An atmospheric river (AR) is a narrow corridor or filament of concentrated moisture in the atmosphere. Other names for this phenomenon are tropical plume, tropical connection, moisture plume, water vapor surge, and cloud band.
Atmospheric rivers consist of narrow bands of enhanced water vapor transport, typically along the boundaries between large areas of divergent surface air flow, including some frontal zones in association with extratropical cyclones that form over the oceans. Pineapple Express
storms are the most commonly represented and recognized type of
atmospheric rivers; the name is due to the warm water vapor plumes
originating over the Hawaiian tropics that follow various paths towards
western North America, arriving at latitudes from California and the
Pacific Northwest to British Columbia and even southeast Alaska.
The term was originally coined by researchers Reginald Newell and Yong Zhu of the Massachusetts Institute of Technology in the early 1990s to reflect the narrowness of the moisture plumes involved.
Atmospheric rivers are typically several thousand kilometers long and
only a few hundred kilometers wide, and a single one can carry a greater
flux of water than Earth's largest river, the Amazon River. There are typically 3–5 of these narrow plumes present within a hemisphere at any given time. These have been increasing in intensity slightly over the past century.
In the current research field of atmospheric rivers, the length
and width factors described above in conjunction with an integrated
water vapor depth greater than 2.0 cm are used as standards to
categorize atmospheric river events.
A January 2019 article in Geophysical Research Letters
described them as "long, meandering plumes of water vapor often
originating over the tropical oceans that bring sustained, heavy
precipitation to the west coasts of North America and northern Europe."
As data modeling techniques progress, integrated water vapor
transport (IVT) is becoming a more common data type used to interpret
atmospheric rivers. Its strength lies in its ability to show the
transportation of water vapor over multiple time steps instead of a
stagnant measurement of water vapor depth in a specific air column
(integrated water vapor – IWV). In addition, IVT is more directly
attributed to orographic precipitation, a key factor in the production of intense rainfall and subsequent flooding.
Scale
Cat
Strength
Impact
Max. IVT
Duration
1
Weak
Primarily beneficial
≥500–750
<24 hours
≥250–500
24–48 hours
2
Moderate
Mostly beneficial, also hazardous
≥750–1000
<24 hours
≥500–750
24–48 hours
≥250–500
>48 hours
3
Strong
Balance of beneficial and hazardous
≥1000–1250
<24 hours
≥750–1000
24–48 hours
≥500–750
>48 hours
4
Extreme
Mostly hazardous, also beneficial
≥1250
<24 hours
≥1000–1250
24-48 hours
≥750–1000
>48 hours
5
Exceptional
Primarily hazardous
≥1250
24–48 hours
≥1000
>48 hours
Notes
Maximum vertically integrated water vapor transport, 3-hour average, units of
The Center for Western Weather and Water Extremes (CW3E) at the Scripps Institution of Oceanography
released a five-level scale in February 2019 to categorize atmospheric
rivers, ranging from "weak" to "exceptional" in strength, or
"beneficial" to "hazardous" in impact. The scale was developed by F. Martin Ralph, director of CW3E, who collaborated with Jonathan Rutz from the National Weather Service and other experts.
The scale considers both the amount of water vapor transported and the
duration of the event. Atmospheric rivers receive a preliminary rank
according to the 3-hour average maximum vertically integrated water
vapor transport. Those lasting less than 24 hours are demoted by one
rank, while those lasting longer than 48 hours are increased by one
rank.
Examples of different atmospheric river categories include the following historical storms:
February 2, 2017; lasted 24 hours
November 19–20, 2016; lasted 42 hours
October 14–15, 2016; lasted 36 hours and produced 5–10 inches of rainfall
January 8–9, 2017; lasted 36 hours and produced 14 inches of rainfall
December 29, 1996 – January 2, 1997; lasted 100 hours and caused >$1 billion in damage
Typically, the Oregon coast averages one Cat 4 atmospheric river (AR)
each year; Washington state averages one Cat 4 AR every two years; the
San Francisco Bay Area averages one Cat 4 AR every three years; and
southern California, which typically experiences one Cat 2 or Cat 3 AR
each year, averages one Cat 4 AR every ten years.
Usage: In practice, the AR scale can be used to refer to
"conditions" without reference to the word "category", as in this
excerpt from the CW3E Scripps Twitter feed: "Late-season atmospheric
river to bring precipitation to the high elevations over northern
California, western Oregon, and Washington this weekend, with AR 3
conditions forecast over southern Oregon."
Impacts
Atmospheric rivers have a central role in the global water cycle.
On any given day, atmospheric rivers account for over 90% of the global
meridional (north-south) water vapor transport, yet they cover less
than 10% of any given extratropical line of latitude. Atmospheric rivers are also known to contribute to about 22% of total global runoff.
They are also the major cause of extreme precipitation events that cause severe flooding in many mid-latitude, westerly coastal regions of the world, including the west coast of North America, Western Europe, the west coast of North Africa, the Iberian Peninsula, Iran and New Zealand.
Equally, the absence of atmospheric rivers has been linked with the
occurrence of droughts in several parts of the world, including South
Africa, Spain and Portugal.
United States
The inconsistency of California's rainfall is due to the variability
in strength and quantity of these storms, which can produce strenuous
effects on California's water budget. The factors described above make
California a perfect case study to show the importance of proper water
management and prediction of these storms.
The significance that atmospheric rivers have for the control of
coastal water budgets juxtaposed against their creation of detrimental
floods can be constructed and studied by looking at California and the
surrounding coastal region of the western United States. In this region
atmospheric rivers have contributed 30–50% of total annual rainfall
according to a 2013 study. The Fourth National Climate Assessment (NCA) report, released by the U.S. Global Change Research Program (USGCRP) on November 23, 2018
confirmed that along the U.S. western coast, landfalling atmospheric
rivers "account for 30%–40% of precipitation and snowpack. These
landfalling atmospheric rivers "are associated with severe flooding
events in California and other western states."
The USGCRP team of thirteen federal agencies—the DOA, DOC, DOD, DOE, HHS, DOI, DOS, DOT, EPA, NASA, NSF, Smithsonian Institution, and the USAID—with
the assistance of "1,000 people, including 300 leading scientists,
roughly half from outside the government" reported that, "As the world
warms, the "landfalling atmospheric rivers on the West Coast are likely
to increase" in "frequency and severity" because of "increasing
evaporation and higher atmospheric water vapor levels in the
atmosphere."
Based on the North American Regional Reanalysis (NARR) analyses, a team led by National Oceanic and Atmospheric Administration's
(NOAA) Paul J. Neiman, concluded in 2011 that landfalling ARs were
"responsible for nearly all the annual peak daily flow (APDF)s in
western Washington" from 1998 through 2009.
According to a May 14, 2019 article in San Jose, California's The Mercury News, atmospheric rivers, "giant conveyor belts of water in the sky", cause the moisture-rich "Pineapple Express"
storm systems that come from the Pacific Ocean several times annually
and account for about 50 percent of California's annual precipitation University of California at San Diego's
Center for Western Weather and Water Extremes's director Marty Ralph,
who is one of the United States' experts on atmospheric river storms and
has been active in AR research for many years, said that, atmospheric
rivers are more common in winter. For example, from October 2018 to
spring 2019, there were 47 atmospheric rivers, 12 of which were rated
strong or extreme, in Washington, Oregon and California. The rare May
2019 atmospheric rivers, classified as Category 1 and Category 2, are
beneficial in terms of preventing seasonal wildfires but the "swings
between heavy rain and raging wildfires" are raising questions about
moving from "understanding that the climate is changing to understanding
what to do about it.Atmospheric rivers have caused an average of $1.1 billion in damage annually, much of it occurring in Sonoma County, California, according to a December 2019 study by the Scripps Institution on Oceanography at UC San Diego and the US Army Corps of Engineers, which analyzed data from the National Flood Insurance Program and the National Weather Service.
