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Wednesday, August 23, 2023

Hypopituitarism

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Hypopituitarism
Hypopituitarism
The pituitary gland on a plate from Gray's Anatomy (1918). The anterior lobe is on the left, and the posterior lobe on the right, both in red.

Hypopituitarism is the decreased (hypo) secretion of one or more of the eight hormones normally produced by the pituitary gland at the base of the brain. If there is decreased secretion of one specific pituitary hormone, the condition is known as selective hypopituitarism. If there is decreased secretion of most or all pituitary hormones, the term panhypopituitarism (pan meaning "all") is used.

The signs and symptoms of hypopituitarism vary, depending on which hormones are undersecreted and on the underlying cause of the abnormality. The diagnosis of hypopituitarism is made by blood tests, but often specific scans and other investigations are needed to find the underlying cause, such as tumors of the pituitary, and the ideal treatment. Most hormones controlled by the secretions of the pituitary can be replaced by tablets or injections. Hypopituitarism is a rare disease, but may be significantly underdiagnosed in people with previous traumatic brain injury. The first description of the condition was made in 1914 by the German physician Dr Morris Simmonds.

Signs and symptoms

The hormones of the pituitary have different actions in the body, and the symptoms of hypopituitarism therefore depend on which hormone is deficient. The symptoms may be subtle and are often initially attributed to other causes. In most of the cases, three or more hormones are deficient. The most common problem is insufficiency of follicle-stimulating hormone (FSH) and/or luteinizing hormone (LH) leading to sex hormone abnormalities. Growth hormone deficiency is more common in people with an underlying tumor than those with other causes.

Sometimes, there are additional symptoms that arise from the underlying cause; for instance, if the hypopituitarism is due to a growth hormone-producing tumor, there may be symptoms of acromegaly (enlargement of the hands and feet, coarse facial features), and if the tumor extends to the optic nerve or optic chiasm, there may be visual field defects. Headaches may also accompany pituitary tumors, as well as pituitary apoplexy (infarction or haemorrhage of a pituitary tumor) and lymphocytic hypophysitis (autoimmune inflammation of the pituitary). Apoplexy, in addition to sudden headaches and rapidly worsening visual loss, may also be associated with double vision that results from compression of the nerves in the adjacent cavernous sinus that control the eye muscles.

Pituitary failure results in many changes in the skin, hair and nails as a result of the absence of pituitary hormone action on these sites.

Complications

Several hormone deficiencies associated with hypopituitarism may lead to secondary diseases. For instance, growth hormone deficiency is associated with obesity, raised cholesterol and the metabolic syndrome, and estradiol deficiency may lead to osteoporosis. While effective treatment of the underlying hormone deficiencies may improve these risks, it is often necessary to treat them directly.

Anterior pituitary

The major endocrine glands of the body. Pituitary hormones control the function of the adrenal gland, thyroid gland and the gonads (testes and ovaries).

Deficiency of all anterior pituitary hormones is more common than individual hormone deficiency.

Deficiency of luteinizing hormone (LH) and follicle-stimulating hormone (FSH), together referred to as the gonadotropins, leads to different symptoms in men and women. Women experience oligo- or amenorrhea (infrequent/light or absent menstrual periods respectively) and infertility. Men lose facial, scrotal and trunk hair, as well as have decreased muscle mass and anemia. Both sexes may experience a decrease in libido and loss of sexual function, and have an increased risk of osteoporosis (bone fragility). Lack of LH/FSH in children is associated with delayed puberty.

Growth hormone (GH) deficiency leads to a decrease in muscle mass, central obesity (increase in body fat around the waist) and impaired attention and memory. Children experience growth retardation and short stature.

Adrenocorticotropic hormone (ACTH) deficiency leads to adrenal insufficiency, a lack of production of glucocorticoids such as cortisol by the adrenal gland. If the problem is chronic, symptoms consist of fatigue, weight loss, failure to thrive (in children), delayed puberty (in adolescents), hypoglycemia (low blood sugar levels), anemia and hyponatremia (low sodium levels). If the onset is abrupt, collapse, shock and vomiting may occur. ACTH deficiency is highly similar to primary Addison's disease, which is cortisol deficiency as the result of direct damage to the adrenal glands; the latter form, however, often leads to hyperpigmentation of the skin, which does not occur in ACTH deficiency.

Thyroid-stimulating hormone (TSH) deficiency leads to hypothyroidism (lack of production of thyroxine (T4) and triiodothyronine (T3) in the thyroid). Typical symptoms are tiredness, intolerance to cold, constipation, weight gain, hair loss and slowed thinking, as well as a slowed heart rate and low blood pressure. In children, hypothyroidism leads to delayed growth and in extreme inborn forms to a syndrome called cretinism.

Prolactin (PRL) plays a role in breastfeeding, and inability to breastfeed may point at abnormally low prolactin levels.

Posterior pituitary

Antidiuretic hormone (ADH) deficiency leads to the syndrome of diabetes insipidus (unrelated to diabetes mellitus): inability to concentrate the urine, leading to polyuria (production of large amounts of clear urine) that is low in solutes, dehydration and—in compensation—extreme thirst and constant need to drink (polydipsia), as well as hypernatremia (high sodium levels in the blood). ADH deficiency may be masked if there is ACTH deficiency, with symptoms only appearing when cortisol has been replaced.

Oxytocin (OXT) deficiency generally causes few symptoms, however may lead to abnormal social developments due to its complex role as a social neuropeptide.

