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Thursday, March 18, 2021

Appropriate technology

From Wikipedia, the free encyclopedia

Appropriate technology is a movement (and its manifestations) encompassing technological choice and application that is small-scale, affordable by locals, decentralized, labor-intensive, energy-efficient, environmentally sound, and locally autonomous. It was originally articulated as intermediate technology by the economist Ernst Friedrich "Fritz" Schumacher in his work Small Is Beautiful. Both Schumacher and many modern-day proponents of appropriate technology also emphasize the technology as people-centered.

Appropriate technology has been used to address issues in a wide range of fields. Well-known examples of appropriate technology applications include: bike- and hand-powered water pumps (and other self-powered equipment), the universal nut sheller, self-contained solar lamps and streetlights, and passive solar building designs. Today appropriate technology is often developed using open source principles, which have led to open-source appropriate technology (OSAT) and thus many of the plans of the technology can be freely found on the Internet. OSAT has been proposed as a new model of enabling innovation for sustainable development. Free Software, including the MediaWiki software that runs this site, is licensed under the GNU GPL, or a similar license. It is this licensing model that has enabled the global wiki movement, not the licensing model of Open Source, which by itself is inadequate to prevent proprietary vendors from redistributing unfree versions of designs and software that they obtained gratis. Richard Stallman, the founder of the movement that created the GNU/Linux operating system, and it cultural heirs such as MediaWiki, has explained in detail the ethical and legal underpinnings of these projects as the Four Essential Freedoms of Free Software, and why this approach to appropriate technology is necessary for sustainable development.

Appropriate technology is most commonly discussed in its relationship to economic development and as an alternative to technology transfer of more capital-intensive technology from industrialized nations to developing countries. However, appropriate technology movements can be found in both developing and developed countries. In developed countries, the appropriate technology movement grew out of the energy crisis of the 1970s and focuses mainly on environmental and sustainability issues. Today the idea is multifaceted; in some contexts, appropriate technology can be described as the simplest level of technology that can achieve the intended purpose, whereas in others, it can refer to engineering that takes adequate consideration of social and environmental ramifications. The facets are connected through robustness and sustainable living.

Background

History

Predecessors

Indian ideological leader Mahatma Gandhi is often cited as the "father" of the appropriate technology movement. Though the concept had not been given a name, Gandhi advocated for small, local and predominantly village-based technology to help India's villages become self-reliant. He disagreed with the idea of technology that benefited a minority of people at the expense of the majority or that put people out of work to increase profit. In 1925 Gandhi founded the All-India Spinners Association and in 1935 he retired from politics to form the All-India Village Industries Association. Both organizations focused on village-based technology similar to the future appropriate technology movement.

China also implemented policies similar to appropriate technology during the reign of Mao Zedong and the following Cultural Revolution. During the Cultural Revolution, development policies based on the idea of "walking on two legs" advocated the development of both large-scale factories and small-scale village industries.

E. F. Schumacher

Despite these early examples, Dr. Ernst Friedrich "Fritz" Schumacher is credited as the founder of the appropriate technology movement. A well-known economist, Schumacher worked for the British National Coal Board for more than 20 years, where he blamed the size of the industry's operations for its uncaring response to the harm black-lung disease inflicted on the miners. However it was his work with developing countries, such as India and Burma, which helped Schumacher form the underlying principles of appropriate technology.

Schumacher first articulated the idea of "intermediate technology," now known as appropriate technology, in a 1962 report to the Indian Planning Commission in which he described India as long in labor and short in capital, calling for an "intermediate industrial technology" that harnessed India's labor surplus. Schumacher had been developing the idea of intermediate technology for several years prior to the Planning Commission report. In 1955, following a stint as an economic advisor to the government of Burma, he published the short paper "Economics in a Buddhist Country," his first known critique of the effects of Western economics on developing countries. In addition to Buddhism, Schumacher also credited his ideas to Gandhi.