Just twenty counties suffered almost 70% of the damage, the study
found, and that one of the main factors in the scale of damage appeared
to be the number of properties located in a flood plain. These counties were:
Snohomish County, WA ($1.2 billion)
King County, WA ($2 billion)
Pierce County, WA ($900 million)
Lewis County, WA ($3 billion)
Cowlitz County WA ($500 million)
Columbia County, OR ($700 million)
Clackamas, County, OR ($900 million)
Washoe County, NV ($1.3 billion)
Placer County, CA ($800 million)
Sacramento County, CA ($1.7 billion)
Napa County, CA ($1.3 billion)
Sonoma County, CA ($5.2 billion)
Marin County, CA ($2.2 billion)
Santa Clara County, CA ($1 billion)
Monterey County, CA ($1.3 billion)
Los Angeles County, CA ($2.7 billion)
Riverside County, CA ($500 million)
Orange County, CA ($800 million)
San Diego County, CA ($800 million)
Maricopa County, AZ ($600 million)
Canada
According to a January 22, 2019 article in Geophysical Research Letters, the Fraser River Basin (FRB), a "snow-dominated watershed"
in British Columbia, is exposed to landfalling ARs, originating over
the tropical Pacific Ocean that bring "sustained, heavy precipitation"
throughout the winter months.
The authors predict that based on their modelling "extreme rainfall
events resulting from atmospheric rivers may lead to peak annual floods
of historic proportions, and of unprecedented frequency, by the late
21st century in the Fraser River Basin."
In November 2021, massive flooding in the Fraser River Basin near Vancouver was attributed to a series of atmospheric rivers.
Iran
While
a large body of research has shown the impacts of the atmospheric
rivers on weather-related natural disasters over the western U.S. and
Europe, little is known about their mechanisms and contribution to
flooding in the Middle East. However, a rare atmospheric river was found
responsible for the record floods of March 2019 in Iran that damaged one-third of the country's infrastructures and killed 76 people.
That AR was named Dena, after the peak of the Zagros Mountains,
which played a crucial role in precipitation formation. AR Dena started
its long, 9000 km journey from the Atlantic Ocean and travelled across
North Africa before its final landfall over the Zagros Mountains.
Specific synoptic weather conditions, including tropical-extratropical
interactions of the atmospheric jets, and anomalously warm sea-surface
temperatures in all surrounding basins provided the necessary
ingredients for formation of this AR. Water transport by AR Dena was
equivalent to more than 150 times the aggregated flow of the four major
rivers in the region (Tigris, Euphrates, Karun and Karkheh).
The intense rains made the 2018-2019 rainy season the wettest in
the past half century, a sharp contrast with the prior year, which was
the driest over the same period. Thus, this event is a compelling
example of rapid dry-to-wet transitions and intensification of extremes,
potentially resulting from the climate change.
Australia
In Australia, northwest cloud bands
are sometimes associated with atmospheric rivers that originate in the
Indian Ocean and cause heavy rainfall in northwestern, central, and
southeastern parts of the country. They are more frequent when
temperatures in the eastern Indian Ocean near Australia are warmer than
those in the western Indian Ocean (i.e. a negative Indian Ocean Dipole). Atmospheric rivers also form in the waters to the east and south of Australia and are most common during the warmer months.
Europe
According to an article in Geophysical Research Letters
by Lavers and Villarini, 8 of the 10 highest daily precipitation
records in the period 1979–2011 have been associated with atmospheric
rivers events in areas of Britain, France and Norway.
Satellites and sensors
According to a 2011 Eos magazine article by 1998, the spatiotemporal coverage of water vapor data over oceans had vastly improved through the use of "microwave remote sensing from polar-orbiting satellites", such as the special sensor microwave/imager
(SSM/I). This led to greatly increased attention to the "prevalence and
role" of atmospheric rivers. Prior to the use of these satellites and
sensors, scientists were mainly dependent on weather balloons and other
related technologies that did not adequately cover oceans. SSM/I and
similar technologies provide "frequent global measurements of integrated
water vapor over the Earth's oceans."
The problem of mental causation is a conceptual issue in the philosophy of mind. That problem, in short, is how to account for the common sense idea that intentional thoughts or intentional mental states
are causes of intentional actions. The problem divides into several
distinct sub-problems, including the problem of causal exclusion, the
problem of anomalism, and the problem of externalism. However, the
sub-problem which has attracted most attention in the philosophical
literature is arguably the exclusion problem.
Description
The basic problem of mental causation is an intuitive one: on the face of it, it seems that mental events
cause physical events (and vice versa), but how can mental events have
any causal effect on physical events? Suppose that a person, John,
orders dessert after dinner. It seems that at least one cause for such a
physical, behavioral event is that John desired to have dessert and
believed that by ordering dessert he would be able to soon have dessert.
But, how can such mental events as beliefs and desires cause John's
mouth to move in such a way that he orders dessert?
Sub-problems of mental causation
Exclusion problem
What
follows is a summary of the causal exclusion problem in its simplest
form, and it is merely one of several possible formulations.
To the extent that we do not have to go outside human
physiology in order to trace the causal antecedents of any bodily
movement, intentional action can be fully causally explained by the
existence of these physiological antecedents alone. No mention of
mental states need enter into the explanation. This troubles
philosophers because intuitively it seems that mental states are crucial
in causing a person to act (for example, their beliefs and desires).
But, given that physiological facts are sufficient to account for
action, mental states appear to be superfluous; they are at risk of
being causally and explanatorily irrelevant with respect to human action
(Yoo 2006, p. §3b.iii).
Many philosophers consider this apparent irrelevance to be a
highly counter-intuitive and undesirable position to take. It ultimately
leads to epiphenomenalism—the
view that mental events or states are causally irrelevant, they are
merely after effects that play no role in any causal chains whatsoever. Thomas Huxley
famously noted that epiphenomenalism treats mental states like the
steam coming off a train: it plays no causal role in the train's moving
forward, it is merely an "emergent property" of the actual causation
occurring in the engine (Walter 2003, p. §2).
Problem of anomalism
Another
problem with mental causation is that mental events seem anomalous in
the sense that there are no scientific laws that mental states can
figure into without having exceptions. There are no "strict" laws, and
mental events must factor into strict laws in order to fit respectably
into the causal order described by current science [see (Davidson 1970)].
In short, one response has been to deny that psychological laws involving mental states require strict, exceptionless laws. Jerry Fodor argues that non-basic (or "special") sciences do not in fact require strict laws (Fodor 1980). In current practice, special sciences (for example, biology and chemistry) have ceteris paribus
laws (or laws with "all else being equal" clauses), according to which
there are exceptions. However, only in the basic sciences (physics) are
there strict, exceptionless laws. Thus, although mental states are
anomalous, they can still figure into scientifically respectable laws of
psychology.
Problem of externalism
In the latter half of the twentieth century externalism about meanings
became espoused by many philosophers. Externalism is roughly the view
that certain parts of an individual's environment play a crucial role in
the meaning of at least some of an individual's words [see (Putnam 1975) and (Burge 1979)]. A thesis about meaning affects the mind insofar as our thoughts are about
things in the world. A common view in the philosophy of mind is that at
least certain mental states have intentional content in this sense. For
example, one's belief that water is wet has the semantic content of water is wet.
The thought is about water and the fact that it is wet. But, if
externalism is true—if some of the contents of one's thoughts are
constituted at least in part by factors external to one's mind—then
there is yet another difficulty in explaining how mental states can
cause physical states (Yoo 2006, p. §3b.ii)].
Some have claimed that while the mental and the physical are quite
different things, they can nonetheless causally interact with one
another, a view going back to Descartes [(Descartes & 1642/1986), especially meditations II & VI]. This view is known as interactionist dualism.
The major problem that interactionist dualism faces is that of
explicating a satisfactory notion of causation according to which
non-spatial events, such as mental events, can causally interact with
physical events. According to the current mainstream scientific
world-view, the physical realm is causally closed,
in that causal relationships only hold among physical events in the
physical realm. Given these types of considerations, some argue that it
is appropriate to say that the main assumptions in interactionist
dualism generate the problem of mental causation rather than solve it
(see (Yoo 2006, p. §1a).
The other major option is to assert that mental events are either (at least contingently) identical to physical events, or supervene on physical events. Views that fall under this general heading are called physicalism or materialism. But, such views require a particular theory to explain how mental events are physical in nature. One such theory is behaviorism. Behaviorists, in general, argue that mental events are merely dispositions to behave in certain ways. Another theory is the identity theory, according to which mental events are (either type- or token-) identical to physical events. A more recent view, known as functionalism,
claims that mental events are individuated (or constituted by) the
causal role they play. As such, mental events would fit directly into
the causal realm, as they are simply certain causal (or functional)
roles.
