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Sunday, June 27, 2021

Khoisan

From Wikipedia, the free encyclopedia
 
Khoisan
San tribesman.jpg
San man of Namibia (2006 photograph)
Total population
~ 400,000 (c. 2010)
Regions with significant populations
Southern Africa
Languages
Afrikaans, Khoisan languages
Religion
Mainly Christian and African Traditional Religion (San religion)

Khoisan /ˈkɔɪsɑːn/, or according to the contemporary Khoekhoegowab orthography Khoe-Sān (pronounced [kxʰoesaːn]), is a catch-all term for the "non-Bantu" indigenous peoples of Southern Africa, combining the Khoekhoen (formerly "Khoikhoi") and the Sān or Sākhoen (also, in Afrikaans: Boesmans, or in English: Bushmen, after Dutch: Boschjesmens; and Saake in the Nǁng language).

Khoekhoen, specifically, were formerly known as "Hottentots", which was an onomatopoeic term (from Dutch hot-en-tot) referring to the click consonants prevalent in the Khoekhoe languages, as they are in all the languages grouped under Khoesān. Dutchmen in the early Cape settlement would ply Khoekhoen with liquor as an inducement for them to perform a ritual dance. The lyric accompanying the dance sounded, in Dutch ears, like hot-en-tot.

Sān are popularly thought of as foragers in the Kalahari Desert and regions of Botswana, Namibia, Angola, Zambia, Zimbabwe, Lesotho and South Africa. The word sān is from the Khoekhoe language and simply refers to foragers ("those who pick things up from the ground") who do not own livestock. As such it was used in reference to all hunter-gatherer populations of the Southern African region who Khoekhoe-speaking communities came into contact with, and was largely a term referring to a lifestyle, distinct from a pastoralist or agriculturalist one, not any particular ethnicity. While there are attendant cosmologies and languages associated with this way of life, the term is an economic designator, rather than a cultural or ethnic one.

Khoekhoen is an ethnic designator. It refers to (several) populations which speak closely related languages and which are considered to be the historical pastoralist communities in the South African Cape region, through to Namibia, where Khoekhoe populations of Nama and Damara people are prevalent ethnicities.

These Khoekhoe nations and Sān are grouped under the single term Khoesān as representing the indigenous substrate population of Southern Africa prior to the hypothesised Bantu expansion reaching the area, roughly between 1,500–2,000 years ago.

Many Khoesān peoples are the direct descendants of a very early dispersal of anatomically modern humans to Southern Africa, before 150,000 years ago. Their languages show a vague typological similarity, largely confined to the prevalence of click consonants, and they are not verifiably derived from a common proto-language, but are today split into at least three separate and unrelated language families (Khoe-Kwadi, ǃUi-Taa and Kxʼa). It has been suggested that the Khoekhoeǁaen (Khoekhoe peoples) may represent Late Stone Age arrivals to Southern Africa, possibly displaced by Bantu immigration.

The compound term Khoisan / Khoesān is a modern anthropological convention, in use since the early-to-mid 20th century. Khoisan is a coinage by Leonhard Schulze in the 1920s and popularised by Isaac Schapera. It enters wider usage from the 1960s, based on the proposal of a "Khoisan" language family by Joseph Greenberg.

Khoesān peoples were historically also grouped as Cape Blacks (Afrikaans: Kaap Swartes) or Western Cape Blacks (Afrikaans: Wes-Kaap Swartes) to distinguish them from the Bantu peoples, the other indigenous African population of South Africa.

The term Khoisan (also spelled KhoiSan, Khoi-San, Khoe-San) has also been introduced in South African usage as a self-designation after the end of apartheid, in the late 1990s. Since the 2010s, there has been a "Khoisan activist" movement demanding recognition and land rights from the Bantu majority.

San man collecting devil's claw (2017)

History

Origins

Approximate area of the origin of L0d and L0k haplogroups in southern Africa, dated to before 90,000 years ago by Behar et al. (2008).

It is suggested that the ancestors of the modern Khoisan expanded to Southern Africa before 150,000 years ago, possibly as early as before 260,000 years ago, so that by the beginning of the MIS 5 "megadrought", 130,000 years ago, there were two ancestral population clusters in Africa, bearers of mt-DNA haplogroup L0 in southern Africa, ancestral to the Khoi-San, and bearers of haplogroup L1-6 in central/eastern Africa, ancestral to everyone else.

Due to their early expansion and separation, the populations ancestral to the Khoisan have been estimated as having represented the "largest human population" during the majority of the anatomically modern human timeline, from their early separation before 150 kya until the recent peopling of Eurasia some 70 kya. They were much more widespread than today, their modern distribution being due to their decimation in the course of the Bantu expansion. They were dispersed throughout much of Southern and South-Eastern Africa. There was also a significant back-migration of bearers of L0 towards eastern Africa between 120 and 75 kya. Rito et al. (2013) speculate that pressure from such back-migration may even have contributed to the dispersal of East African populations out of Africa at about 70 kya. "By ~130 ka two distinct groups of anatomically modern humans co-existed in Africa: broadly, the ancestors of many modern-day Khoe and San populations in the south and a second central/eastern African group that includes the ancestors of most extant worldwide populations. Early modern human dispersals correlate with climate changes, particularly the tropical African "megadroughts" of MIS 5 (marine isotope stage 5, 135–75 ka) which paradoxically may have facilitated expansions in central and eastern Africa, ultimately triggering the dispersal out of Africa of people carrying haplogroup L3 ~60 ka. Two south to east migrations are discernible within haplogroup L0. One, between 120 and 75 ka, represents the first unambiguous long-range modern human dispersal detected by mtDNA and might have allowed the dispersal of several markers of modernity. A second one, within the last 20 ka signalled by L0d, may have been responsible for the spread of southern click-consonant languages to eastern Africa, contrary to the view that these eastern examples constitute relics of an ancient, much wider distribution."

Late Stone Age

Schematic representation of the "out of South Africa" migration of the post-Eemian Middle to Late Stone Age (after 100 kya) inferred from mtDNA haplogroup L0 in modern African populations (Rito et al. 2013).

The Khoisanid populations ancestral to the Khoisan were spread throughout much of Southern and Eastern Africa throughout the Late Stone Age, after about 75 ka. A further expansion, dated to about 20 ka, has been proposed based on the distribution of the L0d haplogroup. Rosti et al. suggest a connection of this recent expansion with the spread of click consonants to eastern African languages (Hadza language).

