A photon sphere or photon circle
arises in a neighbourhood of the event horizon of a black hole where
gravity is so strong that emitted photons will not just bend around the
black hole but also return to the point where they were emitted from and
consequently display boomerang-like properties.
As the source emitting photons falls into the gravitational field
towards the event horizon the shape of the trajectory of each boomerang
photon changes, tending to a more circular form. At a critical value of
the radial distance from the singularity the trajectory of a boomerang
photon will take the form of a non-stable circular orbit, thus forming a
photon circle and hence in aggregation a photon sphere. The circular
photon orbit is said to be the last photon orbit. The radius of the photon sphere, which is also the lower bound for any stable orbit, is, for a Schwarzschild black hole,
This equation entails that photon spheres can only exist in the space surrounding an extremely compact object (a black hole or possibly an "ultracompact" neutron star).
The photon sphere is located farther from the center of a black
hole than the event horizon. Within a photon sphere, it is possible to
imagine a photon
that is emitted (or reflected) from the back of one's head and,
following an orbit of the black hole, is then intercepted by the
person's eye, allowing one to see the back of the head, see e.g.
For non-rotating black holes, the photon sphere is a sphere of radius 3/2 rs.
There are no stable free-fall orbits that exist within or cross the
photon sphere. Any free-fall orbit that crosses it from the outside
spirals into the black hole. Any orbit that crosses it from the inside
escapes to infinity or falls back in and spirals into the black hole. No
unaccelerated orbit with a semi-major axis
less than this distance is possible, but within the photon sphere, a
constant acceleration will allow a spacecraft or probe to hover above
the event horizon.
Another property of the photon sphere is centrifugal force (note: not centripetal) reversal.
Outside the photon sphere, the faster one orbits, the greater the
outward force one feels. Centrifugal force falls to zero at the photon
sphere, including non-freefall orbits at any speed, i.e. an object
weighs the same no matter how fast it orbits, and becomes negative
inside it. Inside the photon sphere, faster orbiting leads to greater
weight or inward force. This has serious ramifications for the fluid
dynamics of inward fluid flow.
A rotating black hole has two photon spheres. As a black hole rotates, it drags
space with it. The photon sphere that is closer to the black hole is
moving in the same direction as the rotation, whereas the photon sphere
further away is moving against it. The greater the angular velocity
of the rotation of a black hole, the greater the distance between the
two photon spheres. Since the black hole has an axis of rotation, this
only holds true if approaching the black hole in the direction of the
equator. In a polar orbit,
there is only one photon sphere. This is because when approaching at
this angle, the possibility of traveling with or against the rotation
does not exist. The rotation will instead cause the orbit to precess.
Since
a Schwarzschild black hole has spherical symmetry, all possible axes
for a circular photon orbit are equivalent, and all circular orbits have
the same radius.
For a photon traveling at a constant radius r (i.e. in the φ-coordinate direction), . Since it is a photon, (a "light-like interval"). We can always rotate the coordinate system such that is constant, (e.g., ).
Setting ds, dr and dθ to zero, we have
Re-arranging gives
To proceed, we need the relation . To find it, we use the radial geodesic equation
Non vanishing -connection coefficients are
where .
We treat photon radial geodesics with constant r and , therefore
Substituting it all into the radial geodesic equation (the geodesic
equation with the radial coordinate as the dependent variable), we
obtain
Comparing it with what was obtained previously, we have
where we have inserted
radians (imagine that the central mass, about which the photon is
orbiting, is located at the centre of the coordinate axes. Then, as the
photon is travelling along the -coordinate line, for the mass to be located directly in the centre of the photon's orbit, we must have radians).
Hence, rearranging this final expression gives
which is the result we set out to prove.
In contrast to a Schwarzschild black hole, a Kerr (spinning) black hole
does not have spherical symmetry, but only an axis of symmetry, which
has profound consequences for the photon orbits, see e.g. Cramer
for details and simulations of photon orbits and photon circles. There
are two circular photon orbits in the equatorial plane (prograde and
retrograde), with different Boyer–Lindquist radii:
where is the angular momentum per unit mass of the black hole.
There exist other constant-radius orbits, but they have more complicated paths which oscillate in latitude about the equator.
In astrophysics, an event horizon is a boundary beyond which events cannot affect an observer. Wolfgang Rindler coined the term in the 1950s.
In 1784, John Michell proposed that gravity can be strong enough in the vicinity of massive compact objects that even light cannot escape. At that time, the Newtonian theory of gravitation and the so-called corpuscular theory of light were dominant. In these theories, if the escape velocity of the gravitational influence of a massive object exceeds the speed of light, then light originating inside or from it can escape temporarily but will return. In 1958, David Finkelstein used general relativity to introduce a stricter definition of a local black hole event horizon as a boundary beyond which events of any kind cannot affect an outside observer, leading to information and firewall
paradoxes, encouraging the re-examination of the concept of local event
horizons and the notion of black holes. Several theories were
subsequently developed, some with and some without event horizons. One
of the leading developers of theories to describe black holes, Stephen Hawking, suggested that an apparent horizon
should be used instead of an event horizon, saying, "Gravitational
collapse produces apparent horizons but no event horizons." He
eventually concluded that "the absence of event horizons means that
there are no black holes – in the sense of regimes from which light
can't escape to infinity."
Any object approaching the horizon from the observer's side appears to slow down, never quite crossing the horizon. Due to gravitational redshift, its image reddens over time as the object moves closer to the horizon.
In an expanding universe, the speed of expansion reaches — and
even exceeds — the speed of light, preventing signals from traveling to
some regions. A cosmic event horizon is a real event horizon because it affects all kinds of signals, including gravitational waves, which travel at the speed of light.
More specific horizon types include the related but distinct absolute and apparent horizons found around a black hole. Other distinct types include:
In cosmology, the event horizon of the observable universe is the largest comoving distance from which light emitted now can ever reach the observer in the future. This differs from the concept of the particle horizon, which represents the largest comoving distance from which light emitted in the past
could reach the observer at a given time. For events that occur beyond
that distance, light has not had enough time to reach our location, even
if it was emitted at the time the universe began. The evolution of the
particle horizon with time depends on the nature of the expansion of the universe.
If the expansion has certain characteristics, parts of the universe
will never be observable, no matter how long the observer waits for the
light from those regions to arrive. The boundary beyond which events
cannot ever be observed is an event horizon, and it represents the
maximum extent of the particle horizon.
The criterion for determining whether a particle horizon for the universe exists is as follows. Define a comoving distance dp as
In this equation, a is the scale factor, c is the speed of light, and t0 is the age of the Universe. If dp→ ∞ (i.e., points arbitrarily as far away as can be observed), then no event horizon exists. If dp ≠ ∞, a horizon is present.
Examples of cosmological models without an event horizon are universes dominated by matter or by radiation. An example of a cosmological model with an event horizon is a universe dominated by the cosmological constant (a de Sitter universe).
A calculation of the speeds of the cosmological event and particle horizons was given in a paper on the FLRW cosmological model, approximating the Universe as composed of non-interacting constituents, each one being a perfect fluid.
If a particle is moving at a constant velocity in a non-expanding
universe free of gravitational fields, any event that occurs in that
Universe will eventually be observable by the particle, because the
forward light cones from these events intersect the particle's world line.
On the other hand, if the particle is accelerating, in some situations
light cones from some events never intersect the particle's world line.
Under these conditions, an apparent horizon is present in the particle's (accelerating) reference frame, representing a boundary beyond which events are unobservable.
For example, this occurs with a uniformly accelerated particle. A spacetime diagram of this situation is shown in the figure to the right. As the particle accelerates, it approaches, but never reaches, the speed of light with respect to its original reference frame. On the spacetime diagram, its path is a hyperbola, which asymptotically approaches
a 45-degree line (the path of a light ray). An event whose light cone's
edge is this asymptote or is farther away than this asymptote can never
be observed by the accelerating particle. In the particle's reference
frame, there is a boundary behind it from which no signals can escape
(an apparent horizon). The distance to this boundary is given by , where a is the constant proper acceleration of the particle.