Idealist solutions
Popper's three-world formulation
Related to dualism above, a more general and somewhat differently posed approach to mental causation is provided by Karl Popper's three worlds. Popper split the world into three categories:
The mental or psychological world, the world of our feelings of pain
and of pleasure, of our thoughts, of our decisions, of our perceptions
and our observations; in other words, the world of mental or
psychological states or processes, or of subjective experiences.
The world of products of the human mind, including art, science, and religion.
World 3 includes physical theory as a particular case. But World 3 is
a creation of the human imagination, and such acts of imagination are a
part of World 2. Accordingly, one could argue that the physical notion
of causality is a child of the imagination, and although causation has
its successes in describing World 1, it may not apply to World 2 or
World 3. The subjective aspects of theories contained in World 3 are not
readily framed within the third-person perspective of science used to
explain World 1.
From this perspective, it is hubris to suppose that the methods
successful in describing World 1, in particular to suppose the notions
of cause and effect, invented by World 2 in its creation
of the theory of World 3 used to explain World 1, have direct
application to Worlds 2 and 3 themselves, and control mental agency.
Psychological nativism
A
still different approach to mental causation is based upon the
philosophies of Kant, Chomsky and Pinker. These philosophers stress the
impact of built-in aspects of mind, studied in the field of psychological nativism.
Immanuel Kant (1724–1804) pointed out that we all shape our experience of things through the filter of our mind, a view sometimes called epistemological solipsism. The mind shapes that experience, and among other things, Kant believed the concepts of space and time were programmed into the human brain, as was the notion of cause and effect. We never have direct experience of things, the noumenal world, and what we do experience is the phenomenal
world as conveyed by our senses, this conveyance processed by the
machinery of the mind and nervous system. Kant focused upon this
processing. Kant believed in a priori knowledge arrived at independent of experience, so-called synthetica priori
knowledge. In particular, he thought that by introspection some aspects
of the filtering mechanisms of the mind/brain/nervous system could be
discovered. The following observations summarize Kant's views upon the subject-object problem, called Kant's Copernican revolution:
"It has hitherto been assumed that
our cognition must conform to the objects; but all attempts to ascertain
anything about these objects a priori, by means of conceptions,
and thus to extend the range of our knowledge, have been rendered
abortive by this assumption. Let us then make the experiment whether we
may not be more successful in metaphysics, if we assume that the objects
must conform to our cognition. This appears, at all events, to accord
better with the possibility of our gaining the end we have in view, that
is to say, of arriving at the cognition of objects a priori, of
determining something with respect to these objects, before they are
given to us. We here propose to do just what Copernicus did in
attempting to explain the celestial movements. When he found that he
could make no progress by assuming that all the heavenly bodies revolved
round the spectator, he reversed the process, and tried the experiment
of assuming that the spectator revolved, while the stars remained at
rest. We may make the same experiment with regard to the intuition of
objects."
— Immanuel Kant, English translation by J. M. D. Meiklejohn of The Critique of Pure Reason (1. edition 1781, April 23, 1787 Immanuel Kant, Preface to the 2. edition)
Although Kant has posed the issue of built-in aspects of mind, the
particulars that depend upon the science of his day have become
outmoded. A more recent approach to these limitations is proposed by Noam Chomsky and Steven Pinker. Like Kant, Noam Chomsky
raised the issue of the mind's inherent programming. Chomsky selected
as a particular example the acquiring of language by children. Of course, language is indispensable in the formulation and communication of our perceptions of the objective world:
"People do not think in English or
Chinese or Apache; they think in a language of thought. This language of
thought probably looks a bit like all these languages;...But compared
with any given language, mentalese must be richer in some ways and
simpler in others."
— Steven Pinker, The Language Instinct, p. 72
Chomsky marshaled evidence that a child's rapid mastery of the
complexity of language indicated an innate ability programmed into the
development of the human mind from birth that could not be explained by
the "blank slate"
view of the infant mind. Rather, the mind has a built-in propensity to
process symbolic representations. The origins of this ability were
sought by Steven Pinker in a Darwinian struggle that established the survival value of the ability to communicate. According to Pinker, Charles Darwin
himself "concluded that language ability is 'an instinctive tendency to
acquire an art', a design that is not peculiar to humans but seen in
other species such as song-learning birds." This observation is strongly
supported by research on crows.
This work can be taken to suggest that although a physical theory
is an intermediary between our observations and our notions of
connections between them, it is an elaborate mental construction that is
a meld of the way the mind works and objective observations. Although a
physical theory is used to determine connections about objective
events, the specific form of the theoretical construct is a product of
subjective activities, and this particular form may well involve the
workings of the brain. Perhaps some aspects of the universe's operation
can be expressed in terms of mental constructs, but this process is
analogous with the expression of a computer algorithm in terms of assembly language instructions peculiar to a particular computer, a translation by a compiler of the general statement of an algorithm into specific tiny steps that particular computer can handle.
From this standpoint, as with the philosophy of Kant, the
first-person active actions of mental causation may involve innate
workings of the brain itself.
As medical and scientific technology has advanced, neuroscientists have become able to study the brains of living humans, allowing them to observe the brain's decision-making processes and revealing insights into human agency, moral responsibility, and consciousness. One of the pioneering studies in this field was conducted by Benjamin Libet and his colleagues in 1983 and has been the foundation of many studies in the years since. Other studies have attempted to predict the actions of participants before they happen, explore how we know we are responsible for voluntary movements as opposed to being moved by an external force, or how the role of consciousness in decision-making may differ depending on the type of decision being made.
Philosophers such as Alfred Mele and Daniel Dennett
question the language used by researchers, suggesting that "free will"
means different things to different people (e.g., some notions of "free
will" posit that free will is compatible with determinism,
while others do not). Dennett insists that many important and common
conceptions of "free will" are compatible with the emerging evidence
from neuroscience.
Overview
...the current work is in broad agreement with a general trend in
neuroscience of volition: although we may experience that our conscious
decisions and thoughts cause our actions, these experiences are in fact
based on readouts of brain activity in a network of brain areas that
control voluntary action... It is clearly wrong to think of [feeling of
willing something] as a prior intention, located at the very earliest
moment of decision in an extended action chain. Rather, W seems to mark
an intention-in-action, quite closely linked to action execution.
Patrick Haggard discussing an in-depth experiment by Itzhak Fried
The neuroscience of free will encompasses two main fields of study: volition and agency.
Volition, the study of voluntary actions, is difficult to define.
If human actions are considered as lying along a spectrum based on
conscious involvement in initiating the actions, then reflexes would be
on one end, and fully voluntary actions would be on the other. How these actions are initiated and consciousness’ role in producing them is a major area of study in volition.
Agency is the capacity of an actor to act in a given environment.
Within the neuroscience of free will, the sense of agency—the
subjective awareness of initiating, executing, and controlling one's
volitional actions—is usually what is studied.
One significant finding of modern studies is that a person's
brain seems to commit to certain decisions before the person becomes
aware of having made them. Researchers have found a delay of about half a
second or more (discussed in sections below). With contemporary brain
scanning technology, scientists in 2008 were able to predict with 60%
accuracy whether 12 subjects would press a button with their left or
right hand up to 10 seconds before the subject became aware of having
made that choice. These and other findings have led some scientists, like Patrick Haggard, to reject some definitions of "free will".
However, it is very unlikely that a single study could disprove
all definitions of free will. Definitions of free will can vary greatly,
and each must be considered separately in light of existing empirical evidence. There have also been a number of problems regarding studies of free will.
Particularly in earlier studies, research relied on self-reported
measures of conscious awareness, but introspective estimates of event
timing were found to be biased or inaccurate in some cases. There is no
agreed-upon measure of brain activity corresponding to conscious
generation of intentions, choices, or decisions, making studying
processes related to consciousness difficult. The existing conclusions
drawn from measurements are also debatable, as they don't necessarily
tell, for example, what a sudden dip in the readings represents. Such a
dip might have nothing to do with unconscious decision because many
other mental processes are going on while performing the task. Although early studies mainly used electroencephalography, more recent studies have used fMRI, single-neuron recordings, and other measures.
