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Tuesday, November 8, 2022

Natural History (Pliny)

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Naturalis Historia
Naturalishistoria.jpg
Naturalis Historia, 1669 edition, title page. The title at the top reads: "Volume I of the Natural History of Gaius Plinius Secundus".
AuthorPliny the Elder
CountryAncient Rome
SubjectNatural history, ethnography, art, sculpture, mining, mineralogy
GenreEncyclopaedia, popular science

The Natural History (Latin: Naturalis historia) is a work by Pliny the Elder. The largest single work to have survived from the Roman Empire to the modern day, the Natural History compiles information gleaned from other ancient authors. Despite the work's title, its subject area is not limited to what is today understood by natural history; Pliny himself defines his scope as "the natural world, or life". It is encyclopedic in scope, but its structure is not like that of a modern encyclopedia. It is the only work by Pliny to have survived, and the last that he published. He published the first 10 books in AD 77, but had not made a final revision of the remainder at the time of his death during the AD 79 eruption of Vesuvius. The rest was published posthumously by Pliny's nephew, Pliny the Younger.

The work is divided into 37 books, organised into 10 volumes. These cover topics including astronomy, mathematics, geography, ethnography, anthropology, human physiology, zoology, botany, agriculture, horticulture, pharmacology, mining, mineralogy, sculpture, art, and precious stones.

Pliny's Natural History became a model for later encyclopedias and scholarly works as a result of its breadth of subject matter, its referencing of original authors, and its index.

Overview

Copy of Naturalis Historia printed by Johannes Alvisius in 1499 in Venice, Italy

Pliny's Natural History was written alongside other substantial works (which have since been lost). Pliny (AD 23–79) combined his scholarly activities with a busy career as an imperial administrator for the emperor Vespasian. Much of his writing was done at night; daytime hours were spent working for the emperor, as he explains in the dedicatory preface addressed to Vespasian's elder son, the future emperor Titus, with whom he had served in the army (and to whom the work is dedicated). As for the nocturnal hours spent writing, these were seen not as a loss of sleep but as an addition to life, for as he states in the preface, Vita vigilia est, "to be alive is to be watchful", in a military metaphor of a sentry keeping watch in the night. Pliny claims to be the only Roman ever to have undertaken such a work, in his prayer for the blessing of the universal mother:

Hail to thee, Nature, thou parent of all things! and do thou deign to show thy favour unto me, who, alone of all the citizens of Rome, have, in thy every department, thus made known thy praise.

The Natural History is encyclopaedic in scope, but its format is unlike a modern encyclopaedia. However, it does have structure: Pliny uses Aristotle's division of nature (animal, vegetable, mineral) to recreate the natural world in literary form. Rather than presenting compartmentalised, stand-alone entries arranged alphabetically, Pliny's ordered natural landscape is a coherent whole, offering the reader a guided tour: "a brief excursion under our direction among the whole of the works of nature ..." The work is unified but varied: "My subject is the world of nature ... or in other words, life," he tells Titus.

A cynocephalus, or dog-head, as described by Pliny in his Natural History. From the Nuremberg Chronicle (1493).

Nature for Pliny was divine, a pantheistic concept inspired by the Stoic philosophy, which underlies much of his thought, but the deity in question was a goddess whose main purpose was to serve the human race: "nature, that is life" is human life in a natural landscape. After an initial survey of cosmology and geography, Pliny starts his treatment of animals with the human race, "for whose sake great Nature appears to have created all other things". This teleological view of nature was common in antiquity and is crucial to the understanding of the Natural History. The components of nature are not just described in and for themselves, but also with a view to their role in human life. Pliny devotes a number of the books to plants, with a focus on their medicinal value; the books on minerals include descriptions of their uses in architecture, sculpture, art, and jewellery. Pliny's premise is distinct from modern ecological theories, reflecting the prevailing sentiment of his time.

A sciapod, described by Pliny in his Natural History, from the Nuremberg Chronicle (1493)

Pliny's work frequently reflects Rome's imperial expansion, which brought new and exciting things to the capital: exotic eastern spices, strange animals to be put on display or herded into the arena, even the alleged phoenix sent to the emperor Claudius in AD 47 – although, as Pliny admits, this was generally acknowledged to be a fake. Pliny repeated Aristotle's maxim that Africa was always producing something new. Nature's variety and versatility were claimed to be infinite: "When I have observed nature she has always induced me to deem no statement about her incredible." This led Pliny to recount rumours of strange peoples on the edges of the world. These monstrous races – the Cynocephali or Dog-Heads, the Sciapodae, whose single foot could act as a sunshade, the mouthless Astomi, who lived on scents – were not strictly new. They had been mentioned in the fifth century BC by Greek historian Herodotus (whose history was a broad mixture of myths, legends, and facts), but Pliny made them better known.

"As full of variety as nature itself", stated Pliny's nephew, Pliny the Younger, and this verdict largely explains the appeal of the Natural History since Pliny's death in the Eruption of Mount Vesuvius in 79. Pliny had gone to investigate the strange cloud – "shaped like an umbrella pine", according to his nephew – rising from the mountain.

The Natural History was one of the first ancient European texts to be printed, in Venice in 1469. Philemon Holland's English translation of 1601 has influenced literature ever since.

Structure

The Natural History consists of 37 books. Pliny devised a summarium, or list of contents, at the beginning of the work that was later interpreted by modern printers as a table of contents. The table below is a summary based on modern names for topics.

Volume Books Contents
I 1 Preface and list of contents, lists of authorities
2 Astronomy, meteorology
II 3–6 Geography and ethnography
7 Anthropology and human physiology
III 8–11 Zoology, including mammals, snakes, marine animals, birds, insects
IV–VII 12–27 Botany, including agriculture, horticulture, especially of the vine and olive, medicine
VIII 28–32 Pharmacology, magic, water, aquatic life
IX–X 33–37 Mining and mineralogy, especially as applied to life and art, work in gold and silver, statuary in bronze, art, modelling, sculpture in marble, precious stones and gems

Production

Purpose

Pliny's purpose in writing the Natural History was to cover all learning and art so far as they are connected with nature or draw their materials from nature. He says:

My subject is a barren one – the world of nature, or in other words life; and that subject in its least elevated department, and employing either rustic terms or foreign, nay barbarian words that actually have to be introduced with an apology. Moreover, the path is not a beaten highway of authorship, nor one in which the mind is eager to range: there is not one of us who has made the same venture, nor yet one among the Greeks who has tackled single-handed all departments of the subject.

