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Friday, August 15, 2014

Consciousness

Consciousness

From Wikipedia, the free encyclopedia
 

Representation of consciousness from the seventeenth century

Consciousness is the quality or state of awareness, or, of being aware of an external object or something within oneself.[1][2] It has been defined as: sentience, awareness, subjectivity, the ability to experience or to feel, wakefulness, having a sense of selfhood, and the executive control system of the mind.[3] Despite the difficulty in definition, many philosophers believe that there is a broadly shared underlying intuition about what consciousness is.[4] As Max Velmans and Susan Schneider wrote in The Blackwell Companion to Consciousness: "Anything that we are aware of at a given moment forms part of our consciousness, making conscious experience at once the most familiar and most mysterious aspect of our lives."[5]

Philosophers since the time of Descartes and Locke have struggled to comprehend the nature of consciousness and pin down its essential properties. Issues of concern in the philosophy of consciousness include whether the concept is fundamentally coherent; whether consciousness can ever be explained mechanistically; whether non-human consciousness exists and if so how it can be recognized; how consciousness relates to language; whether consciousness can be understood in a way that does not require a dualistic distinction between mental and physical states or properties; and whether it may ever be possible for computing machines like computers or robots to be conscious, a topic studied in the field of artificial intelligence.

At one time consciousness was viewed with skepticism by many scientists, but in recent years it has become a significant topic of research in psychology, neuropsychology, and neuroscience. The primary focus is on understanding what it means biologically and psychologically for information to be present in consciousness—that is, on determining the neural and psychological correlates of consciousness. The majority of experimental studies assess consciousness by asking human subjects for a verbal report of their experiences (e.g., "tell me if you notice anything when I do this"). Issues of interest include phenomena such as subliminal perception, blindsight, denial of impairment, and altered states of consciousness produced by drugs and alcohol, or spiritual or meditative techniques.

In medicine, consciousness is assessed by observing a patient's arousal and responsiveness, and can be seen as a continuum of states ranging from full alertness and comprehension, through disorientation, delirium, loss of meaningful communication, and finally loss of movement in response to painful stimuli.[6] Issues of practical concern include how the presence of consciousness can be assessed in severely ill, comatose, or anesthetized people, and how to treat conditions in which consciousness is impaired or disrupted.[7]

Etymology and early history


John Locke, British philosopher active in the 17th century

The origin of the modern concept of consciousness is often attributed to John Locke's Essay Concerning Human Understanding, published in 1690.[8] Locke defined consciousness as "the perception of what passes in a man's own mind".[9] His essay influenced the 18th-century view of consciousness, and his definition appeared in Samuel Johnson's celebrated Dictionary (1755).[10]
The earliest English language uses of "conscious" and "consciousness" date back, however, to the 1500s. The English word "conscious" originally derived from the Latin conscius (con- "together" and scio "to know"), but the Latin word did not have the same meaning as our word—it meant "knowing with", in other words "having joint or common knowledge with another".[11] There were, however, many occurrences in Latin writings of the phrase conscius sibi, which translates literally as "knowing with oneself", or in other words "sharing knowledge with oneself about something". This phrase had the figurative meaning of "knowing that one knows", as the modern English word "conscious" does. In its earliest uses in the 1500s, the English word "conscious" retained the meaning of the Latin conscius. For example, Thomas Hobbes in Leviathan wrote: "Where two, or more men, know of one and the same fact, they are said to be Conscious of it one to another."[12] The Latin phrase conscius sibi, whose meaning was more closely related to the current concept of consciousness, was rendered in English as "conscious to oneself" or "conscious unto oneself". For example, Archbishop Ussher wrote in 1613 of "being so conscious unto myself of my great weakness".[13] Locke's definition from 1690 illustrates that a gradual shift in meaning had taken place.

A related word was conscientia, which primarily means moral conscience. In the literal sense, "conscientia" means knowledge-with, that is, shared knowledge. The word first appears in Latin juridical texts by writers such as Cicero.[14] Here, conscientia is the knowledge that a witness has of the deed of someone else.[15] René Descartes (1596–1650) is generally taken to be the first philosopher to use "conscientia" in a way that does not fit this traditional meaning.[16] Descartes used "conscientia" the way modern speakers would use "conscience". In Search after Truth (Inquisitio Veritatis; publ. 1701) he says "conscience or internal testimony" (conscientiâ, vel interno testimonio).[17][18]

In the dictionary

The dictionary meaning of the word consciousness extends through several centuries and associated cognate meanings which have ranged from formal definitions to somewhat more skeptical definitions. One formal definition indicating the range of these cognate meanings is given in Webster's Third New International Dictionary stating that consciousness is: "(1) a. awareness or perception of an inward psychological or spiritual fact: intuitively perceived knowledge of something in one's inner self. b. inward awareness of an external object, state, or fact. c: concerned awareness: INTEREST, CONCERN -- often used with an attributive noun. (2): the state or activity that is characterized by sensation, emotion, volition, or thought: mind in the broadest possible sense: something in nature that is distinguished from the physical. (3): the totality in psychology of sensations, perceptions, ideas, attitudes and feelings of which an individual or a group is aware at any given time or within a particular time span -- compare STREAM OF CONSCIOUSNESS."

Philosophy of mind

The philosophy of mind has given rise to many stances regarding consciousness. The Routledge Encyclopedia of Philosophy in 1998 defines consciousness as follows:
Consciousness—Philosophers have used the term 'consciousness' for four main topics: knowledge in general, intentionality, introspection (and the knowledge it specifically generates) and phenomenal experience... Something within one's mind is 'introspectively conscious' just in case one introspects it (or is poised to do so). Introspection is often thought to deliver one's primary knowledge of one's mental life. An experience or other mental entity is 'phenomenally conscious' just in case there is 'something it is like' for one to have it. The clearest examples are: perceptual experience, such as tastings and seeings; bodily-sensational experiences, such as those of pains, tickles and itches; imaginative experiences, such as those of one's own actions or perceptions; and streams of thought, as in the experience of thinking 'in words' or 'in images'. Introspection and phenomenality seem independent, or dissociable, although this is controversial.[19]
In a more skeptical definition of consciousness, Stuart Sutherland has exemplified some of the difficulties in fully ascertaining all of its cognate meanings in his entry for the 1989 version of the Macmillan Dictionary of Psychology:
Consciousness—The having of perceptions, thoughts, and feelings; awareness. The term is impossible to define except in terms that are unintelligible without a grasp of what consciousness means. Many fall into the trap of equating consciousness with self-consciousness—to be conscious it is only necessary to be aware of the external world. Consciousness is a fascinating but elusive phenomenon: it is impossible to specify what it is, what it does, or why it has evolved. Nothing worth reading has been written on it.[20]
Most writers on the philosophy of consciousness have been concerned to defend a particular point of view, and have organized their material accordingly. For surveys, the most common approach is to follow a historical path by associating stances with the philosophers who are most strongly associated with them, for example Descartes, Locke, Kant, etc. An alternative is to organize philosophical stances according to basic issues.

The coherence of the concept

Philosophers and non-philosophers differ in their intuitions about what consciousness is.[21] While most people have a strong intuition for the existence of what they refer to as consciousness,[22] skeptics argue that this intuition is false, either because the concept of consciousness is intrinsically incoherent, or because our intuitions about it are based in illusions. Gilbert Ryle, for example, argued that traditional understanding of consciousness depends on a Cartesian dualist outlook that improperly distinguishes between mind and body, or between mind and world. He proposed that we speak not of minds, bodies, and the world, but of individuals, or persons, acting in the world. Thus, by speaking of "consciousness" we end up misleading ourselves by thinking that there is any sort of thing as consciousness separated from behavioral and linguistic understandings.[23] More generally, many philosophers and scientists have been unhappy about the difficulty of producing a definition that does not involve circularity or fuzziness.[20]

Types of consciousness

Many philosophers have argued that consciousness is a unitary concept that is understood intuitively by the majority of people in spite of the difficulty in defining it.[22] Others, though, have argued that the level of disagreement about the meaning of the word indicates that it either means different things to different people (for instance, the objective versus subjective aspects of consciousness), or else is an umbrella term encompassing a variety of distinct meanings with no simple element in common.[24]
Ned Block proposed a distinction between two types of consciousness that he called phenomenal (P-consciousness) and access (A-consciousness).[25] P-consciousness, according to Block, is simply raw experience: it is moving, colored forms, sounds, sensations, emotions and feelings with our bodies and responses at the center. These experiences, considered independently of any impact on behavior, are called qualia. A-consciousness, on the other hand, is the phenomenon whereby information in our minds is accessible for verbal report, reasoning, and the control of behavior. So, when we perceive, information about what we perceive is access conscious; when we introspect, information about our thoughts is access conscious; when we remember, information about the past is access conscious, and so on. Although some philosophers, such as Daniel Dennett, have disputed the validity of this distinction,[26] others have broadly accepted it. David Chalmers has argued that A-consciousness can in principle be understood in mechanistic terms, but that understanding P-consciousness is much more challenging: he calls this the hard problem of consciousness.[27]
Some philosophers believe that Block's two types of consciousness are not the end of the story.
William Lycan, for example, argued in his book Consciousness and Experience that at least eight clearly distinct types of consciousness can be identified (organism consciousness; control consciousness; consciousness of; state/event consciousness; reportability; introspective consciousness; subjective consciousness; self-consciousness)—and that even this list omits several more obscure forms.[28]

Mind–body problem

 

Illustration of dualism by René Descartes. Inputs are passed by the sensory organs to the pineal gland and from there to the immaterial spirit.