Initially, Schumacher's ideas were rejected by both the Indian government and leading development economists. Spurred to action over concern the idea of intermediate technology would languish, Schumacher, George McRobie, Mansur Hoda and Julia Porter brought together a group of approximately 20 people to form the Intermediate Technology Development Group (ITDG) in May 1965. Later that year, a Schumacher article published in The Observer garnered significant attention and support for the group. In 1967, the group published the Tools for Progress: A Guide to Small-scale Equipment for Rural Development and sold 7,000 copies. ITDG also formed panels of experts and practitioners around specific technological needs (such as building construction, energy and water) to develop intermediate technologies to address those needs. At a conference hosted by the ITDG in 1968 the term "intermediate technology" was discarded in favor of the term "appropriate technology" used today. Intermediate technology had been criticized as suggesting the technology was inferior to advanced (or high) technology and not including the social and political factors included in the concept put forth by the proponents. In 1973, Schumacher described the concept of appropriate technology to a mass audience in his influential work Small Is Beautiful: A Study of Economics As If People Mattered.

Growing trend

The Universal Nut Sheller in use in Uganda, an example of appropriate technology

Between 1966 and 1975 the number of new appropriate technology organizations founded each year was three times greater than the previous nine years. There was also an increase in organizations focusing on applying appropriate technology to the problems of industrialized nations, particularly issues related to energy and the environment. In 1977, the OECD identified in its Appropriate Technology Directory 680 organizations involved in the development and promotion of appropriate technology. By 1980, this number had grown to more than 1,000. International agencies and government departments were also emerging as major innovators in appropriate technology, indicating its progression from a small movement fighting against the established norms to a legitimate technological choice supported by the establishment. For example, the Inter-American Development Bank created a Committee for the Application of Intermediate Technology in 1976 and the World Health Organization established the Appropriate Technology for Health Program in 1977.

Appropriate technology was also increasingly applied in developed countries. For example, the energy crisis of the mid-1970s led to the creation of the National Center for Appropriate Technology (NCAT) in 1977 with an initial appropriation of 3 million dollars from the U.S. Congress. The Center sponsored appropriate technology demonstrations to "help low-income communities find better ways to do things that will improve the quality of life, and that will be doable with the skills and resources at hand." However, by 1981 the NCAT's funding agency, Community Services Administration, had been abolished. For several decades NCAT worked with the US departments of Energy and Agriculture on contract to develop appropriate technology programs. Since 2005, NCAT's informational web site is no longer funded by the US government.

Decline

In more recent years, the appropriate technology movement has continued to decline in prominence. Germany's German Appropriate Technology Exchange (GATE) and Holland's Technology Transfer for Development (TOOL) are examples of organizations no longer in operation. Recently, a study looked at the continued barriers to AT deployment despite the relatively low cost of transferring information in the internet age. The barriers have been identified as: AT seen as inferior or "poor person's" technology, technical transferability and robustness of AT, insufficient funding, weak institutional support, and the challenges of distance and time in tackling rural poverty.

A more free market-centric view has also begun to dominate the field. For example, Paul Polak, founder of International Development Enterprises (an organization that designs and manufactures products that follow the ideals of appropriate technology), declared appropriate technology dead in a 2010 blog post.

Polak argues the "design for the other 90 percent" movement has replaced appropriate technology. Growing out of the appropriate technology movement, designing for the other 90 percent advocates the creation of low-cost solutions for the 5.8 billion of the world's 6.8 billion population "who have little or no access to most of the products and services many of us take for granted."

Many of the ideas integral to appropriate technology can now be found in the increasingly popular "sustainable development" movement, which among many tenets advocates technological choice that meets human needs while preserving the environment for future generations. In 1983, the OECD published the results of an extensive survey of appropriate technology organizations titled, The World of Appropriate Technology, in which it defined appropriate technology as characterized by "low investment cost per work-place, low capital investment per unit of output, organizational simplicity, high adaptability to a particular social or cultural environment, sparing use of natural resources, low cost of final product or high potential for employment." Today, the OECD web site redirects from the "Glossary of Statistical Terms" entry on "appropriate technology" to "environmentally sound technologies." The United Nations' "Index to Economic and Social Development" also redirects from the "appropriate technology" entry to "sustainable development."