Sources

Pliny studied the original authorities on each subject and took care to make excerpts from their pages. His indices auctorum sometimes list the authorities he actually consulted, though not exhaustively; in other cases, they cover the principal writers on the subject, whose names are borrowed second-hand from his immediate authorities. He acknowledges his obligations to his predecessors: "To own up to those who were the means of one's own achievements."

In the preface, the author claims to have stated 20,000 facts gathered from some 2,000 books and from 100 select authors. The extant lists of his authorities cover more than 400, including 146 Roman and 327 Greek and other sources of information. The lists generally follow the order of the subject matter of each book. This has been shown in Heinrich Brunn's Disputatio (Bonn, 1856).

One of Pliny's authorities is Marcus Terentius Varro. In the geographical books, Varro is supplemented by the topographical commentaries of Agrippa, which were completed by the emperor Augustus; for his zoology, he relies largely on Aristotle and on Juba, the scholarly Mauretanian king, studiorum claritate memorabilior quam regno (v. 16). Juba is one of his principal guides in botany; Theophrastus is also named in his Indices, and Pliny had translated Theophrastus's Greek into Latin. Another work by Theophrastus, On Stones was cited as a source on ores and minerals. Pliny strove to use all the Greek histories available to him, such as Herodotus and Thucydides, as well as the Bibliotheca Historica of Diodorus Siculus.

Working method

His nephew, Pliny the Younger, described the method that Pliny used to write the Natural History:

Does it surprise you that a busy man found time to finish so many volumes, many of which deal with such minute details?... He used to begin to study at night on the Festival of Vulcan, not for luck but from his love of study, long before dawn; in winter he would commence at the seventh hour... He could sleep at call, and it would come upon him and leave him in the middle of his work. Before daybreak he would go to Vespasian – for he too was a night-worker – and then set about his official duties. On his return home he would again give to study any time that he had free. Often in summer after taking a meal, which with him, as in the old days, was always a simple and light one, he would lie in the sun if he had any time to spare, and a book would be read aloud, from which he would take notes and extracts.

Pliny the Younger told the following anecdote illustrating his uncle's enthusiasm for study: 

After dinner a book would be read aloud, and he would take notes in a cursory way. I remember that one of his friends, when the reader pronounced a word wrongly, checked him and made him read it again, and my uncle said to him, "Did you not catch the meaning?" When his friend said "yes," he remarked, "Why then did you make him turn back? We have lost more than ten lines through your interruption." So jealous was he of every moment lost.

Style

Pliny's writing style emulates that of Seneca. It aims less at clarity and vividness than at epigrammatic point. It contains many antitheses, questions, exclamations, tropes, metaphors, and other mannerisms of the Silver Age. His sentence structure is often loose and straggling. There is heavy use of the ablative absolute, and ablative phrases are often appended in a kind of vague "apposition" to express the author's own opinion of an immediately previous statement, e.g.,

dixit (Apelles) ... uno se praestare, quod manum de tabula sciret tollere, memorabili praecepto nocere saepe nimiam diligentiam.

This might be translated

In one thing Apelles stood out, namely, knowing when he had put enough work into a painting, a salutary warning that too much effort can be counterproductive.

Everything from "a salutary warning" onwards represents the ablative absolute phrase starting with "memorabili praecepto".

Publication history

First publication

Pliny wrote the first ten books in AD 77, and was engaged on revising the rest during the two remaining years of his life. The work was probably published with little revision by the author's nephew Pliny the Younger, who, when telling the story of a tame dolphin and describing the floating islands of the Vadimonian Lake thirty years later, has apparently forgotten that both are to be found in his uncle's work. He describes the Naturalis Historia as a Naturae historia and characterises it as a "work that is learned and full of matter, and as varied as nature herself."

The absence of the author's final revision may explain many errors, including why the text is as John Healy writes "disjointed, discontinuous and not in a logical order"; and as early as 1350, Petrarch complained about the corrupt state of the text, referring to copying errors made between the ninth and eleventh centuries.

Manuscripts

The Natural History of Pliny in a mid-12th-century manuscript from the Abbaye de Saint Vincent, Le Mans, France

About the middle of the 3rd century, an abstract of the geographical portions of Pliny's work was produced by Solinus. Early in the 8th century, Bede, who admired Pliny's work, had access to a partial manuscript which he used in his "De Rerum Natura", especially the sections on meteorology and gems. However, Bede updated and corrected Pliny on the tides.

There are about 200 extant manuscripts, but the best of the more ancient manuscripts, that at Bamberg State Library, contains only books XXXII–XXXVII. In 1141 Robert of Cricklade wrote the Defloratio Historiae Naturalis Plinii Secundi consisting of nine books of selections taken from an ancient manuscript.

Printed copies

The work was one of the first classical manuscripts to be printed, at Venice in 1469 by Johann and Wendelin of Speyer, but J.F. Healy described the translation as "distinctly imperfect". A copy printed in 1472 by Nicolas Jenson of Venice is held in the library at Wells Cathedral.

Translations

Philemon Holland made an influential translation of much of the work into English in 1601. John Bostock and H. T. Riley made a complete translation in 1855.

Topics

The Natural History is generally divided into the organic plants and animals and the inorganic matter, although there are frequent digressions in each section. The encyclopedia also notes the uses made of all of these by the Romans. Its description of metals and minerals is valued for its detail in the history of science, being the most extensive compilation still available from the ancient world.

Book I serves as Pliny's preface, explaining his approach and providing a table of contents.