The Late Stone Age Sangoan industry occupied southern Africa in areas where annual rainfall is less than a metre (1000 mm; 39.4 in). The contemporary San and Khoi peoples resemble those represented by the ancient Sangoan skeletal remains.

Against the traditional interpretation that finds a common origin for the Khoi and San, other evidence has suggested that the ancestors of the Khoi peoples are relatively recent pre-Bantu agricultural immigrants to Southern Africa, who abandoned agriculture as the climate dried and either joined the San as hunter-gatherers or retained pastoralism.

Bantu expansion

Since the arrival of the Bantu expansion starting with the Sandawe people in Southern Africa over 1,500 years ago, linguistic influence is seen in the adoption of click consonants and loan words from Khoisan into the Xhosa and Zulu languages. Bantu-speaking communities would have reached southern Africa from the Congo basin by about the 6th century AD. The advancing Bantu encroached on the Khoikhoi territory, forcing survivors of the indigenous populations to move to more arid areas of the Kalahari.

Their husbandry of sheep, goats and cattle grazing in fertile valleys across the region provided a stable, balanced diet, and allowed the Khoikhoi to live in larger groups in a region previously occupied by the San, who were subsistence hunter-gatherers. Advancing Bantu in the 3rd-6th century AD encroached on the Khoikhoi territory, pushing them into more arid areas. The Bantu people, with advanced agriculture and metalworking technology, outcompeted and intermarried with the Khoisan, becoming the dominant population of South-Eastern Africa before the arrival of the Dutch colonists in 1652.

After the arrival of the Bantu, the Khoisan and their pastoral or hunter-gatherer ways of life remained predominant west of the Fish River in South Africa and in deserts throughout their region, where the drier climate precluded the growth of Bantu crops suited for warmer and wetter climates.

Historical period

The Khoikhoi enter the historical record with their first contact with Portuguese explorers, about 1,000 years after their displacement by the Bantu. Local population dropped after the Khoi were exposed to smallpox from Europeans. The Khoi waged more frequent attacks against Europeans when the Dutch East India Company enclosed traditional grazing land for farms. Khoikhoi social organisation was profoundly damaged and, in the end, destroyed by colonial expansion and land seizure from the late 17th century onwards. As social structures broke down, some Khoikhoi people settled on farms and became bondsmen (bondservants) or farm workers; others were incorporated into existing clan and family groups of the Xhosa people. Georg Schmidt, a Moravian Brother from Herrnhut, Saxony, now Germany, founded Genadendal in 1738, which was the first mission station in southern Africa, among the Khoi people in Baviaanskloof in the Riviersonderend Mountains. Early European settlers sometimes intermarried with Khoikhoi women, resulting in a sizeable mixed-race population now known as the Griqua.

Andries Stockenström facilitated the creation of the "Kat River" Khoi settlement near the eastern frontier of the Cape Colony. The settlements thrived and expanded, and Kat River quickly became a large and successful region of the Cape that subsisted more or less autonomously. The people were predominantly Afrikaans-speaking Gonaqua Khoi, but the settlement also began to attract other Khoi, Xhosa and mixed-race groups of the Cape.

The so-called "Bushman wars" were to a large extent the response of the San after their dispossession.

At the start of the 18th century, the Khoikhoi in the Western Cape lived in a co-operative state with the Dutch. By the end of the century the majority of the Khoisan operated as 'wage labourers', not that dissimilar to slaves. Geographically, the further away the labourer was from Cape Town, the more difficult it became to transport agricultural produce to the markets. The issuing of grazing licences north of the Berg River in what was then the Tulbagh Basin propelled colonial expansion in the area. This system of land relocation led to the Khoijhou losing their land and livestock as well as dramatic change in the social, economic and political development.

After the defeat of the Xhosa rebellion in 1853, the new Cape Government endeavoured to grant the Khoi political rights to avert future racial discontent. The government enacted the Cape franchise in 1853, which decreed that all male citizens meeting a low property test, regardless of colour, had the right to vote and to seek election in Parliament. This non-racial principle was later abolished by the apartheid Government.

In the Herero and Namaqua genocide in German South-West Africa, over 10,000 Nama are estimated to have been killed during 1904–1907.

The San of the Kalahari were described in Specimens of Bushman Folklore by Wilhelm H. I. Bleek and Lucy C. Lloyd (1911). They were brought to the globalised world's attention in the 1950s by South African author Laurens van der Post in a six-part television documentary. The Ancestral land conflict in Botswana concerns the Central Kalahari Game Reserve (CKGR), established in 1961 for wildlife, while the San were permitted to continue their hunter-gatherer lifestyle. In the 1990s, the government of Botswana began a policy of "relocating" CKGR residents outside the reserve. In 2002, the government cut off all services to CKGR residents. A legal battle began, and in 2006 the High Court of Botswana ruled that the residents had been forcibly and unconstitutionally removed. The policy of relocation continued, however, and in 2012 the San people (Basarwa) appealed to the United Nations to force the government to recognise their land and resource rights.

Following the end of Apartheid in 1994, the term "Khoisan" has gradually come to be used as a self-designation by South African Khoikhoi as representing the "first nations" of South Africa vis-a-vis the ruling Bantu majority. A conference on "Khoisan Identities and Cultural Heritage" was organised by the University of the Western Cape in 1997. and "Khoisan activism" has been reported in the South African media beginning in 2015.

The South African government allowed Khoisan families (up until 1998) to pursue land claims which existed prior to 1913. The South African Deputy Chief Land Claims Commissioner, Thami Mdontswa, has said that constitutional reform would be required to enable Khoisan people to pursue further claims to land from which their direct ancestors were removed prior to 9 June 1913.

Discoveries

In 2019, scientists from the University of the Free State discovered 8,000-year-old carvings made by the Khoisan people. The carvings depicted a hippopotamus, horse, and antelope in the 'Rain Snake' Dyke of the Vredefort structure, which may have spiritual significance regarding the rain-making mythology of the Khoisan.

Languages

Green: The modern distribution of the Khoisan languages spoken by Khoi and San peoples, plus the Sandawe language of the Sandawe people and Hadza language of Tanzania.

