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Tuesday, May 7, 2024

Semiconductor

From Wikipedia, the free encyclopedia
An ingot of monocrystalline silicon

A semiconductor is a material that has an electrical conductivity value falling between that of a conductor, such as copper, and an insulator, such as glass. Its resistivity generally falls as its temperature rises; metals behave in the opposite way. In many cases their conducting properties may be altered in useful ways by introducing impurities ("doping") into the crystal structure. When two differently doped regions exist in the same crystal, a semiconductor junction is created. The behavior of charge carriers, which include electrons, ions, and electron holes, at these junctions is the basis of diodes, transistors, and most modern electronics. Some examples of semiconductors are silicon, germanium, gallium arsenide, and elements near the so-called "metalloid staircase" on the periodic table. After silicon, gallium arsenide is the second-most common semiconductor and is used in laser diodes, solar cells, microwave-frequency integrated circuits, and others. Silicon is a critical element for fabricating most electronic circuits.

Semiconductor devices can display a range of different useful properties, such as passing current more easily in one direction than the other, showing variable resistance, and having sensitivity to light or heat. Because the electrical properties of a semiconductor material can be modified by doping and by the application of electrical fields or light, devices made from semiconductors can be used for amplification, switching, and energy conversion. The term semiconductor is also used to describe materials used in high capacity, medium to high-voltage cables part of their insulation, these materials are often plastic XLPE (Cross-linked polyethylene) with carbon black.

The conductivity of silicon is increased by adding a small amount (of the order of 1 in 108) of pentavalent (antimony, phosphorus, or arsenic) or trivalent (boron, gallium, indium) atoms. This process is known as doping, and the resulting semiconductors are known as doped or extrinsic semiconductors. Apart from doping, the conductivity of a semiconductor can be improved by increasing its temperature. This is contrary to the behavior of a metal, in which conductivity decreases with an increase in temperature.

The modern understanding of the properties of a semiconductor relies on quantum physics to explain the movement of charge carriers in a crystal lattice. Doping greatly increases the number of charge carriers within the crystal. When a doped semiconductor contains free holes, it is called "p-type", and when it contains free electrons, it is known as "n-type". The semiconductor materials used in electronic devices are doped under precise conditions to control the concentration and regions of p- and n-type dopants. A single semiconductor device crystal can have many p- and n-type regions; the p–n junctions between these regions are responsible for the useful electronic behavior. Using a hot-point probe, one can determine quickly whether a semiconductor sample is p- or n-type.

A few of the properties of semiconductor materials were observed throughout the mid-19th and first decades of the 20th century. The first practical application of semiconductors in electronics was the 1904 development of the cat's-whisker detector, a primitive semiconductor diode used in early radio receivers. Developments in quantum physics led in turn to the invention of the transistor in 1947 and the integrated circuit in 1958.

Properties

Variable electrical conductivity

Semiconductors in their natural state are poor conductors because a current requires the flow of electrons, and semiconductors have their valence bands filled, preventing the entire flow of new electrons. Several developed techniques allow semiconducting materials to behave like conducting materials, such as doping or gating. These modifications have two outcomes: n-type and p-type. These refer to the excess or shortage of electrons, respectively. A balanced number of electrons would cause a current to flow throughout the material.

Heterojunctions

Heterojunctions occur when two differently doped semiconducting materials are joined. For example, a configuration could consist of p-doped and n-doped germanium. This results in an exchange of electrons and holes between the differently doped semiconducting materials. The n-doped germanium would have an excess of electrons, and the p-doped germanium would have an excess of holes. The transfer occurs until an equilibrium is reached by a process called recombination, which causes the migrating electrons from the n-type to come in contact with the migrating holes from the p-type. The result of this process is a narrow strip of immobile ions, which causes an electric field across the junction.

Excited electrons

A difference in electric potential on a semiconducting material would cause it to leave thermal equilibrium and create a non-equilibrium situation. This introduces electrons and holes to the system, which interact via a process called ambipolar diffusion. Whenever thermal equilibrium is disturbed in a semiconducting material, the number of holes and electrons changes. Such disruptions can occur as a result of a temperature difference or photons, which can enter the system and create electrons and holes. The processes that create or annihilate electrons and holes are called generation and recombination, respectively.

Light emission

In certain semiconductors, excited electrons can relax by emitting light instead of producing heat. Controlling the semiconductor composition and electrical current allows for the manipulation of the emitted light's properties. These semiconductors are used in the construction of light-emitting diodes and fluorescent quantum dots.

High thermal conductivity

Semiconductors with high thermal conductivity can be used for heat dissipation and improving thermal management of electronics. They play a crucial role in electric vehicles, high-brightness LEDs and power modules, among other applications.

Thermal energy conversion

Semiconductors have large thermoelectric power factors making them useful in thermoelectric generators, as well as high thermoelectric figures of merit making them useful in thermoelectric coolers.

Materials

Silicon crystals are the most common semiconducting materials used in microelectronics and photovoltaics.

A large number of elements and compounds have semiconducting properties, including:

The most common semiconducting materials are crystalline solids, but amorphous and liquid semiconductors are also known. These include hydrogenated amorphous silicon and mixtures of arsenic, selenium, and tellurium in a variety of proportions. These compounds share with better-known semiconductors the properties of intermediate conductivity and a rapid variation of conductivity with temperature, as well as occasional negative resistance. Such disordered materials lack the rigid crystalline structure of conventional semiconductors such as silicon. They are generally used in thin film structures, which do not require material of higher electronic quality, being relatively insensitive to impurities and radiation damage.

Preparation of semiconductor materials

Almost all of today's electronic technology involves the use of semiconductors, with the most important aspect being the integrated circuit (IC), which are found in desktops, laptops, scanners, cell-phones, and other electronic devices. Semiconductors for ICs are mass-produced. To create an ideal semiconducting material, chemical purity is paramount. Any small imperfection can have a drastic effect on how the semiconducting material behaves due to the scale at which the materials are used.

A high degree of crystalline perfection is also required, since faults in the crystal structure (such as dislocations, twins, and stacking faults) interfere with the semiconducting properties of the material. Crystalline faults are a major cause of defective semiconductor devices. The larger the crystal, the more difficult it is to achieve the necessary perfection. Current mass production processes use crystal ingots between 100 and 300 mm (3.9 and 11.8 in) in diameter, grown as cylinders and sliced into wafers.

There is a combination of processes that are used to prepare semiconducting materials for ICs. One process is called thermal oxidation, which forms silicon dioxide on the surface of the silicon. This is used as a gate insulator and field oxide. Other processes are called photomasks and photolithography. This process is what creates the patterns on the circuit in the integrated circuit. Ultraviolet light is used along with a photoresist layer to create a chemical change that generates the patterns for the circuit.

The etching is the next process that is required. The part of the silicon that was not covered by the photoresist layer from the previous step can now be etched. The main process typically used today is called plasma etching. Plasma etching usually involves an etch gas pumped in a low-pressure chamber to create plasma. A common etch gas is chlorofluorocarbon, or more commonly known Freon. A high radio-frequency voltage between the cathode and anode is what creates the plasma in the chamber. The silicon wafer is located on the cathode, which causes it to be hit by the positively charged ions that are released from the plasma. The result is silicon that is etched anisotropically.