Potential resurgence

Despite the decline, several appropriate technology organizations are still in existence, including the ITDG which became Practical Action after a name change in 2005. Skat (Schweizerische Kontaktstelle für Angepasste Technology) adapted by becoming a private consultancy in 1998, though some Intermediate Technology activities are continued by Skat Foundation through the Rural Water Supply Network (RWSN). Another actor still very active is the charity CEAS (Centre Ecologique Albert Schweitzer). A pioneer in food transformation and solar heaters, it offers vocational training in West Africa and Madagascar. There is also currently a notable resurgence as viewed by the number of groups adopting open source appropriate technology (OSAT) because of the enabling technology of the Internet. These OSAT groups include: Akvo Foundation, Appropedia, The Appropriate Technology Collaborative, Catalytic Communities, Centre for Alternative Technology, Center For Development Alternatives, Engineers Without Borders, Open Source Ecology, Practical Action, and Village Earth. Most recently ASME, Engineers Without Borders (USA) and the IEEE have joined together to produce Engineering for Change, which facilitates the development of affordable, locally appropriate and sustainable solutions to the most pressing humanitarian challenges.

Terminology

Appropriate technology frequently serves as an umbrella term for a variety names for this type of technology. Frequently these terms are used interchangeably; however, the use of one term over another can indicate the specific focus, bias or agenda of the technological choice in question. Though the original name for the concept now known as appropriate technology, "intermediate technology" is now often considered a subset of appropriate technology that focuses on technology that is more productive than "inefficient" traditional technologies, but less costly than the technology of industrialized societies. Other types of technology under the appropriate technology umbrella include:

  • Capital-saving technology
  • Labor-intensive technology
  • Alternate technology
  • Self-help technology
  • Village-level technology
  • Community technology
  • Progressive technology
  • Indigenous technology
  • People's technology
  • Light-engineering technology
  • Adaptive technology
  • Light-capital technology
  • Soft technology

A variety of competing definitions exist in academic literature and organization and government policy papers for each of these terms. However, the general consensus is appropriate technology encompasses the ideas represented by the above list. Furthermore, the use of one term over another in referring to an appropriate technology can indicate ideological bias or emphasis on particular economic or social variables. Some terms inherently emphasize the importance of increased employment and labor utilization (such as labor-intensive or capital-saving technology), while others may emphasize the importance of human development (such as self-help and people's technology).

It is also possible to distinguish between hard and soft technologies. According to Dr. Maurice Albertson and Audrey Faulkner, appropriate hard technology is "engineering techniques, physical structures, and machinery that meet a need defined by a community, and utilize the material at hand or readily available. It can be built, operated and maintained by the local people with very limited outside assistance (e.g., technical, material, or financial). it is usually related to an economic goal."

Albertson and Faulkner consider appropriate soft technology as technology that deals with "the social structures, human interactive processes, and motivation techniques. It is the structure and process for social participation and action by individuals and groups in analyzing situations, making choices and engaging in choice-implementing behaviors that bring about change."

Practitioners

Some of the well known practitioners of the appropriate technology sector include: B.V. Doshi, Buckminster Fuller, William Moyer (1933–2002), Amory Lovins, Sanoussi Diakité, Albert Bates, Victor Papanek, Giorgio Ceragioli (1930–2008), Frithjof Bergmann, Arne Næss, (1912–2009), Mansur Hoda, and Laurie Baker.

Development

Schumacher's initial concept of intermediate technology was created as a critique of the currently prevailing development strategies which focused on maximizing aggregate economic growth through increases to overall measurements of a country's economy, such as gross domestic product (GDP). Developed countries became aware of the situation of developing countries during and in the years following World War II. Based on the continuing rise in income levels in Western countries since the Industrial Revolution, developed countries embarked on a campaign of massive transfers of capital and technology to developing countries in order to force a rapid industrialization intended to result in an economic "take-off" in the developing countries.

However, by the late 1960s it was becoming clear this development method had not worked as expected and a growing number of development experts and national policy makers were recognizing it as a potential cause of increasing poverty and income inequality in developing countries. In many countries, this influx of technology had increased the overall economic capacity of the country. However, it had created a dual or two-tiered economy with pronounced division between the classes. The foreign technology imports were only benefiting a small minority of urban elites. This was also increasing urbanization with the rural poor moving to urban cities in hope of more financial opportunities. The increased strain on urban infrastructures and public services led to "increasing squalor, severe impacts on public health and distortions in the social structure."