Causes

Type Causes
Tumors Most cases of hypopituitarism are due to pituitary adenomas compressing the normal tissue in the gland, and rarely other brain tumors outside the gland—craniopharyngioma, meningioma, chordoma, ependymoma, glioma or metastasis from cancer elsewhere in the body.
Infection,
inflammation and
infiltration
The pituitary may also be affected by infections of the brain (brain abscess, meningitis, encephalitis) or of the gland itself, or it may be infiltrated by abnormal cells (neurosarcoidosis, histiocytosis) or excessive iron (hemochromatosis). Empty sella syndrome is unexplained disappearance of pituitary tissue, probably due to outside pressure. Autoimmune or lymphocytic hypophysitis occurs when the immune system directly attacks the pituitary.
Vascular As a pregnancy comes to term, a pregnant woman's pituitary gland is vulnerable to low blood pressure, such as may result from hemorrhage; pituitary damage due to bleeding after childbirth is called Sheehan's syndrome. Pituitary apoplexy is hemorrhage or infarction (loss of blood supply) of the pituitary. Other forms of stroke are increasingly recognized as a cause for hypopituitarism.
Radiation Radiation-induced hypopituitarism mainly affects growth hormone and gonadal hormones. In contrast, adrenocorticotrophic hormone (ACTH) and thyroid stimulating hormone (TSH) deficiencies are the least common among people with radiation-induced hypopituitarism. Changes in prolactin-secretion is usually mild, and vasopressin deficiency appears to be very rare as a consequence of radiation.
Other physical External physical causes for hypopituitarism include traumatic brain injury, subarachnoid hemorrhage, neurosurgery and ionizing radiation (e.g. radiation therapy for a previous brain tumor). Bites from Russell's vipers have also been known to cause hypopituitarism in approx 29% of cases.
Congenital Congenital hypopituitarism (present at birth) may be the result of complications around delivery, or may be the result of insufficient development (hypoplasia) of the gland, sometimes in the context of specific genetic abnormalities. Mutations may cause either insufficient development of the gland or decreased function. Forms of combined pituitary hormone deficiency ("CPHD") include:
Type OMIM Gene
CPHD1 613038 POU1F1
CPHD2 262600 PROP1
CPHD3 600577 LHX3
CPHD4 602146 LHX4
CPHD5 (Septo-optic dysplasia) 182230 HESX1

Kallmann syndrome causes deficiency of the gonadotropins only. Bardet–Biedl syndrome and Prader–Willi syndrome have been associated with pituitary hormone deficiencies.

Pathophysiology

The pituitary gland is located at the base of the brain, and intimately connected with the hypothalamus. It consists of two lobes: the posterior pituitary, which consists of nervous tissue branching out of the hypothalamus, and the anterior pituitary, which consists of hormone-producing epithelium. The posterior pituitary secretes antidiuretic hormone, which regulates osmolarity of the blood, and oxytocin, which causes contractions of the uterus in childbirth and participates in breastfeeding.

The pituitary develops in the third week of embryogenesis from interactions between the diencephalon part of the brain and the nasal cavity. The brain cells secrete FGF-8, Wnt5a and BMP-4, and the oral cavity BMP-2. Together, these cellular signals stimulate a group of cells from the oral cavity to form Rathke's pouch, which becomes independent of the nasal cavity and develops into the anterior pituitary; this process includes the suppression of production of a protein called Sonic hedgehog by the cells of Rathke's pouch. The cells then differentiate further into the various hormone-producing cells of the pituitary. This requires particular transcription factors that induce the expression of particular genes. Some of these transcription factors have been found to be deficient in some forms of rare combined pituitary hormone deficiencies (CPHD) in childhood. These are HESX1, PROP1, POU1F1, LHX3, LHX4, TBX19, SOX2 and SOX3. Each transcription factor acts in particular groups of cells. Therefore, various genetic mutations are associated with specific hormone deficiencies. For instance, POU1F1 (also known as Pit-1) mutations cause specific deficiencies in growth hormone, prolactin and TSH. In addition to the pituitary, some of the transcription factors are also required for the development of other organs; some of these mutations are therefore also associated with specific birth defects.

Hypothalamic-pituitary-end organ axis

Thyroid Adrenal Gonads Growth Mammary
Releasing hormone TRH CRH GnRH GHRH Dopamine (inhibitor)
Pituitary cells Thyrotrope Corticotrope Gonadotrope Somatotrope Lactotrope
Pituitary hormone TSH ACTH LH and FSH GH Prolactin
End organ Thyroid Adrenal Testes or ovaries Liver Mammary gland
Product Thyroxine Cortisol Testosterone, estradiol IGF-1 Milk (no feedback)

 

Most of the hormones in the anterior pituitary are each part of an axis that is regulated by the hypothalamus. The hypothalamus secretes a number of releasing hormones, often according to a circadian rhythm, into blood vessels that supply the anterior pituitary; most of these are stimulatory (thyrotropin-releasing hormone, corticotropin-releasing hormone, gonadotropin-releasing hormone and growth hormone-releasing hormone), apart from dopamine, which suppresses prolactin production. In response to the releasing hormone rate, the anterior pituitary produces its hormones (TSH, ACTH, LH, FSH, GH) which in turn stimulate effector hormone glands in the body, while prolactin (PRL) acts directly on the breast gland. Once the effector glands produce sufficient hormones (thyroxine, cortisol, estradiol or testosterone and IGF-1), both the hypothalamus and the pituitary cells sense their abundance and reduce their secretion of stimulating hormones. The hormones of the posterior pituitary are produced in the hypothalamus and are carried by nerve endings to the posterior lobe; their feedback system is therefore located in the hypothalamus, but damage to the nerve endings would still lead to a deficiency in hormone release.

Unless the pituitary damage is being caused by a tumor that overproduces a particular hormone, it is the lack of pituitary hormones that leads to the symptoms described above, and an excess of a particular hormone would indicate the presence of a tumor. The exception to this rule is prolactin: if a tumor compresses the pituitary stalk, a decreased blood supply means that the lactotrope cells, which produce prolactin, are not receiving dopamine and therefore produce excess prolactin. Hence, mild elevations in prolactin are attributed to stalk compression. Very high prolactin levels, though, point more strongly towards a prolactinoma (prolactin-secreting tumor).

Diagnosis

CT scan of the brain showing a craniopharyngioma (white structure in the center of the image). This tumor may cause hypopituitarism and requires surgical removal.