The "Khoisan languages" were proposed as a linguistic phylum by Joseph Greenberg in 1955. Their genetic relationship was questioned later in the 20th century, and the term now serves mostly as a convenience term without implying genetic unity, much like "Papuan" and "Australian" are. Their most notable uniting feature is their click consonants.

They are categorized in two families, and a number of possible language isolates.

The Kxʼa family was proposed in 2010, combining the ǂʼAmkoe (ǂHoan) language with the ǃKung (Juu) dialect cluster. ǃKung includes about a dozen dialects, with no clear-cut delineation between them. Sands et al. (2010) propose a division into four clusters:

The Khoi (Khoe) family is divided into a Khoikhoi (Khoekhoe and Khoemana dialects) and a Kalahari (Tshu–Khwe) branch. The Kalahari branch of Khoe includes Shua and Tsoa (with dialects), and Kxoe, Naro, Gǁana and ǂHaba (with dialects). Khoe also has been tentatively aligned with Kwadi ("Kwadi–Khoe"), and more speculatively with the Sandawe language of Tanzania ("Khoe–Sandawe"). The Hadza language of Tanzania has been associated with the Khoisan group due to the presence of click consonants.

Physical characteristics and genetics

Drawing of a Khoikhoi woman and man, the woman shown as exhibiting steatopygia (1900 drawing).

Charles Darwin wrote about the Khoisan and sexual selection in The Descent of Man in 1882, commenting that their steatopygia evolved through sexual selection in human evolution, and that "the posterior part of the body projects in a most wonderful manner".

In the 1990s, genomic studies of the world's peoples found that the Y chromosome of San men share certain patterns of polymorphisms that are distinct from those of all other populations. Because the Y chromosome is highly conserved between generations, this type of DNA test is used to determine when different subgroups separated from one another, and hence their last common ancestry. The authors of these studies suggested that the San may have been one of the first populations to differentiate from the most recent common paternal ancestor of all extant humans.

Various Y-chromosome studies since confirmed that the Khoisan carry some of the most divergent (oldest) Y-chromosome haplogroups. These haplogroups are specific sub-groups of haplogroups A and B, the two earliest branches on the human Y-chromosome tree.

Similar to findings from Y-chromosome studies, mitochondrial DNA studies also showed evidence that the Khoisan people carry high frequencies of the earliest haplogroup branches in the human mitochondrial DNA tree. The most divergent (oldest) mitochondrial haplogroup, L0d, has been identified at its highest frequencies in the southern African Khoi and San groups. The distinctiveness of the Khoisan in both matrilineal and patrilineal groupings is a further indicator that they represent a population historically distinct from other Africans.

Research and academic centre

On 21 September 2020 the University of Cape Town launched its new Khoi and San Centre, with an undergraduate degree programme planned to be rolled out in coming years. The centre will support and consolidate this collaborative work on research commissions on language (including Khoekhoegowab), sacred human remains, land and gender. Many descendants of Khoisan people still live on the Cape Flats.

 

Bantu expansion

From Wikipedia, the free encyclopedia
 
 
 
Chronological overview after Nurse and Philippson (2003):
1 = 4,000–3,500 BP: origin
2 = 3,500 BP: initial expansion
"early split": 2.a = Eastern,    2.b = Western 
3 = 2,000–1,500 BP: Urewe nucleus of Eastern Bantu
47: southward advance
9 = 2,500 BP: Congo nucleus
10 = 2,000–1,000 BP: last phase
 
Map indicating the spread of the Early Iron Age across Africa; all numbers are AD dates except for the "250 BC" date.

The Bantu expansion was a major series of migrations of the original Proto-Bantu-speaking group, which spread from an original nucleus around West-Central Africa across much of sub-Saharan Africa. In the process, the Proto-Bantu-speaking settlers displaced or absorbed pre-existing hunter-gatherer and pastoralist groups that they encountered.

The primary evidence for this expansion is linguistic – a great many of the languages which are spoken across Sub-Equatorial Africa are remarkably similar to each other, suggesting the common cultural origin of their original speakers. The linguistic core of the Bantu languages, which comprise a branch of the Niger–Congo family, was located in the adjoining regions of Cameroon and Nigeria. However, attempts to trace the exact route of the expansion, to correlate it with archaeological evidence and genetic evidence, have not been conclusive; thus although the expansion is widely accepted as having taken place, many aspects of it remain in doubt or are highly contested.

The expansion is believed to have taken place in at least two waves, between about 3,000 and 2,000 years ago (approximately 1,000 BC to AD 1). Linguistic analysis suggests that the expansion proceeded in two directions: the first went across or along the Northern border of the Congo forest region (towards East Africa), and the second – and possibly others – went south along the African coast into Gabon, the Democratic Republic of the Congo, and Angola, or inland along the many south-to-north flowing rivers of the Congo River system. The expansion reached South Africa, probably as early as AD 300.

Theories on expansion

Bantuists believe that the Bantu expansion most probably began on the highlands between Cameroon and Nigeria. The 60,000-km2 Mambilla region straddling the borderlands here has been identified as containing remnants of "the Bantu who stayed home" as the bulk of Bantu-speakers moved away from the region. Archaeological evidence from the separate works of Jean Hurault (1979, 1986 & 1988) and Rigobert Tueché (2000) in the region reveals that this region has been inhabited by the same culture for 5 millennia, from 3000 B.C to date. The majority of the groups of the Bamenda highlands (occupied for 2 millennia to date), somewhat south and contiguous with the Mambilla region, have an ancient history of descent from the north in the direction of the Mambilla region.

Initially, archaeologists believed that they could find archaeological similarities in the region's ancient cultures that the Bantu-speakers were held to have traversed. Linguists, classifying the languages and creating a genealogical table of relationships, believed they could reconstruct material culture elements. They believed that the expansion was caused by the development of agriculture, the making of ceramics, and the use of iron, which permitted new ecological zones to be exploited. In 1966, Roland Oliver published an article presenting these correlations as a reasonable hypothesis.

The hypothesized Bantu expansion pushed out or assimilated the hunter-forager proto-Khoisan, who had formerly inhabited Southern Africa. In Eastern and Southern Africa, Bantu speakers may have adopted livestock husbandry from other unrelated Cushitic-and Nilotic-speaking peoples they encountered. Herding practices reached the far south several centuries before Bantu-speaking migrants did. Archaeological, linguistic, genetic, and environmental evidence all support the conclusion that the Bantu expansion was a significant human migration.

