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Friday, September 9, 2022

Effects of climate change on agriculture

Maize farming in Uganda is made more difficult due to heat waves and droughts worsened by climate change in Uganda.

The effects of climate change on agriculture can result in lower crop yields and nutritional quality due to for example drought, heat waves and flooding as well as increases in pests and plant diseases. The effects are unevenly distributed across the world and are caused by changes in temperature, precipitation and atmospheric carbon dioxide levels due to global climate change. In 2019, millions already suffer from food insecurity due to climate change and predicted decline in global crop production of 2% - 6% by decade. It has been predicted in 2019 that food prices will rise by 80% by 2050 which will likely lead to food insecurity, disproportionally affecting poorer communities. A 2021 study estimates that the severity of heatwave and drought impacts on crop production tripled over the last 50 years in Europe – from losses of 2.2% during 1964–1990 to losses of 7.3% in 1991–2015.

Direct impacts from changing weather patterns are caused by rising temperatures, heat waves and changes in rainfall (including droughts and floods). There are also direct impacts from increased atmospheric CO2 levels: Higher crop yields due to CO2 fertilisation but also reduced nutritional value of crops (lower levels of micronutrients). There will be climate driven changes in pests, plant diseases and weeds which can result in lower yields as well. Other indirect impacts from changed conditions include agricultural land loss from sea level rise and, on the other hand, more arable land due to less frozen land. There will also be less irrigation water availability due to melting glaciers. There will also be impacts on erosion and soil fertility, effects on growing periods, food safety and losses (caused by fungi, leading to mycotoxins, and bacteria, like Salmonella, that increase with climate warming) and additional financial burdens. Water scarcity – including disturbances of terrestrial precipitation, evaporation and soil moisture – caused or worsened by climate change can have substantial effects in agriculture.

A range of measures for climate change adaptation may reduce the risk of negative climate change impacts on agriculture (e.g. changes in management practices, agricultural innovation, institutional changes, climate-smart agriculture) and are sometimes considered as part of changes towards a sustainable food system alongside (or in combination with) changes that reduce global warming from the food system.

According to the IPCC Sixth Assessment Report: "Climate change impacts are stressing agriculture, forestry, fisheries, and aquaculture, increasingly hindering efforts to meet human needs."

Direct impacts from changing weather patterns

Rising temperatures

HAn heat affected barely or wheat crop with an invasion of Capeweed (Arctotheca calendula) during a green drought in Gregadoo, New South Wales, Australia in 2009

As the temperature and weather patterns change, areas suitable for farming will alter. The current prediction is for temperature increase and precipitation decrease for major arid and semi-arid regions (Middle East, Africa, Australia, Southwest United States, and Southern Europe). In addition, crop yields in tropical regions will be negatively affected by the projected moderate increase in temperature (1-2 °C) expected to occur during the first half of the century. During the second half of the century, further warming is projected to decrease crop yields in all regions including Canada and the Northern United States. Many staple crops are extremely sensitive to heat and when temperatures rise over 36 °C, soybean seedlings are killed and corn pollen loses its vitality.

Higher winter temperatures and more frost-free days in some regions would result in a longer growing season there. For example, a 2014 study found that maize yields in the Heilongjiang region of China had increased by between 7 and 17% per decade as a result of rising temperatures.

Heat waves

In the summer of 2018, heat waves probably linked to climate change greatly reduced average yield in many parts of the world, especially Europe. Depending on conditions during August, more crop failures could rise global food prices. Losses are comparable to those of 1945, the worst harvest in memory. 2018 was the third time in four years that global wheat, rice and maize production failed to meet demand, forcing governments and food companies to release stocks from storage.

Heat stress of livestock

Heat stress on livestock has effects on not only animal growth and reproduction, but their feed intake and the production of dairy and meat. When higher than usual temperatures hit, the livestock struggle to keep up their metabolism, resulting in decreased food intake, lowered activity rate, and a drop in weight. This causes a decline in livestock productivity. The location and species of the livestock varies and therefore the effects of heat vary between them.

Changes in rainfall (including droughts and floods)

A rice field suffering from the effects of drought in Binh Thuy District, Can Tho, Vietnam.

Droughts and floods contribute to decreases crop yields due to climate change, extreme weather events become more common. In extreme cases, floods destroy crops, disrupt agricultural activities and render workers jobless and eliminate food supply. Droughts can also wipe out crops. Drought in developing countries exacerbates pre-existing poverty and fosters famine and malnutrition.

Irrigation of crops is able to reduce or even remove the impacts on yields of lower rainfall and higher temperatures - through localised cooling.  However, using water resources for irrigation has downsides and is expensive. Also, the water must come from somewhere and if the area has been in a drought for a long time, the rivers may be dry and the irrigation water would have to be transported from further distances.

Droughts have been occurring more frequently because of global warming and they are expected to become more frequent and intense in Africa, southern Europe, the Middle East, most of the Americas, Australia, and Southeast Asia. Their impacts are aggravated because of increased water demand, population growth, urban expansion in many areas. Droughts result in crop failures and the loss of pasture grazing land for livestock. Some farmers may choose to permanently stop farming a drought-affected area and go elsewhere.

At the beginning of the 21st century, floods probably linked to climate change shortened the planting season in the Midwest region in United States, causing damage to the agriculture sector. In May 2019 the floods reduced the projected corn yield from 15 billion bushels to 14.2.

Changes in hail size

In North United States, fewer hail days will occur overall due to climate change, but storms with larger hail might become more common (including hail that is larger than 1.6-inch). Hail that is larger than 1.6-inch can quite easily break (glass) greenhouses.

Direct impacts from increased atmospheric CO2 levels

Higher crop, grass and forestry yields due to CO2 fertilisation

Elevated atmospheric carbon dioxide affects plants in a variety of ways. Elevated CO2 increases crop yields and growth through an increase in photosynthetic rate, and it also decreases water loss as a result of stomatal closing.

The CO2 fertilization effect or carbon fertilization effect causes an increased rate of photosynthesis while limiting leaf transpiration in plants. Both processes result from increased levels of atmospheric carbon dioxide (CO2). Earth System Models (ESMs), Land System Models (LSMs), and Dynamic Global Vegetation Models (DGVMs) are used to investigate and interpret vegetation trends related to increasing levels of atmospheric CO2. However, the ecosystem processes associated with the CO2 fertilization effect remain uncertain and therefore are challenging to model.

The carbon fertilization effect varies depending on plant species, air and soil temperature, and availability of water and nutrients. Net primary productivity (NPP) might positively respond to the carbon fertilization effect. Although, evidence shows that enhanced rates of photosynthesis in plants due to CO2 fertilization do not directly enhance all plant growth, and thus carbon storage.

Reduced nutritional value of crops

Changes in atmospheric carbon dioxide may reduce the nutritional quality of some crops, with for instance wheat having less protein and less of some minerals. Food crops could see a reduction of protein, iron and zinc content in common food crops of 3 to 17%. This is the projected result of food grown under the expected atmospheric carbon-dioxide levels of 2050. Using data from the UN Food and Agriculture Organization as well as other public sources, the authors analyzed 225 different staple foods, such as wheat, rice, maize, vegetables, roots and fruits. The effect of projected for this century levels of atmospheric carbon dioxide on the nutritional quality of plants is not limited only to the above-mentioned crop categories and nutrients. A 2014 meta-analysis has shown that crops and wild plants exposed to elevated carbon dioxide levels at various latitudes have lower density of several minerals such as magnesium, iron, zinc, and potassium.

Studies using Free-Air Concentration Enrichment have also shown that increases in CO2 lead to decreased concentrations of micronutrients in crop and non-crop plants with negative consequences for human nutrition, including decreased B vitamins in rice. This may have knock-on effects on other parts of ecosystems as herbivores will need to eat more food to gain the same amount of protein.

Climate change induced drought stress in Africa will likely lead to a reduction in the nutritional quality of the common bean. This would primarily impact on populations in poorer countries less able to compensate by eating more food, more varied diets, or possibly taking supplements.

Climate driven changes in pests, plant diseases and weeds (indirect impacts)

Global warming will alter pest, plant disease and weed distributions, with potential to reduce crop yields, including of staple crops like wheat, soybeans, and corn.

Pest insects

Currently, pathogens take 10-16% of the global harvest and this level is likely to rise as plants are at an ever-increasing risk of exposure to pests and pathogens. Warmer temperatures can increase the metabolic rate and number of breeding cycles of insect populations. Insects that previously had only two breeding cycles per year could gain an additional cycle if warm growing seasons extend, causing a population boom. Temperate places and higher latitudes are more likely to experience a dramatic change in insect populations. Some insect species will breed more rapidly because they are better able to take advantage of such changes in conditions.

Desert locust swarms linked to climate change

Studies have shown that when CO2 levels rise, soybean leaves are less nutritious; therefore plant-eating beetles have to eat more to get their required nutrients. In addition, soybeans are less capable of defending themselves against the predatory insects under high CO2. The CO2 diminishes the plant's jasmonic acid production, an insect-killing poison that is excreted when the plant senses it's being attacked. Without this protection, beetles are able to eat the soybean leaves freely, resulting in a lower crop yield. This is not a problem unique to soybeans, and many plant species' defense mechanisms are impaired in a high CO2 environment.

Historically, cold temperatures at night and in the winter months would kill off insects, bacteria and fungi. The warmer, wetter winters are promoting fungal plant diseases like wheat rusts (stripe and brown/leaf) and soybean rust to travel northward. Soybean rust is a vicious plant pathogen that can kill off entire fields in a matter of days, devastating farmers and costing billions in agricultural losses. Another example is the Mountain Pine Beetle epidemic in British Columbia, Canada which killed millions of pine trees because the winters were not cold enough to slow or kill the growing beetle larvae.

The increasing incidence of flooding and heavy rains also promotes the growth of various other plant pests and diseases. On the opposite end of the spectrum, drought conditions favour different kinds of pests like aphids, whiteflies and locusts.

Locusts

When climate change leads to hotter weather, coupled with wetter conditions, this can result in more damaging locust swarms. This occurred for example in some East African nations in the beginning of 2020.

Fall armyworms

The fall armyworm, Spodoptera frugiperda, is a highly invasive plant pest that has in the recent years spread to countries in Sub-Saharan African. The spread of this plant pest is linked to climate change as experts confirm that climate change is bringing more crop pests to Africa and it is expected that these highly invasive crop pests will spread to other parts of the planet since they have a high capacity to adapt to different environments. The fall armyworm can have massive damage to crops, especially maize, which affects agricultural productivity.