While approximations of this type of situation can occur in the real world (in particle accelerators,
for example), a true event horizon is never present, as this requires
the particle to be accelerated indefinitely (requiring arbitrarily large
amounts of energy and an arbitrarily large apparatus).
Interacting with a cosmic horizon
In
the case of a horizon perceived by a uniformly accelerating observer in
empty space, the horizon seems to remain a fixed distance from the
observer no matter how its surroundings move. Varying the observer's
acceleration may cause the horizon to appear to move over time or may
prevent an event horizon from existing, depending on the acceleration
function chosen. The observer never touches the horizon and never passes
a location where it appeared to be.
In the case of a horizon perceived by an occupant of a de Sitter universe, the horizon always appears to be a fixed distance away for a non-accelerating observer. It is never contacted, even by an accelerating observer.
Far away from the black hole, a particle can move in any direction. It is only restricted by the speed of light.
Closer
to the black hole spacetime starts to deform. In some convenient
coordinate systems, there are more paths going towards the black hole
than paths moving away.[Note 1]
Inside
the event horizon all future time paths bring the particle closer to
the center of the black hole. It is no longer possible for the particle
to escape, no matter the direction the particle is traveling.
One of the best-known examples of an event horizon derives from
general relativity's description of a black hole, a celestial object so
dense that no nearby matter or radiation can escape its gravitational field. Often, this is described as the boundary within which the black hole's escape velocity is greater than the speed of light. However, a more detailed description is that within this horizon, all lightlike paths (paths that light could take) (and hence all paths in the forward light cones
of particles within the horizon) are warped so as to fall farther into
the hole. Once a particle is inside the horizon, moving into the hole is
as inevitable as moving forward in time – no matter in what direction
the particle is travelling – and can be thought of as equivalent to
doing so, depending on the spacetime coordinate system used.
The surface at the Schwarzschild radius acts as an event horizon in a non-rotating body that fits inside this radius (although a rotating black hole
operates slightly differently). The Schwarzschild radius of an object
is proportional to its mass. Theoretically, any amount of matter will
become a black hole if compressed into a space that fits within its
corresponding Schwarzschild radius. For the mass of the Sun, this radius is approximately 3 kilometers (1.9 miles); for Earth,
it is about 9 millimeters (0.35 inches). In practice, however, neither
Earth nor the Sun have the necessary mass (and, therefore, the necessary
gravitational force) to overcome electron and neutron degeneracy pressure. The minimal mass required for a star to collapse beyond these pressures is the Tolman–Oppenheimer–Volkoff limit, which is approximately three solar masses.
According to the fundamental gravitational collapse models,
an event horizon forms before the singularity of a black hole. If all
the stars in the Milky Way would gradually aggregate towards the
galactic center while keeping their proportionate distances from each
other, they will all fall within their joint Schwarzschild radius long
before they are forced to collide.
Up to the collapse in the far future, observers in a galaxy surrounded
by an event horizon would proceed with their lives normally.
Black hole event horizons are widely misunderstood. Common,
although erroneous, is the notion that black holes "vacuum up" material
in their neighborhood, where in fact they are no more capable of seeking
out material to consume than any other gravitational attractor. As with
any mass in the universe, matter must come within its gravitational
scope for the possibility to exist of capture or consolidation with any
other mass. Equally common is the idea that matter can be observed
falling into a black hole. This is not possible. Astronomers can detect
only accretion disks
around black holes, where material moves with such speed that friction
creates high-energy radiation that can be detected (similarly, some
matter from these accretion disks is forced out along the axis of spin
of the black hole, creating visible jets when these streams interact
with matter such as interstellar gas or when they happen to be aimed
directly at Earth). Furthermore, a distant observer will never actually
see something reach the horizon. Instead, while approaching the hole,
the object will seem to go ever more slowly, while any light it emits
will be further and further redshifted.
Topologically, the event horizon is defined from the causal structure as the past null cone of future conformal timelike infinity. A black hole event horizon is teleological in nature, meaning that it is determined by future causes.More precisely, one would need to know the entire history of the
universe and all the way into the infinite future to determine the
presence of an event horizon, which is not possible for quasilocal
observers (not even in principle).
In other words, there is no experiment and/or measurement that can be
performed within a finite-size region of spacetime and within a finite
time interval that answers the question of whether or not an event
horizon exists. Because of the purely theoretical nature of the event
horizon, the traveling object does not necessarily experience strange
effects and does, in fact, pass through the calculated boundary in a
finite amount of its proper time.
Interacting with black hole horizons
A misconception concerning event horizons, especially black hole
event horizons, is that they represent an immutable surface that
destroys objects that approach them. In practice, all event horizons
appear to be some distance away from any observer, and objects sent
towards an event horizon never appear to cross it from the sending
observer's point of view (as the horizon-crossing event's light cone never intersects the observer's world line).
Attempting to make an object near the horizon remain stationary with
respect to an observer requires applying a force whose magnitude
increases unboundedly (becoming infinite) the closer it gets.
In the case of the horizon around a black hole, observers
stationary with respect to a distant object will all agree on where the
horizon is. While this seems to allow an observer lowered towards the
hole on a rope (or rod) to contact the horizon, in practice this cannot
be done. The proper distance to the horizon is finite,
so the length of rope needed would be finite as well, but if the rope
were lowered slowly (so that each point on the rope was approximately at
rest in Schwarzschild coordinates), the proper acceleration (G-force)
experienced by points on the rope closer and closer to the horizon
would approach infinity, so the rope would be torn apart. If the rope is
lowered quickly (perhaps even in freefall),
then indeed the observer at the bottom of the rope can touch and even
cross the event horizon. But once this happens it is impossible to pull
the bottom of rope back out of the event horizon, since if the rope is
pulled taut, the forces along the rope increase without bound as they
approach the event horizon and at some point the rope must break.
Furthermore, the break must occur not at the event horizon, but at a
point where the second observer can observe it.
Assuming that the possible apparent horizon
is far inside the event horizon, or there is none, observers crossing a
black hole event horizon would not actually see or feel anything
special happen at that moment. In terms of visual appearance, observers
who fall into the hole perceive the eventual apparent horizon as a black
impermeable area enclosing the singularity.
Other objects that had entered the horizon area along the same radial
path but at an earlier time would appear below the observer as long as
they are not entered inside the apparent horizon, and they could
exchange messages. Increasing tidal forces are also locally noticeable effects, as a function of the mass of the black hole. In realistic stellar black holes, spaghettification occurs early: tidal forces tear materials apart well before the event horizon. However, in supermassive black holes,
which are found in centers of galaxies, spaghettification occurs inside
the event horizon. A human astronaut would survive the fall through an
event horizon only in a black hole with a mass of approximately 10,000 solar masses or greater.
Beyond general relativity
A
cosmic event horizon is commonly accepted as a real event horizon,
whereas the description of a local black hole event horizon given by
general relativity is found to be incomplete and controversial.
When the conditions under which local event horizons occur are modeled
using a more comprehensive picture of the way the Universe works, that
includes both relativity and quantum mechanics, local event horizons are expected to have properties that are different from those predicted using general relativity alone.
At present, it is expected by the Hawking radiation mechanism that the primary impact of quantum effects is for event horizons to possess a temperature and so emit radiation. For black holes, this manifests as Hawking radiation, and the larger question of how the black hole possesses a temperature is part of the topic of black hole thermodynamics. For accelerating particles, this manifests as the Unruh effect, which causes space around the particle to appear to be filled with matter and radiation.
According to the controversial black hole firewall hypothesis, matter falling into a black hole would be burned to a crisp by a high energy "firewall" at the event horizon.