Appropriate technology was meant to address four problems: extreme poverty, starvation, unemployment and urban migration. Schumacher saw the main purpose for economic development programs was the eradication of extreme poverty and he saw a clear connection between mass unemployment and extreme poverty. Schumacher sought to shift development efforts from a bias towards urban areas and on increasing the output per laborer to focusing on rural areas (where a majority of the population still lived) and on increasing employment.

In developed countries

The term appropriate technology is also used in developed nations to describe the use of technology and engineering that result in less negative impacts on the environment and society, i.e., technology should be both environmentally sustainable and socially appropriate. E. F. Schumacher asserts that such technology, described in the book Small Is Beautiful, tends to promote values such as health, beauty and permanence, in that order.

Often the type of appropriate technology that is used in developed countries is "appropriate and sustainable technology" (AST), appropriate technology that, besides being functional and relatively cheap (though often more expensive than true AT), is durable and employs renewable resources. AT does not include this (see Sustainable design).

Applications

Building and construction

In order to increase the efficiency of a great number of city services (efficient water provisioning, efficient electricity provisioning, easy traffic flow, water drainage, decreased spread of disease with epidemics, etc.), the city itself must first be built correctly. In the developing world, many cities are expanding rapidly and new ones are being built. Looking into the cities design in advance is a must for every developing nation.

The local context must be considered as, for example, mudbrick may not be durable in a high rainfall area (although a large roof overhang and cement stabilisation can be used to correct for this), and, if the materials are not readily available, the method may be inappropriate. Other forms of natural building may be considered appropriate technology, though in many cases the emphasis is on sustainability and self-sufficiency rather than affordability or suitability. As such, many buildings are also built to function as autonomous buildings (e.g., earthships). One example of an organisation that applies appropriate earthbuilding techniques would be Builders Without Borders.

The building structure must also be considered. Cost-effectiveness is an important issue in projects based around appropriate technology, and one of the most efficient designs herein is the public housing approach. This approach lets everyone have their own sleeping/recreation space, yet incorporate communal spaces such as mess halls, latrines, and public showers.

In addition, to decrease costs of operation (heating, cooling, etc.) techniques as Earth sheltering and Trombe walls are often incorporated.

Organizations as Architecture for Humanity also follows principles consistent with appropriate technology, aiming to serve the needs of poor and disaster-affected people.

Chunche, naturally ventilated sheds for drying raisins in Xinjiang
  • Natural ventilation can be created by providing vents in the upper level of a building to allow warm air to rise by convection and escape to the outside, while cooler air is drawn in through vents at the lower level.
  • Electrical powered fans (e.g., ceiling fans) allow efficient cooling, at a far lower electricity consumption as airconditioning systems.
  • A solar chimney often referred to as thermal chimney improves this natural ventilation by using convection of air heated by passive solar energy. To further maximize the cooling effect, the incoming air may be led through underground ducts before it is allowed to enter the building.
  • A windcatcher (Badgir; بادگیر) is a traditional Persian architectural device used for many centuries to create natural ventilation in buildings. It is not known who first invented the windcatcher, but it still can be seen in many countries today. Windcatchers come in various designs, such as the uni-directional, bi-directional, and multi-directional.
  • A passive down-draft cooltower may be used in a hot, arid climate to provide a sustainable way to provide air conditioning. Water is allowed to evaporate at the top of a tower, either by using evaporative cooling pads or by spraying water. Evaporation cools the incoming air, causing a downdraft of cool air that will bring down the temperature inside the building.

Agriculture

Appropriate technology has been applied extensively to improve agricultural production in developing countries. In the United States, the National Center for Appropriate Technology operates ATTRA (attra.ncat.org), a national sustainable agriculture assistance program.

Water and sanitation

Water

Hand-operated, reciprocating, positive displacement, water pump in Košice-Tahanovce, Slovakia (walking beam pump).

As of 2006, waterborne diseases are estimated to cause 1.8 million deaths each year while about 1.1 billion people lack proper drinking water.

Water generally needs treatment before use, depending on the source and the intended use (with high standards required for drinking water). The quality of water from household connections and community water points in low-income countries is not reliably safe for direct human consumption. Water extracted directly from surface waters and open hand-dug shallow wells nearly always requires treatment.