The last process is called diffusion. This is the process that gives the semiconducting material its desired semiconducting properties. It is also known as doping. The process introduces an impure atom to the system, which creates the p–n junction. To get the impure atoms embedded in the silicon wafer, the wafer is first put in a 1,100 degree Celsius chamber. The atoms are injected in and eventually diffuse with the silicon. After the process is completed and the silicon has reached room temperature, the doping process is done and the semiconducting material is ready to be used in an integrated circuit.

Physics of semiconductors

Energy bands and electrical conduction

Filling of the electronic states in various types of materials at equilibrium. Here, height is energy while width is the density of available states for a certain energy in the material listed. The shade follows the Fermi–Dirac distribution (black: all states filled, white: no state filled). In metals and semimetals the Fermi level EF lies inside at least one band.
In insulators and semiconductors the Fermi level is inside a band gap; however, in semiconductors the bands are near enough to the Fermi level to be thermally populated with electrons or holes. "intrin." indicates intrinsic semiconductors.

Semiconductors are defined by their unique electric conductive behavior, somewhere between that of a conductor and an insulator. The differences between these materials can be understood in terms of the quantum states for electrons, each of which may contain zero or one electron (by the Pauli exclusion principle). These states are associated with the electronic band structure of the material. Electrical conductivity arises due to the presence of electrons in states that are delocalized (extending through the material), however in order to transport electrons a state must be partially filled, containing an electron only part of the time. If the state is always occupied with an electron, then it is inert, blocking the passage of other electrons via that state. The energies of these quantum states are critical since a state is partially filled only if its energy is near the Fermi level (see Fermi–Dirac statistics).

High conductivity in material comes from it having many partially filled states and much state delocalization. Metals are good electrical conductors and have many partially filled states with energies near their Fermi level. Insulators, by contrast, have few partially filled states, their Fermi levels sit within band gaps with few energy states to occupy. Importantly, an insulator can be made to conduct by increasing its temperature: heating provides energy to promote some electrons across the band gap, inducing partially filled states in both the band of states beneath the band gap (valence band) and the band of states above the band gap (conduction band). An (intrinsic) semiconductor has a band gap that is smaller than that of an insulator and at room temperature, significant numbers of electrons can be excited to cross the band gap.

A pure semiconductor, however, is not very useful, as it is neither a very good insulator nor a very good conductor. However, one important feature of semiconductors (and some insulators, known as semi-insulators) is that their conductivity can be increased and controlled by doping with impurities and gating with electric fields. Doping and gating move either the conduction or valence band much closer to the Fermi level and greatly increase the number of partially filled states.

Some wider-bandgap semiconductor materials are sometimes referred to as semi-insulators. When undoped, these have electrical conductivity nearer to that of electrical insulators, however they can be doped (making them as useful as semiconductors). Semi-insulators find niche applications in micro-electronics, such as substrates for HEMT. An example of a common semi-insulator is gallium arsenide. Some materials, such as titanium dioxide, can even be used as insulating materials for some applications, while being treated as wide-gap semiconductors for other applications.

Charge carriers (electrons and holes)

The partial filling of the states at the bottom of the conduction band can be understood as adding electrons to that band. The electrons do not stay indefinitely (due to the natural thermal recombination) but they can move around for some time. The actual concentration of electrons is typically very dilute, and so (unlike in metals) it is possible to think of the electrons in the conduction band of a semiconductor as a sort of classical ideal gas, where the electrons fly around freely without being subject to the Pauli exclusion principle. In most semiconductors, the conduction bands have a parabolic dispersion relation, and so these electrons respond to forces (electric field, magnetic field, etc.) much as they would in a vacuum, though with a different effective mass. Because the electrons behave like an ideal gas, one may also think about conduction in very simplistic terms such as the Drude model, and introduce concepts such as electron mobility.

For partial filling at the top of the valence band, it is helpful to introduce the concept of an electron hole. Although the electrons in the valence band are always moving around, a completely full valence band is inert, not conducting any current. If an electron is taken out of the valence band, then the trajectory that the electron would normally have taken is now missing its charge. For the purposes of electric current, this combination of the full valence band, minus the electron, can be converted into a picture of a completely empty band containing a positively charged particle that moves in the same way as the electron. Combined with the negative effective mass of the electrons at the top of the valence band, we arrive at a picture of a positively charged particle that responds to electric and magnetic fields just as a normal positively charged particle would do in a vacuum, again with some positive effective mass. This particle is called a hole, and the collection of holes in the valence band can again be understood in simple classical terms (as with the electrons in the conduction band).

Carrier generation and recombination

When ionizing radiation strikes a semiconductor, it may excite an electron out of its energy level and consequently leave a hole. This process is known as electron-hole pair generation. Electron-hole pairs are constantly generated from thermal energy as well, in the absence of any external energy source.

Electron-hole pairs are also apt to recombine. Conservation of energy demands that these recombination events, in which an electron loses an amount of energy larger than the band gap, be accompanied by the emission of thermal energy (in the form of phonons) or radiation (in the form of photons).

In some states, the generation and recombination of electron–hole pairs are in equipoise. The number of electron-hole pairs in the steady state at a given temperature is determined by quantum statistical mechanics. The precise quantum mechanical mechanisms of generation and recombination are governed by the conservation of energy and conservation of momentum.

As the probability that electrons and holes meet together is proportional to the product of their numbers, the product is in the steady-state nearly constant at a given temperature, providing that there is no significant electric field (which might "flush" carriers of both types, or move them from neighbor regions containing more of them to meet together) or externally driven pair generation. The product is a function of the temperature, as the probability of getting enough thermal energy to produce a pair increases with temperature, being approximately exp(−EG/kT), where k is the Boltzmann constant, T is the absolute temperature and EG is bandgap.

The probability of meeting is increased by carrier traps – impurities or dislocations which can trap an electron or hole and hold it until a pair is completed. Such carrier traps are sometimes purposely added to reduce the time needed to reach the steady-state.

Doping

The conductivity of semiconductors may easily be modified by introducing impurities into their crystal lattice. The process of adding controlled impurities to a semiconductor is known as doping. The amount of impurity, or dopant, added to an intrinsic (pure) semiconductor varies its level of conductivity. Doped semiconductors are referred to as extrinsic. By adding impurity to the pure semiconductors, the electrical conductivity may be varied by factors of thousands or millions.

A 1 cm3 specimen of a metal or semiconductor has the order of 1022 atoms. In a metal, every atom donates at least one free electron for conduction, thus 1 cm3 of metal contains on the order of 1022 free electrons, whereas a 1 cm3 sample of pure germanium at 20 °C contains about 4.2×1022 atoms, but only 2.5×1013 free electrons and 2.5×1013 holes. The addition of 0.001% of arsenic (an impurity) donates an extra 1017 free electrons in the same volume and the electrical conductivity is increased by a factor of 10,000.

The materials chosen as suitable dopants depend on the atomic properties of both the dopant and the material to be doped. In general, dopants that produce the desired controlled changes are classified as either electron acceptors or donors. Semiconductors doped with donor impurities are called n-type, while those doped with acceptor impurities are known as p-type. The n and p type designations indicate which charge carrier acts as the material's majority carrier. The opposite carrier is called the minority carrier, which exists due to thermal excitation at a much lower concentration compared to the majority carrier.

