readout.

Neutralization assay

Neutralization assays assess whether sample antibodies prevent viral infection in test cells. These tests sample blood, plasma or serum. The test cultures cells that allow viral reproduction (e.g., Vero E6 cells). By varying antibody concentrations, researchers can visualize and quantify how many test antibodies block virus replication.

Chemiluminescent immunoassay

Chemiluminescent immunoassays are quantitative lab tests. They sample blood, plasma, or serum. Samples are mixed with a known viral protein, buffer reagents and specific, enzyme-labeled antibodies. The result is luminescent. A chemiluminescent microparticle immunoassay uses magnetic, protein-coated microparticles. Antibodies react to the viral protein, forming a complex. Secondary enzyme-labeled antibodies are added and bind to these complexes. The resulting chemical reaction produces light. The radiance is used to calculate the number of antibodies. This test can identify multiple types of antibodies, including IgG, IgM, and IgA.

Neutralizing vis-à-vis binding antibodies

Most if not all large scale COVID-19 antibody testing looks for binding antibodies only and does not measure the more important neutralizing antibodies (NAb). A NAb is an antibody that neutralizes the infectivity of a virus particle by blocking its attachment to or entry into a susceptible cell; enveloped viruses, like e.g. SARS-CoV-2, are neutralized by the blocking of steps in the replicative cycle up to and including membrane fusion. A non-neutralizing antibody either does not bind to the crucial structures on the virus surface or binds but leaves the virus particle infectious; the antibody may still contribute to the destruction of virus particles or infected cells by the immune system. It may even enhance infectivity by interacting with receptors on macrophages. Since most COVID-19 antibody tests return a positive result if they find only binding antibodies, these tests cannot indicate that the subject has generated protective NAbs that protect against re-infection.

It is expected that binding antibodies imply the presence of NAbs and for many viral diseases total antibody responses correlate somewhat with NAb responses but this is not established for COVID-19. A study of 175 recovered patients in China who experienced mild symptoms reported that 10 individuals had no detectable NAbs at discharge, or thereafter. How these patients recovered without the help of NAbs and whether they were at risk of re-infection was not addressed. An additional source of uncertainty is that even if NAbs are present, viruses such as HIV can evade NAb responses.

Studies have indicated that NAbs to the original SARS virus (the predecessor to the current SARS-CoV-2) can remain active for two years and are gone after six years. Nevertheless, memory cells including memory B cells and memory T cells can last much longer and may have the ability to reduce reinfection severity.

Other tests

Sniff tests

Sudden loss of smell can be used to screen people on a daily basis for COVID-19. A study by the National Institutes of Health showed that those infected with SARS-CoV-2 could not smell a 25% mixture of ethanol and water. Because various conditions can lead to the loss of the sense of smell, a sniff test would not be definitive but indicate the need for a PCR test. Because the loss of the sense of smell shows up before other symptoms, there has been a call for widespread sniff testing. Health care bureaucracies have generally ignored sniff tests even though they are quick, easy and capable of being self-administered daily. This has led some medical journals to write editorials supporting the adoption of sniff testing.

Imaging

Typical visible features on CT initially include bilateral multilobar ground-glass opacities with a peripheral or posterior distribution. COVID-19 can be identified with higher precision using CT than with RT-PCR.

Subpleural dominance, crazy paving, and consolidation may develop as the disease evolves. Chest CT scans and chest x-rays are not recommended for diagnosing COVID-19. Radiologic findings in COVID-19 lack specificity.

Chest X-rays, computed tomography scans and ultrasounds are all ways the coronavirus disease can be detected.

A chest x-ray is a portable lightweight machine. This machine is typically more available than polymerase chain reaction and computerized tomography scans. it only takes approximately 15 seconds per patient. This makes chest-x ray readily accessible and inexpensive. It also has quick turnaround time and can be crucial to the clinical equipment in the detection of coronavirus disease. Computerized tomography scans involve looking at 3D images from various angles. This is not as available as chest x-ray, but still only takes about 15 minutes per patient. Computerized tomography has been a known routine scanning for pneumonia diagnosis, therefore can also be used to diagnose coronavirus disease. Computerized tomography scans may help with ongoing illness monitoring throughout treatment. Patients who had low-grade symptoms and high body temperatures revealed significant lung indications on their chest computed tomography scans. They emphasized how important chest computerized tomography scans are for determining how serious the coronavirus disease infection is.

Ultrasound can be another tool to detect coronavirus disease. An ultrasound is a type of imaging exam that produces images using sound waves. Unlike computerized tomography scans and x-rays, ultrasound does not use radiation. Moreover, it is inexpensive, simple to use, repeatable, and has several additional advantages. Using a hand-held mobile machine, ultrasound examinations can be performed in a variety of healthcare settings.

There are some downsides to using imaging, however. The equipment needed for computed tomography scans is not available in most hospitals, making it not as effective as some other tools used for detection of the coronavirus disease. One of the difficult tasks in a pandemic is manually inspecting each report, which takes numerous radiology professionals and time. There were several problems with early studies of using chest computerized tomography scans for diagnosing coronavirus. Some of these problems included the disease severity characters being different in severe and hospitalized cases. The criteria for doing a chest computerized tomography scan were not defined. There was also no characterization of positive chest computerized tomography scans results. The computerized tomography scans findings were not the same as positive computerized tomography scans findings of coronavirus. In a typical clinical setting, chest imaging is not advised for routine screening of COVID-19. Patients with asymptomatic to mild symptoms are not recommended to be tested via chest computerized tomography scans. However, it is still crucial to use, particularly when determining complications or disease progression. Chest imaging also is not always the first route to take with patients who have high risk factors for COVID. High risk patients that had mild symptoms, chest imaging findings were limited. Although a computerized tomography scan is a strong tool in the diagnosis of COVID-19, it is insufficient to identify COVID-19 alone due to the poor specificity and the difficulties that radiologists may experience in distinguishing COVID-19 from other viral pneumonia on chest computerized tomography scans.

Serology (CoLab score) tests

The standard blood test (quick scan) taken at the emergency room measures different values. By use of the blood quick scan the CoLab score is calculated with a developed algorithm based on how the coronavirus causes changes in the blood. The software is intended for use in emergency rooms to quickly rule out the presence of the disease in incoming patients. A not negative result is followed by a PCR (polymerase chain reaction) or LAMP (loop-mediated isothermal amplification) test.

Breath tests

The breath test by a Coronavirus breathalyzer is a pre-screening test for people who have no or mild symptoms of COVID-19. A not negative result is followed by a PCR or LAMP test.

Animals

In May 2021, Reuters reported that Dutch researchers at Wageningen University had shown that trained bees could detect the virus in infected samples in seconds and this could benefit countries where test facilities are in short supply. A two-month study by the Necker-Cochin hospital Paris in conjunction with the French national veterinary school reported in May 2021 that dogs were more reliable than current lateral flow tests.

Researchers in Paris in March 2022 reported in a preprint not yet peer-reviewed that trained dogs were very effective for rapidly detecting the presence of SARS-Cov2 in people, whether displaying symptoms or not. The dogs were presented with sweat samples to smell from 335 people, of whom 78 with symptoms and 31 without tested positive by PCR. The dogs detected 97% of the symptomatic and 100% of the asymptomatic infections. They were 91% accurate at identifying volunteers who were not infected, and 94% accurate at ruling out the infection in people without symptoms. The authors said "Canine testing is non-invasive and provides immediate and reliable results. Further studies will be focused on direct sniffing by dogs to evaluate sniffer dogs for mass pre-test in airports, harbors, railways stations, cultural activities or sporting events."

Functional assays

Tollotest is a molecular test that detects the activity of a SARS-CoV2 protease, which is a biomarker for active infection.

History

Timeline of total number of tests in different countries

In January 2020, scientists from China published the first genetic sequences of SARS-CoV-2 via virological.org, a "hub for prepublication data designed to assist with public health activities and research". Researchers around the world used that data to build molecular tests for the virus. Antigen- and antibody-based tests were developed later.

Even once the first tests were created, the supply was limited. As a result, no countries had reliable data on the prevalence of the virus early in the pandemic. The WHO and other experts called for ramping up testing as the best way to slow the spread of the virus. Shortages of reagent and other testing supplies became a bottleneck for mass testing in the EU, the UK and the US. Early tests also encountered problems with reliability.

Testing protocols

Drive-through testing

In drive-through testing, the person undergoing testing remains in a vehicle while a healthcare professional approaches the vehicle and obtains a sample, all while taking appropriate precautions such as wearing personal protective equipment (PPE). Drive-through centers helped South Korea accelerate its testing program.

Home collection

A Randox PCR home test kit in the UK, showing the swab, and multi-layer packaging to deliver it to the lab
A USPS package containing COVID-19 tests from the fifth round of free US distributions in the fall of 2023, with instructions regarding FDA extensions of test expiration dates.

In Hong Kong test subjects can stay home and receive a specimen tube. They spit into it, return it and later get the result. Additionally, by the fall of 2023, the United States had conducted six rounds of mailing free at-home COVID-19 tests to households nationwide. The rapid antigen tests, while less accurate than PCR tests, did not require mailing the tests back to labs for analysis.

Pooled testing

Pooled testing can improve turnaround time, by combining a number of samples to be tested together. If the pool result is negative, all samples are negative. If the test result is positive, samples will need to be individually tested.