Based on dental evidence, Irish (2016) concluded that the common ancestors of West African and Proto-Bantu peoples may have originated in the western region of the Sahara, amid the Kiffian period at Gobero, and may have migrated southward, from the Sahara into various parts of West Africa (e.g., Benin, Cameroon, Ghana, Nigeria, Togo), as a result of desertification of the Green Sahara in 7000 BCE. From Nigeria and Cameroon, agricultural Proto-Bantu peoples began to migrate, and amid migration, diverged into East Bantu peoples (e.g., Democratic Republic of Congo) and West Bantu peoples (e.g., Congo, Gabon) between 2500 BCE and 1200 BCE. He suggests that Igbo people and Yoruba people may have admixture from back-migrated Bantu peoples.

Niger–Congo languages

The Niger–Congo family comprises a huge group of languages spread throughout Sub-Saharan Africa. The Benue–Congo branch includes the Bantu languages, which are found throughout Central, Southern, and Eastern Africa.

A characteristic feature of most Niger–Congo languages, including the Bantu languages, is their use of tone. They generally lack case inflection, but grammatical gender is characteristic, with some languages having two dozen genders (noun classes). The root of the verb tends to remain unchanged, with either particles or auxiliary verbs expressing tenses and moods. For example, in a number of languages the infinitival is the auxiliary designating the future.

Pre-expansion-era demography

Before the expansion of Bantu-speaking farmers, Central, Southern, and Southeast Africa was populated by Pygmy foragers, Khoisan-speaking hunter-gatherers, Nilo-Saharan-speaking herders, and Cushitic-speaking pastoralists.

Central Africa

It is thought that Central African Pygmies and Bantus branched out from a common ancestral population c. 70,000 years ago. Many Batwa groups speak Bantu languages; however, a considerable portion of their vocabulary is not Bantu in origin. Much of this vocabulary is botanical, deals with honey collecting, or is otherwise specialised for the forest and is shared between western Batwa groups. It has been proposed that this is the remnant of an independent western Batwa (Mbenga or "Baaka") language.

Southern Africa

Before the Bantu expansion, Khoisan-speaking peoples inhabited Southern Africa. Their descendants have largely mixed with other peoples and adopted other languages. A few still live by foraging often supplemented by working for neighbouring farmers in the arid regions around the Kalahari desert, while a larger number of Nama continue their traditional subsistence by raising livestock in Namibia and adjacent South Africa.

Southeast Africa

Prior to the arrival of Bantus in Southeast Africa, Cushitic-speaking peoples had migrated into the region from the Ethiopian Highlands and other more northerly areas. The first waves consisted of Southern Cushitic speakers, who settled around Lake Turkana and parts of Tanzania beginning around 5,000 years ago. Many centuries later, around AD 1000, some Eastern Cushitic speakers also settled in northern and coastal Kenya.

Khoisan-speaking hunter-gatherers also inhabited Southeast Africa before the Bantu expansion.

Nilo-Saharan-speaking herder populations comprised a third group of the area's pre-Bantu expansion inhabitants.

Expansion

San rock art depicting a shield-carrying Bantu warrior. The movement of Bantu settlers, who migrated southwards and settled in the summer rainfall regions of Southern Africa within the last 2000 years, established a range of relationships with the indigenous San people from bitter conflict to ritual interaction and intermarriage.

Linguistic, archeological and genetic evidence indicates that during the course of the Bantu expansion, "independent waves of migration of western African and East African Bantu-speakers into southern Africa occurred." In some places, genetic evidence suggests that Bantu language expansion was largely a result of substantial population replacement. In other places, Bantu language expansion, like many other languages, has been documented with population genetic evidence to have occurred by means other than complete or predominant population replacement (e.g. via language shift and admixture of incoming and existing populations). For example, one study found this to be the case in Bantu language speakers who are African Pygmies or are in Mozambique, while another population genetic study found this to be the case in the Bantu language-speaking Lemba of Zimbabwe. Where Bantu was adopted via language shift of existing populations, prior African languages were spoken, probably from African language families that are now lost, except as substrate influences of local Bantu languages (such as click sounds in local Bantu languages).

c. 3000 BC to c. AD 500 

It seems likely that the expansion of the Bantu-speaking people from their core region in West Africa began around 4000–3500 BC. Although early models posited that the early speakers were both iron-using and agricultural, definitive archaeological evidence that they used iron does not appear until as late as 400 BC, though they were agricultural. The western branch, not necessarily linguistically distinct, according to Christopher Ehret, followed the coast and the major rivers of the Congo system southward, reaching central Angola by around 500 BC.

It is clear that there were human populations in the region at the time of the expansion, and pygmies are their closest living relatives. However, mtDNA genetic research from Cabinda suggests that only haplogroups that originated in West Africa are found there today, and the distinctive L0 of the pre-Bantu population is missing, suggesting that there was a complete population replacement. In South Africa, however, a more complex intermixing could have taken place.

Further east, Bantu-speaking communities had reached the great Central African rainforest, and by 500 BC, pioneering groups had emerged into the savannas to the south, in what are now the Democratic Republic of Congo, Angola, and Zambia.

Another stream of migration, having moved east by 3,000 years ago (1000 BC), was creating a major new population center near the Great Lakes of East Africa, where a rich environment supported a dense population. The Urewe culture dominated the Great Lakes region between 650BCE and 550BCE. It was one of Africa's oldest iron-smelting centres. By the first century BC, Bantu speaking communities in the great lakes region developed iron forging techniques that enabled them to produce carbon steel.

Movements by small groups to the southeast from the Great Lakes region were more rapid, with initial settlements widely dispersed near the coast and near rivers, due to comparatively difficult farming conditions in areas farther from water. Archaeological findings have shown that by 100 BCE to 300 AD, Bantu speaking communities were present at the coastal areas of Misasa in Tanzania and Kwale in Kenya. These communities also integrated and intermarried with the communities already present at the coast. Between 300 AD-1000 AD, through participation in the long-existing Indian Ocean trade route, these communities established links with Arabian and Indian traders, leading to the development of the Swahili culture.  Other pioneering groups had reached modern KwaZulu-Natal in South Africa by AD 300 along the coast, and the modern Limpopo Province (formerly Northern Transvaal) by AD 500.