Mountain Pine Beetle

Weeds, invasive species and plant pathogens

A continental-scale research platform for long-term study of the impacts of climate change, land-use change and invasive species on ecological systems (research site in Front Royal, Virginia, U.S.)

Weeds undergo the same acceleration of cycles as cultivated crops, and would also benefit from CO2 fertilization. Since most weeds are C3 plants, they are likely to compete even more than now against C4 crops such as corn. However, weedkillers may increase in effectiveness with the temperature increase.

Global warming would cause an increase in rainfall in some areas, which would lead to an increase of atmospheric humidity and the duration of the wet seasons. Combined with higher temperatures, these could favour the development of fungal diseases. Similarly, because of higher temperatures and humidity, there could be an increased pressure from insects and disease vectors. Climate change has the capability of altering pathogen and host interactions, specifically the rates of pathogen infection and the resistance of the host plant. Also impacted by plant disease are the economic costs associated with growing different plants that might yield less profit as well as treating and managing already diseased crops.

Research has shown that climate change may alter the developmental stages of plant pathogens that can affect crops. Change in weather patterns and temperature due to climate change leads to dispersal of plant pathogens as hosts migrate to areas with more favourable conditions. This increases crop losses due to diseases.

A changing climate may favour the more biologically diverse weeds over the monocrops most farms consist of. Characteristics of weeds such as their genetic diversity, cross-breeding ability, and fast-growth rates put them at an advantage in changing climates as these characteristics allow them to adapt readily in comparison to most farm's uniform crops, and give them a biological advantage.

With the increased CO2 levels, herbicides will lose their efficiency which in turn increases the tolerance of weeds to herbicides.

Technological solutions to pests and weeds

There are a few proposed solutions to the issue of expanding pest populations (pest control). One proposed solution is to increase the number of pesticides used on crops. This has the benefit of being relatively cost effective and simple, but may be ineffective. Many pest insects have been building up a pesticide resistance. Another proposed solution is to utilize biological control agents. This includes things like planting rows of native vegetation in between rows of crops. This solution is beneficial in its overall environmental impact. Not only are more native plants getting planted, but pest insects are no longer building up an immunity to pesticides. However, planting additional native plants requires more room.

Other indirect impacts from changed conditions

Food security, undernutrition and food prices

It is difficult to project the impact of climate change on utilization (protecting food against spoilage, being healthy enough to absorb nutrients, etc.) and on volatility of food prices. Most models projecting the future do indicate that prices will become more volatile. In 2019 the IPCC stated that millions already suffer from food insecurity due to climate change. As of 2019, an estimated 831 million people are undernourished. Climate change impacts depend strongly on projected future social and economic development.

A study in 2019 showed that climate change has already increased the risk of food insecurity in many food insecure countries.

The IPCC Sixth Assessment Report in 2022 found that: "Climate change will increase loss of years of full health by 10% in 2050 under RCP8.5 due to undernutrition and micronutrient deficiencies (medium evidence, high agreement)."

Increasing food prices

According to IPCC's Special Report on Climate Change and Land, food prices will rise by 80% by 2050 which will likely lead to food shortages. Food shortages will affect poorer parts of the world far more than richer ones.

Under a high emission scenario (RCP6.0), cereals are projected to become 1–29% more expensive in 2050 depending on the socioeconomic pathway, particularly affecting low-income consumers. Compared to a no climate change scenario, this would put between 1–181 million extra people at risk of hunger.

Higher food production costs

With more costs to the farmer, some will no longer find it financially feasible to farm. Agriculture employs the majority of the population in most low-income countries and increased costs can result in worker layoffs or pay cuts. Other farmers will respond by raising their food prices; a cost which is directly passed on to the consumer and impacts the affordability of food. Some farms do not sell their produce but instead feed a family or community; without that food, people will not have enough to eat. This results in decreased production, increased food prices, and potential starvation in parts of the world.

Agricultural land loss from sea level rise

A rise in the sea level would result in an agricultural land loss, in particular in areas such as South East Asia. Erosion, submergence of shorelines, salinity of the water table due to the increased sea levels, could mainly affect agriculture through inundation of low-lying lands.

Low-lying areas such as Bangladesh, India and Vietnam will experience major loss of rice crop if sea levels rise as expected by the end of the century. Vietnam for example relies heavily on its southern tip, where the Mekong Delta lies, for rice planting. A one metre rise in sea level will cover several square kilometres of rice paddies in Vietnam.

More arable land due to less frozen land

Climate change may increase the amount of arable land by reducing the amount of frozen land. A 2005 study reports that temperature in Siberia has increased three-degree Celsius in average since 1960 (much more than the rest of the world). However, reports about the impact of global warming on Russian agriculture indicate conflicting probable effects: while they expect a northward extension of farmable lands, they also warn of possible productivity losses and increased risk of drought.

The Arctic region is expected to benefit from increased opportunities for agriculture and forestry.

Less irrigation water availability due to melting glaciers

Some regions are heavily dependent on water runoff from glaciers that melt during the warmer summer months. Therefore, a continuation of the currently observed retreat of glaciers will eventually deplete the glacial ice and reduce or eliminate runoff. A reduction in runoff will affect the ability to irrigate crops and will reduce summer stream flows necessary to keep dams and reservoirs replenished.

In Asia, global warming of 1.5 °C will reduce the ice mass of Asia's high mountains by about 29-43%, with impacts communities that are dependent on glacier- and snow-melt waters for their livelihoods. In the Indus River watershed, these mountain water resources contribute to up to 60% of irrigation outside of the monsoon season, and an additional 11% of total crop production. Approximately 2.4 billion people live in the drainage basin of the Himalayan rivers. In India alone, the river Ganges provides water for drinking and farming for more than 500 million people.

Erosion and soil fertility

The warmer atmospheric temperatures observed over the past decades are expected to lead to a more vigorous hydrological cycle, including more extreme rainfall events. Erosion and soil degradation is more likely to occur. Soil fertility would also be affected by global warming. Increased erosion in agricultural landscapes from anthropogenic factors can occur with losses of up to 22% of soil carbon in 50 years.

Climate change will also cause soils to warm. In turn, this could cause the soil microbe population size to dramatically increase 40–150%. Warmer conditions would favor growth of certain bacteria species, shifting the bacterial community composition. Elevated carbon dioxide would increase the growth rates of plants and soil microbes, slowing the soil carbon cycle and favoring oligotrophs, which are slower-growing and more resource efficient than copiotrophs.

Early blooms and effects on growing periods

Peony growers in Homer, Alaska were given a curveball when the summer's heat wave in 2019 triggered an early bud before the market was ready to buy.

As a result of global warming, flowering times have come earlier, and early blooms can threaten the plants survival and reproduction. Early flowering increases the risk of frost damage in some plant species and lead to 'mismatches' between plant flowering and pollinators interaction. "Around 70% of the world's most produced crop species rely to some extent on insect pollination, contributing an estimated €153 billion to the global economy and accounting for approximately 9% of agricultural production". In addition, warmer temperatures in winter trigger many flowering plants to blossom, because plants need stimulation to flower, which is normally a long winter chill. And if a plant doesn't flower it can't reproduce. "But if winters keep getting milder, plants may not get cold enough to realize the difference when warmer springtime temperatures start".

Duration of crop growth cycles are above all, related to temperature. An increase in temperature will speed up development. In the case of an annual crop, the duration between sowing and harvesting will shorten (for example, the duration in order to harvest corn could shorten between one and four weeks). The shortening of such a cycle could have an adverse effect on productivity because senescence would occur sooner.

Changes in crop phenology provide important evidence of the response to recent regional climate change. Phenology is the study of natural phenomena that recur periodically, and how these phenomena relate to climate and seasonal changes. A significant advance in phenology has been observed for agriculture and forestry in large parts of the Northern Hemisphere.

Food safety and losses

It is expected that there will be more food safety issues and losses caused by fungi, leading to mycotoxins, and bacteria, like Salmonella, that increase with climate warming.

Impacts of surface level ozone on crops

Surface ozone is an air pollutant and a strong oxidant that reduces physiological functions, yield and quality of crops. It has increased substantially since the late 19th century. This is due to methane emissions which increase temperatures as a greenhouse gas and also increase surface ozone concentrations as a precursor.

Financial burden

Many of the projected climate scenarios suggest a huge financial burden. For example, the heat wave that passed through Europe in 2003 cost 13 billion euros in uninsured agriculture losses. In addition, during El Nino weather conditions, the chance of the Australian farmer's income falling below average increased by 75%, greatly impacting the country's GDP. The agriculture industry in India makes up 52% of their employment and the Canadian Prairies supply 51% of Canadian agriculture; any changes in the production of food crops from these areas could have profound effects on the economy. This could negatively affect the affordability of food and the subsequent health of the population.

Global aggregate estimates for crop yields

Climate change induced by increasing greenhouse gases is likely to differ across crops and countries. The Intergovernmental Panel on Climate Change (IPCC) has produced several reports that have assessed the scientific literature on climate change. In 2019 the IPCC stated that millions already suffer from food insecurity due to climate change and predicted decline in global crop production of 2% - 6% by decade. A 2021 study estimates that the severity of heatwave and drought impacts on crop production tripled over the last 50 years in Europe – from losses of 2.2% during 1964–1990 to losses of 7.3% in 1991–2015.

As of 2019, negative impacts have been observed for some crops in low-latitudes (maize and wheat), while positive impacts of climate change have been observed in some crops in high-latitudes (maize, wheat, and sugar beets). Using different methods to project future crop yields, a consistent picture emerges of global decreases in yield. Maize and soybean decrease with any warming, whereas rice and wheat production might peak at 3 °C of warming.

A study in 2019 tracked ~20,000 political units globally for 10 crops (maize, rice, wheat, soybean, barley, cassava, oil palm, rapeseed, sorghum and sugarcane), providing more detail on the spatial resolution and a larger number of crops than previously studied. It found that crop yields across Europe, Sub-Saharan Africa and Australia had in general decreased because of climate change (compared to the baseline value of 2004–2008 average data), though exceptions are present. The impact of global climate change on yields of different crops from climate trends ranged from -13.4% (oil palm) to 3.5% (soybean). The study also showed that impacts are generally positive in Latin America. Impacts in Asia and Northern and Central America are mixed.

Earlier predictions (prior to 2014)

Projected impact of climate change on agricultural yields by the 2080s, compared to 2003 levels (prediction from 2007)
 
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Global agricultural productivity could be negatively affected by climate change, with the worst effects in developing countries (projections in 2008).