Researcher Itzhak Fried says that available studies do at least suggest
that consciousness comes in a later stage of decision-making than
previously expected – challenging any versions of "free will" where
intention occurs at the beginning of the human decision process.
Free will as illusion
It
may be possible that our intuitions about the role of our conscious
"intentions" have led us astray; it may be the case that we have confused correlation with causation by believing that conscious awareness necessarily causes the body's movement. This possibility is bolstered by findings in neurostimulation, brain damage, but also research into introspection illusions.
Such illusions show that humans do not have full access to various
internal processes. The discovery that humans possess a determined will
would have implications for moral responsibility or lack thereof.
Neuroscientist, philosopher, and author Sam Harris
believes that we are mistaken in believing the intuitive idea that
intention initiates actions. Harris criticizes the idea that free will
is "intuitive": and that careful introspection will cast doubt on free
will. Harris argues: "Thoughts simply arise in the brain. What else
could they do? The truth about us is even stranger than we may suppose:
The illusion of free will is itself an illusion".
In contrast to this claim, neuroscientist Walter Jackson Freeman III,
discusses the impact of unconscious systems and actions to change the
world according to human intention. Freeman writes: "our intentional
actions continually flow into the world, changing the world and the
relations of our bodies to it. This dynamic system is the self in each
of us, it is the agency in charge, not our awareness, which is
constantly trying to keep up with what we do." To Freeman, the power of intention and action can be independent of awareness.
An important distinction to make is the difference between proximal and distal intentions. Proximal intentions are immediate in the sense that they are about acting now.
For instance, a decision to raise a hand now or press a button now, as
in Libet-style experiments. Distal intentions are delayed in the sense
that they are about acting at a later point in time. For instance,
deciding to go to the store later. Research has mostly focused on
proximal intentions; however, it is unclear to what degree findings will
generalize from one sort of intention to the other.
Relevance of scientific research
Some thinkers like neuroscientist and philosopher Adina Roskies
think that these studies can still only show, unsurprisingly, that
physical factors in the brain are involved before decision-making. In
contrast, Haggard believes that "We feel we choose, but we don't". Researcher John-Dylan Haynes adds: "How can I call a will 'mine' if I don't even know when it occurred and what it has decided to do?".
Philosophers Walter Glannon and Alfred Mele think that some scientists
are getting the science right, but misrepresenting modern philosophers.
This is mainly because "free will"
can mean many things: it is unclear what someone means when they say
"free will does not exist". Mele and Glannon say that the available
research is more evidence against any dualistic notions of free will – but that is an "easy target for neuroscientists to knock down". Mele says that most discussions of free will are now in materialistic
terms. In these cases, "free will" means something more like "not
coerced" or that "the person could have done otherwise at the last
moment". The existence of these types of free will is debatable. Mele
agrees, however, that science will continue to reveal critical details
about what goes on in the brain during decision-making.
[Some senses of free will] are compatible with what we are learning
from science... If only that was what scientists were telling people.
But scientists, especially in the last few years, have been on a
rampage – writing ill-considered public pronouncements about free will
which... verge on social irresponsibility.
This issue may be controversial for good reason: there is evidence to suggest that people normally associate a belief in free will with their ability to affect their lives. Philosopher Daniel Dennett, author of Elbow Room and a supporter of deterministic free will,
believes that scientists risk making a serious mistake. He says that
there are types of free will that are incompatible with modern science,
but those kinds of free will are not worth wanting. Other types of "free
will" are pivotal to people's sense of responsibility and purpose (see
also: "believing in free will"), and many of these types are actually compatible with modern science.
The other studies described below have only just begun to shed
light on the role that consciousness plays in actions, and it is too
early to draw very strong conclusions about certain kinds of "free
will".
It is worth noting that such experiments so far have dealt only with
free-will decisions made in short time frames (seconds) and may not have
direct bearing on free-will decisions made ("thoughtfully") by the
subject over the course of many seconds, minutes, hours or longer.
Scientists have also only so far studied extremely simple behaviors
(e.g., moving a finger). Adina Roskies points out five areas of neuroscientific research:
Action initiation
Intention
Decision
Inhibition and control
The phenomenology of agency.
For each of these areas Roskies concludes that the science may be
developing our understanding of volition or "will", but it yet offers
nothing for developing the "free" part of the "free will" discussion.
There is also the question of the influence of such interpretations in people's behavior. In 2008, psychologists Kathleen Vohs and Jonathan Schooler
published a study on how people behave when they are prompted to think
that determinism is true. They asked their subjects to read one of two
passages: one suggesting that behavior boils down to environmental or
genetic factors not under personal control; the other neutral about what
influences behavior. The participants then did a few math problems on a
computer. But just before the test started, they were informed that
because of a glitch in the computer it occasionally displayed the answer
by accident; if this happened, they were to click it away without
looking. Those who had read the deterministic message were more likely
to cheat on the test. "Perhaps, denying free will simply provides the
ultimate excuse to behave as one likes", Vohs and Schooler suggested.
However, although initial studies suggested that believing in free will
is associated with more morally praiseworthy behavior, some recent
studies have reported contradictory findings.
Notable experiments
Libet Experiment
A
pioneering experiment in this field was conducted by Benjamin Libet in
the 1980s, in which he asked each subject to choose a random moment to
flick their wrist while he measured the associated activity in their
brain (in particular, the build-up of electrical signal called the Bereitschaftspotential (BP), which was discovered by Kornhuber & Deecke in 1965). Although it was well known that the "readiness potential" (German: Bereitschaftspotential)
preceded the physical action, Libet asked how it corresponded to the
felt intention to move. To determine when the subjects felt the
intention to move, he asked them to watch the second hand of a clock and
report its position when they felt that they had felt the conscious
will to move.
Libet found that the unconscious brain activity leading up to the conscious decision by the subject to flick their wrist began approximately half a second before the subject consciously felt that they had decided to move.
Libet's findings suggest that decisions made by a subject are first
being made on an unconscious level and only afterward being translated
into a "conscious decision", and that the subject's belief that it
occurred at the behest of their will was only due to their retrospective
perspective on the event.
The interpretation of these findings has been criticized by Daniel Dennett,
who argues that people will have to shift their attention from their
intention to the clock, and that this introduces temporal mismatches
between the felt experience of will and the perceived position of the
clock hand. Consistent with this argument, subsequent studies have shown that the exact numerical value varies depending on attention. Despite the differences in the exact numerical value, however, the main finding has held.
Philosopher Alfred Mele criticizes this design for other reasons.
Having attempted the experiment himself, Mele explains that "the
awareness of the intention to move" is an ambiguous feeling at best. For
this reason he remained skeptical of interpreting the subjects'
reported times for comparison with their Bereitschaftspotential.
Criticisms
In a variation of this task, Haggard and Eimer (1999) asked subjects
to decide not only when to move their hands, but also to decide which hand to move. In this case, the felt intention correlated much more closely with the "lateralized readiness potential" (LRP), an event-related potential
(ERP) component that measures the difference between left and right
hemisphere brain activity. Haggard and Eimer argue that the feeling of
conscious will must therefore follow the decision of which hand to move,
since the LRP reflects the decision to lift a particular hand.
A more direct test of the relationship between the Bereitschaftspotential
and the "awareness of the intention to move" was conducted by Banks and
Isham (2009). In their study, participants performed a variant of the
Libet's paradigm in which a delayed tone followed the button press.
Subsequently, research participants reported the time of their intention
to act (e.g., Libet's W). If W were time-locked to the Bereitschaftspotential, W would remain uninfluenced by any post-action information. However, findings from this study show that W in fact shifts systematically with the time of the tone presentation, implicating that W is, at least in part, retrospectively reconstructed rather than pre-determined by the Bereitschaftspotential.
A study conducted by Jeff Miller and Judy Trevena (2010) suggests that the Bereitschaftspotential
(BP) signal in Libet's experiments doesn't represent a decision to
move, but that it's merely a sign that the brain is paying attention.
In this experiment the classical Libet experiment was modified by
playing an audio tone indicating to volunteers to decide whether to tap a
key or not. The researchers found that there was the same RP signal in
both cases, regardless of whether or not volunteers actually elected to
tap, which suggests that the RP signal doesn't indicate that a decision
has been made.
