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Major stages in the evolution of the eye in
vertebrates.
The
evolution of the eye is attractive to study, because the
eye distinctively exemplifies an
analogous organ found in many
animal forms. Complex, image-forming eyes have evolved independently between 50 to 100 times.
[1]
Complex eyes appeared first within the few million years of the
Cambrian explosion. From before the
Cambrian, no evidence of eyes has survived, but diverse eyes are known from the
Burgess shale of the Middle Cambrian, and from the slightly older
Emu Bay Shale.
[2] Eyes are adapted to the various requirements of their owners. They vary in their
visual acuity,
the range of wavelengths they can detect, their sensitivity in low
light, their ability to detect motion or to resolve objects, and whether
they can
discriminate colours.
History of research
The human eye, showing the
iris
In 1802, philosopher
William Paley called it a miracle of "
design".
Charles Darwin himself wrote in his
Origin of Species,
that the evolution of the eye by natural selection seemed at first
glance "absurd in the highest possible degree". However, he went on that
despite the difficulty in imagining it, its evolution was perfectly
feasible:
...if numerous gradations from a simple and imperfect eye to one
complex and perfect can be shown to exist, each grade being useful to
its possessor, as is certainly the case; if further, the eye ever varies
and the variations be inherited, as is likewise certainly the case and
if such variations should be useful to any animal under changing
conditions of life, then the difficulty of believing that a perfect and
complex eye could be formed by natural selection, though insuperable by
our imagination, should not be considered as subversive of the theory.[3]
He suggested a stepwise evolution from "an optic nerve merely coated
with pigment, and without any other mechanism" to "a moderately high
stage of perfection", and gave examples of existing intermediate steps.
[3]
Darwin's suggestions were soon shown to be correct, and current
research is investigating the genetic mechanisms underlying eye
development and evolution.
[4]
Biologist
D.E. Nilsson has independently theorized about four general stages in the evolution of a vertebrate eye from a patch of photoreceptors.
[5] Nilsson and S. Pelger estimated in a classical paper how many generations are needed to evolve a complex eye in vertebrates.
[6]
Another researcher, G.C. Young, has used the fossil record to infer
evolutionary conclusions, based on the structure of eye orbits and
openings in fossilized skulls for blood vessels and nerves to go
through.
[7] All this adds to the growing amount of evidence that supports Darwin's theory.
Rate of evolution
The first fossils of eyes found to date are from the lower
Cambrian period (about
540 million years ago).
[8] The lower Cambrian had a burst of apparently rapid evolution, called the "
Cambrian explosion". One of the many hypotheses for "causes" of the Cambrian explosion is the "Light Switch" theory of
Andrew Parker: It holds that the evolution of eyes started an
arms race that accelerated evolution.
[9] Before the Cambrian explosion, animals may have sensed light, but did not use it for fast locomotion or navigation by vision.
The rate of eye evolution is difficult to estimate, because the
fossil record, particularly of the lower Cambrian, is poor. How fast a
circular patch of photoreceptor cells evolve into a fully functional
vertebrate eye has been estimated based on rates of mutation, relative
advantage to the organism, and natural selection. However, the time
needed for each state was consistently overestimated and the generation
time was set to one year, which is common in small animals. Even with
these pessimistic values, the vertebrate eye would still evolve from a
patch of photoreceptor cells in less than 364,000 years.
[10][note 1]
One origin or many?
Whether
the eye evolved once or many times depends on the definition of an eye.
All eyed animals share much of the genetic machinery for eye
development. This suggests that the ancestor of eyed animals had some
form of light-sensitive machinery – even if it was not a dedicated
optical organ. However, even photoreceptor cells may have evolved more
than once from molecularly similar chemoreceptor cells. Probably,
photoreceptor cells existed long before the Cambrian explosion.
[11] Higher-level similarities – such as the use of the protein
crystallin in the independently derived cephalopod and vertebrate lenses
[12] – reflect the
co-option of a more fundamental protein to a new function within the eye.
[13]
A shared trait common to all light-sensitive organs are
opsins. Opsins belong to a family of photo-sensitive proteins and fall into nine groups, which already existed in the
urbilaterian, the last common ancestor of all
bilateral symmetrical animals.