The diagnosis of hypopituitarism is made on blood tests. Two types of blood tests are used to confirm the presence of a hormone deficiency: basal levels, where blood samples are taken–usually in the morning–without any form of stimulation, and dynamic tests, where blood tests are taken after the injection of a stimulating substance. Measurement of ACTH and growth hormone usually requires dynamic testing, whereas the other hormones (LH/FSH, prolactin, TSH) can typically be tested with basal levels. There is no adequate direct test for ADH levels, but ADH deficiency can be confirmed indirectly; oxytocin levels are not routinely measured.

Generally, the finding of a combination of a low pituitary hormone together with a low hormone from the effector gland is indicative of hypopituitarism. Occasionally, the pituitary hormone may be normal but the effector gland hormone decreased; in this case, the pituitary is not responding appropriately to effector hormone changes, and the combination of findings is still suggestive of hypopituitarism.

Basal tests

Levels of LH/FSH may be suppressed by a raised prolactin level, and are therefore not interpretable unless prolactin is low or normal. In men, the combination of low LH and FSH in combination with a low testosterone confirms LH/FSH deficiency; a high testosterone would indicate a source elsewhere in the body (such as a testosterone-secreting tumor). In women, the diagnosis of LH/FSH deficiency depends on whether the woman has been through the menopause. Before the menopause, abnormal menstrual periods together with low estradiol and LH/FSH levels confirm a pituitary problem; after the menopause (when LH/FSH levels are normally elevated and the ovaries produce less estradiol), inappropriately low LH/FSH alone is sufficient. Stimulation tests with GnRH are possible, but their use is not encouraged.

For TSH, basal measurements are usually sufficient, as well as measurements of thyroxine to ensure that the pituitary is not simply suppressing TSH production in response to hyperthyroidism (an overactive thyroid gland). A stimulation test with thyrotropin-releasing hormone (TRH) is not regarded as useful. Prolactin can be measured by basal level, and is required for the interpretation of LH and FSH results in addition to the confirmation of hypopituitarism or diagnosis of a prolactin-secreting tumor.

Stimulation tests

Growth hormone deficiency is almost certain if all other pituitary tests are also abnormal, and insulin-like growth factor 1 (IGF-1) levels are decreased. If this is not the case, IGF-1 levels are poorly predictive of the presence of GH deficiency; stimulation testing with the insulin tolerance test is then required. This is performed by administering insulin to lower the blood sugar to a level below 2.2 mmol/L. Once this occurs, growth hormone levels are measured. If they are low despite the stimulatory effect of the low blood sugars, growth hormone deficiency is confirmed. The test is not without risks, especially in those prone to seizures or are known to have heart disease, and causes the unpleasant symptoms of hypoglycemia. Alternative tests (such as the growth hormone releasing hormone stimulation test) are less useful, although a stimulation test with arginine may be used for diagnosis, especially in situations where an insulin tolerance test is thought to be too dangerous. If GH deficiency is suspected, and all other pituitary hormones are normal, two different stimulation tests are needed for confirmation.

If morning cortisol levels are over 500 nmol/L, ACTH deficiency is unlikely, whereas a level less than 100 is indicative. Levels between 100 and 500 require a stimulation test. This, too, is done with the insulin tolerance test. A cortisol level above 500 after achieving a low blood sugar rules out ACTH deficiency, while lower levels confirm the diagnosis. A similar stimulation test using corticotropin-releasing hormone (CRH) is not sensitive enough for the purposes of the investigation. If the insulin tolerance test yields an abnormal result, a further test measuring the response of the adrenal glands to synthetic ACTH (the ACTH stimulation test) can be performed to confirm the diagnosis. Stimulation testing with metyrapone is an alternative. Some suggest that an ACTH stimulation test is sufficient as first-line investigation, and that an insulin tolerance test is only needed if the ACTH test is equivocal. The insulin tolerance test is discouraged in children. None of the tests for ACTH deficiency are perfect, and further tests after a period of time may be needed if initial results are not conclusive.

Symptoms of diabetes insipidus should prompt a formal fluid deprivation test to assess the body's response to dehydration, which normally causes concentration of the urine and increasing osmolarity of the blood. If these parameters are unchanged, desmopressin (an ADH analogue) is administered. If the urine then becomes concentrated and the blood osmolarity falls, there is a lack of ADH due to lack of pituitary function ("cranial diabetes insipidus"). In contrast, there is no change if the kidneys are unresponsive to ADH due to a different problem ("nephrogenic diabetes insipidus").

Further investigations

If one of these tests shows a deficiency of hormones produced by the pituitary, magnetic resonance imaging (MRI) scan of the pituitary is the first step in identifying an underlying cause. MRI may show various tumors and may assist in delineating other causes. Tumors smaller than 1 cm are referred to as microadenomas, and larger lesions are called macroadenomas. Computed tomography with radiocontrast may be used if MRI is not available. Formal visual field testing by perimetry is recommended, as this would show evidence of optic nerve compression by a tumor.

Other tests that may assist in the diagnosis of hypopituitarism, especially if no tumor is found on the MRI scan, are ferritin (elevated in hemochromatosis), angiotensin converting enzyme (ACE) levels (often elevated in sarcoidosis), and human chorionic gonadotropin (often elevated in tumor of germ cell origin). If a genetic cause is suspected, genetic testing may be performed.

Treatment

Treatment of hypopituitarism is threefold: removing the underlying cause, treating the hormone deficiencies, and addressing any other repercussions that arise from the hormone deficiencies.

Underlying cause

Pituitary tumors require treatment when they are causing specific symptoms, such as headaches, visual field defects or excessive hormone secretion. Transsphenoidal surgery (removal of the tumor by an operation through the nose and the sphenoidal sinuses) may, apart from addressing symptoms related to the tumor, also improve pituitary function, although the gland is sometimes damaged further as a result of the surgery. When the tumor is removed by craniotomy (opening the skull), recovery is less likely–but sometimes this is the only suitable way to approach the tumor. After surgery, it may take some time for hormone levels to change significantly. Retesting the pituitary hormone levels is therefore performed 2 to 3 months later.