The IPCC Third Assessment Report, published in 2001, concluded that the poorest countries would be hardest hit, with reductions in crop yields in most tropical and sub-tropical regions due to decreased water availability, and new or changed insect pest incidence. In Africa and Latin America many rainfed crops are near their maximum temperature tolerance, so that yields are likely to fall sharply for even small climate changes; falls in agricultural productivity of up to 30% over the 21st century are projected. Marine life and the fishing industry will also be severely affected in some places.

As part of the IPCC's Fourth Assessment Report in 2007, the potential future effects of climate change on agriculture were assessed. IPCC had projected in 2007 that over the first few decades of this century, moderate climate change would increase aggregate yields of rain-fed agriculture by 5–20%, but with important variability among regions. Projections in the same report had suggested that there could be large decreases in hunger globally by 2080, compared to the (then-current) 2006 level. Reductions in hunger were driven by projected social and economic development. Projections also suggested regional changes in the global distribution of hunger. By 2080, sub-Saharan Africa may overtake Asia as the world's most food-insecure region. This is mainly due to projected social and economic changes, rather than climate change.

Major challenges were projected for crops that are near the warm end of their suitable range or which depend on highly utilized water resources. With low to medium confidence, they concluded that for about a 1 to 3 °C global mean temperature increase (by 2100, relative to the 1990–2000 average level) there would be productivity decreases for some cereals in low latitudes, and productivity increases in high latitudes. In the report, "low confidence" means that a particular finding has about a 2 out of 10 chance of being correct, based on expert judgement. "Medium confidence" has about a 5 out of 10 chance of being correct. Over the same time period, with medium confidence, global production potential was projected to increase up to around 3 °C, and very likely decrease above about 3 °C.

In the IPCC Fifth Assessment Report in 2014, future climate changes were predicted to most likely affect crop production in low latitude countries negatively, while effects in northern latitudes may be positive or negative.

The US National Research Council (US NRC, 2011) assessed the literature on the effects of climate change on crop yields. US NRC (2011) stressed the uncertainties in their projections of changes in crop yields. A meta-analysis in 2014 revealed consensus that yield is expected to decrease in the second half of the century, and with greater effect in tropical than temperate regions. Their central estimates of changes in crop yields are shown below. Actual changes in yields may be above or below these central estimates. US NRC (2011) also provided an estimated the "likely" range of changes in yields. "Likely" means a greater than 67% chance of being correct, based on expert judgement. The likely ranges are summarized in the image descriptions of the two graphs.

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Projected changes in crop yields at different latitudes with global warming (2013). This graph is based on several studies.
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Projected changes in yields of selected crops with global warming (2013). This graph is based on several studies.

Three scenarios without climate change (SRES A1, B1, B2) projected 100-130 million people undernourished by the year 2080, while another scenario without climate change (SRES A2) projected 770 million undernourished. Based on an expert assessment of all of the evidence, these projections were thought to have about a 5-in-10 chance of being correct. The same set of greenhouse gas and socio-economic scenarios were also used in projections that included the effects of climate change. Including climate change, three scenarios (SRES A1, B1, B2) projected 100-380 million undernourished by the year 2080, while another scenario with climate change (SRES A2) projected 740–1,300 million undernourished. These projections were thought to have between a 2-in-10 and 5-in-10 chance of being correct.

Impacts on forests and forestry

The IPCC Sixth Assessment Report in 2022 found that: "In the past years, tree mortality continued to increase in many parts of the world. Large pulses of tree mortality were consistently linked to warmer and drier than average conditions for forests throughout the temperate and boreal biomes. Long-term monitoring of tropical forests indicates that climate change as begun to increase tree mortality and alter regeneration. Climate related dieback has also been observed due to novel interactions between the life cycles of trees and pest species.

Adaptation

Changes in management practices

Adaptation in agriculture is often not policy driven, but farmers make their own decisions in response to the situation they face. Changes in management practices might be the most important adaptation option.Changes in locations of agriculture and international trade in food commodities might also contribute to adaptation efforts.

Agricultural innovation

Agricultural innovation is essential to addressing the potential issues of climate change. This includes better management of soil, water-saving technology, matching crops to environments, introducing different crop varieties, crop rotations, appropriate fertilization use, and supporting community-based adaptation strategies. On a government and global level, research and investments into agricultural productivity and infrastructure must be done to get a better picture of the issues involved and the best methods to address them. Government policies and programs must provide environmentally sensitive government subsidies, educational campaigns and economic incentives as well as funds, insurance and safety nets for vulnerable populations. In addition, providing early warning systems, and accurate weather forecasts to poor or remote areas will allow for better preparation.

Institutional changes

A mere focus on agricultural technology will not be sufficient. Work is underway to enable and fund institutional change, and to develop dynamic policies for long-term climate change adaptation in agriculture.

A 2013 study by the International Crops Research Institute for the Semi-Arid Tropics aimed to find science-based, pro-poor approaches and techniques that would enable Asia's agricultural systems to cope with climate change, while benefiting poor and vulnerable farmers. The study's recommendations ranged from improving the use of climate information in local planning and strengthening weather-based agro-advisory services, to stimulating diversification of rural household incomes and providing incentives to farmers to adopt natural resource conservation measures to enhance forest cover, replenish groundwater and use renewable energy.

Climate-smart agriculture

Climate-smart agriculture (CSA) (or climate resilient agriculture) is an integrated approach to managing landscapes to help adapt agricultural methods, livestock and crops to the effects of climate change and, where possible, counteract it by reducing greenhouse gas emissions from agriculture, at the same time taking into account the growing world population to ensure food security. Thus, the emphasis is not simply on carbon farming or sustainable agriculture, but also on increasing agricultural productivity. "CSA ... is in line with FAO’s vision for Sustainable Food and Agriculture and supports FAO’s goal to make agriculture, forestry and fisheries more productive and more sustainable".

CSA has three pillars: increasing agricultural productivity and incomes; adapting and building resilience to climate change; and reducing or removing greenhouse gas emissions from agriculture. CSA lists different actions to counter the future challenges for crops and plants. With respect to rising temperatures and heat stress, e.g. CSA recommends the production of heat tolerant crop varieties, mulching, water management, shade house, boundary trees and appropriate housing and spacing for cattle. There are attempts to mainstream CSA into core government policies, expenditures and planning frameworks. In order for CSA policies to be effective, they must be able to contribute to broader economic growth, the sustainable development goals and poverty reduction. They must also be integrated with disaster risk management strategies, actions, and social safety net programmes.

Adaptation examples for specific crops

Adapting potato production

Adaptation of potato farming practices and potato varieties to changing conditions caused by climate change could help maintain crop yields and allow potato to be grown in areas with predicted conditions unsuited to current commercial potato cultivars. Methods to adapt potatoes to climate change include shifting production areas, improving water use and breeding new tolerant potato varieties.

Potato yields are predicted to decrease in some areas (e.g. Sub-Saharan Africa) while increasing in others (e.g. northern Russia), mostly due to changes in water and temperature regimes. At the same time potato production is predicted to become possible in high altitude and latitude areas where it would previously have been limited by frost damage. These changes in crop yields are predicted to cause shifts in the areas in which potato crops can be viably produced. In some countries reductions in yields caused by increased temperatures and decreased water availability could be avoided to a high degree by shifting potato production areas. A potential problem in shifting potato production is competition for land between potato crops and other crops and other land uses.

Two main approaches are taken to create new potato varieties: 'traditional' plant breeding techniques and genetic modification. These techniques may play an important role in creating new cultivars able to maintain yields under stressors induced by climate change.

Traits that may be helpful in reducing negative impacts of climate on potato production include:

  • Heat stress tolerance, in particular the ability to maintain tuber growth and initiation under high temperatures. Developing cultivars with greater heat stress tolerance is critical for maintaining yields in countries with potato production areas near current cultivars' maximum temperature limits (e.g. Sub-Saharan Africa, India).
  • Drought tolerance. This includes better water use efficiency (amount of food produced per amount of water used) as well as potatoes that can be exposed to short drought periods and recover and produce acceptable yields. Deeper root systems could also be beneficial, as most commercial potato cultivars need frequent irrigation due to their shallow roots.
  • Fast growth/early maturation. Potatoes that grow faster could help adjust to shorter growing seasons in some areas and also reduce the number of life cycles pests such as potato tuber moth can complete in a single growing season.
  • Disease resistance. Potatoes with resistances to local pests and diseases could be helpful, especially in adapting to diseases spreading into new areas.

Adapting wine production

Systems have been developed to manipulate the temperatures of vines. These include a chamber free system where air can be heated or cooled and then blown across grape bunches to get a 10 degree Celsius differential. Mini chambers combined with shade cloth and reflective foils have also been used to manipulate the temperature and irradiance. Using polyethylene sleeves to cover cordons and canes were also found to increase maximum temperature by 5-8 degrees Celsius and decrease minimum temperature by 1-2 degrees Celsius.

Crop examples

Rice

A 2010 study found that, as a result of rising temperatures and decreasing solar radiation during the later years of the 20th century, the rice yield growth rate has decreased in many parts of Asia, compared to what would have been observed had the temperature and solar radiation trends not occurred. The yield growth rate had fallen 10–20% at some locations. The study was based on records from 227 farms in Thailand, Vietnam, Nepal, India, China, Bangladesh, and Pakistan. The mechanism of this falling yield was not clear, but might involve increased respiration during warm nights, which expends energy without being able to photosynthesize. More detailed analysis of rice yields by the International Rice Research Institute forecast 20% reduction in yields in Asia per degree Celsius of temperature rise. Rice becomes sterile if exposed to temperatures above 35 degrees for more than one hour during flowering and consequently produces no grain.

Wheat

Climate change impacts on rainfed wheat will vary depending on the region and local climatic conditions. During the period 1981 to 2008, global warming has had negative impacts on wheat yield in especially tropical regions, with decreases in average global yields by 5.5%. 

Studies in Iran surrounding changes in temperature and rainfall are representative for several different parts of the world since there exists a wide range of climatic conditions. They range from temperate to hot-arid to cold semi-arid. Scenarios based on increasing temperature by up to 2.5 °C and rainfall decreases by up to 25% show wheat grain yield losses can be significant. The losses can be as much as 45% in temperate areas and over 50% in hot-arid areas. But in cold semi-arid areas yields can be increased somewhat (about 15%). Adaptation strategies with the most promise center around dates for seed planting. Late planting in November to January can have significant positive impacts on yields due to the seasonality of rainfall.