In a second experiment, researchers asked volunteers to decide on
the spot whether to use left hand or right to tap the key while
monitoring their brain signals, and they found no correlation among the
signals and the chosen hand. This criticism has itself been criticized
by free-will researcher Patrick Haggard, who mentions literature that
distinguishes two different circuits in the brain that lead to action: a
"stimulus-response" circuit and a "voluntary" circuit. According to
Haggard, researchers applying external stimuli may not be testing the
proposed voluntary circuit, nor Libet's hypothesis about internally
triggered actions.
Libet's interpretation of the ramping up of brain activity prior
to the report of conscious "will" continues to draw heavy criticism.
Studies have questioned participants' ability to report the timing of
their "will". Authors have found that preSMA
activity is modulated by attention (attention precedes the movement
signal by 100 ms), and the prior activity reported could therefore have
been product of paying attention to the movement.
They also found that the perceived onset of intention depends on neural
activity that takes place after the execution of action. Transcranial magnetic stimulation (TMS) applied over the preSMA
after a participant performed an action shifted the perceived onset of
the motor intention backward in time, and the perceived time of action
execution forward in time.
Others have speculated that the preceding neural activity
reported by Libet may be an artefact of averaging the time of "will",
wherein neural activity does not always precede reported "will".
In a similar replication they also reported no difference in
electrophysiological signs before a decision not to move and before a
decision to move.
Benjamin Libet himself did not interpret his experiment as
evidence of the inefficacy of conscious free will — he points out that
although the tendency to press a button may be building up for 500
milliseconds, the conscious will retain a right to veto any action at
the last moment.
According to this model, unconscious impulses to perform a volitional
act are open to suppression by the conscious efforts of the subject
(sometimes referred to as "free won't"). A comparison is made with a golfer,
who may swing a club several times before striking the ball. The action
simply gets a rubber stamp of approval at the last millisecond.
Some studies have replicated Libet's findings, whilst addressing some of the original criticisms.
A 2011 study conducted by Itzhak Fried found with a greater than 80%
accuracy that individual neurons fire 700 ms before a reported "will" to
act (long before EEG activity predicted such a response). This was accomplished with the help of volunteer epilepsy patients, who needed electrodes
implanted deep in their brain for evaluation and treatment anyway. Now
able to monitor awake and moving patients, the researchers replicated
the timing anomalies that were discovered by Libet. Similarly to these tests, Chun Siong Soon, Anna Hanxi He, Stefan Bode and John-Dylan Haynes
have conducted a study in 2013 claiming to be able to predict by 4 s
the choice to sum or subtract before the subject reports it.
William R. Klemm pointed out the inconclusiveness of these tests
due to design limitations and data interpretations and proposed less
ambiguous experiments, while affirming a stand on the existence of free will like Roy F. Baumeister or Catholic neuroscientists such as Tadeusz Pacholczyk.
Adrian G. Guggisberg and Annaïs Mottaz have also challenged Libet and
Fried's findings, stating that "the instantaneous appearance of
conscious intentions might be an artifact of the method used for
assessing the contents of consciousness" and that "studies using
alternatives to the Libet clock have suggested that intention
consciousness is a multistage process just as the neural mechanisms of
motor decisions", concluding that "the time of conscious intentions
reported by the participants therefore might be only the culmination of
preceding conscious deliberations, not a unique and instantaneous event"
and "if this is true, the delay between the onset of neural predictors
of motor decisions and conscious intentions reported with the Libet
clock is not due to unconscious neural processes but due to conscious
evaluations which are not final yet".
Another criticism stems from the fact that, despite being treated
as the same by Libet, an urge, a wish and a desire are not the same
thing as an intention, a decision, and a choice.
In an empirical study in 2019, researchers found that readiness
potentials were absent for deliberate decisions, and preceded arbitrary
decisions only.
In a study published in 2012, Aaron Schurger, Jacobo D. Sitt, and Stanislas Dehaene
published in PNAS proposed that the occurrence of the readiness
potentials observed in Libet-type experiments is stochastically
occasioned by ongoing spontaneous subthreshold fluctuations in neural
activity, rather than an unconscious goal-directed operation, and challenged assumptions about the causal nature of the Bereitschaftspotential
itself (and the "pre-movement buildup" of neural activity in general
when faced with a choice), thus denying the conclusions drawn from
studies such as Libet's and Fried's. See The Information Philosopher, New Scientist, and The Atlantic, for commentary on this study.
Unconscious actions
Timing intentions compared to actions
A study by Masao Matsuhashi and Mark Hallett,
published in 2008, claims to have replicated Libet's findings without
relying on subjective report or clock memorization on the part of
participants. The authors believe that their method can identify the time (T) at which a subject becomes aware of his own movement. Matsuhashi and Hallet argue that T not only varies, but often occurs after early phases of movement genesis have already begun (as measured by the readiness potential). They conclude that a person's awareness cannot be the cause of movement, and may instead only notice the movement.
The experiment
Matsuhashi
and Hallett's study can be summarized thus. The researchers
hypothesized that, if our conscious intentions are what causes movement
genesis (i.e. the start of an action), then naturally, our conscious
intentions should always occur before any movement has begun. Otherwise,
if we ever become aware of a movement only after it has already been
started, our awareness could not have been the cause of that particular
movement. Simply put, conscious intention must precede action if it is
its cause.
To test this hypothesis, Matsuhashi and Hallet had volunteers
perform brisk finger movements at random intervals, while not counting
or planning when to make such (future) movements, but rather immediately
making a movement as soon as they thought about it. An externally
controlled "stop-signal" sound was played at pseudo-random intervals,
and the volunteers had to cancel their intent to move if they heard a
signal while being aware of their own immediate intention to move.
Whenever there was an action (finger movement), the authors
documented (and graphed) any tones that occurred before that action. The
graph of tones before actions therefore only shows tones (a) before the
subject is even aware of his "movement genesis" (or else they would
have stopped or "vetoed" the movement), and (b) after it is too late to
veto the action. This second set of graphed tones is of little
importance here.
In this work, "movement genesis" is defined as the brain process
of making movement, of which physiological observations have been made
(via electrodes) indicating that it may occur before conscious awareness
of intent to move (see Benjamin Libet).
By looking to see when tones started preventing actions, the
researchers supposedly know the length of time (in seconds) that exists
between when a subject holds a conscious intention to move and performs
the action of movement. This moment of awareness is called T (the
mean time of conscious intention to move). It can be found by looking
at the border between tones and no tones. This enables the researchers
to estimate the timing of the conscious intention to move without
relying on the subject's knowledge or demanding them to focus on a
clock. The last step of the experiment is to compare time T for each subject with their event-related potential (ERP) measures (e.g., seen in this page's lead image), which reveal when their finger movement genesis first begins.
The researchers found that the time of the conscious intention to move T
normally occurred too late to be the cause of movement genesis. See the
example of a subject's graph below on the right. Although it is not
shown on the graph, the subject's readiness potentials (ERP) tells us
that his actions start at −2.8 seconds, and yet this is substantially
earlier than his conscious intention to move, time T
(−1.8 seconds). Matsuhashi and Hallet concluded that the feeling of the
conscious intention to move does not cause movement genesis; both the
feeling of intention and the movement itself are the result of
unconscious processing.
Analysis and interpretation
This
study is similar to Libet's in some ways: volunteers were again asked
to perform finger extensions in short, self-paced intervals. In this
version of the experiment, researchers introduced randomly timed "stop
tones" during the self-paced movements. If participants were not
conscious of any intention to move, they simply ignored the tone. On the
other hand, if they were aware of their intention to move at the time
of the tone, they had to try to veto the action, then relax for a bit
before continuing self-paced movements. This experimental design allowed
Matsuhashi and Hallet to see when, once the subject moved his finger,
any tones occurred. The goal was to identify their own equivalent of
Libet's W, their own estimation of the timing of the conscious intention to move, which they would call T (time).