For example, the pure semiconductor silicon has four valence electrons that bond each silicon atom to its neighbors. In silicon, the most common dopants are group III and group V elements. Group III elements all contain three valence electrons, causing them to function as acceptors when used to dope silicon. When an acceptor atom replaces a silicon atom in the crystal, a vacant state (an electron "hole") is created, which can move around the lattice and function as a charge carrier. Group V elements have five valence electrons, which allows them to act as a donor; substitution of these atoms for silicon creates an extra free electron. Therefore, a silicon crystal doped with boron creates a p-type semiconductor whereas one doped with phosphorus results in an n-type material.

During manufacture, dopants can be diffused into the semiconductor body by contact with gaseous compounds of the desired element, or ion implantation can be used to accurately position the doped regions.

Amorphous semiconductors

Some materials, when rapidly cooled to a glassy amorphous state, have semiconducting properties. These include B, Si, Ge, Se, and Te, and there are multiple theories to explain them.

Early history of semiconductors

The history of the understanding of semiconductors begins with experiments on the electrical properties of materials. The properties of the time-temperature coefficient of resistance, rectification, and light-sensitivity were observed starting in the early 19th century.

Karl Ferdinand Braun developed the crystal detector, the first semiconductor device, in 1874.

Thomas Johann Seebeck was the first to notice an effect due to semiconductors, in 1821. In 1833, Michael Faraday reported that the resistance of specimens of silver sulfide decreases when they are heated. This is contrary to the behavior of metallic substances such as copper. In 1839, Alexandre Edmond Becquerel reported observation of a voltage between a solid and a liquid electrolyte, when struck by light, the photovoltaic effect. In 1873, Willoughby Smith observed that selenium resistors exhibit decreasing resistance when light falls on them. In 1874, Karl Ferdinand Braun observed conduction and rectification in metallic sulfides, although this effect had been discovered much earlier by Peter Munck af Rosenschöld writing for the Annalen der Physik und Chemie in 1835, and Arthur Schuster found that a copper oxide layer on wires had rectification properties that ceased when the wires are cleaned. William Grylls Adams and Richard Evans Day observed the photovoltaic effect in selenium in 1876.

A unified explanation of these phenomena required a theory of solid-state physics, which developed greatly in the first half of the 20th century. In 1878 Edwin Herbert Hall demonstrated the deflection of flowing charge carriers by an applied magnetic field, the Hall effect. The discovery of the electron by J.J. Thomson in 1897 prompted theories of electron-based conduction in solids. Karl Baedeker, by observing a Hall effect with the reverse sign to that in metals, theorized that copper iodide had positive charge carriers. Johan Koenigsberger classified solid materials like metals, insulators, and "variable conductors" in 1914 although his student Josef Weiss already introduced the term Halbleiter (a semiconductor in modern meaning) in his Ph.D. thesis in 1910. Felix Bloch published a theory of the movement of electrons through atomic lattices in 1928. In 1930, B. Gudden stated that conductivity in semiconductors was due to minor concentrations of impurities. By 1931, the band theory of conduction had been established by Alan Herries Wilson and the concept of band gaps had been developed. Walter H. Schottky and Nevill Francis Mott developed models of the potential barrier and of the characteristics of a metal–semiconductor junction. By 1938, Boris Davydov had developed a theory of the copper-oxide rectifier, identifying the effect of the p–n junction and the importance of minority carriers and surface states.

Agreement between theoretical predictions (based on developing quantum mechanics) and experimental results was sometimes poor. This was later explained by John Bardeen as due to the extreme "structure sensitive" behavior of semiconductors, whose properties change dramatically based on tiny amounts of impurities. Commercially pure materials of the 1920s containing varying proportions of trace contaminants produced differing experimental results. This spurred the development of improved material refining techniques, culminating in modern semiconductor refineries producing materials with parts-per-trillion purity.

Devices using semiconductors were at first constructed based on empirical knowledge before semiconductor theory provided a guide to the construction of more capable and reliable devices.

Alexander Graham Bell used the light-sensitive property of selenium to transmit sound over a beam of light in 1880. A working solar cell, of low efficiency, was constructed by Charles Fritts in 1883, using a metal plate coated with selenium and a thin layer of gold; the device became commercially useful in photographic light meters in the 1930s. Point-contact microwave detector rectifiers made of lead sulfide were used by Jagadish Chandra Bose in 1904; the cat's-whisker detector using natural galena or other materials became a common device in the development of radio. However, it was somewhat unpredictable in operation and required manual adjustment for best performance. In 1906, H.J. Round observed light emission when electric current passed through silicon carbide crystals, the principle behind the light-emitting diode. Oleg Losev observed similar light emission in 1922, but at the time the effect had no practical use. Power rectifiers, using copper oxide and selenium, were developed in the 1920s and became commercially important as an alternative to vacuum tube rectifiers.

The first semiconductor devices used galena, including German physicist Ferdinand Braun's crystal detector in 1874 and Indian physicist Jagadish Chandra Bose's radio crystal detector in 1901.

In the years preceding World War II, infrared detection and communications devices prompted research into lead-sulfide and lead-selenide materials. These devices were used for detecting ships and aircraft, for infrared rangefinders, and for voice communication systems. The point-contact crystal detector became vital for microwave radio systems since available vacuum tube devices could not serve as detectors above about 4000 MHz; advanced radar systems relied on the fast response of crystal detectors. Considerable research and development of silicon materials occurred during the war to develop detectors of consistent quality.

Early transistors

John Bardeen, William Shockley and Walter Brattain developed the bipolar point-contact transistor in 1947.

Detector and power rectifiers could not amplify a signal. Many efforts were made to develop a solid-state amplifier and were successful in developing a device called the point contact transistor which could amplify 20 dB or more. In 1922, Oleg Losev developed two-terminal, negative resistance amplifiers for radio, but he perished in the Siege of Leningrad after successful completion. In 1926, Julius Edgar Lilienfeld patented a device resembling a field-effect transistor, but it was not practical. R. Hilsch and R. W. Pohl in 1938 demonstrated a solid-state amplifier using a structure resembling the control grid of a vacuum tube; although the device displayed power gain, it had a cut-off frequency of one cycle per second, too low for any practical applications, but an effective application of the available theory. At Bell Labs, William Shockley and A. Holden started investigating solid-state amplifiers in 1938. The first p–n junction in silicon was observed by Russell Ohl about 1941 when a specimen was found to be light-sensitive, with a sharp boundary between p-type impurity at one end and n-type at the other. A slice cut from the specimen at the p–n boundary developed a voltage when exposed to light.

The first working transistor was a point-contact transistor invented by John Bardeen, Walter Houser Brattain, and William Shockley at Bell Labs in 1947. Shockley had earlier theorized a field-effect amplifier made from germanium and silicon, but he failed to build such a working device, before eventually using germanium to invent the point-contact transistor. In France, during the war, Herbert Mataré had observed amplification between adjacent point contacts on a germanium base. After the war, Mataré's group announced their "Transistron" amplifier only shortly after Bell Labs announced the "transistor".

In 1954, physical chemist Morris Tanenbaum fabricated the first silicon junction transistor at Bell Labs. However, early junction transistors were relatively bulky devices that were difficult to manufacture on a mass-production basis, which limited them to a number of specialised applications.

Electron hole

From Wikipedia, the free encyclopedia
When an electron leaves a helium atom, it leaves an electron hole in its place. This causes the helium atom to become positively charged.

In physics, chemistry, and electronic engineering, an electron hole (often simply called a hole) is a quasiparticle denoting the lack of an electron at a position where one could exist in an atom or atomic lattice. Since in a normal atom or crystal lattice the negative charge of the electrons is balanced by the positive charge of the atomic nuclei, the absence of an electron leaves a net positive charge at the hole's location.