From the 11th century to 17th century

Between the 11th and 15th centuries, powerful Bantu-speaking states on a scale larger than local chiefdoms began to emerge. Notable early kingdoms include the Kingdom of the Kongo in present day Angola and the Democratic republic of the Congo, the Bunyoro Kitara Kingdom in the Great Lakes region, the Kingdom of Mapungubwe (c.1075–c.1220) in present day South Africa, and the Zambezi River, where the Monomatapa kings built the Great Zimbabwe complex. The Swahili city-states were also established early in this period. These include sultanates based at Lamu, Mombasa, Kilwa, Pate and Malindi. The Swahili traded with the inland kingdoms, including Great Zimbabwe. Such processes of state-formation occurred with increasing frequency from the 16th century onward. They likely resulted from denser population, which led to more specialised divisions of labour, including military power, while making outmigration more effortful. Other factors promoting state-formation were increased trade among African communities and with European and Arab traders on the coasts, technological innovations in economic activity, and new techniques in the political-spiritual ritualisation of royalty as the source of national strength and health. Other inland centres established during this phase of expansion include Bigo bya Mugenyi in Uganda, Thimlich Ohinga in Kenya and the Kweneng' Ruins in South Africa.

Criticism

Manfred K. H. Eggert stated that "the current archaeological record in the Central African rainforest is extremely spotty and consequently far from convincing so as to be taken as a reflection of a steady influx of Bantu speakers into the forest, let alone movement on a larger scale."

Iron Age

From Wikipedia, the free encyclopedia

The Iron Age is the final epoch of the three-age division of the prehistory and protohistory of humanity. It was preceded by the Bronze Age and the Stone Age (Paleolithic, Mesolithic, Neolithic, and Chalcolithic). The concept has been mostly applied to Europe and the Ancient Near East, but also, by analogy, to other parts of the Old World.

The duration of the Iron Age varies depending on the region under consideration. It is defined by archaeological convention. The "Iron Age" begins locally when the production of iron or steel has been brought to the point where iron tools and weapons superior to their bronze equivalents become widespread. For example, Tutankhamun's meteoric iron dagger comes from the Bronze Age. In the Ancient Near East, this transition took place in the wake of the so-called Bronze Age collapse, in the 12th century BC. The technology soon spread throughout the Mediterranean Basin region and to South Asia. Its further spread to Central Asia, Eastern Europe, and Central Europe is somewhat delayed, and Northern Europe was not reached until later, by about 500 BC.

The Iron Age is taken to end, also by convention, with the beginning of the historiographical record. This usually does not represent a clear break in the archaeological record; for the Ancient Near East, the establishment of the Achaemenid Empire c. 550 BC (considered historical by virtue of the record by Herodotus) is usually taken as a cut-off date, and in Central and Western Europe, the Roman conquests of the 1st century BC serve as marking for the end of the Iron Age. The Germanic Iron Age of Scandinavia is taken to end c. AD 800, with the beginning of the Viking Age.

In the Indian sub-continent, the Iron Age is taken to begin with the ironworking Painted Gray Ware culture. Recent estimates suggest that it ranges from the 15th century BC, through to the reign of Ashoka in the 3rd century BC. The use of the term "Iron Age" in the archaeology of South, East, and Southeast Asia is more recent and less common than for western Eurasia. In China written history started before iron-working arrived, so the term is infrequently used. The Sahel (Sudan region) and Sub-Saharan Africa are outside of the three-age system, there being no Bronze Age, but the term "Iron Age" is sometimes used in reference to early cultures practicing ironworking, such as the Nok culture of Nigeria.

History of the concept

The three-age system was introduced in the first half of the 19th century for the archaeology of Europe in particular, and by the later 19th century expanded to the archaeology of the Ancient Near East. Its name harks back to the mythological "Ages of Man" of Hesiod. As an archaeological era, it was first introduced for Scandinavia by Christian Jürgensen Thomsen in the 1830s. By the 1860s, it was embraced as a useful division of the "earliest history of mankind" in general and began to be applied in Assyriology. The development of the now-conventional periodization in the archaeology of the Ancient Near East was developed in the 1920s to 1930s. As its name suggests, Iron Age technology is characterized by the production of tools and weaponry by ferrous metallurgy (ironworking), more specifically from carbon steel.

Chronology

The Warrior of Hirschlanden (German: Krieger von Hirschlanden), a statue of a nude ithyphallic warrior made of sandstone, the oldest known Iron Age life-size anthropomorphic statue north of the Alps

Increasingly the Iron Age in Europe is being seen as a part of the Bronze Age collapse in the ancient Near East, in ancient India (with the post-Rigvedic Vedic civilization), ancient Iran, and ancient Greece (with the Greek Dark Ages). In other regions of Europe the Iron Age began in the 8th century BC in Central Europe and the 6th century BC in Northern Europe. The Near Eastern Iron Age is divided into two subsections, Iron I and Iron II. Iron I (1200–1000 BC) illustrates both continuity and discontinuity with the previous Late Bronze Age. There is no definitive cultural break between the 13th and 12th centuries BC throughout the entire region, although certain new features in the hill country, Transjordan and coastal region may suggest the appearance of the Aramaean and Sea People groups. There is evidence, however, of strong continuity with Bronze Age culture, although as one moves later into Iron Age the culture begins to diverge more significantly from that of the late 2nd millennium.

The Iron Age as an archaeological period is roughly defined as that part of the prehistory of a culture or region during which ferrous metallurgy was the dominant technology of metalworking.

The characteristic of an Iron Age culture is the mass production of tools and weapons made from steel, typically alloys with a carbon content between approximately 0.30% and 1.2% by weight. Only with the capability of the production of carbon steel does ferrous metallurgy result in tools or weapons that are equal or superior to bronze. The use of steel has been based as much on economics as on metallurgical advancements. Early steel was made by smelting iron.

By convention, the Iron Age in the Ancient Near East is taken to last from c. 1200 BC (the Bronze Age collapse) to c. 550 BC (or 539 BC), roughly the beginning of historiography with Herodotus; the end of the proto-historical period. In Central and Western Europe, the Iron Age is taken to last from c. 800 BC to c. 1 BC, in Northern Europe from c. 500 BC to AD 800.

In China, there is no recognizable prehistoric period characterized by ironworking, as Bronze Age China transitions almost directly into the Qin dynasty of imperial China; "Iron Age" in the context of China is sometimes used for the transitional period of c. 500 BC to 100 BC during which ferrous metallurgy was present even if not dominant.