Testing the hypothesis that "conscious intention occurs after
movement genesis has already begun" required the researchers to analyse
the distribution of responses to tones before actions. The idea is that,
after time T, tones will lead to vetoing and thus a reduced representation in the data. There would also be a point of no return P
where a tone was too close to the movement onset for the movement to be
vetoed. In other words, the researchers were expecting to see the
following on the graph: many unsuppressed responses to tones while the
subjects are not yet aware of their movement genesis, followed by a drop
in the number of unsuppressed responses to tones during a certain
period of time during which the subjects are conscious of their
intentions and are stopping any movements, and finally a brief increase
again in unsuppressed responses to tones when the subjects do not have
the time to process the tone and prevent an action – they have passed
the action's "point of no return". That is exactly what the researchers
found (see the graph on the right, below).
The graph shows the times at which unsuppressed responses to tones
occurred when the volunteer moved. He showed many unsuppressed responses
to tones (called "tone events" on the graph) on average up until
1.8 seconds before movement onset, but a significant decrease in tone
events immediately after that time. Presumably this is because the
subject usually became aware of his intention to move at about
−1.8 seconds, which is then labelled point T. Since most actions are vetoed if a tone occurs after point T,
there are very few tone events represented during that range. Finally,
there is a sudden increase in the number of tone events at 0.1 seconds,
meaning that this subject has passed point P. Matsuhashi and Hallet were thus able to establish an average time T (−1.8 seconds) without subjective report. This, they compared to ERP measurements of movement, which had detected movement beginning at about −2.8 seconds on average for this participant. Since T, like Libet's original W,
was often found after movement genesis had already begun, the authors
concluded that the generation of awareness occurred afterwards or in
parallel to action, but most importantly, that it was probably not the
cause of the movement.
Criticisms
Haggard
describes other studies at the neuronal levels as providing "a
reassuring confirmation of previous studies that recorded neural
populations"
such as the one just described. Note that these results were gathered
using finger movements and may not necessarily generalize to other
actions such as thinking, or even other motor actions in different
situations. Indeed, the human act of planning
has implications for free will, and so this ability must also be
explained by any theories of unconscious decision-making. Philosopher
Alfred Mele also doubts the conclusions of these studies. He explains
that simply because a movement may have been initiated before our
"conscious self" has become aware of it does not mean that our
consciousness does not still get to approve, modify, and perhaps cancel
(called vetoing) the action.
Unconsciously cancelling actions
Retrospective judgement of free choice
Recent
research by Simone Kühn and Marcel Brass suggests that consciousness
may not be what causes some actions to be vetoed at the last moment.
First of all, their experiment relies on the simple idea that we ought
to know when we consciously cancel an action (i.e. we should have access
to that information). Secondly, they suggest that access to this
information means humans should find it easy to tell, just after
completing an action, whether it was "impulsive" (there being no time to
decide) and when there was time to "deliberate" (the participant
decided to allow/not to veto the action). The study found evidence that
subjects could not tell this important difference. This again leaves
some conceptions of free will vulnerable to the introspection illusion.
The researchers interpret their results to mean that the decision to
"veto" an action is determined unconsciously, just as the initiation of
the action may have been unconscious in the first place.
The experiment
The
experiment involved asking volunteers to respond to a go-signal by
pressing an electronic "go" button as quickly as possible.
In this experiment the go-signal was represented as a visual stimulus
shown on a monitor. The participants' reaction times (RT) were gathered
at this stage, in what was described as the "primary response trials".
The primary response trials were then modified, in which 25% of
the go-signals were subsequently followed by an additional signal –
either a "stop" or "decide" signal. The additional signals occurred
after a "signal delay" (SD), a random amount of time up to 2 seconds
after the initial go-signal. They also occurred equally, each
representing 12.5% of experimental cases. These additional signals were
represented by the initial stimulus changing colour (e.g., to either a
red or orange light). The other 75% of go-signals were not followed by
an additional signal, and therefore considered the "default" mode of the
experiment. The participants' task of responding as quickly as possible
to the initial signal (i.e. pressing the "go" button) remained.
Upon seeing the initial go-signal, the participant would
immediately intend to press the "go" button. The participant was
instructed to cancel their immediate intention to press the "go" button
if they saw a stop signal. The participant was instructed to select
randomly (at their leisure) between either pressing the "go" button or
not pressing it, if they saw a decide signal. Those trials in which the
decide signal was shown after the initial go-signal ("decide trials"),
for example, required that the participants prevent themselves from
acting impulsively on the initial go-signal and then decide what to do.
Due to the varying delays, this was sometimes impossible (e.g., some
decide signals simply appeared too late in the process of them both intending to and pressing the go button for them to be obeyed).
Those trials in which the subject reacted to the go-signal
impulsively without seeing a subsequent signal show a quick RT of about
600 ms. Those trials in which the decide signal was shown too late, and
the participant had already enacted their impulse to press the go-button
(i.e. had not decided to do so), also show a quick RT of about 600 ms.
Those trials in which a stop signal was shown and the participant
successfully responded to it, do not show a response time. Those trials
in which a decide signal was shown, and the participant decided not to
press the go-button, also do not show a response time. Those trials in
which a decide signal was shown, and the participant had not already
enacted their impulse to press the go-button, but (in which it was
theorised that they) had had the opportunity to decide what to do, show a
comparatively slow RT, in this case closer to 1400 ms.
The participant was asked at the end of those "decide trials" in
which they had actually pressed the go-button whether they had acted
impulsively (without enough time to register the decide signal before
enacting their intent to press the go-button in response to the initial
go-signal stimulus) or based upon a conscious decision made after seeing
the decide signal. Based upon the response time data, however, it
appears that there was discrepancy between when the user thought that
they had had the opportunity to decide (and had therefore not acted on
their impulses) – in this case deciding to press the go-button, and when
they thought that they had acted impulsively (based upon the initial
go-signal) – where the decide signal came too late to be obeyed.
The rationale
Kühn
and Brass wanted to test participant self-knowledge. The first step was
that after every decide trial, participants were next asked whether
they actually had time to decide. Specifically, the volunteers were
asked to label each decide trial as either failed-to-decide (the action
was the result of acting impulsively on the initial go-signal) or
successful decide (the result of a deliberated decision). See the
diagram on the right for this decide trial split: failed-to-decide and
successful decide; the next split in this diagram (participant correct
or incorrect) will be explained at the end of this experiment. Note also
that the researchers sorted the participants’ successful decide trials
into "decide go" and "decide no-go", but were not concerned with the
no-go trials, since they did not yield any RT data (and are not featured
anywhere in the diagram on the right). Note that successful stop trials
did not yield RT data either.
Kühn and Brass now knew what to expect: primary response trials, any
failed stop trials, and the "failed-to-decide" trials were all instances
where the participant obviously acted impulsively – they would show the
same quick RT. In contrast, the "successful decide" trials
(where the decision was a "go" and the subject moved) should show a
slower RT. Presumably, if deciding whether to veto is a conscious
process, volunteers should have no trouble distinguishing impulsivity
from instances of true deliberate continuation of a movement. Again,
this is important, since decide trials require that participants rely on
self-knowledge. Note that stop trials cannot test self-knowledge
because if the subject does act, it is obvious to them that they reacted impulsively.
Results and implications
Unsurprisingly, the recorded RTs for the primary response trials,
failed stop trials, and "failed-to-decide" trials all showed similar
RTs: 600 ms seems to indicate an impulsive action made without time to
truly deliberate. What the two researchers found next was not as easy to
explain: while some "successful decide" trials did show the tell-tale
slow RT of deliberation (averaging around 1400 ms), participants had
also labelled many impulsive actions as "successful decide". This result
is startling because participants should have had no trouble
identifying which actions were the results of a conscious "I will not
veto", and which actions were un-deliberated, impulsive reactions to the
initial go-signal. As the authors explain:
[The results of the experiment]
clearly argue against Libet's assumption that a veto process can be
consciously initiated. He used the veto in order to reintroduce the
possibility to control the unconsciously initiated actions. But since
the subjects are not very accurate in observing when they have [acted
impulsively instead of deliberately], the act of vetoing cannot be
consciously initiated.
In decide trials, the participants, it seems, were not able to
reliably identify whether they had really had time to decide;– at least,
not based on internal signals. The authors explain that this result is
difficult to reconcile with the idea of a conscious veto, but is simple
to understand if the veto is considered an unconscious process.
Thus it seems that the intention to move might not only arise from the
unconscious mind, but it may only be inhibited if the unconscious mind
says so.
