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Wednesday, July 10, 2024

Parasite-stress theory

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Parasite-stress_theory
Schistosoma mansoni, an endoparasite that lives in human tissue

Parasite-stress theory, or pathogen-stress theory, is a theory of human evolution proposing that parasites and diseases encountered by a species shape the development of species' values and qualities, proposed by researchers Corey Fincher and Randy Thornhill.

The differences in how parasites and diseases stress people's development is what leads to differences in their biological mate value and mate preferences, as well as differences across culture. Parasites causing diseases pose potential ecological hazards and, subsequently, selection pressures can alter psychological and social behaviours of humans, as well as have an influence on their immune systems.

Theories of parasite-mediated mate choice

Several hypotheses have attempted to explain how parasite load influences female mate choice, as certain traits are thought to be costly and the expression of such traits may be indicative of genetic quality.

Hamilton–Zuk hypothesis

An example of a cost the peacock must bear from having such a large tail. The tail requires a lot of energy as it weighs the peacock down during its flight.

According to the Hamilton–Zuk hypothesis, female mate choice is based on the extent to which male secondary sexual characteristics are expressed, as these are thought to be indicative of a heritable resistance to pathogens. A meta-analysis reviewed studies exploring the magnitude of the relationship between expression of secondary sexual characteristics and parasite intensity, as well as level of host immune functioning. Consistent with the hypothesis proposed by Hamilton and Zuk, the meta-analysis revealed that males with the fewest parasites and/or the strongest immune systems typically had the most extravagant secondary sexual characteristics. With regards to parasite-stress theory, these findings would be interpreted as those men who have encountered more parasites – or are naturally less capable of dealing with parasites – are also less desirable mates to females, due to a lower genetic quality for the potential offspring.

Zahavi handicap principle

The Zahavi handicap principle, originally proposed by Zahavi in 1975, suggests that males who possess secondary sexual characteristics which provide a handicap are more attractive to females. These sexual ornaments are sexually selected in order to appear stronger and better adapted, compared to other males in the environment. This is because these characteristics are indicators of good genes and heritable viability, as they are costly to an individual's survival to maintain and produce. Therefore, the stronger the individual is, the more able they are to bear this cost.

These kinds of characteristics are a form of communication within species, as they are defined as honest signals (a signal about a mate's quality which cannot be faked). As a weak individual would not be able to survive with this particular characteristic, it signals to potential mates that it is stronger than its competitors and has a high mate value. Examples of such traits include the peacock's tail, very bright in nature and hence attracting more attention from predators as well as requiring more energy to maintain. Another example is the gazelle's stotting behaviour, whereby the gazelle jumps up and down when it spots a predator, in order to indicate its physical fitness.

A gazelle stotting to indicate its fitness and ability to outrun a predator

Immunocompetence handicap hypothesis

This hypothesis takes Zahavi's principle further in suggesting that testosterone is responsible for the production of male secondary sexual traits while also suppressing the immune system. It therefore proposes that these traits are honest signals of mate quality because only males with 'good genes' should be able to fully express them without being vulnerable to parasite attack. Males will, therefore, demonstrate their high genetic quality by developing more attractive honest signals in substitute for their immune system's strength. These honest signals require testosterone, which simultaneously suppresses the immune system.

A meta-analysis revealed that evidence for a direct effect of testosterone on the expression of sexual traits and the suppression of immunocompetence was weak. It was found, however, that increased testosterone influenced parasite loads, indicating an indirect role of the hormone in immune function.

Parasite-mediated domestication

According to the parasite-mediated domestication hypothesis, proposed by Skok in 2023, parasites (specifically endoparasites: helminths and protozoa) could play an important mediating role in the process of domestication, with a 'parasite effect' primarily involved in the emergence of the domesticated state (proto-domestication). The hypothesis states that parasites indirectly influence literally all of the main processes that otherwise underlie the domestication syndrome (abnormalities in the functioning of the neuro-neuroendocrine system, a developmental disruption of neural crest cell input to the affected phenotypic traits, etc.). The hypothesis predicts that the frequency of domestication syndrome traits such as tameness, depigmentation and mottling, floppy ears, short and curled tail, and reduced size of the adrenal glands from the wild population increases with decreasing genetic resistance to parasites and with increasing parasite load. The hypothesis further suggests that the features of the domestication syndrome may be genetically linked to genes related to resistance or tolerance to parasites, the role of miRNA in the process of epigenetic inheritance or the transgenerational inheritance of stress pathology.

Interactions with developmental instability

Developmental instability is the inability of an organism to produce its optimal phenotype, due to genetic limitations and environmental stresses (such as parasite load).

Fluctuating asymmetry

Fluctuating asymmetry is the extent to which an organism deviates from perfect body symmetry. Asymmetry, an indicator of development, is exhibited by all organisms and is thus considered by scientists to be a reliable measure of developmental instability.

Research in a Dominican village, which measured the prevalence of protozoa and worm parasites in over 300 children, found a positive correlation between gut parasites and fluctuating asymmetry. This finding is indicative of how parasites negatively impact peoples' development and act as environmental stress factors.

A barn swallow

A literature review summarising more than 100 different studies in the field found that, among other variables, immunocompetence (the ability of an organism to produce a normal immune response to an antigen) had a significant relationship with fluctuating asymmetry. In other words, individuals who had a better ability to defend themselves against threats, such as parasites, were also lower in fluctuating asymmetry.

Waist-hip ratio

Waist-hip ratio is the ratio of the circumference of the waist, to the circumference of the hips. It is calculated by dividing the waist circumference by the hip circumference.

A woman's waist-hip ratio is an indicator of her age, health and fertility, as well as being a good indicator of other people's judgements of attractiveness, with a lower waist-hip ratio being optimal. All of the above are related to mate choice: a lower waist-hip ratio indicates a younger, healthier, more fertile and more subjectively attractive women, all of which are desirable qualities in a mate.

Higher waist-hip ratio has been linked with both mobility disability and also cardiovascular disease. Also, within parasite-stress theory itself, women with higher waist-hip ratio's also had a higher incidence of toxoplasmosis, another incidence in which parasitism contributes to developmental instability.

Mate choice

Mate choosers prefer mates who are lower in developmental instability, meaning that they choose those who display lower fluctuating asymmetry.

In barn swallows, the length of the male's tail is used as a signal of mate quality: males with longer tails are preferred to those with shorter tails. Research has found that, in a population of barn swallows infested by the parasite Ornithonyssus bursa, male barn swallows with fewer mites also had longer tails.

Variations across cultures

When discussing cross-cultural differences between societies, scientists will more often than not make a distinction between individualism and collectivism. Consequently, it is important to provide an understanding for the variations exhibited between these two cultures.