In the Indo-Gangetic plain of India, heat stress and water availability are predicted to have significant negative impacts on yield of wheat. Direct impacts of increased mean and maximum temperatures is predicted to reduce wheat yields by up to 10%. The impact of reduced availability of water for irrigation is more significant, running at yield losses up to 35%.  

For temperate zones, increases are predicted for example in the case of spring wheat in Canada (spring wheat is sown in spring). For the Ukraine where temperatures are increasing throughout the year and precipitation is predicted to increase, winter wheat yields (wheat sown in winter) could increase by 20-40% in the north and northwestern regions by 2050, as compared to 2010.

Grapevines (wine production)

Grapevines (Vitis vinifera) are very responsive to their surrounding environment with a seasonal variation in yield of 32.5%. Climate is one of the key controlling factors in grape and wine production, affecting the suitability of certain grape varieties to a particular region as well as the type and quality of the wine produced. Wine composition is largely dependent on the mesoclimate and the microclimate and this means that for high quality wines to be produced, a climate-soil-variety equilibrium has to be maintained. The interaction between climate-soil-variety will in some cases come under threat from the effects of climate change. Identification of genes underlying phenological variation in grape may help to maintain consistent yield of particular varieties in future climatic conditions.

Of all environmental factors, temperature seems to have the most profound effect on viticulture as the temperature during the winter dormancy affects the budding for the following growing season. Prolonged high temperature can have a negative impact on the quality of the grapes as well as the wine as it affects the development of grape components that give colour, aroma, accumulation of sugar, the loss of acids through respiration as well as the presence of other flavour compounds that give grapes their distinctive traits. Sustained intermediate temperatures and minimal day-to-day variability during the growth and ripening periods are favourable. Grapevine annual growth cycles begin in spring with bud break initiated by consistent day time temperatures of 10 degrees Celsius. The unpredictable nature of climate change may also bring occurrences of frosts which may occur outside of the usual winter periods. Frosts cause lower yields and effects grape quality due to reduction of bud fruitfulness and therefore grapevine production benefits from frost free periods.

Organic acids are essential in wine quality. The phenolic compounds such as anthocyanins and tannins help give the wine its colour, bitterness, astringency and anti-oxidant capacity. Research has shown that grapevines exposed to temperature consistently around 30 degrees Celsius had significantly lower concentrations of anthocyanins compared to grapevines exposed to temperatures consistently around 20 degrees Celsius. Temperatures around or exceeding 35 degrees Celsius are found to stall anthocyanin production as well as degrade the anthocyanins that are produced. Furthermore, anthocyanins were found to be positively correlated to temperatures between 16 – 22 degrees Celsius from veraison (change of colour of the berries) to harvest. Tannins give wine astringency and a "drying in the mouth" taste and also bind onto anthocyanin to give more stable molecular molecules which are important in giving long term colour in aged red wines.

As the presence of phenolic compounds in wine are affected heavily by temperature, an increase in average temperatures will affect their presence in wine regions and will therefore affect grape quality.

Altered precipitation patterns are also anticipated (both annually and seasonally) with rainfall occurrences varying in amount and frequency. Increases in the amount of rainfall have will likely cause an increase in soil erosion; while occasional lack of rainfall, in times when it usually occurs, may result in drought conditions causing stress on grapevines. Rainfall is critical at the beginning of the growing season for the budburst and inflorescence development while consistent dry periods are important for the flowering and ripening periods.

Increased CO2 levels will likely have an effect on the photosynthetic activity in grapevines as photosynthesis is stimulated by a rise in CO2 and has been known to also lead to an increase leaf area and vegetative dry weight. Raised atmospheric CO2 is also believed to result in partial stomatal closure which indirectly leads to increased leaf temperatures. A rise in leaf temperatures may alter ribulose 1,5-bisphosphate carboxylase/oxygenase (RuBisCo) relationship with carbon dioxide and oxygen which will also affect the plants' photosynthesis capabilities. Raised atmospheric carbon dioxide is also known to decrease the stomatal density of some grapevine varieties.

Cultivation variations

The gradually increasing temperatures will lead to a shift in suitable growing regions. It is estimated that the northern boundary of European viticulture will shift north 10 to 30 kilometres (6.2 to 18.6 mi) per decade up to 2020 with a doubling of this rate predicted between 2020 and 2050. This has positive and negative effects, as it opens doors to new cultivars being grown in certain regions but a loss of suitability of other cultivars and may also risk production quality and quantity in general.

Potatoes

Climate change is predicted to have significant effects on global potato production. Like many crops, potatoes are likely to be affected by changes in atmospheric carbon dioxide, temperature and precipitation, as well as interactions between these factors. As well as affecting potatoes directly, climate change will also affect the distributions and populations of many potato diseases and pests. Potato is one of the world's most important food crops. Unless farmers and potato cultivars can adapt to the new environment, the worldwide potato yield will be 18-32% lower than currently.

Potato plants and potato crop yields are predicted to benefit from increased carbon dioxide concentrations in the atmosphere. The major benefit of increased atmospheric carbon dioxide for potatoes (and other plants) is an increase in their photosynthetic rates which can increase their growth rates. Potato crop yields are also predicted to benefit because potatoes partition more starch to the edible tubers under elevated carbon dioxide levels. Higher levels of atmospheric carbon dioxide also results in potatoes having to open their stomata less to take up an equal amount of carbon dioxide for photosynthesis, which means less water loss through transpiration from stomata. As a result, the water use efficiency (the amount of carbon assimilated per unit water lost) of potato plants is predicted to increase.

Potatoes grow best under temperate conditions. Tuber growth and yield can be severely reduced by temperature fluctuations outside 5-30 °C. The effect of increased temperatures on potato production in specific areas will vary depending partly on the current temperature of that area. Temperatures above 30 °C can have a range of negative effects on potato, including:

  • Slowing tuber growth and initiation.
  • Less partitioning of starch to the tubers.
  • Physiological damage to tubers (e.g. brown spots).
  • Shortened/non-existent tuber dormancy, making tubers sprout too early.

These effects can reduce crop yield and the number and weight of tubers. As a result, areas where current temperatures are near the limits of potatoes' temperature range (e.g. much of Subsaharan Africa) will likely suffer large reductions in potato crop yields in the future. At low temperatures potatoes are at risk of frost damage, which can reduce growth and badly damage tubers. In areas where potato growth is currently limited or impossible due to risks of frost damage (e.g. at high altitudes and in high latitude countries such as Russia and Canada), rising temperatures will likely benefit potato crops by extending the growing season and extending potential potato growing land.

Potatoes are sensitive to soil water deficits compared to other crops such as wheat, and need frequent irrigation, especially while tubers are growing. Reduced rainfall in many areas is predicted to increase the need for irrigation of potato crops. For example, in the UK the amount of arable land suitable for rainfed potato production is expected to decrease by at least 75%. As well as reductions in overall rainfall, potato crops also face challenges from changing seasonal rainfall patterns. For example, in Bolivia the rainy season has shortened in recent decades, resulting in a shorter potato growing season.

Changes in pests and diseases for potato crops

Climate change is predicted to affect many potato pests and diseases. These include:

  • Insect pests such as the potato tuber moth and Colorado potato beetle, which are predicted to spread into areas currently too cold for them.
  • Aphids which act as vectors for many potato viruses and will also be able to spread under increased temperatures.
  • Several pathogens causing potato blackleg disease (e.g. Dickeya) can grow and reproduce faster at higher temperatures and so will likely become more of a problem.
  • Bacterial infections such as Ralstonia solanacearum are predicted to benefit from higher temperatures and be able to spread more easily through flash flooding.
  • Late blight benefits from higher temperatures and wetter conditions. Late blight is predicted to become a greater threat in some areas (e.g. in Finland) and become a lesser threat in others (e.g. in the United Kingdom).

Regional impacts

Africa

Agriculture is a particularly important sector in Africa, contributing towards livelihoods and economies across the continent. On average, agriculture in Sub-Saharan Africa contributes 15% of the total GDP. Africa's geography makes it particularly vulnerable to climate change, and 70% of the population rely on rain-fed agriculture for their livelihoods. Smallholder farms account for 80% of cultivated lands in Sub-Saharan Africa. The IPCC in 2007 projected that climate variability and change would severely compromise agricultural productivity and access to food. This projection was assigned "high confidence". Cropping systems, livestock and fisheries will be at greater risk of pest and diseases as a result of future climate change. Crop pests already account for approximately 1/6th of farm productivity losses. Climate change will accelerate the prevalence of pests and diseases and increase the occurrence of highly impactful events. The impacts of climate change on agricultural production in Africa will have serious implications for food security and livelihoods. Between 2014 and 2018, Africa had the highest levels of food insecurity in the world.

In relation to agricultural systems, heavy reliance on rain-fed subsistence farming and low adoption of climate smart agricultural practices contribute to the sector's high levels of vulnerability. The situation is compounded by poor reliability of, and access to, climate data and information to support adaptation actions. Observed and projected disruptions in precipitation patterns due to climate change are likely to shorten growing seasons and affect crop yield in many parts of Africa. Furthermore, the agriculture sector in Africa is dominated by smallholder farmers with limited access to technology and the resources to adapt.

Climate variability and change have been and continue to be the principal source of fluctuations in global food production across developing countries where production is highly rain-dependent. The agriculture sector is sensitive to climate variability, especially the inter-annual variability of precipitation, temperature patterns, and extreme weather events (droughts and floods). These climatic events are predicted to increase in the future and are expected to have significant consequences to the agriculture sector. This would have a negative influence on food prices, food security, and land-use decisions. Yields from rainfed agriculture in some African countries could be reduced by up to 50% by 2020. In order to prevent the future destructive impact of climate variability on food production, it is crucial to adjust or suggest possible policies to cope with increased climate variability. African countries need to build a national legal framework to manage food resources in accordance with the anticipated climate variability. However, before devising a policy to cope with the impacts of climate variability, especially to the agriculture sector, it is critical to have a clear understanding of how climate variability affects different food crops. This is particularly relevant in 2020 due to the severe invasion of Locusts adversely affecting agriculture in eastern Africa. The invasion was partially attributed to climate change - the warmer temperature and heavier rainfall which caused an abnormal increase in the number of locusts.

Asia

In East and Southeast Asia, IPCC projected in 2007 that crop yields could increase up to 20% by the mid-21st century. In Central and South Asia, projections suggested that yields might decrease by up to 30%, over the same time period. These projections were assigned "medium confidence." Taken together, the risk of hunger was projected to remain very high in several developing countries.

Due to climate change, livestock production will be decreased in Bangladesh by diseases, scarcity of forage, heat stress and breeding strategies.

