In organizations, “leadership is not just done by the leader, and followership is not just done by followers.” This perspective suggests that leadership and followership do not operate on one continuum, with one decreasing while the other increases. Rather, each dimension exists as a discrete dimension, albeit with some shared competencies.
The study of followership is an emerging area within the leadership field that helps explain outcomes. Specifically, followers play important individual, relational, and collective roles in organizational failures and successes. “If leaders are to be credited with setting the vision for the department or organization and inspiring followers to action, then followers need to be credited with the work that is required to make the vision a reality.”
The term follower can be used as a personality type, as a position in a hierarchy, as a role, or as a set of traits and behaviors. Studies of followership have produced various theories including trait, behavioral attributes, role, and constructionist theories in addition to exploring myths or misunderstandings about followership.
Followership in organizations
In the military
Military
perspectives on good followership includes behaviors such as: knows
themselves and seeks self-improvement, is technically and tactically
proficient, complies with orders and initiates appropriate actions in
the absence of orders, develops a sense of responsibility and takes
responsibility for own actions, makes sound and timely decisions or
recommendations, sets the example for others, is familiar with their
leader and his job, and anticipates his requirements, keeps leader
informed, understands the task and ethically accomplishes it, a team
member, not a yes man.
The U.S. Army has produced a new military doctrine called mission
command that highlights the role of followers. It acknowledges one of
Colin Powell's principles of leadership that “the commander in the field
is always right and the rear echelon is wrong, unless proven otherwise”
Mission command doctrine was conceived from a wartime environment that
enables followers in the field to act according to the dictates of the
situation on the ground, giving them maximum discretion. In order to exercise mission command appropriately, commanders must embrace the principles of followership to succeed.
In the nursing profession
It
is vital to understand that, without effective followers in nursing,
our leaders face severe limitations. Current leaders and educators must
share and promote the vision of enlightened followership if nursing is
to achieve its potential.
Research suggests that there is significant difference in
organizational effectiveness among nurses with different followership
styles – passive, alienated, conformist, pragmatist, or effective.
In education and the classroom
The appearance of followership in mainstream leadership education books has become more commonplace, including the works of Kouzes & Posner (2012), Jackson & Parry (2011), and Hurwitz & Hurwitz (2015).
Effective followership training in the classroom is challenging
because of media messages that preference leadership, internal schemas
held by students that ignore followership, and cultural biases against
it. Undergraduate and graduate students have been resistant to the idea
of followership and followership has been interpreted as leadership
poorly enacted or as settling for a lesser position. In recent years,
attitudes have begun to change and students have noted that following is
an expected, healthy part of a reciprocal relationship in social media
and that it did not carry negative connotations.
Although a student's contribution in the classroom has such high
significance, the college admissions system has yet to find a way to
recognize and reward students who have continuously made these
contributions. Given that outstanding classroom contributions have been
ignored, yet play such a vital role, it is the responsibility of the
college admissions system to find a way to identify them.
In the Franchise business model
Followership,
as defined by Hurwitz (2008), is “accepting or enabling [italics
original] the goal achievement of one’s leader” (p. 11). In the context
of franchising, the franchisee could be seen as a follower because he
or she accepts the franchisor's business idea and enables the
franchisor's goal achievement through the individual franchise
operations.
Leaders can begin by building organizational value for followers and
followership; value is a process of incorporating the concept of
followership into the organization's culture, policies, and practices.
Because leaders [franchisors] have followers [franchisees] it is their
responsibility to set a vision, build trust, and inspire the followers
with passion and hope.
In the hospitality industry
In
hospitality and tourism, being an effective follower is important for
achieving the service-oriented goals of many operations.
In hospitality operations it is often important for followers to work
independently of their leaders to carry out important tasks. It has been
suggested that incorporating followership into training and education
in intentional, purposeful ways could assist operations in hospitality
and tourism.