In Israel, researchers at Technion and Rambam Hospital developed a method for testing samples from 64 patients simultaneously, by pooling the samples and only testing further if the combined sample was positive. Pool testing was then adopted in Israel, Germany, Ghana South Korea, Nebraska, China and the Indian states of Uttar Pradesh, West Bengal, Punjab, Chhattisgarh and Maharashtra.

Open source, multiplexed designs released by Origami Assays can test as many as 1122 patient samples using only 93 assays. These balanced designs can be run in small laboratories without robotic liquid handlers.

Multi-tiered testing

One study proposed a rapid immune response assay as a screening test, with a confirmatory nucleic acid test for diagnosis, followed by a rapid antibody test to determine course of action and assess population exposure/herd immunity.

Required volume

Required testing levels are a function of disease spread. The more the cases, the more tests are needed to manage the outbreak. COVID-19 tends to grow exponentially at the beginning of an outbreak, meaning that the number of required tests initially also grows exponentially. If properly targeted testing grows more rapidly than cases, it can be contained.

WHO recommends increasing testing until fewer than 10% are positive in any given jurisdiction.

United States

Number of tests done per day in the US, as of April 2020.
Blue: CDC lab
Orange: Public health lab
Gray: Data incomplete due to reporting lag
Not shown: Testing at private labs; total exceeded 100,000 per day by 27 March.

Economist Paul Romer reported that the US has the technical capacity to scale up to 20 million tests per day, which is his estimate of the scale needed to fully remobilize the economy. The Edmond J. Safra Center for Ethics estimated on 4 April 2020 that this capacity could be available by late July 2020. Romer pointed to single-molecule real-time sequencing equipment from Pacific Biosciences and to the Ion Torrent Next-Generation Sequencing equipment from ThermoFisher Scientific. According to Romer, "Recent research papers suggest that any one of these has the potential to scale up to millions of tests per day." This plan requires removing regulatory hurdles. Romer estimated that $100 billion would cover the costs.

Romer also claimed that high test accuracy is not required if tests are administered frequently enough. He ran model simulations in which 7% of the population is tested every day using a test with a 20% false negative rate and a 1% false positive rate. The average person would be tested roughly every two weeks. Those who tested positive would go into quarantine. Romer's simulation indicated that the fraction of the population that is infected at any given time (known as the attack rate) peaks reaches roughly 8% in about thirty days before gradually declining, in most runs reaching zero at 500 days, with cumulative prevalence remaining below 20%.

Snapshot mass-testing

A study found that, despite possibly suboptimal implementation, the snapshot mass-testing approach conducted by Slovakia by which ~80% of its population was tested for COVID-19 within a weekend at the end of October 2020 was thought highly efficacious, decreasing observed prevalence by 58% within one week and by 70% compared to a hypothetical scenario of no snapshot mass-testing. The significant reduction resulted from a set of complementary lockdown and quarantine measures whereby citizens who tested positive were quarantined synchronously the weeks afterwards. The country increased other countermeasures at the same time so the inference was questionable. In the following months Slovakia's COVID-19 death rate per population increased to among the highest in the world. Research on mass testing suggests that people who test negative think it is safe to travel and come in contact with infected people. In the U.S. the tracing system was overwhelmed. On 70 percent of days there were more cases than tracers had time to contact and people contacted were often uncooperative.

Surveillance and screening of populations

As of August 2020, the WHO recognizes wastewater surveillance of SARS-CoV-2 as a potentially useful source of information on the prevalence and temporal trends of COVID-19 in communities, while highlighting that gaps in research such as viral shedding characteristics should be addressed. Such aggregative testing may have detected early cases. Studies show that wastewater-based epidemiology has the potential for an early warning system and monitoring for COVID-19 infections. This may prove particularly useful once large shares of regional populations are vaccinated or recovered and do not need to conduct rapid tests while in some cases being infectious nevertheless.

Available tests

A temporary drive-in testing site for COVID-19 set up with tents in a parking lot

Countries around the world developed tests independently and in partnership with others.

Nucleic acid tests

Tests are available that look for viral RNA using either polymerase chain reaction (PCR) or loop-mediated isothermal amplification (LAMP) technology.

Tests developed in China, France, Germany, Hong Kong, Japan, the United Kingdom, and the US targeted different parts of the viral genome. WHO adopted the German system for manufacturing kits sent to low-income countries without the resources to develop their own.

PowerChek Coronavirus looks for the "E" gene shared by all beta coronaviruses, and the RdRp gene specific to SARS-CoV-2.

US President Donald Trump displays a COVID-19 testing kit from Abbott Laboratories in March 2020.
Nucleic acid testing conducted using an Abbott Laboratories ID Now device

Abbott Laboratories' ID Now nucleic acid test uses isothermal amplification technology. The assay amplifies a unique region of the virus's RdRp gene; the resulting copies are then detected with "fluorescently-labeled molecular beacons". The test kit uses the company's "toaster-size" ID Now device, which is widely deployed in the US. The device can be used in laboratories or in point of care settings, and provides results in 13 minutes or less.

Primerdesign offers its Genesig Real-Time PCR test system. Roche Molecular Systems offers the Cobas 6800/8800 systems; they are offered among others by the United Nations.

Antigen tests

Innova SARS-CoV-2 Antigen Rapid Qualitative Lateral Flow Test kit showing a negative result. This device has been subject to accuracy concerns and a recall in the United States.

Antigen tests are readily available worldwide and have been approved by several health regulators.

Quidel's "Sofia 2 SARS Antigen FIA" is a lateral flow test that uses monoclonal antibodies to detect the virus's nucleocapsid (N) protein. The result is read out by the company's Sofia 2 device using immunofluorescence. The test is simpler and cheaper but less accurate than nucleic acid tests. It can be deployed in laboratories or at point of care and gives results in 15 minutes. A false negative result occurs if the sample's antigen level is positive but below the test's detection limit, requiring confirmation with a nucleic acid test.

The Innova SARS-CoV-2 Antigen Rapid Qualitative Test was never approved for use in the United States, but was being sold by the company anyway. The FDA inspected Innova facilities in California in March and April 2021, and found inadequate quality assurance of tests manufactured in China. On 23 April 2021, the company issued a recall. The FDA warned consumers to return or destroy the devices because the rate of false positives and false negatives found in clinical trials were higher than the rate claimed by the packaging. Over 1 billion tests from the company have been distributed in the UK, with £3 billion in funding as part of Operation Moonshot, and the MHRK has authorized exceptional use until at least 28 August 2021. Concerned experts pointed out that accuracy dropped significantly when screening was conducted by the public instead of by a medical professional, and that the test was not designed to screen asymptomatic people. A 2020 study found 79% of positive cases were found when used by laboratory scientists, but only 58% when used by the general public and 40% when used for city-wide screening in Liverpool.

Serology (antibody) tests

Antibodies are usually detectable 14 days after the onset of the infection. Multiple jurisdictions survey their populations using these tests. The test requires a blood sample.

Private US labs including Quest Diagnostics and LabCorp offer antibody testing upon request.

Certain antibody tests are available in several European countries and also in the US.

Roche offers a selective ELISA serology test.

A summary review in BMJ has noted that while some "serological tests ... might be cheaper and easier to implement at the point of care [than RT-PCR]", and such testing can identify previously infected individuals, "caution is warranted ... using serological tests for ... epidemiological surveillance". The review called for higher quality studies assessing accuracy with reference to a standard of "RT-PCR performed on at least two consecutive specimens, and, when feasible, includ[ing] viral cultures." CEBM researchers have called for in-hospital 'case definition' to record "CT lung findings and associated blood tests" and for the WHO to produce a "protocol to standardise the use and interpretation of PCR" with continuous re-calibration.

Accuracy

The location of sample collection impact on sensitivity for COVID-19 in 205 Wuhan patients
Samples source Positive rate
Bronchoalveolar lavage fluid specimens 93% (14/15)
Sputum 72% (75/104)
Nasal swabs 63% (5/8)
Fibrobronchoscope brush biopsy 46% (6/13)
Pharyngeal swabs 32% (126/398)
Feces 29% (44/153)
Blood 1% (3/307)

Accuracy is measured in terms of specificity and selectivity. Test errors can be false positives (the test is positive, but the virus is not present) or false negatives, (the test is negative, but the virus is present). In a study of over 900,000 rapid antigen tests, false positives were found to occur at a rate of 0.05% or 1 in 2000.

Sensitivity and specificity

Sensitivity indicates whether the test accurately identifies whether the virus is present. Each test requires a minimum level of viral load in order to produce a positive result. A 90% sensitive test will correctly identify 90% of infections, missing the other 10% (a false negative). Even relatively high sensitivity rates can produce high rates of false negatives in populations with low incidence rates.

In a diagnostic test, sensitivity is a measure of how well a test can identify true positives and specificity is a measure of how well a test can identify true negatives. For all testing, both diagnostic and screening, there is usually a trade-off between sensitivity and specificity, such that higher sensitivities will mean lower specificities and vice versa.

Sensitivity and Specificity

A 90% specific test will correctly identify 90% of those who are uninfected, leaving 10% with a false positive result.

Low-specificity tests have a low positive predictive value (PPV) when prevalence is low. For example, suppose incidence is 5%. Testing 100 people at random using a test that has a specificity of 95% would yield on average 5 people who are actually negative who would incorrectly test positive. Since 5% of the subjects actually are positive, another five would also test positive correctly, totaling 10 positive results. Thus, the PPV is 50%, an outcome no different from a coin toss. In this situation, assuming that the result of a second test is independent of the first test, retesting those with a first positive result increases the PPV to 94.5%, meaning that only 4.5% of the second tests would return the incorrect result, on average less than 1 incorrect result.

