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Saturday, October 27, 2018

History of anthropology

From Wikipedia, the free encyclopedia

History of anthropology in this article refers primarily to the 18th- and 19th-century precursors of modern anthropology. The term anthropology itself, innovated as a New Latin scientific word during the Renaissance, has always meant "the study (or science) of man". The topics to be included and the terminology have varied historically. At present they are more elaborate than they were during the development of anthropology. For a presentation of modern social and cultural anthropology as they have developed in Britain, France, and North America since approximately 1900, see the relevant sections under Anthropology.

Etymology

The term anthropology ostensibly is a produced compound of Greek ἄνθρωπος anthrōpos, "human being" (understood to mean "humankind" or "humanity"), and a supposed -λογία -logia, "study". The compound, however, is unknown in ancient Greek or Latin, whether classical or mediaeval. It first appears sporadically in the scholarly Latin anthropologia of Renaissance France, where it spawns the French word anthropologie, transferred into English as anthropology. It does belong to a class of words produced with the -logy suffix, such as archeo-logy, bio-logy, etc., "the study (or science) of".

The mixed character of Greek anthropos and Latin -logia marks it as New Latin. There is no independent noun, logia, however, of that meaning in classical Greek. The word λόγος (logos) has that meaning. James Hunt attempted to rescue the etymology in his first address to the Anthropological Society of London as president and founder, 1863. He did find an anthropologos from Aristotle in the standard ancient Greek Lexicon, which he says defines the word as "speaking or treating of man". This view is entirely wishful thinking, as Liddell and Scott go on to explain the meaning: "i.e. fond of personal conversation". If Aristotle, the very philosopher of the logos, could produce such a word without serious intent, there probably was at that time no anthropology identifiable under that name.

The lack of any ancient denotation of anthropology, however, is not an etymological problem. Liddell and Scott list 170 Greek compounds ending in –logia, enough to justify its later use as a productive suffix. The ancient Greeks often used suffixes in forming compounds that had no independent variant. The etymological dictionaries are united in attributing –logia to logos, from legein, "to collect". The thing collected is primarily ideas, especially in speech. The American Heritage Dictionary says: "(It is one of) derivatives independently built to logos." Its morphological type is that of an abstract noun: log-os > log-ia (a "qualitative abstract")

The Renaissance origin of the name of anthropology does not exclude the possibility that ancient authors presented anthropogical material under another name (see below). Such an identification is speculative, depending on the theorist's view of anthropology; nevertheless, speculations have been formulated by credible anthropologists, especially those that consider themselves functionalists and others in history so classified now.

The science of history

Marvin Harris, a historian of anthropology, begins The Rise of Anthropological Theory with the statement that anthropology is "the science of history". He is not suggesting that history be renamed to anthropology, or that there is no distinction between history and prehistory, or that anthropology excludes current social practices, as the general meaning of history, which it has in "history of anthropology", would seem to imply. He is using "history" in a special sense, as the founders of cultural anthropology used it: "the natural history of society", in the words of Herbert Spencer, or the "universal history of mankind", the 18th-century Age of Enlightenment objective. Just as natural history comprises the characteristics of organisms past and present, so cultural or social history comprises the characteristics of society past and present. It includes both documented history and prehistory, but its slant is toward institutional development rather than particular non-repeatable historical events.

According to Harris, the 19th-century anthropologists were theorizing under the presumption that the development of society followed some sort of laws. He decries the loss of that view in the 20th century by the denial that any laws are discernable or that current institutions have any bearing on ancient. He coins the term ideographic for them. The 19th-century views, on the other hand, are nomothetic; that is, they provide laws. He intends "to reassert the methodological priority of the search for the laws of history in the science of man". He is looking for "a general theory of history". His perception of the laws: "I believe that the analogue of the Darwinian strategy in the realm of sociocultural phenomena is the principle of techno-environmental and techno-economic determinism", he calls cultural materialism, which he also details in Cultural Materialism: The Struggle for a Science of Culture.
 
Elsewhere he refers to "my theories of historical determinism", defining the latter: "By a deterministic relationship among cultural phenomena, I mean merely that similar variables under similar conditions tend to give rise to similar consequences." The use of "tends to" implies some degree of freedom to happen or not happen, but in strict determinism, given certain causes, the result and only that result must occur. Different philosophers, however, use determinism in different senses. The deterministic element that Harris sees is lack of human social engineering: "free will and moral choice have had virtually no significant effect upon the direction taken thus far by evolving systems of social life."

Harris agrees with the 19th-century view that laws are abstractions from empirical evidence: "...sociocultural entities are constructed from the direct or indirect observation of the behavior and thought of specific individuals ...." Institutions are not a physical reality; only people are. When they act in society, they do so according to the laws of history, of which they are not aware; hence, there is no historical element of free will. Like the 20th-century anthropologists in general, Harris places a high value on the empiricism, or collection of data. This function must be performed by trained observers.

He borrows terms from linguistics: just as a phon-etic system is a description of sounds developed without regard to the meaning and structure of the language, while a phon-emic system describes the meaningful sounds actually used within the language, so anthropological data can be emic and etic. Only trained observers can avoid eticism, or description without regard to the meaning in the culture: "... etics are in part observers' emics incorrectly applied to a foreign system...." He makes a further distinction between synchronic and diachronic. Synchronic ("same time") with reference to anthropological data is contemporaneous and cross-cultural. Diachronic ("through time") data shows the development of lines through time. Cultural materialism, being a "processually holistic and globally comparative scientific research strategy" must depend for accuracy on all four types of data. Cultural materialism differs from the others by the insertion of culture as the effect. Different material factors produce different cultures.

Harris, like many other anthropologists, in looking for anthropological method and data before the use of the term anthropology, had little difficulty finding them among the ancient authors. The ancients tended to see players on the stage of history as ethnic groups characterized by the same or similar languages and customs: the Persians, the Germans, the Scythians, etc. Thus the term history meant to a large degree the "story" of the fortunes of these players through time. The ancient authors never formulated laws. Apart from a rudimentary three-age system, the stages of history, such as are found in Lubbock, Tylor, Morgan, Marx and others, are yet unformulated.

Proto-anthropology

Eriksen and Nielsen use the term proto-anthropology to refer to near-anthropological writings, which contain some of the criteria for being anthropology, but not all. They classify proto-anthropology as being "travel writing or social philosophy", going on to assert "It is only when these aspects ... are fused, that is, when data and theory are brought together, that anthropology appears." This process began to occur in the 18th century of the Age of Enlightenment.

Classical Age

Many anthropological writers find anthropological-quality theorizing in the works of Classical Greece and Classical Rome; for example, John Myres in Herodotus and Anthropology (1908); E. E. Sikes in The Anthropology of the Greeks (1914); Clyde Kluckhohn in Anthropology and the Classics (1961), and many others. An equally long list may be found in French and German as well as other languages.

Herodotus

Herodotus was a 5th-century BC Greek historian who set about to chronicle and explain the Greco-Persian Wars that transpired early in that century. He did so in a surviving work conventionally termed the History or the Histories. His first line begins: "These are the researches of Herodotus of Halicarnassus ...."

The Achaemenid Empire, deciding to bring Greece into its domain, conducted a massive invasion across the Bosphorus using multi-cultural troops raised from many different locations. They were decisively defeated by the Greek city-states. Herodotus was far from interested in only the non-repeatable events. He provides ethnic details and histories of the peoples within the empire and to the north of it, in most cases being the first to do so. His methods were reading accounts, interviewing witnesses, and in some cases taking notes for himself.