Collectivist

Research has suggested that collectivism exists to defend against infectious diseases. Therefore, cultures that have a higher rate of infections will be more likely to become collectivist. This has been based on a number of observations.

Firstly, collectivists place a lot of emphasis on their in-group, caring for one another and hence protecting each other from the negative effects of contagion. This is likely due to the fact that one's immune system works to defend the body from local parasites; however, this still allows for the risk of unfamiliar infections resulting in illness as the immune system has not been able to evolve in response to these novel parasites. Hence, ensuring that those in the in-group are not affected by a novel disease will subsequently result in a reduced risk of encountering a novel parasite from an exposed person an individual remains in close proximity with.

Secondly, collectivist cultures are untrusting of those outside of their in-group, which may serve as a protective behaviour against interactions with those in groups that may harbour novel diseases. In similar vein to the explanation presented with one's protective nature of their in-group members, one's immune system is well adapted to local parasites and will be unable to effectively protect against unfamiliar pathogens. Therefore, avoidance of those outside of one's inner circle will aid in the prevention of being exposed to novel and dangerous pathogens that the immune system is unable to defend against.

Thirdly, it has been observed that collectivist groups exhibit strong negative attitudes when an individual goes against their social norms. A relevant example is deviating from the way that food is prepared, which could result in a higher possibility of exposure to new and threatening pathogens. Hence, this strong social norm, is effectively in place to prevent group members from being negligent and becoming ill with a novel parasite – which then could pass onto other members of the group.

Individualist

Individualist societies, however, are very different to collectivist through their promotion of looking out for oneself, rather than worrying about the needs of the group. This is partly due to these cultures being predominantly in geographical locations which are under a lot less danger from parasite invasions. Unlike collectivists, individualists make much less of a distinction between in-groups and out-groups. A clear distinction, that individualism shows from collectivism, comes from the active encouragement individualist cultures place upon individuals straying from the current social norms.

Criticism

Some authors have pointed out that parasite stress is a misleading term because the described phenomenon includes viruses. A virus does not fit the definition of a parasite because a parasite is defined as an organism, and a virus is not an organism. Some authors use the name pathogen-stress theory instead.

Several scientists have criticized the theory that pathogen stress can explain differences in collectivism versus individualism, suggesting that the observed correlations were spurious. Anthropologist Daniel Hruschka and human biologist Joseph Henrich have proposed an alternative explanation of the observed cultural differences. In colonial times, European colonizers established efficient social institutions in countries with low mortality. In places where mortality was high due to infectious diseases, they set up extractive systems with less settling of Europeans. The more-efficient government institutions inherited from colonial times in low mortality countries can explain the observed differences in cultural values.

Parasite influence on food preference across cultures

This difference in culture due to pathogen avoidance has also been seen in the contrast of food preferences between cultures. Research investigated the possibility that individuals will have a preference for spices in their cooking to defend against food-borne human parasites. This was tested through measuring the types and numbers of spices used in recipes across various regions across the world – it was found that temperature was a good predictor of the use of anti-pathogen spices. This finding makes sense when considering that temperature is a breeding ground for parasites.

Handicap principle

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Handicap_principle
Photo of a peacock with its enormous tail
The peacock tail in flight, a classic example of what Amotz Zahavi proposed was a handicapped signal of male quality

The handicap principle is a disputed hypothesis proposed by the Israeli biologist Amotz Zahavi in 1975. It is meant to explain how "signal selection" during mate choice may lead to "honest" or reliable signalling between male and female animals which have an obvious motivation to bluff or deceive each other. The handicap principle suggests that secondary sexual characteristics are costly signals which must be reliable, as they cost the signaller resources that individuals with less of a particular trait could not afford. The handicap principle further proposes that animals of greater biological fitness signal this through handicapping behaviour, or morphology that effectively lowers overall fitness. The central idea is that sexually selected traits function like conspicuous consumption, signalling the ability to afford to squander a resource. Receivers then know that the signal indicates quality, because inferior-quality signallers are unable to produce such wastefully extravagant signals.

The handicap principle is supported by game theory modelling representing situations such as nestlings begging for food, predator-deterrent signalling, and threat displays. However, honest signals are not necessarily costly, undermining the theoretical basis for the handicap principle, which remains unconfirmed by empirical evidence.

History

Origins

The handicap principle was proposed in 1975 by the Israeli biologist Amotz Zahavi. He argued that mate choice involving what he called "signal selection" would lead to "honest" or reliable signalling between male and female animals, even though they have an interest in bluffing or deceiving each other. The handicap principle asserts that secondary sexual characteristics are costly signals, which are reliable indicators of the signaller's quality, since they cost the signaller resources that lower-quality individuals could not afford. The generality of the phenomenon is a matter of some debate and disagreement, and Zahavi's views on the scope and importance of handicaps in biology have not been accepted by the mainstream. Nevertheless, the idea has been very influential, with most researchers in the field believing that the theory explains some aspects of animal communication.

Grafen's signaling game model

Graph showing mathematically how a handicap would in theory work
Graph based on Johnstone's 1997 graphical representation of a Zahavian handicap. Where is cost to a low-quality signaller and is cost to a high-quality signaller. Optimal signalling levels are for a low-quality signaller, and for a high-quality signaller.

The handicap principle was initially controversial; The British biologist John Maynard Smith was a notable early critic of Zahavi's ideas.

However, the handicap principle gained wider acceptance because it is supported by game theory models, most notably the Scottish biologist Alan Grafen's 1990 signalling game model. This was essentially a rediscovery of the Canadian-American economist Michael Spence's job market signalling model, where the job applicant signals their quality by declaring a costly education. In Grafen's model, the courting male's quality is signalled by investment in an extravagant trait—similar to the peacock's tail. The signal is reliable if the cost to the signaller of producing it is proportionately lower for higher-quality signallers than for lower-quality ones.

A series of papers by the American biologist Thomas Getty showed that Grafen's proof of the handicap principle depends on the critical, simplifying assumption that signallers trade off costs for benefits in an additive fashion, analogous to the way humans invest money to increase income in the same currency. This is illustrated in the figures from Johnstone 1997, which show that the optimum signalling levels are different for low- and high-quality signallers. The validity of the assumption that costs and benefits are additive has been contested, in its application to the evolution of sexually selected signals. It can be reasoned that since fitness depends on the production of offspring, this is a multiplicative rather than additive function of reproductive success.

Further game theoretical models demonstrated the evolutionary stability of handicapped signals in nestlings' begging calls, in predator-deterrent signals and in threat-displays. In the classic handicap models of begging in game theory, all players are assumed to pay the same amount to produce a signal of a given level of intensity, but differ in the relative value of eliciting the desired response (donation) from the receiver. The hungrier the baby bird, the more food is of value to it, and the higher the optimal signalling level (the louder its chirping).