The first influential philosopher to discuss this question specifically was Descartes, and the answer he gave is known as Cartesian dualism. Descartes proposed that consciousness resides within an immaterial domain he called res cogitans (the realm of thought), in contrast to the domain of material things, which he called res extensa (the realm of extension).[29] He suggested that the interaction between these two domains occurs inside the brain, perhaps in a small midline structure called the pineal gland.[30]

Although it is widely accepted that Descartes explained the problem cogently, few later philosophers have been happy with his solution, and his ideas about the pineal gland have especially been ridiculed.[31] Alternative solutions, however, have been very diverse. They can be divided broadly into two categories: dualist solutions that maintain Descartes' rigid distinction between the realm of consciousness and the realm of matter but give different answers for how the two realms relate to each other; and monist solutions that maintain that there is really only one realm of being, of which consciousness and matter are both aspects. Each of these categories itself contains numerous variants.
The two main types of dualism are substance dualism (which holds that the mind is formed of a distinct type of substance not governed by the laws of physics) and property dualism (which holds that the laws of physics are universally valid but cannot be used to explain the mind). The three main types of monism are physicalism (which holds that the mind consists of matter organized in a particular way), idealism (which holds that only thought or experience truly exists, and matter is merely an illusion), and neutral monism (which holds that both mind and matter are aspects of a distinct essence that is itself identical to neither of them). There are also, however, a large number of idiosyncratic theories that cannot cleanly be assigned to any of these camps.[32]

Since the dawn of Newtonian science with its vision of simple mechanical principles governing the entire universe, some philosophers have been tempted by the idea that consciousness could be explained in purely physical terms. The first influential writer to propose such an idea explicitly was Julien Offray de La Mettrie, in his book Man a Machine (L'homme machine). His arguments, however, were very abstract.[33] The most influential modern physical theories of consciousness are based on psychology and neuroscience. Theories proposed by neuroscientists such as Gerald Edelman[34] and Antonio Damasio,[35] and by philosophers such as Daniel Dennett,[36] seek to explain consciousness in terms of neural events occurring within the brain. Many other neuroscientists, such as Christof Koch,[37] have explored the neural basis of consciousness without attempting to frame all-encompassing global theories. At the same time, computer scientists working in the field of artificial intelligence have pursued the goal of creating digital computer programs that can simulate or embody consciousness.[38]

A few theoretical physicists have argued that classical physics is intrinsically incapable of explaining the holistic aspects of consciousness, but that quantum theory may provide the missing ingredients. Several theorists have therefore proposed quantum mind (QM) theories of consciousness.[39] Notable theories falling into this category include the holonomic brain theory of Karl Pribram and David Bohm, and the Orch-OR theory formulated by Stuart Hameroff and Roger Penrose. Some of these QM theories offer descriptions of phenomenal consciousness, as well as QM interpretations of access consciousness. None of the quantum mechanical theories has been confirmed by experiment. Recent publications by G. Guerreshi, J. Cia, S. Popescu, and H. Briegel[40] could falsify proposals such as those of Hameroff, which rely on quantum entanglement in protein. At the present time many scientists and philosophers consider the arguments for an important role of quantum phenomena to be unconvincing.[41]

Apart from the general question of the "hard problem" of consciousness, roughly speaking, the question of how mental experience arises from a physical basis,[42] a more specialized question is how to square the subjective notion that we are in control of our decisions (at least in some small measure) with the customary view of causality that subsequent events are caused by prior events. The topic of free will is the philosophical and scientific examination of this conundrum.

Problem of other minds

Many philosophers consider experience to be the essence of consciousness, and believe that experience can only fully be known from the inside, subjectively. But if consciousness is subjective and not visible from the outside, why do the vast majority of people believe that other people are conscious, but rocks and trees are not?[43] This is called the problem of other minds.[44] It is particularly acute for people who believe in the possibility of philosophical zombies, that is, people who think it is possible in principle to have an entity that is physically indistinguishable from a human being and behaves like a human being in every way but nevertheless lacks consciousness.[45] Related issues have also been studied extensively by Greg Littmann of the University of Illinois.[46] and Colin Allen a professor at Indiana University regarding the literature and research studying artificial intelligence in androids.[47]

The most commonly given answer is that we attribute consciousness to other people because we see that they resemble us in appearance and behavior: we reason that if they look like us and act like us, they must be like us in other ways, including having experiences of the sort that we do.[48] There are, however, a variety of problems with that explanation. For one thing, it seems to violate the principle of parsimony, by postulating an invisible entity that is not necessary to explain what we observe.[48] Some philosophers, such as Daniel Dennett in an essay titled The Unimagined Preposterousness of Zombies, argue that people who give this explanation do not really understand what they are saying.[49] More broadly, philosophers who do not accept the possibility of zombies generally believe that consciousness is reflected in behavior (including verbal behavior), and that we attribute consciousness on the basis of behavior. A more straightforward way of saying this is that we attribute experiences to people because of what they can do, including the fact that they can tell us about their experiences.[50]

Animal consciousness

The topic of animal consciousness is beset by a number of difficulties. It poses the problem of other minds in an especially severe form, because animals, lacking the ability to express human language, cannot tell us about their experiences.[51] Also, it is difficult to reason objectively about the question, because a denial that an animal is conscious is often taken to imply that it does not feel, its life has no value, and that harming it is not morally wrong. Descartes, for example, has sometimes been blamed for mistreatment of animals due to the fact that he believed only humans have a non-physical mind.[52] Most people have a strong intuition that some animals, such as cats and dogs, are conscious, while others, such as insects, are not; but the sources of this intuition are not obvious, and are often based on personal interactions with pets and other animals they have observed.[51]

Philosophers who consider subjective experience the essence of consciousness also generally believe, as a correlate, that the existence and nature of animal consciousness can never rigorously be known. Thomas Nagel spelled out this point of view in an influential essay titled What Is it Like to Be a Bat?.
He said that an organism is conscious "if and only if there is something that it is like to be that organism — something it is like for the organism"; and he argued that no matter how much we know about an animal's brain and behavior, we can never really put ourselves into the mind of the animal and experience its world in the way it does itself.[53] Other thinkers, such as Douglas Hofstadter, dismiss this argument as incoherent.[54] Several psychologists and ethologists have argued for the existence of animal consciousness by describing a range of behaviors that appear to show animals holding beliefs about things they cannot directly perceive — Donald Griffin's 2001 book Animal Minds reviews a substantial portion of the evidence.[55]

Artifact consciousness

The idea of an artifact made conscious is an ancient theme of mythology, appearing for example in the Greek myth of Pygmalion, who carved a statue that was magically brought to life, and in medieval Jewish stories of the Golem, a magically animated homunculus built of clay.[56] However, the possibility of actually constructing a conscious machine was probably first discussed by Ada Lovelace, in a set of notes written in 1842 about the Analytical Engine invented by Charles Babbage, a precursor (never built) to modern electronic computers. Lovelace was essentially dismissive of the idea that a machine such as the Analytical Engine could think in a humanlike way. She wrote:
It is desirable to guard against the possibility of exaggerated ideas that might arise as to the powers of the Analytical Engine. ... The Analytical Engine has no pretensions whatever to originate anything. It can do whatever we know how to order it to perform. It can follow analysis; but it has no power of anticipating any analytical relations or truths. Its province is to assist us in making available what we are already acquainted with.[57]
One of the most influential contributions to this question was an essay written in 1950 by pioneering computer scientist Alan Turing, titled Computing Machinery and Intelligence. Turing disavowed any interest in terminology, saying that even "Can machines think?" is too loaded with spurious connotations to be meaningful; but he proposed to replace all such questions with a specific operational test, which has become known as the Turing test.[58] To pass the test, a computer must be able to imitate a human well enough to fool interrogators. In his essay Turing discussed a variety of possible objections, and presented a counterargument to each of them. The Turing test is commonly cited in discussions of artificial intelligence as a proposed criterion for machine consciousness; it has provoked a great deal of philosophical debate. For example, Daniel Dennett and Douglas Hofstadter argue that anything capable of passing the Turing test is necessarily conscious,[59] while David Chalmers argues that a philosophical zombie could pass the test, yet fail to be conscious.[60] A third group of scholars have argued that with technological growth once machines begin to display any substantial signs of human-like behavior then the dichotomy (of human consciousness compared to human-like consciousness) becomes passé and issues of machine autonomy begin to prevail even as observed in its nascent form within contemporary industry and technology.[46][47]