These "researches" have been considered anthropological since at least as early as the late 19th century. The title, "Father of History" (pater historiae), had been conferred on him probably by Cicero. Pointing out that John Myres in 1908 had believed that Herodotus was an anthropologist on a par with those of his own day, James M. Redfield asserts: "Herodotus, as we know, was both Father of History and Father of Anthropology." Herodotus calls his method of travelling around taking notes "theorizing". Redfield translates it as "tourism" with a scientific intent. He identifies three terms of Herodotus as overlapping on culture: diaitia, material goods such as houses and consumables; ethea, the mores or customs; and nomoi, the authoritative precedents or laws.

Tacitus

The Roman historian, Tacitus, wrote many of our only surviving contemporary accounts of several ancient Celtic and Germanic peoples.

Middle Ages

Cannibalism among "the savages" in Brazil, as described and pictured by André Thévet
 
Table of natural history, 1728 Cyclopaedia

Another candidate for one of the first scholars to carry out comparative ethnographic-type studies in person was the medieval Persian scholar Abū Rayhān Bīrūnī in the eleventh century, who wrote about the peoples, customs, and religions of the Indian subcontinent. According to Akbar S. Ahmed, like modern anthropologists, he engaged in extensive participant observation with a given group of people, learnt their language and studied their primary texts, and presented his findings with objectivity and neutrality using cross-cultural comparisons. Others argue, however, that he hardly can be considered an anthropologist in the conventional sense. He wrote detailed comparative studies on the religions and cultures in the Middle East, Mediterranean, and especially South Asia. Biruni's tradition of comparative cross-cultural study continued in the Muslim world through to Ibn Khaldun's work in the fourteenth century.

Medieval scholars may be considered forerunners of modern anthropology as well, insofar as they conducted or wrote detailed studies of the customs of peoples considered "different" from themselves in terms of geography. John of Plano Carpini reported of his stay among the Mongols. His report was unusual in its detailed depiction of a non-European culture.

Marco Polo's systematic observations of nature, anthropology, and geography are another example of studying human variation across space. Polo's travels took him across such a diverse human landscape and his accounts of the peoples he met as he journeyed were so detailed that they earned for Polo the name "the father of modern anthropology".

Renaissance

The first use of the term "anthropology" in English to refer to a natural science of humanity was apparently in Richard Harvey's 1593 Philadelphus, a defense of the legend of Brutus in British history, which, includes the passage: "Genealogy or issue which they had, Artes which they studied, Actes which they did. This part of History is named Anthropology."

The Enlightenment roots of the discipline

Immanuel Kant (1724-1804)

Many scholars consider modern anthropology as an outgrowth of the Age of Enlightenment (1715–89), a period when Europeans attempted to study human behavior systematically, the known varieties of which had been increasing since the fifteenth century as a result of the first European colonization wave. The traditions of jurisprudence, history, philology, and sociology then evolved into something more closely resembling the modern views of these disciplines and informed the development of the social sciences, of which anthropology was a part.

It took Immanuel Kant (1724-1804) 25 years to write one of the first major treatises on anthropology, Anthropology from a Pragmatic Point of View (1798), which treats it as a branch of philosophy. Kant is not generally considered to be a modern anthropologist, as he never left his region of Germany, nor did he study any cultures besides his own. He did, however, begin teaching an annual course in anthropology in 1772. Developments in the systematic study of ancient civilizations through the disciplines of Classics and Egyptology informed both archaeology and eventually social anthropology, as did the study of East and South Asian languages and cultures. At the same time, the Romantic reaction to the Enlightenment produced thinkers, such as Johann Gottfried Herder and later Wilhelm Dilthey, whose work formed the basis for the "culture concept", which is central to the discipline.

Institutionally, anthropology emerged from the development of natural history (expounded by authors such as Buffon) that occurred during the European colonization of the seventeenth, eighteenth, nineteenth and twentieth centuries. Programs of ethnographic study originated in this era as the study of the "human primitives" overseen by colonial administrations.

There was a tendency in late eighteenth century Enlightenment thought to understand human society as natural phenomena that behaved according to certain principles and that could be observed empirically. In some ways, studying the language, culture, physiology, and artifacts of European colonies was not unlike studying the flora and fauna of those places.

Early anthropology was divided between proponents of unilinealism, who argued that all societies passed through a single evolutionary process, from the most primitive to the most advanced, and various forms of non-lineal theorists, who tended to subscribe to ideas such as diffusionism. Most nineteenth-century social theorists, including anthropologists, viewed non-European societies as windows onto the pre-industrial human past.

Overview of the modern discipline

Marxist anthropologist Eric Wolf once characterized anthropology as "the most scientific of the humanities, and the most humanistic of the social sciences". Understanding how anthropology developed contributes to understanding how it fits into other academic disciplines. Scholarly traditions of jurisprudence, history, philology and sociology developed during this time and informed the development of the social sciences of which anthropology was a part. At the same time, the Romantic reaction to the Enlightenment produced thinkers such as Herder and later Wilhelm Dilthey whose work formed the basis for the culture concept which is central to the discipline.

These intellectual movements in part grappled with one of the greatest paradoxes of modernity: as the world is becoming smaller and more integrated, people's experience of the world is increasingly atomized and dispersed. As Karl Marx and Friedrich Engels observed in the 1840s:
All old-established national industries have been destroyed or are daily being destroyed. They are dislodged by new industries, whose introduction becomes a life and death question for all civilized nations, by industries that no longer work up indigenous raw material but raw material drawn from the remotest zones; industries whose products are consumed, not only at home, but in every quarter of the globe. In place of the old wants, satisfied by the production of the country, we find new wants, requiring for their satisfaction the products of distant lands and climes. In place of the old local and national seclusion and self-sufficiency, we have intercourse in every direction, universal interdependence of nations.
Ironically, this universal interdependence, rather than leading to greater human solidarity, has coincided with increasing racial, ethnic, religious, and class divisions, and new—and to some confusing or disturbing—cultural expressions. These are the conditions of life with which people today must contend, but they have their origins in processes that began in the 16th century and accelerated in the 19th century.

Institutionally anthropology emerged from natural history (expounded by authors such as Buffon). This was the study of human beings—typically people living in European colonies. Thus studying the language, culture, physiology, and artifacts of European colonies was more or less equivalent to studying the flora and fauna of those places. It was for this reason, for instance, that Lewis Henry Morgan could write monographs on both The League of the Iroquois and The American Beaver and His Works. This is also why the material culture of 'civilized' nations such as China have historically been displayed in fine arts museums alongside European art while artifacts from Africa or Native North American cultures were displayed in natural history museums with dinosaur bones and nature dioramas. Curatorial practice has changed dramatically in recent years, and it would be wrong to see anthropology as merely an extension of colonial rule and European chauvinism, since its relationship to imperialism was and is complex.

Drawing on the methods of the natural sciences as well as developing new techniques involving not only structured interviews but unstructured "participant-observation"—and drawing on the new theory of evolution through natural selection, they proposed the scientific study of a new object: "humankind", conceived of as a whole. Crucial to this study is the concept "culture", which anthropologists defined both as a universal capacity and propensity for social learning, thinking, and acting (which they see as a product of human evolution and something that distinguishes Homo sapiens—and perhaps all species of genus Homo—from other species), and as a particular adaptation to local conditions that takes the form of highly variable beliefs and practices. Thus, "culture" not only transcends the opposition between nature and nurture; it transcends and absorbs the peculiarly European distinction between politics, religion, kinship, and the economy as autonomous domains. Anthropology thus transcends the divisions between the natural sciences, social sciences, and humanities to explore the biological, linguistic, material, and symbolic dimensions of humankind in all forms.