Causes of test error

The time course of infection affects the accuracy of some tests. Samples may be collected before the virus has a chance to establish itself or after the body has begun to eliminate it. A May 2020 review of PCR-RT testing found that the median probability of a false-negative result decreased from 100% on day 1 to 67% on day 4. On the day of symptom onset, the probability was 38%, which decreased to 20% 3 days later.

PCR-based test

Detection of SARS-CoV-2 by nasal swab over six weeks in patients who experienced mild to moderate illness

RT-PCR is the most commonly-used diagnostic test. PCR tests by nasopharyngeal swab have a sensitivity of 73%, but systematic analysis of specificity has not been determined due to the lack of PCR studies with a control group.

In one study sensitivity was highest at week one (100%), followed by 89.3%, 66.1%, 32.1%, 5.4% and zero by week six since symptom onset.

Sensitivity is also a function of the number of PCR cycles, as well as time and temperature between sample collection and analysis. A cycle threshold of 20 cycles would be adequate to detect SARS-Cov-2 in a highly infective person. Cycle thresholds above 34 are increasingly likely to give false positives outside of high biosafety level facilities.

In July 2020, Dr. Anthony Fauci of the US NIH indicated that positive results obtained from RT-PCR tests run at more than 35 cycles were almost always "just dead nucleotides". In August 2020, it was reported that, "In three sets of testing data that include cycle thresholds, compiled by officials in Massachusetts, New York and Nevada ... most tests set the limit at 40 [cycles], a few at 37" and that the CDC was examining the use of cycle threshold measures "for policy decisions," On 21 July 2021, the CDC, in their "Real-Time RT-PCR Diagnostic Pan: Instructions for Use", indicated tests results should be determined at 40 cycles.

A Dutch CDC-led laboratory investigation compared 7 PCR kits. Test kits made by BGI, R-Biopharm AG, BGI, KH Medical and Seegene showed high sensitivity.

High sensitivity kits are recommended to assess people without symptoms, while lower sensitivity tests are adequate when diagnosing symptomatic patients.

The University of Oxford's Centre for Evidence-Based Medicine (CEBM) has pointed to mounting evidence that "a good proportion of 'new' mild cases and people re-testing positives via RT-PCR after quarantine or discharge from hospital are not infectious, but are simply clearing harmless virus particles which their immune system has efficiently dealt with", and have called for "an international effort to standardize and periodically calibrate testing". On 7 September, the UK government issued "guidance for procedures to be implemented in laboratories to provide assurance of positive SARS-CoV-2 RNA results during periods of low prevalence, when there is a reduction in the predictive value of positive test results".

On 4 January 2021, the US FDA issued an alert about the risk of false results, particularly false negative results, with the Curative SARS-Cov-2 Assay real-time RT-PCR test.

Isothermal nucleic amplification test

One study reported that the ID Now COVID-19 test showed sensitivity of 85.2%. Abbott responded that the issue could have been caused by analysis delays. Another study rejected the test in their clinical setting because of this low sensitivity.

Confirmatory testing

The WHO recommends countries that do not have testing capacity and national laboratories with limited experience on COVID-19 send their first five positives and the first ten negative COVID-19 samples to one of the 16 WHO reference laboratories for confirmatory testing. Out of the sixteen reference laboratories, seven are in Asia, five in Europe, two in Africa, one in North America and one in Australia.

National or regional responses

Iceland

Iceland managed the pandemic with aggressive contact tracing, inbound travel restrictions, testing, and quarantining, but with less aggressive lock-downs.

India

Italy

Researchers tested the entire population of Vo', the site of Italy's first COVID-19 death. They tested about 3,400 people twice, at an interval of ten days. About half the people testing positive had no symptoms. All discovered cases were quarantined. Along with restricting travel to the commune, new infections were eliminated.

Japan

Unlike other Asian countries, Japan did not experience a pandemic of SARS or MERS, so the country's PCR testing system was not well developed. Japan preferentially tested patients with severe illness and their close contacts at the beginning. Japan's Novel Coronavirus Expert Meeting chose cluster measures to identify infections clusters. The Expert Meeting analyzed the outbreak from Wuhan and identified conditions leading to clusters (closed spaces, crowded spaces and close-contact), and asked people to avoid them.

In January, contact tracers took action shortly after the first infection was found. Only administrative tests were carried out at first, until insurance began covering PCR tests on 6 March. Private companies began to test, and the test system gradually expanded.

On 3 April, those with positive tests were legally permitted to recuperate at home or in a hotel if they had asymptomatic or mild illness, ending the hospital bed shortage. The first wave (from China) was contained, but a second wave (caused by returnees from Europe and the US) in mid-March led to spreading infection in April. On 7 April, Japan declared a state of emergency (less strict than a lockdown, because it did not block cities or restrict outings). On 13 May, antigen test kits became covered by insurance, and were combined with a PCR test for diagnosis.

Japan's PCR test count per capita remained far smaller than in some other countries even though its positive test rate was lower. Excess mortality was observed in March. The Expert Meeting stated, "The Japanese health care system originally carries out pneumonia surveillance, allowing it to detect most of the severely ill patients who develop pneumonia. There are a large number of CT scanners in Japan and they have spread to small hospitals all over the country, so pneumonia patients are rarely missed. In that sense, it meets the same standards as other countries that mainly carry out PCR tests." The group recommended using CT scans data and doctor's findings for diagnosis. On the Diamond Princess cruise ship, many people who initially tested negative later tested positive. Half of coronavirus-positives there who remained mild or asymptomatic had pneumonia findings on CT scans and their CT image showed a frosted glass shadow that is characteristic of infection.

As of 18 July, Japan's daily PCR testing capacity was about 32,000, more than three times the 10,000 cases as of April. When the antigen test is added to it, the number is about 58,000. The number of tests per 1,000 people in the United States is about 27 times that of Japan, the UK is 20 times, Italy is 8 times, and South Korea is twice (as of 26 July). The number of those infected with coronavirus and inpatients has increased in July, but the number of serious cases has not increased. This is thought to be due to the proper testing of those infected in July compared to those in April. In April, the number of tests could not catch up with the increase in the number of infected people, and the test standards were strict, so the test positive rate exceeded 30% at the peak. It means that there were quite a few cases where those infected were not PCR tested. It is thought that the severe case was preferentially tested though there were a lot of mild cases and asymptomatic carriers mainly in the young during the first wave. In other words, it became possible to grasp the actual situation of infection much better than before by strengthening the testing system. At the end of July, accommodation facilities for mild and asymptomatic carriers became full, and the authorities requested hospitals to prepare beds for the mild. However, it became difficult to treat patients with other illnesses and to maintain the ICU system including the staff due to the occupation of hospital beds by patients with mild symptoms.

Russia

In April 2020, Russia tested 3 million people and had 183,000 positive results. On 28 April Anna Popova, head of Federal Service for Surveillance in Healthcare (Roszdravnadzor) stated that 506 laboratories were testing; that 45% of those who tested positive had no symptoms; that 5% of patients had a severe form; and 40% of infections were from family members. Illness improved from six days to one day after symptoms appeared. Antibody testing was carried out on 3,200 Moscow doctors, finding 20% immunity.

Singapore

With contact tracing, inbound travel restrictions, testing, and quarantining, Singapore arrested the initial spread without complete lockdown.

Slovakia

In October 2020 Slovakia tested 3.62 million people in a weekend, from a population of 5.4m, representing 67% of the total (or 82% of the adult population), 38,359 tested positive, representing 1.06% of those tested. The government considered the mass test would significantly assist in controlling the virus and avoid a lockdown and may repeat the exercise at a later date.

South Korea

South Korea's broad testing approach helped reduce spread. Testing capacity, largely in private sector labs, was built up over several years by the South Korean government in the early 2000s.

The government exploited the resident registration number (RRN) system. Authorities mobilized young men who were eligible for military service as social service agents, security and public health doctors. Public health doctors were mainly dispatched to public health centers and life treatment centers where mildly ill patients were accommodated. They performed PCR tests and managed mild patients. Social service agents worked in pharmacies to fill staff shortages. Korea's 10k PCR tests per million residents was the world's highest as of 13 April rising to 20k by mid-June. Twenty-seven Korean companies exported test kits worth $48.6 million in March, and were asked to provide test kits or humanitarian assistance by more than 120 countries. Korean authorities set up a treatment center to isolate and manage patients with asymptomatic and minor illnesses in one facility in order to vacate hospital beds for the more severely ill.

Centers were sited mainly at national facilities and corporate training centers. The failure of Korea's MERS quarantine in May 2015 left Korea more prepared for COVID-19 than countries that did not face that pandemic. Then President Park Geun-hye allowed Korean CDC-approved private sector testing for infectious diseases in 2016. Korea already had a system for isolating, testing and treating infectious disease patients separately from others. Patients with respiratory illness but no epidemiological relevance were treated at the National Hospital, and those with epidemiological relevance were treated at selected clinics.

Korea established a large scale drive-through/walk-through" test testing program. However, the most common method was "mobile examination". In Daegu City, 54% of samples were collected by 23 March in home or hospital. Collecting samples door-to-door of avoided the risk of travel by possibly infected patients, but required additional staff. Korea solved the problem by drafting more than 2,700 public insurance doctors.

The government disclosed personal information to the public via KCDC without patient consent. The authorities used digital surveillance to trace possible spread.

Taiwan

Health insurance IDs and national identification card numbers were used to trace contacts.