In a lively exchange over what has come to be referred to as "the Chinese room argument", John Searle sought to refute the claim of proponents of what he calls "strong artificial intelligence (AI)" that a computer program can be conscious, though he does agree with advocates of "weak AI" that computer programs can be formatted to "simulate" conscious states. His own view is that consciousness has subjective, first-person causal powers by being essentially intentional due simply to the way human brains function biologically; conscious persons can perform computations, but consciousness is not inherently computational the way computer programs are. To make a Turing machine that speaks Chinese, Searle imagines a room stocked with computers and algorithms programmed to respond to Chinese questions, i.e., Turing machines, programmed to correctly answer in Chinese any questions asked in Chinese. Searle argues that with such a machine, he would be able to process the inputs to outputs perfectly without having any understanding of Chinese, nor having any idea what the questions and answers could possibly mean. And this is all a current computer program would do. If the experiment were done in English, since Searle knows English, he would be able to take questions and give answers without any algorithms for English questions, and he would be affectively aware of what was being said and the purposes it might serve. Searle would pass the Turing test of answering the questions in both languages, but he is only conscious of what he is doing when he speaks English. Another way of putting the argument is to say that computational computer programs can pass the Turing test for processing the syntax of a language, but that semantics cannot be reduced to syntax in the way strong AI advocates hoped. Processing semantics is conscious and intentional because we use semantics to consciously produce meaning by what we say.[61]

In the literature concerning artificial intelligence, Searle's essay has been second only to Turing's in the volume of debate it has generated.[61] Searle himself was vague about what extra ingredients it would take to make a machine conscious: all he proposed was that what was needed was "causal powers" of the sort that the brain has and that computers lack. But other thinkers sympathetic to his basic argument have suggested that the necessary (though perhaps still not sufficient) extra conditions may include the ability to pass not just the verbal version of the Turing test, but the robotic version,[62] which requires grounding the robot's words in the robot's sensorimotor capacity to categorize and interact with the things in the world that its words are about, Turing-indistinguishably from a real person. Turing-scale robotics is an empirical branch of research on embodied cognition and situated cognition.[63]

Scientific study

For many decades, consciousness as a research topic was avoided by the majority of mainstream scientists, because of a general feeling that a phenomenon defined in subjective terms could not properly be studied using objective experimental methods.[64] In 1975 George Mandler published an influential psychological study which distinguished between slow, serial, and limited conscious processes and fast, parallel and extensive unconscious ones.[65] Starting in the 1980s, an expanding community of neuroscientists and psychologists have associated themselves with a field called Consciousness Studies, giving rise to a stream of experimental work published in books,[66] journals such as Consciousness and Cognition, and methodological work published in journals such as the Journal of Consciousness Studies, along with regular conferences organized by groups such as the Association for the Scientific Study of Consciousness.[67]

Modern medical and psychological investigations into consciousness are based on psychological experiments (including, for example, the investigation of priming effects using subliminal stimuli), and on case studies of alterations in consciousness produced by trauma, illness, or drugs. Broadly viewed, scientific approaches are based on two core concepts. The first identifies the content of consciousness with the experiences that are reported by human subjects; the second makes use of the concept of consciousness that has been developed by neurologists and other medical professionals who deal with patients whose behavior is impaired. In either case, the ultimate goals are to develop techniques for assessing consciousness objectively in humans as well as other animals, and to understand the neural and psychological mechanisms that underlie it.[37]

Measurement


The Necker cube, an ambiguous image

Experimental research on consciousness presents special difficulties, due to the lack of a universally accepted operational definition. In the majority of experiments that are specifically about consciousness, the subjects are human, and the criterion that is used is verbal report: in other words, subjects are asked to describe their experiences, and their descriptions are treated as observations of the contents of consciousness.[68] For example, subjects who stare continuously at a Necker cube usually report that they experience it "flipping" between two 3D configurations, even though the stimulus itself remains the same.[69] The objective is to understand the relationship between the conscious awareness of stimuli (as indicated by verbal report) and the effects the stimuli have on brain activity and behavior. In several paradigms, such as the technique of response priming, the behavior of subjects is clearly influenced by stimuli for which they report no awareness.[70]

Verbal report is widely considered to be the most reliable indicator of consciousness, but it raises a number of issues.[71] For one thing, if verbal reports are treated as observations, akin to observations in other branches of science, then the possibility arises that they may contain errors—but it is difficult to make sense of the idea that subjects could be wrong about their own experiences, and even more difficult to see how such an error could be detected.[72] Daniel Dennett has argued for an approach he calls heterophenomenology, which means treating verbal reports as stories that may or may not be true, but his ideas about how to do this have not been widely adopted.[73] Another issue with verbal report as a criterion is that it restricts the field of study to humans who have language: this approach cannot be used to study consciousness in other species, pre-linguistic children, or people with types of brain damage that impair language. As a third issue, philosophers who dispute the validity of the Turing test may feel that it is possible, at least in principle, for verbal report to be dissociated from consciousness entirely: a philosophical zombie may give detailed verbal reports of awareness in the absence of any genuine awareness.[74]

Although verbal report is in practice the "gold standard" for ascribing consciousness, it is not the only possible criterion.[71] In medicine, consciousness is assessed as a combination of verbal behavior, arousal, brain activity and purposeful movement. The last three of these can be used as indicators of consciousness when verbal behavior is absent.[75] The scientific literature regarding the neural bases of arousal and purposeful movement is very extensive. Their reliability as indicators of consciousness is disputed, however, due to numerous studies showing that alert human subjects can be induced to behave purposefully in a variety of ways in spite of reporting a complete lack of awareness.[70] Studies of the neuroscience of free will have also shown that the experiences that people report when they behave purposefully sometimes do not correspond to their actual behaviors or to the patterns of electrical activity recorded from their brains.[76]

Another approach applies specifically to the study of self-awareness, that is, the ability to distinguish oneself from others. In the 1970s Gordon Gallup developed an operational test for self-awareness, known as the mirror test. The test examines whether animals are able to differentiate between seeing themselves in a mirror versus seeing other animals. The classic example involves placing a spot of coloring on the skin or fur near the individual's forehead and seeing if they attempt to remove it or at least touch the spot, thus indicating that they recognize that the individual they are seeing in the mirror is themselves.[77] Humans (older than 18 months) and other great apes, bottlenose dolphins, killer whales, pigeons, European magpies and elephants have all been observed to pass this test.[78]

Neural correlates


Schema of the neural processes underlying consciousness, from Christof Koch

A major part of the scientific literature on consciousness consists of studies that examine the relationship between the experiences reported by subjects and the activity that simultaneously takes place in their brains—that is, studies of the neural correlates of consciousness. The hope is to find that activity in a particular part of the brain, or a particular pattern of global brain activity, will be strongly predictive of conscious awareness. Several brain imaging techniques, such as EEG and fMRI, have been used for physical measures of brain activity in these studies.[79]

One idea that has drawn attention for several decades is that consciousness is associated with high-frequency (gamma band) oscillations in brain activity. This idea arose from proposals in the 1980s, by Christof von der Malsburg and Wolf Singer, that gamma oscillations could solve the so-called binding problem, by linking information represented in different parts of the brain into a unified experience.[80] Rodolfo Llinás, for example, proposed that consciousness results from recurrent thalamo-cortical resonance where the specific thalamocortical systems (content) and the non-specific (centromedial thalamus) thalamocortical systems (context) interact in the gamma band frequency via synchronous oscillations.[81]

A number of studies have shown that activity in primary sensory areas of the brain is not sufficient to produce consciousness: it is possible for subjects to report a lack of awareness even when areas such as the primary visual cortex show clear electrical responses to a stimulus.[82] Higher brain areas are seen as more promising, especially the prefrontal cortex, which is involved in a range of higher cognitive functions collectively known as executive functions. There is substantial evidence that a "top-down" flow of neural activity (i.e., activity propagating from the frontal cortex to sensory areas) is more predictive of conscious awareness than a "bottom-up" flow of activity.[83] The prefrontal cortex is not the only candidate area, however: studies by Nikos Logothetis and his colleagues have shown, for example, that visually responsive neurons in parts of the temporal lobe reflect the visual perception in the situation when conflicting visual images are presented to different eyes (i.e., bistable percepts during binocular rivalry).[84]

In 2011 Graziano and Kastner[85] proposed the "attention schema" theory of awareness. In that theory specific cortical machinery, notably in the superior temporal sulcus and the temporo-parietal junction, is used to build the construct of awareness and attribute it to other people. The same cortical machinery is also used to attribute awareness to oneself. Damage to this cortical machinery can lead to deficits in consciousness such as hemispatial neglect. In the attention schema theory, the value of constructing the feature of awareness and attributing it to a person is to gain a useful predictive model of that person's attentional processing. Attention is a style of information processing in which a brain focuses its resources on a limited set of interrelated signals. Awareness, in this theory, is a useful, simplified schema that represents attentional state. To be aware of X is to construct a model of one's attentional focus on X.