Appropriate technology options in water treatment include both community-scale and household-scale point-of-use (POU) designs.

The most reliable way to kill microbial pathogenic agents is to heat water to a rolling boil. Other techniques, such as varying forms of filtration, chemical disinfection, and exposure to ultraviolet radiation (including solar UV) have been demonstrated in an array of randomized control trials to significantly reduce levels of waterborne disease among users in low-income countries.

Over the past decade, an increasing number of field-based studies have been undertaken to determine the success of POU measures in reducing waterborne disease. The ability of POU options to reduce disease is a function of both their ability to remove microbial pathogens if properly applied and such social factors as ease of use and cultural appropriateness. Technologies may generate more (or less) health benefit than their lab-based microbial removal performance would suggest.

The current priority of the proponents of POU treatment is to reach large numbers of low-income households on a sustainable basis. Few POU measures have reached significant scale thus far, but efforts to promote and commercially distribute these products to the world's poor have only been under way for a few years.

On the other hand, small-scale water treatment is reaching increasing fractions of the population in low-income countries, particularly in South and Southeast Asia, in the form of water treatment kiosks (also known as water refill stations or packaged water producers). While quality control and quality assurance in such locations may be variable, sophisticated technology (such as multi-stage particle filtration, UV irradiation, ozonation, and membrane filtration) is applied with increasing frequency. Such microenterprises are able to vend water at extremely low prices, with increasing government regulation. Initial assessments of vended water quality are encouraging.

Whether applied at the household or community level, some examples of specific treatment processes include:

Some appropriate technology water supply measures include:

  • Deep wells with submersible pumps in areas where the groundwater (aquifers) are located at depths >10 m.
  • Shallow wells with lined walls and covers.
  • Rainwater harvesting systems with an appropriate method of storage, especially in areas with significant dry seasons.
  • Fog collection, which is suitable for areas which experience fog even when there is little rain.
  • Air wells, a structure or device designed to promote the condensation of atmospheric moisture.
  • Handpumps and treadle pumps are generally only an option in areas is located at a relatively shallow depth (e.g., 10 m). The Flexi-Pipe Pump is a notable exception to this (up to 25 meters). For deeper aquifers (<10 m), The Rope pump and submersible pumps placed inside a well can be used. Treadle pumps for household irrigation are now being distributed on a widespread basis in developing countries. The principle of Village Level Operation and Maintenance is important with handpumps, but may be difficult in application.
  • Condensation bags and condensation pits can be an appropriate technology to get water, yet yields are low and are (for the amount of water obtained), labour-intensive. Still, it may be a good (very cheap) solution for certain desperate communities.
  • The hippo water roller and Q-drum allow more water to be carried, with less effort and could thus be a good alternative for ethnic communities who do not wish to give up water gathering from remote locations, assuming low topographic relief.
  • The roundabout playpump, developed and used in southern Africa, harnesses the energy of children at play to pump water.

Sanitation

Poor sanitation is a major issue for a large proportion of the human population, with about 2.5 billion people lacking even the most basic forms of sanitation and more than a billion people worldwide practising open defecation in 2015 according to the Joint Monitoring Programme for Water Supply and Sanitation of the United Nations.

The ideas of appropriate technology influenced the provision of sanitation systems for many years. However, since about the early 2000s there has been a departure from a focus on simplistic 'one-size-fits-all' sanitation systems. As conditions vary, sanitation systems also need to vary to meet the needs of the users and other stakeholders.

Technologies for sanitation provision, such as toilets, are important but only one piece of the puzzle. Sanitation needs to be regarded as a system that includes technical and non-technical aspects, such as behavior change and management as well as political aspects – the enabling environment. The overall aim should be to achieve a sustainable sanitation system. One option of achieving that aim can be the ecological sanitation approach which focuses on safe reuse of excreta.

It is impossible to name all possible sanitation technologies that may fall under the category of "appropriate technologies" but some common systems which might be considered to be "appropriate" include:

  • Dry toilets as they save on flushing water and may allow the nutrients of the excreta to be reused in agriculture (e.g., for fertilising crops). Two examples of dry toilets are composting toilets and urine-diverting dry toilets.
  • Constructed wetlands which can treat wastewater and greywater and require only little electrical power.
  • The SanPlat is a simple plate that can be used to cover the hole in the ground of pit latrines making them potentially more easy to clean and maintain.
  • The Arborloo which is a very simple low-cost type of composting toilet suitable for rural areas.