National anthropological traditions

As academic disciplines began to differentiate over the course of the nineteenth century, anthropology grew increasingly distinct from the biological approach of natural history, on the one hand, and from purely historical or literary fields such as Classics, on the other. A common criticism was that many social sciences (such as economists, sociologists, and psychologists) in Western countries focused disproportionately on Western subjects, while anthropology focuseed disproportionately on the "other".

Britain

Museums such as the British Museum weren't the only site of anthropological studies: with the New Imperialism period, starting in the 1870s, zoos became unattended "laboratories", especially the so-called "ethnological exhibitions" or "Negro villages". Thus, "savages" from the colonies were displayed, often nudes, in cages, in what has been called "human zoos". For example, in 1906, Congolese pygmy Ota Benga was put by anthropologist Madison Grant in a cage in the Bronx Zoo, labelled "the missing link" between an orangutan and the "white race"—Grant, a renowned eugenicist, was also the author of The Passing of the Great Race (1916). Such exhibitions were attempts to illustrate and prove in the same movement the validity of scientific racism, which first formulation may be found in Arthur de Gobineau's An Essay on the Inequality of Human Races (1853–55). In 1931, the Colonial Exhibition in Paris still displayed Kanaks from New Caledonia in the "indigenous village"; it received 24 million visitors in six months, thus demonstrating the popularity of such "human zoos".

Anthropology grew increasingly distinct from natural history and by the end of the nineteenth century the discipline began to crystallize into its modern form—by 1935, for example, it was possible for T.K. Penniman to write a history of the discipline entitled A Hundred Years of Anthropology. At the time, the field was dominated by 'the comparative method'. It was assumed that all societies passed through a single evolutionary process from the most primitive to most advanced. Non-European societies were thus seen as evolutionary 'living fossils' that could be studied in order to understand the European past. Scholars wrote histories of prehistoric migrations which were sometimes valuable but often also fanciful. It was during this time that Europeans first accurately traced Polynesian migrations across the Pacific Ocean for instance—although some of them believed it originated in Egypt. Finally, the concept of race was actively discussed as a way to classify—and rank—human beings based on difference.

E.B. Tylor and James Frazer

Sir E. B. Tylor (1832-1917), nineteenth-century British anthropologist
 
Sir James George Frazer (1854-1941)

Edward Burnett Tylor (2 October 1832 – 2 January 1917) and James George Frazer (1 January 1854 – 7 May 1941) are generally considered the antecedents to modern social anthropology in Britain. Although Tylor undertook a field trip to Mexico, both he and Frazer derived most of the material for their comparative studies through extensive reading, not fieldwork, mainly the Classics (literature and history of Greece and Rome), the work of the early European folklorists, and reports from missionaries, travelers, and contemporaneous ethnologists.

Tylor advocated strongly for unilinealism and a form of "uniformity of mankind". Tylor in particular laid the groundwork for theories of cultural diffusionism, stating that there are three ways that different groups can have similar cultural forms or technologies: "independent invention, inheritance from ancestors in a distant region, transmission from one race to another".

Tylor formulated one of the early and influential anthropological conceptions of culture as "that complex whole, which includes knowledge, belief, art, morals, law, custom, and any other capabilities and habits acquired by [humans] as [members] of society". However, as Stocking notes, Tylor mainly concerned himself with describing and mapping the distribution of particular elements of culture, rather than with the larger function, and he generally seemed to assume a Victorian idea of progress rather than the idea of non-directional, multilineal cultural development proposed by later anthropologists.

Tylor also theorized about the origins of religious beliefs in human beings, proposing a theory of animism as the earliest stage, and noting that "religion" has many components, of which he believed the most important to be belief in supernatural beings (as opposed to moral systems, cosmology, etc.). Frazer, a Scottish scholar with a broad knowledge of Classics, also concerned himself with religion, myth, and magic. His comparative studies, most influentially in the numerous editions of The Golden Bough, analyzed similarities in religious belief and symbolism globally. Neither Tylor nor Frazer, however, was particularly interested in fieldwork, nor were they interested in examining how the cultural elements and institutions fit together. The Golden Bough was abridged drastically in subsequent editions after his first.

Bronislaw Malinowski and the British School

Toward the turn of the twentieth century, a number of anthropologists became dissatisfied with this categorization of cultural elements; historical reconstructions also came to seem increasingly speculative to them. Under the influence of several younger scholars, a new approach came to predominate among British anthropologists, concerned with analyzing how societies held together in the present (synchronic analysis, rather than diachronic or historical analysis), and emphasizing long-term (one to several years) immersion fieldwork. Cambridge University financed a multidisciplinary expedition to the Torres Strait Islands in 1898, organized by Alfred Cort Haddon and including a physician-anthropologist, William Rivers, as well as a linguist, a botanist, and other specialists. The findings of the expedition set new standards for ethnographic description.

A decade and a half later, Polish anthropology student Bronisław Malinowski (1884–1942) was beginning what he expected to be a brief period of fieldwork in the old model, collecting lists of cultural items, when the outbreak of the First World War stranded him in New Guinea. As a subject of the Austro-Hungarian Empire resident on a British colonial possession, he was effectively confined to New Guinea for several years.

He made use of the time by undertaking far more intensive fieldwork than had been done by British anthropologists, and his classic ethnography, Argonauts of the Western Pacific (1922) advocated an approach to fieldwork that became standard in the field: getting "the native's point of view" through participant observation. Theoretically, he advocated a functionalist interpretation, which examined how social institutions functioned to satisfy individual needs.

British social anthropology had an expansive moment in the Interwar period, with key contributions coming from the Polish-British Bronisław Malinowski and Meyer Fortes.
 
A. R. Radcliffe-Brown also published a seminal work in 1922. He had carried out his initial fieldwork in the Andaman Islands in the old style of historical reconstruction. However, after reading the work of French sociologists Émile Durkheim and Marcel Mauss, Radcliffe-Brown published an account of his research (entitled simply The Andaman Islanders) that paid close attention to the meaning and purpose of rituals and myths. Over time, he developed an approach known as structural functionalism, which focused on how institutions in societies worked to balance out or create an equilibrium in the social system to keep it functioning harmoniously. (This contrasted with Malinowski's functionalism, and was quite different from the later French structuralism, which examined the conceptual structures in language and symbolism.)

Malinowski and Radcliffe-Brown's influence stemmed from the fact that they, like Boas, actively trained students and aggressively built up institutions that furthered their programmatic ambitions. This was particularly the case with Radcliffe-Brown, who spread his agenda for "Social Anthropology" by teaching at universities across the British Commonwealth. From the late 1930s until the postwar period appeared a string of monographs and edited volumes that cemented the paradigm of British Social Anthropology (BSA). Famous ethnographies include The Nuer, by Edward Evan Evans-Pritchard, and The Dynamics of Clanship Among the Tallensi, by Meyer Fortes; well-known edited volumes include African Systems of Kinship and Marriage and African Political Systems.

