From Wikipedia, the free encyclopedia
The
Hückel method or
Hückel molecular orbital method (HMO), proposed by
Erich Hückel in 1930, is a very simple
linear combination of atomic orbitals molecular orbitals method for the determination of energies of
molecular orbitals of
π electrons in conjugated hydrocarbon systems, such as
ethylene,
benzene and
butadiene.
[1][2] It is the theoretical basis for
Hückel's rule for the aromaticity of (4
n + 2) π electron cyclic, planar systems. It was later extended to
conjugated molecules such as
pyridine,
pyrrole and
furan that contain atoms other than carbon, known in this context as
heteroatoms.
[3] A more dramatic extension of the method to include σ electrons, known as the
extended Hückel method, was developed by
Roald Hoffmann.
The extended Hückel method gives some degree of quantitative accuracy
for organic molecules in general (not just planar systems) and was used
to test the
Woodward–Hoffmann rules.
[4]
In spite of its simplicity, the Hückel method in its original form
makes qualitatively accurate and chemically useful predictions for many
common molecules and is therefore a powerful educational tool. It is
described in many introductory
quantum chemistry and
physical organic chemistry textbooks.
Hückel characteristics
The method has several characteristics:
- It limits itself to conjugated hydrocarbons.
- Only π electron molecular orbitals are included because these determine much of the chemical and spectral properties of these molecules. The σ electrons
are assumed to form the framework of the molecule and σ connectivity is
used to determine whether two π orbitals interact. However, the
orbitals formed by σ electrons are ignored and assumed not to interact
with π electrons. This is referred to as σ-π separability. It is
justified by the orthogonality of σ and π orbitals in planar molecules. For this reason, the Hückel method is limited to systems that are planar or nearly so.
- The method is based on applying the variational method to linear combination of atomic orbitals
and making simplifying assumptions regarding the overlap, resonance and
Coulomb integrals of these atomic orbitals. It does not attempt to
solve the Schrödinger equation, and neither the functional form of the basis atomic orbitals nor details of the Hamiltonian are involved.
- Interestingly, for hydrocarbons, the method takes atomic
connectivity as the only input; empirical parameters are only needed
when heteroatoms are introduced.
- The method predicts how many energy levels exist for a given molecule, which levels are degenerate
and it expresses the molecular orbital energies in terms of two
parameters, called α, the energy of an electron in a 2p orbital, and β,
the interaction energy between two 2p orbitals (the extent to which an
electron is stabilized by allowing it to delocalize between two
orbitals). To understand and compare systems in a qualitative or even
semi-quantitative sense, explicit numerical values for these parameters
are typically not required.
- In addition the method also enables calculation of charge density for each atom in the π framework, the fractional bond order between any two atoms, and the overall molecular dipole moment.
Hückel results
The results for a few simple molecules are tabulated below:
Molecule |
Energy |
Frontier orbital |
HOMO–LUMO energy gap |
Ethylene
|
E1 = α – β |
LUMO |
−2β |
|
E2 = α + β |
HOMO |
|
Butadiene
|
E1 = α + 1.618...β |
1.618... and 0.618... are |
|
|
E2 = α + 0.618...β |
HOMO |
–1.236...β |
|
E3 = α – 0.618...β |
LUMO |
|
|
E4 = α – 1.618...β |
|
|
Benzene
|
E1 = α + 2β |
|
|
|
E2 = α + β |
|
|
|
E3 = α + β |
HOMO |
−2β |
|
E4 = α − β |
LUMO |
|
|
E5 = α − β |
|
|
|
E6 = α − 2β |
|
|
Cyclobutadiene
|
E1 = α + 2β |
|
|
|
E2 = α |
SOMO |
0 |
|
E3 = α |
SOMO |
|
|
E4 = α − 2β |
|
|
Table 1. Hückel method results. Lowest energies of top α and β are both negative values.[5]
HOMO/LUMO/SOMO = Highest occupied/lowest unoccupied/singly-occupied molecular orbitals. |
The theory predicts two energy levels for
ethylene with its two
π electrons filling the low-energy
HOMO and the high energy
LUMO remaining empty. In
butadiene the 4 π-electrons occupy 2 low energy molecular orbitals, out of a total of 4, and for
benzene 6 energy levels are predicted, two of them
degenerate.
For linear and cyclic systems (with
N atoms), general solutions exist:
[6]
-
- Linear system (polyene/polyenyl): .
- Energy levels are all distinct.
-
- Cyclic system, Hückel topology (annulene/annulenyl): .
- Energy levels are each doubly degenerate.
- Cyclic system, Möbius topology (hypothetical[7]): .
- Energy levels are each doubly degenerate.
The energy levels for cyclic systems can be predicted using the
Frost circle (de) mnemonic (named after the American chemist
Arthur Atwater Frost (de)).
A circle centered at α with radius 2β is inscribed with a polygon with
one vertex pointing down; the vertices represent energy levels with the
appropriate energies.
[8] A related mnemonic exists for linear and Möbius systems.