[14] Additionally, the genetic toolkit for positioning eyes is shared by all animals: The
PAX6 gene controls where eyes develop in animals ranging from octopuses
[15] to mice and
fruit flies.
[16][17][18]
Such high-level genes are, by implication, much older than many of the
structures that they control today; they must originally have served a
different purpose, before they were co-opted for eye development.
[13]
Eyes and other sensory organs probably evolved before the brain:
There is no need for an information-processing organ (brain) before
there is information to process.
[19]
Stages of eye evolution
The
stigma (2) of the
euglena hides a light-sensitive spot.
The earliest predecessors of the eye were photoreceptor proteins that sense light, found even in unicellular organisms, called "
eyespots". Eyespots can only sense ambient brightness: they can distinguish light from dark, sufficient for
photoperiodism and daily synchronization of
circadian rhythms.
They are insufficient for vision, as they cannot distinguish shapes or
determine the direction light is coming from. Eyespots are found in
nearly all major animal groups, and are common among unicellular
organisms, including
euglena. The euglena's eyespot, called a
stigma,
is located at its anterior end. It is a small splotch of red pigment
which shades a collection of light sensitive crystals. Together with the
leading flagellum, the eyespot allows the organism to move in response
to light, often toward the light to assist in
photosynthesis,
[20]
and to predict day and night, the primary function of circadian
rhythms. Visual pigments are located in the brains of more complex
organisms, and are thought to have a role in synchronising spawning with
lunar cycles. By detecting the subtle changes in night-time
illumination, organisms could synchronise the release of sperm and eggs
to maximise the probability of fertilisation.
[citation needed]
Vision itself relies on a basic biochemistry which is common to all
eyes. However, how this biochemical toolkit is used to interpret an
organism's environment varies widely: eyes have a wide range of
structures and forms, all of which have evolved quite late relative to
the underlying proteins and molecules.
[20]
At a cellular level, there appear to be two main "designs" of eyes, one possessed by the
protostomes (
molluscs,
annelid worms and
arthropods), the other by the
deuterostomes (
chordates and
echinoderms).
[20]
The functional unit of the eye is the photoreceptor cell, which
contains the opsin proteins and responds to light by initiating a nerve
impulse. The light sensitive opsins are borne on a hairy layer, to
maximise the surface area. The nature of these "hairs" differs, with two
basic forms underlying photoreceptor structure:
microvilli and
cilia.
[21]
In the eyes of protostomes, they are microvilli: extensions or
protrusions of the cellular membrane. But in the eyes of deuterostomes,
they are derived from cilia, which are separate structures.
[20] However, outside the eyes an organism may use the other type of photoreceptor cells, for instance the clamworm
Platynereis dumerilii uses microvilliar cells in the eyes but has additionally deep brain ciliary photoreceptor cells.
[22]
The actual derivation may be more complicated, as some microvilli
contain traces of cilia — but other observations appear to support a
fundamental difference between protostomes and deuterostomes.
[20]
These considerations centre on the response of the cells to light –
some use sodium to cause the electric signal that will form a nerve
impulse, and others use potassium; further, protostomes on the whole
construct a signal by allowing
more sodium to pass through their cell walls, whereas deuterostomes allow less through.
[20]
This suggests that when the two lineages diverged in the Precambrian,
they had only very primitive light receptors, which developed into more
complex eyes independently.
Early eyes
The basic light-processing unit of eyes is the
photoreceptor cell, a specialized cell containing two types of molecules in a membrane: the
opsin, a light-sensitive protein, surrounding the
chromophore, a
pigment
that distinguishes colors. Groups of such cells are termed "eyespots",
and have evolved independently somewhere between 40 and 65 times. These
eyespots permit animals to gain only a very basic sense of the direction
and intensity of light, but not enough to discriminate an object from
its surroundings.
[20]
Developing an optical system that can discriminate the direction of
light to within a few degrees is apparently much more difficult, and
only six of the thirty-some phyla
[note 2] possess such a system. However, these phyla account for 96% of living species.
[20]
The
planarian has "cup" eyespots that can slightly distinguish light direction.
