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Sunday, May 25, 2025

Geothermal power

From Wikipedia, the free encyclopedia
 
Krafla, a geothermal power station in Iceland
 
Countries with installed or developing geothermal power projects

Geothermal power is electrical power generated from geothermal energy. Technologies in use include dry steam power stations, flash steam power stations and binary cycle power stations. Geothermal electricity generation is currently used in 26 countries, while geothermal heating is in use in 70 countries.

As of 2019, worldwide geothermal power capacity amounts to 15.4 gigawatts (GW), of which 23.9% (3.68 GW) are installed in the United States. International markets grew at an average annual rate of 5 percent over the three years to 2015, and global geothermal power capacity is expected to reach 14.5–17.6 GW by 2020. Based on current geologic knowledge and technology the Geothermal Energy Association (GEA) publicly discloses, the GEA estimates that only 6.9% of total global potential has been tapped so far, while the IPCC reported geothermal power potential to be in the range of 35 GW to 2 TW. Countries generating more than 15 percent of their electricity from geothermal sources include El Salvador, Kenya, the Philippines, Iceland, New Zealand, and Costa Rica. Indonesia has an estimated potential of 29 GW of geothermal energy resources, the largest in the world; in 2017, its installed capacity was 1.8 GW.

Geothermal power is considered to be a sustainable, renewable source of energy because the heat extraction is small compared with the Earth's heat content. The greenhouse gas emissions of geothermal electric stations average 45 grams of carbon dioxide per kilowatt-hour of electricity, or less than 5% of those of conventional coal-fired plants.

As a source of renewable energy for both power and heating, geothermal has the potential to meet 3 to 5% of global demand by 2050. With economic incentives, it is estimated that by 2100 it will be possible to meet 10% of global demand with geothermal power.

History and development

In the 20th century, demand for electricity led to the consideration of geothermal power as a generating source. Prince Piero Ginori Conti tested the first geothermal power generator on 4 July 1904 in Larderello, Italy. It successfully lit four light bulbs. Later, in 1911, the world's first commercial geothermal power station was built there. Experimental generators were built in Beppu, Japan and the Geysers, California, in the 1920s, but Italy was the world's only industrial producer of geothermal electricity until 1958.

Trends in the top five geothermal electricity-generating countries, 1980–2012 (US EIA)
Global geothermal electric capacity. Upper red line is installed capacity; lower green line is realized production.

In 1958, New Zealand became the second major industrial producer of geothermal electricity when its Wairakei station was commissioned. Wairakei was the first station to use flash steam technology. Over the past 60 years, net fluid production has been in excess of 2.5 km3. Subsidence at Wairakei-Tauhara has been an issue in a number of formal hearings related to environmental consents for expanded development of the system as a source of renewable energy.

In 1960, Pacific Gas and Electric began operation of the first successful geothermal electric power station in the United States at The Geysers in California. The original turbine lasted for more than 30 years and produced 11 MW net power.

An organic fluid based binary cycle power station was first demonstrated in 1967 in the Soviet Union and later introduced to the United States in 1981, following the 1970s energy crisis and significant changes in regulatory policies. This technology allows the use of temperature resources as low as 81 °C (178 °F). In 2006, a binary cycle station in Chena Hot Springs, Alaska, came on-line, producing electricity from a record low fluid temperature of 57 °C (135 °F).

Geothermal electric stations have until recently been built exclusively where high-temperature geothermal resources are available near the surface. The development of binary cycle power plants and improvements in drilling and extraction technology may enable enhanced geothermal systems over a much greater geographical range. Demonstration projects are operational in Landau-Pfalz, Germany, and Soultz-sous-Forêts, France, while an earlier effort in Basel, Switzerland was shut down after it triggered earthquakes. Other demonstration projects are under construction in Australia, the United Kingdom, and the United States of America.

The thermal efficiency of geothermal electric stations is low, around 7 to 10%, because geothermal fluids are at a low temperature compared with steam from boilers. By the laws of thermodynamics this low temperature limits the efficiency of heat engines in extracting useful energy during the generation of electricity. Exhaust heat is wasted, unless it can be used directly and locally, for example in greenhouses, timber mills, and district heating. The efficiency of the system does not affect operational costs as it would for a coal or other fossil fuel plant, but it does factor into the viability of the station. In order to produce more energy than the pumps consume, electricity generation requires high-temperature geothermal fields and specialized heat cycles. Because geothermal power does not rely on variable sources of energy, unlike, for example, wind or solar, its capacity factor can be quite large – up to 96% has been demonstrated. However the global average capacity factor was 74.5% in 2008, according to the IPCC.

Resources

Enhanced geothermal system 1:Reservoir 2:Pump house 3:Heat exchanger 4:Turbine hall 5:Production well 6:Injection well 7:Hot water to district heating 8:Porous sediments 9:Observation well 10:Crystalline bedrock

The Earth's heat content is about 1×1019 TJ (2.8×1015 TWh). This heat naturally flows to the surface by conduction at a rate of 44.2 TW and is replenished by radioactive decay at a rate of 30 TW. These power rates are more than double humanity's current energy consumption from primary sources, but most of this power is too diffuse (approximately 0.1 W/m2 on average) to be recoverable. The Earth's crust effectively acts as a thick insulating blanket which must be pierced by fluid conduits (of magma, water or other) to release the heat underneath.