AshokaNorthern Black Polished WarePainted Gray WareViking AgeGermanic Iron AgeRoman Iron AgePre-Roman Iron AgeRoman ItalyEtruscan civilizationVillanovan cultureLate Period of ancient EgyptThird Intermediate Period of EgyptRoman EmpireLa Tène cultureHallstatt cultureClassical GreeceArchaic GreeceGreek Dark AgesAchaemenid Empire

Early ferrous metallurgy

The earliest-known iron artifacts are nine small beads dated to 3200 BC, which were found in burials at Gerzeh, Lower Egypt. They have been identified as meteoric iron shaped by careful hammering. Meteoric iron, a characteristic iron–nickel alloy, was used by various ancient peoples thousands of years before the Iron Age. Such iron, being in its native metallic state, required no smelting of ores.

Smelted iron appears sporadically in the archeological record from the middle Bronze Age. Whilst terrestrial iron is naturally abundant, its high melting point of 1,538 °C (2,800 °F) placed it out of reach of common use until the end of the second millennium BC. Tin's low melting point of 231.9 °C (449.4 °F) and copper's relatively moderate melting point of 1,085 °C (1,985 °F) placed them within the capabilities of the Neolithic pottery kilns, which date back to 6000 BC and were able to produce temperatures greater than 900 °C (1,650 °F). In addition to specially designed furnaces, ancient iron production needed to develop complex procedures for the removal of impurities, the regulation of the admixture of carbon, and for hot-working to achieve a useful balance of hardness and strength in steel.

The earliest tentative evidence for iron-making is a small number of iron fragments with the appropriate amounts of carbon admixture found in the Proto-Hittite layers at Kaman-Kalehöyük and dated to 2200–2000  BC. Akanuma (2008) concludes that "The combination of carbon dating, archaeological context, and archaeometallurgical examination indicates that it is likely that the use of ironware made of steel had already begun in the third millennium BC in Central Anatolia". Souckova-Siegolová (2001) shows that iron implements were made in Central Anatolia in very limited quantities around 1800 BC and were in general use by elites, though not by commoners, during the New Hittite Empire (∼1400–1200 BC).

Similarly, recent archaeological remains of iron-working in the Ganges Valley in India have been tentatively dated to 1800  BC. Tewari (2003) concludes that "knowledge of iron smelting and manufacturing of iron artifacts was well known in the Eastern Vindhyas and iron had been in use in the Central Ganga Plain, at least from the early second millennium BC". By the Middle Bronze Age increasing numbers of smelted iron objects (distinguishable from meteoric iron by the lack of nickel in the product) appeared in the Middle East, Southeast Asia and South Asia. African sites are turning up dates as early as 2000-1200 BC.

Modern archaeological evidence identifies the start of large-scale iron production in around 1200  BC, marking the end of the Bronze Age. Between 1200 BC and 1000 BC diffusion in the understanding of iron metallurgy and the use of iron objects was fast and far-flung. Anthony Snodgrass suggests that a shortage of tin, as a part of the Bronze Age Collapse and trade disruptions in the Mediterranean around 1300  BC, forced metalworkers to seek an alternative to bronze. As evidence, many bronze implements were recycled into weapons during that time. More widespread use of iron led to improved steel-making technology at a lower cost. Thus, even when tin became available again, iron was cheaper, stronger and lighter, and forged iron implements superseded cast bronze tools permanently.

Ancient Near East

The Iron Age in the Ancient Near East is believed to have begun with the discovery of iron smelting and smithing techniques in Anatolia or the Caucasus and Balkans in the late 2nd millennium BC (c. 1300  BC). The earliest bloomery smelting of iron is found at Tell Hammeh, Jordan around 930 BC (14C dating).

The Early Iron Age artefacts found in Kultepe site, Azerbaijan show that iron smelting was known and used in this region before the 2nd millennium BC (as early as the 3rd millennium BC).

West Asia

In the Mesopotamian states of Sumer, Akkad and Assyria, the initial use of iron reaches far back, to perhaps 3000 BC. One of the earliest smelted iron artifacts known was a dagger with an iron blade found in a Hattic tomb in Anatolia, dating from 2500 BC. The widespread use of iron weapons which replaced bronze weapons rapidly disseminated throughout the Near East (North Africa, southwest Asia) by the beginning of the 1st millennium BC.

The development of iron smelting was once attributed to the Hittites of Anatolia during the Late Bronze Age. As part of the Late Bronze Age-Early Iron Age, the Bronze Age collapse saw the slow, comparatively continuous spread of iron-working technology in the region. It was long held that the success of the Hittite Empire during the Late Bronze Age had been based on the advantages entailed by the "monopoly" on ironworking at the time. Accordingly, the invading Sea Peoples would have been responsible for spreading the knowledge through that region. The view of such a "Hittite monopoly" has come under scrutiny and no longer represents a scholarly consensus. While there are some iron objects from Bronze Age Anatolia, the number is comparable to iron objects found in Egypt and other places of the same time period; and only a small number of these objects are weapons.

Finds of Iron
Early examples and distribution of non-precious metal finds.
Date Crete Aegean Greece Cyprus Total Anatolia Grand total
1300–1200 BC 5 2 9 0 16 33 49
1200–1100 BC 1 2 8 26 37 N.A. 37
1100–1000 BC 13 3 31 33 80 N.A. 80
1000–900 BC 37+ 30 115 29 211 N.A. 211
Total Bronze Age 5 2 9 0 16 33 49
Total Iron Age 51 35 163 88 328 N.A. 328

 

Dates are approximate, consult particular article for details
   Prehistoric (or Proto-historic) Iron Age   Historic Iron Age

Egypt

The Iron Age in Egyptian archaeology essentially corresponds to the Third Intermediate Period of Egypt.

Iron metal is singularly scarce in collections of Egyptian antiquities. Bronze remained the primary material there until the conquest by Neo-Assyrian Empire in 671 BC. The explanation of this would seem to be that the relics are in most cases the paraphernalia of tombs, the funeral vessels and vases, and iron being considered an impure metal by the ancient Egyptians it was never used in their manufacture of these or for any religious purposes. It was attributed to Seth, the spirit of evil who according to Egyptian tradition governed the central deserts of Africa. In the Black Pyramid of Abusir, dating before 2000 BC, Gaston Maspero found some pieces of iron. In the funeral text of Pepi I, the metal is mentioned. A sword bearing the name of pharaoh Merneptah as well as a battle axe with an iron blade and gold-decorated bronze shaft were both found in the excavation of Ugarit. A dagger with an iron blade found in Tutankhamun's tomb, 13th century BC, was recently examined and found to be of meteoric origin.