Energy generation and uses

The term soft energy technology was coined by Amory Lovins to describe "appropriate" renewable energy. "Appropriate" energy technologies are especially suitable for isolated and/or small scale energy needs. Electricity can be provided from:

Some intermediate technologies include:

  • Bioalcohols as bioethanol, biomethanol and biobutanol. The first two require minor modifications to allow them to be used in conventional gasoline engines. The third requires no modifications at all.
  • Vegetable oils which can be used only in internal combustion (Diesel) engines. Biofuels are locally available in many developing countries and can be cheaper than fossil fuels.
  • Anaerobic digestion power plants
  • Biogas is another potential source of energy, particularly where there is an abundant supply of waste organic matter. A generator (running on biofuels) can be run more efficiently if combined with batteries and an inverter; this adds significantly to capital cost but reduces running cost, and can potentially make this a much cheaper option than the solar, wind and micro-hydro options.
  • Dry animal dung fuel can also be used.
  • Biochar is another similar energy source which can be obtained through charring of certain types of organic material (e.g., hazelnut shells, bamboo, chicken manure, etc.) in a pyrolysis unit. A similar energy source is terra preta nova.
  • Chemurgy

Finally, urine can also be used as a basis to generate hydrogen (which is an energy carrier). Using urine, hydrogen production is 332% more energy efficient than using water.

Electricity distribution could be improved so to make use of a more structured electricity line arrangement and universal AC power plugs and sockets (e.g., the CEE 7/7 plug). In addition, a universal system of electricity provisioning (e.g., universal voltage, frequency, ampère; e.g., 230 V with 50 Hz), as well as perhaps a better mains power system (e.g., through the use of special systems as perfected single-wire earth returns; e.g., Tunisia's MALT-system, which features low costs and easy placement)

Electricity storage (which is required for autonomous energy systems) can be provided through appropriate technology solutions as deep-cycle and car-batteries (intermediate technology), long duration flywheels, electrochemical capacitors, compressed air energy storage (CAES), liquid nitrogen and pumped hydro. Many solutions for the developing world are sold as a single package, containing a (micro) electricity generation power plant and energy storage. Such packages are called remote-area power supply

LED Lamp with GU10 twist lock fitting, intended to replace halogen reflector lamps.
  • White LEDs and a source of renewable energy (such as solar cells) are used by the Light Up the World Foundation to provide lighting to poor people in remote areas, and provide significant benefits compared to the kerosene lamps which they replace. Certain other companies as Powerplus also have LED-flashlights with imbedded solar cells.
  • Organic LEDs made by roll-to-roll production are another source of cheap light that will be commercially available at low cost by 2015.
  • Compact fluorescent lamps (as well as regular fluorescent lamps and LED-lightbulbs) can also be used as appropriate technology. Although they are less environmentally friendly than LED-lights, they are cheaper and still feature relative high efficiency (compared to incandescent lamps).
  • The Safe bottle lamp is a safer kerosene lamp designed in Sri Lanka. Lamps as these allow relative long, mobile, lighting. The safety comes from a secure screw-on metal lid, and two flat sides which prevent it from rolling if knocked over. An alternative to fuel or oil-based lanterns is the Uday lantern, developed by Philips as part of its Lighting Africa project (sponsored by the World Bank Group).
  • The Faraday flashlight is an LED flashlight which operates on a capacitor. Recharging can be done by manual winching or by shaking, hereby avoiding the need of any supplementary electrical system.
  • HID-lamps finally can be used for lighting operations where regular LED-lighting or other lamps will not suffice. Examples are car headlights. Due to their high efficiency, they are quite environmental, yet costly, and they still require polluting materials in their production process.

Transportation

A man uses a bicycle to cargo goods in Ouagadougou, Burkina Faso (2007)

Human powered-vehicles include the bicycle (and the future bamboo bicycle), which provides general-purpose transportation at lower costs compared to motorized vehicles, and many advantages over walking, and the whirlwind wheelchair, which provides mobility for disabled people who cannot afford the expensive wheelchairs used in developed countries. Animal powered vehicles/transport may also be another appropriate technology. Certain zero-emissions vehicles may be considered appropriate transportation technology, including compressed air cars, liquid nitrogen and hydrogen-powered vehicles. Also, vehicles with internal combustion engines may be converted to hydrogen or oxyhydrogen combustion.