[9]
The value for β in Hückel theory is roughly constant for structurally
similar compounds, but not surprisingly, structurally dissimilar
compounds will give very different values for β. For example, using the π
bond energy of ethylene (65 kcal/mole) and comparing the energy of a
doubly-occupied π orbital (2α + 2β) with the energy of two isolated p
orbitals (2α), a value of β = 32.5 kcal/mole can be inferred. On the
other hand, using the resonance energy of benzene (36 kcal/mole, derived
from heats of hydrogenation) and comparing benzene (6α + 8β) with a
hypothetical "non-aromatic 1,3,5-cyclohexatriene" (6α + 6β), a much
smaller value of β = 18 kcal/mole emerges. These differences are not
surprising, given the substantially shorter bond length of ethylene
(1.33 Å) compared to benzene (1.40 Å). The shorter distance between the
interacting p orbitals accounts for the greater energy of interaction,
which is reflected by a higher value of β. Nevertheless, Hückel theory
should not be expected to provide accurate quantitative predictions;
only semi-quantitative and qualitative trends and patterns are reliable.
With this caveat in mind, many predictions of the theory have been experimentally verified:
- from which a value for β can be obtained between −60 and −70 kcal/mol (−250 to −290 kJ/mol).[10]
- The predicted molecular orbital energies as stipulated by Koopmans' theorem correlate with photoelectron spectroscopy.[11]
- The Hückel delocalization energy correlates with the experimental heat of combustion. This energy is defined as the difference between the total predicted π energy (in benzene 8β) and a hypothetical π energy in which all ethylene units are assumed isolated, each contributing 2β (making benzene 3 × 2β = 6β).
- Molecules with molecular orbitals paired up such that only the sign differs (for example α ± β) are called alternant hydrocarbons and have in common small molecular dipole moments. This is in contrast to non-alternant hydrocarbons, such as azulene and fulvene that have large dipole moments. The Hückel theory is more accurate for alternant hydrocarbons.
- For cyclobutadiene
the theory predicts that the two high-energy electrons occupy a
degenerate pair of molecular orbitals that are neither stabilized or
destabilized. Hence the square molecule would be a very reactive triplet
diradical
(the ground state is actually rectangular without degenerate orbitals).
In fact, all cyclic conjugated hydrocarbons with a total of 4nπ electrons share this molecular orbital pattern, and this forms the basis of Hückel's rule.
- Dewar reactivity numbers deriving from the Hückel approach correctly predict the reactivity of aromatic systems with nucleophiles and electrophiles.
Mathematics behind the Hückel method
The mathematics of the Hückel method is based on the
Ritz method. In short, given a basis set of
n normalized atomic orbitals
, an
ansatz molecular orbital
is written down, with normalization constant
N and coefficients
which are to be determined. In other words, we are assuming that the
molecular orbital (MO) can be written as a linear combination of atomic
orbitals, a conceptually intuitive and convenient approximation (the
linear combination of atomic orbitals or LCAO approximation). The
variational theorem states that given an eigenvalue problem
with smallest eigenvalue
and corresponding wavefunction
, any normalized trial wavefunction
(i.e.,
holds) will satisfy
- ,
with equality holding if and only if
. Thus, by minimizing
with respect to coefficients
for normalized trial wavefunctions
, we obtain a closer approximation of the true ground-state wavefunction and its energy.
To start, we apply the normalization condition to the
ansatz and expand to get an expression for
N in terms of the
. Then, we substitute the
ansatz into the expression for
E and expand, yielding
- , where ,
- , and .
In the remainder of the derivation, we will assume that the atomic
orbitals are real. (For the simple case of the Hückel theory, they will
be the 2p
z orbitals on carbon.) Thus,
, and because the Hamiltonian operator is
hermitian,
. Setting
for
to minimize
E and collecting terms, we obtain a system of
n simultaneous equations
- .
When
,
and
are called the
overlap and
resonance (or
exchange)
integrals, respectively, while
is called the
Coulomb integral, and
simply expresses that fact that the
are normalized. The
n ×
n matrices
and
are known as the
overlap and
Hamiltonian matrices, respectively.
By a well-known result from
linear algebra, finding nontrivial solutions to the simultaneous equations can be achieved by finding values of
such that
- . (*)
This determinant expression is known as the
secular determinant. The variational theorem guarantees that the lowest value of
that gives rise to a nontrivial (that is, not all zero) solution set
represents the best LCAO approximation of the energy of the most stable π orbital; higher values of
with nontrivial solution sets represent reasonable estimates of the energies of the remaining π orbitals.
The Hückel method makes a few further simplifying assumptions concerning the values of the
and
. In particular, it is first assumed that distinct
have zero overlap. Together with the assumption that
are normalized, this means that the overlap matrix is the
n ×
n identity matrix:
. The generalized eigenvalue problem (*) then reduces to finding the eigenvalues of the Hamiltonian matrix
.