United Arab Emirates

In January 2021, the COVID-19 testing results of the UAE came under scrutiny, as Denmark suspended the Emirati flights for five days. The European nation said that it barred the flights from the UAE due to growing suspicion of irregularities in the testing process being followed in the Gulf nation. Denmark's Minister of Transport, Benny Engelbrecht said that they were taking time to ensure that the negative tests of travelers from the Emirates were a real screening carried out appropriately.

United States

New York State

New York State's control measures consisted of PCR tests, stay-at-home measures and strengthening the healthcare system. On 29 February before its first case, the state allowed testing at the Wordsworth Center. They managed to convince the CDC to approve tests at state laboratories and the FDA to approve a test kit. As of 13 March the state was conducting more than 1,000 daily tests, growing to 10,000/day on 19 March. In April, the number exceeded 20,000. Many people queued at hospitals to get tested. On 21 March New York City health officials directed medical providers to test only those entering the hospital, for lack of PPE.

USS Theodore Roosevelt

Following an outbreak, 94% of the 4,800 aircraft carrier crew were tested. Roughly 60 percent of the 600-plus sailors who tested positive were asymptomatic. Five infected sailors who completed quarantine subsequently developed flu-like symptoms and again tested positive.

Nevada

In 2020, Nevada received a donation of 250,000 Covid testing kits, which were a product of China's leading genetics company, BGI Group. A UAE-based firm owned by Tahnoun bin Zayed Al Nahyan, Group 42 partnered with the BGI Group to supply the testing kits to Nevada. However, the US Department of Homeland Security and the State Department raised a warning for Nevada hospitals to not use the Chinese-made testing kits, as there were concerns around the involvement of the Chinese government, test accuracy and privacy of the patients.

Testing statistics by country

Testing strategies vary by country and over time, with some countries testing very widely, while others have at times focused narrowly on only testing the seriously ill. The country that tests only people showing symptoms will have a higher figure for "Confirmed"/"tested" than the country that also tests others. If two countries are alike in every respect, including which people they test, the one that tests more people will have a higher "Confirmed / population". Studies have also found that countries that test more, relative to the number of deaths, have lower estimated case fatality rates and younger age distributions of cases.

Cambrian explosion

From Wikipedia, the free encyclopedia

The Cambrian explosion (also known as Cambrian radiation or Cambrian diversification) is an interval of time beginning approximately 538.8 million years ago in the Cambrian period of the early Paleozoic, when a sudden radiation of complex life occurred and practically all major animal phyla started appearing in the fossil record. It lasted for about 13 to 25 million years and resulted in the divergence of most modern metazoan phyla. The event was accompanied by major diversification in other groups of organisms as well.

Before early Cambrian diversification, most organisms were relatively simple, composed of individual cells or small multicellular organisms, occasionally organized into colonies. As the rate of diversification subsequently accelerated, the variety of life became much more complex and began to resemble that of today. Almost all present-day animal phyla appeared during this period, including the earliest chordates.

History and significance

The seemingly rapid appearance of fossils in the "Primordial Strata" was noted by William Buckland in the 1840s, and in his 1859 book On the Origin of Species, Charles Darwin discussed the then-inexplicable lack of earlier fossils as one of the main difficulties for his theory of descent with slow modification through natural selection. The long-running puzzlement about the seemingly-sudden appearance of the Cambrian fauna without evident precursor(s) centers on three key points: whether there really was a mass diversification of complex organisms over a relatively short period during the early Cambrian, what might have caused such rapid change, and what it would imply about the origin of animal life. Interpretation is difficult, owing to a limited supply of evidence based mainly on an incomplete fossil record and chemical signatures remaining in Cambrian rocks.

The first discovered Cambrian fossils were trilobites, described by Edward Lhuyd, the curator of Oxford Museum, in 1698. Although their evolutionary importance was not known, on the basis of their old age, William Buckland (1784–1856) realized that a dramatic step-change in the fossil record had occurred around the base of what we now call the Cambrian. Nineteenth-century geologists such as Adam Sedgwick and Roderick Murchison used the fossils for dating rock strata, specifically for establishing the Cambrian and Silurian periods. By 1859, leading geologists including Roderick Murchison were convinced that what was then called the lowest Silurian stratum showed the origin of life on Earth, though others, including Charles Lyell, differed. In On the Origin of Species, Darwin considered this sudden appearance of a solitary group of trilobites, with no apparent antecedents, and absent other fossils, to be "undoubtedly of the gravest nature" among the difficulties in his theory of natural selection. He reasoned that earlier seas had swarmed with living creatures, but that their fossils had not been found because of the imperfections of the fossil record. In the sixth edition of his book, he stressed his problem further as:

To the question why we do not find rich fossiliferous deposits belonging to these assumed earliest periods prior to the Cambrian system, I can give no satisfactory answer.

American paleontologist Charles Walcott, who studied the Burgess Shale fauna, proposed that an interval of time, the "Lipalian", was not represented in the fossil record or did not preserve fossils, and that the ancestors of the Cambrian animals evolved during this time.

Earlier fossil evidence has since been found. The earliest claim is that the history of life on Earth goes back 3,850 million years: Rocks of that age at Warrawoona, Australia, were claimed to contain fossil stromatolites, stubby pillars formed by colonies of microorganisms. Fossils (Grypania) of more complex eukaryotic cells, from which all animals, plants and fungi are built, have been found in rocks from 1,400 million years ago, in China and Montana. Rocks dating from 580 to 543 million years ago contain fossils of the Ediacara biota, organisms so large that they are likely multicelled, but very unlike any modern organism. In 1948, Preston Cloud argued that a period of "eruptive" evolution occurred in the Early Cambrian, but as recently as the 1970s, no sign was seen of how the 'relatively' modern-looking organisms of the Middle and Late Cambrian arose.

Opabinia made the largest single contribution to modern interest in the Cambrian explosion.

The intense modern interest in this "Cambrian explosion" was sparked by the work of Harry B. Whittington and colleagues, who, in the 1970s, reanalysed many fossils from the Burgess Shale and concluded that several were as complex as, but different from, any living animals. The most common organism, Marrella, was clearly an arthropod, but not a member of any known arthropod class. Organisms such as the five-eyed Opabinia and spiny slug-like Wiwaxia were so different from anything else known that Whittington's team assumed they must represent different phyla, seemingly unrelated to anything known today. Stephen Jay Gould's popular 1989 account of this work, Wonderful Life, brought the matter into the public eye and raised questions about what the explosion represented. While differing significantly in details, both Whittington and Gould proposed that all modern animal phyla had appeared almost simultaneously in a rather short span of geological period. This view led to the modernization of Darwin's tree of life and the theory of punctuated equilibrium, which Eldredge and Gould developed in the early 1970s and which views evolution as long intervals of near-stasis "punctuated" by short periods of rapid change.

Other analyses, some more recent and some dating back to the 1970s, argue that complex animals similar to modern types evolved well before the start of the Cambrian.

Dating the Cambrian

Radiometric dates for much of the Cambrian, obtained by analysis of radioactive elements contained within rocks, have only recently become available, and for only a few regions.

Relative dating (A was before B) is often assumed sufficient for studying processes of evolution, but this, too, has been difficult, because of the problems involved in matching up rocks of the same age across different continents.

Therefore, dates or descriptions of sequences of events should be regarded with some caution until better data become available. In 2004, the start of the Cambrian was dated to 542 Ma. In 2012, it was revised to 541 Ma then in 2022 it was changed again to 538.8 Ma.

Some theory suggest Cambrian explosion occurred during the last stages of Gondwanan assembly, which is formed following Rodinia splitting, overlapped with the opening of the Iapetus Ocean between Laurentia and western Gondwana. The largest Cambrian faunal province is located around Gondwana, which extended from the low northern latitudes to the high southern latitudes, just short of the South Pole. By the middle and later parts of the Cambrian, continued rifting had sent the paleocontinents of Laurentia, Baltica and Siberia on their separate ways.

Body fossils

Fossils of organisms' bodies are usually the most informative type of evidence. Fossilization is a rare event, and most fossils are destroyed by erosion or metamorphism before they can be observed. Hence, the fossil record is very incomplete, increasingly so as earlier times are considered. Despite this, they are often adequate to illustrate the broader patterns of life's history. Also, biases exist in the fossil record: different environments are more favourable to the preservation of different types of organism or parts of organisms. Further, only the parts of organisms that were already mineralised are usually preserved, such as the shells of molluscs. Since most animal species are soft-bodied, they decay before they can become fossilised. As a result, although 30-plus phyla of living animals are known, two-thirds have never been found as fossils.

This Marrella specimen illustrates how clear and detailed the fossils from the Burgess Shale Lagerstätte actually are as well as the oldest evidence for liquid blood in an animal.

The Cambrian fossil record includes an unusually high number of lagerstätten, which preserve soft tissues. These allow paleontologists to examine the internal anatomy of animals, which in other sediments are only represented by shells, spines, claws, etc.—if they are preserved at all. The most significant Cambrian lagerstätten are the early Cambrian Maotianshan shale beds of Chengjiang (Yunnan, China) and Sirius Passet (Greenland), the middle Cambrian Burgess Shale (British Columbia, Canada) and the late Cambrian Orsten (Sweden) fossil beds.

While lagerstätten preserve far more than the conventional fossil record, they are far from complete. Because lagerstätten are restricted to a narrow range of environments (where soft-bodied organisms can be preserved very quickly, e.g. by mudslides), most animals are probably not represented; further, the exceptional conditions that create lagerstätten probably do not represent normal living conditions. In addition, the known Cambrian lagerstätten are rare and difficult to date, while Precambrian lagerstätten have yet to be studied in detail.