These complex optical systems started out as the multicellular
eyepatch gradually depressed into a cup, which first granted the ability
to discriminate brightness in directions, then in finer and finer
directions as the pit deepened. While flat eyepatches were ineffective
at determining the direction of light, as a beam of light would activate
exactly the same patch of photo-sensitive cells regardless of its
direction, the "cup" shape of the pit eyes allowed limited directional
differentiation by changing which cells the lights would hit depending
upon the light's angle. Pit eyes, which had arisen by the
Cambrian period, were seen in ancient
snails,
[clarification needed] and are found in some snails and other invertebrates living today, such as
planaria. Planaria can slightly differentiate the direction and intensity of light because of their cup-shaped, heavily pigmented
retina
cells, which shield the light-sensitive cells from exposure in all
directions except for the single opening for the light. However, this
proto-eye is still much more useful for detecting the absence or
presence of light than its direction; this gradually changes as the
eye's pit deepens and the number of photoreceptive cells grows, allowing
for increasingly precise visual information.
[23]
When a
photon
is absorbed by the chromophore, a chemical reaction causes the photon's
energy to be transduced into electrical energy and relayed, in higher
animals, to the
nervous system. These photoreceptor cells form part of the
retina, a thin layer of cells that relays
visual information,
[24] including the light and day-length information needed by the circadian rhythm system, to the brain. However, some
jellyfish,
such as Cladonema, have elaborate eyes but no brain. Their eyes
transmit a message directly to the muscles without the intermediate
processing provided by a brain.
[19]
During the
Cambrian explosion,
the development of the eye accelerated rapidly, with radical
improvements in image-processing and detection of light direction.
[25]
After the photosensitive cell region invaginated, there came a point
when reducing the width of the light opening became more efficient at
increasing visual resolution than continued deepening of the cup.
[10]
By reducing the size of the opening, organisms achieved true imaging,
allowing for fine directional sensing and even some shape-sensing. Eyes
of this nature are currently found in the
nautilus.
Lacking a cornea or lens, they provide poor resolution and dim imaging,
but are still, for the purpose of vision, a major improvement over the
early eyepatches.
[26]
Overgrowths of transparent cells prevented contamination and
parasitic infestation. The chamber contents, now segregated, could
slowly specialize into a transparent humour, for optimizations such as
colour filtering, higher
refractive index, blocking of
ultraviolet radiation, or the ability to operate in and out of water. The layer may, in certain classes, be related to the
moulting of the organism's shell or skin. An example of this can be observed in
Onychophorans
where the cuticula of the shell continues to the cornea. The cornea is
composed of either one or two cuticular layers depending on how recently
the animal has moulted.
[27]
Along with the lens and two humors, the cornea is responsible for
converging light and aiding the focusing of it on the back of the
retina. The cornea protects the eyeball while at the same time
accounting for approximately 2/3 of the eye’s total refractive power.
[28]
It is likely that a key reason eyes specialize in detecting a specific, narrow range of wavelengths on the
electromagnetic spectrum—the
visible spectrum—is because the earliest species to develop
photosensitivity were aquatic, and only two specific wavelength ranges of
electromagnetic radiation,
blue and green visible light, can travel through water. This same
light-filtering property of water also influenced the photosensitivity
of plants.
[29][30][31]
Lens formation and diversification
Light from a distant object and a near object being focused by changing the curvature of the
lens
In a lensless eye, the light emanating from a distant point hits the back of the eye with about the same size as the eye's
aperture.
With the addition of a lens this incoming light is concentrated on a
smaller surface area, without reducing the overall intensity of the
stimulus.
[6] The focal length of an early
lobopod with lens-containing simple eyes focused the image
behind
the retina, so while no part of the image could be brought into focus,
the intensity of light allowed the organism to see in deeper (and
therefore darker) waters.
[27] A subsequent increase of the lens's
refractive index probably resulted in an in-focus image being formed.
[27]
The development of the lens in camera-type eyes probably followed a
different trajectory. The transparent cells over a pinhole eye's
aperture split into two layers, with liquid in between.