Criticisms
After
the above experiments, the authors concluded that subjects sometimes
could not distinguish between "producing an action without stopping and
stopping an action before voluntarily resuming", or in other words, they
could not distinguish between actions that are immediate and impulsive
as opposed to delayed by deliberation.
To be clear, one assumption of the authors is that all the early
(600 ms) actions are unconscious, and all the later actions are
conscious. These conclusions and assumptions have yet to be debated
within the scientific literature or even replicated (it is a very early
study).
The results of the trial in which the so-called "successful
decide" data (with its respective longer time measured) was observed may
have possible implications
for our understanding of the role of consciousness as the modulator of a
given action or response, and these possible implications cannot merely
be omitted or ignored without valid reasons, especially when the
authors of the experiment suggest that the late decide trials were
actually deliberated.
It is worth noting that Libet consistently referred to a veto of an action that was initiated endogenously.
That is, a veto that occurs in the absence of external cues, instead
relying on only internal cues (if any at all). This veto may be a
different type of veto than the one explored by Kühn and Brass using
their decide signal.
Daniel Dennett also argues that no clear conclusion about
volition can be derived from Benjamin Libet's experiments supposedly
demonstrating the irrelevance of conscious volition. According to
Dennett, ambiguities in the timings of the different events are
involved. Libet tells when the readiness potential occurs objectively,
using electrodes, but relies on the subject reporting the position of
the hand of a clock to determine when the conscious decision was made.
As Dennett points out, this is only a report of where it seems to the subject that various things come together, not of the objective time at which they actually occur:
Suppose Libet knows that your readiness potential peaked at
millisecond 6,810 of the experimental trial, and the clock dot was
straight down (which is what you reported you saw) at millisecond 7,005.
How many milliseconds should he have to add to this number to get the
time you were conscious of it? The light gets from your clock face to
your eyeball almost instantaneously, but the path of the signals from
retina through lateral geniculate nucleus to striate cortex takes 5 to
10 milliseconds — a paltry fraction of the 300 milliseconds offset, but
how much longer does it take them to get to you. (Or are you
located in the striate cortex?) The visual signals have to be processed
before they arrive at wherever they need to arrive for you to make a
conscious decision of simultaneity. Libet's method presupposes, in
short, that we can locate the intersection of two trajectories:
the rising-to-consciousness of signals representing the decision to flick
the rising to consciousness of signals representing successive clock-face orientations
so that these events occur side-by-side as it were in place where their simultaneity can be noted.
The point of no return
In early 2016, PNAS published an article by researchers in Berlin, Germany, The point of no return in vetoing self-initiated movements,
in which the authors set out to investigate whether human subjects had
the ability to veto an action (in this study, a movement of the foot)
after the detection of its Bereitschaftspotential (BP). The Bereitschaftspotential, which was discovered by Kornhuber & Deecke in 1965, is an instance of unconsciouselectrical activity within the motor cortex, quantified by the use of EEG,
that occurs moments before a motion is performed by a person: it is
considered a signal that the brain is "getting ready" to perform the
motion. The study found evidence that these actions can be vetoed even
after the BP is detected (i. e. after it can be seen that the brain has
started preparing for the action). The researchers maintain that this is
evidence for the existence of at least some degree of free will in
humans: previously, it had been argued
that, given the unconscious nature of the BP and its usefulness in
predicting a person's movement, these are movements that are initiated
by the brain without the involvement of the conscious will of the
person.
The study showed that subjects were able to "override" these signals
and stop short of performing the movement that was being anticipated by
the BP. Furthermore, researchers identified what was termed a "point of
no return": once the BP is detected for a movement, the person could
refrain from performing the movement only if they attempted to cancel it
at least 200 milliseconds before the onset of the movement. After this point, the person was unable to avoid performing the movement. Previously, Kornhuber and Deecke underlined that absence of conscious will during the early Bereitschaftspotential
(termed BP1) is not a proof of the non-existence of free will, as also
unconscious agendas may be free and non-deterministic. According to
their suggestion, man has relative freedom, i.e. freedom in degrees,
that can be increased or decreased through deliberate choices that
involve both conscious and unconscious (panencephalic) processes.
Neuronal prediction of free will
Despite
criticisms, experimenters are still trying to gather data that may
support the case that conscious "will" can be predicted from brain
activity. fMRImachine learning
of brain activity (multivariate pattern analysis) has been used to
predict the user choice of a button (left/right) up to 7 seconds before
their reported will of having done so. Brain regions successfully trained for prediction included the frontopolar cortex (anteriormedialprefrontal cortex) and precuneus/posteriorcingulate cortex (medial parietal cortex).
In order to ensure report timing of conscious "will" to act, they
showed the participant a series of frames with single letters (500 ms
apart), and upon pressing the chosen button (left or right) they were
required to indicate which letter they had seen at the moment of
decision. This study reported a statistically significant 60% accuracy
rate, which may be limited by experimental setup; machine-learning data
limitations (time spent in fMRI) and instrument precision.
Another version of the fMRI multivariate pattern analysis
experiment was conducted using an abstract decision problem, in an
attempt to rule out the possibility of the prediction capabilities being
product of capturing a built-up motor urge.
Each frame contained a central letter like before, but also a central
number, and 4 surrounding possible "answers numbers". The participant
first chose in their mind whether they wished to perform an addition or
subtraction operation, and noted the central letter on the screen at the
time of this decision. The participant then performed the mathematical
operation based on the central numbers shown in the next two frames. In
the following frame the participant then chose the "answer number"
corresponding to the result of the operation. They were further
presented with a frame that allowed them to indicate the central letter
appearing on the screen at the time of their original decision. This
version of the experiment discovered a brain prediction capacity of up
to 4 seconds before the conscious will to act.
Multivariate pattern analysis using EEG has suggested that an
evidence-based perceptual decision model may be applicable to free-will
decisions.
It was found that decisions could be predicted by neural activity
immediately after stimulus perception. Furthermore, when the participant
was unable to determine the nature of the stimulus, the recent decision
history predicted the neural activity (decision). The starting point of
evidence accumulation was in effect shifted towards a previous choice
(suggesting a priming bias). Another study has found that subliminally
priming a participant for a particular decision outcome (showing a cue
for 13 ms) could be used to influence free decision outcomes.
Likewise, it has been found that decision history alone can be used to
predict future decisions. The prediction capacities of the Chun Siong
Soon et al. (2008) experiment were successfully replicated using a
linear SVM model based on participant decision history alone (without
any brain activity data). Despite this, a recent study has sought to confirm the applicability of a perceptual decision model to free will decisions.
When shown a masked and therefore invisible stimulus, participants were
asked to either guess between a category or make a free decision for a
particular category. Multivariate pattern analysis using fMRI could be
trained on "free-decision" data to successfully predict "guess
decisions", and trained on "guess data" in order to predict "free
decisions" (in the precuneus and cuneus region).
Criticisms
Contemporary
voluntary decision prediction tasks have been criticised based on the
possibility the neuronal signatures for pre-conscious decisions could
actually correspond to lower-conscious processing rather than
unconscious processing.
People may be aware of their decisions before making their report, yet
need to wait several seconds to be certain. However, such a model does
not explain what is left unconscious if everything can be conscious at
some level (and the purpose of defining separate systems). Yet
limitations remain in free-will prediction research to date. In
particular, the prediction of considered judgements from brain activity
involving thought processes beginning minutes rather than seconds before
a conscious will to act, including the rejection of a conflicting
desire. Such are generally seen to be the product of sequences of
evidence accumulating judgements.
Other related phenomena
Retrospective construction
It has been suggested that sense authorship is an illusion.
Unconscious causes of thought and action might facilitate thought and
action, while the agent experiences the thoughts and actions as being
dependent on conscious will. The idea behind retrospective construction
is that, while part of the "yes, I did it" feeling of agency
seems to occur during action, there also seems to be processing
performed after the fact – after the action is performed – to establish
the full feeling of agency. However, to assign agency, one does not have to believe that agency is free.
In the moment, unconscious agency processing can alter how we perceive the timing of sensations or actions.