Prolactinomas may respond to dopamine agonist treatment–medication that mimics the action of dopamine on the lactrotrope cells, usually bromocriptine or cabergoline. This approach may improve pituitary hormone secretion in more than half the cases, and make supplementary treatment unnecessary.

Other specific underlying causes are treated as normally. For example, hemochromatosis is treated by venesection, the regular removal of a fixed amount of blood. Eventually, this decreases the iron levels in the body and improves the function of the organs in which iron has accumulated.

Hormone replacement

Most pituitary hormones can be replaced indirectly by administering the products of the effector glands: hydrocortisone (cortisol) for adrenal insufficiency, levothyroxine for hypothyroidism, testosterone for male hypogonadism, and estradiol for female hypogonadism (usually with a progestogen to inhibit unwanted effects on the uterus). Growth hormone is available in synthetic form, but needs to be administered parenterally (by injection). Antidiuretic hormone can be replaced by desmopressin (DDAVP) tablets or nose spray. Generally, the lowest dose of the replacement medication is used to restore wellbeing and correct the deranged results, as excessive doses would cause side-effects or complications. Those requiring hydrocortisone are usually instructed to increase their dose in physically stressful events such as injury, hospitalization and dental work as these are times when the normal supplementary dose may be inadequate, putting the patient at risk of adrenal crisis.

Long-term follow up by specialists in endocrinology is generally needed for people with known hypopituitarism. Apart from ensuring the right treatment is being used and at the right doses, this also provides an opportunity to deal with new symptoms and to address complications of treatment.

Difficult situations arise in deficiencies of the hypothalamus-pituitary-gonadal axis in people (both men and women) who experience infertility; infertility in hypopituitarism may be treated with subcutaneous infusions of FSH, human chorionic gonadotropin–which mimics the action of LH–and occasionally GnRH.

Prognosis

Several studies have shown that hypopituitarism is associated with an increased risk of cardiovascular disease and some also an increased risk of death of about 50% to 150% the normal population. It has been difficult to establish which hormone deficiency is responsible for this risk, as almost all patients studied had growth hormone deficiency. The studies also do not answer the question as to whether the hypopituitarism itself causes the increased mortality, or whether some of the risk is to be attributed to the treatments, some of which (such as sex hormone supplementation) have a recognized adverse effect on cardiovascular risk.

The largest study to date followed over a thousand people for eight years; it showed an 87% increased risk of death compared to the normal population. Predictors of higher risk were: female sex, absence of treatment for sex hormone deficiency, younger age at the time of diagnosis, and a diagnosis of craniopharyngioma. Apart from cardiovascular disease, this study also showed an increased risk of death from lung disease.

Quality of life may be significantly reduced, even in those people on optimum medical therapy. Many report both physical and psychological problems. It is likely that the commonly used replacement therapies do not completely mimic the natural hormone levels in the body. Health costs remain about double those of the normal population.

Hypopituitarism is usually permanent. It requires lifelong treatment with one or more medicines.

Epidemiology

There is only one study that has measured the prevalence (total number of cases in a population) and incidence (annual number of new cases) of hypopituitarism. This study was conducted in Northern Spain and used hospital records in a well-defined population. The study showed that 45.5 people out of 100,000 had been diagnosed with hypopituitarism, with 4.2 new cases per year. 61% were due to tumors of the pituitary gland, 9% due to other types of lesions, and 19% due to other causes; in 11% no cause could be identified.

Recent studies have shown that people with a previous traumatic brain injury, spontaneous subarachnoid hemorrhage (a type of stroke) or radiation therapy involving the head have a higher risk of hypopituitarism. After traumatic brain injury, as much as a quarter have persistent pituitary hormone deficiencies. Many of these people may have subtle or non-specific symptoms that are not linked to pituitary problems but attributed to their previous condition. It is therefore possible that many cases of hypopituitarism remain undiagnosed, and that the annual incidence would rise to 31 per 100,000 annually if people from these risk groups were to be tested.

History

The pituitary was known to the ancients, such as Galen, and various theories were proposed about its role in the body, but major clues as to the actual function of the gland were not advanced until the late 19th century, when acromegaly due to pituitary tumors was described. The first known report of hypopituitarism was made by the German physician and pathologist Dr Morris Simmonds. He described the condition on autopsy in a 46-year-old woman who had had severe puerperal fever eleven years earlier, and subsequently had amenorrhea, weakness, signs of rapid aging, and anemia. The pituitary gland was very small and there were few remnants of both the anterior and the posterior pituitary. The eponym Simmonds' syndrome is used infrequently for acquired hypopituitarism, especially when cachexia (general ill health and malnutrition) predominates. Most of the classic causes of hypopituitarism were described in the 20th century; the early 21st century saw the recognition of how common hypopituitarism could be in previous head injury victims.

Until the 1950s, the diagnosis of pituitary disease remained based on clinical features and visual field examination, sometimes aided by pneumoencephalography and X-ray tomography. Nevertheless, the field of pituitary surgery developed during this time. The major breakthrough in diagnosis came with the discovery of radioimmunoassay by Rosalyn Yalow and Solomon Berson in the late 1950s. This allowed the direct measurement of the hormones of the pituitary, which as a result of their low concentrations in blood had previously been hard to measure. Stimulation tests were developed in the 1960s, and in 1973 the triple bolus test was introduced, a test that combined stimulation testing with insulin, GnRH and TRH.  Imaging of the pituitary, and therefore identification of tumors and other structural causes, improved radically with the introduction of computed tomography in the late 1970s and magnetic resonance imaging in the 1980s.

Popular culture

The scenario of the movie Orphan by Jaume Collet-Serra in 2009, is entirely based on the antagonist, a 33-year-old Estonian serial killer named Leena Klammer; who has a form of hypopituitarism that also causes her to have proportional dwarfism, making her look like a 9-year-old child named Esther.

In 2014, into the French TV show "Profilage", the storyline of the episode "Poupée russe" (Season 5, Episode 2) is also based on the theme of a similar illness.

Tuesday, August 22, 2023

Iris recognition

From Wikipedia, the free encyclopedia
Iris recognition biometric systems apply mathematical pattern-recognition techniques to images of the irises of an individual's eyes.