[citation needed]
The liquid originally served as a circulatory fluid for oxygen,
nutrients, wastes, and immune functions, allowing greater total
thickness and higher mechanical protection. In addition, multiple
interfaces between solids and liquids increase optical power, allowing
wider viewing angles and greater imaging resolution. Again, the division
of layers may have originated with the shedding of skin; intracellular
fluid may infill naturally depending on layer depth.
[citation needed]
Note that this optical layout has not been found, nor is it expected to be found.
Fossilization
rarely preserves soft tissues, and even if it did, the new humour would
almost certainly close as the remains desiccated, or as sediment
overburden forced the layers together, making the fossilized eye
resemble the previous layout.
Vertebrate
lenses are composed of adapted
epithelial cells which have high concentrations of the protein
crystallin.
These crystallins belong to two major families, the α-crystallins and
the βγ-crystallins. Both were categories of proteins originally used for
other functions in organisms, but eventually were adapted for the sole
purpose of vision in animal eyes.
[32]
In the embryo, the lens is living tissue, but the cellular machinery is
not transparent so must be removed before the organism can see.
Removing the machinery means the lens is composed of dead cells, packed
with crystallins. These crystallins are special because they have the
unique characteristics required for transparency and function in the
lens such as tight packing, resistance to crystallization, and extreme
longevity, as they must survive for the entirety of the organism’s life.
[32] The
refractive index gradient
which makes the lens useful is caused by the radial shift in crystallin
concentration in different parts of the lens, rather than by the
specific type of protein: it is not the presence of crystallin, but the
relative distribution of it, that renders the lens useful.
[33]
It is biologically difficult to maintain a transparent layer of
cells. Deposition of transparent, nonliving, material eased the need for
nutrient supply and waste removal.
Trilobites used
calcite, a mineral which today is known to be used for vision only in a single species of
brittle star.
[34] In other compound eyes
[verification needed] and camera eyes, the material is
crystallin.
A gap between tissue layers naturally forms a biconvex shape, which is
optically and mechanically ideal for substances of normal
[clarification needed]
refractive index. A biconvex lens confers not only optical resolution,
but aperture and low-light ability, as resolution is now decoupled from
hole size – which slowly increases again, free from the circulatory
constraints.
Independently, a transparent layer and a nontransparent layer may split forward from the lens: a separate
cornea and
iris.
(These may happen before or after crystal deposition, or not at all.) Separation of the forward layer again forms a humour, the
aqueous humour.
This increases refractive power and again eases circulatory problems.
Formation of a nontransparent ring allows more blood vessels, more
circulation, and larger eye sizes. This flap around the perimeter of the
lens also masks optical imperfections, which are more common at lens
edges. The need to mask lens imperfections gradually increases with lens
curvature and power, overall lens and eye size, and the resolution and
aperture needs of the organism, driven by hunting or survival
requirements. This type is now functionally identical to the eye of most
vertebrates, including humans. Indeed, "the basic pattern of all
vertebrate eyes is similar."
[35]
Other developments
Color vision
Five classes of visual pigmentation are found in vertebrates. All but
one of these developed prior to the divergence of cyclometers and fish.
[36]
Various adaptations within these five classes give rise to suitable
eyes depending on the spectrum encountered. As light travels through
water, longer wavelengths, such as reds and yellows, are absorbed more
quickly than the shorter wavelengths of the greens and blues. This can
create a gradient of light types as the depth of water increases. The
visual receptors in fish are more sensitive to the range of light
present in their habitat level. However, this phenomenon does not occur
in land environments, creating little variation in pigment sensitivities
among terrestrial vertebrates. The homogeneous nature of the pigment
sensitivities directly contributes to the significant presence of
communication colors.
[36] This presents distinct
selective advantages, such as better recognition of predators, food, and mates. Indeed, it is thought
[by whom?]
that simple sensory-neural mechanisms may selectively control general
behavior patterns, such as escape, foraging, and hiding. Many examples
of wavelength-specific behavior patterns have been identified, in two
primary groups: less than 450 nm, associated with natural light sources,
and greater than 450 nm, associated with reflected light sources.
[37] As opsin molecules were subtly fine-tuned to detect different wavelengths of light, at some point
color vision developed when photo-receptor cells developed multiple pigments.