The sparseness of the fossil record means that organisms usually exist long before they are found in the fossil record—this is known as the Signor–Lipps effect.

In 2019, a "stunning" find of lagerstätten, known as the Qingjiang biota, was reported from the Danshui river in Hubei province, China. More than 20,000 fossil specimens were collected, including many soft bodied animals such as jellyfish, sea anemones and worms, as well as sponges, arthropods and algae. In some specimens the internal body structures were sufficiently preserved that soft tissues, including muscles, gills, mouths, guts and eyes, can be seen. The remains were dated to around 518 Mya and around half of the species identified at the time of reporting were previously unknown.

Trace fossils

Rusophycus and other trace fossils from the Gog Group, Middle Cambrian, Lake Louise, Alberta, Canada

Trace fossils consist mainly of tracks and burrows, but also include coprolites (fossil feces) and marks left by feeding. Trace fossils are particularly significant because they represent a data source that is not limited to animals with easily fossilized hard parts, and reflects organisms' behaviour. Also, many traces date from significantly earlier than the body fossils of animals that are thought to have been capable of making them. While exact assignment of trace fossils to their makers is generally impossible, traces may, for example, provide the earliest physical evidence of the appearance of moderately complex animals (comparable to earthworms).

Geochemical observations

Several chemical markers indicate a drastic change in the environment around the start of the Cambrian. The markers are consistent with a mass extinction, or with a massive warming resulting from the release of methane ice. Such changes may reflect a cause of the Cambrian explosion, although they may also have resulted from an increased level of biological activity—a possible result of the explosion. Despite these uncertainties, the geochemical evidence helps by making scientists focus on theories that are consistent with at least one of the likely environmental changes.

Phylogenetic techniques

Cladistics is a technique for working out the "family tree" of a set of organisms. It works by the logic that, if groups B and C have more similarities to each other than either has to group A, then B and C are more closely related to each other than either is to A. Characteristics that are compared may be anatomical, such as the presence of a notochord, or molecular, by comparing sequences of DNA or protein. The result of a successful analysis is a hierarchy of clades—groups whose members are believed to share a common ancestor. The cladistic technique is sometimes problematic, as some features, such as wings or camera eyes, evolved more than once, convergently—this must be taken into account in analyses.

From the relationships, it may be possible to constrain the date that lineages first appeared. For instance, if fossils of B or C date to X million years ago and the calculated "family tree" says A was an ancestor of B and C, then A must have evolved more than X million years ago.

It is also possible to estimate how long ago two living clades diverged—i.e. about how long ago their last common ancestor must have lived—by assuming that DNA mutations accumulate at a constant rate. These "molecular clocks", however, are fallible, and provide only a very approximate timing: they are not sufficiently precise and reliable for estimating when the groups that feature in the Cambrian explosion first evolved, and estimates produced by different techniques vary by a factor of two. However, the clocks can give an indication of branching rate, and when combined with the constraints of the fossil record, recent clocks suggest a sustained period of diversification through the Ediacaran and Cambrian.

Explanation of key scientific terms

  •  = Lines of descent
  •   = Basal node
  •   = Crown node
  •   = Total group
  •   = Crown group
  •   = Stem group

Phylum

A phylum is the highest level in the Linnaean system for classifying organisms. Phyla can be thought of as groupings of animals based on general body plan. Despite the seemingly different external appearances of organisms, they are classified into phyla based on their internal and developmental organizations. For example, despite their obvious differences, spiders and barnacles both belong to the phylum Arthropoda, but earthworms and tapeworms, although similar in shape, belong to different phyla. As chemical and genetic testing becomes more accurate, previously hypothesised phyla are often entirely reworked.

A phylum is not a fundamental division of nature, such as the difference between electrons and protons. It is simply a very high-level grouping in a classification system created to describe all currently living organisms. This system is imperfect, even for modern animals: different books quote different numbers of phyla, mainly because they disagree about the classification of a huge number of worm-like species. As it is based on living organisms, it accommodates extinct organisms poorly, if at all.

Stem group

The concept of stem groups was introduced to cover evolutionary "aunts" and "cousins" of living groups, and have been hypothesized based on this scientific theory. A crown group is a group of closely related living animals plus their last common ancestor plus all its descendants. A stem group is a set of offshoots from the lineage at a point earlier than the last common ancestor of the crown group; it is a relative concept, for example tardigrades are living animals that form a crown group in their own right, but Budd (1996) regarded them as also being a stem group relative to the arthropods.

Triploblastic

The term Triploblastic means consisting of three layers, which are formed in the embryo, quite early in the animal's development from a single-celled egg to a larva or juvenile form. The innermost layer forms the digestive tract (gut); the outermost forms skin; and the middle one forms muscles and all the internal organs except the digestive system. Most types of living animal are triploblastic—the best-known exceptions are Porifera (sponges) and Cnidaria (jellyfish, sea anemones, etc.).

Bilaterian

The bilaterians are animals that have right and left sides at some point in their life histories. This implies that they have top and bottom surfaces and, importantly, distinct front and back ends. All known bilaterian animals are triploblastic, and all known triploblastic animals are bilaterian. Living echinoderms (sea stars, sea urchins, sea cucumbers, etc.) 'look' radially symmetrical (like wheels) rather than bilaterian, but their larvae exhibit bilateral symmetry and some of the earliest echinoderms may have been bilaterally symmetrical. Porifera and Cnidaria are radially symmetrical, not bilaterian, and not triploblastic (but the common Bilateria-Cnidaria ancestor's planula larva is suspected to be bilaterally symmetric).

Coelomate

The term Coelomate means having a body cavity (coelom) containing the internal organs. Most of the phyla featured in the debate about the Cambrian explosion are coelomates: arthropods, annelid worms, molluscs, echinoderms and chordates—the noncoelomate priapulids are an important exception. All known coelomate animals are triploblastic bilaterians, but some triploblastic bilaterian animals do not have a coelom—for example flatworms, whose organs are surrounded by unspecialized tissues.

Precambrian life

Evidence of animals around 1 billion years ago

Stromatolites (Pika Formation, Middle Cambrian) near Helen Lake, Banff National Park, Canada
Modern stromatolites in Hamelin Pool Marine Nature Reserve, Western Australia

Changes in the abundance and diversity of some types of fossil have been interpreted as evidence for "attacks" by animals or other organisms. Stromatolites, stubby pillars built by colonies of microorganisms, are a major constituent of the fossil record from about 2,700 million years ago, but their abundance and diversity declined steeply after about 1,250 million years ago. This decline has been attributed to disruption by grazing and burrowing animals.

Precambrian marine diversity was dominated by small fossils known as acritarchs. This term describes almost any small organic-walled fossil—from the egg cases of small metazoans to resting cysts of many different kinds of green algae. After appearing around 2,000 million years ago, acritarchs underwent a boom around 1,000 million years ago, increasing in abundance, diversity, size, complexity of shape, and especially size and number of spines. Their increasingly spiny forms in the last 1 billion years may indicate an increased need for defence against predation. Other groups of small organisms from the Neoproterozoic era also show signs of antipredator defenses. A consideration of taxon longevity appears to support an increase in predation pressure around this time.

In general, the fossil record shows a very slow appearance of these lifeforms in the Precambrian, with many cyanobacterial species making up much of the underlying sediment.

An Ediacaran trace fossil, made when an organism burrowed below a microbial mat

Ediacaran organisms

Dickinsonia costata, an Ediacaran organism of unknown affinity, with a quilted appearance

At the start of the Ediacaran period, much of the acritarch fauna, which had remained relatively unchanged for hundreds of millions of years, became extinct, to be replaced with a range of new, larger species, which would prove far more ephemeral. This radiation, the first in the fossil record, is followed soon after by an array of unfamiliar, large fossils dubbed the Ediacara biota, which flourished for 40 million years until the start of the Cambrian. Most of this "Ediacara biota" were at least a few centimeters long, significantly larger than any earlier fossils. The organisms form three distinct assemblages, increasing in size and complexity as time progressed.

Many of these organisms were quite unlike anything that appeared before or since, resembling discs, mud-filled bags, or quilted mattresses—one paleontologist proposed that the strangest organisms should be classified as a separate kingdom, Vendozoa.

Fossil of Kimberella, a triploblastic bilaterian, and possibly a mollusc

At least some may have been early forms of the phyla at the heart of the "Cambrian explosion" debate, having been interpreted as early molluscs (Kimberella), echinoderms (Arkarua) and arthropods (Spriggina, Parvancorina, Yilingia). Still, debate exists about the classification of these specimens, mainly because the diagnostic features that allow taxonomists to classify more recent organisms, such as similarities to living organisms, are generally absent in the ediacarans. However, there seems little doubt that Kimberella was at least a triploblastic bilaterian animal. These organisms are central to the debate about how abrupt the Cambrian explosion was. If some were early members of the animal phyla seen today, the "explosion" looks a lot less sudden than if all these organisms represent an unrelated "experiment", and were replaced by the animal kingdom fairly soon thereafter (40 million years is "soon" by evolutionary and geological standards).

The traces of organisms moving on and directly underneath the microbial mats that covered the Ediacaran sea floor are preserved from the Ediacaran period, about 565 million years ago. They were probably made by organisms resembling earthworms in shape, size and how they moved. The burrow-makers have never been found preserved, but, because they would need a head and a tail, the burrowers probably had bilateral symmetry—which would in all probability make them bilaterian animals. They fed above the sediment surface, but were forced to burrow to avoid predators.