Europe

Europe in the year 700 BC, during the Iron Age
 
Maiden Castle, Dorset, England. More than 2,000 Iron Age hillforts are known in Britain.

In Europe, the Iron Age is the last stage of prehistoric Europe and the first of the protohistoric periods, which initially means descriptions of a particular area by Greek and Roman writers. For much of Europe, the period came to an abrupt local end after conquest by the Romans, though ironworking remained the dominant technology until recent times. Elsewhere it may last until the early centuries AD, and either Christianization or a new conquest in the Migration Period.

Iron working was introduced to Europe in the late 11th century BC, probably from the Caucasus, and slowly spread northwards and westwards over the succeeding 500 years. The Iron Age did not start when iron first appeared in Europe but it began to replace bronze in the preparation of tools and weapons. It did not happen at the same time all around Europe; local cultural developments played a role in the transition to the Iron Age. For example, the Iron Age of Prehistoric Ireland begins around 500 BC (when the Greek Iron Age had already ended) and finishes around AD 400. The widespread use of the technology of iron was implemented in Europe simultaneously with Asia. The prehistoric Iron Age in Central Europe divided into two periods based on historical events – Hallstatt culture (early Iron Age) and La Tène (late Iron Age) cultures. Material cultures of Hallstatt and La Tène consist of 4 phases (A, B, C, D phases).


Phase A Phase B Phase C Phase D
Hallstatt (1200–700 BC)

Flat graves

(1200–700 BC)

Pottery made of polychrome

(700–600 BC)

heavy iron and bronze swords

(600–475 BC)

dagger swords, brooches, and ring ornaments, girdle mounts

La Tène (450–390 BC)

s-shaped, spiral and

round designs

(390–300 BC)

Iron swords, heavy knives, lanceheads

(300–100 BC)

iron chains, iron swords, belts, heavy spearheads

(100–15 BC)

iron reaping-hooks, saws, scythes and hammers

The Iron Age in Europe is characterized by an elaboration of designs in weapons, implements, and utensils. These are no longer cast but hammered into shape, and decoration is elaborate and curvilinear rather than simple rectilinear; the forms and character of the ornamentation of the northern European weapons resemble in some respects Roman arms, while in other respects they are peculiar and evidently representative of northern art.

Citania de Briterios located in Guimarães, Portugal is one of the examples of archaeological sites of the Iron Age. This settlement (fortified villages) covered an area of 3.8 hectares (9.4 acres), and served as a Celtiberian stronghold against Roman invasions. İt dates more than 2500 years back. The site was researched by Francisco Martins Sarmento starting from 1874. A number of amphoras (containers usually for wine or olive oil), coins, fragments of pottery, weapons, pieces of jewelry, as well as ruins of a bath and its pedra formosa (lit.'handsome stone') revealed here.

Asia

Central Asia

The Iron Age in Central Asia began when iron objects appear among the Indo-European Saka in present-day Xinjiang (China) between the 10th century BC and the 7th century BC, such as those found at the cemetery site of Chawuhukou.

The Pazyryk culture is an Iron Age archaeological culture (c. 6th to 3rd centuries BC) identified by excavated artifacts and mummified humans found in the Siberian permafrost in the Altay Mountains.

East Asia

Three Kingdoms of KoreaProto–Three Kingdoms of KoreaGojoseonKofun periodYayoi periodEarly Imperial ChinaImperial ChinaIron Age ChinaWarring States periodSpring and Autumn Period
Dates are approximate, consult particular article for details
   Prehistoric (or Proto-historic) Iron Age   Historic Iron Age

In China, Chinese bronze inscriptions are found around 1200 BC, preceding the development of iron metallurgy, which was known by the 9th century BC, Therefore, in China prehistory had given way to history periodized by ruling dynasties by the start of iron use, so "Iron Age" is not typically used as to describe a period in Chinese history. Iron metallurgy reached the Yangtse Valley toward the end of the 6th century BC. The few objects were found at Changsha and Nanjing. The mortuary evidence suggests that the initial use of iron in Lingnan belongs to the mid-to-late Warring States period (from about 350 BC). Important non-precious husi style metal finds include Iron tools found at the tomb at Guwei-cun of the 4th century BC.

The techniques used in Lingnan are a combination of bivalve moulds of distinct southern tradition and the incorporation of piece mould technology from the Zhongyuan. The products of the combination of these two periods are bells, vessels, weapons and ornaments, and the sophisticated cast.

An Iron Age culture of the Tibetan Plateau has tentatively been associated with the Zhang Zhung culture described in early Tibetan writings.

Silla chest and neck armour from National Museum of Korea

Iron objects were introduced to the Korean peninsula through trade with chiefdoms and state-level societies in the Yellow Sea area in the 4th century BC, just at the end of the Warring States Period but before the Western Han Dynasty began. Yoon proposes that iron was first introduced to chiefdoms located along North Korean river valleys that flow into the Yellow Sea such as the Cheongcheon and Taedong Rivers. Iron production quickly followed in the 2nd century BC, and iron implements came to be used by farmers by the 1st century in southern Korea. The earliest known cast-iron axes in southern Korea are found in the Geum River basin. The time that iron production begins is the same time that complex chiefdoms of Proto-historic Korea emerged. The complex chiefdoms were the precursors of early states such as Silla, Baekje, Goguryeo, and Gaya Iron ingots were an important mortuary item and indicated the wealth or prestige of the deceased in this period.

In Japan, iron items, such as tools, weapons, and decorative objects, are postulated to have entered Japan during the late Yayoi period (c. 300 BC–AD 300) or the succeeding Kofun period (c. AD 250–538), most likely through contacts with the Korean Peninsula and China.

Distinguishing characteristics of the Yayoi period include the appearance of new pottery styles and the start of intensive rice agriculture in paddy fields. Yayoi culture flourished in a geographic area from southern Kyūshū to northern Honshū. The Kofun and the subsequent Asuka periods are sometimes referred to collectively as the Yamato period; The word kofun is Japanese for the type of burial mounds dating from that era.