Electricity generation requires high-temperature resources that can only come from deep underground. The heat must be carried to the surface by fluid circulation, either through magma conduits, hot springs, hydrothermal circulation, oil wells, drilled water wells, or a combination of these. This circulation sometimes exists naturally where the crust is thin: magma conduits bring heat close to the surface, and hot springs bring the heat to the surface. If a hot spring is not available, a well must be drilled into a hot aquifer. Away from tectonic plate boundaries the geothermal gradient is 25 to 30 °C per kilometre (70 to 85 °F per mile) of depth in most of the world, so wells would have to be several kilometres deep to permit electricity generation. The quantity and quality of recoverable resources improves with drilling depth and proximity to tectonic plate boundaries.

In ground that is hot but dry, or where water pressure is inadequate, injected fluid can stimulate production. Developers bore two holes into a candidate site, and fracture the rock between them with explosives or high-pressure water. Then they pump water or liquefied carbon dioxide down one borehole, and it comes up the other borehole as a gas. This approach is called hot dry rock geothermal energy in Europe, or enhanced geothermal systems in North America. Much greater potential may be available from this approach than from conventional tapping of natural aquifers.

Estimates of the electricity generating potential of geothermal energy vary from 35 to 2000 GW depending on the scale of investments. This does not include non-electric heat recovered by co-generation, geothermal heat pumps and other direct use. A 2006 report by the Massachusetts Institute of Technology (MIT) that included the potential of enhanced geothermal systems estimated that investing US$1 billion in research and development over 15 years would allow the creation of 100 GW of electrical generating capacity by 2050 in the United States alone. The MIT report estimated that over 200×109 TJ (200 ZJ; 5.6×107 TWh) would be extractable, with the potential to increase this to over 2,000 ZJ with technology improvements – sufficient to provide all the world's present energy needs for several millennia.

At present, geothermal wells are rarely more than 3 km (2 mi) deep. Upper estimates of geothermal resources assume wells as deep as 10 km (6 mi). Drilling near this depth is now possible in the petroleum industry, although it is an expensive process. The deepest research well in the world, the Kola Superdeep Borehole (KSDB-3), is 12.261 km (7.619 mi) deep. Wells drilled to depths greater than 4 km (2.5 mi) generally incur drilling costs in the tens of millions of dollars. The technological challenges are to drill wide bores at low cost and to break larger volumes of rock.

Geothermal power is considered to be sustainable because the heat extraction is small compared to the Earth's heat content, but extraction must still be monitored to avoid local depletion. Although geothermal sites are capable of providing heat for many decades, individual wells may cool down or run out of water. The three oldest sites, at Larderello, Wairakei, and the Geysers have all reduced production from their peaks. It is not clear whether these stations extracted energy faster than it was replenished from greater depths, or whether the aquifers supplying them are being depleted. If production is reduced, and water is reinjected, these wells could theoretically recover their full potential. Such mitigation strategies have already been implemented at some sites. The long-term sustainability of geothermal energy has been demonstrated at the Larderello field in Italy since 1913, at the Wairakei field in New Zealand since 1958, and at the Geysers field in California since 1960.

Power station types

 
 
Dry steam (left), flash steam (centre), and binary cycle (right) power stations.

Geothermal power stations are similar to other steam turbine thermal power stations in that heat from a fuel source (in geothermal's case, the Earth's core) is used to heat water or another working fluid. The working fluid is then used to turn a turbine of a generator, thereby producing electricity. The fluid is then cooled and returned to the heat source.

Dry steam power stations

Dry steam stations are the simplest and oldest design. There are few power stations of this type, because they require a resource that produces dry steam, but they are the most efficient, with the simplest facilities. At these sites, there may be liquid water present in the reservoir, but only steam, not water, is produced to the surface. Dry steam power directly uses geothermal steam of 150 °C (300 °F) or greater to turn turbines. As the turbine rotates it powers a generator that produces electricity and adds to the power field. Then, the steam is emitted to a condenser, where it turns back into a liquid, which then cools the water. After the water is cooled it flows down a pipe that conducts the condensate back into deep wells, where it can be reheated and produced again. At The Geysers in California, after the first 30 years of power production, the steam supply had depleted and generation was substantially reduced. To restore some of the former capacity, supplemental water injection was developed during the 1990s and 2000s, including utilization of effluent from nearby municipal sewage treatment facilities.

Flash steam power stations

Flash steam stations pull deep, high-pressure hot water into lower-pressure tanks and use the resulting flashed steam to drive turbines. They require fluid temperatures of at least 180 °C (360 °F), usually more. As of 2022, flash steam stations account for 36.7% of all geothermal power plants and 52.7% of the installed capacity in the world.  Flash steam plants use geothermal reservoirs of water with temperatures greater than 180 °C. The hot water flows up through wells in the ground under its own pressure. As it flows upward, the pressure decreases and some of the hot water is transformed into steam. The steam is then separated from the water and used to power a turbine/generator. Any leftover water and condensed steam may be injected back into the reservoir, making this a potentially sustainable resource.