Biological function and evolution

Regarding the primary function of conscious processing, a recurring idea in recent theories is that phenomenal states somehow integrate neural activities and information-processing that would otherwise be independent.[86] This has been called the integration consensus. Another example has been proposed by Gerald Edelman called dynamic core hypothesis which puts emphasis on reentrant connections that reciprocally link areas of the brain in a massively parallel manner.[87] These theories of integrative function present solutions to two classic problems associated with consciousness: differentiation and unity. They show how our conscious experience can discriminate between a virtually unlimited number of different possible scenes and details (differentiation) because it integrates those details from our sensory systems, while the integrative nature of consciousness in this view easily explains how our experience can seem unified as one whole despite all of these individual parts. However, it remains unspecified which kinds of information are integrated in a conscious manner and which kinds can be integrated without consciousness. Nor is it explained what specific causal role conscious integration plays, nor why the same functionality cannot be achieved without consciousness. Obviously not all kinds of information are capable of being disseminated consciously (e.g., neural activity related to vegetative functions, reflexes, unconscious motor programs, low-level perceptual analyses, etc.) and many kinds of information can be disseminated and combined with other kinds without consciousness, as in intersensory interactions such as the ventriloquism effect.[88]
Hence it remains unclear why any of it is conscious. For a review of the differences between conscious and unconscious integrations, see the article of E. Morsella.[88]

As noted earlier, even among writers who consider consciousness to be a well-defined thing, there is widespread dispute about which animals other than humans can be said to possess it.[89] Thus, any examination of the evolution of consciousness is faced with great difficulties. Nevertheless, some writers have argued that consciousness can be viewed from the standpoint of evolutionary biology as an adaptation in the sense of a trait that increases fitness.[90] In his article "Evolution of consciousness", John Eccles argued that special anatomical and physical properties of the mammalian cerebral cortex gave rise to consciousness ("[a] psychon ... linked to [a] dendron through quantum physics").[91] Bernard Baars proposed that once in place, this "recursive" circuitry may have provided a basis for the subsequent development of many of the functions that consciousness facilitates in higher organisms.[92] Peter Carruthers has put forth one such potential adaptive advantage gained by conscious creatures by suggesting that consciousness allows an individual to make distinctions between appearance and reality.[93] This ability would enable a creature to recognize the likelihood that their perceptions are deceiving them (e.g. that water in the distance may be a mirage) and behave accordingly, and it could also facilitate the manipulation of others by recognizing how things appear to them for both cooperative and devious ends.

Other philosophers, however, have suggested that consciousness would not be necessary for any functional advantage in evolutionary processes.[94][95] No one has given a causal explanation, they argue, of why it would not be possible for a functionally equivalent non-conscious organism (i.e., a philosophical zombie) to achieve the very same survival advantages as a conscious organism. If evolutionary processes are blind to the difference between function F being performed by conscious organism O and non-conscious organism O*, it is unclear what adaptive advantage consciousness could provide.[96] As a result, an exaptive explanation of consciousness has gained favor with some theorists that posit consciousness did not evolve as an adaptation but was an exaptation arising as a consequence of other developments such as increases in brain size or cortical rearrangement.[97]

States of consciousness


A Buddhist monk meditating

There are some brain states in which consciousness seems to be abolished, including dreamless sleep, coma, and death. There are also a variety of circumstances that can change the relationship between the mind and the world in less drastic ways, producing what are known as altered states of consciousness. Some altered states occur naturally; others can be produced by drugs or brain damage.[98] Altered states can be accompanied by changes in thinking, disturbances in the sense of time, feelings of loss of control, changes in emotional expression, alternations in body image and changes in meaning or significance.[99]

The two most widely accepted altered states are sleep and dreaming. Although dream sleep and non-dream sleep appear very similar to an outside observer, each is associated with a distinct pattern of brain activity, metabolic activity, and eye movement; each is also associated with a distinct pattern of experience and cognition. During ordinary non-dream sleep, people who are awakened report only vague and sketchy thoughts, and their experiences do not cohere into a continuous narrative. During dream sleep, in contrast, people who are awakened report rich and detailed experiences in which events form a continuous progression, which may however be interrupted by bizarre or fantastic intrusions. Thought processes during the dream state frequently show a high level of irrationality.
Both dream and non-dream states are associated with severe disruption of memory: it usually disappears in seconds during the non-dream state, and in minutes after awakening from a dream unless actively refreshed.[100]

A variety of psychoactive drugs and alcohol have notable effects on consciousness.[101] These range from a simple dulling of awareness produced by sedatives, to increases in the intensity of sensory qualities produced by stimulants, cannabis, or most notably by the class of drugs known as psychedelics.[98] LSD, mescaline, psilocybin, and others in this group can produce major distortions of perception, including hallucinations; some users even describe their drug-induced experiences as mystical or spiritual in quality. The brain mechanisms underlying these effects are not as well understood as those induced by use of alcohol,[101] but there is substantial evidence that alterations in the brain system that uses the chemical neurotransmitter serotonin play an essential role.[102]

There has been some research into physiological changes in yogis and people who practise various techniques of meditation. Some research with brain waves during meditation has reported differences between those corresponding to ordinary relaxation and those corresponding to meditation. It has been disputed, however, whether there is enough evidence to count these as physiologically distinct states of consciousness.[103]

The most extensive study of the characteristics of altered states of consciousness was made by psychologist Charles Tart in the 1960s and 1970s. Tart analyzed a state of consciousness as made up of a number of component processes, including exteroception (sensing the external world); interoception (sensing the body); input-processing (seeing meaning); emotions; memory; time sense; sense of identity; evaluation and cognitive processing; motor output; and interaction with the environment.[104] Each of these, in his view, could be altered in multiple ways by drugs or other manipulations. The components that Tart identified have not, however, been validated by empirical studies. Research in this area has not yet reached firm conclusions, but a recent questionnaire-based study identified eleven significant factors contributing to drug-induced states of consciousness: experience of unity; spiritual experience; blissful state; insightfulness; disembodiment; impaired control and cognition; anxiety; complex imagery; elementary imagery; audio-visual synesthesia; and changed meaning of percepts.[105]

Phenomenology

Phenomenology is a method of inquiry that attempts to examine the structure of consciousness in its own right, putting aside problems regarding the relationship of consciousness to the physical world.
This approach was first proposed by the philosopher Edmund Husserl, and later elaborated by other philosophers and scientists.[106] Husserl's original concept gave rise to two distinct lines of inquiry, in philosophy and psychology. In philosophy, phenomenology has largely been devoted to fundamental metaphysical questions, such as the nature of intentionality ("aboutness"). In psychology, phenomenology largely has meant attempting to investigate consciousness using the method of introspection, which means looking into one's own mind and reporting what one observes. This method fell into disrepute in the early twentieth century because of grave doubts about its reliability, but has been rehabilitated to some degree, especially when used in combination with techniques for examining brain activity.[107]

Neon color spreading effect. The apparent bluish tinge of the white areas inside the circle is an illusion.

Square version of the neon spread illusion

Introspectively, the world of conscious experience seems to have considerable structure. Immanuel Kant asserted that the world as we perceive it is organized according to a set of fundamental "intuitions", which include object (we perceive the world as a set of distinct things); shape; quality (color, warmth, etc.); space (distance, direction, and location); and time.[108] Some of these constructs, such as space and time, correspond to the way the world is structured by the laws of physics; for others the correspondence is not as clear. Understanding the physical basis of qualities, such as redness or pain, has been particularly challenging. David Chalmers has called this the hard problem of consciousness.[27] Some philosophers have argued that it is intrinsically unsolvable, because qualities ("qualia") are ineffable; that is, they are "raw feels", incapable of being analyzed into component processes.[109] Most psychologists and neuroscientists reject these arguments — nevertheless it is clear that the relationship between a physical entity such as light and a perceptual quality such as color is extraordinarily complex and indirect, as demonstrated by a variety of optical illusions such as neon color spreading.[110]

In neuroscience, a great deal of effort has gone into investigating how the perceived world of conscious awareness is constructed inside the brain. The process is generally thought to involve two primary mechanisms: (1) hierarchical processing of sensory inputs, and (2) memory. Signals arising from sensory organs are transmitted to the brain and then processed in a series of stages, which extract multiple types of information from the raw input. In the visual system, for example, sensory signals from the eyes are transmitted to the thalamus and then to the primary visual cortex; inside the cerebral cortex they are sent to areas that extract features such as three-dimensional structure, shape, color, and motion.[111] Memory comes into play in at least two ways. First, it allows sensory information to be evaluated in the context of previous experience. Second, and even more importantly, working memory allows information to be integrated over time so that it can generate a stable representation of the world—Gerald Edelman expressed this point vividly by titling one of his books about consciousness The Remembered Present.[112]

Despite the large amount of information available, the most important aspects of perception remain mysterious. A great deal is known about low-level signal processing in sensory systems, but the ways by which sensory systems interact with each other, with "executive" systems in the frontal cortex, and with the language system are very incompletely understood. At a deeper level, there are still basic conceptual issues that remain unresolved.[111] Many scientists have found it difficult to reconcile the fact that information is distributed across multiple brain areas with the apparent unity of consciousness: this is one aspect of the so-called binding problem.[113] There are also some scientists who have expressed grave reservations about the idea that the brain forms representations of the outside world at all: influential members of this group include psychologist J. J. Gibson and roboticist Rodney Brooks, who both argued in favor of "intelligence without representation".[114]

Medical aspects

The medical approach to consciousness is practically oriented. It derives from a need to treat people whose brain function has been impaired as a result of disease, brain damage, toxins, or drugs. In medicine, conceptual distinctions are considered useful to the degree that they can help to guide treatments. Whereas the philosophical approach to consciousness focuses on its fundamental nature and its contents, the medical approach focuses on the amount of consciousness a person has: in medicine, consciousness is assessed as a "level" ranging from coma and brain death at the low end, to full alertness and purposeful responsiveness at the high end.[115]