Astronomy

How Hipparchus found the distances to sun and moon

The first topic covered is Astronomy, in Book II. Pliny starts with the known universe, roundly criticising attempts at cosmology as madness, including the view that there are countless other worlds than the Earth. He concurs with the four (Aristotelian) elements, fire, earth, air and water, and records the seven "planets" including the sun and moon. The earth is a sphere, suspended in the middle of space. He considers it a weakness to try to find the shape and form of God, or to suppose that such a being would care about human affairs. He mentions eclipses, but considers Hipparchus's almanac grandiose for seeming to know how Nature works. He cites Posidonius's estimate that the moon is 230,000 miles away. He describes comets, noting that only Aristotle has recorded seeing more than one at once.

Book II continues with natural meteorological events lower in the sky, including the winds, weather, whirlwinds, lightning, and rainbows. He returns to astronomical facts such as the effect of longitude on time of sunrise and sunset, the variation of the sun's elevation with latitude (affecting time-telling by sundials), and the variation of day length with latitude.

Geography

In Books III to VI, Pliny moves to the Earth itself. In Book III he covers the geography of the Iberian peninsula and Italy; Book IV covers Europe including Britain; Book V looks at Africa and Asia, while Book VI looks eastwards to the Black Sea, India and the Far East.

Anthropology

Book VII discusses the human race, covering anthropology and ethnography, aspects of human physiology and assorted matters such as the greatness of Julius Caesar, outstanding people such as Hippocrates and Asclepiades, happiness and fortune.

Zoology

A collection of Roman amber from the Archeological Museum of Aquileia

Zoology is discussed in Books VIII to XI. The encyclopedia mentions different sources of purple dye, particularly the murex snail, the highly prized source of Tyrian purple. It describes the elephant and hippopotamus in detail, as well as the value and origin of the pearl and the invention of fish farming and oyster farming. The keeping of aquariums was a popular pastime of the rich, and Pliny provides anecdotes of the problems of owners becoming too closely attached to their fish.

Pliny correctly identifies the origin of amber as the fossilised resin of pine trees. Evidence cited includes the fact that some samples exhibit encapsulated insects, a feature readily explained by the presence of a viscous resin. Pliny refers to the way in which it exerts a charge when rubbed, a property well known to Theophrastus. He devotes considerable space to bees, which he admires for their industry, organisation, and honey, discussing the significance of the queen bee and the use of smoke by beekeepers at the hive to collect honeycomb. He praises the song of the nightingale.

Botany

Botany is handled in Books XII to XVIII, with Theophrastus as one of Pliny's sources. The manufacture of papyrus and the various grades of papyrus available to Romans are described. Different types of trees and the properties of their wood are explained in Books XII to XIII. The vine, viticulture and varieties of grape are discussed in Book XIV, while Book XV covers the olive tree in detail, followed by other trees including the apple and pear, fig, cherry, myrtle and laurel, among others.

Pliny gives special attention to spices, such as pepper, ginger, and cane sugar. He mentions different varieties of pepper, whose values are comparable with that of gold and silver, while sugar is noted only for its medicinal value.

He is critical of perfumes: "Perfumes are the most pointless of luxuries, for pearls and jewels are at least passed on to one's heirs, and clothes last for a time, but perfumes lose their fragrance and perish as soon as they are used." He gives a summary of their ingredients, such as attar of roses, which he says is the most widely used base. Other substances added include myrrh, cinnamon, and balsam gum.

Drugs, medicine and magic

A major section of the Natural History, Books XX to XXIX, discusses matters related to medicine, especially plants that yield useful drugs. Pliny lists over 900 drugs, compared to 600 in Dioscorides's De Materia Medica, 550 in Theophrastus, and 650 in Galen. The poppy and opium are mentioned; Pliny notes that opium induces sleep and can be fatal. Diseases and their treatment are covered in book XXVI.

Pliny addresses magic in Book XXX. He is critical of the Magi, attacking astrology, and suggesting that magic originated in medicine, creeping in by pretending to offer health. He names Zoroaster of Ancient Persia as the source of magical ideas. He states that Pythagoras, Empedocles, Democritus and Plato all travelled abroad to learn magic, remarking that it was surprising anyone accepted the doctrines they brought back, and that medicine (of Hippocrates) and magic (of Democritus) should have flourished simultaneously at the time of the Peloponnesian War.

Agriculture

Detail of a relief depicting a Gallo-Roman harvesting machine
 

The methods used to cultivate crops are described in Book XVIII. He praises Cato the Elder and his work De Agri Cultura, which he uses as a primary source. Pliny's work includes discussion of all known cultivated crops and vegetables, as well as herbs and remedies derived from them. He describes machines used in cultivation and processing the crops. For example, he describes a simple mechanical reaper that cut the ears of wheat and barley without the straw and was pushed by oxen (Book XVIII, chapter 72). It is depicted on a bas-relief found at Trier from the later Roman period. He also describes how grain is ground using a pestle, a hand-mill, or a mill driven by water wheels, as found in Roman water mills across the Empire.

Metallurgy

Pliny extensively discusses metals starting with gold and silver (Book XXXIII), and then the base metals copper, mercury, lead, tin and iron, as well as their many alloys such as electrum, bronze, pewter, and steel (Book XXXIV).

He is critical of greed for gold, such as the absurdity of using the metal for coins in the early Republic. He gives examples of the way rulers proclaimed their prowess by exhibiting gold looted from their campaigns, such as that by Claudius after conquering Britain, and tells the stories of Midas and Croesus. He discusses why gold is unique in its malleability and ductility, far greater than any other metal. The examples given are its ability to be beaten into fine foil with just one ounce producing 750 leaves four inches square. Fine gold wire can be woven into cloth, although imperial clothes usually combined it with natural fibres like wool. He once saw Agrippina the Younger, wife of Claudius, at a public show on the Fucine Lake involving a naval battle, wearing a military cloak made of gold. He rejects Herodotus's claims of Indian gold obtained by ants or dug up by griffins in Scythia.