Binary cycle power stations

Binary cycle power stations are the most recent development, and can accept fluid temperatures as low as 57 °C (135 °F). The moderately hot geothermal water is passed by a secondary fluid with a much lower boiling point than water. This causes the secondary fluid to flash vaporize, which then drives the turbines. This is the most common type of geothermal electricity station being constructed today. Both Organic Rankine and Kalina cycles are used. The thermal efficiency of this type of station is typically about 10–13%. Binary cycle power plants have an average unit capacity of 6.3 MW, 30.4 MW at single-flash power plants, 37.4 MW at double-flash plants, and 45.4 MW at power plants working on superheated steam.

Worldwide production

Installed geothermal energy capacity, 2022
Cracks at the historic Town Hall of Staufen im Breisgau presumed due to damage from geothermal drilling
A geothermal power station in Negros Oriental, Philippines
Geothermal power center in the Usulután Department, El Salvador

The International Renewable Energy Agency has reported that 14,438 MW of geothermal power was online worldwide at the end of 2020, generating 94,949 GWh of electricity. In theory, the world's geothermal resources are sufficient to supply humans with energy. However, only a tiny fraction of the world's geothermal resources can at present be explored on a profitable basis.

Al Gore said in The Climate Project Asia Pacific Summit that Indonesia could become a super power country in electricity production from geothermal energy. In 2013 the publicly owned electricity sector in India announced a plan to develop the country's first geothermal power facility in the landlocked state of Chhattisgarh.

Geothermal power in Canada has high potential due to its position on the Pacific Ring of Fire. The region of greatest potential is the Canadian Cordillera, stretching from British Columbia to the Yukon, where estimates of generating output have ranged from 1,550 MW to 5,000 MW.

The geography of Japan is uniquely suited for geothermal power production. Japan has numerous hot springs that could provide fuel for geothermal power plants, but a massive investment in Japan's infrastructure would be necessary.

Utility-grade stations

Yearly geothermal generation by continent
Geothermal generation by country, 2021

The largest group of geothermal power plants in the world is located at The Geysers, a geothermal field in California, United States. As of 2021, five countries (Kenya, Iceland, El Salvador, New Zealand, and Nicaragua) generate more than 15% of their electricity from geothermal sources.

The following table lists these data for each country:

  • total generation from geothermal in terawatt-hours,
  • percent of that country's generation that was geothermal,
  • total geothermal capacity in gigawatts,
  • percent growth in geothermal capacity, and
  • the geothermal capacity factor for that year.

Data are for the year 2021. Data are sourced from the EIA. Only includes countries with more than 0.01 TWh of generation. Links for each location go to the relevant geothermal power page, when available.

Country Gen
(TWh)
%
gen.
Cap.
(GW)
% cap.
growth
Cap.
fac.
 World 91.80 0.3% 14.67 1.7 71%
 United States 16.24 0.4% 2.60 1.0 71%
 Indonesia 15.90 5.2% 2.28 6.9 80%
 Philippines 10.89 10.1% 1.93 0 64%
 Turkey 10.77 3.4% 1.68 3.9 73%
 New Zealand 7.82 18.0% 1.27 0 70%
 Iceland 5.68 29.4% 0.76 0 86%
 Italy 5.53 2.0% 0.77 0 82%
 Kenya 5.12 43.4% 0.86 0 68%
 Mexico 4.28 1.3% 1.03 0 47%
 Japan 3.02 0.3% 0.48 0 72%
 Costa Rica 1.60 12.6% 0.26 0 70%
 El Salvador 1.58 23.9% 0.20 0 88%
 Nicaragua 0.78 16.9% 0.15 0 58%
 Russia 0.45 0.04% 0.07 0 69%
 Papua New Guinea 0.40 8.2% 0.06 0 82%
 Chile 0.33 0.4% 0.04 0 94%
 Guatemala 0.32 2.2% 0.05 0 73%
 Honduras 0.31 2.6% 0.04 0 91%
 Germany 0.25 0.04% 0.05 15.0 62%
 Portugal 0.18 0.4% 0.03 0 70%
 France 0.13 0.03% 0.02 0 95%
 China 0.13 0.002% 0.03 0 55%
 Croatia 0.07 0.5% 0.01 0 85%

Environmental impact

The 120-MWe Nesjavellir power station in southwest Iceland

Existing geothermal electric stations that fall within the 50th percentile of all total life cycle emissions studies reviewed by the IPCC produce on average 45 kg of CO
2
equivalent emissions per megawatt-hour of generated electricity (kg CO
2
eq/MWh). For comparison, a coal-fired power plant emits 1,001 kg of CO
2
equivalent per megawatt-hour when not coupled with carbon capture and storage (CCS). As many geothermal projects are situated in volcanically active areas that naturally emit greenhouse gases, it is hypothesized that geothermal plants may actually decrease the rate of de-gassing by reducing the pressure on underground reservoirs.

Stations that experience high levels of acids and volatile chemicals are usually equipped with emission-control systems to reduce the exhaust. Geothermal stations can also inject these gases back into the earth as a form of carbon capture and storage, such as in New Zealand and in the CarbFix project in Iceland.

Other stations, like the Kızıldere geothermal power plant, exhibit the capability to use geothermal fluids to process carbon dioxide gas into dry ice at two nearby plants, resulting in very little environmental impact.

In addition to dissolved gases, hot water from geothermal sources may hold in solution trace amounts of toxic chemicals, such as mercury, arsenic, boron, antimony, and salt. These chemicals come out of solution as the water cools, and can cause environmental damage if released. The modern practice of injecting geothermal fluids back into the Earth to stimulate production has the side benefit of reducing this environmental risk.