Consciousness is of concern to patients and physicians, especially neurologists and anesthesiologists. Patients may suffer from disorders of consciousness, or may need to be anesthetized for a surgical procedure. Physicians may perform consciousness-related interventions such as instructing the patient to sleep, administering general anesthesia, or inducing medical coma.[115] Also, bioethicists may be concerned with the ethical implications of consciousness in medical cases of patients such as Karen Ann Quinlan,[116] while neuroscientists may study patients with impaired consciousness in hopes of gaining information about how the brain works.[117]

Assessment

In medicine, consciousness is examined using a set of procedures known as neuropsychological assessment.[75] There are two commonly used methods for assessing the level of consciousness of a patient: a simple procedure that requires minimal training, and a more complex procedure that requires substantial expertise. The simple procedure begins by asking whether the patient is able to move and react to physical stimuli. If so, the next question is whether the patient can respond in a meaningful way to questions and commands. If so, the patient is asked for name, current location, and current day and time. A patient who can answer all of these questions is said to be "alert and oriented times four" (sometimes denoted "A&Ox4" on a medical chart), and is usually considered fully conscious.[118]

The more complex procedure is known as a neurological examination, and is usually carried out by a neurologist in a hospital setting. A formal neurological examination runs through a precisely delineated series of tests, beginning with tests for basic sensorimotor reflexes, and culminating with tests for sophisticated use of language. The outcome may be summarized using the Glasgow Coma Scale, which yields a number in the range 3—15, with a score of 3 indicating brain death (the lowest defined level of consciousness), and 15 indicating full consciousness. The Glasgow Coma Scale has three subscales, measuring the best motor response (ranging from "no motor response" to "obeys commands"), the best eye response (ranging from "no eye opening" to "eyes opening spontaneously") and the best verbal response (ranging from "no verbal response" to "fully oriented"). There is also a simpler pediatric version of the scale, for children too young to be able to use language.[115]

In 2013, an experimental procedure was developed to measure degrees of consciousness, the procedure involving stimulating the brain with a magnetic pulse, measuring resulting waves of electrical activity, and developing a consciousness score based on the complexity of the brain activity.[119]

Disorders of consciousness

Medical conditions that inhibit consciousness are considered disorders of consciousness.[120] This category generally includes minimally conscious state and persistent vegetative state, but sometimes also includes the less severe locked-in syndrome and more severe chronic coma.[120][121] Differential diagnosis of these disorders is an active area of biomedical research.[122][123][124] Finally, brain death results in an irreversible disruption of consciousness.[120] While other conditions may cause a moderate deterioration (e.g., dementia and delirium) or transient interruption (e.g., grand mal and petit mal seizures) of consciousness, they are not included in this category.
DisorderDescription
Locked-in syndromeThe patient has awareness, sleep-wake cycles, and meaningful behavior (viz., eye-movement), but is isolated due to quadriplegia and pseudobulbar palsy.
Minimally conscious stateThe patient has intermittent periods of awareness and wakefulness and displays some meaningful behavior.
Persistent vegetative stateThe patient has sleep-wake cycles, but lacks awareness and only displays reflexive and non-purposeful behavior.
Chronic comaThe patient lacks awareness and sleep-wake cycles and only displays reflexive behavior.
Brain deathThe patient lacks awareness, sleep-wake cycles, and brain-mediated reflexive behavior.

Anosognosia

One of the most striking disorders of consciousness goes by the name anosognosia, a Greek-derived term meaning unawareness of disease. This is a condition in which patients are disabled in some way, most commonly as a result of a stroke, but either misunderstand the nature of the problem or deny that there is anything wrong with them.[125] The most frequently occurring form is seen in people who have experienced a stroke damaging the parietal lobe in the right hemisphere of the brain, giving rise to a syndrome known as hemispatial neglect, characterized by an inability to direct action or attention toward objects located to the right with respect to their bodies. Patients with hemispatial neglect are often paralyzed on the right side of the body, but sometimes deny being unable to move.
When questioned about the obvious problem, the patient may avoid giving a direct answer, or may give an explanation that doesn't make sense. Patients with hemispatial neglect may also fail to recognize paralyzed parts of their bodies: one frequently mentioned case is of a man who repeatedly tried to throw his own paralyzed right leg out of the bed he was lying in, and when asked what he was doing, complained that somebody had put a dead leg into the bed with him. An even more striking type of anosognosia is Anton–Babinski syndrome, a rarely occurring condition in which patients become blind but claim to be able to see normally, and persist in this claim in spite of all evidence to the contrary.[126]

Stream of consciousness

William James is usually credited with popularizing the idea that human consciousness flows like a stream, in his Principles of Psychology of 1890. According to James, the "stream of thought" is governed by five characteristics: "(1) Every thought tends to be part of a personal consciousness. (2)
Within each personal consciousness thought is always changing. (3) Within each personal consciousness thought is sensibly continuous. (4) It always appears to deal with objects independent of itself. (5) It is interested in some parts of these objects to the exclusion of others".[127] A similar concept appears in Buddhist philosophy, expressed by the Sanskrit term Citta-saṃtāna, which is usually translated as mindstream or "mental continuum". In the Buddhist view, though, the "mindstream" is viewed primarily as a source of noise that distracts attention from a changeless underlying reality.[128]

In the west, the primary impact of the idea has been on literature rather than science: stream of consciousness as a narrative mode means writing in a way that attempts to portray the moment-to-moment thoughts and experiences of a character. This technique perhaps had its beginnings in the monologues of Shakespeare's plays, and reached its fullest development in the novels of James Joyce and Virginia Woolf, although it has also been used by many other noted writers.[129]

Here for example is a passage from Joyce's Ulysses about the thoughts of Molly Bloom:
Yes because he never did a thing like that before as ask to get his breakfast in bed with a couple of eggs since the City Arms hotel when he used to be pretending to be laid up with a sick voice doing his highness to make himself interesting for that old faggot Mrs Riordan that he thought he had a great leg of and she never left us a farthing all for masses for herself and her soul greatest miser ever was actually afraid to lay out 4d for her methylated spirit telling me all her ailments she had too much old chat in her about politics and earthquakes and the end of the world let us have a bit of fun first God help the world if all the women were her sort down on bathingsuits and lownecks of course nobody wanted her to wear them I suppose she was pious because no man would look at her twice I hope Ill never be like her a wonder she didnt want us to cover our faces but she was a welleducated woman certainly and her gabby talk about Mr Riordan here and Mr Riordan there I suppose he was glad to get shut of her.[130]

Spiritual approaches

To most philosophers, the word "consciousness" connotes the relationship between the mind and the world. To writers on spiritual or religious topics, it frequently connotes the relationship between the mind and God, or the relationship between the mind and deeper truths that are thought to be more fundamental than the physical world. Krishna consciousness, for example, is a term used to mean an intimate linkage between the mind of a worshipper and the god Krishna.[131] The mystical psychiatrist Richard Maurice Bucke distinguished between three types of consciousness: Simple Consciousness, awareness of the body, possessed by many animals; Self Consciousness, awareness of being aware, possessed only by humans; and Cosmic Consciousness, awareness of the life and order of the universe, possessed only by humans who are enlightened.[132] Many more examples could be given.
The most thorough account of the spiritual approach may be Ken Wilber's book The Spectrum of Consciousness, a comparison of western and eastern ways of thinking about the mind. Wilber described consciousness as a spectrum with ordinary awareness at one end, and more profound types of awareness at higher levels.[133]

Emergence

Emergence

From Wikipedia, the free encyclopedia
 
Snowflakes forming complex symmetrical and fractal patterns is an example of emergence in a physical system.
A termite "cathedral" mound produced by a termite colony is a classic example of emergence in nature.

In philosophy, systems theory, science, and art, emergence is conceived as a process whereby larger entities, patterns, and regularities arise through interactions among smaller or simpler entities that themselves do not exhibit such properties. In philosophy, almost all accounts of emergence includes a form of irreducibility (either epistemic or ontological) to the lower levels.[1] Also, emergence is central in theories of integrative levels and of complex systems. For instance, the phenomenon life as studied in biology is commonly perceived as an emergent property of interacting molecules as studied in chemistry, whose phenomena reflect interactions among elementary particles, modeled in particle physics, that at such higher mass—via substantial conglomeration—exhibit motion as modeled in gravitational physics. Neurobiological phenomena are often presumed to suffice as the underlying basis of psychological phenomena, whereby economic phenomena are in turn presumed to principally emerge.

Definitions

The idea of emergence has been around since at least the time of Aristotle.[2]  John Stuart Mill[3] and Julian Huxley[4] are two of many historical scientists who have written on the concept.
The term "emergent" was coined by philosopher G. H. Lewes, who wrote:
"Every resultant is either a sum or a difference of the co-operant forces; their sum, when their directions are the same -- their difference, when their directions are contrary. Further, every resultant is clearly traceable in its components, because these are homogeneous and commensurable. It is otherwise with emergents, when, instead of adding measurable motion to measurable motion, or things of one kind to other individuals of their kind, there is a co-operation of things of unlike kinds. The emergent is unlike its components insofar as these are incommensurable, and it cannot be reduced to their sum or their difference."[5][6]
Economist Jeffrey Goldstein provided a current definition of emergence in the journal Emergence.[7] Goldstein initially defined emergence as: "the arising of novel and coherent structures, patterns and properties during the process of self-organization in complex systems".