Australia and New Zealand

Without further adaptation to climate change, projected impacts would likely be substantial. By 2030, production from agriculture and forestry was projected to decline over much of southern and eastern Australia, and over parts of eastern New Zealand. In New Zealand, initial benefits were projected close to major rivers and in western and southern areas.

Europe

IPCC predicted in 2007 with high confidence that in Southern Europe, climate change would reduce crop productivity. In Central and Eastern Europe, forest productivity was expected to decline. In Northern Europe, the initial effect of climate change was projected to increase crop yields. The 2019 European Environment Agency report "Climate change adaptation in the agricultural sector in Europe" again confirmed this. According to this 2019 report, projections indicate that yields of non-irrigated crops like wheat, corn and sugar beet would decrease in southern Europe by up to 50% by 2050 (under a high-end emission scenario). This could result in a substantial decrease in farm income by that date. Also farmland values are projected to decrease in parts of southern Europe by more than 80% by 2100, which could result in land abandonment. The trade patterns are also said to be impacted, in turn affecting agricultural income. Also, increased food demand worldwide could exert pressure on food prices in the coming decades.

Latin America

The major agricultural products of Latin America include livestock and grains; such as maize, wheat, soybeans, and rice. Increased temperatures and altered hydrological cycles are predicted to translate to shorter growing seasons, overall reduced biomass production, and lower grain yields. Brazil, Mexico and Argentina alone contribute 70-90% of the total agricultural production in Latin America. In these and other dry regions, maize production is expected to decrease. A study summarizing a number of impact studies of climate change on agriculture in Latin America indicated that wheat is expected to decrease in Brazil, Argentina and Uruguay. Livestock, which is the main agricultural product for parts of Argentina, Uruguay, southern Brazil, Venezuela, and Colombia is likely to be reduced. Variability in the degree of production decrease among different regions of Latin America is likely. For example, one 2003 study that estimated future maize production in Latin America predicted that by 2055 maize in eastern Brazil will have moderate changes while Venezuela is expected to have drastic decreases.

Increased rainfall variability has been one of the most devastating consequences of climate change in Central America and Mexico. From 2009 to 2019, the region saw years of heavy rainfall in between years of below average rainfall. The spring rains of May and June have been particularly erratic, posing issues for farmers plant their maize crops at the onset of the spring rains. Most subsistence farmers in the region have no irrigation and thus depend on the rains for their crops to grow. In Mexico, only 21% of farms are irrigated, leaving the remaining 79% dependent on rainfall.

Suggested potential adaptation strategies to mitigate the impacts of global warming on agriculture in Latin America include using plant breeding technologies and installing irrigation infrastructure.

North America

Droughts are becoming more frequent and intense in arid and semiarid western North America as temperatures have been rising, advancing the timing and magnitude of spring snow melt floods and reducing river flow volume in summer. Direct effects of climate change include increased heat and water stress, altered crop phenology, and disrupted symbiotic interactions. These effects may be exacerbated by climate changes in river flow, and the combined effects are likely to reduce the abundance of native trees in favour of non-native herbaceous and drought-tolerant competitors, reduce the habitat quality for many native animals, and slow litter decomposition and nutrient cycling. Climate change effects on human water demand and irrigation may intensify these effects.

Contributions of agriculture to climate change

Agriculture contributes towards climate change through greenhouse gas emissions and by the conversion of non-agricultural land such as forests into agricultural land. In 2019 the IPCC reported that 13%-21% of anthropogenic greenhouse gasses came specifically from the Agriculture, Forestry, and Other Land Uses Sector (AFOLU). Emissions from agriculture of nitrous oxide, methane and carbon dioxide make up to half of the greenhouse-gases produced by the overall food industry, or 80% of agricultural emissions. Animal husbandry is a major source of greenhouse gas emissions.

Experimental evolution

From Wikipedia, the free encyclopedia

Experimental evolution is the use of laboratory experiments or controlled field manipulations to explore evolutionary dynamics. Evolution may be observed in the laboratory as individuals/populations adapt to new environmental conditions by natural selection.

There are two different ways in which adaptation can arise in experimental evolution. One is via an individual organism gaining a novel beneficial mutation. The other is from allele frequency change in standing genetic variation already present in a population of organisms. Other evolutionary forces outside of mutation and natural selection can also play a role or be incorporated into experimental evolution studies, such as genetic drift and gene flow.

The organism used is decided by the experimenter, based on the hypothesis to be tested. Many generations are required for adaptive mutation to occur, and experimental evolution via mutation is carried out in viruses or unicellular organisms with rapid generation times, such as bacteria and asexual clonal yeast. Polymorphic populations of asexual or sexual yeast, and multicellular eukaryotes like Drosophila, can adapt to new environments through allele frequency change in standing genetic variation. Organisms with longer generations times, although costly, can be used in experimental evolution. Laboratory studies with foxes and with rodents (see below) have shown that notable adaptations can occur within as few as 10–20 generations and experiments with wild guppies have observed adaptations within comparable numbers of generations.

More recently, experimentally evolved individuals or populations are often analyzed using whole genome sequencing, an approach known as Evolve and Resequence (E&R). E&R can identify mutations that lead to adaptation in clonal individuals or identify alleles that changed in frequency in polymorphic populations, by comparing the sequences of individuals/populations before and after adaptation. The sequence data makes it possible to pinpoint the site in a DNA sequence that a mutation/allele frequency change occurred to bring about adaptation. The nature of the adaptation and functional follow up studies can shed insight into what effect the mutation/allele has on phenotype.

History

Domestication and breeding

This Chihuahua mix and Great Dane show the wide range of dog breed sizes created using artificial selection.

Unwittingly, humans have carried out evolution experiments for as long as they have been domesticating plants and animals. Selective breeding of plants and animals has led to varieties that differ dramatically from their original wild-type ancestors. Examples are the cabbage varieties, maize, or the large number of different dog breeds. The power of human breeding to create varieties with extreme differences from a single species was already recognized by Charles Darwin. In fact, he started out his book The Origin of Species with a chapter on variation in domestic animals. In this chapter, Darwin discussed in particular the pigeon.

Altogether at least a score of pigeons might be chosen, which if shown to an ornithologist, and he were told that they were wild birds, would certainly, I think, be ranked by him as well-defined species. Moreover, I do not believe that any ornithologist would place the English carrier, the short-faced tumbler, the runt, the barb, pouter, and fantail in the same genus; more especially as in each of these breeds several truly-inherited sub-breeds, or species as he might have called them, could be shown him. (...) I am fully convinced that the common opinion of naturalists is correct, namely, that all have descended from the rock-pigeon (Columba livia), including under this term several geographical races or sub-species, which differ from each other in the most trifling respects.

— Charles Darwin, The Origin of Species

Early

Drawing of the incubator used by Dallinger in his evolution experiments.

One of the first to carry out a controlled evolution experiment was William Dallinger. In the late 19th century, he cultivated small unicellular organisms in a custom-built incubator over a time period of seven years (1880–1886). Dallinger slowly increased the temperature of the incubator from an initial 60 °F up to 158 °F. The early cultures had shown clear signs of distress at a temperature of 73 °F, and were certainly not capable of surviving at 158 °F. The organisms Dallinger had in his incubator at the end of the experiment, on the other hand, were perfectly fine at 158 °F. However, these organisms would no longer grow at the initial 60 °F. Dallinger concluded that he had found evidence for Darwinian adaptation in his incubator, and that the organisms had adapted to live in a high-temperature environment. Dallinger's incubator was accidentally destroyed in 1886, and Dallinger could not continue this line of research.

From the 1880s to 1980, experimental evolution was intermittently practiced by a variety of evolutionary biologists, including the highly influential Theodosius Dobzhansky. Like other experimental research in evolutionary biology during this period, much of this work lacked extensive replication and was carried out only for relatively short periods of evolutionary time.

Modern

Experimental evolution has been used in various formats to understand underlying evolutionary processes in a controlled system. Experimental evolution has been performed on multicellular and unicellular eukaryotes, prokaryotes, and viruses. Similar works have also been performed by directed evolution of individual enzyme, ribozyme and replicator genes.

Aphids

In the 1950s, the Soviet biologist Georgy Shaposhnikov conducted experiments on aphids of the Dysaphis genus. By transferring them to plants normally nearly or completely unsuitable for them, he had forced populations of parthenogenetic descendants to adapt to the new food source to the point of reproductive isolation from the regular populations of the same species.

Fruit flies

One of the first of a new wave of experiments using this strategy was the laboratory "evolutionary radiation" of Drosophila melanogaster populations that Michael R. Rose started in February, 1980. This system started with ten populations, five cultured at later ages, and five cultured at early ages. Since then more than 200 different populations have been created in this laboratory radiation, with selection targeting multiple characters. Some of these highly differentiated populations have also been selected "backward" or "in reverse," by returning experimental populations to their ancestral culture regime. Hundreds of people have worked with these populations over the better part of three decades. Much of this work is summarized in the papers collected in the book Methuselah Flies.

The early experiments in flies were limited to studying phenotypes but the molecular mechanisms, i.e., changes in DNA that facilitated such changes, could not be identified. This changed with genomics technology. Subsequently, Thomas Turner coined the term Evolve and Resequence (E&R) and several studies used E&R approach with mixed success. One of the more interesting experimental evolution studies was conducted by Gabriel Haddad's group at UC San Diego, where Haddad and colleagues evolved flies to adapt to low oxygen environments, also known as hypoxia. After 200 generations, they used E&R approach to identify genomic regions that were selected by natural selection in the hypoxia adapted flies. More recent experiments are following up E&R predictions with RNAseq and genetic crosses. Such efforts in combining E&R with experimental validations should be powerful in identifying genes that regulate adaptation in flies.

Microbes

Many microbial species have short generation times, easily sequenced genomes, and well-understood biology. They are therefore commonly used for experimental evolution studies. The bacterial species most commonly used for experimental evolution include P. fluorescens, Pseudomonas aeruginosa, Enterococcus faecalis and E. coli (see below), while the Yeast S. cerevisiae has been used as a model for the study of eukaryotic evolution.

Lenski's E. coli experiment

One of the most widely known examples of laboratory bacterial evolution is the long-term E.coli experiment of Richard Lenski. On February 24, 1988, Lenski started growing twelve lineages of E. coli under identical growth conditions. When one of the populations evolved the ability to aerobically metabolize citrate from the growth medium and showed greatly increased growth, this provided a dramatic observation of evolution in action. The experiment continues to this day, and is now the longest-running (in terms of generations) controlled evolution experiment ever undertaken. Since the inception of the experiment, the bacteria have grown for more than 60,000 generations. Lenski and colleagues regularly publish updates on the status of the experiments.