An alternative is provided by the complementarity principle,
according to which, in the chart of the far observer, infalling matter
is thermalized at the horizon and reemitted as Hawking radiation, while
in the chart of an infalling observer matter continues undisturbed
through the inner region and is destroyed at the singularity. This
hypothesis does not violate the no-cloning theorem
as there is a single copy of the information according to any given
observer. Black hole complementarity is actually suggested by the
scaling laws of strings
approaching the event horizon, suggesting that in the Schwarzschild
chart they stretch to cover the horizon and thermalize into a Planck length-thick membrane.
A complete description of local event horizons generated by gravity is expected to, at minimum, require a theory of quantum gravity. One such candidate theory is M-theory. Another such candidate theory is loop quantum gravity.
A black hole is a region of spacetime where gravity is so strong that nothing, not even light and other electromagnetic waves, is capable of possessing enough energy to escape it. Einstein's theory of general relativity predicts that a sufficiently compact mass can deform spacetime to form a black hole. The boundary of no escape is called the event horizon.
A black hole has a great effect on the fate and circumstances of an
object crossing it, but it has no locally detectable features according
to general relativity. In many ways, a black hole acts like an ideal black body, as it reflects no light. Quantum field theory in curved spacetime predicts that event horizons emit Hawking radiation, with the same spectrum as a black body of a temperature inversely proportional to its mass. This temperature is of the order of billionths of a kelvin for stellar black holes, making it essentially impossible to observe directly.
Objects whose gravitational fields are too strong for light to escape were first considered in the 18th century by John Michell and Pierre-Simon Laplace. In 1916, Karl Schwarzschild found the first modern solution of general relativity that would characterize a black hole. David Finkelstein,
in 1958, first published the interpretation of "black hole" as a region
of space from which nothing can escape. Black holes were long
considered a mathematical curiosity; it was not until the 1960s that
theoretical work showed they were a generic prediction of general
relativity. The discovery of neutron stars by Jocelyn Bell Burnell in 1967 sparked interest in gravitationally collapsed compact objects as a possible astrophysical reality. The first black hole known was Cygnus X-1, identified by several researchers independently in 1971.
Black holes of stellar mass form when massive stars collapse at
the end of their life cycle. After a black hole has formed, it can grow
by absorbing mass from its surroundings. Supermassive black holes of millions of solar masses (M☉) may form by absorbing other stars and merging with other black holes, or via direct collapse of gas clouds. There is consensus that supermassive black holes exist in the centres of most galaxies.
The presence of a black hole can be inferred through its interaction with other matter and with electromagnetic radiation such as visible light. Any matter that falls toward a black hole can form an external accretion disk heated by friction, forming quasars,
some of the brightest objects in the universe. Stars passing too close
to a supermassive black hole can be shredded into streamers that shine
very brightly before being "swallowed."
If other stars are orbiting a black hole, their orbits can be used to
determine the black hole's mass and location. Such observations can be
used to exclude possible alternatives such as neutron stars. In this
way, astronomers have identified numerous stellar black hole candidates
in binary systems and established that the radio source known as Sagittarius A*, at the core of the Milky Way galaxy, contains a supermassive black hole of about 4.3 million solar masses.
History
The idea of a body so big that even light could not escape was briefly proposed by English astronomical pioneer and clergyman John Michell
in a letter published in November 1784. Michell's simplistic
calculations assumed such a body might have the same density as the Sun,
and concluded that one would form when a star's diameter exceeds the
Sun's by a factor of 500, and its surface escape velocity
exceeds the usual speed of light. Michell correctly noted that such
supermassive but non-radiating bodies might be detectable through their
gravitational effects on nearby visible bodies.Scholars of the time were initially excited by the proposal that giant
but invisible 'dark stars' might be hiding in plain view, but enthusiasm
dampened when the wavelike nature of light became apparent in the early
nineteenth century,
as if light were a wave rather than a particle, it was unclear what, if
any, influence gravity would have on escaping light waves.
The modern theory of gravity, general relativity, discredits
Michell's notion of a light ray shooting directly from the surface of a
supermassive star, being slowed down by the star's gravity, stopping,
and then free-falling back to the star's surface. Instead, spacetime itself is curved such that the geodesic that light travels on never leaves the surface of the "star" (black hole).
In 1915, Albert Einstein developed his theory of general relativity, having earlier shown that gravity does influence light's motion. Only a few months later, Karl Schwarzschild found a solution to the Einstein field equations that describes the gravitational field of a point mass and a spherical mass. A few months after Schwarzschild, Johannes Droste, a student of Hendrik Lorentz, independently gave the same solution for the point mass and wrote more extensively about its properties. This solution had a peculiar behaviour at what is now called the Schwarzschild radius, where it became singular,
meaning that some of the terms in the Einstein equations became
infinite. The nature of this surface was not quite understood at the
time.
In 1924, Arthur Eddington showed that the singularity disappeared after a change of coordinates. In 1933, Georges Lemaître realized that this meant the singularity at the Schwarzschild radius was a non-physical coordinate singularity.
Arthur Eddington commented on the possibility of a star with mass
compressed to the Schwarzschild radius in a 1926 book, noting that
Einstein's theory allows us to rule out overly large densities for
visible stars like Betelgeuse
because "a star of 250 million km radius could not possibly have so
high a density as the Sun. Firstly, the force of gravitation would be so
great that light would be unable to escape from it, the rays falling
back to the star like a stone to the earth. Secondly, the red shift of
the spectral lines would be so great that the spectrum would be shifted
out of existence. Thirdly, the mass would produce so much curvature of
the spacetime metric that space would close up around the star, leaving
us outside (i.e., nowhere)."
In 1931, Subrahmanyan Chandrasekhar calculated, using special relativity, that a non-rotating body of electron-degenerate matter above a certain limiting mass (now called the Chandrasekhar limit at 1.4 M☉) has no stable solutions. His arguments were opposed by many of his contemporaries like Eddington and Lev Landau, who argued that some yet unknown mechanism would stop the collapse. They were partly correct: a white dwarf slightly more massive than the Chandrasekhar limit will collapse into a neutron star, which is itself stable.
In 1939, Robert Oppenheimer and others predicted that neutron stars above another limit, the Tolman–Oppenheimer–Volkoff limit,
would collapse further for the reasons presented by Chandrasekhar, and
concluded that no law of physics was likely to intervene and stop at
least some stars from collapsing to black holes. Their original calculations, based on the Pauli exclusion principle, gave it as 0.7 M☉. Subsequent consideration of neutron-neutron repulsion mediated by the strong force raised the estimate to approximately 1.5 M☉ to 3.0 M☉. Observations of the neutron star merger GW170817, which is thought to have generated a black hole shortly afterward, have refined the TOV limit estimate to ~2.17 M☉.
Oppenheimer and his co-authors interpreted the singularity at the
boundary of the Schwarzschild radius as indicating that this was the
boundary of a bubble in which time stopped. This is a valid point of
view for external observers, but not for infalling observers. The
hypothetical collapsed stars were called "frozen stars", because an
outside observer would see the surface of the star frozen in time at the
instant where its collapse takes it to the Schwarzschild radius.
Also in 1939, Einstein attempted to prove that black holes were
impossible in his publication "On a Stationary System with Spherical
Symmetry Consisting of Many Gravitating Masses", using his theory of
general relativity to defend his argument. Months later, Oppenheimer and his student Hartland Snyder provided the Oppenheimer–Snyder model in their paper "On Continued Gravitational Contraction",
which predicted the existence of black holes. In the paper, which made
no reference to Einstein's recent publication, Oppenheimer and Snyder
used Einstein's own theory of general relativity to show the conditions
on how a black hole could develop, for the first time in contemporary
physics.
Golden age
In 1958, David Finkelstein identified the Schwarzschild surface as an event horizon, "a perfect unidirectional membrane: causal influences can cross it in only one direction".