Followership Learning Community of the International Leadership Association
The
Followership Learning Community (FLC) is a learning community within
the International Leadership Organization (ILA) and is “dedicated to the
development of knowledge, competencies, and programs concerning the
leader-follower relationship. It is the first such academic or practice
community devoted to the study of followership. It focuses on research,
collaboration, and dissemination of ideas and information”. The current priorities of the FLC are to:
- Help advance followership to a mainstream idea
- Generate greater interest in followership studies
- Develop a network of scholars who focus on leader-follower relationships
- Create a practitioner network of consultants/leaders who employ leader-follower best practices
- Support scholars and practitioners seeking to learn more about followership
Different models of followership
Author | Summary |
---|---|
Robert Kelley | According to Kelley, effective followers are individuals who are
enthusiastic, intelligent, ambitious, and self-reliant. Kelley
identified two underlying behavioral dimensions that distinguish types
of followers. The first behavioral dimension is the degree to which the
individual is an independent, critical thinker. The second dimension is
the degree to which the individual is active or passive. Depending on
where a person falls on these two dimensions, there are five different
follower types:
|
Ira Chaleff | Chaleff's original model of Courageous Followership proposed four
dimensions in which courageous followers operates within a group, and a
fifth dimension in which the follower operates either within or outside
the group depending on the response of the leadership. The dimensions of
courageous followership are:
|
Barbara Kellerman | Barbara Kellerman categorized followers as isolates, bystanders,
participants, activists, and diehards based on their level of engagement
in the leadership process.
|
Hurwitz & Hurwitz | The Generative Partnership Model ® comprises five guiding
principles, five skill pairings, and an array of associated behaviors.
The guiding principles are at the core of every partnership, team, and
organization, providing a framework on which the skills are used. The
skills come in matched pairs: each of the five skill pairings involves a
multitude of associated behaviors. The behaviors could be considered
best practice, but are better considered adaptive and adaptable.
Hurwitz and Hurwitz described these five skills of good followership:
|
Boas Shamir | Shamir looks at the different types of leader-follower theoretical
perspectives rather than developing a specific model of positive
followership.
|
Coyne & Coyne | Coyne and Coyne (2007) proposed seven desirable followership actions
from the perspective of a CEO and his or her direct reports:
|
Jimmy Collins | Jimmy L.S. Collins, retired President and COO of Chick-fil-A, an Atlanta, Georgia USA, based Quick Service Restaurant franchise, refers to his philosophy as Creative Followership. He wrote that being a follower is an active role requiring a great deal of creativity, personal initiative, and the ability to execute tasks with excellence. The process begins with identifying a leader worth following. Even so, when Collins’ suggests that people choose their boss, he gives credibility to followers as more than merely people who work for someone. Rather, he proposes that followers have skills, ideas, and energies that complement those of the leader. As a result, a relationship is created in which leaders and followers are able to achieve much more than each individual could have accomplished alone. |
Susan Cain | Susan Cain (2017) states that, “Our elite schools over emphasize leadership partly because they’re preparing students for the corporate world, and they assume that this is what businesses need and what leads to personal success. But a discipline in organizational psychology , called “followership” is gaining in popularity.” |
Adam Grant | The most frequent questions he is asked by people is how to contribute when they are not in charge but have suggestions and want to be heard. He calls these “fundamental questions of followership." |
Krista Kleiner | Kleiner proposes that colleges focus on followership skills and contributions. In short, college admission officers need to place less emphasis on students’ acquisition of leadership titles throughout high school and place more emphasis on understanding the domain that has been central to their lives—the classroom learning environment and their contributions to it. If teachers encouraged followership, she posits, they would find ways of improving their classes and also contribute to their students’ becoming both good leaders and followers. By helping students do this, teachers are helping the future working generation of Americans develop skills critical not only to the workplace but to our society as a whole. |
Gordon Curphy, Mark Roellig | The Curphy-Roellig Followership Model builds on some of the earlier research of Hollander, Chaleff, Kellerman and Kelley and consists of two independent dimensions and four followership types. The two dimensions of the Curphy-Roellig model are Critical Thinking and Engagement. Critical thinking is concerned with a follower's ability to challenge the status quo, ask good questions, detect problems, and develop solutions. Engagement is concerned with the level of effort people put forth at work. Based on these two dimensions followers are then categorized into four groups: Slackers (low critical thinking, low engagement), Brown-nosers (low critical thinking, high engagement), Criticizers (high critical thinking, low engagement) and Self-starters (high critical thinking, high engagement). The authors stress a situational nature of the model. |
Looking backward and forward
A brief history of followership
The relationship between leader/follower is ancient and is referenced throughout history. Examples of leader/follower partnerships are present in the great literatures and wisdom traditions of China such as the I Ching (1000-750 BC), India, and the aboriginal myths of Africa, Australia and the Native Peoples of North and South America.