Cheap talk models without handicaps

Counter-examples to handicap models predate handicap models themselves. Models of signals (such as threat displays) without any handicapping costs show that what biologists call cheap talk may be an evolutionarily stable form of communication. Analysis of some begging models shows that non-communication strategies are not only evolutionarily stable, but lead to higher payoffs for both players. In human mate choice, mathematical analyses including Monte Carlo simulations suggest that costly traits ought to be more attractive to the other sex and much rarer than non-costly traits.

It was soon discovered that honest signals need not be costly at the honest equilibrium, even under conflict of interest. This conclusion was first shown in discrete models and then in continuous models. Similar results were obtained in conflict models: threat displays need not be handicaps to be honest and evolutionarily stable.

Unworkable theory lacking empirical evidence

In 2015, Simon Huttegger and colleagues wrote that the distinction between "indexes" (unfakable signals) and "fakable signals", crucial to the argument for the handicap principle, is an artefact of signalling models. They demonstrated that absent that dichotomy, cost could not be the only factor controlling signalling behaviours, and that indeed it was "probably not the most important" factor acting against deception.

Dustin J. Penn and Szabolcs Számadó stated in 2019 that there was still no empirical evidence for evolutionary pressure for wasteful biology or acts, and proposed that the handicap principle should be abandoned.

Predictions and interpretations

Photo of a Rolls-Royce car
Luxury cars and other "Veblen goods" may be an example of the handicap principle in humans

The handicap principle predicts that a sexual ornament, or any other signal such as visibly risky behavior, must be costly if it is to accurately advertise a trait of relevance to an individual with conflicting interests. Typical examples of handicapped signals include bird songs, the peacock's tail, courtship dances, and bowerbird bowers. American scientist Jared Diamond has proposed that certain risky human behaviours, such as bungee jumping, may be expressions of instincts that have evolved through the operation of the handicap principle. Zahavi has invoked the gift-giving potlatch ceremony as a human example of the handicap principle in action: the conspicuous generosity is costly. This interpretation of potlatch can be traced to Thorstein Veblen's use of the ceremony in his book Theory of the Leisure Class as an example of "conspicuous consumption".

The handicap principle gains further support by providing interpretations for behaviours that fit into a single unifying gene-centered view of evolution and making earlier explanations based on group selection obsolete. A classic example is that of stotting in gazelles. This behaviour consists in the gazelle initially running slowly and jumping high when threatened by a predator such as a lion or cheetah. The explanation based on group selection was that such behaviour might be adapted to alerting other gazelle to a cheetah's presence or might be part of a collective behaviour pattern of the group of gazelle to confuse the cheetah. Instead, Zahavi proposed that each gazelle was communicating that it was a fitter individual than its fellows.

Signals to members of the same species

Zahavi studied in particular the Arabian babbler, a highly social bird, with a life-length of 30 years, which appears to behave altruistically. Its helping-at-the-nest behavior, where non-parent birds assist in feeding, guarding, and caring for nestlings, often occurs among unrelated individuals. This, therefore, cannot be explained by kin selection, natural selection acting on genes that close relatives share with the altruistic individual. Zahavi reinterpreted these behaviors according to his signalling theory and its correlative, the handicap principle. The altruistic act is costly to the donor, but may improve its attractiveness to potential mates. The evolution of this condition may be explained by competitive altruism.

French biologist Patrice David showed that in the stalk-eyed fly species Cyrtodiopsis dalmanni, genetic variation underlies the response to environmental stress, such as variable food quality, of a male sexual ornament, eye span. He showed that some male genotypes always develop large eye spans, but others reduce eye span in proportion to environmental worsening. David inferred that female mate choice yields genetic benefits for offspring.

Signals to other species

Photo of an impala jumping high in the African bush
Impala stotting, a behavior that may serve as a pursuit deterrence signal to predators

Signals may be directed at predators, with the function of showing that pursuit will probably be unprofitable. Stotting, for instance, is a form of energetic jumping that certain gazelles do when they sight a predator. As this behavior gives no evident benefit and would seem to waste resources (diminishing the gazelle's head start if chased by the predator), it appeared likely to be selected against. However, it made sense when seen as a pursuit deterrence signal to predators. By investing a little energy to show a lion that it has the fitness necessary to avoid capture, a gazelle reduces the likelihood that it will have to evade the lion in an actual pursuit. The lion, faced with the demonstration of fitness, might decide that it would fail to catch this gazelle, and thus choose to avoid a probably wasted pursuit. The benefit to the gazelle is twofold. First, for the small amount of energy invested in the stotting, the gazelle might not have to expend the tremendous energy required to evade the lion. Second, if the lion is in fact capable of catching this gazelle, the gazelle's bluff may lead to its survival that day (in the event the bluff succeeds). However, the mathematical biologist John Maynard Smith commented that other explanations were possible, such as that it was an honest signal of fitness, or an honest signal that the predator had been detected, and it was hard to see how stotting could be a handicap.

Another example is provided by larks, some of which discourage merlins by sending a similar message: they sing while being chased, telling their predator that they will be difficult to capture.

Immunocompetence handicaps

The theory of immunocompetence handicaps suggests that androgen-mediated traits accurately signal condition due to the immunosuppressive effects of androgens. This immunosuppression may be either because testosterone alters the allocation of limited resources between the development of ornamental traits and other tissues, including the immune system, or because heightened immune system activity has a propensity to launch autoimmune attacks against gametes, such that suppression of the immune system enhances fertility. Healthy individuals can afford to suppress their immune system by raising their testosterone levels, at the same time augmenting secondary sexual traits and displays. A review of empirical studies into the various aspects of this theory found weak support.

Dual inheritance theory

From Wikipedia, the free encyclopedia

Dual inheritance theory (DIT), also known as gene–culture coevolution or biocultural evolution, was developed in the 1960s through early 1980s to explain how human behavior is a product of two different and interacting evolutionary processes: genetic evolution and cultural evolution. Genes and culture continually interact in a feedback loop: changes in genes can lead to changes in culture which can then influence genetic selection, and vice versa. One of the theory's central claims is that culture evolves partly through a Darwinian selection process, which dual inheritance theorists often describe by analogy to genetic evolution.

'Culture', in this context, is defined as 'socially learned behavior', and 'social learning' is defined as copying behaviors observed in others or acquiring behaviors through being taught by others. Most of the modelling done in the field relies on the first dynamic (copying), though it can be extended to teaching. Social learning, at its simplest, involves blind copying of behaviors from a model (someone observed behaving), though it is also understood to have many potential biases, including success bias (copying from those who are perceived to be better off), status bias (copying from those with higher status), homophily (copying from those most like ourselves), conformist bias (disproportionately picking up behaviors that more people are performing), etc. Understanding social learning is a system of pattern replication, and understanding that there are different rates of survival for different socially learned cultural variants, this sets up, by definition, an evolutionary structure: cultural evolution.