Station construction can adversely affect land stability. Subsidence has occurred in the Wairakei field in New Zealand. Enhanced geothermal systems can trigger earthquakes due to water injection. The project in Basel, Switzerland was suspended because more than 10,000 seismic events measuring up to 3.4 on the Richter Scale occurred over the first 6 days of water injection. The risk of geothermal drilling leading to uplift has been experienced in Staufen im Breisgau.

Geothermal has minimal land and freshwater requirements. Geothermal stations use 404 square meters per GWh versus 3,632 and 1,335 square meters for coal facilities and wind farms respectively. They use 20 litres of freshwater per MWh versus over 1000 litres per MWh for nuclear, coal, or oil.

Local climate cooling is possible as a result of the work of the geothermal circulation systems. However, according to an estimation given by Leningrad Mining Institute in 1980s, possible cool-down will be negligible compared to natural climate fluctuations.

While volcanic activity produces geothermal energy, it is also risky. As of 2022 the Puna Geothermal Venture has still not returned to full capacity after the 2018 lower Puna eruption.

Economics

Geothermal power requires no fuel; it is therefore immune to fuel cost fluctuations. However, capital costs tend to be high. Drilling accounts for over half the costs, and exploration of deep resources entails significant risks. A typical well doublet in Nevada can support 4.5 MW of electricity generation and costs about $10 million to drill, with a 20% failure rate. In total, electrical station construction and well drilling costs about 2–5 million € per MW of electrical capacity, while the levelised energy cost is 0.04–0.10 € per kWh. Enhanced geothermal systems tend to be on the high side of these ranges, with capital costs above $4 million per MW and levelized costs above $0.054 per kWh in 2007.

Research suggests in-reservoir storage could increase the economic viability of enhanced geothermal systems in energy systems with a large share of variable renewable energy sources.

Geothermal power is highly scalable: a small power station can supply a rural village, though initial capital costs can be high.

The most developed geothermal field is the Geysers in California. In 2008, this field supported 15 stations, all owned by Calpine, with a total generating capacity of 725 MW.

Thermophotovoltaic energy conversion

From Wikipedia, the free encyclopedia

Thermophotovoltaic (TPV) energy conversion is a direct conversion process from heat to electricity via photons. A basic thermophotovoltaic system consists of a hot object emitting thermal radiation and a photovoltaic cell similar to a solar cell but tuned to the spectrum being emitted from the hot object.

As TPV systems generally work at lower temperatures than solar cells, their efficiencies tend to be low. Offsetting this through the use of multi-junction cells based on non-silicon materials is common, but generally very expensive. This currently limits TPV to niche roles like spacecraft power and waste heat collection from larger systems like steam turbines.

General concept

PV

Typical photovoltaics work by creating a p–n junction near the front surface of a thin semiconductor material. When photons above the bandgap energy of the material hit atoms within the bulk lower layer, below the junction, an electron is photoexcited and becomes free of its atom. The junction creates an electric field that accelerates the electron forward within the cell until it passes the junction and is free to move to the thin electrodes patterned on the surface. Connecting a wire from the front to the rear allows the electrons to flow back into the bulk and complete the circuit.

Photons with less energy than the bandgap do not eject electrons. Photons with energy above the bandgap will eject higher-energy electrons which tend to thermalize within the material and lose their extra energy as heat. If the cell's bandgap is raised, the electrons that are emitted will have higher energy when they reach the junction and thus result in a higher voltage, but this will reduce the number of electrons emitted as more photons will be below the bandgap energy and thus generate a lower current. As electrical power is the product of voltage and current, there is a sweet spot where the total output is maximized.

Terrestrial solar radiation is typically characterized by a standard known as Air Mass 1.5, or AM1.5. This is very close to 1,000 W of energy per square meter at an apparent temperature of 5780 K. At this temperature, about half of all the energy reaching the surface is in the infrared. Based on this temperature, energy production is maximized when the bandgap is about 1.4 eV, in the near infrared. This just happens to be very close to the bandgap in doped silicon, at 1.1 eV, which makes solar PV inexpensive to produce.

This means that all of the energy in the infrared and lower, about half of AM1.5, goes to waste. There has been continuing research into cells that are made of several different layers, each with a different bandgap, and thus tuned to a different part of the solar spectrum. As of 2022, cells with overall efficiencies in the range of 40% are commercially available, although they are extremely expensive and have not seen widespread use outside of specific roles like powering spacecraft, where cost is not a significant consideration.

TPV

Higher temperature spectrums not only have more energy in total, but also have that energy in a more concentrated peak. Low-temperature sources, the lower line being close to that of a welding torch, spread out their energy much more widely. Efficiently collecting this energy demands multi-layer cells.

The same process of photoemission can be used to produce electricity from any spectrum, although the number of semiconductor materials that will have just the right bandgap for an arbitrary hot object is limited. Instead, semiconductors that have tuneable bandgaps are needed. It is also difficult to produce solar-like thermal output; an oxyacetylene torch is about 3400 K (~3126 °C), and more common commercial heat sources like coal and natural gas burn at much lower temperatures around 900 °C to about 1300 °C. This further limits the suitable materials. In the case of TPV most research has focused on gallium antimonide (GaSb), although germanium (Ge) is also suitable.