The best known advice from ancient philosophers came from Aristotle
who believed, “He who cannot be a good follower cannot be a leader.” In
his time, Aristotle
perceived that followership was necessary, albeit mainly as a precursor
to what he considered to be a more important role: leader.
Baldasar Castiglione wrote about followers, following and followership in The Book of the Courtier in 1516. During Japan's Edo or Tokugawa period (1603–1868), the Samurai were a class of followers – the very name samurai meant those who served.
In the modern era, followership research began with Mary Parker Follett
(1868–1933) who believed that all individuals, regardless of their
place in society, deserved respect. She wanted to give more power to
individuals and ensure that individuals’ voices were not only heard but
were also integrated into solutions. Not only were many of her ideas
rejected in the 1930s and 1940s, later theorists also paid limited
recognition to her work. Follett's writings have also been
underappreciated in contemporary research, despite the fact that her
work served as a prelude to many of the developments in the management
literature and are still considered timely and insightful by many.
Management theorist Warren Bennis said of Follett's work, "Just about
everything written today about leadership and organizations comes from
Mary Parker Follett's writings and lectures."
Followership research continued in 1955 when Hollander and Webb
(1955) argued that leader and follower was not an either/or proposition
in which leaders and followers were found at opposite ends of a
continuum. They proposed that the qualities associated with leadership
and followership were interdependent.
Zelaznik published work in 1964 that focused on the leader-follower
relationship by considering the dimensions of dominance vs.
submissiveness and activity vs. passivity.
Followers have been largely neglected in the study of leadership, an
omission addressed by Robert Kelley in his seminal 1988 Harvard Business
Review article “In Praise of Followers”. Kelley subsequently wrote The Power of Followership (1992),
which preceded and influenced Chaleff (1995), Potter, et al. (1996),
Thody (2000), Meilinger (2001), Latour and Rast (2004), Kellerman,
(2007), Bossily (2007), and Hurwitz & Hurwitz (2015).
In 1994 the W.K. Kellogg Foundation provided a four-year grant to
study leadership that attracted 50 practitioners and scholars to “shed
light on some of the most compelling topics in the field.” Three focus
groups emerged from the Kellogg Leadership Studies Project (KLSP), one
being the Leadership and Followership Focus Group. The conveners of this
group were Ed Hollander and Lynn Offermann who published a bound
collection of papers called The Balance of Leadership &
Followership.
The next major organized activity to bring scholars and
practitioners together on the subject of followership occurred in 2008
at Claremont University, chaired by Jean Lipman-Blumen of the Peter Drucker and Mastoshi Ito Graduate School of Management
, Ron Riggio of the Kravis Leadership Center and Ira Chaleff, author of
The Courageous Follower. Participants included researchers and
practitioners mentioned in this article including Robert Kelley, Barbara Kellerman
and others. In addition to focusing on the elevating aspects of
followership, research was introduced on the problematic aspects of
followership including the work of Thomas Blass on the famous Stanley Milgram experiments
on obedience and by Jean Lipman-Blumen on why we follow toxic leaders.
The book of essays by conference contributors, The Art of Followership,
was published as part of the Warren Bennis Leadership Series with a
forward by James MacGregor Burns.
Participants in the KLSP went on to form the International
Leadership Association (ILA) as a vehicle for keeping the dialogue
alive. Similarly, participants in the Claremont conference went on to
form the Followership Learning Community within the ILA with Ira Chaleff
as its first chair. Both of these entities are continuing with this
work.
Additional areas of followership that have been studied include:
- Upwards impression management – influencing management through persuasion and other tactics,
- Organizational citizenship behaviors – examples of this include civic virtue, sportsmanship, or helping others,
- Proactive personality theory – the idea that people can influence and shape their own environment,
- Leader-member exchange or LMX – the interchange and relationships between a leader and follower.
Missing from the present research are additional critical components
of followership such as the ability to convert strategies into actions
that deliver on the actual intent.