Second, in the simplest case of a planar, unsaturated hydrocarbon, the Hamiltonian matrix
is parameterized in the following way:
- (**)
Thus, we are assuming that:
(1) the energy of an electron in an isolated C(2p
z) orbital is
;
(2) the energy of interaction between C(2p
z) orbitals on adjacent carbons
i and
j (i.e.,
i and
j are connected by a σ-bond) is
;
(3) orbitals on carbons not joined in this way are assumed not to interact, so
for nonadjacent
i and
j; and, as mentioned above,
(4)
the spatial overlap of electron density between different orbitals,
represented by non-diagonal elements of the overlap matrix, is ignored
by setting
, even when the orbitals are adjacent.
This neglect of orbital overlap is an especially severe approximation. For typical bond distances (1.40 Å) as might be found in
benzene, for example, the true value of the overlap for C(2p
z) orbitals on adjacent atoms
i and
j is about
; even larger values are found when the bond distance is shorter (e.g.,
ethylene).
[12]
A major consequence of having nonzero overlap integrals is the fact
that, compared to non-interacting isolated orbitals, bonding orbitals
are not energetically stabilized by nearly as much as antibonding
orbitals are destabilized. The orbital energies derived from the Hückel
treatment do not account for this asymmetry (
see Hückel solution for ethylene (below)
for details).
The eigenvalues of
are the Hückel molecular orbital energies
, expressed in terms of
and
, while the eigenvectors are the Hückel MOs
, expressed as linear combinations of the atomic orbitals
. Using the expression for the normalization constant
N and the fact that
, we can find the normalized MOs by incorporating the additional condition
- .
The Hückel MOs are thus uniquely determined when eigenvalues are all
distinct. When an eigenvalue is degenerate (two or more of the
are equal), the
eigenspace
corresponding to the degenerate energy level has dimensionality greater
than 1, and the normalized MOs at that energy level are then
not
uniquely determined. When that happens, further assumptions pertaining
to the coefficients of the degenerate orbitals (usually ones that make
the MOs orthogonal and mathematically convenient
[13]) have to be made in order to generate a concrete set of molecular orbital functions.
If the substance is a planar, unsaturated hydrocarbon, the
coefficients of the MOs can be found without appeal to empirical
parameters, while orbital energies are given in terms of only
and
. On the other hand, for systems containing heteroatoms, such as
pyridine or
formaldehyde, values of correction constants
and
have to be specified for the atoms and bonds in question, and
and
in (**) are replaced by
and
, respectively.
Hückel solution for ethylene
Molecular orbitals ethylene
In the Hückel treatment for
ethylene, we write the Hückel MOs
as a linear combination of the atomic orbitals (2p orbitals) on each of the carbon atoms:
- .
Molecular orbitals ethylene
Applying the result obtained by the Ritz method, we have the system of equations
- ,
where:
- and
- .
(Since 2p
z atomic orbital can be expressed as a
pure real function, the * representing complex conjugation can be
dropped.) The Hückel method assumes that all overlap integrals
(including the normalization integrals) equal the
Kronecker delta,
, all Coulomb integrals
are equal, and the resonance integral
is nonzero when the atoms
i and
j are bonded. Using the standard Hückel variable names, we set
- ,
- ,
- , and
- .
The Hamiltonian matrix is
- .
The matrix equation that needs to be solved is then
- ,
or, dividing by
,
- .
Setting
, we obtain
- . (***)
This homogeneous system of equations have nontrivial solutions for
(solutions besides the physically meaningless
)
iff the matrix is singular and the
determinant is zero:
- .
Solving for
,
- , or
- .
Since
, the energy levels are
- , or
- .
The coefficients can then be found by expanding (***):
- and
- .
Since the matrix is singular, the two equations are linearly
dependent, and the solution set is not uniquely determined until we
apply the normalization condition. We can only solve for
in terms of
:
- , or
- .
After
normalization with
, the numerical values of
and
can be found:
- and .
Finally, the Hückel molecular orbitals are
- .
The constant β in the energy term is negative; therefore,
with
is the lower energy corresponding to the
HOMO energy and
with
is the
LUMO energy.
If, contrary to the Hückel treatment, a positive value for
were included, the energies would instead be
- ,
while the corresponding orbitals would take the form
- .
An important consequence of setting
is that the bonding (in-phase) combination is always stabilized to a
lesser extent than the antibonding (out-of-phase) combination is
destabilized, relative to the energy of the free 2p orbital. Thus, in
general, 2-center 4-electron interactions, where both the bonding and
antibonding orbitals are occupied, are destabilizing overall. This
asymmetry is ignored by Hückel theory. In general, for the orbital
energies derived from Hückel theory, the sum of stabilization energies
for the bonding orbitals is equal to the sum of destabilization energies
for the antibonding orbitals, as in the simplest case of ethylene shown
here and the case of butadiene shown below.
Hückel solution for 1,3-butadiene
Butadiene molecular orbitals
Similarly, in the Hückel treatment for
1,3-butadiene, we write the molecular orbital
as a linear combination of the four atomic orbitals
(carbon 2p orbitals) with coefficients
:
- .
The Hamiltonian matrix is
- .
In the same way, we write the secular equations in matrix form as
- ,
which leads to
and
- , or approximately,
- , where 1.618... and 0.618... are the golden ratios and .
The orbitals are given by
- ,
- ,
- , and
- .