Post WW II trends

Max Gluckman, together with many of his colleagues at the Rhodes-Livingstone Institute and students at Manchester University, collectively known as the Manchester School, took BSA in new directions through their introduction of explicitly Marxist-informed theory, their emphasis on conflicts and conflict resolution, and their attention to the ways in which individuals negotiate and make use of the social structural possibilities.

In Britain, anthropology had a great intellectual impact, it "contributed to the erosion of Christianity, the growth of cultural relativism, an awareness of the survival of the primitive in modern life, and the replacement of diachronic modes of analysis with synchronic, all of which are central to modern culture."

Later in the 1960s and 1970s, Edmund Leach and his students Mary Douglas and Nur Yalman, among others, introduced French structuralism in the style of Lévi-Strauss; while British anthropology has continued to emphasize social organization and economics over purely symbolic or literary topics, differences among British, French, and American sociocultural anthropologies have diminished with increasing dialogue and borrowing of both theory and methods. Today, social anthropology in Britain engages internationally with many other social theories and has branched in many directions.

In countries of the British Commonwealth, social anthropology has often been institutionally separate from physical anthropology and primatology, which may be connected with departments of biology or zoology; and from archaeology, which may be connected with departments of Classics, Egyptology, and the like. In other countries (and in some, particularly smaller, British and North American universities), anthropologists have also found themselves institutionally linked with scholars of folklore, museum studies, human geography, sociology, social relations, ethnic studies, cultural studies, and social work.

Anthropology has been used in Britain to provide an alternative explanation for the Financial crisis of 2007–2010 to the technical explanations rooted in economic and political theory. Dr. Gillian Tett, a Cambridge University trained anthropologist who went on to become a senior editor at the Financial Times is one of the leaders in this use of anthropology.

Canada

Canadian anthropology began, as in other parts of the Colonial world, as ethnological data in the records of travellers and missionaries. In Canada, Jesuit missionaries such as Fathers LeClercq, Le Jeune and Sagard, in the 17th century, provide the oldest ethnographic records of native tribes in what was then the Dominion of Canada. The academic discipline has drawn strongly on both the British Social Anthropology and the American Cultural Anthropology traditions, producing a hybrid "Socio-cultural" anthropology.

George Mercer Dawson

True anthropology began with a Government department: the Geological Survey of Canada, and George Mercer Dawson (director in 1895). Dawson's support for anthropology created impetus for the profession in Canada. This was expanded upon by Prime Minister Wilfrid Laurier, who established a Division of Anthropology within the Geological Survey in 1910.

Edward Sapir

Anthropologists were recruited from England and the USA, setting the foundation for the unique Canadian style of anthropology. Scholars include the linguist and Boasian Edward Sapir.

France


Anthropology in France has a less clear genealogy than the British and American traditions, in part because many French writers influential in anthropology have been trained or held faculty positions in sociology, philosophy, or other fields rather than in anthropology.

Marcel Mauss

Most commentators consider Marcel Mauss (1872–1950), nephew of the influential sociologist Émile Durkheim, to be the founder of the French anthropological tradition. Mauss belonged to Durkheim's Année Sociologique group. While Durkheim and others examined the state of modern societies, Mauss and his collaborators (such as Henri Hubert and Robert Hertz) drew on ethnography and philology to analyze societies that were not as 'differentiated' as European nation states.

Two works by Mauss in particular proved to have enduring relevance: Essay on the Gift, a seminal analysis of exchange and reciprocity, and his Huxley lecture on the notion of the person, the first comparative study of notions of person and selfhood cross-culturally.

Throughout the interwar years, French interest in anthropology often dovetailed with wider cultural movements such as surrealism and primitivism, which drew on ethnography for inspiration. Marcel Griaule and Michel Leiris are examples of people who combined anthropology with the French avant-garde. During this time most of what is known as ethnologie was restricted to museums, such as the Musée de l'Homme founded by Paul Rivet, and anthropology had a close relationship with studies of folklore.

Claude Lévi-Strauss

Above all, Claude Lévi-Strauss helped institutionalize anthropology in France. Along with the enormous influence that his theory of structuralism exerted across multiple disciplines, Lévi-Strauss established ties with American and British anthropologists. At the same time, he established centers and laboratories within France to provide an institutional context within anthropology, while training influential students such as Maurice Godelier and Françoise Héritier. They proved influential in the world of French anthropology. Much of the distinct character of France's anthropology today is a result of the fact that most anthropology is carried out in nationally funded research laboratories (CNRS) rather than academic departments in universities.

Other influential writers in the 1970s include Pierre Clastres, who explains in his books on the Guayaki tribe in Paraguay that "primitive societies" actively oppose the institution of the state. These stateless societies are not less evolved than societies with states, but chose to conjure the institution of authority as a separate function from society. The leader is only a spokesperson for the group when it has to deal with other groups ("international relations") but has no inside authority, and may be violently removed if he attempts to abuse this position.

The most important French social theorist since Foucault and Lévi-Strauss is Pierre Bourdieu, who trained formally in philosophy and sociology and eventually held the Chair of Sociology at the Collège de France. Like Mauss and others before him, he worked on topics both in sociology and anthropology. His fieldwork among the Kabyle of Algeria places him solidly in anthropology, while his analysis of the function and reproduction of fashion and cultural capital in European societies places him as solidly in sociology.

Blumenbach's five races.

United States

From its beginnings in the early 19th century through the early 20th century, anthropology in the United States was influenced by the presence of Native American societies.

Franz Boas, one of the pioneers of modern anthropology, often called the "Father of American Anthropology"

Cultural anthropology in the United States was influenced greatly by the ready availability of Native American societies as ethnographic subjects. The field was pioneered by staff of the Bureau of Indian Affairs and the Smithsonian Institution's Bureau of American Ethnology, men such as John Wesley Powell and Frank Hamilton Cushing.

Late-eighteenth-century ethnology established the scientific foundation for the field, which began to mature in the United States during the presidency of Andrew Jackson (1829–1837). Jackson was responsible for implementing the Indian Removal Act, the coerced and forced removal of an estimated 100,000 American Indians during the 1830s to Indian Territory in present-day Oklahoma; for insuring that the franchise was extended to all white men, irrespective of financial means while denying virtually all black men the right to vote; and, for suppressing abolitionists' efforts to end slavery while vigorously defending that institution. Finally, he was responsible for appointing Chief Justice Roger B. Taney who would decide, in Scott v. Sandford (1857), that Negroes were "beings of an inferior order, and altogether unfit to associate with the white race ... and so far inferior that they had no rights which the white man was bound to respect". As a result of this decision, black people, whether free or enslaved, could never become citizens of the United States.

It was in this context that the so-called American School of Anthropology thrived as the champion of polygenism or the doctrine of multiple origins—sparking a debate between those influenced by the Bible who believed in the unity of humanity and those who argued from a scientific standpoint for the plurality of origins and the antiquity of distinct types. Like the monogenists, these theories were not monolithic and often used words like races, species, hybrid, and mongrel interchangeably. A scientific consensus began to emerge during this period "that there exists a Genus Homo, embracing many primordial types of 'species'". Charles Caldwell, Samuel George Morton, Samuel A. Cartwright, George Gliddon, Josiah C. Nott, and Louis Agassiz, and even South Carolina Governor James Henry Hammond were all influential proponents of this school. While some were disinterested scientists, others were passionate advocates who used science to promote slavery in a period of increasing sectional strife. All were complicit in establishing the putative science that justified slavery, informed the Dred Scott decision, underpinned miscegenation laws, and eventually fueled Jim Crow. Samuel G. Morton, for example, claimed to be just a scientist but he did not hesitate to provide evidence of Negro inferiority to John C. Calhoun, the prominent pro-slavery Secretary of State to help him negotiate the annexation of Texas as a slave state.