Holes in a metal or semiconductor crystal lattice can move through the lattice as electrons can, and act similarly to positively-charged particles. They play an important role in the operation of semiconductor devices such as transistors, diodes (including light-emitting diodes) and integrated circuits. If an electron is excited into a higher state it leaves a hole in its old state. This meaning is used in Auger electron spectroscopy (and other x-ray techniques), in computational chemistry, and to explain the low electron-electron scattering-rate in crystals (metals and semiconductors). Although they act like elementary particles, holes are rather quasiparticles; they are different from the positron, which is the antiparticle of the electron. (See also Dirac sea.)

In crystals, electronic band structure calculations lead to an effective mass for the electrons that is typically negative at the top of a band. The negative mass is an unintuitive concept, and in these situations, a more familiar picture is found by considering a positive charge with a positive mass.

Solid-state physics

In solid-state physics, an electron hole (usually referred to simply as a hole) is the absence of an electron from a full valence band. A hole is essentially a way to conceptualize the interactions of the electrons within a nearly full valence band of a crystal lattice, which is missing a small fraction of its electrons. In some ways, the behavior of a hole within a semiconductor crystal lattice is comparable to that of the bubble in a full bottle of water.

The hole concept was pioneered in 1929 by Rudolf Peierls, who analyzed the Hall effect using Bloch's theorem, and demonstrated that a nearly full and a nearly empty Brillouin zones give the opposite Hall voltages. The concept of an electron hole in solid-state physics predates the concept of a hole in Dirac equation, but there is no evidence that it would have influenced Dirac's thinking.

Simplified analogy: Empty seat in an auditorium

A children's puzzle which illustrates the mobility of holes in an atomic lattice. The tiles are analogous to electrons, while the missing tile (lower right corner) is analogous to a hole. Just as the position of the missing tile can be moved to different locations by moving the tiles, a hole in a crystal lattice can move to different positions in the lattice by the motion of the surrounding electrons.

Hole conduction in a valence band can be explained by the following analogy:

Imagine a row of people seated in an auditorium, where there are no spare chairs. Someone in the middle of the row wants to leave, so he jumps over the back of the seat into another row, and walks out. The empty row is analogous to the conduction band, and the person walking out is analogous to a conduction electron.

Now imagine someone else comes along and wants to sit down. The empty row has a poor view; so he does not want to sit there. Instead, a person in the crowded row moves into the empty seat the first person left behind. The empty seat moves one spot closer to the edge and the person waiting to sit down. The next person follows, and the next, et cetera. One could say that the empty seat moves towards the edge of the row. Once the empty seat reaches the edge, the new person can sit down.

In the process everyone in the row has moved along. If those people were negatively charged (like electrons), this movement would constitute conduction. If the seats themselves were positively charged, then only the vacant seat would be positive. This is a very simple model of how hole conduction works.

Instead of analyzing the movement of an empty state in the valence band as the movement of many separate electrons, a single equivalent imaginary particle called a "hole" is considered. In an applied electric field, the electrons move in one direction, corresponding to the hole moving in the other. If a hole associates itself with a neutral atom, that atom loses an electron and becomes positive. Therefore, the hole is taken to have positive charge of +e, precisely the opposite of the electron charge.

In reality, due to the uncertainty principle of quantum mechanics, combined with the energy levels available in the crystal, the hole is not localizable to a single position as described in the previous example. Rather, the positive charge which represents the hole spans an area in the crystal lattice covering many hundreds of unit cells. This is equivalent to being unable to tell which broken bond corresponds to the "missing" electron. Conduction band electrons are similarly delocalized.

Detailed picture: A hole is the absence of a negative-mass electron

A semiconductor electronic band structure (right) includes the dispersion relation of each band, i.e. the energy of an electron E as a function of the electron's wavevector k. The "unfilled band" is the semiconductor's conduction band; it curves upward indicating positive effective mass. The "filled band" is the semiconductor's valence band; it curves downward indicating negative effective mass.

The analogy above is quite simplified, and cannot explain why holes create an opposite effect to electrons in the Hall effect and Seebeck effect. A more precise and detailed explanation follows.

The dispersion relation determines how electrons respond to forces (via the concept of effective mass).

A dispersion relation is the relationship between wavevector (k-vector) and energy in a band, part of the electronic band structure. In quantum mechanics, the electrons are waves, and energy is the wave frequency. A localized electron is a wavepacket, and the motion of an electron is given by the formula for the group velocity of a wave. An electric field affects an electron by gradually shifting all the wavevectors in the wavepacket, and the electron accelerates when its wave group velocity changes. Therefore, again, the way an electron responds to forces is entirely determined by its dispersion relation. An electron floating in space has the dispersion relation E = ℏ2k2/(2m), where m is the (real) electron mass and ℏ is reduced Planck constant. Near the bottom of the conduction band of a semiconductor, the dispersion relation is instead E = ℏ2k2/(2m*) (m* is the effective mass), so a conduction-band electron responds to forces as if it had the mass m*.

Electrons near the top of the valence band behave as if they have negative mass.

The dispersion relation near the top of the valence band is E = ℏ2k2/(2m*) with negative effective mass. So electrons near the top of the valence band behave like they have negative mass. When a force pulls the electrons to the right, these electrons actually move left. This is solely due to the shape of the valence band and is unrelated to whether the band is full or empty. If you could somehow empty out the valence band and just put one electron near the valence band maximum (an unstable situation), this electron would move the "wrong way" in response to forces.

Positively-charged holes as a shortcut for calculating the total current of an almost-full band.

A perfectly full band always has zero current. One way to think about this fact is that the electron states near the top of the band have negative effective mass, and those near the bottom of the band have positive effective mass, so the net motion is exactly zero. If an otherwise-almost-full valence band has a state without an electron in it, we say that this state is occupied by a hole. There is a mathematical shortcut for calculating the current due to every electron in the whole valence band: Start with zero current (the total if the band were full), and subtract the current due to the electrons that would be in each hole state if it wasn't a hole. Since subtracting the current caused by a negative charge in motion is the same as adding the current caused by a positive charge moving on the same path, the mathematical shortcut is to pretend that each hole state is carrying a positive charge, while ignoring every other electron state in the valence band.

A hole near the top of the valence band moves the same way as an electron near the top of the valence band would move (which is in the opposite direction compared to conduction-band electrons experiencing the same force.)

This fact follows from the discussion and definition above. This is an example where the auditorium analogy above is misleading. When a person moves left in a full auditorium, an empty seat moves right. But in this section we are imagining how electrons move through k-space, not real space, and the effect of a force is to move all the electrons through k-space in the same direction at the same time. In this context, a better analogy is a bubble underwater in a river: The bubble moves the same direction as the water, not the opposite.

Since force = mass × acceleration, a negative-effective-mass electron near the top of the valence band would move the opposite direction as a positive-effective-mass electron near the bottom of the conduction band, in response to a given electric or magnetic force. Therefore, a hole moves this way as well.

Conclusion: Hole is a positive-charge, positive-mass quasiparticle.

From the above, a hole (1) carries a positive charge, and (2) responds to electric and magnetic fields as if it had a positive charge and positive mass. (The latter is because a particle with positive charge and positive mass respond to electric and magnetic fields in the same way as a particle with a negative charge and negative mass.) That explains why holes can be treated in all situations as ordinary positively charged quasiparticles.