This did not strictly contradict Oppenheimer's results, but extended
them to include the point of view of infalling observers. Finkelstein's
solution extended the Schwarzschild solution for the future of observers
falling into a black hole. A complete extension had already been found by Martin Kruskal, who was urged to publish it.
These results came at the beginning of the golden age of general relativity,
which was marked by general relativity and black holes becoming
mainstream subjects of research. This process was helped by the
discovery of pulsars by Jocelyn Bell Burnell in 1967, which, by 1969, were shown to be rapidly rotating neutron stars.
Until that time, neutron stars, like black holes, were regarded as just
theoretical curiosities; but the discovery of pulsars showed their
physical relevance and spurred a further interest in all types of
compact objects that might be formed by gravitational collapse.
At first, it was suspected that the strange features of the black
hole solutions were pathological artifacts from the symmetry conditions
imposed, and that the singularities would not appear in generic
situations. This view was held in particular by Vladimir Belinsky, Isaak Khalatnikov, and Evgeny Lifshitz, who tried to prove that no singularities appear in generic solutions. However, in the late 1960s Roger Penrose and Stephen Hawking used global techniques to prove that singularities appear generically. For this work, Penrose received half of the 2020 Nobel Prize in Physics, Hawking having died in 2018. Based on observations in Greenwich and Toronto in the early 1970s, Cygnus X-1, a galactic X-ray source discovered in 1964, became the first astronomical object commonly accepted to be a black hole.
John Michell used the term "dark star" in a November 1783 letter to Henry Cavendish,
and in the early 20th century, physicists used the term
"gravitationally collapsed object". Science writer Marcia Bartusiak
traces the term "black hole" to physicist Robert H. Dicke, who in the early 1960s reportedly compared the phenomenon to the Black Hole of Calcutta, notorious as a prison where people entered but never left alive.
The term "black hole" was used in print by Life and Science News magazines in 1963, and by science journalist Ann Ewing in her article "'Black Holes' in Space", dated 18 January 1964, which was a report on a meeting of the American Association for the Advancement of Science held in Cleveland, Ohio.
In December 1967, a student reportedly suggested the phrase "black hole" at a lecture by John Wheeler; Wheeler adopted the term for its brevity and "advertising value", and it quickly caught on, leading some to credit Wheeler with coining the phrase.
Properties and structure
The no-hair theorem
postulates that, once it achieves a stable condition after formation, a
black hole has only three independent physical properties: mass,
electric charge, and angular momentum; the black hole is otherwise
featureless. If the conjecture is true, any two black holes that share
the same values for these properties, or parameters, are
indistinguishable from one another. The degree to which the conjecture
is true for real black holes under the laws of modern physics is
currently an unsolved problem.
These properties are special because they are visible from
outside a black hole. For example, a charged black hole repels other
like charges just like any other charged object. Similarly, the total
mass inside a sphere containing a black hole can be found by using the
gravitational analog of Gauss's law (through the ADM mass), far away from the black hole. Likewise, the angular momentum (or spin) can be measured from far away using frame dragging by the gravitomagnetic field, through for example the Lense–Thirring effect.
When an object falls into a black hole, any information about the
shape of the object or distribution of charge on it is evenly
distributed along the horizon of the black hole, and is lost to outside
observers. The behavior of the horizon in this situation is a dissipative system that is closely analogous to that of a conductive stretchy membrane with friction and electrical resistance—the membrane paradigm. This is different from other field theories such as electromagnetism, which do not have any friction or resistivity at the microscopic level, because they are time-reversible.
Because a black hole eventually achieves a stable state with only
three parameters, there is no way to avoid losing information about the
initial conditions: the gravitational and electric fields of a black
hole give very little information about what went in. The information
that is lost includes every quantity that cannot be measured far away
from the black hole horizon, including approximately conservedquantum numbers such as the total baryon number and lepton number. This behavior is so puzzling that it has been called the black hole information loss paradox.
Physical properties
The simplest static black holes have mass but neither electric charge
nor angular momentum. These black holes are often referred to as
Schwarzschild black holes after Karl Schwarzschild who discovered this solution in 1916. According to Birkhoff's theorem, it is the only vacuum solution that is spherically symmetric.
This means there is no observable difference at a distance between the
gravitational field of such a black hole and that of any other spherical
object of the same mass. The popular notion of a black hole "sucking in
everything" in its surroundings is therefore correct only near a black
hole's horizon; far away, the external gravitational field is identical
to that of any other body of the same mass.
Solutions describing more general black holes also exist. Non-rotating charged black holes are described by the Reissner–Nordström metric, while the Kerr metric describes a non-charged rotating black hole. The most general stationary black hole solution known is the Kerr–Newman metric, which describes a black hole with both charge and angular momentum.
While the mass of a black hole can take any positive value, the
charge and angular momentum are constrained by the mass. The total
electric charge Q and the total angular momentum J are expected to satisfy the inequality
for a black hole of mass M. Black holes with the minimum possible mass satisfying this inequality are called extremal.
Solutions of Einstein's equations that violate this inequality exist,
but they do not possess an event horizon. These solutions have so-called
naked singularities that can be observed from the outside, and hence are deemed unphysical. The cosmic censorship hypothesis rules out the formation of such singularities, when they are created through the gravitational collapse of realistic matter. This is supported by numerical simulations.
Due to the relatively large strength of the electromagnetic force,
black holes forming from the collapse of stars are expected to retain
the nearly neutral charge of the star. Rotation, however, is expected to
be a universal feature of compact astrophysical objects. The black-hole
candidate binary X-ray source GRS 1915+105 appears to have an angular momentum near the maximum allowed value. That uncharged limit is
allowing definition of a dimensionless spin parameter such that
Black holes are commonly classified according to their mass, independent of angular momentum, J.
The size of a black hole, as determined by the radius of the event
horizon, or Schwarzschild radius, is proportional to the mass, M, through
where rs is the Schwarzschild radius and M☉ is the mass of the Sun. For a black hole with nonzero spin and/or electric charge, the radius is smaller, until an extremal black hole could have an event horizon close to
Far
away from the black hole, a particle can move in any direction, as
illustrated by the set of arrows. It is restricted only by the speed of
light.
Closer to the black hole, spacetime starts to deform. There are more paths going towards the black hole than paths moving away.
Inside
of the event horizon, all paths bring the particle closer to the centre
of the black hole. It is no longer possible for the particle to escape.
The defining feature of a black hole is the appearance of an event horizon—a boundary in spacetime
through which matter and light can pass only inward towards the mass of
the black hole. Nothing, not even light, can escape from inside the
event horizon.
The event horizon is referred to as such because if an event occurs
within the boundary, information from that event cannot reach an outside
observer, making it impossible to determine whether such an event
occurred.
As predicted by general relativity, the presence of a mass
deforms spacetime in such a way that the paths taken by particles bend
towards the mass.
At the event horizon of a black hole, this deformation becomes so
strong that there are no paths that lead away from the black hole.
To a distant observer, clocks near a black hole would appear to tick more slowly than those farther away from the black hole. Due to this effect, known as gravitational time dilation,
an object falling into a black hole appears to slow as it approaches
the event horizon, taking an infinite amount of time to reach it.
At the same time, all processes on this object slow down, from the
viewpoint of a fixed outside observer, causing any light emitted by the
object to appear redder and dimmer, an effect known as gravitational redshift.
Eventually, the falling object fades away until it can no longer be
seen. Typically this process happens very rapidly with an object
disappearing from view within less than a second.
On the other hand, indestructible observers falling into a black
hole do not notice any of these effects as they cross the event horizon.
According to their own clocks, which appear to them to tick normally,
they cross the event horizon after a finite time without noting any
singular behaviour; in classical general relativity, it is impossible to
determine the location of the event horizon from local observations,
due to Einstein's equivalence principle.