South Asia

Maurya DynastyNanda DynastyShishunaga dynastyHaryanka dynastyPradyota dynastyBrihadrathaMaha JanapadasJanapadasIron Age India
Dates are approximate, consult particular article for details
   Prehistoric (or Proto-historic) Iron Age   Historic Iron Age

Iron was being used in Mundigak to manufacture some items in the 3rd millennium BC such as a small copper/bronze bell with an iron clapper, a copper/bronze rod with two iron decorative buttons,. and a copper/bronze mirror handle with a decorative iron button. Artefacts including small knives and blades have been discovered in the Indian state of Telangana which have been dated between 2,400 BC and 1800 BC The history of metallurgy in the Indian subcontinent began prior to the 3rd millennium BC. Archaeological sites in India, such as Malhar, Dadupur, Raja Nala Ka Tila, Lahuradewa, Kosambi and Jhusi, Allahabad in present-day Uttar Pradesh show iron implements in the period 1800–1200 BC. As the evidence from the sites Raja Nala ka tila, Malhar suggest the use of Iron in c.1800/1700 BC. The extensive use of iron smelting is from Malhar and its surrounding area. This site is assumed as the center for smelted bloomer iron to this area due to its location in the Karamnasa River and Ganga River. This site shows agricultural technology as iron implements sickles, nails, clamps, spearheads, etc. by at least c.1500 BC Archaeological excavations in Hyderabad show an Iron Age burial site.

The beginning of the 1st millennium BC saw extensive developments in iron metallurgy in India. Technological advancement and mastery of iron metallurgy were achieved during this period of peaceful settlements. One ironworking centre in East India has been dated to the first millennium BC. In Southern India (present-day Mysore) iron appeared as early as 12th to 11th centuries BC; these developments were too early for any significant close contact with the northwest of the country. The Indian Upanishads mention metallurgy. and the Indian Mauryan period saw advances in metallurgy. As early as 300  BC, certainly by AD 200, high-quality steel was produced in southern India, by what would later be called the crucible technique. In this system, high-purity wrought iron, charcoal, and glass were mixed in a crucible and heated until the iron melted and absorbed the carbon.

The protohistoric Early Iron Age in Sri Lanka lasted from 1000  BC to 600  BC. Radiocarbon evidence has been collected from Anuradhapura and Aligala shelter in Sigiriya. The Anuradhapura settlement is recorded to extend 10 ha (25 acres) by 800 BC and grew to 50 ha (120 acres) by 700–600 BC to become a town. The skeletal remains of an Early Iron Age chief were excavated in Anaikoddai, Jaffna. The name 'Ko Veta' is engraved in Brahmi script on a seal buried with the skeleton and is assigned by the excavators to the 3rd century BC. Ko, meaning "King" in Tamil, is comparable to such names as Ko Atan and Ko Putivira occurring in contemporary Brahmi inscriptions in south India. It is also speculated that Early Iron Age sites may exist in Kandarodai, Matota, Pilapitiya and Tissamaharama.

Southeast Asia

Lingling-o earrings from Luzon, Philippines
TarumanagaraBuni culturePrehistory of IndonesiaHistory of the Philippines (900-1521)History of the PhilippinesIgorot societySa Huỳnh cultureImperial VietnamÓc Eo cultureSa Huỳnh culture
Dates are approximate, consult particular article for details
  Prehistoric (or Proto-historic) Iron Age   Historic Iron Age

Archaeology in Thailand at sites Ban Don Ta Phet and Khao Sam Kaeo yielding metallic, stone, and glass artifacts stylistically associated with the Indian subcontinent suggest Indianization of Southeast Asia beginning in the 4th to 2nd centuries BC during the late Iron Age.

In Philippines and Vietnam, the Sa Huynh culture showed evidence of an extensive trade network. Sa Huynh beads were made from glass, carnelian, agate, olivine, zircon, gold and garnet; most of these materials were not local to the region and were most likely imported. Han-Dynasty-style bronze mirrors were also found in Sa Huynh sites. Conversely, Sa Huynh produced ear ornaments have been found in archaeological sites in Central Thailand, as well as the Orchid Island.

Sub-Saharan Africa

In Sub-Saharan Africa, where there was no continent-wide universal Bronze Age, the use of iron succeeded immediately the use of stone. Metallurgy was characterized by the absence of a Bronze Age, and the transition from stone to iron in tool substances. Early evidence for iron technology in Sub-Saharan Africa can be found at sites such as KM2 and KM3 in northwest Tanzania. Nubia was one of the relatively few places in Africa to have a sustained Bronze Age along with Egypt and much of the rest of North Africa.

Iron Age finds in East and Southern Africa, corresponding to the early 1st millennium Bantu expansion

Very early copper and bronze working sites in Niger may date to as early as 1500 BC. There is also evidence of iron metallurgy in Termit, Niger from around this period. Nubia was a major manufacturer and exporter of iron after the expulsion of the Nubian dynasty from Egypt by the Assyrians in the 7th century BC.

Though there is some uncertainty, some archaeologists believe that iron metallurgy was developed independently in sub-Saharan West Africa, separately from Eurasia and neighboring parts of North And Northeast Africa.

Archaeological sites containing iron smelting furnaces and slag have also been excavated at sites in the Nsukka region of southeast Nigeria in what is now Igboland: dating to 2000 BC at the site of Lejja (Eze-Uzomaka 2009) and to 750 BC and at the site of Opi (Holl 2009). The site of Gbabiri (in the Central African Republic) has yielded evidence of iron metallurgy, from a reduction furnace and blacksmith workshop; with earliest dates of 896-773 BC and 907-796 BC respectively. Similarly, smelting in bloomery-type furnaces appear in the Nok culture of central Nigeria by about 550 BC and possibly a few centuries earlier.

Iron and copper working in Sub-Saharan Africa spread south and east from Central Africa in conjunction with the Bantu expansion, from the Cameroon region to the African Great Lakes in the 3rd century BC, reaching the Cape around AD 400. However, iron working may have been practiced in Central Africa as early as the 3rd millennium BC. Instances of carbon steel based on complex preheating principles were found to be in production around the 1st century AD in northwest Tanzania.

Bantu expansionNok cultureSub-Saharan AfricaAfrican Iron AgeAksumite EmpireKingdom of KushThird Intermediate Period
Dates are approximate, consult particular article for details
   Prehistoric (or Proto-historic) Iron Age   Historic Iron Age


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