Silver, he writes, does not occur in native form and has to be mined, usually occurring with lead ores. Spain produced the most silver in his time, many of the mines having been started by Hannibal. One of the largest had galleries running up to two miles into the mountain, while men worked day and night draining the mine in shifts. Pliny is probably referring to the reverse overshot water-wheels operated by treadmill and found in Roman mines. Britain, he says, is very rich in lead, which is found on the surface at many places, and thus very easy to extract; production was so high that a law was passed attempting to restrict mining.

Roman coins were struck, not cast, so these coin moulds were created for forgery.

Fraud and forgery are described in detail; in particular coin counterfeiting by mixing copper with silver, or even admixture with iron. Tests had been developed for counterfeit coins and proved very popular with the victims, mostly ordinary people. He deals with the liquid metal mercury, also found in silver mines. He records that it is toxic, and amalgamates with gold, so is used for refining and extracting that metal. He says mercury is used for gilding copper, while antimony is found in silver mines and is used as an eyebrow cosmetic.

The main ore of mercury is cinnabar, long used as a pigment by painters. He says that the colour is similar to scolecium, probably the kermes insect. The dust is very toxic, so workers handling the material wear face masks of bladder skin. Copper and bronze are, says Pliny, most famous for their use in statues including colossi, gigantic statues as tall as towers, the most famous being the Colossus of Rhodes. He personally saw the massive statue of Nero in Rome, which was removed after the emperor's death. The face of the statue was modified shortly after Nero's death during Vespasian's reign, to make it a statue of Sol. Hadrian moved it, with the help of the architect Decrianus and 24 elephants, to a position next to the Flavian Amphitheatre (now called the Colosseum).

Pliny gives a special place to iron, distinguishing the hardness of steel from what is now called wrought iron, a softer grade. He is scathing about the use of iron in warfare.

Mineralogy

Amethyst intaglio (1st century AD) depicting Nero as Apollo playing the lyre (Cabinet des Médailles)

In the last two books of the work (Books XXXVI and XXXVII), Pliny describes many different minerals and gemstones, building on works by Theophrastus and other authors. The topic concentrates on the most valuable gemstones, and he criticises the obsession with luxury products such as engraved gems and hardstone carvings. He provides a thorough discussion of the properties of fluorspar, noting that it is carved into vases and other decorative objects. The account of magnetism includes the myth of Magnes the shepherd.

Pliny moves into crystallography and mineralogy, describing the octahedral shape of the diamond and recording that diamond dust is used by gem engravers to cut and polish other gems, owing to its great hardness. He states that rock crystal is valuable for its transparency and hardness, and can be carved into vessels and implements. He relates the story of a woman who owned a ladle made of the mineral, paying the sum of 150,000 sesterces for the item. Nero deliberately broke two crystal cups when he realised that he was about to be deposed, so denying their use to anyone else.

Pliny returns to the problem of fraud and the detection of false gems using several tests, including the scratch test, where counterfeit gems can be marked by a steel file, and genuine ones not. Perhaps it refers to glass imitations of jewellery gemstones. He refers to using one hard mineral to scratch another, presaging the Mohs hardness scale. Diamond sits at the top of the series because, Pliny says, it will scratch all other minerals.

Art history

Pliny's chapters on Roman and Greek art are especially valuable because his work is virtually the only available classical source of information on the subject.

In the history of art, the original Greek authorities are Duris of Samos, Xenocrates of Sicyon, and Antigonus of Carystus. The anecdotic element has been ascribed to Duris (XXXIV:61); the notices of the successive developments of art and the list of workers in bronze and painters to Xenocrates; and a large amount of miscellaneous information to Antigonus. Both Xenocrates and Antigonus are named in connection with Parrhasius (XXXV:68), while Antigonus is named in the indexes of XXXIII–XXXIV as a writer on the art of embossing metal, or working it in ornamental relief or intaglio.

Greek epigrams contribute their share in Pliny's descriptions of pictures and statues. One of the minor authorities for books XXXIV–XXXV is Heliodorus of Athens, the author of a work on the monuments of Athens. In the indices to XXXIII–XXXVI, an important place is assigned to Pasiteles of Naples, the author of a work in five volumes on famous works of art (XXXVI:40), probably incorporating the substance of the earlier Greek treatises; but Pliny's indebtedness to Pasiteles is denied by Kalkmann, who holds that Pliny used the chronological work of Apollodorus of Athens, as well as a current catalogue of artists. Pliny's knowledge of the Greek authorities was probably mainly due to Varro, whom he often quotes (e.g. XXXIV:56, XXXV:113, 156, XXXVI:17, 39, 41).

For a number of items relating to works of art near the coast of Asia Minor and in the adjacent islands, Pliny was indebted to the general, statesman, orator and historian Gaius Licinius Mucianus, who died before 77. Pliny mentions the works of art collected by Vespasian in the Temple of Peace and in his other galleries (XXXIV:84), but much of his information about the position of such works in Rome is from books, not personal observation. The main merit of his account of ancient art, the only classical work of its kind, is that it is a compilation ultimately founded on the lost textbooks of Xenocrates and on the biographies of Duris and Antigonus.

In several passages, he gives proof of independent observation (XXXIV:38, 46, 63, XXXV:17, 20, 116 seq.). He prefers the marble Laocoön and his Sons in the palace of Titus (widely believed to be the statue that is now in the Vatican) to all the pictures and bronzes in the world (XXXVI:37). The statue is attributed by Pliny to three sculptors from the island of Rhodes: Agesander, Athenodoros (possibly son of Agesander) and Polydorus.

In the temple near the Flaminian Circus, Pliny admires the Ares and the Aphrodite of Scopas, "which would suffice to give renown to any other spot". He adds:

At Rome indeed the works of art are legion; besides, one effaces another from the memory and, however beautiful they may be, we are distracted by the overpowering claims of duty and business; for to admire art we need leisure and profound stillness (XXXVI:27).