Because genetic evolution is relatively well understood, most of DIT examines cultural evolution and the interactions between cultural evolution and genetic evolution.

Theoretical basis

DIT holds that genetic and cultural evolution interacted in the evolution of Homo sapiens. DIT recognizes that the natural selection of genotypes is an important component of the evolution of human behavior and that cultural traits can be constrained by genetic imperatives. However, DIT also recognizes that genetic evolution has endowed the human species with a parallel evolutionary process of cultural evolution. DIT makes three main claims:

Culture capacities are adaptations

The human capacity to store and transmit culture arose from genetically evolved psychological mechanisms. This implies that at some point during the evolution of the human species a type of social learning leading to cumulative cultural evolution was evolutionarily advantageous.

Culture evolves

Social learning processes give rise to cultural evolution. Cultural traits are transmitted differently from genetic traits and, therefore, result in different population-level effects on behavioral variation.

Genes and culture co-evolve

Cultural traits alter the social and physical environments under which genetic selection operates. For example, the cultural adoptions of agriculture and dairying have, in humans, caused genetic selection for the traits to digest starch and lactose, respectively. As another example, it is likely that once culture became adaptive, genetic selection caused a refinement of the cognitive architecture that stores and transmits cultural information. This refinement may have further influenced the way culture is stored and the biases that govern its transmission.

DIT also predicts that, under certain situations, cultural evolution may select for traits that are genetically maladaptive. An example of this is the demographic transition, which describes the fall of birth rates within industrialized societies. Dual inheritance theorists hypothesize that the demographic transition may be a result of a prestige bias, where individuals that forgo reproduction to gain more influence in industrial societies are more likely to be chosen as cultural models.

View of culture

People have defined the word "culture" to describe a large set of different phenomena. A definition that sums up what is meant by "culture" in DIT is:

Culture is socially learned information stored in individuals' brains that is capable of affecting behavior.

This view of culture emphasizes population thinking by focusing on the process by which culture is generated and maintained. It also views culture as a dynamic property of individuals, as opposed to a view of culture as a superorganic entity to which individuals must conform. This view's main advantage is that it connects individual-level processes to population-level outcomes.

Genetic influence on cultural evolution

Genes affect cultural evolution via psychological predispositions on cultural learning. Genes encode much of the information needed to form the human brain. Genes constrain the brain's structure and, hence, the ability of the brain to acquire and store culture. Genes may also endow individuals with certain types of transmission bias (described below).

Cultural influences on genetic evolution

Culture can profoundly influence gene frequencies in a population.

Lactase persistence

One of the best known examples is the prevalence of the genotype for adult lactose absorption in human populations, such as Northern Europeans and some African societies, with a long history of raising cattle for milk. Until around 7,500 years ago, lactase production stopped shortly after weaning, and in societies which did not develop dairying, such as East Asians and Amerindians, this is still true today. In areas with lactase persistence, it is believed that by domesticating animals, a source of milk became available while an adult and thus strong selection for lactase persistence could occur; in a Scandinavian population, the estimated selection coefficient was 0.09-0.19. This implies that the cultural practice of raising cattle first for meat and later for milk led to selection for genetic traits for lactose digestion. Recently, analysis of natural selection on the human genome suggests that civilization has accelerated genetic change in humans over the past 10,000 years.

Food processing

Culture has driven changes to the human digestive systems making many digestive organs, such as teeth or stomach, smaller than expected for primates of a similar size, and has been attributed to one of the reasons why humans have such large brains compared to other great apes. This is due to food processing. Early examples of food processing include pounding, marinating and most notably cooking. Pounding meat breaks down the muscle fibres, hence taking away some of the job from the mouth, teeth and jaw. Marinating emulates the action of the stomach with high acid levels. Cooking partially breaks down food making it more easily digestible. Food enters the body effectively partly digested, and as such food processing reduces the work that the digestive system has to do. This means that there is selection for smaller digestive organs as the tissue is energetically expensive, those with smaller digestive organs can process their food but at a lower energetic cost than those with larger organs. Cooking is notable because the energy available from food increases when cooked and this also means less time is spent looking for food.

Humans living on cooked diets spend only a fraction of their day chewing compared to other extant primates living on raw diets. American girls and boys spent on average 7 to 8 percent of their day chewing respectively (1.68 to 1.92 hours per day), compared to chimpanzees, who spend more than 6 hours a day chewing. This frees up time which can be used for hunting. A raw diet means hunting is constrained since time spent hunting is time not spent eating and chewing plant material, but cooking reduces the time required to get the day's energy requirements, allowing for more subsistence activities. Digestibility of cooked carbohydrates is approximately on average 30% higher than digestibility of non-cooked carbohydrates. This increased energy intake, more free time and savings made on tissue used in the digestive system allowed for the selection of genes for larger brain size.

Despite its benefits, brain tissue requires a large amount of calories, hence a main constraint in selection for larger brains is calorie intake. A greater calorie intake can support greater quantities of brain tissue. This is argued to explain why human brains can be much larger than other apes, since humans are the only ape to engage in food processing. The cooking of food has influenced genes to the extent that, research suggests, humans cannot live without cooking. A study on 513 individuals consuming long-term raw diets found that as the percentage of their diet which was made up of raw food and/or the length they had been on a diet of raw food increased, their BMI decreased. This is despite access to many non-thermal processing, like grinding, pounding or heating to 48 °C. (118 °F). With approximately 86 billion neurons in the human brain and 60–70 kg body mass, an exclusively raw diet close to that of what extant primates have would be not viable as, when modelled, it is argued that it would require an infeasible level of more than nine hours of feeding every day. However, this is contested, with alternative modelling showing enough calories could be obtained within 5–6 hours per day. Some scientists and anthropologists point to evidence that brain size in the Homo lineage started to increase well before the advent of cooking due to increased consumption of meat and that basic food processing (slicing) accounts for the size reduction in organs related to chewing. Cornélio et al. argues that improving cooperative abilities and a varying of diet to more meat and seeds improved foraging and hunting efficiency. It is this that allowed for the brain expansion, independent of cooking which they argue came much later, a consequence from the complex cognition that developed. Yet this is still an example of a cultural shift in diet and the resulting genetic evolution. Further criticism comes from the controversy of the archaeological evidence available. Some claim there is a lack of evidence of fire control when brain sizes first started expanding. Wrangham argues that anatomical evidence around the time of the origin of Homo erectus (1.8 million years ago), indicates that the control of fire and hence cooking occurred. At this time, the largest reductions in tooth size in the entirety of human evolution occurred, indicating that softer foods became prevalent in the diet. Also at this time was a narrowing of the pelvis indicating a smaller gut and also there is evidence that there was a loss of the ability to climb which Wrangham argues indicates the control of fire, since sleeping on the ground needs fire to ward off predators. The proposed increases in brain size from food processing will have led to a greater mental capacity for further cultural innovation in food processing which will have increased digestive efficiency further providing more energy for further gains in brain size. This positive feedback loop is argued to have led to the rapid brain size increases seen in the Homo lineage.