The high-water mark of polygenic theories was Josiah Nott and Gliddon's voluminous eight-hundred page tome titled Types of Mankind, published in 1854. Reproducing the work of Louis Agassiz and Samuel Morton, the authors spread the virulent and explicitly racist views to a wider, more popular audience. The first printing sold out quickly and by the end of the century it had undergone nine editions. Although many Southerners felt that all the justification for slavery they needed was found in the Bible, others used the new science to defend slavery and the repression of American Indians. Abolitionists, however, felt they had to take this science on its own terms. And for the first time, African American intellectuals waded into the contentious debate. In the immediate wake of Types of Mankind and during the pitched political battles that led to Civil War, Frederick Douglass (1818–1895), the statesman and persuasive abolitionist, directly attacked the leading theorists of the American School of Anthropology. In an 1854 address, entitled "The Claims of the Negro Ethnologically Considered", Douglass argued that "by making the enslaved a character fit only for slavery, [slaveowners] excuse themselves for refusing to make the slave a freeman.... For let it be once granted that the human race are of multitudinous origin, naturally different in their moral, physical, and intellectual capacities ... a chance is left for slavery, as a necessary institution.... There is no doubt that Messrs. Nott, Glidden, Morton, Smith and Agassiz were duly consulted by our slavery propagating statesmen" (p. 287).

Lewis Henry Morgan in the United States

Lewis Henry Morgan (1818–1881), a lawyer from Rochester, New York, became an advocate for and ethnological scholar of the Iroquois. His comparative analyses of religion, government, material culture, and especially kinship patterns proved to be influential contributions to the field of anthropology. Like other scholars of his day (such as Edward Tylor), Morgan argued that human societies could be classified into categories of cultural evolution on a scale of progression that ranged from savagery, to barbarism, to civilization. He focused on understanding how cultures integrated and systematized, and how the various features of one culture indicate an evolutionary status in comparison with other cultures. Generally, Morgan used technology (such as bowmaking or pottery) as an indicator of position on this scale.

Franz Boas

Franz Boas established academic anthropology in the United States in opposition to this sort of evolutionary perspective. His approach was empirical, skeptical of overgeneralizations, and eschewed attempts to establish universal laws. For example, Boas studied immigrant children to demonstrate that biological race was not immutable, and that human conduct and behavior resulted from nurture, rather than nature.

Influenced by the German tradition, Boas argued that the world was full of distinct cultures, rather than societies whose evolution could be measured by how much or how little "civilization" they had. He believed that each culture has to be studied in its particularity, and argued that cross-cultural generalizations, like those made in the natural sciences, were not possible.

In doing so, he fought discrimination against immigrants, blacks, and indigenous peoples of the Americas. Many American anthropologists adopted his agenda for social reform, and theories of race continue to be popular subjects for anthropologists today. The so-called "Four Field Approach" has its origins in Boasian Anthropology, dividing the discipline in the four crucial and interrelated fields of sociocultural, biological, linguistic, and archaic anthropology (e.g. archaeology). Anthropology in the United States continues to be deeply influenced by the Boasian tradition, especially its emphasis on culture.

Ruth Benedict in 1937

Boas used his positions at Columbia University and the American Museum of Natural History to train and develop multiple generations of students. His first generation of students included Alfred Kroeber, Robert Lowie, Edward Sapir and Ruth Benedict, who each produced richly detailed studies of indigenous North American cultures. They provided a wealth of details used to attack the theory of a single evolutionary process. Kroeber and Sapir's focus on Native American languages helped establish linguistics as a truly general science and free it from its historical focus on Indo-European languages.

The publication of Alfred Kroeber's textbook, Anthropology, marked a turning point in American anthropology. After three decades of amassing material, Boasians felt a growing urge to generalize. This was most obvious in the 'Culture and Personality' studies carried out by younger Boasians such as Margaret Mead and Ruth Benedict. Influenced by psychoanalytic psychologists including Sigmund Freud and Carl Jung, these authors sought to understand the way that individual personalities were shaped by the wider cultural and social forces in which they grew up.

Though such works as Coming of Age in Samoa and The Chrysanthemum and the Sword remain popular with the American public, Mead and Benedict never had the impact on the discipline of anthropology that some expected. Boas had planned for Ruth Benedict to succeed him as chair of Columbia's anthropology department, but she was sidelined by Ralph Linton, and Mead was limited to her offices at the AMNH.

Other countries

Anthropology as it emerged amongst the Western colonial powers (mentioned above) has generally taken a different path than that in the countries of southern and central Europe (Italy, Greece, and the successors to the Austro-Hungarian and Ottoman empires). In the former, the encounter with multiple, distinct cultures, often very different in organization and language from those of Europe, has led to a continuing emphasis on cross-cultural comparison and a receptiveness to certain kinds of cultural relativism.

In the successor states of continental Europe, on the other hand, anthropologists often joined with folklorists and linguists in building cultural perspectives on nationalism. Ethnologists in these countries tended to focus on differentiating among local ethnolinguistic groups, documenting local folk culture, and representing the prehistory of what has become a nation through various forms of public education (e.g., museums of several kinds).

In this scheme, Russia occupied a middle position. On the one hand, it had a large region (largely east of the Urals) of highly distinct, pre-industrial, often non-literate peoples, similar to the situation in the Americas. On the other hand, Russia also participated to some degree in the nationalist (cultural and political) movements of Central and Eastern Europe. After the Revolution of 1917, views expressed by anthropologists in the USSR, and later the Soviet Bloc countries, were highly shaped by the requirement to conform to Marxist theories of social evolution.

In Greece, there was since the 19th century a science of the folklore called laographia (laography), in the form of "a science of the interior", although theoretically weak; but the connotation of the field deeply changed after World War II, when a wave of Anglo-American anthropologists introduced a science "of the outside".

In Italy, the development of ethnology and related studies did not receive as much attention as other branches of learning, but nonetheless included important researchers and thinkers like Ernesto De Martino.

Germany and Norway are the countries that showed the most division and conflict between scholars focusing on domestic socio-cultural issues and scholars focusing on "other" societies.. Some German and Austrian scholars have increased cultural anthropology as both legal anthropology regarding "other" societies and anthropology of Western civilization.

The development of world anthropologies has followed different trajectories.

20th-century developments

In the mid-20th century, American anthropology began to study its own history more systematically. In 1967 Marvin Harris published his The Rise of Anthropological Theory, presenting argumentative examinations of anthropology's historical developments, and George W. Stocking, Jr., established the historicist school, examining the historical contexts of anthropological movements.