Mining

The striking landscape of Las Médulas, the most important gold mine in the Roman Empire, resulted from the Ruina Montium mining technique.

Pliny provides lucid descriptions of Roman mining. He describes gold mining in detail, with large-scale use of water to scour alluvial gold deposits. The description probably refers to mining in Northern Spain, especially at the large Las Médulas site. Pliny describes methods of underground mining, including the use of fire-setting to attack the gold-bearing rock and so extract the ore. In another part of his work, Pliny describes the use of undermining to gain access to the veins. Pliny was scathing about the search for precious metals and gemstones: "Gangadia or quartzite is considered the hardest of all things – except for the greed for gold, which is even more stubborn."

Book XXXIV covers the base metals, their uses and their extraction. Copper mining is mentioned, using a variety of ores including copper pyrites and marcasite, some of the mining being underground, some on the surface. Iron mining is covered, followed by lead and tin.

Reception

Medieval and early modern

Historia naturalis translated into Italian by Cristoforo Landino, 1489 edition

The anonymous fourth-century compilation Medicina Plinii contains more than 1,100 pharmacological recipes, the vast majority of them from the Historia naturalis; perhaps because Pliny's name was attached to it, it enjoyed huge popularity in the Middle Ages.

Isidore of Seville's Etymologiae (The Etymologies, c. 600–625) quotes from Pliny 45 times in Book XII alone; Books XII, XIII and XIV are all based largely on the Natural History. Through Isidore, Vincent of Beauvais's Speculum Maius (The Great Mirror, c. 1235–1264) also used Pliny as a source for his own work. In this regard, Pliny's influence over the medieval period has been argued to be quite extensive. For example, one twentieth century historian has argued that Pliny's reliance on book-based knowledge, and not direct observation, shaped intellectual life to the degree that it "stymie[d] the progress of western science". This sentiment can be observed in the early modern period when Niccolò Leoniceno's 1509 De Erroribus Plinii ("On Pliny's Errors") attacked Pliny for lacking a proper scientific method, unlike Theophrastus or Dioscorides, and for lacking knowledge of philosophy or medicine.

Sir Thomas Browne expressed scepticism about Pliny's dependability in his 1646 Pseudodoxia Epidemica:

Now what is very strange, there is scarce a popular error passant in our days, which is not either directly expressed, or diductively contained in this Work; which being in the hands of most men, hath proved a powerful occasion of their propagation. Wherein notwithstanding the credulity of the Reader is more condemnable then the curiosity of the Author: for commonly he nameth the Authors from whom he received those accounts, and writes but as he reads, as in his Preface to Vespasian he acknowledgeth.

Modern

Grundy Steiner of Northwestern University, in a 1955 judgement considered by Thomas R. Laehn to represent the collective opinion of Pliny's critics, wrote of Pliny that "He was not an original, creative thinker, nor a pioneer of research to be compared either with Aristotle and Theophrastus or with any of the great moderns. He was, rather, the compiler of a secondary sourcebook."

The Italian author Italo Calvino, in his 1991 book Why Read the Classics?, wrote that while people often consult Pliny's Natural History for facts and curiosities, he is an author who "deserves an extended read, for the measured movement of his prose, which is enlivened by his admiration for everything that exists and his respect for the infinite diversity of all phenomena". Calvino notes that while Pliny is eclectic, he was not uncritical, though his evaluations of sources are inconsistent and unpredictable. Further, Calvino compares Pliny to Immanuel Kant, in that God is prevented by logic from conflicting with reason, even though (in Calvino's view) Pliny makes a pantheistic identification of God as being immanent in nature. As for destiny, Calvino writes:

it is impossible to force that variable which is destiny into the natural history of man: this is the sense of the pages that Pliny devotes to the vicissitudes of fortune, to the unpredictability of the length of any life, to the pointlessness of astrology, to disease and death.

The art historian Jacob Isager writes in the introduction to his analysis of Pliny's chapters on art in the Natural History that his intention is:

to show how Pliny in his encyclopedic work – which is the result of adaptations from many earlier writers and according to Pliny himself was intended as a reference work – nevertheless throughout expresses a basic attitude to Man and his relationship with Nature; how he understands Man's role as an inventor ("scientist and artist"); and finally his attitude to the use and abuse of Nature's and Man's creations, to progress and decay.

More specifically, Isager writes that "the guiding principle in Pliny's treatment of Greek and Roman art is the function of art in society", while Pliny "uses his art history to express opinions about the ideology of the state". Paula Findlen, writing in the Cambridge History of Science, asserts that

Natural history was an ancient form of scientific knowledge, most closely associated with the writings of the Roman encyclopedist Pliny the Elder ... His loquacious and witty Historia naturalis offered an expansive definition of this subject. [It] broadly described all entities found in nature, or derived from nature, that could be seen in the Roman world and read about in its books: art, artifacts, and peoples as well as animals, plants, and minerals were included in his project.

Findlen contrasts Pliny's approach with that of his intellectual predecessors Aristotle and Theophrastus, who sought general causes of natural phenomena, while Pliny was more interested in cataloguing natural wonders, and his contemporary Dioscorides explored nature for its uses in Roman medicine in his great work De Materia Medica. In the view of Mary Beagon, writing in The Classical Tradition in 2010:

the Historia naturalis has regained its status to a greater extent than at any time since the advent of Humanism. Work by those with scientific as well as philological expertise has resulted in improvements both to Pliny's text and to his reputation as a scientist. The essential coherence of his enterprise has also been rediscovered, and his ambitious portrayal, in all its manifestations, of 'nature, that is, life'.. is recognized as a unique cultural record of its time.

Copyleft

From Wikipedia, the free encyclopedia
 
Small letter c turned 180 degrees, surrounded by a single line forming a circle.
Copyleft symbol

Copyleft is the legal technique of granting certain freedoms over copies of copyrighted works with the requirement that the same rights be preserved in derivative works. In this sense, freedoms refers to the use of the work for any purpose, and the ability to modify, copy, share, and redistribute the work, with or without a fee. Licenses which implement copyleft can be used to maintain copyright conditions for works ranging from computer software, to documents, art, scientific discoveries and even certain patents.