Role in semiconductor technology

An array of Silicon atoms doped with Boron creates holes. This type of extrinsic semiconducting material is dubbed Type P.

In some semiconductors, such as silicon, the hole's effective mass is dependent on a direction (anisotropic), however a value averaged over all directions can be used for some macroscopic calculations.

In most semiconductors, the effective mass of a hole is much larger than that of an electron. This results in lower mobility for holes under the influence of an electric field and this may slow down the speed of the electronic device made of that semiconductor. This is one major reason for adopting electrons as the primary charge carriers, whenever possible in semiconductor devices, rather than holes. This is also why NMOS logic is faster than PMOS logic. OLED screens have been modified to reduce imbalance resulting in non radiative recombination by adding extra layers and/or decreasing electron density on one plastic layer so electrons and holes precisely balance within the emission zone. However, in many semiconductor devices, both electrons and holes play an essential role. Examples include p–n diodes, bipolar transistors, and CMOS logic.

Holes in quantum chemistry

An alternate meaning for the term electron hole is used in computational chemistry. In coupled cluster methods, the ground (or lowest energy) state of a molecule is interpreted as the "vacuum state"—conceptually, in this state, there are no electrons. In this scheme, the absence of an electron from a normally filled state is called a "hole" and is treated as a particle, and the presence of an electron in a normally empty state is simply called an "electron". This terminology is almost identical to that used in solid-state physics.

Copper in renewable energy

Renewable energy sources such as solar, wind, tidal, hydro, biomass, and geothermal have become significant sectors of the energy market. The rapid growth of these sources in the 21st century has been prompted by increasing costs of fossil fuels as well as their environmental impact issues that significantly lowered their use.

Copper plays an important role in these renewable energy systems. Copper usage averages up to five times more in renewable energy systems than in traditional power generation, such as fossil fuel and nuclear power plants. Since copper is an excellent thermal and electrical conductor among engineering metals (second only to silver), electrical systems that utilize copper generate and transmit energy with high efficiency and with minimum environmental impacts.

When choosing electrical conductors, facility planners and engineers factor capital investment costs of materials against operational savings due to their electrical energy efficiencies over their useful lives, plus maintenance costs. Copper often fares well in these calculations. A factor called "copper usage intensity,” is a measure of the quantity of copper necessary to install one megawatt of new power-generating capacity.

Copper wires for recycling

When planning for a new renewable power facility, engineers and product specifiers seek to avoid supply shortages of selected materials. According to the United States Geological Survey, in-ground copper reserves have increased more than 700% since 1950, from almost 100 million tonnes to 720 million tonnes in 2017, despite the fact that world refined usage has more than tripled in the last 50 years. Copper resources are estimated to exceed 5,000 million tonnes.

Bolstering the supply from copper extraction is the more than 30 percent of copper installed from 2007 to 2017 that came from recycled sources. Its recycling rate is higher than any other metal.

Overview

The majority of copper usage, worldwide, is for electrical wiring, including the coils of generators and motors.

Copper plays a larger role in renewable energy generation than in conventional thermal power plants in terms of tonnage of copper per unit of installed power. The copper usage intensity of renewable energy systems is four to six times higher than in fossil fuel or nuclear plants. So for example, while conventional power requires approximately 1 tonne of copper per installed megawatt (MW), renewable technologies such as wind and solar require four to six times more copper per installed MW. This is because copper is spread over much larger land areas, particularly in solar and wind energy power plants. Power and grounding cables must run far to connect components that are widely dispersed, including to energy storage systems and to the main electrical grid.

Wind and solar photovoltaic energy systems have the highest copper content of all renewable energy technologies. A single wind farm can contain between 2000 and 7000 tons of copper. A photovoltaic solar power plant contains approximately 5.5 tons of copper per megawatt of power generation. A single 660-kW turbine is estimated to contain some 800 pounds (350 kg) of copper.

The total amount of copper used in renewable-based and distributed electricity generation in 2011 was estimated to be 272 kilotonnes (kt). Cumulative copper use through 2011 was estimated to be 1,071 kt.

Copper usage in renewable energy generation

Installed power in 2011 Cumulative installed power to 2011 Copper use in 2011 Cumulative copper use to 2011

Gigawatts (GW) Gigawatts (GW) Kilotons (kt) Kilotons (kt)
Photovoltaics 30 70 150 350
Solar thermal electricity 0.46 1.76 2 7
Wind 40 238 120 714
Total for all three technologies

272 1071

Copper conductors are used in major electrical renewable energy components, such as turbines, generators, transformers, inverters, electrical cables, power electronics, and information cable. Copper usage is approximately the same in turbines/generators, transformers/inverters, and cables. Much less copper is used in power electronics.

Solar thermal heating and cooling energy systems rely on copper for their thermal energy efficiency benefits. Copper is also used as a special corrosion-resistant material in renewable energy systems in wet, humid, and saline corrosive environments.

Copper is a sustainable material that is 100% recyclable and has a higher recycling rate than any other metal. At the end of the useful life of equipment, its copper can be recycled with no loss of its beneficial properties.

Solar photovoltaic power generation

There is eleven to forty times more copper per unit of generation in photovoltaic systems than in conventional fossil fuel plants. The usage of copper in photovoltaic systems averages around 4-5 tonnes per MW or higher if conductive ribbon strips that connect individual PV cells are considered.

Copper is used in:

  • small wires that interconnect photovoltaic modules
  • earthing grids in electrode earth pegs, horizontal plates, naked cables, and wires
  • DC cables that connect photovoltaic modules to inverters
  • low-voltage AC cables that connect inverters to metering systems and protection cabinets
  • high-voltage AC cables
  • communication cables
  • inverters/power electronics
  • ribbons
  • transformer windings.

Copper used in photovoltaic systems in 2011 was estimated to be 150 kt. Cumulative copper usage in photovoltaic systems through 2011 was estimated to be 350 kt.

Photovoltaic system configurations

Solar photovoltaic (PV) systems are highly scalable, ranging from small rooftop systems to large photovoltaic power station with capacities of hundreds of megawatts. In residential systems, copper intensity appears to be linearly scalable with the capacity of the electrical generation system. Residential and community-based systems generally range in capacity from 10 kW to 1 MW.

PV cells are grouped together in solar modules. These modules are connected to panels and then into PV arrays. In grid-connected photovoltaic power system, arrays can form sub-fields from which electricity is collected and transported towards the grid connection.

Copper solar cables connect modules (module cable), arrays (array cable), and sub-fields (field cable). Whether a system is connected to the grid or not, electricity collected from the PV cells needs to be converted from DC to AC and stepped up in voltage. This is done by solar inverters which contain copper windings, as well as with copper-containing power electronics.

Solar cells

The photovoltaic industry uses several different semiconducting materials for the production of solar cells and often groups them into first and second generation technologies, while the third generation includes a number of emerging technologies that are still in the research and development phase. Solar cells typically convert 20% of incident sunlight into electricity, allowing the generation of 100 - 150 kWh per square meter of panel per year.

Conventional first-generation crystalline silicon (c-Si) technology includes monocrystalline silicon and polycrystalline silicon. In order to reduce costs of this wafer-based technology, copper-contacted silicon solar cells are emerging as an important alternative to silver as the preferred conductor material. Challenges with solar cell metallization lie in the creation of a homogenous and qualitatively high-value layer between silicon and copper to serves as a barrier against copper diffusion into the semiconductor. Copper-based front-side metallization in silicon solar cells is a significant step towards lower cost.