The topology of the event horizon of a black hole at equilibrium is always spherical. For non-rotating (static) black holes the geometry of the event horizon
is precisely spherical, while for rotating black holes the event
horizon is oblate.
At the centre of a black hole, as described by general relativity, may lie a gravitational singularity, a region where the spacetime curvature becomes infinite.
For a non-rotating black hole, this region takes the shape of a single
point; for a rotating black hole it is smeared out to form a ring singularity that lies in the plane of rotation.
In both cases, the singular region has zero volume. It can also be
shown that the singular region contains all the mass of the black hole
solution. The singular region can thus be thought of as having infinite density.
Observers falling into a Schwarzschild black hole (i.e.,
non-rotating and not charged) cannot avoid being carried into the
singularity once they cross the event horizon. They can prolong the
experience by accelerating away to slow their descent, but only up to a
limit.
When they reach the singularity, they are crushed to infinite density
and their mass is added to the total of the black hole. Before that
happens, they will have been torn apart by the growing tidal forces in a process sometimes referred to as spaghettification or the "noodle effect".
In the case of a charged (Reissner–Nordström) or rotating (Kerr)
black hole, it is possible to avoid the singularity. Extending these
solutions as far as possible reveals the hypothetical possibility of
exiting the black hole into a different spacetime with the black hole
acting as a wormhole.
The possibility of traveling to another universe is, however, only
theoretical since any perturbation would destroy this possibility. It also appears to be possible to follow closed timelike curves (returning to one's own past) around the Kerr singularity, which leads to problems with causality like the grandfather paradox.
It is expected that none of these peculiar effects would survive in a
proper quantum treatment of rotating and charged black holes.
The appearance of singularities in general relativity is commonly perceived as signaling the breakdown of the theory. This breakdown, however, is expected; it occurs in a situation where quantum effects
should describe these actions, due to the extremely high density and
therefore particle interactions. To date, it has not been possible to
combine quantum and gravitational effects into a single theory, although
there exist attempts to formulate such a theory of quantum gravity. It is generally expected that such a theory will not feature any singularities.
The photon sphere is a spherical boundary where photons that move on
tangents to that sphere would be trapped in a non-stable but circular
orbit around the black hole.
For non-rotating black holes, the photon sphere has a radius 1.5 times the Schwarzschild radius. Their orbits would be dynamically unstable,
hence any small perturbation, such as a particle of infalling matter,
would cause an instability that would grow over time, either setting the
photon on an outward trajectory causing it to escape the black hole, or
on an inward spiral where it would eventually cross the event horizon.
While light can still escape from the photon sphere, any light
that crosses the photon sphere on an inbound trajectory will be captured
by the black hole. Hence any light that reaches an outside observer
from the photon sphere must have been emitted by objects between the
photon sphere and the event horizon.
For a Kerr black hole the radius of the photon sphere depends on the
spin parameter and on the details of the photon orbit, which can be
prograde (the photon rotates in the same sense of the black hole spin)
or retrograde.
Rotating black holes are surrounded by a region of spacetime in which
it is impossible to stand still, called the ergosphere. This is the
result of a process known as frame-dragging;
general relativity predicts that any rotating mass will tend to
slightly "drag" along the spacetime immediately surrounding it. Any
object near the rotating mass will tend to start moving in the direction
of rotation. For a rotating black hole, this effect is so strong near
the event horizon that an object would have to move faster than the
speed of light in the opposite direction to just stand still.
The ergosphere of a black hole is a volume bounded by the black hole's event horizon and the ergosurface, which coincides with the event horizon at the poles but is at a much greater distance around the equator.
Objects and radiation can escape normally from the ergosphere. Through the Penrose process,
objects can emerge from the ergosphere with more energy than they
entered with. The extra energy is taken from the rotational energy of
the black hole. Thereby the rotation of the black hole slows down. A variation of the Penrose process in the presence of strong magnetic fields, the Blandford–Znajek process is considered a likely mechanism for the enormous luminosity and relativistic jets of quasars and other active galactic nuclei.
In Newtonian gravity, test particles
can stably orbit at arbitrary distances from a central object. In
general relativity, however, there exists an innermost stable circular
orbit (often called the ISCO), for which any infinitesimal inward
perturbations to a circular orbit will lead to spiraling into the black
hole, and any outward perturbations will, depending on the energy,
result in spiraling in, stably orbiting between apastron and periastron,
or escaping to infinity. The location of the ISCO depends on the spin of the black hole, in the case of a Schwarzschild black hole (spin zero) is:
and decreases with increasing black hole spin for particles orbiting in the same direction as the spin.
Plunging region
The final observable region of spacetime around a black hole is
called the plunging region. In this area it is no longer possible for
matter to follow circular orbits or to stop a final descent into the
black hole. Instead it will rapidly plunge toward the black hole close
to the speed of light.
Formation and evolution
Given the bizarre character of black holes, it was long questioned
whether such objects could actually exist in nature or whether they were
merely pathological solutions to Einstein's equations. Einstein himself
wrongly thought black holes would not form, because he held that the
angular momentum of collapsing particles would stabilize their motion at
some radius.
This led the general relativity community to dismiss all results to the
contrary for many years. However, a minority of relativists continued
to contend that black holes were physical objects,
and by the end of the 1960s, they had persuaded the majority of
researchers in the field that there is no obstacle to the formation of
an event horizon.
Penrose demonstrated that once an event horizon forms, general
relativity without quantum mechanics requires that a singularity will
form within. Shortly afterwards, Hawking showed that many cosmological solutions that describe the Big Bang have singularities without scalar fields or other exotic matter. The Kerr solution,
the no-hair theorem, and the laws of black hole thermodynamics showed
that the physical properties of black holes were simple and
comprehensible, making them respectable subjects for research. Conventional black holes are formed by gravitational collapse of heavy objects such as stars, but they can also in theory be formed by other processes.
Gravitational collapse occurs when an object's internal pressure
is insufficient to resist the object's own gravity. For stars this
usually occurs either because a star has too little "fuel" left to
maintain its temperature through stellar nucleosynthesis,
or because a star that would have been stable receives extra matter in a
way that does not raise its core temperature. In either case the star's
temperature is no longer high enough to prevent it from collapsing
under its own weight.
The collapse may be stopped by the degeneracy pressure of the star's constituents, allowing the condensation of matter into an exotic denser state. The result is one of the various types of compact star.
Which type forms depends on the mass of the remnant of the original
star left if the outer layers have been blown away (for example, in a Type II supernova).
The mass of the remnant, the collapsed object that survives the
explosion, can be substantially less than that of the original star.
Remnants exceeding 5 M☉ are produced by stars that were over 20 M☉ before the collapse.
If the mass of the remnant exceeds about 3–4 M☉ (the Tolman–Oppenheimer–Volkoff limit),
either because the original star was very heavy or because the remnant
collected additional mass through accretion of matter, even the
degeneracy pressure of neutrons
is insufficient to stop the collapse. No known mechanism (except
possibly quark degeneracy pressure) is powerful enough to stop the
implosion and the object will inevitably collapse to form a black hole.
The gravitational collapse of heavy stars is assumed to be responsible for the formation of stellar mass black holes. Star formation
in the early universe may have resulted in very massive stars, which
upon their collapse would have produced black holes of up to 103M☉. These black holes could be the seeds of the supermassive black holes found in the centres of most galaxies. It has further been suggested that massive black holes with typical masses of ~105M☉ could have formed from the direct collapse of gas clouds in the young universe. These massive objects have been proposed as the seeds that eventually formed the earliest quasars observed already at redshift .Some candidates for such objects have been found in observations of the young universe.