Mechanisms of cultural evolution

In DIT, the evolution and maintenance of cultures is described by five major mechanisms: natural selection of cultural variants, random variation, cultural drift, guided variation and transmission bias.

Natural selection

Differences between cultural phenomena result in differential rates of their spread; similarly, cultural differences among individuals can lead to differential survival and reproduction rates of individuals. The patterns of this selective process depend on transmission biases and can result in behavior that is more adaptive to a given environment.

Random variation

Random variation arises from errors in the learning, display or recall of cultural information, and is roughly analogous to the process of mutation in genetic evolution.

Cultural drift

Cultural drift is a process roughly analogous to genetic drift in evolutionary biology. In cultural drift, the frequency of cultural traits in a population may be subject to random fluctuations due to chance variations in which traits are observed and transmitted (sometimes called "sampling error"). These fluctuations might cause cultural variants to disappear from a population. This effect should be especially strong in small populations. A model by Hahn and Bentley shows that cultural drift gives a reasonably good approximation to changes in the popularity of American baby names. Drift processes have also been suggested to explain changes in archaeological pottery and technology patent applications. Changes in the songs of song birds are also thought to arise from drift processes, where distinct dialects in different groups occur due to errors in songbird singing and acquisition by successive generations. Cultural drift is also observed in an early computer model of cultural evolution.

Guided variation

Cultural traits may be gained in a population through the process of individual learning. Once an individual learns a novel trait, it can be transmitted to other members of the population. The process of guided variation depends on an adaptive standard that determines what cultural variants are learned.

Biased transmission

Understanding the different ways that culture traits can be transmitted between individuals has been an important part of DIT research since the 1970s. Transmission biases occur when some cultural variants are favored over others during the process of cultural transmission. Boyd and Richerson (1985) defined and analytically modeled a number of possible transmission biases. The list of biases has been refined over the years, especially by Henrich and McElreath.

Content bias

Content biases result from situations where some aspect of a cultural variant's content makes them more likely to be adopted. Content biases can result from genetic preferences, preferences determined by existing cultural traits, or a combination of the two. For example, food preferences can result from genetic preferences for sugary or fatty foods and socially-learned eating practices and taboos. Content biases are sometimes called "direct biases."

Context bias

Context biases result from individuals using clues about the social structure of their population to determine what cultural variants to adopt. This determination is made without reference to the content of the variant. There are two major categories of context biases: model-based biases, and frequency-dependent biases.

Model-based biases

Model-based biases result when an individual is biased to choose a particular "cultural model" to imitate. There are four major categories of model-based biases: prestige bias, skill bias, success bias, and similarity bias. A "prestige bias" results when individuals are more likely to imitate cultural models that are seen as having more prestige. A measure of prestige could be the amount of deference shown to a potential cultural model by other individuals. A "skill bias" results when individuals can directly observe different cultural models performing a learned skill and are more likely to imitate cultural models that perform better at the specific skill. A "success bias" results from individuals preferentially imitating cultural models that they determine are most generally successful (as opposed to successful at a specific skill as in the skill bias.) A "similarity bias" results when individuals are more likely to imitate cultural models that are perceived as being similar to the individual based on specific traits.

Frequency-dependent biases

Frequency-dependent biases result when an individual is biased to choose particular cultural variants based on their perceived frequency in the population. The most explored frequency-dependent bias is the "conformity bias." Conformity biases result when individuals attempt to copy the mean or the mode cultural variant in the population. Another possible frequency dependent bias is the "rarity bias." The rarity bias results when individuals preferentially choose cultural variants that are less common in the population. The rarity bias is also sometimes called a "nonconformist" or "anti-conformist" bias.

Social learning and cumulative cultural evolution

In DIT, the evolution of culture is dependent on the evolution of social learning. Analytic models show that social learning becomes evolutionarily beneficial when the environment changes with enough frequency that genetic inheritance can not track the changes, but not fast enough that individual learning is more efficient. For environments that have very little variability, social learning is not needed since genes can adapt fast enough to the changes that occur, and innate behaviour is able to deal with the constant environment. In fast changing environments cultural learning would not be useful because what the previous generation knew is now outdated and will provide no benefit in the changed environment, and hence individual learning is more beneficial. It is only in the moderately changing environment where cultural learning becomes useful since each generation shares a mostly similar environment but genes have insufficient time to change to changes in the environment. While other species have social learning, and thus some level of culture, only humans, some birds and chimpanzees are known to have cumulative culture. Boyd and Richerson argue that the evolution of cumulative culture depends on observational learning and is uncommon in other species because it is ineffective when it is rare in a population. They propose that the environmental changes occurring in the Pleistocene may have provided the right environmental conditions. Michael Tomasello argues that cumulative cultural evolution results from a ratchet effect that began when humans developed the cognitive architecture to understand others as mental agents. Furthermore, Tomasello proposed in the 80s that there are some disparities between the observational learning mechanisms found in humans and great apes - which go some way to explain the observable difference between great ape traditions and human types of culture (see Emulation (observational learning)).

Cultural group selection

Although group selection is commonly thought to be nonexistent or unimportant in genetic evolution, DIT predicts that, due to the nature of cultural inheritance, it may be an important force in cultural evolution. Group selection occurs in cultural evolution because conformist biases make it difficult for novel cultural traits to spread through a population (see above section on transmission biases). Conformist bias also helps maintain variation between groups. These two properties, rare in genetic transmission, are necessary for group selection to operate. Based on an earlier model by Cavalli-Sforza and Feldman, Boyd and Richerson show that conformist biases are almost inevitable when traits spread through social learning, implying that group selection is common in cultural evolution. Analysis of small groups in New Guinea imply that cultural group selection might be a good explanation for slowly changing aspects of social structure, but not for rapidly changing fads. The ability of cultural evolution to maintain intergroup diversity is what allows for the study of cultural phylogenetics.