Gregory Bateson

From Wikipedia, the free encyclopedia

Gregory Bateson
Arnhein and Bateson.jpg
Rudolph Arnheim (L) and Bateson (R) speaking at the American Federation of Arts 48th Annual Convention, 1957 Apr 6 / Eliot Elisofon, photographer. American Federation of Arts records, Archives of American Art, Smithsonian Institution
Born 9 May 1904
Grantchester, UK
Died 4 July 1980 (aged 76)
San Francisco, US
Known for double bind, ecology of mind, deuterolearning, schismogenesis
Scientific career:
Fields anthropology, social sciences, linguistics, cybernetics, systems theory
Influences Margaret Mead, Conrad Hal Waddington, Warren McCulloch, Norbert Wiener, John von Neumann, Evelyn Hutchinson, Julian Bigelow
Influenced John C. Lilly, Heinz von Foerster, Francis Jeffrey, Jerry Brown, Richard Bandler, Stewart Brand, Gilles Deleuze, John Grinder, Félix Guattari, Jay Haley, Don D. Jackson, Bradford Keeney, Stephen Nachmanovitch, William Irwin Thompson, R. D. Laing, Paul Watzlawick, Carl Whitaker, Niklas Luhmann, Sharon Traweek; biosemiotics, application of type theory in social sciences, communication theory, ethnicity theory,[1] evolutionary biology, family therapy, brief therapy, neuro-linguistic programming, systemic coaching, anti-psychiatry, visual anthropology

Gregory Bateson (9 May 1904 – 4 July 1980) was an English anthropologist, social scientist, linguist, visual anthropologist, semiotician, and cyberneticist whose work intersected that of many other fields. In the 1940s, he helped extend systems theory and cybernetics to the social and behavioral sciences. He spent the last decade of his life developing a "meta-science" of epistemology to bring together the various early forms of systems theory developing in different fields of science. His writings include Steps to an Ecology of Mind (1972) and Mind and Nature (1979). Angels Fear (published posthumously in 1987) was co-authored by his daughter Mary Catherine Bateson.

Bateson was born in Grantchester in Cambridgeshire, England, on 9 May 1904. He was the third and youngest son of (Caroline) Beatrice Durham and the distinguished geneticist William Bateson. He was named Gregory after Gregor Mendel, the Austrian monk who founded the modern science of genetics.

The younger Bateson attended Charterhouse School from 1917 to 1921, obtained a Bachelor of Arts in biology at St. John's College, Cambridge, in 1925, and continued at Cambridge from 1927 to 1929. Bateson lectured in linguistics at the University of Sydney in 1928. From 1931 to 1937, he was a Fellow of St. John's College, Cambridge, spent the years before World War II in the South Pacific in New Guinea and Bali doing anthropology. During 1936–1950, he was married to Margaret Mead. At that time he applied his knowledge to the war effort before moving to the United States.
In Palo Alto, California, Bateson and his colleagues Donald Jackson, Jay Haley and John H. Weakland developed the double-bind theory (see also Bateson Project).

Bateson's interest in systems theory and cybernetics forms a thread running through his work. He was one of the original members of the core group of the Macy conferences in Cybernetics, and the later set on Group Processes, where he represented the social and behavioral sciences. Bateson was interested in the relationship of these fields to epistemology. His association with the editor and author Stewart Brand helped to widen his influence. From the 1970s until his last years, a broader audience of university students and educated people working in many fields came to know his thought.

In 1956, he became a naturalised citizen of the United States. Bateson was a member of William Irwin Thompson's Lindisfarne Association. In the 1970s, he taught at the Humanistic Psychology Institute (renamed the Saybrook University) in San Francisco; and in 1972 joined the faculty of Kresge College at the University of California, Santa Cruz. He was elected a Fellow of the American Academy of Arts and Sciences in 1976. In 1976, California Governor Jerry Brown appointed Bateson to the Regents of the University of California, in which position he served until his death (although he resigned from the Special Research Projects committee in 1979, in opposition to the university's work on nuclear weapons). He died on Independence Day, 1980, in the guest house of the San Francisco Zen Center.

Personal life

Bateson's life, according to Lipset (1982), was greatly affected by the death of his two brothers. John Bateson (1898–1918), the eldest of the three, was killed in World War I. Martin Bateson (1900–1922), the second brother, was then expected to follow in his father's footsteps as a scientist, but came into conflict with his father over his ambition to become a poet and playwright. The resulting stress, combined with a disappointment in love, resulted in Martin's public suicide by gunshot under the statue of Anteros in Piccadilly Circus on 22 April 1922, which was John's birthday. After this event, which transformed a private family tragedy into public scandal, all William and Beatrice's ambitious expectations fell on Gregory, their only surviving son.

Bateson's first marriage, in 1936, was to American cultural anthropologist Margaret Mead. Bateson and Mead had a daughter, Mary Catherine Bateson (born 1939), who also became an anthropologist. Bateson separated from Mead in 1947, and they were divorced in 1950. In 1951 he married his second wife Elizabeth "Betty" Sumner (1919–1992), the daughter of the Episcopalian Bishop of Oregon, Walter Taylor Sumner. They had a son, John Sumner Bateson (1951-2015), as well as twins who died shortly after birth in 1953. Bateson and Sumner were divorced in 1957, after which Bateson married his third wife, the therapist and social worker Lois Cammack (born 1928), in 1961. They had one daughter, Nora Bateson (born 1969).

Bateson was a lifelong atheist, as his family had been for several generations.

The 2014 novel Euphoria by Lily King is a fictionalized account of Bateson's relationships with Mead and Reo Fortune in pre-WWII New Guinea.

Philosophy

Where others might see a set of inexplicable details, Bateson perceived simple relationships. In "From Versailles to Cybernetics," Bateson argues that the history of the twentieth century can be perceived as the history of a malfunctioning relationship. In his view, the Treaty of Versailles exemplifies a whole pattern of human relationships based on betrayal and hate. He therefore claims that the treaty of Versailles and the development of cybernetics—which for him represented the possibility of improved relationships—are the only two anthropologically important events of the twentieth century.

Work

WWII and Office of Strategic Services career

Although initially reluctant to join the intelligence services, Bateson served in OSS during World War II along with dozens of other anthropologists. He was stationed in the same offices as Julia Child (then Julia McWilliams), Paul Cushing Child, and others. He spent much of the war designing 'black propaganda' radio broadcasts. He was deployed on covert operations in Burma and Thailand, and worked in China, India, and Ceylon as well. Bateson used his theory of schismogenesis to help foster discord among enemy fighters. He was upset by his wartime experience and disagreed with his wife over whether science should be applied to social planning or used only to foster understanding rather than action.

Early Work: New Guinea and Bali

Bateson's beginning years as an anthropologist were spent floundering, lost without a specific objective in mind. He began first with a trip to New Guinea, spurred by mentor A. C. Haddon. His goal, as suggested by Haddon, was to explore the effects of contact between the Sepik natives and whites. Unfortunately for Bateson, his time spent with the Baining of New Guinea was halted and difficult. The Baining turned out to be secretive and excluded him from many aspects of their society. On more than one occasion he was tricked into missing communal activities, and they held out on their religion. He left them, frustrated. He next studied the Sulka, another native population of New Guinea. Although the Sulka were dramatically different from the Baining and their culture much more "visible" to the observer, he felt their culture was dying, which left him feeling dispirited and discouraged.