The second-generation technology includes thin film solar cells. Despite having a slightly lower conversion efficiency than conventional PV technology, the overall cost-per-watt is still lower. Commercially significant thin film technologies include copper indium gallium selenide solar cells (CIGS) and cadmium telluride photovoltaics (CdTe), while amorphous silicon (a-Si) and micromorphous silicon (m-Si) tandem cells are slowly being outcompeted in recent years.

CIGS, which is actually copper (indium-gallium) diselenide, or Cu(InGa)Se2, differs from silicon in that it is a heterojunction semiconductor. It has the highest solar energy conversion efficiency (~20%) among thin film materials. Because CIGS strongly absorbs sunlight, a much thinner film is required than with other semiconductor materials.

A photovoltaic cell manufacturing process has been developed that makes it possible to print CIGS semi-conductors. This technology has the potential to reduce the price per solar watt delivered.

Mono-dispersed copper sulfide nanocrystals are being researched as alternatives to conventional single crystals and thin films for photovoltaic devices. This technology, which is still in its infancy, has potential for dye-sensitized solar cells, all-inorganic solar cells, and hybrid nano-crystal-polymer composite solar cells.

Cables

Solar generation systems cover large areas. There are many connections among modules and arrays, and connections among arrays in sub-fields and linkages to the network. Solar cables are used for wiring solar power plants. The amount of cabling involved can be substantial. Typical sizes of copper cables used are 4–6 mm2 for module cable, 6–10 mm2 for array cable, and 30–50 mm2 for field cable.

Energy efficiency and system design

Energy efficiency and renewable energy are twin pillars of a sustainable energy future. However, there is little linking of these pillars despite their potential synergies. The more efficiently energy services are delivered, the faster renewable energy can become an effective and significant contributor of primary energy. The more energy is obtained from renewable sources, the less fossil fuel energy is required to provide that same energy demand. This linkage of renewable energy with energy efficiency relies in part on the electrical energy efficiency benefits of copper.

Increasing the diameter of a copper cable increases its electrical energy efficiency (see: Copper wire and cable). Thicker cables reduce resistive (I2R) loss, which affects lifetime profitability of PV system investments. Complex cost evaluations, factoring extra costs for materials, the amount of solar radiation directed towards solar modules per year (accounting for diurnal and seasonal variations, subsidies, tariffs, payback periods, etc.) are necessary to determine whether higher initial investments for thicker cables are justified.

Depending upon circumstances, some conductors in PV systems can be specified with either copper or aluminium. As with other electrical conducting systems, there are advantages to each (see: Copper wire and cable). Copper is the preferred material when high electrical conductivity characteristics and flexibility of the cable are of paramount importance. Also, copper is more suitable for small roof facilities, in smaller cable trays, and when ducting in steel or plastic pipes.

Cable ducting is not needed in smaller power facilities where copper cables are less than 25mm2. Without duct work, installation costs are lower with copper than with aluminium.

Data communications networks rely on copper, optical fiber, and/or radio links. Each material has its advantages and disadvantages. Copper is more reliable than radio links. Signal attenuation with copper wires and cables can be resolved with signal amplifiers.

Concentrating solar thermal power

Concentrating solar power (CSP), also known as solar thermal electricity (STE), uses arrays of mirrors that concentrate the sun's rays to temperatures between 4000C and 10000C. Electrical power is produced when the concentrated light is converted to heat, which drives a heat engine (usually a steam turbine) connected to an electrical power generator.

A CSP system consists of: 1) a concentrator or collector containing mirrors that reflect solar radiation and deliver it to the receiver; 2) a receiver that absorbs concentrated sunlight and transfers heat energy to a working fluid (usually a mineral oil, or more rarely, molten salts, metals, steam or air); 3) a transport and storage system that passes the fluid from the receiver to the power conversion system; and 4) a steam turbine that converts thermal power to electricity on demand.

Copper is used in field power cables, grounding networks, and motors for tracking and pumping fluids, as well as in the main generator and high voltage transformers. Typically, there is about 200 tonnes copper for a 50 MW power plant.

It has been estimated that copper usage in concentrated solar thermal power plants was 2 kt in 2011. Cumulative copper usage in these plants through 2011 was estimated to be 7 kt.

There are four main types of CSP technologies, each containing a different amount of copper: parabolic trough plants, tower plants, distributed linear absorber systems including linear Fresnel plants, and dish Stirling plants. The use of copper in these plants is described here.

Parabolic trough plants

Parabolic trough plants are the most common CSP technology, representing about 94% of power installed in Spain. These plants collect solar energy in parabolic trough concentrators with linear collector tubes. The heat transfer fluids are typically synthetic oil that circulates through tubes at inlet outlet/temperatures of 300 °C to 400 °C. The typical storage capacity of a 50 MW facility is 7 hours at nominal power. A plant of this size and storage capacity can generate 160 GWh/year in a region like Spain.

In parabolic trough plants, copper is specified in the solar collector field (power cables, signals, earthing, electrical motors); steam cycle (water pumps, condenser fans, cabling to consumption points, control signal and sensors, motors), electricity generators (alternator, transformer), and storage systems (circulating pumps, cabling to consumption points). A 50 MW plant with 7.5 hours of storage contains approximately 196 tonnes of copper, of which 131,500 kg are in cables and 64,700 kg are in various equipment (generators, transformers, mirrors, and motors). This translates to about 3.9 tonnes/MW, or, in other terms, 1.2 tonnes/GWh/year. A plant of the same size without storage can have 20% less copper in the solar field and 10% less in the electronic equipment. A 100 MW plant will have 30% less relative copper content per MW in the solar field and 10% less in electronic equipment.

Copper quantities also vary according to design. The solar field of a typical 50 MW power plant with 7 hours of storage capacity consists of 150 loops and 600 motors, while a similar plant without storage uses 100 loops and 400 motors. Motorized valves for mass flow control in the loops rely on more copper. Mirrors use a small amount of copper to provide galvanic corrosion protection to the reflective silver layer. Changes in the size of the plants, size of collectors, efficiencies of heat transfer fluids will also affect material volumes.

Tower plants

Tower plants, also called central tower power plants, may become the preferred CSP technology in the future. They collect solar energy concentrated by the heliostat field in a central receiver mounted at the top of the tower. Each heliostat tracks the Sun along two axes (azimuth and elevation). Therefore, two motors per unit are required.

Copper is required in the heliostat field (power cables, signal, earthing, motors), receiver (trace heating, signal cables), storage system (circulating pumps, cabling to consumption points), electricity generation (alternator, transformer), steam cycle (water pumps, condenser fans), cabling to consumption points, control signal and sensors, and motors.

A 50 MW solar tower facility with 7.5 hours of storage uses about 219 tonnes of copper. This translates to 4.4 tonnes of copper/MW, or, in other terms, 1.4 tonnes/GWh/year. Of this amount, cables account for approximately 154,720 kg. Electronic equipment, such as generators, transformers, and motors, account for approximately 64,620 kg of copper. A 100 MW plant has slightly more copper per MW in the solar field because the efficiency of the heliostat field diminishes with the size. A 100 MW plant will have somewhat less copper per MW in process equipment.