Historical development

In 1876, Friedrich Engels wrote a manuscript titled The Part Played by Labour in the Transition from Ape to Man, accredited as a founding document of DIT; “The approach to gene-culture coevolution first developed by Engels and developed later on by anthropologists…” is described by Stephen Jay Gould as “…the best nineteenth-century case for gene-culture coevolution.” The idea that human cultures undergo a similar evolutionary process as genetic evolution also goes back to Darwin. In the 1960s, Donald T. Campbell published some of the first theoretical work that adapted principles of evolutionary theory to the evolution of cultures. In 1976, two developments in cultural evolutionary theory set the stage for DIT. In that year Richard Dawkins's The Selfish Gene introduced ideas of cultural evolution to a popular audience. Although one of the best-selling science books of all time, because of its lack of mathematical rigor, it had little effect on the development of DIT. Also in 1976, geneticists Marcus Feldman and Luigi Luca Cavalli-Sforza published the first dynamic models of gene–culture coevolution. These models were to form the basis for subsequent work on DIT, heralded by the publication of three seminal books in the 1980s.

The first was Charles Lumsden and E.O. Wilson's Genes, Mind and Culture. This book outlined a series of mathematical models of how genetic evolution might favor the selection of cultural traits and how cultural traits might, in turn, affect the speed of genetic evolution. While it was the first book published describing how genes and culture might coevolve, it had relatively little effect on the further development of DIT. Some critics felt that their models depended too heavily on genetic mechanisms at the expense of cultural mechanisms. Controversy surrounding Wilson's sociobiological theories may also have decreased the lasting effect of this book.

The second 1981 book was Cavalli-Sforza and Feldman's Cultural Transmission and Evolution: A Quantitative Approach. Borrowing heavily from population genetics and epidemiology, this book built a mathematical theory concerning the spread of cultural traits. It describes the evolutionary implications of vertical transmission, passing cultural traits from parents to offspring; oblique transmission, passing cultural traits from any member of an older generation to a younger generation; and horizontal transmission, passing traits between members of the same population.

The next significant DIT publication was Robert Boyd and Peter Richerson's 1985 Culture and the Evolutionary Process. This book presents the now-standard mathematical models of the evolution of social learning under different environmental conditions, the population effects of social learning, various forces of selection on cultural learning rules, different forms of biased transmission and their population-level effects, and conflicts between cultural and genetic evolution. The book's conclusion also outlined areas for future research that are still relevant today.

Current and future research

In their 1985 book, Boyd and Richerson outlined an agenda for future DIT research. This agenda, outlined below, called for the development of both theoretical models and empirical research. DIT has since built a rich tradition of theoretical models over the past two decades. However, there has not been a comparable level of empirical work.

In a 2006 interview Harvard biologist E. O. Wilson expressed disappointment at the little attention afforded to DIT:

"...for some reason I haven't fully fathomed, this most promising frontier of scientific research has attracted very few people and very little effort."

Kevin Laland and Gillian Ruth Brown attribute this lack of attention to DIT's heavy reliance on formal modeling.

"In many ways the most complex and potentially rewarding of all approaches, [DIT], with its multiple processes and cerebral onslaught of sigmas and deltas, may appear too abstract to all but the most enthusiastic reader. Until such a time as the theoretical hieroglyphics can be translated into a respectable empirical science most observers will remain immune to its message."

Economist Herbert Gintis disagrees with this critique, citing empirical work as well as more recent work using techniques from behavioral economics. These behavioral economic techniques have been adapted to test predictions of cultural evolutionary models in laboratory settings as well as studying differences in cooperation in fifteen small-scale societies in the field.

Since one of the goals of DIT is to explain the distribution of human cultural traits, ethnographic and ethnologic techniques may also be useful for testing hypothesis stemming from DIT. Although findings from traditional ethnologic studies have been used to buttress DIT arguments, thus far there have been little ethnographic fieldwork designed to explicitly test these hypotheses.

Herb Gintis has named DIT one of the two major conceptual theories with potential for unifying the behavioral sciences, including economics, biology, anthropology, sociology, psychology and political science. Because it addresses both the genetic and cultural components of human inheritance, Gintis sees DIT models as providing the best explanations for the ultimate cause of human behavior and the best paradigm for integrating those disciplines with evolutionary theory. In a review of competing evolutionary perspectives on human behavior, Laland and Brown see DIT as the best candidate for uniting the other evolutionary perspectives under one theoretical umbrella.

Relation to other fields

Sociology and cultural anthropology

Two major topics of study in both sociology and cultural anthropology are human cultures and cultural variation. However, Dual Inheritance theorists charge that both disciplines too often treat culture as a static superorganic entity that dictates human behavior.[95][96] Cultures are defined by a suite of common traits shared by a large group of people. DIT theorists argue that this doesn't sufficiently explain variation in cultural traits at the individual level. By contrast, DIT models human culture at the individual level and views culture as the result of a dynamic evolutionary process at the population level.

Human sociobiology and evolutionary psychology

Evolutionary psychologists study the evolved architecture of the human mind. They see it as composed of many different programs that process information, each with assumptions and procedures that were specialized by natural selection to solve a different adaptive problem faced by our hunter-gatherer ancestors (e.g., choosing mates, hunting, avoiding predators, cooperating, using aggression). These evolved programs contain content-rich assumptions about how the world and other people work. When ideas are passed from mind to mind, they are changed by these evolved inference systems (much like messages get changed in a game of telephone). But the changes are not usually random. Evolved programs add and subtract information, reshaping the ideas in ways that make them more "intuitive", more memorable, and more attention-grabbing. In other words, "memes" (ideas) are not precisely like genes. Genes are normally copied faithfully as they are replicated, but ideas normally are not. It's not just that ideas mutate every once in a while, like genes do. Ideas are transformed every time they are passed from mind to mind, because the sender's message is being interpreted by evolved inference systems in the receiver. It is useful for some applications to note, however, that there are ways to pass ideas which are more resilient and involve substantially less mutation, such as by mass distribution of printed media.

There is no necessary contradiction between evolutionary psychology and DIT, but evolutionary psychologists argue that the psychology implicit in many DIT models is too simple; evolved programs have a rich inferential structure not captured by the idea of a "content bias". They also argue that some of the phenomena DIT models attribute to cultural evolution are cases of "evoked culture"—situations in which different evolved programs are activated in different places, in response to cues in the environment.

Sociobiologists try to understand how maximizing genetic fitness, in either the modern era or past environments, can explain human behavior. When faced with a trait that seems maladaptive, some sociobiologists try to determine how the trait actually increases genetic fitness (maybe through kin selection or by speculating about early evolutionary environments). Dual inheritance theorists, in contrast, will consider a variety of genetic and cultural processes in addition to natural selection on genes.

Human behavioral ecology

Human behavioral ecology (HBE) and DIT have a similar relationship to what ecology and evolutionary biology have in the biological sciences. HBE is more concerned about ecological process and DIT more focused on historical process. One difference is that human behavioral ecologists often assume that culture is a system that produces the most adaptive outcome in a given environment. This implies that similar behavioral traditions should be found in similar environments. However, this is not always the case. A study of African cultures showed that cultural history was a better predictor of cultural traits than local ecological conditions.