[24]
As a chemical adaptation rather than a mechanical one, this may have
occurred at any of the early stages of the eye's evolution, and the
capability may have disappeared and reappeared as organisms became
predator or prey. Similarly, night and day vision emerged when receptors
differentiated into rods and cones, respectively.
[citation needed]
Polarization vision
As
discussed earlier, the properties of light under water differ from
those in air. One example of this is the polarization of light.
Polarization
is the organization of originally disordered light, from the sun, into
linear arrangements. This occurs when light passes through slit like
filters, as well as when passing into a new medium. Sensitivity to
polarized light is especially useful for organisms whose habitats are
located more than a few meters under water. In this environment, color
vision is less dependable, and therefore a weaker selective factor.
While most photoreceptors have the ability to distinguish partially
polarized light, terrestrial vertebrates’ membranes are orientated
perpendicularly, such that they are insensitive to polarized light.
[38]
However, some fish can discern polarized light, demonstrating that they
possess some linear photoreceptors. Additionally, cuttlefish are
capable of perceiving the polarization of light with high visual
fidelity, although they appear to lack any significant capacity for
color differentiation.
[39]
Like color vision, sensitivity to polarization can aid in an organism's
ability to differentiate surrounding objects and individuals. Because
of the marginal reflective interference of polarized light, it is often
used for orientation and navigation, as well as distinguishing concealed
objects, such as disguised prey.
[38]
Focusing mechanism
By
utilizing the iris sphincter muscle, some species move the lens back
and forth, some stretch the lens flatter. Another mechanism regulates
focusing chemically and independently of these two, by controlling
growth of the eye and maintaining focal length. In addition, the pupil
shape can be used to predict the focal system being utilized. A slit
pupil can indicate the common multifocal system, while a circular pupil
usually specifies a monofocal system. When using a circular form, the
pupil will constrict under bright light, increasing the focal length,
and will dilate when dark in order to decrease the depth of focus.
[40] Note that a focusing method is not a requirement. As photographers know, focal errors increase as
aperture
increases. Thus, countless organisms with small eyes are active in
direct sunlight and survive with no focus mechanism at all. As a species
grows larger, or transitions to dimmer environments, a means of
focusing need only appear gradually.
Location
Prey
generally have eyes on the sides of their head so to have a larger field
of view, from which to avoid predators. Predators, however, have eyes
in front of their head in order to have better
depth perception.
[41][42] Flatfish are predators which lie on their side on the bottom, and have eyes placed asymmetrically on the same side of the head. A
transitional fossil from the common symmetric position is
Amphistium.
Evolutionary baggage
Vertebrates and
octopodes developed the camera eye
independently. In the vertebrate version the nerve fibers pass
in front of the
retina, and there is a
blind spot where the nerves pass through the retina. In the vertebrate example,
4 represents the
blind spot, which is notably absent from the octopus eye. In both vertebrates and octopodes,
1 represents the
retina,
2 represents the nerve fibers, and
3 represents the optic nerve.
The eyes of many animals record their evolutionary history in their
contemporary anatomy. The vertebrate eye, for instance, is built
"backwards and upside down", requiring "photons of light to travel
through the cornea, lens, aqueous fluid, blood vessels, ganglion cells,
amacrine cells, horizontal cells, and bipolar cells before they reach
the light-sensitive rods and cones that transduce the light signal into
neural impulses, which are then sent to the visual cortex at the back of
the brain for processing into meaningful patterns."
[43]
While such a construct has some drawbacks, it also allows the outer
retina of the vertebrates to sustain higher metabolic activities as
compared to the non-inverted design.
[44] It also allowed for the evolution of the
choroid layer,
including the retinal pigment epithelial (RPE) cells, which play an
important role in protecting the photoreceptive cells from
photo-oxidative damage.
[45][46]
The
camera eyes of cephalopods,
in contrast, are constructed the "right way out", with the nerves
attached to the rear of the retina. This means that they do not have a
blind spot. This difference may be accounted for by the origins of eyes;
in cephalopods they develop as an
invagination of the head surface whereas in vertebrates they originate as an extension of the brain.
[47]