Iris recognition is an automated method of biometric identification that uses mathematical pattern-recognition techniques on video images of one or both of the irises of an individual's eyes, whose complex patterns are unique, stable, and can be seen from some distance. The discriminating powers of all biometric technologies depend on the amount of entropy they are able to encode and use in matching. Iris recognition is exceptional in this regard, enabling the avoidance of "collisions" (False Matches) even in cross-comparisons across massive populations. Its major limitation is that image acquisition from distances greater than a meter or two, or without cooperation, can be very difficult. However, the technology is in development and iris recognition can be accomplished from even up to 10 meters away or in a live camera feed.

Retinal scanning is a different, ocular-based biometric technology that uses the unique patterns on a person's retina blood vessels and is often confused with iris recognition. Iris recognition uses video camera technology with subtle near infrared illumination to acquire images of the detail-rich, intricate structures of the iris which are visible externally. Digital templates encoded from these patterns by mathematical and statistical algorithms allow the identification of an individual or someone pretending to be that individual. Databases of enrolled templates are searched by matcher engines at speeds measured in the millions of templates per second per (single-core) CPU, and with remarkably low false match rates.

At least 1.5 billion persons around the world (including 1.29 billion citizens of India, in the UIDAI / Aadhaar programme as updated on 30 November) have been enrolled in iris recognition systems for national ID, e-government services, benefits distribution, security, and convenience purposes such as passport-free automated border-crossings. A key advantage of iris recognition, besides its speed of matching and its extreme resistance to false matches, is the stability of the iris as an internal and protected, yet externally visible organ of the eye.

In 2023, Pakistan's National Database & Registration Authority (NADRA) has launched IRIS for citizen registration/ Civic Management during registration at its offices for the National ID Card. After its initial stage, the eye-recognition verification access will be available for LEAs, banking sectors, etc.

History

Although John Daugman developed and in the 1990s patented the first actual algorithms to perform iris recognition, published the first papers about it and gave the first live demonstrations, the concept behind this invention has a much longer history and today it benefits from many other active scientific contributors. In a 1953 clinical textbook, F.H. Adler wrote: "In fact, the markings of the iris are so distinctive that it has been proposed to use photographs as a means of identification, instead of fingerprints." Adler referred to comments by the British ophthalmologist J.H. Doggart, who in 1949 had written that: "Just as every human being has different fingerprints, so does the minute architecture of the iris exhibit variations in every subject examined. [Its features] represent a series of variable factors whose conceivable permutations and combinations are almost infinite." Later in the 1980s, two American ophthalmologists, L. Flom and Aran Safir managed to patent Adler's and Doggart's conjecture that the iris could serve as a human identifier, but they had no actual algorithm or implementation to perform it and so their patent remained conjecture. The roots of this conjecture stretch back even further: in 1892 the Frenchman A. Bertillon had documented nuances in "Tableau de l'iris humain". Divination of all sorts of things based on iris patterns goes back to ancient Egypt, to Chaldea in Babylonia, and to ancient Greece, as documented in stone inscriptions, painted ceramic artefacts, and the writings of Hippocrates. (Iris divination persists today, as "iridology.")

The core theoretical idea in Daugman's algorithms is that the failure of a test of statistical independence can be a very strong basis for pattern recognition, if there is sufficiently high entropy (enough degrees-of-freedom of random variation) among samples from different classes. In 1994 he patented this basis for iris recognition and its underlying computer vision algorithms for image processing, feature extraction, and matching, and published them in a paper. These algorithms became widely licensed through a series of companies: IriScan (a start-up founded by Flom, Safir, and Daugman), Iridian, Sarnoff, Sensar, LG-Iris, Panasonic, Oki, BI2, IrisGuard, Unisys, Sagem, Enschede, Securimetrics and L-1, now owned by French company Morpho.

With various improvements over the years, these algorithms remain today the basis of all significant public deployments of iris recognition, and they are consistently top performers in NIST tests (implementations submitted by L-1, MorphoTrust and Morpho, for whom Daugman serves as Chief Scientist for Iris Recognition). But research on many aspects of this technology and on alternative methods has exploded, and today there is a rapidly growing academic literature on optics, photonics, sensors, biology, genetics, ergonomics, interfaces, decision theory, coding, compression, protocol, security, mathematical and hardware aspects of this technology.

Most flagship deployments of these algorithms have been at airports, in lieu of passport presentation, and for security screening using watch-lists. In the early years of this century, major deployments began at Amsterdam's Schiphol Airport and at ten UK airport terminals allowing frequent travellers to present their iris instead of their passport, in a programme called IRIS: Iris Recognition Immigration System. Similar systems exist along the US / Canada border, and many others. In the United Arab Emirates, all 32 air, land, and seaports deploy these algorithms to screen all persons entering the UAE requiring a visa. Because a large watch-list compiled among GCC States is exhaustively searched each time, the number of iris cross-comparisons climbed to 62 trillion in 10 years. The Government of India has enrolled the iris codes (as well as fingerprints) of more than 1.2 billion citizens in the UIDAI (Unique Identification Authority of India) programme for national ID and fraud prevention in entitlements distribution. In a different type of application, iris is one of three biometric identification technologies internationally standardised since 2006 by ICAO for use in e-passports (the other two are fingerprint and face recognition).

Visible vs near infrared imaging

Iris melanin, also known as chromophore, mainly consists of two distinct heterogeneous macromolecules, called eumelanin (brown–black) and pheomelanin (yellow–reddish), whose absorbance at longer wavelengths in the NIR spectrum is negligible. At shorter wavelengths within the VW spectrum, however, these chromophores are excited and can yield rich patterns. Hosseini, et al. provide a comparison between these two imaging modalities. An alternative feature extraction method to encode VW iris images was also introduced, which may offer an alternative approach for multi-modal biometric systems.

Visible wavelength iris image Near infrared (NIR) version NIR imaging extracts structure
Visible light reveals rich pigmentation details of an Iris by exciting melanin, the main colouring component in the iris. Pigmentation of the iris is invisible at longer wavelengths in the NIR spectrum.
 