Copyleft software licenses are considered protective or reciprocal in contrast with permissive free software licenses, and require that information necessary for reproducing and modifying the work must be made available to recipients of the software program, which are often distributed as binary executables. This information is most commonly in the form of source code files, which usually contain a copy of the license terms and acknowledge the authors of the code.

Notable copyleft licenses include the GNU General Public License (GPL), originally written by Richard Stallman, which was the first software copyleft license to see extensive use, the Mozilla Public License, the Free Art License, and the Creative Commons share-alike license condition, with the last two being intended for other types of works, such as documents and pictures, both academic or artistic in nature.

History

An early use of the word copyleft was in Li-Chen Wang's Palo Alto Tiny BASIC's distribution notice "@COPYLEFT ALL WRONGS RESERVED" in June 1976. Tiny BASIC was not distributed under any formal form of copyleft distribution terms, but it was presented in a context where source code was being shared and modified. In fact, Wang had earlier contributed edits to Tiny BASIC Extended before writing his own BASIC interpreter. He encouraged others to adapt his source code and publish their adaptions, as with Roger Rauskolb's version of PATB published in Interface Age.

The concept of copyleft was described in Richard Stallman's GNU Manifesto in 1985, where he wrote:

GNU is not in the public domain. Everyone will be permitted to modify and redistribute GNU, but no distributor will be allowed to restrict its further redistribution. That is to say, proprietary modifications will not be allowed. I want to make sure that all versions of GNU remain free.

Stallman worked a few years earlier on a Lisp interpreter. Symbolics asked to use the Lisp interpreter, and Stallman agreed to supply them with a public domain version of his work. Symbolics extended and improved the Lisp interpreter, but when Stallman wanted access to the improvements that Symbolics had made to his interpreter, Symbolics refused. Stallman then, in 1984, proceeded to work towards eradicating this emerging behavior and culture of proprietary software, which he named software hoarding. This was not the first time Stallman had dealt with proprietary software, but he deemed this interaction a "turning point". He justified software sharing, protesting that when sharing, the software online can be copied without the loss of the original piece of work. The software can be used multiple times without ever being damaged or wearing out.

As Stallman deemed it impractical in the short term to eliminate current copyright law and the wrongs he perceived it to perpetuate, he decided to work within the framework of existing law; in 1985, he created his own copyright license, the Emacs General Public License, the first copyleft license. This later evolved into the GNU General Public License, which is now one of the most popular free-software licenses. For the first time, a copyright holder had taken steps to ensure that the maximal number of rights be perpetually transferred to a program's users, no matter what subsequent revisions anyone made to the original program. This original GPL did not grant rights to the public at large, only those who had already received the program; but it was the best that could be done under existing law.

The new license was not at this time given the copyleft label. Richard Stallman stated that the use of "Copyleft" comes from Don Hopkins, who mailed him a letter in 1984 or 1985, on which was written: "Copyleft – all rights reversed". In the early 1970s, the self-published book Principia Discordia contains the notice "Ⓚ All Rites Reversed – reprint what you like" (sic). In the arts, Ray Johnson had earlier coined the term independently as it pertained to his making of and distribution of his mixed media imagery in his mail art and ephemeral gifts, for which he encouraged the making of derivative works. (While the phrase appears briefly as (or on) one of his pieces in the 2002 documentary How to Draw a Bunny, Johnson himself is not referenced in the 2001 documentary Revolution OS.)

In France, a series of meetings taking place in 2000 under the title "Copyleft Attitude" gave birth to the Free Art License (FAL), theoretically valid in any jurisdiction bound by the Berne Convention and recommended by Stallman's own Free Software Foundation. Shortly thereafter, a separate, unrelated initiative in the United States yielded the Creative Commons license, available since 2001 in several different versions (only some of which can be described as copyleft) and more specifically tailored to U.S. law.

Copyleft principles

Freedom

While copyright law gives software authors control over copying, distribution and modification of their works, the goal of copyleft is to give all users of the work the freedom to carry out all of these activities. These freedoms (from the Free Software Definition) include:

Freedom 0
the freedom to use the work
Freedom 1
the freedom to study the work
Freedom 2
the freedom to copy and share the work with others
Freedom 3
the freedom to modify the work, and the freedom to distribute modified and therefore derivative works

Similar terms are present in the Open Source Definition, a separate definition that contains similar freedoms. The vast majority of copyleft licenses satisfy both definitions, that of the Free Software Definition and Open Source Definition. By guaranteeing viewers and users of a work the freedom and permission to reproduce, adapt, or distribute it, copyleft licenses are distinct from other types of copyright licenses that limit such freedoms.

Reciprocity

Instead of allowing a work to fall completely into the public domain, where no ownership of copyright is claimed, copyleft allows authors to impose restrictions on the use of their work. One of the main restrictions imposed by copyleft is that derived works must also be released under a compatible copyleft license.

This is due to the underlying principle of copyleft: that anyone can benefit freely from the previous work of others, but that any modifications to that work should benefit everyone else as well, and thus must be released under similar terms. For this reason, copyleft licenses are also known as reciprocal licenses: any modifiers of a copyleft-licensed work are expected to reciprocate the author's action of copyleft-licensing the software by also copyleft-licensing any derivatives they might have made. Because of this requirement, copyleft licenses have also been described as "viral" due to their self-perpetuating terms.

In addition to restrictions on copying, copyleft licenses address other possible impediments. They ensure that rights cannot be later revoked, and require the work and its derivatives to be provided in a form that allows further modifications to be made. In software, this means requiring that the source code of the derived work be made available together with the software itself.

Economic incentive

The economic incentives to work on copyleft content can vary. Traditional copyright law is designed to promote progress by providing economic benefits to creators. When choosing to copyleft their work, content creators may seek complementary benefits like recognition from their peers.