He experienced more success with the Iatmul people, another indigenous people of the Sepik River region of New Guinea. He would always return to the idea of communications and relations or interactions between and among people. The observations he made of the Iatmul allowed him to develop his concept of schismogenesis. He studied the 'naven', an honorific ceremony among the Iatmul, still continued today, that celebrates first-time cultural achievements. The ceremony entails many antics that are normally forbidden during everyday social life. For example, men and women reverse and exaggerate gender roles; men dress in women's skirts, and women dress in men's attire and ornaments. Additionally, certain categories of female kin smear mud in the faces of other relatives, beat them with sticks, and hurl bawdy insults. Mothers may drop to the ground so their celebrated 'child' walks over them. And during a male rite, a mother's brother may slide his buttocks down the leg of his honoured sister's son, a complex gesture of masculine birthing, pride, and insult, rarely performed before women, that brings the honoured sister's son to tears. Bateson suggested the influence of a circular system of causation, and proposed that:
Women watched for the spectacular performances of the men, and there can be no reasonable doubt that the presence of an audience is a very important factor in shaping the men's behavior. In fact, it is probable that the men are more exhibitionistic because the women admire their performances. Conversely, there can be no doubt that the spectacular behavior is a stimulus which summons the audience together, promoting in the women the appropriate behavior.
In short, the behaviour of person X affects person Y, and the reaction of person Y to person X's behaviour will then affect person X's behaviour, which in turn will affect person Y, and so on. Bateson called this the "vicious circle." He then discerned two models of schismogenesis: symmetrical and complementary. Symmetrical relationships are those in which the two parties are equals, competitors, such as in sports. Complementary relationships feature an unequal balance, such as dominance-submission (parent-child), or exhibitionism-spectatorship (performer-audience). Bateson's experiences with the Iatmul led him to publish a book in 1936 titled Naven: A Survey of the Problems suggested by a Composite Picture of the Culture of a New Guinea Tribe drawn from Three Points of View (Cambridge University Press). The book proved to be a watershed in anthropology and modern social science.

Until Bateson published Naven, most anthropologists assumed a realist approach to studying culture, in which one simply described social reality. Bateson's book argued that this approach was naive, since an anthropologist's account of a culture was always and fundamentally shaped by whatever theory the anthropologist employed to define and analyse the data. To think otherwise, stated Bateson, was to be guilty of what Alfred North Whitehead called the "fallacy of misplaced concreteness." There was no singular or self-evident way to understand the Iatmul naven rite. Instead, Bateson analysed the rite from three unique points of view: sociological, ethological, and eidological. The book, then, was not a presentation of anthropological analysis but an epistemological account that explored the nature of anthropological analysis itself.

The sociological point of view sought to identify how the ritual helped bring about social integration. In the 1930s, most anthropologists understood marriage rules to regularly ensure that social groups renewed their alliances. But Iatmul, argued Bateson, had contradictory marriage rules. Marriage, in other words, could not guarantee that a marriage between two clans would at some definite point in the future recur. Instead, Bateson continued, the naven rite filled this function by regularly ensuring exchanges of food, valuables, and sentiment between mothers' brothers and their sisters' children, or between separate lineages. Naven, from this angle, held together the different social groups of each village into a unified whole.

The ethological point of view interpreted the ritual in terms of the conventional emotions associated with normative male and female behaviour, which Bateson called ethos. In Iatmul culture, observed Bateson, men and women lived different emotional lives. For example, women were rather submissive and took delight in the achievement of others; men fiercely competitive and flamboyant. During the ritual, however, men celebrated the achievement of their nieces and nephews while women were given ritual license to act raucously. In effect, naven allowed men and women to experience momentarily the emotional lives of each other, and thereby to achieve a level of psychological integration.

The third and final point of view, the eidological, was the least successful. Here Bateson endeavoured to correlate the organisation structure of the naven ceremony with the habitual patterns of Iatmul thought. Much later, Bateson would harness the very same idea to the development of the double-bind theory of schizophrenia.

In the Epilogue to the book, Bateson was clear: "The writing of this book has been an experiment, or rather a series of experiments, in methods of thinking about anthropological material." That is to say, his overall point was not to describe Iatmul culture of the naven ceremony but to explore how different modes of analysis, using different premises and analytic frameworks, could lead to different explanations of the same sociocultural phenomenon. Not only did Bateson's approach re-shape fundamentally the anthropological approach to culture, but the naven rite itself has remained a locus classicus in the discipline. In fact, the meaning of the ritual continues to inspire anthropological analysis.

Bateson next travelled to Bali with his new wife Margaret Mead. They studied the people of the Balinese village Bajoeng Gede. Here, Lipset states, "in the short history of ethnographic fieldwork, film was used both on a large scale and as the primary research tool." Indeed, Bateson took 25,000 photographs of their Balinese subjects.

Bateson discovered that the people of Bajoeng Gede raised their children very unlike children raised in Western societies. Instead of attention being paid to a child who was displaying a climax of emotion (love or anger), Balinese mothers would ignore them. Bateson notes, "The child responds to [a mother's] advances with either affection or temper, but the response falls into a vacuum. In Western cultures, such sequences lead to small climaxes of love or anger, but not so in Bali. At the moment when a child throws its arms around the mother's neck or bursts into tears, the mother's attention wanders". This model of stimulation and refusal was also seen in other areas of the culture. Bateson later described the style of Balinese relations as stasis instead of schismogenesis. Their interactions were "muted" and did not follow the schismogenetic process because they did not often escalate competition, dominance, or submission.

After Bali, Bateson and Mead returned to the Sepik River in 1938, and settled into the village of Tambunum, where Bateson spent three days in the 1920s. They aimed to replicate the Balinese project on the relationship between childraising and temperament, and between conventions of the body – such as pose, grimace, holding infants, facial expressions, etc. – reflected wider cultural themes and values. Bateson snapped some 10,000 black and white photographs, and Mead typed thousands of pages of fieldnotes. But Bateson and Mead never published anything substantial from this research.

Bateson and Margaret Mead contrasted first and Second-order cybernetics with this diagram in an interview in 1973.

 Bateson's encounter with Mead on the Sepik river (Chapter 16) and their life together in Bali (Chapter 17) is described in Mead's autobiography Blackberry Winter: My Earlier Years (Angus and Robertson. London. 1973). Catherine's birth in New York on 8 December 1939 is recounted in Chapter 18.

Double bind

In 1956 in Palo Alto, Bateson and his colleagues Donald Jackson, Jay Haley, and John Weakland articulated a related theory of schizophrenia as stemming from double bind situations. The double bind refers to a communication paradox described first in families with a schizophrenic member. The first place where double binds were described (though not named as such) was according to Bateson, in Samuel Butler's The Way of All Flesh (a semi-autobiographical novel about Victorian hypocrisy and cover-up).

Full double bind requires several conditions to be met:
  1. The victim of double bind receives contradictory injunctions or emotional messages on different levels of communication (for example, love is expressed by words, and hate or detachment by nonverbal behaviour; or a child is encouraged to speak freely, but criticised or silenced whenever he or she actually does so);
  2. No metacommunication is possible – for example, asking which of the two messages is valid or describing the communication as making no sense;
  3. The victim cannot leave the communication field;
  4. Failing to fulfill the contradictory injunctions is punished (for example, by withdrawal of love).
The strange behaviour and speech of schizophrenics was explained by Bateson et al. as an expression of this paradoxical situation, and were seen in fact as an adaptive response, which should be valued as a cathartic and transformative experience.

The double bind was originally presented (probably mainly under the influence of Bateson's psychiatric co-workers) as an explanation of part of the etiology of schizophrenia. Currently, it is considered to be more important as an example of Bateson's approach to the complexities of communication which is what he understood it to be.

The role of somatic change in evolution

According to Merriam-Webster's dictionary the term somatic is basically defined as the body or body cells of change distinguished from germplasm or psyche/mind. Bateson writes about how the actual physical changes in the body occur within evolutionary processes. He describes this through the introduction of the concept of "economics of flexibility". In his conclusion he makes seven statements or theoretical positions which may be supported by his ideology.