Cambrian life

Trace fossils

Trace fossils (burrows, etc.) are a reliable indicator of what life was around, and indicate a diversification of life around the start of the Cambrian, with the freshwater realm colonized by animals almost as quickly as the oceans.

Small shelly fauna

Fossils known as "small shelly fauna" have been found in many parts on the world, and date from just before the Cambrian to about 10 million years after the start of the Cambrian (the Nemakit-Daldynian and Tommotian ages; see timeline). These are a very mixed collection of fossils: spines, sclerites (armor plates), tubes, archeocyathids (sponge-like animals) and small shells very like those of brachiopods and snail-like molluscs—but all tiny, mostly 1 to 2 mm long.

Artistic reconstruction of Cambrian life

While small, these fossils are far more common than complete fossils of the organisms that produced them; crucially, they cover the window from the start of the Cambrian to the first lagerstätten: a period of time otherwise lacking in fossils. Hence, they supplement the conventional fossil record and allow the fossil ranges of many groups to be extended.

Cnidarians

The first cnidarian larvae, represented by the genus Eolarva, appeared in the Cambrian, although the identity of Eolarva as such is controversial. If it does represent a cnidarian larva, Eolarva would represent the first fossil evidence of indirect development in metazoans in the earliest Cambrian.

Medusozoans developed complex life cycles with a medusa stage during the Cambrian explosion, as evidenced by the discovery of Burgessomedusa phasmiformis.

Trilobites

A fossilized trilobite, an ancient type of arthropod: This specimen, from the Burgess Shale, preserves "soft parts"—the antennae and legs.

The earliest trilobite fossils are about 530 million years old, but the class was already quite diverse and cosmopolitan, suggesting they had been around for quite some time. The fossil record of trilobites began with the appearance of trilobites with mineral exoskeletons—not from the time of their origin.

Crustaceans

Crustaceans, one of the four great modern groups of arthropods, are very rare throughout the Cambrian. Convincing crustaceans were once thought to be common in Burgess Shale-type biotas, but none of these individuals can be shown to fall into the crown group of "true crustaceans". The Cambrian record of crown-group crustaceans comes from microfossils. The Swedish Orsten horizons contain later Cambrian crustaceans, but only organisms smaller than 2 mm are preserved. This restricts the data set to juveniles and miniaturised adults.

A more informative data source is the organic microfossils of the Mount Cap formation, Mackenzie Mountains, Canada. This late Early Cambrian assemblage (510 to 515 million years ago) consists of microscopic fragments of arthropods' cuticle, which is left behind when the rock is dissolved with hydrofluoric acid. The diversity of this assemblage is similar to that of modern crustacean faunas. Analysis of fragments of feeding machinery found in the formation shows that it was adapted to feed in a very precise and refined fashion. This contrasts with most other early Cambrian arthropods, which fed messily by shovelling anything they could get their feeding appendages on into their mouths. This sophisticated and specialised feeding machinery belonged to a large (about 30 cm) organism, and would have provided great potential for diversification: Specialised feeding apparatus allows a number of different approaches to feeding and development, and creates a number of different approaches to avoid being eaten.

Echinoderms

The earliest generally accepted echinoderm fossils appeared in the Late Atdabanian; unlike modern echinoderms, these early Cambrian echinoderms were not all radially symmetrical. These provide firm data points for the "end" of the explosion, or at least indications that the crown groups of modern phyla were represented.

Burrowing

Around the start of the Cambrian (about 539 million years ago), many new types of traces first appear, including well-known vertical burrows such as Diplocraterion and Skolithos, and traces normally attributed to arthropods, such as Cruziana and Rusophycus. The vertical burrows indicate that worm-like animals acquired new behaviours, and possibly new physical capabilities. Some Cambrian trace fossils indicate that their makers possessed hard exoskeletons, although they were not necessarily mineralised. Meiofaunal as well as macrofaunal bilaterians participated in this invasion of infaunal niches.

Burrows provide firm evidence of complex organisms; they are also much more readily preserved than body fossils, to the extent that the absence of trace fossils has been used to imply the genuine absence of large, motile, bottom-dwelling organisms. They provide a further line of evidence to show that the Cambrian explosion represents a real diversification, and is not a preservational artefact.

Skeletonisation

The first Ediacaran and lowest Cambrian (Nemakit-Daldynian) skeletal fossils represent tubes and problematic sponge spicules. The oldest sponge spicules are monaxon siliceous, aged around 580 million years ago, known from the Doushantuo Formation in China and from deposits of the same age in Mongolia, although the interpretation of these fossils as spicules has been challenged. In the late Ediacaran-lowest Cambrian, numerous tube dwellings of enigmatic organisms appeared. It was organic-walled tubes (e.g. Saarina) and chitinous tubes of the sabelliditids (e.g. Sokoloviina, Sabellidites, Paleolina) that prospered up to the beginning of the Tommotian. The mineralized tubes of Cloudina, Namacalathus, Sinotubulites and a dozen more of the other organisms from carbonate rocks formed near the end of the Ediacaran period from 549 to 542 million years ago, as well as the triradially symmetrical mineralized tubes of anabaritids (e.g. Anabarites, Cambrotubulus) from uppermost Ediacaran and lower Cambrian. Ediacaran mineralized tubes are often found in carbonates of the stromatolite reefs and thrombolites, i.e. they could live in an environment adverse to the majority of animals.

Although they are as hard to classify as most other Ediacaran organisms, they are important in two other ways. First, they are the earliest known calcifying organisms (organisms that built shells from calcium carbonate). Secondly, these tubes are a device to rise over a substrate and competitors for effective feeding and, to a lesser degree, they serve as armor for protection against predators and adverse conditions of environment. Some Cloudina fossils show small holes in shells. The holes possibly are evidence of boring by predators sufficiently advanced to penetrate shells. A possible "evolutionary arms race" between predators and prey is one of the hypotheses that attempt to explain the Cambrian explosion.

In the lowest Cambrian, the stromatolites were decimated. This allowed animals to begin colonization of warm-water pools with carbonate sedimentation. At first, it was anabaritids and Protohertzina (the fossilized grasping spines of chaetognaths) fossils. Such mineral skeletons as shells, sclerites, thorns and plates appeared in uppermost Nemakit-Daldynian; they were the earliest species of halkierids, gastropods, hyoliths and other rare organisms. The beginning of the Tommotian has historically been understood to mark an explosive increase of the number and variety of fossils of molluscs, hyoliths and sponges, along with a rich complex of skeletal elements of unknown animals, the first archaeocyathids, brachiopods, tommotiids and others. Also soft-bodied extant phyla such as comb jellies, scalidophorans, entoproctans, horseshoe worms and lobopodians had armored forms. This sudden increase is partially an artefact of missing strata at the Tommotian-type section, and most of this fauna in fact began to diversify in a series of pulses through the Nemakit-Daldynian and into the Tommotian.

Some animals may already have had sclerites, thorns, and plates in the Ediacaran (e.g. Kimberella had hard sclerites, probably of carbonate), but thin carbonate skeletons cannot be fossilized in siliciclastic deposits. Older (~750 Ma) fossils indicate that mineralization long preceded the Cambrian, probably defending small photosynthetic algae from single-celled eukaryotic predators.

Burgess Shale type faunas

Diorama of the Burgess Shale Biota

The Burgess Shale and similar lagerstätten preserve the soft parts of organisms, which provide a wealth of data to aid in the classification of enigmatic fossils. It often preserved complete specimens of organisms only otherwise known from dispersed parts, such as loose scales or isolated mouthparts. Further, the majority of organisms and taxa in these horizons are entirely soft-bodied, hence absent from the rest of the fossil record. Since a large part of the ecosystem is preserved, the ecology of the community can also be tentatively reconstructed. However, the assemblages may represent a "museum": a deep-water ecosystem that is evolutionarily "behind" the rapidly diversifying fauna of shallower waters.

Because the lagerstätten provide a mode and quality of preservation that is virtually absent outside of the Cambrian, many organisms appear completely different from anything known from the conventional fossil record. This led early workers in the field to attempt to shoehorn the organisms into extant phyla; the shortcomings of this approach led later workers to erect a multitude of new phyla to accommodate all the oddballs. It has since been realised that most oddballs diverged from lineages before they established the phyla known today—slightly different designs, which were fated to perish rather than flourish into phyla, as their cousin lineages did.

The preservational mode is rare in the preceding Ediacaran period, but those assemblages known show no trace of animal life—perhaps implying a genuine absence of macroscopic metazoans.

Stages

The early Cambrian interval of diversification lasted for about the next 20–25 million years, and its elevated rates of evolution had ended by the base of Cambrian Series 2, 521 million years ago, coincident with the first trilobites in the fossil record. Different authors define intervals of diversification during the early Cambrian different ways:

Ed Landing recognizes three stages: Stage 1, spanning the Ediacaran-Cambrian boundary, corresponds to a diversification of biomineralizing animals and of deep and complex burrows; Stage 2, corresponding to the radiation of molluscs and stem-group Brachiopods (hyoliths and tommotiids), which apparently arose in intertidal waters; and Stage 3, seeing the Atdabanian diversification of trilobites in deeper waters, but little change in the intertidal realm.