Kühn and Brass apply retrospective construction to explain the two
peaks in "successful decide" RTs. They suggest that the late decide
trials were actually deliberated, but that the impulsive early decide
trials that should have been labelled "failed-to-decide" were mistaken
during unconscious agency processing. They say that people "persist in
believing that they have access to their own cognitive processes" when
in fact we do a great deal of automatic unconscious processing before
conscious perception occurs.
Criticisms
Criticism to Daniel Wegner's claims regarding the significance of introspection illusion for the notion of free will has been published.
Manipulating choice
Some research suggests that TMS can be used to manipulate the perception of authorship of a specific choice.
Experiments showed that neurostimulation could affect which hands
people move, even though the subjective experience of will was intact.
An early TMS
study revealed that activation of one side of the neocortex could be
used to bias the selection of one's opposite side hand in a
forced-choice decision task. K. Ammon and S. C. Gandevia found that it was possible to influence which hand people move by stimulating frontal regions that are involved in movement planning using transcranial magnetic stimulation in the left or right hemisphere of the brain.
Right-handed people would normally choose to move their right
hand 60% of the time, but when the right hemisphere was stimulated, they
would instead choose their left hand 80% of the time (recall that the
right hemisphere of the brain is responsible for the left side of the
body, and the left hemisphere for the right). Despite the external
influence on their decision-making, the subjects were apparently unaware
of any influence, as when questioned they felt that their decisions
appeared to be made in an entirely natural way. In a follow-up experiment, Alvaro Pascual-Leone
and colleagues found similar results, but also noted that the
transcranial magnetic stimulation must occur within the motor area and
within 200 milliseconds, consistent with the time-course derived from
the Libet experiments: with longer response times (between 200 and 1100
ms), magnetic stimulation had no effect on hand preference regardless of
the site stimulated.
In late 2015, following a previous 2010 study,
both based on earlier investigations on both monkeys and humans, a team
of researchers from the UK and the US published an article
demonstrating similar findings. The researchers concluded that "motor
responses and the choice of hand can be modulated using tDCS". However, a different attempt by Y. H. Sohn et al. failed to replicate such results.
Manipulating the perceived intention to move
Various studies indicate that the perceived intention to move (have moved) can be manipulated. Studies have focused on the pre-supplementary motor area
(pre-SMA) of the brain, in which readiness potential indicating the
beginning of a movement genesis has been recorded by EEG. In one study,
directly stimulating the pre-SMA caused volunteers to report a feeling
of intention, and sufficient stimulation of that same area caused
physical movement.
In a similar study, it was found that people with no visual awareness
of their body can have their limbs be made to move without having any
awareness of this movement, by stimulating premotor
brain regions. When their parietal cortices were stimulated, they
reported an urge (intention) to move a specific limb (that they wanted
to do so). Furthermore, stronger stimulation of the parietal cortex
resulted in the illusion of having moved without having done so.
This suggests that awareness of an intention to move may
literally be the "sensation" of the body's early movement, but certainly
not the cause. Other studies have at least suggested that "The greater
activation of the SMA, SACC, and parietal areas during and after
execution of internally generated actions suggests that an important
feature of internal decisions is specific neural processing taking place
during and after the corresponding action. Therefore, awareness of
intention timing seems to be fully established only after execution of
the corresponding action, in agreement with the time course of neural
activity observed here."
Another experiment involved an electronic ouija
board where the device's movements were manipulated by the
experimenter, while the participant was led to believe that they were
entirely self-conducted.
The experimenter stopped the device on occasions and asked the
participant how much they themselves felt like they wanted to stop. The
participant also listened to words in headphones, and it was found that
if experimenter stopped next to an object that came through the
headphones, they were more likely to say that they wanted to stop there.
If the participant perceived having the thought at the time of the
action, then it was assigned as intentional. It was concluded that a
strong illusion of perception of causality requires: priority (we assume
the thought must precede the action), consistency (the thought is about
the action), and exclusivity (no other apparent causes or alternative
hypotheses).
Hakwan C. Lau et al. set up an experiment where subjects would
look at an analog-style clock, and a red dot would move around the
screen. Subjects were told to click the mouse button whenever they felt
the intention to do so. One group was given a transcranial magnetic stimulation
(TMS) pulse, and the other was given a sham TMS. Subjects in the
perceived intention condition were told to move the cursor to where it
was when they felt the inclination to press the button. In the movement
condition, subjects moved their cursor to where it was when they
physically pressed the button. TMS applied over the pre-SMA after a
participant performed an action shifted the perceived onset of the motor
intention backward in time, and the perceived time of action execution
forward in time. Results showed that the TMS was able to shift the
perceived intention condition forward by 16 ms, and shifted back by
14 ms for the movement condition. Perceived intention could be
manipulated up to 200 ms after the execution of the spontaneous action,
indicating that the perception of intention occurred after the executive
motor movements. The results of three control studies suggest that this
effect is time-limited, specific to modality, and also specific to the
anatomical site of stimulation. The investigators conclude that the
perceived onset of intention depends, at least in part, on neural
activity that takes place after the execution of action.
Often it is thought that if free will were to exist, it would require
intention to be the causal source of behavior. These results show that
intention may not be the causal source of all behavior.
Related models
The
idea that intention co-occurs with (rather than causes) movement is
reminiscent of "forward models of motor control" (FMMC), which have been
used to try to explain inner speech.
FMMCs describe parallel circuits: movement is processed in parallel
with other predictions of movement; if the movement matches the
prediction, the feeling of agency occurs. FMMCs have been applied in
other related experiments. Janet Metcalfe and her colleagues used an
FMMC to explain how volunteers determine whether they are in control of a
computer game task. On the other hand, they acknowledge other factors
as well. The authors attribute feelings of agency to desirability of the
results (see self-serving biases) and top-down processing (reasoning and inferences about the situation).
There is also a model, called epiphenomenalism, that argues that conscious will is an illusion, and that consciousness is a by-product of physical states of the world. Others have argued that data such as the Bereitschaftspotential
undermine epiphenomenalism for the same reason, that such experiments
rely on a subject reporting the point in time at which a conscious
experience and a conscious decision occurs, thus relying on the subject
to be able to consciously perform an action. That ability would seem to
be at odds with epiphenomenalism, which, according to Thomas Henry Huxley, is the broad claim that consciousness is "completely without any power… as the steam-whistle which accompanies the work of a locomotive engine is without influence upon its machinery".
Related brain disorders
Various
brain disorders implicate the role of unconscious brain processes in
decision-making tasks. Auditory hallucinations produced by schizophrenia seem to suggest a divergence of will and behaviour.
The left brain of people whose hemispheres have been disconnected has
been observed to invent explanations for body movement initiated by the
opposing (right) hemisphere, perhaps based on the assumption that their
actions are consciously willed. Likewise, people with "alien hand syndrome" are known to conduct complex motor movements against their will.
Neural models of voluntary action
A neural model for voluntary action proposed by Haggard comprises two major circuits. The first involving early preparatory signals (basal gangliasubstantia nigra and striatum), prior intention and deliberation (medial prefrontal cortex), motor preparation/readiness potential (preSMA and SMA), and motor execution (primary motor cortex, spinal cord and muscles). The second involving the parietal-pre-motor circuit for object-guided actions, for example grasping (premotor cortex, primary motor cortex, primary somatosensory cortex, parietal cortex, and back to the premotor cortex).
He proposed that voluntary action involves external environment input
("when decision"), motivations/reasons for actions (early "whether
decision"), task and action selection ("what decision"), a final
predictive check (late "whether decision") and action execution.
Another neural model for voluntary action also involves what, when, and whether (WWW) based decisions.
The "what" component of decisions is considered a function of the anterior cingulate cortex, which is involved in conflict monitoring. The timing ("when") of the decisions are considered a function of the preSMA and SMA, which is involved in motor preparation.
Finally, the "whether" component is considered a function of the dorsal medial prefrontal cortex.
Martin Seligman
and others criticize the classical approach in science that views
animals and humans as "driven by the past" and suggest instead that
people and animals draw on experience to evaluate prospects they face
and act accordingly. The claim is made that this purposive action
includes evaluation of possibilities that have never occurred before and
is experimentally verifiable.
Seligman and others argue that free will and the role of
subjectivity in consciousness can be better understood by taking such a
"prospective" stance on cognition and that "accumulating evidence in a
wide range of research suggests [this] shift in framework".