Goldstein's definition can be further elaborated to describe the qualities of this definition in more detail:
"The common characteristics are: (1) radical novelty (features not previously observed in systems); (2) coherence or correlation (meaning integrated wholes that maintain themselves over some period of time); (3) A global or macro "level" (i.e. there is some property of "wholeness"); (4) it is the product of a dynamical process (it evolves); and (5) it is "ostensive" (it can be perceived). For good measure, Goldstein throws in supervenience -- downward causation."[8]

Systems scientist Peter Corning also points out that living systems cannot be reduced to underlying laws of physics:
Rules, or laws, have no causal efficacy; they do not in fact “generate” anything. They serve merely to describe regularities and consistent relationships in nature. These patterns may be very illuminating and important, but the underlying causal agencies must be separately specified (though often they are not). But that aside, the game of chess illustrates ... why any laws or rules of emergence and evolution are insufficient. Even in a chess game, you cannot use the rules to predict “history” — i.e., the course of any given game. Indeed, you cannot even reliably predict the next move in a chess game. Why? Because the “system” involves more than the rules of the game. It also includes the players and their unfolding, moment-by-moment decisions among a very large number of available options at each choice point. The game of chess is inescapably historical, even though it is also constrained and shaped by a set of rules, not to mention the laws of physics. Moreover, and this is a key point, the game of chess is also shaped by teleonomic, cybernetic, feedback-driven influences. It is not simply a self-ordered process; it involves an organized, “purposeful” activity.[8]

Strong and weak emergence

Usage of the notion "emergence" may generally be subdivided into two perspectives, that of "weak emergence" and "strong emergence". In terms of physical systems, weak emergence is a type of emergence in which the emergent property is amenable to computer simulation. This is opposed to the older notion of strong emergence, in which the emergent property cannot be simulated by a computer.

Some common points between the two notions are that emergence concerns new properties produced as the system grows, which is to say ones which are not shared with its components or prior states. Also, it is assumed that the properties are supervenient rather than metaphysically primitive (Bedau 1997).

Weak emergence describes new properties arising in systems as a result of the interactions at an elemental level. However, it is stipulated that the properties can be determined by observing or simulating the system, and not by any process of a priori analysis.

Bedau notes that weak emergence is not a universal metaphysical solvent, as weak emergence leads to the conclusion that matter itself contains elements of awareness to it. However, Bedau concludes that adopting this view would provide a precise notion that emergence is involved in consciousness, and second, the notion of weak emergence is metaphysically benign (Bedau 1997).

Strong emergence describes the direct causal action of a high-level system upon its components; qualities produced this way are irreducible to the system's constituent parts (Laughlin 2005). The whole is greater than the sum of its parts. It follows that no simulation of the system can exist, for such a simulation would itself constitute a reduction of the system to its constituent parts (Bedau 1997).

However, "the debate about whether or not the whole can be predicted from the properties of the parts misses the point. Wholes produce unique combined effects, but many of these effects may be co-determined by the context and the interactions between the whole and its environment(s)" (Corning 2002). In accordance with his Synergism Hypothesis (Corning 1983 2005), Corning also stated, "It is the synergistic effects produced by wholes that are the very cause of the evolution of complexity in nature." Novelist Arthur Koestler used the metaphor of Janus (a symbol of the unity underlying complements like open/shut, peace/war) to illustrate how the two perspectives (strong vs. weak or holistic vs. reductionistic) should be treated as non-exclusive, and should work together to address the issues of emergence (Koestler 1969). Further,
The ability to reduce everything to simple fundamental laws does not imply the ability to start from those laws and reconstruct the universe. The constructionist hypothesis breaks down when confronted with the twin difficulties of scale and complexity. At each level of complexity entirely new properties appear. Psychology is not applied biology, nor is biology applied chemistry. We can now see that the whole becomes not merely more, but very different from the sum of its parts. (Anderson 1972)
The plausibility of strong emergence is questioned by some as contravening our usual understanding of physics. Mark A. Bedau observes:
Although strong emergence is logically possible, it is uncomfortably like magic. How does an irreducible but supervenient downward causal power arise, since by definition it cannot be due to the aggregation of the micro-level potentialities? Such causal powers would be quite unlike anything within our scientific ken. This not only indicates how they will discomfort reasonable forms of materialism. Their mysteriousness will only heighten the traditional worry that emergence entails illegitimately getting something from nothing.[9]
Meanwhile, others have worked towards developing analytical evidence of strong emergence. In 2009, Gu et al. presented a class of physical systems that exhibits non-computable macroscopic properties.[10][11] More precisely, if one could compute certain macroscopic properties of these systems from the microscopic description of these systems, they one would be able to solve computational problems known to be undecidable in computer science. They concluded that
Although macroscopic concepts are essential for understanding our world, much of fundamental physics has been devoted to the search for a `theory of everything', a set of equations that perfectly describe the behavior of all fundamental particles. The view that this is the goal of science rests in part on the rationale that such a theory would allow us to derive the behavior of all macroscopic concepts, at least in principle. The evidence we have presented suggests that this view may be overly optimistic. A `theory of everything' is one of many components necessary for complete understanding of the universe, but is not necessarily the only one. The development of macroscopic laws from first principles may involve more than just systematic logic, and could require conjectures suggested by experiments, simulations or insight.[10]

Objective or subjective quality

The properties of complexity and organization of any system are considered by Crutchfield to be subjective qualities determined by the observer.
"Defining structure and detecting the emergence of complexity in nature are inherently subjective, though essential, scientific activities. Despite the difficulties, these problems can be analysed in terms of how model-building observers infer from measurements the computational capabilities embedded in non-linear processes. An observer’s notion of what is ordered, what is random, and what is complex in its environment depends directly on its computational resources: the amount of raw measurement data, of memory, and of time available for estimation and inference. The discovery of structure in an environment depends more critically and subtly, though, on how those resources are organized. The descriptive power of the observer’s chosen (or implicit) computational model class, for example, can be an overwhelming determinant in finding regularity in data."(Crutchfield 1994)

On the other hand, Peter Corning argues "Must the synergies be perceived/observed in order to qualify as emergent effects, as some theorists claim? Most emphatically not. The synergies associated with emergence are real and measurable, even if nobody is there to observe them." (Corning 2002)

In philosophy, religion, art and human sciences

In philosophy, emergence is often understood to be a much weaker claim about the etiology of a system's properties. An emergent property of a system, in this context, is one that is not a property of any component of that system, but is still a feature of the system as a whole. Nicolai Hartmann, one of the first modern philosophers to write on emergence, termed this categorial novum (new category).

In religion, emergence grounds expressions of religious naturalism in which a sense of the sacred is perceived in the workings of entirely naturalistic processes by which more complex forms arise or evolve from simpler forms. Examples are detailed in a 2006 essay titled 'The Sacred Emergence of Nature' by Ursula Goodenough and Terrence Deacon and a 2006 essay titled 'Beyond Reductionism: Reinventing the Sacred' by Stuart Kauffman.

In art, emergence is used to explore the origins of novelty, creativity, and authorship. Some art/literary theorists (Wheeler, 2006;[12] Alexander, 2011[13]) have proposed alternatives to postmodern understandings of "authorship" using the complexity sciences and emergence theory. They contend that artistic selfhood and meaning are emergent, relatively objective phenomena. The concept of emergence has also been applied to the theory of literature and art, history, linguistics, cognitive sciences, etc. by the teachings of Jean-Marie Grassin at the University of Limoges (v. esp.: J. Fontanille, B. Westphal, J. Vion-Dury, éds. L'Émergence—Poétique de l'Émergence, en réponse aux travaux de Jean-Marie Grassin, Bern, Berlin, etc., 2011; and: the article "Emergence" in the International Dictionary of Literary Terms (DITL).

In international development, concepts of emergence have been used within a theory of social change termed SEED-SCALE to show how standard principles interact to bring forward socio-economic development fitted to cultural values, community economics, and natural environment (local solutions emerging from the larger socio-econo-biosphere). These principles can be implemented utilizing a sequence of standardized tasks that self-assemble in individually specific ways utilizing recursive evaluative criteria.[14]

In postcolonial studies, the term "Emerging Literature" refers to a contemporary body of texts that is gaining momentum in the global literary landscape (v. esp.: J.M. Grassin, ed. Emerging Literatures, Bern, Berlin, etc. : Peter Lang, 1996). By opposition, "emergent literature" is rather a concept used in the theory of literature.

Emergent properties and processes

An emergent behavior or emergent property can appear when a number of simple entities (agents) operate in an environment, forming more complex behaviors as a collective. If emergence happens over disparate size scales, then the reason is usually a causal relation across different scales. In other words there is often a form of top-down feedback in systems with emergent properties.[15] The processes from which emergent properties result may occur in either the observed or observing system, and can commonly be identified by their patterns of accumulating change, most generally called 'growth'. Emergent behaviours can occur because of intricate causal relations across different scales and feedback, known as interconnectivity. The emergent property itself may be either very predictable or unpredictable and unprecedented, and represent a new level of the system's evolution.
The complex behaviour or properties are not a property of any single such entity, nor can they easily be predicted or deduced from behaviour in the lower-level entities, and might in fact be irreducible to such behavior. The shape and behaviour of a flock of birds [2] or school of fish are good examples of emergent properties.