Memetics

Memetics, which comes from the meme idea described in Dawkins's The Selfish Gene, is similar to DIT in that it treats culture as an evolutionary process that is distinct from genetic transmission. However, there are some philosophical differences between memetics and DIT. One difference is that memetics' focus is on the selection potential of discrete replicators (memes), where DIT allows for transmission of both non-replicators and non-discrete cultural variants. DIT does not assume that replicators are necessary for cumulative adaptive evolution. DIT also more strongly emphasizes the role of genetic inheritance in shaping the capacity for cultural evolution. But perhaps the biggest difference is a difference in academic lineage. Memetics as a label is more influential in popular culture than in academia. Critics of memetics argue that it is lacking in empirical support or is conceptually ill-founded, and question whether there is hope for the memetic research program succeeding. Proponents point out that many cultural traits are discrete, and that many existing models of cultural inheritance assume discrete cultural units, and hence involve memes.

Shortcomings and criticisms

Psychologist Liane Gabora has criticised DIT. She argues that use of the term ‘dual inheritance’ to refer to not just traits that are transmitted by way of a self-assembly code (as in genetic evolution) but also traits that are not transmitted by way of a self-assembly code (as in cultural evolution) is misleading, because this second use does not capture the algorithmic structure that makes an inheritance system require a particular kind of mathematical framework.

Other criticisms of the effort to frame culture in Darwinian terms have been leveled by Richard Lewontin, Niles Eldredge, and Stuart Kauffman.

The Evolution of Cooperation

From Wikipedia, the free encyclopedia
The Evolution of Cooperation

AuthorRobert Axelrod
LanguageEnglish
GenrePhilosophy, sociology
PublisherBasic Books
Publication date
April 1984
Publication placeUnited States
Media typeHardback, paperback, audiobook
Pages241
ISBN0-465-00564-0
OCLC76963800
302 14
LC ClassHM131.A89 1984

The Evolution of Cooperation is a 1984 book written by political scientist Robert Axelrod that expands upon a paper of the same name written by Axelrod and evolutionary biologist W.D. Hamilton. The article's summary addresses the issue in terms of "cooperation in organisms, whether bacteria or primates".

The book details a theory on the emergence of cooperation between individuals, drawing from game theory and evolutionary biology. Since 2006, reprints of the book have included a foreword by Richard Dawkins and have been marketed as a revised edition.

The book provides an investigation into how cooperation can emerge and persist as explained by the application of game theory. The book provides a detailed explanation of the evolution of cooperation, beyond traditional game theory. Academic literature regarding forms of cooperation that are not easily explained in traditional game theory, especially when considering evolutionary biology, largely took its modern form as a result of Axelrod's and Hamilton's influential 1981 paper and the subsequent book.

Background: Axelrod's tournaments

Axelrod initially solicited strategies from other game theorists to compete in the first tournament. Each strategy was paired with each other strategy for 200 iterations of a Prisoner's Dilemma game and scored on the total points accumulated through the tournament. The winner was a very simple strategy submitted by Anatol Rapoport called "tit for tat" (TFT) that cooperates on the first move, and subsequently echoes (reciprocates) what the other player did on the previous move. The results of the first tournament were analyzed and published, and a second tournament was held to see if anyone could find a better strategy. TFT won again. Axelrod analyzed the results and made some interesting discoveries about the nature of cooperation, which he describes in his book.

In both actual tournaments and various replays, the best-performing strategies were nice: that is, they were never the first to defect. Many of the competitors went to great lengths to gain an advantage over the "nice" (and usually simpler) strategies, but to no avail: tricky strategies fighting for a few points generally could not do as well as nice strategies working together. TFT (and other "nice" strategies generally) "won, not by doing better than the other player, but by eliciting cooperation [and] by promoting the mutual interest rather than by exploiting the other's weakness."

Being "nice" can be beneficial, but it can also lead to being suckered. To obtain the benefit – or avoid exploitation – it is necessary to be provocable and forgiving. When the other player defects, a nice strategy must immediately be provoked into retaliatory defection. The same goes for forgiveness: return to cooperation as soon as the other player does. Overdoing the punishment risks escalation, and can lead to an "unending echo of alternating defections" that depresses the scores of both players.

Most of the games that game theory had heretofore investigated are "zero-sum" – that is, the total rewards are fixed, and a player does well only at the expense of other players. But real life is not zero-sum. Our best prospects are usually in cooperative efforts. In fact, TFT cannot score higher than its partner; at best it can only do "as good as". Yet it won the tournaments by consistently scoring a strong second-place with a variety of partners. Axelrod summarizes this as "don't be envious"; in other words, don't strive for a payoff greater than the other player's.

In any IPD game, there is a certain maximum score each player can get by always cooperating. But some strategies try to find ways of getting a little more with an occasional defection (exploitation). This can work against some strategies that are less provocable or more forgiving than TFT, but generally, they do poorly. "A common problem with these rules is that they used complex methods of making inferences about the other player [strategy] – and these inferences were wrong." Against TFT one can do no better than to simply cooperating. Axelrod calls this "clarity". Or: "don't be too clever".

The success of any strategy depends on the nature of the particular strategies it encounters, which depends on the composition of the overall population. To better model the effects of reproductive success Axelrod also did an "ecological" tournament, where the prevalence of each type of strategy in each round was determined by that strategy's success in the previous round. The competition in each round becomes stronger as weaker performers are reduced and eliminated. The results were amazing: a handful of strategies – all "nice" – came to dominate the field. In a sea of non-nice strategies the "nice" strategies – provided they were also provocable – did well enough with each other to offset the occasional exploitation. As cooperation became general the non-provocable strategies were exploited and eventually eliminated, whereupon the exploitive (non-cooperating) strategies were out-performed by the cooperative strategies.

In summary, success in an evolutionary "game" correlated with the following characteristics:

  • Be nice: cooperate, never be the first to defect.
  • Be provocable: return defection for defection, cooperation for cooperation.
  • Don't be envious: focus on maximizing your own 'score', as opposed to ensuring your score is higher than your 'partner's'.
  • Don't be too clever: or, don't try to be tricky. Clarity is essential for others to cooperate with you.

Foundation of reciprocal cooperation

The lessons described above apply in environments that support cooperation, but whether cooperation is supported at all, depends crucially on the probability (called ω [omega]) that the players will meet again, also called the discount parameter or, figuratively, the shadow of the future. When ω is low – that is, the players have a negligible chance of meeting again – each interaction is effectively a single-shot Prisoner's Dilemma game, and one might as well defect in all cases (a strategy called "ALL D"), because even if one cooperates there is no way to keep the other player from exploiting that. But in the iterated PD the value of repeated cooperative interactions can become greater than the benefit/risk of single exploitation (which is all that a strategy like TFT will tolerate).