The future of followership
Followership theory offers promise for reinvigorating leadership research in rich new ways:
- Moves beyond leader-centric views to recognize the importance of follower roles and following behaviors making the leadership process more inclusive.
- Distributes responsibility for constructing leadership and its outcomes to all players in the leadership process.
- Focuses us on identifying more and less effective followership behaviors.
- Embeds context within the leadership process.
- Recognizes that leadership can flow in all directions, e.g., not only downward but also upward in a hierarchy when subordinates engage in leading behaviors.
- Allows us to understand why and how managers are not always effective leaders, such as when they are unable to co-construct leadership with their subordinates.
- Promotes followership development, not just leadership development.
Robert Kelley proposes seven areas for further followership research:
- World Events
- Culture
- Leader(ship)
- Follower qualities
- Role of the Follower
- Language of followership
- Courageous Conscience
He challenges the field to focus followership research more on “the
big issues happening in the world” such as suicide bombers, religious
fundamentalism, democratically elected dictators and corporate abuses of
power.
Chaleff calls for a similar focus for research on susceptibility
to extremism and the use and development of assessments to help people
understand their own tendencies in order to pre-empt their expression in
the presence of toxic leaders.
Academic followership theories
Theory | Summary |
---|---|
Trait | Identifies key traits and their relationship with strong followership. Zaleznik, 1964 (Dominance vs. submissiveness; Activity vs. passivity), Kelley, 1992 (Active engagement; Independent thinking), Chaleff, 1995 (Courage), Potter, et al., 1996 (Relationship initiative; Performance initiative), Kellerman, 2007 (Engagement) |
Behavioral Attribute | Directly lists the behavioral attributes of good followers. Kelley (1988), Hurwitz & Hurwitz (2015) |
Role Based Approaches | Role-based views consider how individuals enact leadership and followership in the context of hierarchical roles. The primary purpose is to advance understanding of how subordinates work with managers in ways that contribute to or detract from leadership and organizational outcomes. |
Constructionism | Investigates how people interact and engage together in social and relational contexts to construct (or not construct) leadership and followership. |
Distributed Leadership & Followership | Distributed leadership starts with the perspective many people can take on a leadership role, not just those with formal power and authority. Leadership and followership can move from person to person as the dialogue twists and turns. Not only are team members challenged to enact followership and leadership roles effectively, but they must be able to switch between the roles. Generally speaking, however, distributed leadership theories focus exclusively on the leadership role. |
Leader-Member Exchange Theory | The focus in LMX theory is on how leaders and followers engage together to generate high quality work relationships that allow them to produce effective leadership outcomes. While LMX theory does acknowledge followers in the relational process, it is still more leadership – than followership – focused in that it privileges the leader as the driver of the relationship-building process. |
Implicit Followership Theories | Follower-centric approaches arose in response to leader-centric views and drew attention to the role of the follower in constructing leaders and leadership. Implicit followership research proposes that leaders’ beliefs for follower behavior influence the extent to which followership is effective; followers who behave as expected will be more successful. They use these schemas to encode followership information, which serves as essential elements of organizational sensemaking. |
Other behavioral traits of effective followership that have been
proposed include: a belief in the importance of being a good follower,
looks beyond themselves, values their own independence, follows while
offering up ideas, self-motivated and self-directed, displays loyalty,
considers integrity of paramount importance, functions well in
change-oriented environments, functions well on teams, thinks
independently and critically, gets involved, generates ideas, willing to
collaborate, willing to lead initiatives, develops leaders and
themselves, stays current, anticipates, drives own growth, and is a
player for all seasons.
Myths and misconceptions about followership
The
traditional notion that leaders are active and followers are passive is
mistaken and contributes to misconceptions about the organizational
functions of superiors and subordinates. Behaviorists now recognize that
active followers influence leaders at every level of the hierarchy, and
that leadership itself is a process, not a person.
There are many myths about followership:
- It is a lesser role.
- It is just preparation for being a leader.
- It is managing up, brownnosing or ‘being political'.
- Once you are a leader you are no longer a follower.
- You have to be a good follower to be a good leader.
- Following is passive. It’s easy.
For more misconceptions, see Part 1 (Chapters 2-4) of Embracing Followership: How to Thrive in a Leader-Centric Culture.