Graham Budd synthesises various schemes to produce a compatible view of the SSF record of the Cambrian explosion, divided slightly differently into four intervals: a "Tube world", lasting from 550 to 536 million years ago, spanning the Ediacaran-Cambrian boundary, dominated by Cloudina, Namacalathus and pseudoconodont-type elements; a "Sclerite world", seeing the rise of halkieriids, tommotiids and hyoliths, lasting to the end of the Fortunian (c. 525 Ma); a brachiopod world, perhaps corresponding to the as yet unratified Cambrian Stage 2; and Trilobite World, kicking off in Stage 3.

Complementary to the shelly fossil record, trace fossils can be divided into five subdivisions: "Flat world" (late Ediacaran), with traces restricted to the sediment surface; Protreozoic III (after Jensen), with increasing complexity; pedum world, initiated at the base of the Cambrian with the base of the T.pedum zone (see Cambrian#Dating the Cambrian); Rusophycus world, spanning 536 to 521 million years ago and thus corresponding exactly to the periods of Sclerite World and Brachiopod World under the SSF paradigm; and Cruziana world, with an obvious correspondence to Trilobite World.

Validity

There is strong evidence for species of Cnidaria and Porifera existing in the Ediacaran and possible members of Porifera even before that during the Cryogenian. Bryozoans, once thought to not appear in the fossil record until after the Cambrian, are now known from strata of Cambrian Age 3 from Australia and South China.

The fossil record as Darwin knew it seemed to suggest that the major metazoan groups appeared in a few million years of the early to mid-Cambrian, and even in the 1980s, this still appeared to be the case.

However, evidence of Precambrian Metazoa is gradually accumulating. If the Ediacaran Kimberella was a mollusc-like protostome (one of the two main groups of coelomates), the protostome and deuterostome lineages must have split significantly before 550 million years ago (deuterostomes are the other main group of coelomates). Even if it is not a protostome, it is widely accepted as a bilaterian. Since fossils of rather modern-looking cnidarians (jellyfish-like organisms) have been found in the Doushantuo lagerstätte, the cnidarian and bilaterian lineages must have diverged well over 580 million years ago.

Trace fossils and predatory borings in Cloudina shells provide further evidence of Ediacaran animals. Some fossils from the Doushantuo formation have been interpreted as embryos and one (Vernanimalcula) as a bilaterian coelomate, although these interpretations are not universally accepted. Earlier still, predatory pressure has acted on stromatolites and acritarchs since around 1,250 million years ago.

Some say that the evolutionary change was accelerated by an order of magnitude, but the presence of Precambrian animals somewhat dampens the "bang" of the explosion; not only was the appearance of animals gradual, but their evolutionary radiation ("diversification") may also not have been as rapid as once thought. Indeed, statistical analysis shows that the Cambrian explosion was no faster than any of the other radiations in animals' history. However, it does seem that some innovations linked to the explosion—such as resistant armour—only evolved once in the animal lineage; this makes a lengthy Precambrian animal lineage harder to defend. Further, the conventional view that all the phyla arose in the Cambrian is flawed; while the phyla may have diversified in this time period, representatives of the crown groups of many phyla do not appear until much later in the Phanerozoic. Further, the mineralised phyla that form the basis of the fossil record may not be representative of other phyla, since most mineralised phyla originated in a benthic setting. The fossil record is consistent with a Cambrian explosion that was limited to the benthos, with pelagic phyla evolving much later.

Ecological complexity among marine animals increased in the Cambrian, as well later in the Ordovician. However, recent research has overthrown the once-popular idea that disparity was exceptionally high throughout the Cambrian, before subsequently decreasing. In fact, disparity remains relatively low throughout the Cambrian, with modern levels of disparity only attained after the early Ordovician radiation.

The diversity of many Cambrian assemblages is similar to today's, and at a high (class/phylum) level, diversity is thought by some to have risen relatively smoothly through the Cambrian, stabilizing somewhat in the Ordovician. This interpretation, however, glosses over the astonishing and fundamental pattern of basal polytomy and phylogenetic telescoping at or near the Cambrian boundary, as seen in most major animal lineages. Thus Harry Blackmore Whittington's questions regarding the abrupt nature of the Cambrian explosion remain, and have yet to be satisfactorily answered.

The Cambrian explosion as survivorship bias

Budd and Mann suggested that the Cambrian explosion was the result of a type of survivorship bias called the "Push of the past". As groups at their origin tend to go extinct, it follows that any long-lived group would have experienced an unusually rapid rate of diversification early on, creating the illusion of a general speed-up in diversification rates. However, rates of diversification could remain at background levels and still generate this sort of effect in the surviving lineages.

Possible causes

Despite the evidence that moderately complex animals (triploblastic bilaterians) existed before and possibly long before the start of the Cambrian, it seems that the pace of evolution was exceptionally fast in the early Cambrian. Possible explanations for this fall into three broad categories: environmental, developmental and ecological changes. Any explanation must explain both the timing and magnitude of the explosion.

Changes in the environment

Increase in oxygen levels

Earth's earliest atmosphere contained no free oxygen (O2); the oxygen that animals breathe today, both in the air and dissolved in water, is the product of billions of years of photosynthesis. Cyanobacteria were the first organisms to evolve the ability to photosynthesize, introducing a steady supply of oxygen into the environment. Initially, oxygen levels did not increase substantially in the atmosphere. The oxygen quickly reacted with iron and other minerals in the surrounding rock and ocean water. Once a saturation point was reached for the reactions in rock and water, oxygen was able to exist as a gas in its diatomic form. Oxygen levels in the atmosphere increased substantially afterward. As a general trend, the concentration of oxygen in the atmosphere has risen gradually over about the last 2.5 billion years.

Oxygen levels seem to have a positive correlation with diversity in eukaryotes well before the Cambrian period. The last common ancestor of all extant eukaryotes is thought to have lived around 1.8 billion years ago. Around 800 million years ago, there was a notable increase in the complexity and number of eukaryotes species in the fossil record. Before the spike in diversity, eukaryotes are thought to have lived in highly sulfuric environments. Sulfide interferes with mitochondrial function in aerobic organisms, limiting the amount of oxygen that could be used to drive metabolism. Oceanic sulfide levels decreased around 800 million years ago, which supports the importance of oxygen in eukaryotic diversity. The increased ventilation of the oceans by sponges, which had already evolved and diversified during the late Neoproterozoic, has been proposed to have increased the availability of oxygen and powered the Cambrian's rapid diversification of multicellular life. Molybdenum isotopes show that increases in biodiversity were strongly correlated with expansion of oxygenated bottom waters in the Early Cambrian, lending support for oxygen as a driver of the Cambrian evolutionary radiation.

The shortage of oxygen might well have prevented the rise of large, complex animals. The amount of oxygen an animal can absorb is largely determined by the area of its oxygen-absorbing surfaces (lungs and gills in the most complex animals; the skin in less complex ones), while the amount needed is determined by its volume, which grows faster than the oxygen-absorbing area if an animal's size increases equally in all directions. An increase in the concentration of oxygen in air or water would increase the size to which an organism could grow without its tissues becoming starved of oxygen. However, members of the Ediacara biota reached metres in length tens of millions of years before the Cambrian explosion. Other metabolic functions may have been inhibited by lack of oxygen, for example the construction of tissue such as collagen, which is required for the construction of complex structures, or the biosynthesis of molecules for the construction of a hard exoskeleton. However, animals were not affected when similar oceanographic conditions occurred in the Phanerozoic; therefore, some see no forcing role of the oxygen level on evolution.

Ozone formation

The amount of ozone (O3) required to shield Earth from biologically lethal UV radiation, wavelengths from 200 to 300 nanometers (nm), is believed to have been in existence around the Cambrian explosion. The presence of the ozone layer may have enabled the development of complex life and life on land, as opposed to life being restricted to the water.

Snowball Earth

In the late Neoproterozoic (extending into the early Ediacaran period), the Earth suffered massive glaciations in which most of its surface was covered by ice. This may have caused a mass extinction, creating a genetic bottleneck; the resulting diversification may have given rise to the Ediacara biota, which appears soon after the last "Snowball Earth" episode. However, the snowball episodes occurred a long time before the start of the Cambrian, and it is difficult to see how so much diversity could have been caused by even a series of bottlenecks; the cold periods may even have delayed the evolution of large size organisms. Massive rock erosion caused by glaciers during the "Snowball Earth" may have deposited nutrient-rich sediments into the oceans, setting the stage for the Cambrian explosion.

Increase in the calcium concentration of the Cambrian seawater

Newer research suggests that volcanically active mid-ocean ridges caused a massive and sudden surge of the calcium concentration in the oceans, making it possible for marine organisms to build skeletons and hard body parts. Alternatively a high influx of ions could have been provided by the widespread erosion that produced Powell's Great Unconformity.

An increase of calcium may also have been caused by erosion of the Transgondwanan Supermountain that existed at the time of the explosion. The roots of the mountain are preserved in present-day East Africa as an orogen.

Developmental explanations

A range of theories are based on the concept that minor modifications to animals' development as they grow from embryo to adult may have been able to cause very large changes in the final adult form. The Hox genes, for example, control which organs individual regions of an embryo will develop into. For instance, if a certain Hox gene is expressed, a region will develop into a limb; if a different Hox gene is expressed in that region (a minor change), it could develop into an eye instead (a phenotypically major change).

Such a system allows a large range of disparity to appear from a limited set of genes, but such theories linking this with the explosion struggle to explain why the origin of such a development system should by itself lead to increased diversity or disparity. Evidence of Precambrian metazoans combines with molecular data to show that much of the genetic architecture that could feasibly have played a role in the explosion was already well established by the Cambrian.