Curiously, rationality and deliberate choice are not necessary, nor trust nor even consciousness, as long as there is a pattern that benefits both players (e.g., increases fitness), and some probability of future interaction. Often the initial mutual cooperation is not even intentional, but having "discovered" a beneficial pattern both parties respond to it by continuing the conditions that maintain it.

This implies two requirements for the players, aside from whatever strategy they may adopt. First, they must be able to recognize other players, to avoid exploitation by cheaters. Second, they must be able to track their previous history with any given player, in order to be responsive to that player's strategy.

Even when the discount parameter ω is high enough to permit reciprocal cooperation there is still a question of whether and how cooperation might start. One of Axelrod's findings is that when the existing population never offers cooperation nor reciprocates it – the case of ALL D – then no nice strategy can get established by isolated individuals; cooperation is strictly a sucker bet. (The "futility of isolated revolt".) But another finding of great significance is that clusters of nice strategies can get established. Even a small group of individuals with nice strategies with infrequent interactions can yet do so well on those interactions to make up for the low level of exploitation from non-nice strategies.

Cooperation becomes more complicated, however, as soon as more realistic models are assumed that for instance offer more than two choices of action, provide the possibility of gradual cooperation, make actions constrain future actions (path dependence), or in which interpret the associate's actions are is non-trivial (e.g. recognizing the degree of cooperation shown)

Subsequent work

In 1984 Axelrod estimated that there were "hundreds of articles on the Prisoner's Dilemma cited in Psychological Abstracts", and estimated that citations to The Evolution of Cooperation alone were "growing at the rate of over 300 per year". To fully review this literature is infeasible. What follows are therefore only a few selected highlights.

Axelrod considers his subsequent book, The Complexity of Cooperation, to be a sequel to The Evolution of Cooperation. Other work on the evolution of cooperation has expanded to cover prosocial behavior generally, and in religion, other mechanisms for generating cooperation, the IPD under different conditions and assumptions, and the use of other games such as the Public Goods and Ultimatum games to explore deep-seated notions of fairness and fair play. It has also been used to challenge the rational and self-regarding "economic man" model of economics, and as a basis for replacing Darwinian sexual selection theory with a theory of social selection.

Nice strategies are better able to invade if they have social structures or other means of increasing their interactions. Axelrod discusses this in chapter 8; in a later paper he and Rick Riolo and Michael Cohen use computer simulations to show cooperation rising among agents who have negligible chance of future encounters but can recognize similarity of an arbitrary characteristic (such as a green beard); whereas other studies have shown that the only Iterated Prisoner's Dilemma strategies that resist invasion in a well-mixed evolving population are generous strategies.

When an IPD tournament introduces noise (errors or misunderstandings), TFT strategies can get trapped into a long string of retaliatory defections, thereby depressing their score. TFT also tolerates "ALL C" (always cooperate) strategies, which then give an opening to exploiters. In 1992 Martin Nowak and Karl Sigmund demonstrated a strategy called Pavlov (or "win–stay, lose–shift") that does better in these circumstances. Pavlov looks at its own prior move as well as the other player's move. If the payoff was R or P (see "Prisoner's Dilemma", above) it cooperates; if S or T it defects.

In a 2006 paper Nowak listed five mechanisms by which natural selection can lead to cooperation. In addition to kin selection and direct reciprocity, he shows that:

  • Indirect reciprocity is based on knowing the other player's reputation, which is the player's history with other players. Cooperation depends on a reliable history being projected from past partners to future partners.
  • Network reciprocity relies on geographical or social factors to increase the interactions with nearer neighbors; it is essentially a virtual group.
  • Group selection[37] assumes that groups with cooperators (even altruists) will be more successful as a whole, and this will tend to benefit all members.

The payoffs in the Prisoner's Dilemma game are fixed, but in real life defectors are often punished by cooperators. Where punishment is costly there is a second-order dilemma amongst cooperators between those who pay the cost of enforcement and those who do not. Other work has shown that while individuals given a choice between joining a group that punishes free-riders and one that does not initially prefer the sanction-free group, yet after several rounds they will join the sanctioning group, seeing that sanctions secure a better payoff.

In small populations or groups there is the possibility that indirect reciprocity (reputation) can interact with direct reciprocity (e.g. tit for tat) with neither strategy dominating the other. The interactions between these strategies can give rise to dynamic social networks which exhibit some of the properties observed in empirical networks If network structure and choices in the Prisoner's dilemma co-evolve, then cooperation can survive. In the resulting networks cooperators will be more centrally located than defectors who will tend to be in the periphery of the network.

In "The Coevolution of Parochial Altruism and War" by Jung-Kyoo Choi and Samuel Bowles. From their summary:

Altruism—benefiting fellow group members at a cost to oneself —and parochialism—hostility towards individuals not of one's own ethnic, racial, or other group—are common human behaviors. The intersection of the two—which we term "parochial altruism"—is puzzling from an evolutionary perspective because altruistic or parochial behavior reduces one's payoffs by comparison to what one would gain from eschewing these behaviors. But parochial altruism could have evolved if parochialism promoted intergroup hostilities and the combination of altruism and parochialism contributed to success in these conflicts.... [Neither] would have been viable singly, but by promoting group conflict they could have evolved jointly.

Consideration of the mechanisms through which learning from the social environment occurs is pivotal in studies of evolution. In the context of this discussion, learning rules, specifically conformism and payoff-dependent imitation, are not arbitrarily predetermined but are biologically selected. Behavioral strategies, which include cooperation, defection, and cooperation coupled with punishment, are chosen in alignment with the agent's prevailing learning rule. Simulations of the model under conditions approximating those experienced by early hominids reveal that conformism can evolve even when individuals are solely faced with a cooperative dilemma, contrary to previous assertions. Moreover, the incorporation of conformists significantly amplifies the group size within which cooperation can be sustained. These model results demonstrate robustness, maintaining validity even under conditions of high migration rates and infrequent intergroup conflicts.

Neither Choi & Bowles nor Guzmán, Rodriguez-Sicket and Rowthorn claim that humans have actually evolved in this way, but that computer simulations show how war could be promoted by the interaction of these behaviors. A crucial open research question, thus, is how realistic the assumptions are on which these simulation models are based.

Software

Several software packages have been created to run prisoner's dilemma simulations and tournaments, some of which have available source code.

  • The source code for the second tournament run by Robert Axelrod (written by Axelrod and many contributors in Fortran) is available online
  • PRISON, a library written in Java, last updated in 1999
  • Axelrod-Python, written in Python

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