Even "dark brown" eyes reveal rich iris texture in the NIR band, and most corneal specular reflections can be blocked.

Operating principle

A, now obsolete, IriScan model 2100 iris recognition camera.
Iris scanner PIER 2.3 (Portable Iris Enrollment and Recognition) from SecuriMetrics

First the system has to localize the inner and outer boundaries of the iris (pupil and limbus) in an image of an eye. Further subroutines detect and exclude eyelids, eyelashes, and specular reflections that often occlude parts of the iris. The set of pixels containing only the iris, normalized by a rubber-sheet model to compensate for pupil dilation or constriction, is then analyzed to extract a bit pattern encoding the information needed to compare two iris images.

In the case of Daugman's algorithms, a Gabor wavelet transform is used. The result is a set of complex numbers that carry local amplitude and phase information about the iris pattern. In Daugman's algorithms, most amplitude information is discarded, and the 2048 bits representing an iris pattern consist of phase information (complex sign bits of the Gabor wavelet projections). Discarding the amplitude information ensures that the template remains largely unaffected by changes in illumination or camera gain, and contributes to the long-term usability of the biometric template.

For identification (one-to-many template matching) or verification (one-to-one template matching), a template created by imaging an iris is compared to stored templates in a database. If the Hamming distance is below the decision threshold, a positive identification has effectively been made because of the statistical extreme improbability that two different persons could agree by chance ("collide") in so many bits, given the high entropy of iris templates.

Advantages

The iris of the eye has been described as the ideal part of the human body for biometric identification for several reasons:

It is an internal organ that is well protected against damage and wear by a highly transparent and sensitive membrane (the cornea). This distinguishes it from fingerprints, which can be difficult to recognize after years of certain types of manual labor. The iris is mostly flat, and its geometric configuration is only controlled by two complementary muscles (the sphincter pupillae and dilator pupillae) that control the diameter of the pupil. This makes the iris shape far more predictable than, for instance, that of the face.

The iris has a fine texture that—like fingerprints—is determined randomly during embryonic gestation. Like the fingerprint, it is very hard (if not impossible) to prove that the iris is unique. However, there are so many factors that go into the formation of these textures (the iris and fingerprint) that the chance of false matches for either is extremely low. Even genetically identical individuals (and the left and right eyes of the same individual) have completely independent iris textures. An iris scan is similar to taking a photograph and can be performed from about 10 cm to a few meters away. There is no need for the person being identified to touch any equipment that has recently been touched by a stranger, thereby eliminating an objection that has been raised in some cultures against fingerprint scanners, where a finger has to touch a surface, or retinal scanning, where the eye must be brought very close to an eyepiece (like looking into a microscope).

The commercially deployed iris-recognition algorithm, John Daugman's IrisCode, has an unprecedented false match rate (better than 10−11 if a Hamming distance threshold of 0.26 is used, meaning that up to 26% of the bits in two IrisCodes are allowed to disagree due to imaging noise, reflections, etc., while still declaring them to be a match). While there are some medical and surgical procedures that can affect the colour and overall shape of the iris, the fine texture remains remarkably stable over many decades. Some iris identifications have succeeded over a period of about 30 years.

Iris recognition works with clear contact lenses, eyeglasses, and non-mirrored sunglasses. The early Sensar technology worked by first finding the face, then the eyes, and then took the Iris images. This was all done using infrared lighting. It is possible to identify someone uniquely in a dark room while they were wearing sunglasses.

Mathematically, iris recognition based upon the original Daugman patents or other similar or related patents define the strongest biometric in the world. Iris recognition will uniquely identify anyone, and easily discerns between identical twins. If a human can verify the process by which the iris images are obtained (at a customs station, entering or even walking by an embassy, as a desktop 2nd factor for authentication, etc.) or through the use of live eye detection (which varies lighting to trigger slight dilation of the pupil and variations across a quick scan which may take several image snapshots) then the integrity of the identification are extremely high.

Shortcomings

Many commercial iris scanners can be easily fooled by a high quality image of an iris or face in place of the real thing. The scanners are often tough to adjust and can become bothersome for multiple people of different heights to use in succession. The accuracy of scanners can be affected by changes in lighting. Iris scanners are significantly more expensive than some other forms of biometrics, as well as password and proximity card security systems.

Iris recognition is very difficult to perform at a distance larger than a few meters and if the person to be identified is not cooperating by holding the head still and looking into the camera. However, several academic institutions and biometric vendors are developing products that claim to be able to identify subjects at distances of up to 10 meters ("Standoff Iris" or "Iris at a Distance" as well as Princeton Identity's "Iris on the Move" for persons walking at speeds up to 1 meter/sec).

As with other photographic biometric technologies, iris recognition is susceptible to poor image quality, with associated failure to enroll rates. As with other identification infrastructure (national residents databases, ID cards, etc.), civil rights activists have voiced concerns that iris-recognition technology might help governments to track individuals beyond their will. Researchers have tricked iris scanners using images generated from digital codes of stored irises. Criminals could exploit this flaw to steal the identities of others.

The first study on surgical patients involved modern cataract surgery and showed that it can change iris texture in such a way that iris pattern recognition is no longer feasible or the probability of falsely rejected subjects is increased.

Security considerations

As with most other biometric identification technology, an important consideration is live-tissue verification. The reliability of any biometric identification depends on ensuring that the signal acquired and compared has actually been recorded from a live body part of the person to be identified and is not a manufactured template. Besides a person's physical characteristics, which includes the eyes, one's voice and handwriting too, are not protected by the Fourth Amendment even though they are all constantly exposed. Many commercially available iris-recognition systems are easily fooled by presenting a high-quality photograph of a face instead of a real face, which makes such devices unsuitable for unsupervised applications, such as door access-control systems. However, this is not the case with all iris recognition algorithms. The problem of live-tissue verification is less of a concern in supervised applications (e.g., immigration control), where a human operator supervises the process of taking the picture.