Linear Fresnel plants

Linear Fresnel plants use linear reflectors to concentrate the Sun's rays in an absorber tube similar to parabolic trough plants. Since the concentration factor is less than in parabolic trough plants, the temperature of the heat transfer fluid is lower. This is why most plants use saturated steam as the working fluid in both the solar field and the turbine.

A 50 MW linear Fresnel power plant requires about 1,960 tracking motors. The power required for each motor is much lower than the parabolic trough plant. A 50 MW lineal Fresnel plant without storage will contain about 127 tonnes of copper. This translates to 2.6 tonnes of copper/MW, or in other terms, 1.3 tonnes of copper/GWh/year. Of this amount, 69,960 kg of copper are in cables from process area, solar field, earthing and lightning protection and controls. Another 57,300 kg of copper is in equipment (transformers, generators, motors, mirrors, pumps, fans).

Dish Stirling plants

These plants are an emerging technology that has potential as a solution for decentralized applications. The technology does not require water for cooling in the conversion cycle. These plants are non-dispatchable. Energy production ceases when clouds pass overhead. Research is being conducted on advanced storage and hybridization systems.

The largest dish Sterling installation has a total power of 1.5 MW. Relatively more copper is needed in the solar field than other CSP technologies because electricity is actually generated there. Based on existing 1.5 MW plants, the copper content is 4 tonnes/MW, or, in other terms, 2.2 tonnes of copper/GWh/year. A 1.5 MW power plant has some 6,060 kg of copper in cables, induction generators, drives, field and grid transformers, earthing and lightning protection.

Solar water heaters (solar domestic hot water systems)

Solar water heaters can be a cost-effective way to generate hot water for homes. They can be used in any climate. The fuel they use, sunshine, is free.

Solar hot water collectors are used by more than 200 million households as well as many public and commercial buildings worldwide. The total installed capacity of solar thermal heating and cooling units in 2010 was 185 GW-thermal.

Solar heating capacity increased by an estimated 27% in 2011 to reach approximately 232 GWth, excluding unglazed swimming pool heating. Most solar thermal is used for water heating, but solar space heating and cooling are gaining ground, particularly in Europe.

There are two types of solar water heating systems: active, which have circulating pumps and controls, and passive, which don't. Passive solar techniques do not require working electrical or mechanical elements. They include the selection of materials with favorable thermal properties, designing spaces that naturally circulate air, and referencing the position of a building to the Sun.

Copper is an important component of solar thermal heating and cooling systems because of its high heat conductivity, resistance to atmospheric and water corrosion, sealing and joining by soldering, and mechanical strength. Copper is used both in receivers and primary circuits (pipes and heat exchangers for water tanks). For the absorber plate, aluminium is sometimes used as it is cheaper, yet when combined with copper piping, there may be problems in regards to allow the absorber plate to transfer its heat to the piping suitably. An alternative material that is currently used is PEX-AL-PEX but there may be similar problems with the heat transfer between the absorber plate and the pipes as well. One way around this is to simply use the same material for both the piping and the absorber plate. This material can be copper off course but also aluminium or PEX-AL-PEX.

Three types of solar thermal collectors are used for residential applications: flat plate collectors, integral collector-storage, and solar thermal collector: Evacuated tube collectors; They can be direct circulation (i.e., heats water and brings it directly to the home for use) or indirect circulation (i.e., pumps heat a transfer fluid through a heat exchanger, which then heats water that flows into the home) systems.

In an evacuated tube solar hot water heater with an indirect circulation system, evacuated tubes contain a glass outer tube and metal absorber tube attached to a fin. Solar thermal energy is absorbed within the evacuated tubes and is converted into usable concentrated heat. Copper heat pipes transfer thermal energy from within the solar tube into a copper header. A thermal transfer fluid (water or glycol mixture) is pumped through the copper header. As the solution circulates through the copper header, the temperature rises. The evacuated glass tubes have a double layer. The outer layer is fully transparent to allow solar energy to pass through unimpeded. The inner layer is treated with a selective optical coating that absorbs energy without reflection. The inner and outer layers are fused at the end, leaving an empty space between the inner and outer layers. All air is pumped out of the space between the two layers (evacuation process), thereby creating the thermos effect which stops conductive and convective transfer of heat that might otherwise escape into the atmosphere. Heat loss is further reduced by the low-emissivity of the glass that is used. Inside the glass tube is the copper heat pipe. It is a sealed hollow copper tube that contains a small amount of proprietary liquid, which under low pressure boils at a very low temperature. Other components include a solar heat exchanger tank and a solar pumping station, with pumps and controllers.

Wind

In a wind turbine, the wind's kinetic energy is converted into mechanical energy to drive a generator, which in turn generates electricity. The basic components of a wind power system consist of a tower with rotating blades containing an electricity generator and a transformer to step up voltage for electricity transmission to a substation on the grid. Cabling and electronics are also important components.

The harsh environment offshore wind farms means that the individual components need to be more rugged and corrosion protected than their onshore components. Increasingly long connections to shore with subsea MV and HV cables are required at this time. The need for corrosion protection favors copper nickel cladding as the preferred alloy for the towers.

Copper is an important conductor in wind power generation. Wind farms can contain several hundred-thousand feet of copper weighing between 4 million to 15 million pounds, mostly in wiring, cable, tubing, generators and step-up transformers.

Copper usage intensity is high because turbines in wind generation farms are spread over large areas. In land-based wind farms, copper intensity can range between 5,600 and 14,900 pounds per MW, depending on whether the step-up transformers have copper or aluminium conductors. In the off-shore environment, copper intensity is much higher: approximately 21,000 pounds per MW, which includes submarine cables to shore. In both onshore and offshore environments, additional copper cabling is used to connect wind farms to main electrical grids.

The amount of copper used for wind energy systems in 2011 was estimated to be 120 kt. The cumulative amount of copper installed through 2011 was estimated to be 714 kt. As of 2018, global production of wind turbines use 450,000 tonnes of copper per year.

For wind farms with three-stage gearbox doubly fed 3 MW induction generators, approximately 2.7 t per MW is needed with standard wind turbines. For wind turbines with LV/MV transformers in the nacelle, 1.85 t per MW is needed.

Copper is primarily used in coil windings in the stator and rotor portions of generators (which convert mechanical energy into electrical energy), in high voltage and low voltage cable conductors including the vertical electrical cable that connects the nacelle to the base of the wind turbine, in the coils of transformers (which steps up low voltage AC to high voltage AC compatible with the grid), in gearboxes (which convert the slow revolutions per minute of the rotor blades to faster rpms) and in wind farm electrical grounding systems. Copper may also be used in the nacelle (the housing of the wind turbine that rests on the tower containing all the main components), auxiliary motors (motors used to rotate the nacelle as well as control the angle of the rotor blades), cooling circuits (cooling configuration for the entire drive train), and power electronics (which enable the wind turbine systems to perform like a power plant).

In the coils of wind generators, electric current suffers from losses that are proportional to the resistance of the wire that carries the current. This resistance, called copper losses, causes energy to be lost by heating up the wire. In wind power systems, this resistance can be reduced with thicker copper wire and with a cooling system for the generator, if required.

Copper in generators

Either copper or aluminium conductors can be specified for generator cables. Copper has the higher electrical conductivity and therefore the higher electrical energy efficiency. It is also selected for its safety and reliability. The main consideration for specifying aluminium is its lower capital cost. Over time, this benefit is offset by higher energy losses over years of power transmission. Deciding which conductor to use is determined during a project's planning phase when utility teams discuss these matters with turbine and cable manufacturers.