Another problem with lower-temperature sources is that their energy is more spread out, according to Wien's displacement law. While one can make a practical solar cell with a single bandgap tuned to the peak of the spectrum and just ignore the losses in the IR region, doing the same with a lower temperature source will lose much more of the potential energy and result in very low overall efficiency. This means TPV systems almost always use multi-junction cells in order to reach reasonable double-digit efficiencies. Current research in the area aims at increasing system efficiencies while keeping the system cost low, but even then their roles tend to be niches similar to those of multi-junction solar cells.

Actual designs

TPV systems generally consist of a heat source, an emitter, and a waste heat rejection system. The TPV cells are placed between the emitter, often a block of metal or similar, and the cooling system, often a passive radiator. PV systems in general operate at lower efficiency as the temperature increases, and in TPV systems, keeping the photovoltaic cool is a significant challenge.

This contrasts with a somewhat related concept, the "thermoradiative" or "negative emission" cells, in which the photodiode is on the hot side of the heat engine. Systems have also been proposed that use a thermoradiative device as an emitter in a TPV system, theoretically allowing power to be extracted from both a hot photodiode and a cold photodiode.

Applications

RTGs

Conventional radioisotope thermoelectric generators (RTGs) used to power spacecraft use a radioactive material whose radiation is used to heat a block of material and then converted to electricity using a thermocouple. Thermocouples are very inefficient and their replacement with TPV could offer significant improvements in efficiency and thus require a smaller and lighter RTG for any given mission. Experimental systems developed by Emcore (a multi-junction solar cell provider), Creare, Oak Ridge and NASA's Glenn Research Center demonstrated 15 to 20% efficiency. A similar concept was developed by the University of Houston which reached 30% efficiency, a 3 to 4-fold improvement over existing systems.

Thermoelectric storage

Another area of active research is using TPV as the basis of a thermal storage system. In this concept, electricity being generated in off-peak times is used to heat a large block of material, typically carbon or a phase-change material. The material is surrounded by TPV cells which are in turn backed by a reflector and insulation. During storage, the TPV cells are turned off and the photons pass through them and reflect back into the high-temperature source. When power is needed, the TPV is connected to a load.

Waste heat collection

TPV cells have been proposed as auxiliary power conversion devices for capture of otherwise lost heat in other power generation systems, such as steam turbine systems or solar cells.

History

Henry Kolm constructed an elementary TPV system at MIT in 1956. However, Pierre Aigrain is widely cited as the inventor based on lectures he gave at MIT between 1960–1961 which, unlike Kolm's system, led to research and development.

In the 1980s, efficiency reached close to 30%.

In 1997 a prototype TPV hybrid car was built, the "Viking 29" (TPV) powered automobile, designed and built by the Vehicle Research Institute (VRI) at Western Washington University.

In 2022, MIT/NREL announced a device with 41% efficiency. The absorber employed multiple III-V semiconductor layers tuned to absorb variously, ultraviolet, visible, and infrared photons. A gold reflector recycled unabsorbed photons. The device operated at 2400 °C, at which temperature the tungsten emitter reaches maximum brightness.

In May 2024, researchers announced a device that achieved 44% efficiency when using silicon-carbide (SiC) as the heat storage material (emitter). At 1,435 °C (2,615 °F) the device radiates thermal photons at various energy levels. The semiconductor captures 20 to 30% of the photons. Additional layers include air and a gold reflector layer.

Details

Efficiency

The upper limit for efficiency in TPVs (and all systems that convert heat energy to work) is the Carnot efficiency, that of an ideal heat engine. This efficiency is given by:

where Tcell is the temperature of the PV converter. Practical systems can achieve Tcell= ~300 K and Temit= ~1800 K, giving a maximum possible efficiency of ~83%. This assumes the PV converts the radiation into electrical energy without losses, such as thermalization or Joule heating, though in reality the photovoltaic inefficiency is quite significant. In real devices, as of 2021, the maximum demonstrated efficiency in the laboratory was 35% with an emitter temperature of 1,773 K. This is the efficiency in terms of heat input being converted to electrical power. In complete TPV systems, a necessarily lower total system efficiency may be cited including the source of heat, so for example, fuel-based TPV systems may report efficiencies in terms of fuel-energy to electrical energy, in which case 5% is considered a "world record" level of efficiency. Real-world efficiencies are reduced by such effects as heat transfer losses, electrical conversion efficiency (TPV voltage outputs are often quite low), and losses due to active cooling of the PV cell.

Emitters

Deviations from perfect absorption and perfect black body behavior lead to light losses. For selective emitters, any light emitted at wavelengths not matched to the bandgap energy of the photovoltaic may not be efficiently converted, reducing efficiency. In particular, emissions associated with phonon resonances are difficult to avoid for wavelengths in the deep infrared, which cannot be practically converted. An ideal emitter would emit no light at wavelengths other than at the bandgap energy, and much TPV research is devoted to developing emitters that better approximate this narrow emission spectrum.

Filters

For black body emitters or imperfect selective emitters, filters reflect non-ideal wavelengths back to the emitter. These filters are imperfect. Any light that is absorbed or scattered and not redirected to the emitter or the converter is lost, generally as heat. Conversely, practical filters often reflect a small percentage of light in desired wavelength ranges. Both are inefficiencies. The absorption of suboptimal wavelengths by the photovoltaic device also contributes inefficiency and has the added effect of heating it, which also decreases efficiency.