Methods that have been suggested to provide some defence against the use of fake eyes and irises include changing ambient lighting during the identification (switching on a bright lamp), such that the pupillary reflex can be verified and the iris image be recorded at several different pupil diameters; analysing the 2D spatial frequency spectrum of the iris image for the peaks caused by the printer dither patterns found on commercially available fake-iris contact lenses; analysing the temporal frequency spectrum of the image for the peaks caused by computer displays.

Other methods include using spectral analysis instead of merely monochromatic cameras to distinguish iris tissue from other material; observing the characteristic natural movement of an eyeball (measuring nystagmus, tracking eye while text is read, etc.); testing for retinal retroreflection (red-eye effect) or for reflections from the eye's four optical surfaces (front and back of both cornea and lens) to verify their presence, position and shape. Another proposed[citation needed] method is to use 3D imaging (e.g., stereo cameras) to verify the position and shape of the iris relative to other eye features.

A 2004 report by the German Federal Office for Information Security noted that none of the iris-recognition systems commercially available at the time implemented any live-tissue verification technology. Like any pattern-recognition technology, live-tissue verifiers will have their own false-reject probability and will therefore further reduce the overall probability that a legitimate user is accepted by the sensor.

Deployed applications

IrisGuard Inc. UAE enrolment station
  • United Arab Emirates IrisGuard's Homeland Security Border Control has been operating an expellee tracking system in the United Arab Emirates (UAE) since 2003, when the UAE launched a national border-crossing security initiative. Today, all of the UAE's land, air and sea ports of entry are equipped with systems. All foreign nationals who need a visit visa to enter the UAE are now processed through iris cameras installed at all primary and auxiliary immigration inspection points. To date, the system has apprehended over 330,000 persons re-entering the UAE with either another name or nationality (which needs a visa), or even fraudulent travel documents.
  • Bank United - Texas. In 1999 Bank United became the first bank in the world to deploy iris recognition ATMs. These ATMs were manufactured by Diebold using Sensar iris recognition technology. The pilots deployed by Bank United received national television coverage. Coverage and interviews of Sensar executives and Bank United executives included Good Morning America, USA Today, and many other national television shows.
IrisGuard Inc. First Cash Withdrawal on Iris Enabled ATM
  • Hashemite Kingdom of Jordan - 2009, IrisGuard deployed one of the world's first operational iris-enabled automated teller machine at Cairo Amman Bank, where bank customers can seamlessly withdraw cash from ATM's without a bank card or pin but simply by presenting their eye to the iris recognition camera on the ATM. Since June 2012, IrisGuard is also providing financial inclusion to UNHCR registered Syrian refugees in Jordan on ATM's. The system is designed to facilitate cash-supported interventions that help deliver financial assistance to refugees with speed and dignity while lowering overhead costs and boosting accountability.
  • Aadhaar began operation in 2011 in India, whose government is enrolling the iris patterns (and other biometrics) of more than one billion residents for the Aadhaar scheme for entitlements distribution, run by the Unique Identification Authority of India (UIDAI). This programme at its peak was enrolling about one million persons every day, across 36,000 stations operated by 83 agencies. By October 2015, the number of persons enrolled exceeded 926 million, with each new enrollee being compared to all existing ones for de-duplication checks (hence 926 trillion, i.e. 926 million-million, iris cross-comparisons per day). Its purpose is to issue residents a biometrically provable unique entitlement number (Aadhaar) by which benefits may be claimed, and social inclusion enhanced; thus the slogan of UIDAI is: "To give the poor an identity." Iris technology providers must be granted a STQC (Standardisation Testing and Quality Certification) certificate in order to supply iris scanners for the project. By far, there are providers such as: IriTech Inc. (dual iris scanner IriMagic 100BK), Cogent (CIS-202), Iris ID (icam TD 100), Iris Guard (IG-AD-100), etc.
  • Police forces across America planned to start using BI2 Technologies' mobile MORIS (Mobile Offender Recognition and Information System) in 2012. The New York City Police Department was the first, with a system installed in Manhattan in the fall of 2010.
  • Iris recognition technology has been implemented by BioID Technologies SA in Pakistan for UNHCR repatriation project to control aid distribution for Afghan refugees. Refugees are repatriated by UNHCR in cooperation with Government of Pakistan, and they are paid for their travel. To make sure people do not get paid more than once, their irises are scanned, and the system will detect the refugees on next attempt. The database has more than 1.3 million iris code templates and around 4000 registrations per day. The one-to-many iris comparison takes place within 1.5 seconds against 1.3 million iris codes.
  • In early 2013, United Nation High Commissioner for Refugees (UNHCR) also installed a new biometrics identity management system (BIMS) by IriTech Inc. for the refugees in the Malawi Camp. During the pilot program, which lasted four weeks, more than 17,000 people enrolled their iris biometric data and had their identities verified. After the successful pilot in Malawi, Thailand was recently chosen to be the first site of the global roll-out. After 5 months, in June 2015, UNHCR has completed its registration for nearly 110,000 Myanmar refugees in Thailand's border camps with the help of the new system.
  • At Amsterdam Airport Schiphol, Netherlands, iris recognition has permitted expedited, passport-free border security passing since 2001 through the Privium program.
  • Canadian Air Transport Security Authority's Restricted Area Identity Card (RAIC) program is the world's first dual-biometric program deployed around major Canadian airports for staff and aircrews to access the restricted areas using separate channels from passengers.
  • In a number of Canadian airports, as part of the NEXUS program that facilitates entry into the US and Canada for pre-approved, low-risk travellers.
  • In several Canadian airports, as part of the CANPASS Air program that facilitates entry into Canada for pre-approved, low-risk air travelers.
A U.S. Marine Corps Sergeant uses a "PIER 2.3" iris scanner to positively identify a member of the Baghdadi city council prior to a meeting with local tribal leaders, sheiks, community leaders and U.S. service members.
  • UK's Iris Recognition Immigration System, which started operating in 2004 but which was closed to new registrations in 2011 and which has been phased out in 2012 and 2013.
  • Used in 2002 to verify the recognition of the "Afghan Girl" (Sharbat Gula) by National Geographic photographer Steve McCurry.
  • Since at least 2011, Google uses iris scanners to control access to their datacentres.
  • In 2010, Leon, Mexico, deployed iris scanners in public spaces, that can identify up to fifty people at once.
  • On May 10, 2011, Hoyos Group demonstrated a device called EyeLock using iris-recognition as an alternative to passwords to log people into password-protected Web sites and applications, like Facebook or eBay.
  • Princeton Identity has been developing an "Iris on the Move" system and set of products, primarily for U.S. Government clients, capable of identifying 30 people per minute. Most recently, they have specialized in a product where drivers can be identified without needing to leave their vehicle.
  • M2SYS Technology has deployed their RightPatient™ biometric patient identification system using iris recognition at 11 Novant Health hospitals in the Charlotte and Winston-Salem markets. The RightPatient™ iris biometric patient identification system is designed to capture both the face and the iris pattern of patients and uniquely link them to their electronic medical record.
  • In March 2015, India's Andhra Pradesh state has launched an iris-based identity management solution developed by IriTech for enhancing pension distribution system. The Chief Minister N. Chandrababu Naidu demonstrated IriShield USB MK2120U device during a launching event of Andhra Pradesh state's iris scanning facility for pension distribution. "The state's decision to use iris technology as a primary method to issue Aadhaar verified DBT (Direct Benefit Transfer) will address concerns of total inclusiveness of its residence as well as providing a more accurate and a hygiene solution," says Binod E. Mathai, Director of Biometronic Technology.
  • On May 28, 2015, Fujitsu released ARROWS NX F-04G the first smartphone with an iris scanner.
  • On mid 2015, the Kenya Ministry of Education, Science and Technology in order to provide an accurate attendance tracking for all students in classes (roll-call) or school buses (getting on/off tracking) has implemented iris biometric system. The solution includes IriTech's IriShield camera connecting to a low cost Android phone or tablet via USB cable. Iris matching is done on-board of IriShield whose internal gallery can hold up to 500 identities (expandable to 5,000 identities) which is more than enough for most of the schools. The local matching capability is a particular advantage in the school-bus scenario because it does not require wireless/3G communication between the biometric terminal in the bus and a back-end server.
  • At the end of 2015, Microsoft launched two Lumia phones (Lumia 950 and Lumia 950 XL) featuring iris scanning as a way to authenticate the user.
  • In August 2016, Samsung released their first smartphone with iris recognition technology, the Galaxy Note 7, using a front-facing camera and infrared illumination. This technology was provided as an option to unlock the smartphone, and to authenticate the users for different features such as Knox security framework, and to restore the Samsung account password.
  • May 1, 2017, the first iris-enabled humanitarian blockchain system in the world was deployed in Azraq Refugee camp in Jordan by IrisGuard. More than 10,000 Syrian refugees use only their eyes without any token to pay for their food on WFP Building Blocks (a Private Ethereum Blockchain on AWS) to redeem their assistance. The project expanded to 100,000 refugees in January 2018.
  • March 2018, World Food Program (WFP) started to implement iris recognition in its food distribution system for the first time in Uganda. The country is hosting approximately 1.4 million refugees and asylum-seekers. It is one of the countries with the highest number of refugees in the world. IriTech's iris scanner BK 2121U is being used to deliver the right food to the right refugees, making sure that they get the food assistance they are entitled to. WFP plans to scale up the system to 180 food distribution sites across Uganda by the end of the year.
  • Sept 2019, ZainCash started to deploy iris recognition to perform cash distribution for refugees and IDPs for the first time using IrisGuard EyePay mobile phone in Kurdistan, Iraq using ZainCash mobile wallet. The world first mobile iris deployment is carried out with United Nations High Commissioner for Refugees (UNHCR) IrisGuard and Zain Iraq.
  • In June 2023, Apple introduced the Vision Pro mixed reality headset with a biometric security authentication technology called Optic ID. According to Apple, Optic ID analyzes a user’s iris through LED light exposure and then compares it with an enrolled Optic ID stored on the device’s Secure Enclave. The system can, reportedly, differntiate between the irises of identical twins.