While most of the energy released during gravitational collapse
is emitted very quickly, an outside observer does not actually see the
end of this process. Even though the collapse takes a finite amount of
time from the reference frame
of infalling matter, a distant observer would see the infalling
material slow and halt just above the event horizon, due to
gravitational time dilation. Light from the collapsing material takes
longer and longer to reach the observer, with the light emitted just
before the event horizon forms delayed an infinite amount of time. Thus
the external observer never sees the formation of the event horizon;
instead, the collapsing material seems to become dimmer and increasingly
red-shifted, eventually fading away.
Primordial black holes and the Big Bang
Gravitational collapse requires great density. In the current epoch
of the universe these high densities are found only in stars, but in the
early universe shortly after the Big Bang densities were much greater,
possibly allowing for the creation of black holes. High density alone is
not enough to allow black hole formation since a uniform mass
distribution will not allow the mass to bunch up. In order for primordial black holes
to have formed in such a dense medium, there must have been initial
density perturbations that could then grow under their own gravity.
Different models for the early universe vary widely in their predictions
of the scale of these fluctuations. Various models predict the creation
of primordial black holes ranging in size from a Planck mass ( ≈ 1.2×1019GeV/c2 ≈ 2.2×10−8 kg) to hundreds of thousands of solar masses.
Despite the early universe being extremely dense,
it did not re-collapse into a black hole during the Big Bang, since the
expansion rate was greater than the attraction. Following inflation theory there was a net repulsive gravitation in the beginning until the end of inflation. Since then the Hubble flow was slowed by the energy density of the universe.
Models for the gravitational collapse of objects of relatively constant size, such as stars, do not necessarily apply in the same way to rapidly expanding space such as the Big Bang.
High-energy collisions
Gravitational collapse is not the only process that could create black holes. In principle, black holes could be formed in high-energy
collisions that achieve sufficient density. As of 2002, no such events
have been detected, either directly or indirectly as a deficiency of the
mass balance in particle accelerator experiments.
This suggests that there must be a lower limit for the mass of black
holes. Theoretically, this boundary is expected to lie around the Planck
mass, where quantum effects are expected to invalidate the predictions
of general relativity.
This would put the creation of black holes firmly out of reach of
any high-energy process occurring on or near the Earth. However,
certain developments in quantum gravity suggest that the minimum black
hole mass could be much lower: some braneworld scenarios for example put the boundary as low as 1 TeV/c2. This would make it conceivable for micro black holes to be created in the high-energy collisions that occur when cosmic rays hit the Earth's atmosphere, or possibly in the Large Hadron Collider at CERN.
These theories are very speculative, and the creation of black holes in
these processes is deemed unlikely by many specialists. Even if micro black holes could be formed, it is expected that they would evaporate in about 10−25 seconds, posing no threat to the Earth.
Growth
Once a black hole has formed, it can continue to grow by absorbing additional matter. Any black hole will continually absorb gas and interstellar dust
from its surroundings. This growth process is one possible way through
which some supermassive black holes may have been formed, although the formation of supermassive black holes is still an open field of research. A similar process has been suggested for the formation of intermediate-mass black holes found in globular clusters.
Black holes can also merge with other objects such as stars or even
other black holes. This is thought to have been important, especially in
the early growth of supermassive black holes, which could have formed
from the aggregation of many smaller objects.The process has also been proposed as the origin of some intermediate-mass black holes.
In 1974, Hawking predicted that black holes are not entirely black but emit small amounts of thermal radiation at a temperature ħc3/(8πGMkB);
this effect has become known as Hawking radiation. By applying quantum
field theory to a static black hole background, he determined that a
black hole should emit particles that display a perfect black body spectrum. Since Hawking's publication, many others have verified the result through various approaches.
If Hawking's theory of black hole radiation is correct, then black
holes are expected to shrink and evaporate over time as they lose mass
by the emission of photons and other particles. The temperature of this thermal spectrum (Hawking temperature)
is proportional to the surface gravity of the black hole, which, for a
Schwarzschild black hole, is inversely proportional to the mass. Hence,
large black holes emit less radiation than small black holes.
A stellar black hole of 1 M☉ has a Hawking temperature of 62 nanokelvins. This is far less than the 2.7 K temperature of the cosmic microwave background
radiation. Stellar-mass or larger black holes receive more mass from
the cosmic microwave background than they emit through Hawking radiation
and thus will grow instead of shrinking. To have a Hawking temperature larger than 2.7 K (and be able to evaporate), a black hole would need a mass less than the Moon. Such a black hole would have a diameter of less than a tenth of a millimeter.
If a black hole is very small, the radiation effects are expected
to become very strong. A black hole with the mass of a car would have a
diameter of about 10−24 m and take a nanosecond to
evaporate, during which time it would briefly have a luminosity of more
than 200 times that of the Sun. Lower-mass black holes are expected to
evaporate even faster; for example, a black hole of mass 1 TeV/c2 would take less than 10−88
seconds to evaporate completely. For such a small black hole, quantum
gravity effects are expected to play an important role and could
hypothetically make such a small black hole stable, although current
developments in quantum gravity do not indicate this is the case.
The Hawking radiation for an astrophysical black hole is
predicted to be very weak and would thus be exceedingly difficult to
detect from Earth. A possible exception, however, is the burst of gamma
rays emitted in the last stage of the evaporation of primordial black
holes. Searches for such flashes have proven unsuccessful and provide
stringent limits on the possibility of existence of low mass primordial
black holes. NASA's Fermi Gamma-ray Space Telescope launched in 2008 will continue the search for these flashes.
If black holes evaporate via Hawking radiation, a solar mass
black hole will evaporate (beginning once the temperature of the cosmic
microwave background drops below that of the black hole) over a period
of 1064 years.[152] A supermassive black hole with a mass of 1011M☉ will evaporate in around 2×10100 years.[153] Some monster black holes in the universe are predicted to continue to grow up to perhaps 1014M☉ during the collapse of superclusters of galaxies. Even these would evaporate over a timescale of up to 10106 years.
Observational evidence
By nature, black holes do not themselves emit any electromagnetic radiation other than the hypothetical Hawking radiation,
so astrophysicists searching for black holes must generally rely on
indirect observations. For example, a black hole's existence can
sometimes be inferred by observing its gravitational influence on its
surroundings.
Direct interferometry
The Event Horizon Telescope
(EHT) is an active program that directly observes the immediate
environment of black holes' event horizons, such as the black hole at
the centre of the Milky Way. In April 2017, EHT began observing the
black hole at the centre of Messier 87.[155][156]
"In all, eight radio observatories on six mountains and four continents
observed the galaxy in Virgo on and off for 10 days in April 2017" to
provide the data yielding the image in April 2019.[157]
After two years of data processing, EHT released the first direct
image of a black hole. Specifically, the supermassive black hole that
lies in the centre of the aforementioned galaxy.
What is visible is not the black hole—which shows as black because of
the loss of all light within this dark region. Instead, it is the gases
at the edge of the event horizon, displayed as orange or red, that
define the black hole.
On 12 May 2022, the EHT released the first image of Sagittarius A*, the supermassive black hole at the centre of the Milky Way galaxy. The published image displayed the same ring-like structure and circular shadow as seen in the M87*
black hole, and the image was created using the same techniques as for
the M87 black hole. The imaging process for Sagittarius A*, which is
more than a thousand times smaller and less massive than M87*, was
significantly more complex because of the instability of its
surroundings. The image of Sagittarius A* was partially blurred by turbulent plasma on the way to the galactic centre, an effect which prevents resolution of the image at longer wavelengths.
The brightening of this material in the 'bottom' half of the processed EHT image is thought to be caused by Doppler beaming,
whereby material approaching the viewer at relativistic speeds is
perceived as brighter than material moving away. In the case of a black
hole, this phenomenon implies that the visible material is rotating at
relativistic speeds (>1,000 km/s [2,200,000 mph]), the only speeds at
which it is possible to centrifugally balance the immense gravitational
attraction of the singularity, and thereby remain in orbit above the
event horizon. This configuration of bright material implies that the
EHT observed M87* from a perspective catching the black hole's accretion disc nearly edge-on, as the whole system rotated clockwise.