Laboratory house mice

Mouse from the Garland selection experiment with attached running wheel and its rotation counter.

In 1998, Theodore Garland, Jr. and colleagues started a long-term experiment that involves selective breeding of mice for high voluntary activity levels on running wheels. This experiment also continues to this day (> 90 generations). Mice from the four replicate "High Runner" lines evolved to run almost three times as many running-wheel revolutions per day compared with the four unselected control lines of mice, mainly by running faster than the control mice rather than running for more minutes/day.

Female mouse with her litter, from the Garland selection experiment.

The HR mice exhibit an elevated maximal aerobic capacity when tested on a motorized treadmill. They also exhibit alterations in motivation and the reward system of the brain. Pharmacological studies point to alterations in dopamine function and the endocannabinoid system. The High Runner lines have been proposed as a model to study human attention-deficit hyperactivity disorder (ADHD), and administration of Ritalin reduces their wheel running approximately to the levels of control mice.

Multidirectional selection on bank voles

In 2005 Paweł Koteja with Edyta Sadowska and colleagues from the Jagiellonian University (Poland) started a multidirectional selection on a non-laboratory rodent, the bank vole Myodes (= Clethrionomys) glareolus. The voles are selected for three distinct traits, which played important roles in the adaptive radiation of terrestrial vertebrates: high maximum rate of aerobic metabolism, predatory propensity, and herbivorous capability. Aerobic lines are selected for the maximum rate of oxygen consumption achieved during swimming at 38°C; Predatory lines – for a short time to catch live crickets; Herbivorous lines – for capability to maintain body mass when fed a low-quality diet “diluted” with dried, powdered grass. Four replicate lines are maintained for each of the three selection directions and another four as unselected Controls.

After ~20 generations of selective breeding, voles from the Aerobic lines evolved a 60% higher swim-induced metabolic rate than voles from the unselected Control lines. Although the selection protocol does not impose a thermoregulatory burden, both the basal metabolic rate and thermogenic capacity increased in the Aerobic lines. Thus, the results have provided some support for the “aerobic capacity model” for the evolution of endothermy in mammals.

More than 85% of the Predatory voles capture the crickets, compared to only about 15% of unselected Control voles, and they catch the crickets faster. The increased predatory behavior is associated with a more proactive coping style (“personality”).

During the test with low-quality diet, the Herbivorous voles lose approximately 2 grams less mass (approximately 10% of the original body mass) than the Control ones. The Herbivorous voles have an altered composition of the bacterial microbiome in their caecum. Thus, the selection has resulted in evolution of the entire holobiome, and the experiment may offer a laboratory model of hologenome evolution.

Synthetic biology

Synthetic biology offers unique opportunities for experimental evolution, facilitating the interpretation of evolutionary changes by inserting genetic modules into host genomes and applying selection specifically targeting such modules. Synthetic biological circuits inserted into the genome of Escherichia coli or the budding yeast Saccharomyces cerevisiae degrade (lose function) during laboratory evolution. With appropriate selection, mechanisms underlying the evolutionary regain of lost biological function can be studied. Experimental evolution of mammalian cells harboring synthetic gene circuits reveals the role of cellular heterogeneity in the evolution of drug resistance, with implications for chemotherapy resistance of cancer cells.

Other examples

Stickleback fish have both marine and freshwater species, the freshwater species evolving since the last ice age. Freshwater species can survive colder temperatures. Scientists tested to see if they could reproduce this evolution of cold-tolerance by keeping marine sticklebacks in cold freshwater. It took the marine sticklebacks only three generations to evolve to match the 2.5 degree Celsius improvement in cold-tolerance found in wild freshwater sticklebacks.

Microbial cells and recently mammalian cells are evolved under nutrient limiting conditions to study their metabolic response and engineer cells for useful characteristics.

For teaching

Because of their rapid generation times microbes offer an opportunity to study microevolution in the classroom. A number of exercises involving bacteria and yeast teach concepts ranging from the evolution of resistance to the evolution of multicellularity. With the advent of next-generation sequencing technology it has become possible for students to conduct an evolutionary experiment, sequence the evolved genomes, and to analyze and interpret the results.

Graphite

From Wikipedia, the free encyclopedia

Graphite
Graphite-233436.jpg
Graphite specimen
General
CategoryNative mineral
Formula
(repeating unit)
C
IMA symbolGr
Strunz classification1.CB.05a
Crystal systemHexagonal
Crystal classDihexagonal dipyramidal (6/mmm)
Hermann–Mauguin notation: (6/m 2/m 2/m)
Space groupP63mc (buckled) P63/mmc (flat)
Unit cella = 2.461, c = 6.708 [Å]; Z = 4
Identification
ColorIron-black to steel-gray; deep blue in transmitted light
Crystal habitTabular, six-sided foliated masses, granular to compacted masses
TwinningPresent
CleavageBasal – perfect on {0001}
FractureFlaky, otherwise rough when not on cleavage
TenacityFlexible non-elastic, sectile
Mohs scale hardness1–2
LusterMetallic, earthy
StreakBlack
DiaphaneityOpaque, transparent only in extremely thin flakes
Specific gravity1.9–2.3
Density2.09–2.23 g/cm3
Optical propertiesUniaxial (−)
PleochroismStrong
SolubilitySoluble in molten nickel, warm chlorosulfuric acid
Other characteristicsstrongly anisotropic, conducts electricity, greasy feel, readily marks

Graphite (/ˈɡræft/) is a crystalline form of the element carbon. It consists of stacked layers of graphene. Graphite occurs naturally and is the most stable form of carbon under standard conditions. Synthetic and natural graphite are consumed on large scale (300 kton/y ea, in 1989) for uses in pencils, lubricants, and electrodes. Under high pressures and temperatures it converts to diamond. It is a weak conductor of heat and electricity.

Types and varieties

Natural graphite

The principal types of natural graphite, each occurring in different types of ore deposits, are

Occurrence

Graphite occurs in metamorphic rocks as a result of the reduction of sedimentary carbon compounds during metamorphism. It also occurs in igneous rocks and in meteorites. Minerals associated with graphite include quartz, calcite, micas and tourmaline. The principal export sources of mined graphite are in order of tonnage: China, Mexico, Canada, Brazil, and Madagascar.

In meteorites, graphite occurs with troilite and silicate minerals. Small graphitic crystals in meteoritic iron are called cliftonite. Some microscopic grains have distinctive isotopic compositions, indicating that they were formed before the Solar System. They are one of about 12 known types of minerals that predate the Solar System and have also been detected in molecular clouds. These minerals were formed in the ejecta when supernovae exploded or low to intermediate-sized stars expelled their outer envelopes late in their lives. Graphite may be the second or third oldest mineral in the Universe.

Structure

Graphite consists of sheets of trigonal planar carbon. The individual layers are called graphene. In each layer, the carbon atoms are arranged in a honeycomb lattice with a bond length of 0.142 nm, and the distance between planes is 0.335 nm. Bonding between layers is relatively weak van der Waals bonds and are often occupied by gases, which allows the graphene-like layers to be easily separated and to glide past each other.

Electrical conductivity perpendicular to the layers is consequently about 1000 times lower.

The two forms of graphite are called alpha (hexagonal) and beta (rhombohedral). Their properties are very similar. They differ in terms of the stacking of the graphene layers: stacking in alpha graphite is ABA, as opposed to ABC stacking in energetically less stable and less common beta graphite. The alpha form can be converted to the beta form through mechanical treatment and the beta form reverts to the alpha form when it is heated above 1300 °C.

Thermodynamics

Theoretically predicted phase diagram of carbon

The equilibrium pressure and temperature conditions for a transition between graphite and diamond is well established theoretically and experimentally. The pressure changes linearly between 1.7 GPa at 0 K and 12 GPa at 5000 K (the diamond/graphite/liquid triple point). However, the phases have a wide region about this line where they can coexist. At normal temperature and pressure, 20 °C (293 K) and 1 standard atmosphere (0.10 MPa), the stable phase of carbon is graphite, but diamond is metastable and its rate of conversion to graphite is negligible. However, at temperatures above about 4500 K, diamond rapidly converts to graphite. Rapid conversion of graphite to diamond requires pressures well above the equilibrium line: at 2000 K, a pressure of 35 GPa is needed.

Other properties

Molar volume against pressure at room temperature

The acoustic and thermal properties of graphite are highly anisotropic, since phonons propagate quickly along the tightly bound planes, but are slower to travel from one plane to another. Graphite's high thermal stability and electrical and thermal conductivity facilitate its widespread use as electrodes and refractories in high temperature material processing applications. However, in oxygen-containing atmospheres graphite readily oxidizes to form carbon dioxide at temperatures of 700 °C and above.

Graphite is an electrical conductor, hence useful in such applications as arc lamp electrodes. It can conduct electricity due to the vast electron delocalization within the carbon layers (a phenomenon called aromaticity). These valence electrons are free to move, so are able to conduct electricity. However, the electricity is primarily conducted within the plane of the layers. The conductive properties of powdered graphite allow its use as pressure sensor in carbon microphones.

Graphite and graphite powder are valued in industrial applications for their self-lubricating and dry lubricating properties. There is a common belief that graphite's lubricating properties are solely due to the loose interlamellar coupling between sheets in the structure. However, it has been shown that in a vacuum environment (such as in technologies for use in space), graphite degrades as a lubricant, due to the hypoxic conditions. This observation led to the hypothesis that the lubrication is due to the presence of fluids between the layers, such as air and water, which are naturally adsorbed from the environment. This hypothesis has been refuted by studies showing that air and water are not absorbed. Recent studies suggest that an effect called superlubricity can also account for graphite's lubricating properties. The use of graphite is limited by its tendency to facilitate pitting corrosion in some stainless steel, and to promote galvanic corrosion between dissimilar metals (due to its electrical conductivity). It is also corrosive to aluminium in the presence of moisture. For this reason, the US Air Force banned its use as a lubricant in aluminium aircraft, and discouraged its use in aluminium-containing automatic weapons. Even graphite pencil marks on aluminium parts may facilitate corrosion. Another high-temperature lubricant, hexagonal boron nitride, has the same molecular structure as graphite. It is sometimes called white graphite, due to its similar properties.

When a large number of crystallographic defects bind these planes together, graphite loses its lubrication properties and becomes what is known as pyrolytic graphite. It is also highly anisotropic, and diamagnetic, thus it will float in mid-air above a strong magnet. If it is made in a fluidized bed at 1000–1300 °C then it is isotropic turbostratic, and is used in blood-contacting devices like mechanical heart valves and is called pyrolytic carbon, and is not diamagnetic. Pyrolytic graphite and pyrolytic carbon are often confused but are very different materials.