One reason why emergent behaviour is hard to predict is that the number of interactions between components of a system increases exponentially with the number of components, thus potentially allowing for many new and subtle types of behaviour to emerge.

On the other hand, merely having a large number of interactions is not enough by itself to guarantee emergent behaviour; many of the interactions may be negligible or irrelevant, or may cancel each other out. In some cases, a large number of interactions can in fact work against the emergence of interesting behaviour, by creating a lot of "noise" to drown out any emerging "signal"; the emergent behaviour may need to be temporarily isolated from other interactions before it reaches enough critical mass to be self-supporting. Thus it is not just the sheer number of connections between components which encourages emergence; it is also how these connections are organised. A hierarchical organisation is one example that can generate emergent behaviour (a bureaucracy may behave in a way quite different from that of the individual humans in that bureaucracy); but perhaps more interestingly, emergent behaviour can also arise from more decentralized organisational structures, such as a marketplace. In some cases, the system has to reach a combined threshold of diversity, organisation, and connectivity before emergent behaviour appears.

Unintended consequences and side effects are closely related to emergent properties. Luc Steels writes: "A component has a particular functionality but this is not recognizable as a subfunction of the global functionality. Instead a component implements a behaviour whose side effect contributes to the global functionality [...] Each behaviour has a side effect and the sum of the side effects gives the desired functionality" (Steels 1990). In other words, the global or macroscopic functionality of a system with "emergent functionality" is the sum of all "side effects", of all emergent properties and functionalities.

Systems with emergent properties or emergent structures may appear to defy entropic principles and the second law of thermodynamics, because they form and increase order despite the lack of command and central control. This is possible because open systems can extract information and order out of the environment.

Emergence helps to explain why the fallacy of division is a fallacy.

Emergent structures in nature

Ripple patterns in a sand dune created by wind or water is an example of an emergent structure in nature.
Giant's Causeway in Northern Ireland is an example of a complex emergent structure created by natural processes.

Emergent structures are patterns that emerge via collective actions of many individual entities. To explain such patterns, one might conclude, per Aristotle,[2] that emergent structures are more than the sum of their parts on the assumption that the emergent order will not arise if the various parts simply interact independently of one another. However, there are those who disagree.[16] According to this argument, the interaction of each part with its immediate surroundings causes a complex chain of processes that can lead to order in some form. In fact, some systems in nature are observed to exhibit emergence based upon the interactions of autonomous parts, and some others exhibit emergence that at least at present cannot be reduced in this way. See the discussion in this article of strong and weak emergence.

Emergent structures can be found in many natural phenomena, from the physical to the biological domain. For example, the shape of weather phenomena such as hurricanes are emergent structures. The development and growth of complex, orderly crystals, as driven by the random motion of water molecules within a conducive natural environment, is another example of an emergent process, where randomness can give rise to complex and deeply attractive, orderly structures.
Water crystals forming on glass demonstrate an emergent, fractal natural process occurring under appropriate conditions of temperature and humidity.

However, crystalline structure and hurricanes are said to have a self-organizing phase.
Symphony of the Stones carved by Goght River at Garni Gorge in Armenia is an example of an emergent natural structure.

It is useful to distinguish three forms of emergent structures. A first-order emergent structure occurs as a result of shape interactions (for example, hydrogen bonds in water molecules lead to surface tension). A second-order emergent structure involves shape interactions played out sequentially over time (for example, changing atmospheric conditions as a snowflake falls to the ground build upon and alter its form). Finally, a third-order emergent structure is a consequence of shape, time, and heritable instructions. For example, an organism's genetic code sets boundary conditions on the interaction of biological systems in space and time.

Non-living, physical systems

In physics, emergence is used to describe a property, law, or phenomenon which occurs at macroscopic scales (in space or time) but not at microscopic scales, despite the fact that a macroscopic system can be viewed as a very large ensemble of microscopic systems.

An emergent property need not be more complicated than the underlying non-emergent properties which generate it. For instance, the laws of thermodynamics are remarkably simple, even if the laws which govern the interactions between component particles are complex. The term emergence in physics is thus used not to signify complexity, but rather to distinguish which laws and concepts apply to macroscopic scales, and which ones apply to microscopic scales.

Some examples include:
  • Classical mechanics: The laws of classical mechanics can be said to emerge as a limiting case from the rules of quantum mechanics applied to large enough masses. This is particularly strange since quantum mechanics is generally thought of as more complicated than classical mechanics.
  • Friction: Forces between elementary particles are conservative. However, friction emerges when considering more complex structures of matter, whose surfaces can convert mechanical energy into heat energy when rubbed against each other. Similar considerations apply to other emergent concepts in continuum mechanics such as viscosity, elasticity, tensile strength, etc.
  • Patterned ground: the distinct, and often symmetrical geometric shapes formed by ground material in periglacial regions.
  • Statistical mechanics was initially derived using the concept of a large enough ensemble that fluctuations about the most likely distribution can be all but ignored. However, small clusters do not exhibit sharp first order phase transitions such as melting, and at the boundary it is not possible to completely categorize the cluster as a liquid or solid, since these concepts are (without extra definitions) only applicable to macroscopic systems. Describing a system using statistical mechanics methods is much simpler than using a low-level atomistic approach.
  • Electrical networks: The bulk conductive response of binary (RC) electrical networks with random arrangements can be seen as emergent properties of such physical systems. Such arrangements can be used as simple physical prototypes for deriving mathematical formulae for the emergent responses of complex systems.[17]
  • Weather.
Temperature is sometimes used as an example of an emergent macroscopic behaviour. In classical dynamics, a snapshot of the instantaneous momenta of a large number of particles at equilibrium is sufficient to find the average kinetic energy per degree of freedom which is proportional to the temperature. For a small number of particles the instantaneous momenta at a given time are not statistically sufficient to determine the temperature of the system. However, using the ergodic hypothesis, the temperature can still be obtained to arbitrary precision by further averaging the momenta over a long enough time.

Convection in a liquid or gas is another example of emergent macroscopic behaviour that makes sense only when considering differentials of temperature. Convection cells, particularly Bénard cells, are an example of a self-organizing system (more specifically, a dissipative system) whose structure is determined both by the constraints of the system and by random perturbations: the possible realizations of the shape and size of the cells depends on the temperature gradient as well as the nature of the fluid and shape of the container, but which configurations are actually realized is due to random perturbations (thus these systems exhibit a form of symmetry breaking).

In some theories of particle physics, even such basic structures as mass, space, and time are viewed as emergent phenomena, arising from more fundamental concepts such as the Higgs boson or strings.
In some interpretations of quantum mechanics, the perception of a deterministic reality, in which all objects have a definite position, momentum, and so forth, is actually an emergent phenomenon, with the true state of matter being described instead by a wavefunction which need not have a single position or momentum. Most of the laws of physics themselves as we experience them today appear to have emerged during the course of time making emergence the most fundamental principle in the universe and raising the question of what might be the most fundamental law of physics from which all others emerged. Chemistry can in turn be viewed as an emergent property of the laws of physics. Biology (including biological evolution) can be viewed as an emergent property of the laws of chemistry. Similarly, psychology could be understood as an emergent property of neurobiological laws. Finally, free-market theories understand economy as an emergent feature of psychology.
In Laughlin's book, he explains that for many particle systems, nothing can be calculated exactly from the microscopic equations, and that macroscopic systems are characterised by broken symmetry: the symmetry present in the microscopic equations is not present in the macroscopic system, due to phase transitions. As a result, these macroscopic systems are described in their own terminology, and have properties that do not depend on many microscopic details. This does not mean that the microscopic interactions are irrelevant, but simply that you do not see them anymore — you only see a renormalized effect of them. Laughlin is a pragmatic theoretical physicist: if you cannot, possibly ever, calculate the broken symmetry macroscopic properties from the microscopic equations, then what is the point of talking about reducibility?

Living, biological systems

Emergence and evolution

Life is a major source of complexity, and evolution is the major process behind the varying forms of life. In this view, evolution is the process describing the growth of complexity in the natural world and in speaking of the emergence of complex living beings and life-forms, this view refers therefore to processes of sudden changes in evolution.

Regarding causality in evolution Peter Corning observes:
"Synergistic effects of various kinds have played a major causal role in the evolutionary process generally and in the evolution of cooperation and complexity in particular... Natural selection is often portrayed as a “mechanism”, or is personified as a causal agency... In reality, the differential “selection” of a trait, or an adaptation, is a consequence of the functional effects it produces in relation to the survival and reproductive success of a given organism in a given environment. It is these functional effects that are ultimately responsible for the trans-generational continuities and changes in nature." (Corning 2002)
Per his definition of emergence, Corning also addresses emergence and evolution:
"[In] evolutionary processes, causation is iterative; effects are also causes. And this is equally true of the synergistic effects produced by emergent systems. In other words, emergence itself... has been the underlying cause of the evolution of emergent phenomena in biological evolution; it is the synergies produced by organized systems that are the key." (Corning 2002)
Swarming is a well-known behaviour in many animal species from marching locusts to schooling fish to flocking birds. Emergent structures are a common strategy found in many animal groups: colonies of ants, mounds built by termites, swarms of bees, shoals/schools of fish, flocks of birds, and herds/packs of mammals.