Regarding copper, its weight in a generator will vary according to the type of generator, power rating, and configuration. Its weight has an almost linear relationship to the power rating.

Generators in direct-drive wind turbines usually contain more copper, as the generator itself is bigger due to the absence of a gearbox.

A generator in a direct drive configuration could be 3.5 times to 6 times heavier than in a geared configuration, depending on the type of generator.

Five different types of generator technologies are used in wind generation:

  1. double-fed asynchronous generators (DFAG)
  2. conventional asynchronous generators (CAG)
  3. conventional synchronous generators (CSG)
  4. permanent magnet synchronous generators (PMSG)
  5. high-temperature superconductor generators (HTSG)

The amount of copper in each of these generator types is summarized here.

Copper in wind turbine generator technologies in multi-megawatt wind power plants
Technology Average copper content (kg/MW) Notes
Double-fed asynchronous generator (DFAG) 650 Geared; most common wind generator in Europe (70% in 2009; strong demand until 2015, then neutral as high cost of maintenance and servicing and need for power correction equipment for grid compliance will make these less popular in next ten years.
Conventional asynchronous generators (CAG) 390 Geared; neutral demand until 2015; will become negligible by 2020.
Conventional synchronous generators (CSG) 330–4000 Geared and direct; may become more popular by 2020.
Permanent magnet synchronous generators (PMSG) 600–2150 Market expected to develop by 2015.
High-temperature superconductor generators (HTSG) 325 Nascent stage of development. It is expected that these machines will attain more power than other WTGs. Offshore could be the most suitable niche application.

Direct-drive configurations of the synchronous type machines usually contain the most copper, but some use aluminium. Conventional synchronous generators (CSG) direct-drive machines have the highest per-unit copper content. The share of CSGs will increase from 2009 to 2020, especially for direct drive machines. DFAGs accounted for the most unit sales in 2009.

The variation in the copper content of CSG generators depends upon whether they are coupled with single-stage (heavier) or three-stage (lighter) gearboxes. Similarly, the difference in copper content in PMSG generators depends on whether the turbines are medium speed, which are heavier, or high-speed turbines, which are lighter.

There is increasing demand for synchronous machines and direct-drive configurations. CSG direct and geared DFAGs will lead the demand for copper. The highest growth in demand is expected to be the direct PMSGs, which is forecast to account for 7.7% of the total demand for copper in wind power systems in 2015. However, since permanent magnets that contain the rare earth element neodymium may not be able to escalate globally, direct drive synchronous magnet (DDSM) designs may be more promising. The amount of copper required for a 3 MW DDSM generator is 12.6 t.

Locations with high-speed turbulent winds are better suited for variable-speed wind turbine generators with full-scale power converters due to the greater reliability and availability they offer in such conditions. Of the variable-speed wind turbine options, PMSGs could be preferred over DFAGs in such locations. In conditions with low wind speed and turbulence, DFAGs could be preferred to PMSGs.

Generally, PMSGs deal better with grid-related faults and they could eventually offer higher efficiency, reliability, and availability than geared counterparts. This could be achieved by reducing the number of mechanical components in their design. Currently, however, geared wind turbine generators have been more thoroughly field-tested and are less expensive due to the greater volumes produced.

The current trend is for PMSG hybrid installations with a single-stage or two-stage gearbox. The most recent wind turbine generator by Vestas is geared drive. The most recent wind turbine generator by Siemens is a hybrid. Over the medium term, if the cost of power electronics continues to decrease, direct-drive PMSG are expected to become more attractive. High-temperature superconductors (HTSG) technology is currently under development. It is expected that these machines will be able to attain more power than other wind turbine generators. If the offshore market follows the trend of larger unit machines, offshore could be the most suitable niche for HTSGs.

Copper in other components

For a 2 MW turbine system, the following amounts of copper were estimated for components other than the generator:

Copper Content by other Component Types, 2 MW turbine
Component Average Cu content (kg)
Auxiliary motors (pitch and yaw drives) 75
Other parts of the nacelle <50
Vertical cables 1500
Power electronics (converter) 150
Cooling circuits <10
Earthing and lightning protection 750

Cabling is the second largest copper-containing component after the generator. A wind tower system with the transformer next to the generator will have medium-voltage (MV) power cables running from the top to the bottom of the tower, then to a collection point for a number of wind towers and on to the grid substation, or direct to the substation. The tower assembly will incorporate wire harnesses and control/signal cables, while low-voltage (LV) power cables are required to power the working parts throughout the system.

For a 2 MW wind turbine, the vertical cable could range from 1,000 to 1,500 kg of copper, depending upon its type. Copper is the dominant material in underground cables.

Copper in grounding systems

Copper is vital to the electrical grounding system for wind turbine farms. Grounding systems can either be all-copper (solid or stranded copper wires and copper bus bars) often with an American gauge rating of 4/0 but perhaps as large as 250 thousands of circular mils or copper-clad steel, a lower cost alternative.

Turbine masts attract lightning strikes, so they require lightning protection systems. When lightning strikes a turbine blade, current passes along the blade, through the blade hub in the nacelle (gearbox/ generator enclosure) and down the mast to a grounding system. The blade incorporates a large cross-section copper conductor that runs along its length and allows current to pass along the blade without deleterious heating effects. The nacelle is protected by a lightning conductor, often copper. The grounding system, at the base of the mast, consists of a thick copper ring conductor bonded to the base or located within a meter of the base. The ring is attached to two diametrically opposed points on the mast base. Copper leads extend outward from the ring and connect to copper grounding electrodes. The grounding rings at turbines on wind farms are inter-connected, providing a networked system with an extremely small aggregate resistance.

Solid copper wire has been traditionally deployed for grounding and lightning equipment due to its excellent electrical conductivity. However, manufacturers are moving towards less expensive bi-metal copper clad or aluminium grounding wires and cables. Copper-plating wire is being explored. Current disadvantages of copper plated wire include lower conductivity, size, weight, flexibility and current carrying capability.

Copper in other equipment

After generators and cable, minor amounts of copper are used in the remaining equipment. In yaw and pitch auxiliary motors, the yaw drive uses a combination of induction motors and multi-stage planetary gearboxes with minor amounts of copper. Power electronics have minimal amounts of copper compared to other equipment. As turbine capacities increase, converter ratings also increase from low voltage (<1 kV) to medium voltage (1–5 kV). Most wind turbines have full power converters, which have the same power rating as the generator, except the DFAG that has a power converter that is 30% of the rating of the generator. Finally, minor amounts of copper are used in air/oil and water cooled circuits on gearboxes or generators.

Class 5 copper power cabling is exclusively used from the generator through the loop and tower interior wall. This is due to its ability to withstand the stress from 15,000 torsion cycles for 20 years of service life.

Superconducting materials are being tested within and outside of wind turbines. They offer higher electrical efficiencies, the ability to carry higher currents, and lighter weights. These materials are, however, much more expensive than copper at this time.

Copper in offshore wind farms

The amount of copper in offshore wind farms increases with the distance to the coast. Copper usage in offshore wind turbines is on the order of 10.5 t per MW. The Borkum 2 offshore wind farm uses 5,800 t for a 400 MW, 200 kilometer connection to the external grid, or approximately 14.5 t of copper per MW. The Horns Rev Offshore Wind Farm uses 8.75 tons of copper per MW to transmit 160 MW 21 kilometers to the grid.

Operator (computer programming)

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