Converters

Even for systems where only light of optimal wavelengths is passed to the photovoltaic converter, inefficiencies associated with non-radiative recombination and Ohmic losses exist. There are also losses from Fresnel reflections at the PV surface, optimal-wavelength light that passes through the cell unabsorbed, and the energy difference between higher-energy photons and the bandgap energy (though this tends to be less significant than with solar PVs). Non-radiative recombination losses tend to become less significant as the light intensity increases, while they increase with increasing temperature, so real systems must consider the intensity produced by a given design and operating temperature.

Geometry

In an ideal system, the emitter is surrounded by converters so no light is lost. Realistically, geometries must accommodate the input energy (fuel injection or input light) used to heat the emitter. Additionally, costs have prohibited surrounding the filter with converters. When the emitter reemits light, anything that does not travel to the converters is lost. Mirrors can be used to redirect some of this light back to the emitter; however, the mirrors may have their own losses.

Black body radiation

For black body emitters where photon recirculation is achieved via filters, Planck's law states that a black body emits light with a spectrum given by:

where I′ is the light flux of a specific wavelength, λ, given in units of 1 m–3⋅s–1. h is the Planck constant, k is the Boltzmann constant, c is the speed of light, and Temit is the emitter temperature. Thus, the light flux with wavelengths in a specific range can be found by integrating over the range. The peak wavelength is determined by the temperature, Temit based on Wien's displacement law:

where b is Wien's displacement constant. For most materials, the maximum temperature an emitter can stably operate at is about 1800 °C. This corresponds to an intensity that peaks at λ ≅ 1600 nm or an energy of ~0.75 eV. For more reasonable operating temperatures of 1200 °C, this drops to ~0.5 eV. These energies dictate the range of bandgaps that are needed for practical TPV converters (though the peak spectral power is slightly higher). Traditional PV materials such as Si (1.1 eV) and GaAs (1.4 eV) are substantially less practical for TPV systems, as the intensity of the black body spectrum is low at these energies for emitters at realistic temperatures.

Active components and materials selection

Emitters

Efficiency, temperature resistance and cost are the three major factors for choosing a TPV emitter. Efficiency is determined by energy absorbed relative to incoming radiation. High temperature operation is crucial because efficiency increases with operating temperature. As emitter temperature increases, black-body radiation shifts to shorter wavelengths, allowing for more efficient absorption by photovoltaic cells.

Polycrystalline silicon carbide

Polycrystalline silicon carbide (SiC) is the most commonly used emitter for burner TPVs. SiC is thermally stable to ~1700 °C. However, SiC radiates much of its energy in the long wavelength regime, far lower in energy than even the narrowest bandgap photovoltaic. Such radiation is not converted into electrical energy. However, non-absorbing selective filters in front of the PV, or mirrors deposited on the back side of the PV can be used to reflect the long wavelengths back to the emitter, thereby recycling the unconverted energy. In addition, polycrystalline SiC is inexpensive.

Tungsten

Tungsten is the most common refractory metal that can be used as a selective emitter. It has higher emissivity in the visible and near-IR range of 0.45 to 0.47 and a low emissivity of 0.1 to 0.2 in the IR region. The emitter is usually in the shape of a cylinder with a sealed bottom, which can be considered a cavity. The emitter is attached to the back of a thermal absorber such as SiC and maintains the same temperature. Emission occurs in the visible and near IR range, which can be readily converted by the PV to electrical energy. However, compared to other metals, tungsten oxidizes more easily.

Rare-earth oxides

Rare-earth oxides such as ytterbium oxide (Yb2O3) and erbium oxide (Er2O3) are the most commonly used selective emitters. These oxides emit a narrow band of wavelengths in the near-infrared region, allowing the emission spectra to be tailored to better fit the absorbance characteristics of a particular PV material. The peak of the emission spectrum occurs at 1.29 eV for Yb2O3 and 0.827 eV for Er2O3. As a result, Yb2O3 can be used a selective emitter for silicon cells and Er2O3, for GaSb or InGaAs. However, the slight mismatch between the emission peaks and band gap of the absorber costs significant efficiency. Selective emission only becomes significant at 1100 °C and increases with temperature. Below 1700 °C, selective emission of rare-earth oxides is fairly low, further decreasing efficiency. Currently, 13% efficiency has been achieved with Yb2O3 and silicon PV cells. In general selective emitters have had limited success. More often filters are used with black body emitters to pass wavelengths matched to the bandgap of the PV and reflect mismatched wavelengths back to the emitter.

Photonic crystals

Photonic crystals allow precise control of electromagnetic wave properties. These materials give rise to the photonic bandgap (PBG). In the spectral range of the PBG, electromagnetic waves cannot propagate. Engineering these materials allows some ability to tailor their emission and absorption properties, allowing for more effective emitter design. Selective emitters with peaks at higher energy than the black body peak (for practical TPV temperatures) allow for wider bandgap converters. These converters are traditionally cheaper to manufacture and less temperature sensitive. Researchers at Sandia Labs predicted a high-efficiency (34% of light emitted converted to electricity) based on TPV emitter demonstrated using tungsten photonic crystals. However, manufacturing of these devices is difficult and not commercially feasible.