Natural and crystalline graphites are not often used in pure form as structural materials, due to their shear-planes, brittleness, and inconsistent mechanical properties.

History of natural graphite use

Graphite plates and sheets, 10–15 cm high; mineral specimen from Kimmirut, Baffin Island

In the 4th millennium BCE, during the Neolithic Age in southeastern Europe, the Marița culture used graphite in a ceramic paint for decorating pottery.

Sometime before 1565 (some sources say as early as 1500), an enormous deposit of graphite was discovered on the approach to Grey Knotts from the hamlet of Seathwaite in Borrowdale parish, Cumbria, England, which the locals found useful for marking sheep. During the reign of Elizabeth I (1558–1603), Borrowdale graphite was used as a refractory material to line molds for cannonballs, resulting in rounder, smoother balls that could be fired farther, contributing to the strength of the English navy. This particular deposit of graphite was extremely pure and soft, and could easily be cut into sticks. Because of its military importance, this unique mine and its production were strictly controlled by the Crown.

During the 19th century, graphite's uses greatly expanded to include stove polish, lubricants, paints, crucibles, foundry facings, and pencils, a major factor in the expansion of educational tools during the first great rise of education for the masses. The British Empire controlled most of the world's production (especially from Ceylon), but production from Austrian, German, and American deposits expanded by mid-century. For example, the Dixon Crucible Company of Jersey City, New Jersey, founded by Joseph Dixon and partner Orestes Cleveland in 1845, opened mines in the Lake Ticonderoga district of New York, built a processing plant there, and a factory to manufacture pencils, crucibles and other products in New Jersey, described in the Engineering & Mining Journal 21 December 1878. The Dixon pencil is still in production.

Graphited Wood Grease 1908 ad in the Electric Railway Review

The beginnings of the revolutionary froth flotation process are associated with graphite mining. Included in the E&MJ article on the Dixon Crucible Company is a sketch of the "floating tanks" used in the age-old process of extracting graphite. Because graphite is so light, the mix of graphite and waste was sent through a final series of water tanks where a cleaner graphite “floated” off, which left waste to drop out. In an 1877 patent, the two brothers Bessel (Adolph and August) of Dresden, Germany, took this "floating" process a step further and added a small amount of oil to the tanks and boiled the mix – an agitation or frothing step – to collect the graphite, the first steps toward the future flotation process. Adolph Bessel received the Wohler Medal for the patented process that upgraded the recovery of graphite to 90% from the German deposit. In 1977, the German Society of Mining Engineers and Metallurgists organized a special symposium dedicated to their discovery and, thus, the 100th anniversary of flotation.

In the United States, in 1885, Hezekiah Bradford of Philadelphia patented a similar process, but it is uncertain if his process was used successfully in the nearby graphite deposits of Chester County, Pennsylvania, a major producer by the 1890s. The Bessel process was limited in use, primarily because of the abundant cleaner deposits found around the globe, which needed not much more than hand-sorting to gather the pure graphite. The state of the art, ca. 1900, is described in the Canadian Department of Mines report on graphite mines and mining when Canadian deposits began to become important producers of graphite.

Other names

Advert for Crane's Black Lead, c. 1905

Historically, graphite was called black lead or plumbago. Plumbago was commonly used in its massive mineral form. Both of these names arise from confusion with the similar-appearing lead ores, particularly galena. The Latin word for lead, plumbum, gave its name to the English term for this grey metallic-sheened mineral and even to the leadworts or plumbagos, plants with flowers that resemble this colour.

The term black lead usually refers to a powdered or processed graphite, matte black in color.

Abraham Gottlob Werner coined the name graphite ("writing stone") in 1789. He attempted to clear up the confusion between molybdena, plumbago and black lead after Carl Wilhelm Scheele in 1778 proved that there are at least three different minerals. Scheele's analysis showed that the chemical compounds molybdenum sulfide (molybdenite), lead(II) sulfide (galena) and graphite were three different soft black minerals.

Uses of natural graphite

Natural graphite is mostly used for refractories, batteries, steelmaking, expanded graphite, brake linings, foundry facings, and lubricants.

Refractories

The use of graphite as a refractory (heat-resistant) material began before 1900 with graphite crucibles used to hold molten metal; this is now a minor part of refractories. In the mid-1980s, the carbon-magnesite brick became important, and a bit later the alumina-graphite shape. As of 2017 the order of importance is: alumina-graphite shapes, carbon-magnesite brick, Monolithics (gunning and ramming mixes), and then crucibles.

Crucibles began using very large flake graphite, and carbon-magnesite bricks requiring not quite so large flake graphite; for these and others there is now much more flexibility in the size of flake required, and amorphous graphite is no longer restricted to low-end refractories. Alumina-graphite shapes are used as continuous casting ware, such as nozzles and troughs, to convey the molten steel from ladle to mold, and carbon magnesite bricks line steel converters and electric-arc furnaces to withstand extreme temperatures. Graphite blocks are also used in parts of blast furnace linings where the high thermal conductivity of the graphite is critical to ensuring adequate cooling of the bottom and hearth of the furnace. High-purity monolithics are often used as a continuous furnace lining instead of carbon-magnesite bricks.

The US and European refractories industry had a crisis in 2000–2003, with an indifferent market for steel and a declining refractory consumption per tonne of steel underlying firm buyouts and many plant closures. Many of the plant closures resulted from the acquisition of Harbison-Walker Refractories by RHI AG and some plants had their equipment auctioned off. Since much of the lost capacity was for carbon-magnesite brick, graphite consumption within the refractories area moved towards alumina-graphite shapes and Monolithics, and away from the brick. The major source of carbon-magnesite brick is now China. Almost all of the above refractories are used to make steel and account for 75% of refractory consumption; the rest is used by a variety of industries, such as cement.

According to the USGS, US natural graphite consumption in refractories comprised 12,500 tonnes in 2010.

Batteries

The use of graphite in batteries has increased since the 1970s. Natural and synthetic graphite are used as an anode material to construct electrodes in major battery technologies.

The demand for batteries, primarily nickel–metal hydride and lithium-ion batteries, caused a growth in demand for graphite in the late 1980s and early 1990s – a growth driven by portable electronics, such as portable CD players and power tools. Laptops, mobile phones, tablets, and smartphone products have increased the demand for batteries. Electric-vehicle batteries are anticipated to increase graphite demand. As an example, a lithium-ion battery in a fully electric Nissan Leaf contains nearly 40 kg of graphite.

Radioactive graphite from old nuclear reactors is being researched as fuel. Nuclear diamond battery has the potential for long duration energy supply for electronics and the internet of things.

Steelmaking

Natural graphite in steelmaking mostly goes into raising the carbon content in molten steel; it can also serve to lubricate the dies used to extrude hot steel. Carbon additives face competitive pricing from alternatives such as synthetic graphite powder, petroleum coke, and other forms of carbon. A carbon raiser is added to increase the carbon content of the steel to a specified level. An estimate based on USGS's graphite consumption statistics indicates that steelmakers in the US used 10,500 tonnes in this fashion in 2005.

Brake linings

Natural amorphous and fine flake graphite are used in brake linings or brake shoes for heavier (nonautomotive) vehicles, and became important with the need to substitute for asbestos. This use has been important for quite some time, but nonasbestos organic (NAO) compositions are beginning to reduce graphite's market share. A brake-lining industry shake-out with some plant closures has not been beneficial, nor has an indifferent automotive market. According to the USGS, US natural graphite consumption in brake linings was 6,510 tonnes in 2005.

Foundry facings and lubricants

A foundry-facing mold wash is a water-based paint of amorphous or fine flake graphite. Painting the inside of a mold with it and letting it dry leaves a fine graphite coat that will ease the separation of the object cast after the hot metal has cooled. Graphite lubricants are specialty items for use at very high or very low temperatures, as forging die lubricant, an antiseize agent, a gear lubricant for mining machinery, and to lubricate locks. Having low-grit graphite, or even better, no-grit graphite (ultra high purity), is highly desirable. It can be used as a dry powder, in water or oil, or as colloidal graphite (a permanent suspension in a liquid). An estimate based on USGS graphite consumption statistics indicates that 2,200 tonnes were used in this fashion in 2005. Metal can also be impregnated into graphite to create a self-lubricating alloy for application in extreme conditions, such as bearings for machines exposed to high or low temperatures.

Everyday use

Pencils

Graphite pencils
Graphite pencils

The ability to leave marks on paper and other objects gave graphite its name, given in 1789 by German mineralogist Abraham Gottlob Werner. It stems from γράφειν ("graphein"), meaning to write or draw in Ancient Greek.

From the 16th century, all pencils were made with leads of English natural graphite, but modern pencil lead is most commonly a mix of powdered graphite and clay; it was invented by Nicolas-Jacques Conté in 1795. It is chemically unrelated to the metal lead, whose ores had a similar appearance, hence the continuation of the name. Plumbago is another older term for natural graphite used for drawing, typically as a lump of the mineral without a wood casing. The term plumbago drawing is normally restricted to 17th and 18th-century works, mostly portraits.

Today, pencils are still a small but significant market for natural graphite. Around 7% of the 1.1 million tonnes produced in 2011 was used to make pencils. Low-quality amorphous graphite is used and sourced mainly from China.

Hobbies

Pinewood derby

Graphite is probably the most used lubricant in Pinewood derbies.

Headphones

Graphene is used to make the 40mm acoustic drivers that deliver sound to the ear. The dynamic drivers, also known as moving coil drivers, employ an electrically charged voice coil to move a cone and produce sound waves. These drivers are made up of more than 95% graphene and preserve the majority of the material's mechanical qualities while being easier to shape and less expensive to manufacture. It is a lightweight, rigid, and low-density material that is perfect for loudspeaker membranes. The heavier a speaker's cone, the harder is to drive. Since graphene has such a high strength-to-weight ratio, graphene drivers can reduce the amount of power needed to move the coil back and forth, resulting in increased efficiency and better sound. As a result, earphones with graphene drivers are lighter and more compact.

Other uses

Natural graphite has found uses in zinc-carbon batteries, electric motor brushes, and various specialized applications. Graphite of various hardness or softness results in different qualities and tones when used as an artistic medium. Railroads would often mix powdered graphite with waste oil or linseed oil to create a heat-resistant protective coating for the exposed portions of a steam locomotive's boiler, such as the smokebox or lower part of the firebox.