An example to consider in detail is an ant colony. The queen does not give direct orders and does not tell the ants what to do. Instead, each ant reacts to stimuli in the form of chemical scent from larvae, other ants, intruders, food and buildup of waste, and leaves behind a chemical trail, which, in turn, provides a stimulus to other ants. Here each ant is an autonomous unit that reacts depending only on its local environment and the genetically encoded rules for its variety of ant. Despite the lack of centralized decision making, ant colonies exhibit complex behavior and have even been able to demonstrate the ability to solve geometric problems. For example, colonies routinely find the maximum distance from all colony entrances to dispose of dead bodies.[18]

Organization of life

A broader example of emergent properties in biology is viewed in the biological organisation of life, ranging from the subatomic level to the entire biosphere. For example, individual atoms can be combined to form molecules such as polypeptide chains, which in turn fold and refold to form proteins, which in turn create even more complex structures. These proteins, assuming their functional status from their spatial conformation, interact together and with other molecules to achieve higher biological functions and eventually create an organism. Another example is how cascade phenotype reactions, as detailed in chaos theory, arise from individual genes mutating respective positioning.[19] At the highest level, all the biological communities in the world form the biosphere, where its human participants form societies, and the complex interactions of meta-social systems such as the stock market.

In humanity

Spontaneous order

Groups of human beings, left free to each regulate themselves, tend to produce spontaneous order, rather than the meaningless chaos often feared. This has been observed in society at least since Chuang Tzu in ancient China. A classic traffic roundabout is a good example, with cars moving in and out with such effective organization that some modern cities have begun replacing stoplights at problem intersections with traffic circles [3], and getting better results. Open-source software and Wiki projects form an even more compelling illustration.

Emergent processes or behaviours can be seen in many other places, such as cities, cabal and market-dominant minority phenomena in economics, organizational phenomena in computer simulations and cellular automata. Whenever you have a multitude of individuals interacting with one another, there often comes a moment when disorder gives way to order and something new emerges: a pattern, a decision, a structure, or a change in direction (Miller 2010, 29).[20]

Economics

The stock market (or any market for that matter) is an example of emergence on a grand scale. As a whole it precisely regulates the relative security prices of companies across the world, yet it has no leader; when no central planning is in place, there is no one entity which controls the workings of the entire market. Agents, or investors, have knowledge of only a limited number of companies within their portfolio, and must follow the regulatory rules of the market and analyse the transactions individually or in large groupings. Trends and patterns emerge which are studied intensively by technical analysts.[citation needed]

Money

Money, insofar as being a medium of exchange and of deferred payment, is also an example of an emergent phenomenon between market participators. In their strive to possess a commodity with greater marketability than their own commodity, such that the possession of these more marketable commodities (money) facilitate the search for commodities that participators want (e.g. consumables).
Austrian School economist Carl Menger wrote in his work Principles of Economics, "As each economizing individual becomes increasingly more aware of his economic interest, he is led by this interest, without any agreement, without legislative compulsion, and even without regard to the public interest, to give his commodities in exchange for other, more saleable, commodities, even if he does not need them for any immediate consumption purpose. With economic progress, therefore, we can everywhere observe the phenomenon of a certain number of goods, especially those that are most easily saleable at a given time and place, becoming, under the powerful influence of custom, acceptable to everyone in trade, and thus capable of being given in exchange for any other commodity."[21]

World Wide Web and the Internet

The World Wide Web is a popular example of a decentralized system exhibiting emergent properties.
There is no central organization rationing the number of links, yet the number of links pointing to each page follows a power law in which a few pages are linked to many times and most pages are seldom linked to. A related property of the network of links in the World Wide Web is that almost any pair of pages can be connected to each other through a relatively short chain of links. Although relatively well known now, this property was initially unexpected in an unregulated network. It is shared with many other types of networks called small-world networks (Barabasi, Jeong, & Albert 1999, pp. 130–131).

Internet traffic can also exhibit some seemingly emergent properties. In the congestion control mechanism, TCP flows can become globally synchronized at bottlenecks, simultaneously increasing and then decreasing throughput in coordination. Congestion, widely regarded as a nuisance, is possibly an emergent property of the spreading of bottlenecks across a network in high traffic flows which can be considered as a phase transition [see review of related research in (Smith 2008, pp. 1–31)].

Another important example of emergence in web-based systems is social bookmarking (also called collaborative tagging). In social bookmarking systems, users assign tags to resources shared with other users, which gives rise to a type of information organisation that emerges from this crowdsourcing process. Recent research which analyzes empirically the complex dynamics of such systems[22] has shown that consensus on stable distributions and a simple form of shared vocabularies does indeed emerge, even in the absence of a central controlled vocabulary. Some believe that this could be because users who contribute tags all use the same language, and they share similar semantic structures underlying the choice of words. The convergence in social tags may therefore be interpreted as the emergence of structures as people who have similar semantic interpretation collaboratively index online information, a process called semantic imitation.[23] [24]

Open-source software, or Wiki projects such as Wikipedia and Wikivoyage are other impressive examples of emergence. The "zeroeth law of Wikipedia" is often cited by its editors to highlight its apparently surprising and unpredictable quality: The problem with Wikipedia is that it only works in practice. In theory, it can never work.

Architecture and cities

Traffic patterns in cities can be seen as an example of spontaneous order[citation needed]

Emergent structures appear at many different levels of organization or as spontaneous order. Emergent self-organization appears frequently in cities where no planning or zoning entity predetermines the layout of the city. (Krugman 1996, pp. 9–29) The interdisciplinary study of emergent behaviors is not generally considered a homogeneous field, but divided across its application or problem domains.

Architects and Landscape Architects may not design all the pathways of a complex of buildings. Instead they might let usage patterns emerge and then place pavement where pathways have become worn in.[citation needed]

The on-course action and vehicle progression of the 2007 Urban Challenge could possibly be regarded as an example of cybernetic emergence. Patterns of road use, indeterministic obstacle clearance times, etc. will work together to form a complex emergent pattern that can not be deterministically planned in advance.

The architectural school of Christopher Alexander takes a deeper approach to emergence attempting to rewrite the process of urban growth itself in order to affect form, establishing a new methodology of planning and design tied to traditional practices, an Emergent Urbanism. Urban emergence has also been linked to theories of urban complexity (Batty 2005) and urban evolution (Marshall 2009).

Building ecology is a conceptual framework for understanding architecture and the built environment as the interface between the dynamically interdependent elements of buildings, their occupants, and the larger environment. Rather than viewing buildings as inanimate or static objects, building ecologist Hal Levin views them as interfaces or intersecting domains of living and non-living systems.[25] The microbial ecology of the indoor environment is strongly dependent on the building materials, occupants, contents, environmental context and the indoor and outdoor climate. The strong relationship between atmospheric chemistry and indoor air quality and the chemical reactions occurring indoors. The chemicals may be nutrients, neutral or biocides for the microbial organisms.
The microbes produce chemicals that affect the building materials and occupant health and well being. Humans manipulate the temperature and humidity to achieve comfort with the concomitant effects on the microbes that populate and evolve.[25][26][27]

Eric Bonabeau's attempt to define emergent phenomena is through traffic: "traffic jams are actually very complicated and mysterious. On an individual level, each driver is trying to get somewhere and is following (or breaking) certain rules, some legal (the speed limit) and others societal or personal (slow down to let another driver change into your lane). But a traffic jam is a separate and distinct entity that emerges from those individual behaviors. Gridlock on a highway, for example, can travel backward for no apparent reason, even as the cars are moving forward." He has also likened emergent phenomena to the analysis of market trends and employee behavior.[28]

Computational emergent phenomena have also been utilized in architectural design processes, for example for formal explorations and experiments in digital materiality.[29]

Computer AI

Some artificially intelligent computer applications utilize emergent behavior for animation. One example is Boids, which mimics the swarming behavior of birds.

Language

It has been argued that the structure and regularity of language--grammar, or at least language change, is an emergence phenomenon (Hopper 1998).While each speaker merely tries to reach his or her own communicative goals, he or she uses language in a particular way. If enough speakers behave in that way, language is changed (Keller 1994). In a wider sense, the norms of a language, i.e. the linguistic conventions of its speech society, can be seen as a system emerging from long-time participation in communicative problem-solving in various social circumstances. (Määttä 2000)

Emergent change processes

Within the field of group facilitation and organization development, there have been a number of new group processes that are designed to maximize emergence and self-organization, by offering a minimal set of effective initial conditions. Examples of these processes include SEED-SCALE, Appreciative Inquiry, Future Search, the World Cafe or Knowledge Cafe, Open Space Technology, and others. (Holman, 2010)

Entropy (statistical thermodynamics)

From Wikipedia, the free encyclopedia https://en.wikipedia.org/wiki/Entropy_(statistical_thermody...