Photovoltaic cells

Silicon

Early TPV work focused on the use of silicon. Silicon's commercial availability, low cost, scalability and ease of manufacture makes this material an appealing candidate. However, the relatively wide bandgap of Si (1.1eV) is not ideal for use with a black body emitter at lower operating temperatures. Calculations indicate that Si PVs are only feasible at temperatures much higher than 2000 K. No emitter has been demonstrated that can operate at these temperatures. These engineering difficulties led to the pursuit of lower-bandgap semiconductor PVs.

Using selective radiators with Si PVs is still a possibility. Selective radiators would eliminate high and low energy photons, reducing heat generated. Ideally, selective radiators would emit no radiation beyond the band edge of the PV converter, increasing conversion efficiency significantly. No efficient TPVs have been realized using Si PVs.

Germanium

Early investigations into low bandgap semiconductors focused on germanium (Ge). Ge has a bandgap of 0.66 eV, allowing for conversion of a much higher fraction of incoming radiation. However, poor performance was observed due to the high effective electron mass of Ge. Compared to III-V semiconductors, Ge's high electron effective mass leads to a high density of states in the conduction band and therefore a high intrinsic carrier concentration. As a result, Ge diodes have fast decaying "dark" current and therefore, a low open-circuit voltage. In addition, surface passivation of germanium has proven difficult.

Gallium antimonide

The gallium antimonide (GaSb) PV cell, invented in 1989, is the basis of most PV cells in modern TPV systems. GaSb is a III-V semiconductor with the zinc blende crystal structure. The GaSb cell is a key development owing to its narrow bandgap of 0.72 eV. This allows GaSb to respond to light at longer wavelengths than silicon solar cell, enabling higher power densities in conjunction with manmade emission sources. A solar cell with 35% efficiency was demonstrated using a bilayer PV with GaAs and GaSb, setting the solar cell efficiency record.

Manufacturing a GaSb PV cell is quite simple. Czochralski tellurium-doped n-type GaSb wafers are commercially available. Vapor-based zinc diffusion is carried out at elevated temperatures (~450 °C) to allow for p-type doping. Front and back electrical contacts are patterned using traditional photolithography techniques and an anti-reflective coating is deposited. Efficiencies are estimated at ~20% using a 1000 °C black body spectrum. The radiative limit for efficiency of the GaSb cell in this setup is 52%.

Indium gallium arsenide antimonide

Indium gallium arsenide antimonide (InGaAsSb) is a compound III-V semiconductor. (InxGa1−xAsySb1−y) The addition of GaAs allows for a narrower bandgap (0.5 to 0.6 eV), and therefore better absorption of long wavelengths. Specifically, the bandgap was engineered to 0.55 eV. With this bandgap, the compound achieved a photon-weighted internal quantum efficiency of 79% with a fill factor of 65% for a black body at 1100 °C. This was for a device grown on a GaSb substrate by organometallic vapour phase epitaxy (OMVPE). Devices have been grown by molecular beam epitaxy (MBE) and liquid phase epitaxy (LPE). The internal quantum efficiencies (IQE) of these devices approach 90%, while devices grown by the other two techniques exceed 95%. The largest problem with InGaAsSb cells is phase separation. Compositional inconsistencies throughout the device degrade its performance. When phase separation can be avoided, the IQE and fill factor of InGaAsSb approach theoretical limits in wavelength ranges near the bandgap energy. However, the Voc/Eg ratio is far from the ideal. Current methods to manufacture InGaAsSb PVs are expensive and not commercially viable.

Indium gallium arsenide

Indium gallium arsenide (InGaAs) is a compound III-V semiconductor. It can be applied in two ways for use in TPVs. When lattice-matched to an InP substrate, InGaAs has a bandgap of 0.74 eV, no better than GaSb. Devices of this configuration have been produced with a fill factor of 69% and an efficiency of 15%. However, to absorb higher wavelength photons, the bandgap may be engineered by changing the ratio of In to Ga. The range of bandgaps for this system is from about 0.4 to 1.4 eV. However, these different structures cause strain with the InP substrate. This can be controlled with graded layers of InGaAs with different compositions. This was done to develop of device with a quantum efficiency of 68% and a fill factor of 68%, grown by MBE. This device had a bandgap of 0.55 eV, achieved in the compound In0.68Ga0.33As. It is a well-developed material. InGaAs can be made to lattice match perfectly with Ge resulting in low defect densities. Ge as a substrate is a significant advantage over more expensive or harder-to-produce substrates.

Indium phosphide arsenide antimonide

The InPAsSb quaternary alloy has been grown by both OMVPE and LPE. When lattice-matched to InAs, it has a bandgap in the range 0.3–0.55 eV. The benefits of such a low band gap have not been studied in depth. Therefore, cells incorporating InPAsSb have not been optimized and do not yet have competitive performance. The longest spectral response from an InPAsSb cell studied was 4.3 μm with a maximum response at 3 μm. For this and other low-bandgap materials, high IQE for long wavelengths is hard to achieve due to an increase in Auger recombination.