Expanded graphite

Expanded graphite is made by immersing natural flake graphite in a bath of chromic acid, then concentrated sulfuric acid, which forces the crystal lattice planes apart, thus expanding the graphite. The expanded graphite can be used to make graphite foil or used directly as a "hot top" compound to insulate molten metal in a ladle or red-hot steel ingots and decrease heat loss, or as firestops fitted around a fire door or in sheet metal collars surrounding plastic pipe (during a fire, the graphite expands and chars to resist fire penetration and spread), or to make high-performance gasket material for high-temperature use. After being made into graphite foil, the foil is machined and assembled into the bipolar plates in fuel cells. The foil is made into heat sinks for laptop computers which keeps them cool while saving weight, and is made into a foil laminate that can be used in valve packings or made into gaskets. Old-style packings are now a minor member of this grouping: fine flake graphite in oils or greases for uses requiring heat resistance. A GAN estimate of current US natural graphite consumption in this end-use is 7,500 tonnes.

Intercalated graphite

Structure of CaC6

Graphite forms intercalation compounds with some metals and small molecules. In these compounds, the host molecule or atom gets "sandwiched" between the graphite layers, resulting in a type of compound with variable stoichiometry. A prominent example of an intercalation compound is potassium graphite, denoted by the formula KC8. Some graphite intercalation compounds are superconductors. The highest transition temperature (by June 2009) Tc = 11.5 K is achieved in CaC6, and it further increases under applied pressure (15.1 K at 8 GPa). Graphite's ability to intercalate lithium ions without significant damage from swelling is what makes it the dominant anode material in lithium-ion batteries.

Uses of synthetic graphite

Invention of a process to produce synthetic graphite

In 1893, Charles Street of Le Carbone discovered a process for making artificial graphite. In the mid-1890s, Edward Goodrich Acheson (1856–1931) accidentally invented another way to produce synthetic graphite after synthesizing carborundum (silicon carbide or SiC). He discovered that overheating carborundum, as opposed to pure carbon, produced almost pure graphite. While studying the effects of high temperature on carborundum, he had found that silicon vaporizes at about 4,150 °C (7,500 °F), leaving the carbon behind in graphitic carbon. This graphite became valuable as a lubricant.

Acheson's technique for producing silicon carbide and graphite is named the Acheson process. In 1896, Acheson received a patent for his method of synthesizing graphite, and in 1897 started commercial production. The Acheson Graphite Co. was formed in 1899.

Synthetic graphite can also be prepared from polyimide and commercialized.

Scientific research

Highly oriented pyrolytic graphite (HOPG) is the highest-quality synthetic form of graphite. It is used in scientific research, in particular, as a length standard for scanner calibration of scanning probe microscope.

Electrodes

Graphite electrodes carry the electricity that melts scrap iron and steel, and sometimes direct-reduced iron (DRI), in electric arc furnaces, which are the vast majority of steel furnaces. They are made from petroleum coke after it is mixed with coal tar pitch. They are then extruded and shaped, then baked to carbonize the binder (pitch), and finally graphitized by heating it to temperatures approaching 3000 °C, at which the carbon atoms arrange into graphite. They can vary in size up to 3.5 m (11 ft) long and 75 cm (30 in) in diameter. An increasing proportion of global steel is made using electric arc furnaces, and the electric arc furnace itself is becoming more efficient, making more steel per tonne of electrode. An estimate based on USGS data indicates that graphite electrode consumption was 197,000 tonnes in 2005.

Electrolytic aluminium smelting also uses graphitic carbon electrodes. On a much smaller scale, synthetic graphite electrodes are used in electrical discharge machining (EDM), commonly to make injection molds for plastics.

Powder and scrap

The powder is made by heating powdered petroleum coke above the temperature of graphitization, sometimes with minor modifications. The graphite scrap comes from pieces of unusable electrode material (in the manufacturing stage or after use) and lathe turnings, usually after crushing and sizing. Most synthetic graphite powder goes to carbon raising in steel (competing with natural graphite), with some used in batteries and brake linings. According to the USGS, US synthetic graphite powder and scrap production were 95,000 tonnes in 2001 (latest data).

Neutron moderator

Special grades of synthetic graphite, such as Gilsocarbon, also find use as a matrix and neutron moderator within nuclear reactors. Its low neutron cross-section also recommends it for use in proposed fusion reactors. Care must be taken that reactor-grade graphite is free of neutron absorbing materials such as boron, widely used as the seed electrode in commercial graphite deposition systems – this caused the failure of the Germans' World War II graphite-based nuclear reactors. Since they could not isolate the difficulty they were forced to use far more expensive heavy water moderators. Graphite used for nuclear reactors is often referred to as nuclear graphite. Herbert G. McPherson, a Berkeley trained physicist at National Carbon, a division of Union Carbide, was key in confirming a conjecture of Leo Szilard that boron impurities even in "pure" graphite were responsible for a neutron absorption cross-section in graphite that compromised U-235 chain reactions. McPherson was aware of the presence of impurities in graphite because, with the use of Technicolor in cinematography, the spectra of graphite electrode arcs used in movie projectors required impurities to enhance emission of light in the red region to display warmer skin tones on the screen. Thus, had it not been for color movies, chances are that the first sustained natural U chain reaction would have required a heavy water moderated reactor.

Other uses

Graphite (carbon) fiber and carbon nanotubes are also used in carbon fiber reinforced plastics, and in heat-resistant composites such as reinforced carbon-carbon (RCC). Commercial structures made from carbon fiber graphite composites include fishing rods, golf club shafts, bicycle frames, sports car body panels, the fuselage of the Boeing 787 Dreamliner and pool cue sticks and have been successfully employed in reinforced concrete. The mechanical properties of carbon fiber graphite-reinforced plastic composites and grey cast iron are strongly influenced by the role of graphite in these materials. In this context, the term "(100%) graphite" is often loosely used to refer to a pure mixture of carbon reinforcement and resin, while the term "composite" is used for composite materials with additional ingredients.

Modern smokeless powder is coated in graphite to prevent the buildup of static charge.

Graphite has been used in at least three radar absorbent materials. It was mixed with rubber in Sumpf and Schornsteinfeger, which were used on U-boat snorkels to reduce their radar cross section. It was also used in tiles on early F-117 Nighthawk stealth strike fighters.

Graphite composites are used as absorber for high-energy particles, for example in the Large Hadron Collider beam dump.

Graphite rods when filed into shape are used as a tool in glassworking to manipulate hot molten glass.

Graphite mining, beneficiation, and milling

Large graphite specimen. Naturalis Biodiversity Center, Leiden, Netherlands.

Graphite is mined by both open pit and underground methods. Graphite usually needs beneficiation. This may be carried out by hand-picking the pieces of gangue (rock) and hand-screening the product or by crushing the rock and floating out the graphite. Beneficiation by flotation encounters the difficulty that graphite is very soft and "marks" (coats) the particles of gangue. This makes the "marked" gangue particles float off with the graphite, yielding impure concentrate. There are two ways of obtaining a commercial concentrate or product: repeated regrinding and floating (up to seven times) to purify the concentrate, or by acid leaching (dissolving) the gangue with hydrofluoric acid (for a silicate gangue) or hydrochloric acid (for a carbonate gangue).

In milling, the incoming graphite products and concentrates can be ground before being classified (sized or screened), with the coarser flake size fractions (below 8 mesh, 8–20 mesh, 20–50 mesh) carefully preserved, and then the carbon contents are determined. Some standard blends can be prepared from the different fractions, each with a certain flake size distribution and carbon content. Custom blends can also be made for individual customers who want a certain flake size distribution and carbon content. If flake size is unimportant, the concentrate can be ground more freely. Typical end products include a fine powder for use as a slurry in oil drilling and coatings for foundry molds, carbon raiser in the steel industry (Synthetic graphite powder and powdered petroleum coke can also be used as carbon raiser). Environmental impacts from graphite mills consist of air pollution including fine particulate exposure of workers and also soil contamination from powder spillages leading to heavy metal contamination of soil.

Graphite output in 2005

According to the United States Geological Survey (USGS), world production of natural graphite in 2016 was 1,200,000 tonnes, of which the following major exporters are: China (780,000 t), India (170,000 t), Brazil (80,000 t), Turkey (32,000 t) and North Korea (6,000 t). Graphite is not yet mined in the United States. However, Westwater Resources is currently in the development stages of creating a pilot plant for their Coosa Graphite Mine near Sylacauga, Alabama. U.S. production of synthetic graphite in 2010 was 134,000 t valued at $1.07 billion.

Occupational safety

People can be exposed to graphite in the workplace by breathing it in as well as through skin contact or eye contact.

United States

The Occupational Safety and Health Administration (OSHA) has set the legal limit (permissible exposure limit) for graphite exposure in the workplace as a time weighted average (TWA) of 15 million particles per cubic foot (1.5 mg/m3) over an 8-hour workday. The National Institute for Occupational Safety and Health (NIOSH) has set a recommended exposure limit (REL) of TWA 2.5 mg/m3 respirable dust over an 8-hour workday. At levels of 1250 mg/m3, graphite is immediately dangerous to life and health.

Graphite recycling

The most common way of recycling graphite occurs when synthetic graphite electrodes are either manufactured and pieces are cut off or lathe turnings are discarded for reuse, or the electrode (or other materials) are used all the way down to the electrode holder. A new electrode replaces the old one, but a sizeable piece of the old electrode remains. This is crushed and sized, and the resulting graphite powder is mostly used to raise the carbon content of molten steel. Graphite-containing refractories are sometimes also recycled, but often are not due to their low graphite content: the largest-volume items, such as carbon-magnesite bricks that contain only 15–25% graphite, usually contain too little graphite to be worthwhile to recycle. However, some recycled carbon–magnesite brick is used as the basis for furnace-repair materials, and also crushed carbon–magnesite brick is used in slag conditioners. While crucibles have a high graphite content, the volume of crucibles used and then recycled is very small.

A high-quality flake graphite product that closely resembles natural flake graphite can be made from steelmaking kish. Kish is a large-volume near-molten waste skimmed from the molten iron feed to a basic oxygen furnace and consists of a mix of graphite (precipitated out of the supersaturated iron), lime-rich slag, and some iron. The iron is recycled on-site, leaving a mixture of graphite and slag. The best recovery process uses hydraulic classification (which utilizes a flow of water to separate minerals by specific gravity: graphite is light and settles nearly last) to get a 70% graphite rough concentrate. Leaching this concentrate with hydrochloric acid gives a 95% graphite product with a flake size ranging from 10 mesh down.

Operator (computer programming)

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