The extreme gravitational lensing associated with black holes
produces the illusion of a perspective that sees the accretion disc from
above. In reality, most of the ring in the EHT image was created when
the light emitted by the far side of the accretion disc bent around the
black hole's gravity well and escaped, meaning that most of the possible
perspectives on M87* can see the entire disc, even that directly behind
the "shadow".
In 2015, the EHT detected magnetic fields just outside the event
horizon of Sagittarius A* and even discerned some of their properties.
The field lines that pass through the accretion disc were a complex
mixture of ordered and tangled. Theoretical studies of black holes had
predicted the existence of magnetic fields.
In April 2023, an image of the shadow of the Messier 87 black
hole and the related high-energy jet, viewed together for the first
time, was presented.
Detection of gravitational waves from merging black holes
On 14 September 2015, the LIGO gravitational wave observatory made the first-ever successful direct observation of gravitational waves.
The signal was consistent with theoretical predictions for the
gravitational waves produced by the merger of two black holes: one with
about 36 solar masses, and the other around 29 solar masses.
This observation provides the most concrete evidence for the existence
of black holes to date. For instance, the gravitational wave signal
suggests that the separation of the two objects before the merger was
just 350 km, or roughly four times the Schwarzschild radius
corresponding to the inferred masses. The objects must therefore have
been extremely compact, leaving black holes as the most plausible
interpretation.
More importantly, the signal observed by LIGO also included the start of the post-merger ringdown,
the signal produced as the newly formed compact object settles down to a
stationary state. Arguably, the ringdown is the most direct way of
observing a black hole.
From the LIGO signal, it is possible to extract the frequency and
damping time of the dominant mode of the ringdown. From these, it is
possible to infer the mass and angular momentum of the final object,
which match independent predictions from numerical simulations of the
merger.
The frequency and decay time of the dominant mode are determined by the
geometry of the photon sphere. Hence, observation of this mode confirms
the presence of a photon sphere; however, it cannot exclude possible
exotic alternatives to black holes that are compact enough to have a
photon sphere.
The observation also provides the first observational evidence
for the existence of stellar-mass black hole binaries. Furthermore, it
is the first observational evidence of stellar-mass black holes weighing
25 solar masses or more.[174]
The proper motions of stars near the centre of our own Milky Way provide strong observational evidence that these stars are orbiting a supermassive black hole.
Since 1995, astronomers have tracked the motions of 90 stars orbiting
an invisible object coincident with the radio source Sagittarius A*. By
fitting their motions to Keplerian orbits, the astronomers were able to infer, in 1998, that a 2.6×106M☉ object must be contained in a volume with a radius of 0.02 light-years to cause the motions of those stars.
Since then, one of the stars—called S2—has completed a full orbit. From the orbital data, astronomers were able to refine the calculations of the mass to 4.3×106M☉ and a radius of less than 0.002 light-years for the object causing the orbital motion of those stars.
The upper limit on the object's size is still too large to test whether
it is smaller than its Schwarzschild radius. Nevertheless, these
observations strongly suggest that the central object is a supermassive
black hole as there are no other plausible scenarios for confining so
much invisible mass into such a small volume.
Additionally, there is some observational evidence that this object
might possess an event horizon, a feature unique to black holes.
Due to conservation of angular momentum, gas falling into the gravitational well
created by a massive object will typically form a disk-like structure
around the object. Artists' impressions such as the accompanying
representation of a black hole with corona commonly depict the black
hole as if it were a flat-space body hiding the part of the disk just
behind it, but in reality gravitational lensing would greatly distort
the image of the accretion disk.[181]
Within such a disk, friction would cause angular momentum to be
transported outward, allowing matter to fall farther inward, thus
releasing potential energy and increasing the temperature of the gas.
When the accreting object is a neutron star or a black hole, the
gas in the inner accretion disk orbits at very high speeds because of
its proximity to the compact object.
The resulting friction is so significant that it heats the inner disk
to temperatures at which it emits vast amounts of electromagnetic
radiation (mainly X-rays). These bright X-ray sources may be detected by
telescopes. This process of accretion is one of the most efficient
energy-producing processes known. Up to 40% of the rest mass of the
accreted material can be emitted as radiation.
In nuclear fusion only about 0.7% of the rest mass will be emitted as
energy. In many cases, accretion disks are accompanied by relativistic jets
that are emitted along the poles, which carry away much of the energy.
The mechanism for the creation of these jets is currently not well
understood, in part due to insufficient data.
As such, many of the universe's more energetic phenomena have
been attributed to the accretion of matter on black holes. In
particular, active galactic nuclei and quasars are believed to be the accretion disks of supermassive black holes. Similarly, X-ray binaries are generally accepted to be binary star systems in which one of the two stars is a compact object accreting matter from its companion. It has also been suggested that some ultraluminous X-ray sources may be the accretion disks of intermediate-mass black holes.
Stars have been observed to get torn apart by tidal forces in the
immediate vicinity of supermassive black holes in galaxy nuclei, in
what is known as a tidal disruption event (TDE).
Some of the material from the disrupted star forms an accretion disk
around the black hole, which emits observable electromagnetic radiation.
In November 2011 the first direct observation of a quasar accretion disk around a supermassive black hole was reported.
X-ray binaries are binary star systems that emit a majority of their radiation in the X-ray
part of the spectrum. These X-ray emissions are generally thought to
result when one of the stars (compact object) accretes matter from
another (regular) star. The presence of an ordinary star in such a
system provides an opportunity for studying the central object and to
determine if it might be a black hole.
If such a system emits signals that can be directly traced back
to the compact object, it cannot be a black hole. The absence of such a
signal does, however, not exclude the possibility that the compact
object is a neutron star. By studying the companion star it is often
possible to obtain the orbital parameters of the system and to obtain an
estimate for the mass of the compact object. If this is much larger
than the Tolman–Oppenheimer–Volkoff limit (the maximum mass a star can
have without collapsing) then the object cannot be a neutron star and is
generally expected to be a black hole.
The first strong candidate for a black hole, Cygnus X-1, was discovered in this way by Charles Thomas Bolton, Louise Webster, and Paul Murdin in 1972. Some doubt remained, due to the uncertainties that result from the
companion star being much heavier than the candidate black hole.
Currently, better candidates for black holes are found in a class of
X-ray binaries called soft X-ray transients. In this class of system,
the companion star is of relatively low mass allowing for more accurate
estimates of the black hole mass. These systems actively emit X-rays for
only several months once every 10–50 years. During the period of low
X-ray emission, called quiescence, the accretion disk is extremely
faint, allowing detailed observation of the companion star during this
period. One of the best such candidates is V404 Cygni.
The X-ray emissions from accretion disks sometimes flicker at certain frequencies. These signals are called quasi-periodic oscillations
and are thought to be caused by material moving along the inner edge of
the accretion disk (the innermost stable circular orbit). As such their
frequency is linked to the mass of the compact object. They can thus be
used as an alternative way to determine the mass of candidate black
holes.
Astronomers use the term "active galaxy" to describe galaxies with unusual characteristics, such as unusual spectral line
emission and very strong radio emission. Theoretical and observational
studies have shown that the activity in these active galactic nuclei
(AGN) may be explained by the presence of supermassive black holes,
which can be millions of times more massive than stellar ones. The
models of these AGN consist of a central black hole that may be millions
or billions of times more massive than the Sun; a disk of interstellar gas and dust called an accretion disk; and two jets perpendicular to the accretion disk.
Although supermassive black holes are expected to be found in
most AGN, only some galaxies' nuclei have been more carefully studied in
attempts to both identify and measure the actual masses of the central
supermassive black hole candidates. Some of the most notable galaxies
with supermassive black hole candidates include the Andromeda Galaxy, M32, M87, NGC 3115, NGC 3377, NGC 4258, NGC 4889, NGC 1277, OJ 287, APM 08279+5255 and the Sombrero Galaxy.