In the world of computer programming, copyleft-licensed computer programs are often created by programmers to fill a need they have noticed. Such programs are often published with a copyleft license simply to ensure that subsequent users can also freely use modified versions of that program. This is especially true for creators who wish to prevent "open source hijacking", or the act of reusing open-source code and then adding extra restrictions to it, an action prevented by copyleft-licensing the software. Some creators, such as Elastic, feel that preventing commercial enterprises from using and then selling their product under a proprietary license is also an incentive.

Furthermore, the open-source culture of programming has been described as a gift culture, where social power is determined by an individual's contributions. Contributing to or creating open-source, copyleft-licensed software of high quality can lead to contributors gaining valuable experience and can lead to future career opportunities.

Copyleft software has economic effects beyond individual creators. The presence of quality copyleft software can force proprietary software developers to increase the quality of their software to compete with free software. This may also have the effect of preventing monopolies in areas dominated by proprietary software. However, competition with proprietary software can also be a reason to forgo copyleft. The Free Software Foundation recommends that when "widespread use of the code is vital for advancing the cause of free software", allowing the code to be copied and used freely is more important than a copyleft.

Copyleft application

Common practice for using copyleft is to codify the copying terms for a work with a license. Any such license typically includes all the provisions and principles of copyleft inside the license's terms. This includes the freedom to use the work, study the work, copy and share the work with others, modify the work, and distribute exact or modified versions of that work, with or without fee.

Unlike similar permissive licenses that also grant these freedoms, copyleft licenses also ensure that any modified versions of a work covered by a copyleft license must also grant these freedoms. Thus, copyleft licenses have conditions: that modifications of any work licensed under a copyleft license must be distributed under a compatible copyleft scheme and that the distributed modified work must include a means of modifying the work. Under fair use, however, copyleft licenses may be superseded, just like regular copyrights. Therefore, any person utilizing a source licensed under a copyleft license for works they invent is free to choose any other license (or none at all) provided they meet the fair use standard.

Copyleft licenses necessarily make creative use of relevant rules and laws to enforce their provisions. For example, when using copyright law, those who contribute to a work under copyleft usually must gain, defer, or assign copyright holder status. By submitting the copyright of their contributions under a copyleft license, they deliberately give up some of the rights that normally follow from copyright, including the right to be the unique distributor of copies of the work.

Some laws used for copyleft licenses vary from one country to another, and may also be granted in terms that vary from country to country. For example, in some countries it is acceptable to sell a software product without warranty, in standard GNU General Public License style, while in most European countries it is not permitted for a software distributor to waive all warranties regarding a sold product. For this reason, the extent of such warranties are specified in most European copyleft licenses, for example the European Union Public Licence (EUPL), or the CeCILL license, a license that allows one to use GNU GPL in combination with a limited warranty.

For projects which will be run over a network, a variation of the GNU GPL, called the Affero General Public License (GNU AGPL), ensures that the source code is available to users of software over a network.

Types and relation to other licenses


Free Non-free
Public domain & equivalents Permissive license Copyleft (protective license) Noncommercial license Proprietary license Trade secret
Description Grants all rights Grants use rights, including right to relicense (allows proprietization, license compatibility) Grants use rights, forbids proprietization Grants rights for noncommercial use only. May be combined with share-alike. Traditional use of copyright; certain rights may or may not be granted No information made public
For software PD, Unlicense, CC0 BSD, MIT, Apache GPL, AGPL JRL, AFPL Proprietary software, no public license Private, internal software
For other creative works PD, CC0 CC-BY CC-BY-SA, FAL CC-BY-NC Copyright, no public license Unpublished
The Creative Commons icon for Share-Alike, a variant of the copyleft symbol

Copyleft is a distinguishing feature of some free software licenses, while other free-software licenses are not copyleft licenses because they do not require the licensee to distribute derivative works under the same license. There is an ongoing debate as to which class of license provides the greater degree of freedom. This debate hinges on complex issues, such as the definition of freedom and whose freedoms are more important: the potential future recipients of a work (freedom from proprietization) or just the initial recipient (freedom to proprietize). However, current copyright law and the availability of both types of licenses, copyleft and permissive, allows authors to choose the type under which to license the works they invent.

For documents, art, and other works other than software and code, the Creative Commons share-alike licensing system and the GNU Free Documentation License (GFDL) allow authors to apply limitations to certain sections of their work, exempting some parts of the work from the full copyleft mechanism. In the case of the GFDL, these limitations include the use of invariant sections, which may not be altered by future editors. The initial intention of the GFDL was as a device for supporting the documentation of copylefted software. However, the result is that it can be used for any kind of document.

Strong and weak copyleft

The strength of the copyleft license governing a work is determined by the extent its provisions can be imposed on all kinds of derivative works. Thus, the term "weak copyleft" refers to licenses where not all derivative works inherit the copyleft license; whether a derivative work inherits or not often depends on how it was derived.

"Weak copyleft" licenses are often used to cover software libraries. This allows other software to link to the library and be redistributed without the requirement for the linking software to also be licensed under the same terms. Only changes to the software licensed under a "weak copyleft" license becomes subject itself to copyleft provisions of such a license. This allows programs of any license to be compiled and linked against copylefted libraries such as glibc and then redistributed without any re-licensing required. The concrete effect of strong vs. weak copyleft has yet to be tested in court. Free-software licenses that use "weak" copyleft include the GNU Lesser General Public License and the Mozilla Public License.

The GNU General Public License is an example of a license implementing strong copyleft. A stronger copyleft license is the AGPL, which requires the publishing of the source code for software as a service use cases.

The Sybase Open Watcom Public License is one of the strongest copyleft licenses, as this license closes the so-called "private usage" loophole of the GPL, and requires the publishing of source code in any use case. For this reason, the license is considered non-free by the Free Software Foundation, the GNU Project, and the Debian project. However, the license is accepted as open source by the OSI.