Lead tin selenide/Lead strontium selenide quantum wells

PbSnSe/PbSrSe quantum well materials, which can be grown by MBE on silicon substrates, have been proposed for low cost TPV device fabrication. These IV-VI semiconductor materials can have bandgaps between 0.3 and 0.6 eV. Their symmetric band structure and lack of valence band degeneracy result in low Auger recombination rates, typically more than an order of magnitude smaller than those of comparable bandgap III-V semiconductor materials.

Applications

TPVs promise efficient and economically viable power systems for both military and commercial applications. Compared to traditional nonrenewable energy sources, burner TPVs have little NOx emissions and are virtually silent. Solar TPVs are a source of emission-free renewable energy. TPVs can be more efficient than PV systems owing to recycling of unabsorbed photons. However, losses at each energy conversion step lower efficiency. When TPVs are used with a burner source, they provide on-demand energy. As a result, energy storage may not be needed. In addition, owing to the PV's proximity to the radiative source, TPVs can generate current densities 300 times that of conventional PVs.

Energy storage

Man-portable power

Battlefield dynamics require portable power. Conventional diesel generators are too heavy for use in the field. Scalability allows TPVs to be smaller and lighter than conventional generators. Also, TPVs have few emissions and are silent. Multifuel operation is another potential benefit.

Investigations in the 1970s failed due to PV limitations. However, the GaSb photocell led to a renewed effort in the 1990s with improved results. In early 2001, JX Crystals delivered a TPV based battery charger to the US Army that produced 230 W fueled by propane. This prototype utilized an SiC emitter operating at 1250 °C and GaSb photocells and was approximately 0.5 m tall. The power source had an efficiency of 2.5%, calculated as the ratio of the power generated to the thermal energy of the fuel burned. This is too low for practical battlefield use. No portable TPV power sources have reached troop testing.

Grid storage

Converting spare electricity into heat for high-volume, long-term storage is under research at various companies, who claim that costs could be much lower than lithium-ion batteries. Graphite may be used as a storage medium, with molten tin as heat transfer, at temperatures around 2000°. See LaPotin, A., Schulte, K.L., Steiner, M.A. et al. Thermophotovoltaic efficiency of 40%. Nature 604, 287–291 (2022).

Spacecraft

Space power generation systems must provide consistent and reliable power without large amounts of fuel. As a result, solar and radioisotope fuels (extremely high power density and long lifetime) are ideal. TPVs have been proposed for each. In the case of solar energy, orbital spacecraft may be better locations for the large and potentially cumbersome concentrators required for practical TPVs. However, weight considerations and inefficiencies associated with the more complicated design of TPVs, protected conventional PVs continue to dominate.

The output of isotopes is thermal energy. In the past thermoelectricity (direct thermal to electrical conversion with no moving parts) has been used because TPV efficiency is less than the ~10% of thermoelectric converters. Stirling engines have been deemed too unreliable, despite conversion efficiencies >20%. However, with the recent advances in small-bandgap PVs, TPVs are becoming more promising. A TPV radioisotope converter with 20% efficiency was demonstrated that uses a tungsten emitter heated to 1350 K, with tandem filters and a 0.6 eV bandgap InGaAs PV converter (cooled to room temperature). About 30% of the lost energy was due to the optical cavity and filters. The remainder was due to the efficiency of the PV converter.

Low-temperature operation of the converter is critical to the efficiency of TPV. Heating PV converters increases their dark current, thereby reducing efficiency. The converter is heated by the radiation from the emitter. In terrestrial systems it is reasonable to dissipate this heat without using additional energy with a heat sink. However, space is an isolated system, where heat sinks are impractical. Therefore, it is critical to develop innovative solutions to efficiently remove that heat. Both represent substantial challenges.

Commercial applications

Off-grid generators

TPVs can provide continuous power to off-grid homes. Traditional PVs do not provide power during winter months and nighttime, while TPVs can utilize alternative fuels to augment solar-only production.

The greatest advantage for TPV generators is cogeneration of heat and power. In cold climates, it can function as both a heater/stove and a power generator. JX Crystals developed a prototype TPV heating stove/generator that burns natural gas and uses a SiC source emitter operating at 1250 °C and GaSb photocell to output 25,000 BTU/hr (7.3kW of heat) simultaneously generating 100W (1.4% efficiency). However, costs render it impractical.

Combining a heater and a generator is called combined heat and power (CHP). Many TPV CHP scenarios have been theorized, but a study found that generator using boiling coolant was most cost efficient. The proposed CHP would utilize a SiC IR emitter operating at 1425 °C and GaSb photocells cooled by boiling coolant. The TPV CHP would output 85,000 BTU/hr (25kW of heat) and generate 1.5 kW. The estimated efficiency would be 12.3% (?)(1.5kW/25kW = 0.06 = 6%) requiring investment or 0.08 €/kWh assuming a 20 year lifetime. The estimated cost of other non-TPV CHPs are 0.12 €/kWh for gas engine CHP and 0.16 €/kWh for fuel cell CHP. This furnace was not commercialized because the market was not thought to be large enough.

Recreational vehicles

TPVs have been proposed for use in recreational vehicles. Their ability to use multiple fuel sources makes them interesting as more sustainable fuels emerge. TPVs silent operation allows them to replace noisy conventional generators (i.e. during "quiet hours" in national park campgrounds). However, the emitter temperatures required for practical efficiencies make TPVs on this scale unlikely.

Open educational resources

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