The first is the idea that although environmental stresses have theoretically been believed to guide or dictate the changes in the soma (physical body), the introduction of new stresses do not automatically result in the physical changes necessary for survival as suggested by original evolutionary theory. In fact the introduction of these stresses can greatly weaken the organism. An example that he gives is the sheltering of a sick person from the weather or the fact that someone who works in an office would have a hard time working as a rock climber and vice versa. The second position states that though "the economics of flexibility has a logical structure-each successive demand upon flexibility fractioning the set of available possibilities". This means that theoretically speaking each demand or variable creates a new set of possibilities. Bateson's third conclusion is "that the genotypic change commonly makes demand upon the adjustive ability of the soma". This, he states, is the commonly held belief among biologists although there is no evidence to support the claim. Added demands are made on the soma by sequential genotypic modifications is the fourth position. Through this he suggests the following three expectations:
  1. The idea that organisms that have been through recent modifications will be delicate;
  2. The belief that these organisms will become progressively harmful or dangerous;
  3. That over time these new "breeds" will become more resistant to the stresses of the environment and change in genetic traits.
The fifth theoretical position which Bateson believes is supported by his data is that characteristics within an organism that have been modified due to environmental stresses may coincide with genetically determined attributes. His sixth position is that it takes less economic flexibility to create somatic change than it does to cause a genotypic modification. The seventh and final theory he believes to be supported is the idea that in rare occasions there will be populations whose changes will not be in accordance with the thesis presented within this paper. According to Bateson, none of these positions (at the time) could be tested but he called for the creation of a test which could possibly prove or disprove the theoretical positions suggested within.

Ecological anthropology and cybernetics

In his book Steps to an Ecology of Mind, Bateson applied cybernetics to the field of ecological anthropology and the concept of homeostasis. He saw the world as a series of systems containing those of individuals, societies and ecosystems. Within each system is found competition and dependency. Each of these systems has adaptive changes which depend upon feedback loops to control balance by changing multiple variables. Bateson believed that these self-correcting systems were conservative by controlling exponential slippage. He saw the natural ecological system as innately good as long as it was allowed to maintain homeostasis and that the key unit of survival in evolution was an organism and its environment.

Bateson also viewed that all three systems of the individual, society and ecosystem were all together a part of one supreme cybernetic system that controls everything instead of just interacting systems. This supreme cybernetic system is beyond the self of the individual and could be equated to what many people refer to as God, though Bateson referred to it as Mind. While Mind is a cybernetic system, it can only be distinguished as a whole and not parts. Bateson felt Mind was immanent in the messages and pathways of the supreme cybernetic system. He saw the root of system collapses as a result of Occidental or Western epistemology. According to Bateson, consciousness is the bridge between the cybernetic networks of individual, society and ecology and the mismatch between the systems due to improper understanding will result in the degradation of the entire supreme cybernetic system or Mind. Bateson thought that consciousness as developed through Occidental epistemology was at direct odds with Mind.

At the heart of the matter is scientific hubris. Bateson argues that Occidental epistemology perpetuates a system of understanding which is purpose or means-to-an-end driven. Purpose controls attention and narrows perception, thus limiting what comes into consciousness and therefore limiting the amount of wisdom that can be generated from the perception. Additionally Occidental epistemology propagates the false notion that man exists outside Mind and this leads man to believe in what Bateson calls the philosophy of control based upon false knowledge.

Bateson presents Occidental epistemology as a method of thinking that leads to a mindset in which man exerts an autocratic rule over all cybernetic systems. In exerting his autocratic rule man changes the environment to suit him and in doing so he unbalances the natural cybernetic system of controlled competition and mutual dependency. The purpose-driven accumulation of knowledge ignores the supreme cybernetic system and leads to the eventual breakdown of the entire system. Bateson claims that man will never be able to control the whole system because it does not operate in a linear fashion and if man creates his own rules for the system, he opens himself up to becoming a slave to the self-made system due to the non-linear nature of cybernetics. Lastly, man's technological prowess combined with his scientific hubris gives him the potential to irrevocably damage and destroy the supreme cybernetic system, instead of just disrupting the system temporally until the system can self-correct.

Bateson argues for a position of humility and acceptance of the natural cybernetic system instead of scientific arrogance as a solution. He believes that humility can come about by abandoning the view of operating through consciousness alone. Consciousness is only one way in which to obtain knowledge and without complete knowledge of the entire cybernetic system disaster is inevitable. The limited conscious must be combined with the unconscious in complete synthesis. Only when thought and emotion are combined in whole is man able to obtain complete knowledge. He believed that religion and art are some of the few areas in which a man is acting as a whole individual in complete consciousness. By acting with this greater wisdom of the supreme cybernetic system as a whole man can change his relationship to Mind from one of schism, in which he is endlessly tied up in constant competition, to one of complementarity. Bateson argues for a culture that promotes the most general wisdom and is able to flexibly change within the supreme cybernetic system.

Other terms used by Bateson

  • Abduction. Used by Bateson to refer to a third scientific methodology (along with induction and deduction) which was central to his own holistic and qualitative approach. Refers to a method of comparing patterns of relationship, and their symmetry or asymmetry (as in, for example, comparative anatomy), especially in complex organic (or mental) systems. The term was originally coined by American Philosopher/Logician Charles Sanders Peirce, who used it to refer to the process by which scientific hypotheses are generated.
  • Criteria of Mind (from Mind and Nature A Necessary Unity):
  1. Mind is an aggregate of interacting parts or components;
  2. The interaction between parts of mind is triggered by difference;
  3. Mental process requires collateral energy;
  4. Mental process requires circular (or more complex) chains of determination;
  5. In mental process the effects of difference are to be regarded as transforms (that is, coded versions) of the difference which preceded them;
  6. The description and classification of these processes of transformation discloses a hierarchy of logical types immanent in the phenomena.
  • Creatura and Pleroma. Borrowed from Carl Jung who applied these gnostic terms in his "Seven Sermons To the Dead". Like the Hindu term maya, the basic idea captured in this distinction is that meaning and organisation are projected onto the world. Pleroma refers to the non-living world that is undifferentiated by subjectivity; Creatura for the living world, subject to perceptual difference, distinction, and information.
  • Deuterolearning. A term he coined in the 1940s referring to the organisation of learning, or learning to learn.
  • Schismogenesis – the emergence of divisions within social groups.
  • Information – Bateson defined information as "a difference which makes a difference." For Bateson, information in fact mediated Alfred Korzybski's map–territory relation, and thereby resolved, according to Bateson, the mind-body problem.

Continuing extensions of Bateson's work

His daughter Mary Catherine Bateson published a joint biography of her parents (Bateson and Margaret Mead) in 1984. Bateson's legacy was reintroduced to new audiences by his daughter the filmmaker Nora Bateson, with the release of An Ecology of Mind, a documentary that premiered at the Vancouver International Film Festival. This film was selected as the audience favourite with the Morton Marcus Documentary Feature Award at the 2011 Santa Cruz Film Festival, and honoured with the 2011 John Culkin Award for Outstanding Praxis in the Field of Media Ecology by the Media Ecology Association. The Bateson Idea Group (BIG) initiated a web presence in October 2010. The group collaborated with the American Society for Cybernetics for a joint meeting in July 2012 at the Asilomar Conference Grounds in California.

Introduction to entropy

From Wikipedia, the free encyclopedia https://en.wikipedia.org/wiki/Introduct...