The Design Science License (DSL) is a strong copyleft license that applies to any work, not only software or documentation, but also literature, artworks, music, photography, and video. DSL was written by Michael Stutz after he took an interest in applying GNU-style copyleft to non-software works, which later came to be called libre works. In the 1990s, it was used on music recordings, visual art, and even novels. It is not considered compatible with the GNU GPL by the Free Software Foundation.

Full and partial copyleft

"Full" and "partial" copyleft relate to another issue. Full copyleft exists when all parts of a work (except the license itself) may only be modified and distributed under the terms of the work's copyleft license. Partial copyleft, by contrast, exempts some parts of the work from the copyleft provisions, permitting distribution of some modifications under terms other than the copyleft license, or in some other way does not impose all the principles of copylefting on the work. An example of partial copyleft is the GPL linking exception made for some software packages.

Share-alike

The "share-alike" condition in some licenses imposes the requirement that any freedom that is granted regarding the original work must be granted on exactly the same or compatible terms in any derived work.

This implies that any copyleft license is automatically a share-alike license but not the other way around, as some share-alike licenses include further restrictions such as prohibiting commercial use. Another restriction is that not everyone wants to share their work and some share-alike agreements require that the whole body of work be shared, even if the author only wants to share a certain part. The plus side for an author of source code is that any modification to the code will not only benefit the original author, but that the author will be recognized and ensure the same or compatible license terms cover the changed code. Some Creative Commons licenses are examples of share-alike copyleft licenses.

Permissive licenses

Permissive software licenses are those that grant users of the software the same freedoms as copyleft licenses, but do not require modified versions of that software to also include those freedoms. They have minimal restrictions on how the software can be used, modified, and redistributed, and are thus not copyleft licenses. Examples of this type of license include the X11 license, Apache license, Expat license, and the various BSD licenses.

Debate and controversy

It has been suggested that copyleft has become a divisive issue in the ideological strife between the Open Source Initiative and the free software movement. However, there is evidence that copyleft is both accepted and proposed by both parties:

  • Both the OSI and the FSF have copyleft and non-copyleft licenses in their respective lists of accepted licenses.
  • The OSI's original Legal Counsel Lawrence Rosen has written a copyleft license, the Open Software License.
  • The OSI's licensing how-to recognises the GPL as a "best practice" license.
  • Some of the software programs of the GNU Project are published under non-copyleft licenses.
  • Stallman himself has endorsed the use of non-copyleft licenses in certain circumstances, most recently in the case of the Ogg Vorbis license change.

Viral licensing

Viral license is a pejorative name for copyleft licenses. It originates from the terms 'General Public Virus' or 'GNU Public Virus' (GPV), which dates back to 1990, a year after the GPLv1 was released. The name "viral licenses" refers to the fact that any works derived from a copyleft work must preserve the copyleft permissions when distributed.

Some advocates of the various BSD Licenses used the term derisively in regards to the GPL's tendency to absorb BSD-licensed code without allowing the original BSD work to benefit from it, while at the same time promoting itself as "freer" than other licenses. Microsoft vice-president Craig Mundie remarked, "This viral aspect of the GPL poses a threat to the intellectual property of any organization making use of it." In another context, Steve Ballmer declared that code released under GPL is useless to the commercial sector, since it can only be used if the resulting surrounding code is licensed under a GPL-compatible license, and described it thus as "a cancer that attaches itself in an intellectual property sense to everything it touches".

In response to Microsoft's attacks on the GPL, several prominent free-software developers and advocates released a joint statement supporting the license. According to FSF compliance engineer David Turner, the term "viral license" creates a misunderstanding and a fear of using copylefted free software. While a person can catch a virus without active action, license conditions take effect upon effective usage or adoption. David McGowan has also written that there is no reason to believe the GPL could force proprietary software to become free software, but could "try to enjoin the firm from distributing commercially a program that combined with the GPL'd code to form a derivative work, and to recover damages for infringement." If the firm "actually copied code from a GPL'd program, such a suit would be a perfectly ordinary assertion of copyright, which most private firms would defend if the shoe were on the other foot." Richard Stallman has described this view with an analogy, saying, "The GPL's domain does not spread by proximity or contact, only by deliberate inclusion of GPL-covered code in your program. It spreads like a spider plant, not like a virus."

Popular copyleft licenses, such as the GPL, have a clause allowing components to interact with non-copyleft components as long as the communication is abstract, such as executing a command-line tool with a set of switches or interacting with a web server. As a consequence, even if one module of an otherwise non-copyleft product is placed under the GPL, it may still be legal for other components to communicate with it in ways such as these. This allowed communication may or may not include reusing libraries or routines via dynamic linking – some commentators say it does, the FSF asserts it does not and explicitly adds an exception allowing it in the license for the GNU Classpath re-implementation of the Java library. This ambiguity is an important difference between the GPL and the LGPL, in that the LGPL specifically allows linking or compiling works licensed under terms which are not compatible with the LGPL, with works covered by the LGPL.

Symbol

© 🄯
Copyleft symbol
In UnicodeU+1F12F 🄯 COPYLEFT SYMBOL
Alternative symbol: (ɔ)
Different from
Different fromU+00A9 © COPYRIGHT SIGN

The copyleft symbol is a mirror image of the copyright symbol, ©: a reversed C in a circle. It has no legal status. A 2016 proposal to add the symbol to a future version of Unicode was accepted by the Unicode Technical Committee. The code point U+1F12F 🄯 COPYLEFT SYMBOL was added in Unicode 11.

As of 2018, it is largely unimplemented in fonts, but can be approximated with character U+2184 LATIN SMALL LETTER REVERSED C or the more widely available character U+0254 ɔ LATIN SMALL LETTER OPEN O between parenthesis (ɔ) or, if supported by the application or web browser, by combining a reversed c with the character U+20DD ↄ⃝ COMBINING ENCLOSING CIRCLE: ↄ⃝.

For a list of fonts that include this glyph, see Unicode fonts § List of SMP Unicode fonts and then row "Enclosed Alphanumeric Supplement (173: 1F100–1F1FF)" (This list is not guaranteed to be current).

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