Iris recognition in television and movies

  • I Origins (2014), a Hollywood film by writer-director Mike Cahill and winner of the Alfred Sloan Award for best exposition of technology (2014 Sundance Film Festival), uses iris recognition for its core plot. Culminating in India with the UIDAI project to encode and enroll the iris patterns of one billion or more Indian residents by the end of 2015, the film is described as a "science fiction love story incorporating spiritualism and reincarnation", seeking to reconcile science with religious spirit-world beliefs.
  • Steven Spielberg's 2002 science fiction film Minority Report depicts a society in which what appears to be a form of iris recognition has become daily practice. The principal character undergoes an eye transplant in order to change his identity but continues to use his original eyes to gain access to restricted locations.
  • In The Island (2005), a clone character played by Ewan McGregor uses his eye to gain access through a security door in the home of his DNA donor.
  • The Simpsons Movie (2007) features a scene that illustrates the difficulty of image acquisition in iris recognition.
  • The TV series Numb3rs, features a scene where a robber gets into the CalSci facility by cracking the code assigned to a specific iris.
  • NCIS uses an iris scanner in the garage, where forensic vehicle investigations are carried out and evidence is stored. There is another scanner at the entrance to MTAC. The sequence of Leroy Jethro Gibbs being verified is shown in the title sequence. The imagery for this sequence has been "enhanced" using special effects. Iris recognition systems do not use the laser like beams shown in the sequence and the light that they do use is near-infrared and nearly invisible.
  • The 2010 film Red includes a scene where Bruce Willis' character uses a contact lens to pass an iris scan and gain access to CIA headquarters.
  • The film "Angels and Demons" and also the book featured an iris scanner as the method by which the protagonist broke into CERN and stole one of the antimatter storage modules.
  • The film "Demolition Man" also had a scene where an eyeball on a stick was used to break into a weapons storage facility.

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