This apparent paradox is addressed in a theory that focuses on the physics of development. It is proposed that the emergence of simple multicellular forms provided a changed context and spatial scale in which novel physical processes and effects were mobilized by the products of genes that had previously evolved to serve unicellular functions. Morphological complexity (layers, segments, lumens, appendages) arose, in this view, by self-organization.

Horizontal gene transfer has also been identified as a possible factor in the rapid acquisition of the biochemical capability of biomineralization among organisms during this period, based on evidence that the gene for a critical protein in the process was originally transferred from a bacterium into sponges.

Ecological explanations

These focus on the interactions between different types of organism. Some of these hypotheses deal with changes in the food chain; some suggest arms races between predators and prey, and others focus on the more general mechanisms of coevolution. Such theories are well suited to explaining why there was a rapid increase in both disparity and diversity, but they do not explain why the "explosion" happened when it did.

End-Ediacaran mass extinction

Evidence for such an extinction includes the disappearance from the fossil record of the Ediacara biota and shelly fossils such as Cloudina, and the accompanying perturbation in the δ13C record. It is suspected that several global anoxic events were responsible for the extinction.

Mass extinctions are often followed by adaptive radiations as existing clades expand to occupy the ecospace emptied by the extinction. However, once the dust had settled, overall disparity and diversity returned to the pre-extinction level in each of the Phanerozoic extinctions.

Anoxia

The late Ediacaran oceans appears to have suffered from an anoxia that covered much of the seafloor, which would have given mobile animals with the ability to seek out more oxygen-rich environments an advantage over sessile forms of life.

Increase in sensory and cognitive abilities

Andrew Parker has proposed that predator-prey relationships changed dramatically after eyesight evolved. Prior to that time, hunting and evading were both close-range affairs—smell (chemoreception), vibration and touch were the only senses used. When predators could see their prey from a distance, new defensive strategies were needed. Armor, spines and similar defenses may also have evolved in response to vision. He further observed that, where animals lose vision in unlighted environments such as caves, diversity of animal forms tends to decrease. Nevertheless, many scientists doubt that vision could have caused the explosion. Eyes may well have evolved long before the start of the Cambrian. It is also difficult to understand why the evolution of eyesight would have caused an explosion, since other senses, such as smell and pressure detection, can detect things at a greater distance in the sea than sight can, but the appearance of these other senses apparently did not cause an evolutionary explosion.

Life on the platform margin of the Miaolingian sea

One hypothesis posits that the development of increased cognitive abilities during the Cambrian drove diversity increase. This is evidenced by the fact that the novel ecological lifestyles created during the Cambrian required rapid, regular movement, a feature associated with brain-bearing organisms. The increasing complexity of brains, positively correlated with a greater range of motion and sensory abilities, enabled a wider range of novel ecological modes of life to come into being.

Arms races between predators and prey

The ability to avoid or recover from predation often makes the difference between life and death, and is therefore one of the strongest components of natural selection. The pressure to adapt is stronger on the prey than on the predator: if the predator fails to win a contest, it loses a meal; if the prey is the loser, it loses its life.

But, there is evidence that predation was rife long before the start of the Cambrian, for example in the increasingly spiny forms of acritarchs, the holes drilled in Cloudina shells, and traces of burrowing to avoid predators. Hence, it is unlikely that the appearance of predation was the trigger for the Cambrian "explosion", although it may well have exhibited a strong influence on the body forms that the "explosion" produced. However, the intensity of predation does appear to have increased dramatically during the Cambrian as new predatory "tactics" (such as shell-crushing) emerged. This rise of predation during the Cambrian was confirmed by the temporal pattern of the median predator ratio at the scale of genus, in fossil communities covering the Cambrian and Ordovician periods, but this pattern is not correlated to diversification rate. This lack of correlation between predator ratio and diversification over the Cambrian and Ordovician suggests that predators did not trigger the large evolutionary radiation of animals during this interval. Thus the role of predators as triggerers of diversification may have been limited to the very beginning of the "Cambrian explosion".

Increase in size and diversity of planktonic animals

Geochemical evidence strongly indicates that the total mass of plankton has been similar to modern levels since early in the Proterozoic. Before the start of the Cambrian, their corpses and droppings were too small to fall quickly towards the seabed, since their drag was about the same as their weight. This meant they were destroyed by scavengers or by chemical processes before they reached the sea floor.

Mesozooplankton are plankton of a larger size. Early Cambrian specimens filtered microscopic plankton from the seawater. These larger organisms would have produced droppings and ultimately corpses large enough to fall fairly quickly. This provided a new supply of energy and nutrients to the mid-levels and bottoms of the seas, which opened up a new range of possible ways of life. If any of these remains sank uneaten to the sea floor they could be buried; this would have taken some carbon out of circulation, resulting in an increase in the concentration of breathable oxygen in the seas (carbon readily combines with oxygen).

The initial herbivorous mesozooplankton were probably larvae of benthic (seafloor) animals. A larval stage was probably an evolutionary innovation driven by the increasing level of predation at the seafloor during the Ediacaran period.

Metazoans have an amazing ability to increase diversity through coevolution. This means that an organism's traits can lead to traits evolving in other organisms; a number of responses are possible, and a different species can potentially emerge from each one. As a simple example, the evolution of predation may have caused one organism to develop a defence, while another developed motion to flee. This would cause the predator lineage to diverge into two species: one that was good at chasing prey, and another that was good at breaking through defences. Actual coevolution is somewhat more subtle, but, in this fashion, great diversity can arise: three quarters of living species are animals, and most of the rest have formed by coevolution with animals.

Ecosystem engineering

Evolving organisms inevitably change the environment they evolve in. The Devonian colonization of land had planet-wide consequences for sediment cycling and ocean nutrients, and was likely linked to the Devonian mass extinction. A similar process may have occurred on smaller scales in the oceans, with, for example, the sponges filtering particles from the water and depositing them in the mud in a more digestible form; or burrowing organisms making previously unavailable resources available for other organisms.

Burrowing

Increases in burrowing changed the seafloor's geochemistry, and led to decreased oxygen in the ocean and increased CO2 levels in the seas and the atmosphere, resulting in global warming for tens of millions years, and could be responsible for mass extinctions. But as burrowing became established, it allowed an explosion of its own, for as burrowers disturbed the sea floor, they aerated it, mixing oxygen into the toxic muds. This made the bottom sediments more hospitable, and allowed a wider range of organisms to inhabit them—creating new niches and the scope for higher diversity.

Complexity threshold

The explosion may not have been a significant evolutionary event. It may represent a threshold being crossed: for example a threshold in genetic complexity that allowed a vast range of morphological forms to be employed. This genetic threshold may have a correlation to the amount of oxygen available to organisms. Using oxygen for metabolism produces much more energy than anaerobic processes. Organisms that use more oxygen have the opportunity to produce more complex proteins, providing a template for further evolution. These proteins translate into larger, more complex structures that allow organisms better to adapt to their environments. With the help of oxygen, genes that code for these proteins could contribute to the expression of complex traits more efficiently. Access to a wider range of structures and functions would allow organisms to evolve in different directions, increasing the number of niches that could be inhabited. Furthermore, organisms had the opportunity to become more specialized in their own niches.

Relationship with the Great Ordovician Biodiversification Event

After an extinction at the Cambrian–Ordovician boundary, another radiation occurred, which established the taxa that would dominate the Palaeozoic. This event, known as the Great Ordovician Biodiversification Event (GOBE), has been considered a "follow-up" to the Cambrian explosion. Recent studies have suggested that the Cambrian explosion were not two discrete events but one long evolutionary radiation. Analytical study of the Geobiodiversity Database (GBDB) and Paleobiology Database (PBDB) failed to find a statistical basis for separating the two radiations.

Some researchers have proposed the existence of a biodiversity gap during the Furongian separating the Cambrian explosion and GOBE known as the Furongian Gap. Studies of the Guole Konservat-Lagerstätte and similar fossil sites in South China have instead found the Furongian to instead be a time of rapid biological turnovers though, making the existence of the Furongian Gap highly controversial.

Uniqueness of the early Cambrian biodiversification

The "Cambrian explosion" can be viewed as two waves of metazoan expansion into empty niches: first, a coevolutionary rise in diversity as animals explored niches on the Ediacaran sea floor, followed by a second expansion in the early Cambrian as they became established in the water column. The rate of diversification seen in the Cambrian phase of the explosion is unparalleled among marine animals: it affected all metazoan clades of which Cambrian fossils have been found. Later radiations, such as those of fish in the Silurian and Devonian periods, involved fewer taxa, mainly with very similar body plans. Although the recovery from the Permian-Triassic extinction started with about as few animal species as the Cambrian explosion, the recovery produced far fewer significantly new types of animals.

Whatever triggered the early Cambrian diversification opened up an exceptionally wide range of previously unavailable ecological niches. When these were all occupied, limited space existed for such wide-ranging diversifications to occur again, because strong competition existed in all niches and incumbents usually had the advantage. If a wide range of empty niches had continued, clades would be able to continue diversifying and become disparate enough for us to recognise them as different phyla; when niches are filled, lineages will continue to resemble one another long after they diverge, as limited opportunity exists for them to change their life-styles and forms.

There were two similar explosions in the evolution of land plants: after a cryptic history beginning about 450 million years ago, land plants underwent a uniquely rapid adaptive radiation during the Devonian period, about 400 million years ago. Furthermore, angiosperms (flowering plants) originated and rapidly diversified during the Cretaceous period.

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