It is now widely accepted that the centre of nearly every galaxy, not just active ones, contains a supermassive black hole. The close observational correlation between the mass of this hole and the velocity dispersion of the host galaxy's bulge, known as the M–sigma relation, strongly suggests a connection between the formation of the black hole and that of the galaxy itself.[198]
Microlensing
Another way the black hole nature of an object may be tested is
through observation of effects caused by a strong gravitational field in
their vicinity. One such effect is gravitational lensing: The
deformation of spacetime around a massive object causes light rays to be
deflected, such as light passing through an optic lens. Observations have been made of weak gravitational lensing, in which light rays are deflected by only a few arcseconds. Microlensing
occurs when the sources are unresolved and the observer sees a small
brightening. In January 2022, astronomers reported the first possible
detection of a microlensing event from an isolated black hole.
Another possibility for observing gravitational lensing by a
black hole would be to observe stars orbiting the black hole. There are
several candidates for such an observation in orbit around Sagittarius A*.
The evidence for stellar black holes strongly relies on the existence
of an upper limit for the mass of a neutron star. The size of this
limit heavily depends on the assumptions made about the properties of
dense matter. New exotic phases of matter could push up this bound. A phase of free quarks at high density might allow the existence of dense quark stars, and some supersymmetric models predict the existence of Q stars. Some extensions of the standard model posit the existence of preons as fundamental building blocks of quarks and leptons, which could hypothetically form preon stars.
These hypothetical models could potentially explain a number of
observations of stellar black hole candidates. However, it can be shown
from arguments in general relativity that any such object will have a
maximum mass.
Since the average density of a black hole inside its
Schwarzschild radius is inversely proportional to the square of its
mass, supermassive black holes are much less dense than stellar black
holes. The average density of a 108M☉ black hole is comparable to that of water.
Consequently, the physics of matter forming a supermassive black hole
is much better understood and the possible alternative explanations for
supermassive black hole observations are much more mundane. For example,
a supermassive black hole could be modelled by a large cluster of very
dark objects. However, such alternatives are typically not stable enough
to explain the supermassive black hole candidates.
The evidence for the existence of stellar and supermassive black
holes implies that in order for black holes not to form, general
relativity must fail as a theory of gravity, perhaps due to the onset of
quantum mechanical
corrections. A much anticipated feature of a theory of quantum gravity
is that it will not feature singularities or event horizons and thus
black holes would not be real artifacts. For example, in the fuzzball model based on string theory,
the individual states of a black hole solution do not generally have an
event horizon or singularity, but for a classical/semiclassical
observer the statistical average of such states appears just as an
ordinary black hole as deduced from general relativity.
A few theoretical objects have been conjectured to match
observations of astronomical black hole candidates identically or
near-identically, but which function via a different mechanism. These include the gravastar, the black star, related nestar and the dark-energy star.
The formula for the Bekenstein–Hawking entropy (S) of a black hole, which depends on the area of the black hole (A). The constants are the speed of light (c), the Boltzmann constant (k), Newton's constant (G), and the reduced Planck constant (ħ). In Planck units, this reduces to S = A/4.
In 1971, Hawking showed under general conditions[Note 5]
that the total area of the event horizons of any collection of
classical black holes can never decrease, even if they collide and
merge.[211] This result, now known as the second law of black hole mechanics, is remarkably similar to the second law of thermodynamics, which states that the total entropy of an isolated system can never decrease. As with classical objects at absolute zero
temperature, it was assumed that black holes had zero entropy. If this
were the case, the second law of thermodynamics would be violated by
entropy-laden matter entering a black hole, resulting in a decrease in
the total entropy of the universe. Therefore, Bekenstein proposed that a
black hole should have an entropy, and that it should be proportional
to its horizon area.[212]
The link with the laws of thermodynamics was further strengthened
by Hawking's discovery in 1974 that quantum field theory predicts that a
black hole radiates blackbody radiation
at a constant temperature. This seemingly causes a violation of the
second law of black hole mechanics, since the radiation will carry away
energy from the black hole causing it to shrink. The radiation also
carries away entropy, and it can be proven under general assumptions
that the sum of the entropy of the matter surrounding a black hole and
one quarter of the area of the horizon as measured in Planck units is in
fact always increasing. This allows the formulation of the first law of black hole mechanics as an analogue of the first law of thermodynamics, with the mass acting as energy, the surface gravity as temperature and the area as entropy.[212]
One puzzling feature is that the entropy of a black hole scales
with its area rather than with its volume, since entropy is normally an extensive quantity that scales linearly with the volume of the system. This odd property led Gerard 't Hooft and Leonard Susskind to propose the holographic principle, which suggests that anything that happens in a volume of spacetime can be described by data on the boundary of that volume.[213]
Although general relativity can be used to perform a
semiclassical calculation of black hole entropy, this situation is
theoretically unsatisfying. In statistical mechanics,
entropy is understood as counting the number of microscopic
configurations of a system that have the same macroscopic qualities,
such as mass, charge, pressure, etc. Without a satisfactory theory of
quantum gravity, one cannot perform such a computation for black holes.
Some progress has been made in various approaches to quantum gravity. In
1995, Andrew Strominger and Cumrun Vafa
showed that counting the microstates of a specific supersymmetric black
hole in string theory reproduced the Bekenstein–Hawking entropy.[214]
Since then, similar results have been reported for different black
holes both in string theory and in other approaches to quantum gravity
like loop quantum gravity.[215]
Because a black hole has only a few internal parameters, most of the
information about the matter that went into forming the black hole is
lost. Regardless of the type of matter which goes into a black hole, it
appears that only information concerning the total mass, charge, and
angular momentum are conserved. As long as black holes were thought to
persist forever this information loss is not that problematic, as the
information can be thought of as existing inside the black hole,
inaccessible from the outside, but represented on the event horizon in
accordance with the holographic principle. However, black holes slowly
evaporate by emitting Hawking radiation. This radiation does not appear
to carry any additional information about the matter that formed the
black hole, meaning that this information appears to be gone forever.
The question whether information is truly lost in black holes (the black hole information paradox)
has divided the theoretical physics community. In quantum mechanics,
loss of information corresponds to the violation of a property called unitarity, and it has been argued that loss of unitarity would also imply violation of conservation of energy, though this has also been disputed.[218]
Over recent years evidence has been building that indeed information
and unitarity are preserved in a full quantum gravitational treatment of
the problem.
One attempt to resolve the black hole information paradox is known as black hole complementarity. In 2012, the "firewall paradox"
was introduced with the goal of demonstrating that black hole
complementarity fails to solve the information paradox. According to quantum field theory in curved spacetime, a single emission of Hawking radiation involves two mutually entangled
particles. The outgoing particle escapes and is emitted as a quantum of
Hawking radiation; the infalling particle is swallowed by the black
hole. Assume a black hole formed a finite time in the past and will
fully evaporate away in some finite time in the future. Then, it will
emit only a finite amount of information encoded within its Hawking
radiation. According to research by physicists like Don Page
and Leonard Susskind, there will eventually be a time by which an
outgoing particle must be entangled with all the Hawking radiation the
black hole has previously emitted.
This seemingly creates a paradox: a principle called "monogamy of entanglement"
requires that, like any quantum system, the outgoing particle cannot be
fully entangled with two other systems at the same time; yet here the
outgoing particle appears to be entangled both with the infalling
particle and, independently, with past Hawking radiation.
In order to resolve this contradiction, physicists may eventually be
forced to give up one of three time-tested principles: Einstein's
equivalence principle, unitarity, or local quantum field theory. One
possible solution, which violates the equivalence principle, is that a
"firewall" destroys incoming particles at the event horizon. In general, which—if any—of these assumptions should be abandoned remains a topic of debate.