Bicycles can also be applied to commercial transport of goods to and from remote areas. An example of this is Karaba, a free-trade coffee co-op in Rwanda, which uses 400 modified bicycles to carry hundreds of pounds of coffee beans for processing. Other projects for developing countries include the redesign of cycle rickshaws to convert them to electric power. However recent reports suggest that these rickshaws are not plying on the roads.

Health care

According to the Global Health Council, rather than the use of professionally schooled doctors, the training of villagers to remedy most maladies in towns in the developing world is most appropriate. Trained villagers are able to eliminate 80% of the health problems. Small (low-cost) hospitals – based on the model of the Jamkhed hospital – can remedy another 15%, while only 5% will need to go to a larger (more expensive) hospital.

  • Before being able to determine the cause of the disease or malady, accurate diagnosis is required. This may be done manually (through observation, inquiries) and by specialized tools.
  • A phase-change incubator, developed in the late 1990s, is a low-cost way for health workers to incubate microbial samples.
  • Birth control is also seen as an appropriate technology, especially now, because of increasing population numbers (overpopulating certain areas), increasing food prices and poverty. It has been proposed to a certain degree by PATH (program for appropriate technology in health).
  • Jaipur leg was developed by Dr. P. K. Sethi and Masterji Ram Chander in 1968 as an inexpensive prosthetic leg for victims of landmine explosions.
  • The Leveraged Freedom Chair is a low-cost wheelchair designed specifically for rough terrain
  • Natural cleaning products can be used for personal hygiene and cleaning of clothing and eating utensils; in order to decrease illnesses/maladies (as they eliminate a great amount of pathogens).

Note that many Appropriate Technologies benefit public health, in particular by providing sanitation and safe drinking water. Refrigeration may also provide a health benefit. (These are discussed in the following paragraphs.) This was too found at the Comprehensive Rural Health Project and the Women Health Volunteers projects in countries as Iran, Iraq and Nepal.

Food preparation and storage

Some proven intensive, low-effort food-production systems include urban gardening (indoors and outdoors). Indoor cultivation may be set up using hydroponics with Grow lights, while outdoor cultivation may be done using permaculture, forest gardening, no-till farming, Do Nothing Farming, etc. In order to better control the irrigation outdoors, special irrigation systems may be created as well (although this increases costs, and may again open the door to cultivating non-indigenous plants; something which is best avoided). One such system for the developing world is discussed here.

Crop production tools are best kept simple (reduces operating difficulty, cost, replacement difficulties and pollution, when compared to motorized equipment). Tools can include scythes, animal-pulled plows (although no-till farming should be preferred), dibbers, wheeled augers (for planting large trees), kirpis, hoes, etc.

Greenhouses are also sometimes included (see Earthship Biotincture). Sometimes they are also fitted with irrigation systems, and/or heat sink-systems which can respectively irrigate the plants or help to store energy from the sun and redistribute it at night (when the greenhouse starts to cool down).

According to proponents, Appropriate Technologies can greatly reduce the labor required to prepare food, compared to traditional methods, while being much simpler and cheaper than the processing used in Western countries. This reflects E.F. Schumacher's concept of "intermediate technology," i.e., technology which is significantly more effective and expensive than traditional methods, but still an order of magnitude (10 times) cheaper than developed world technology. Key examples are:

  • the Malian peanut sheller
  • the fonio husking machine
  • the screenless hammer mill
  • the ISF corn mill
  • the ISF rice huller
  • all other types of electrical or hand-operated kitchen equipment (grinders, cutters, etc.) Special multifunctional kitchen robots that are able to perform several functions (e.g., grinding, cutting, and even vacuum cleaning and polishing) are able to reduce costs even more. An example of these devices was the (now discontinued) Piccolo household appliance from Hammelmann Werke (previously based in Bad Kissingen). It was equipped with a flexible axis, allowing a variety of aids to be screwed on.
In Ghana, Zouzugu villagers use solar cookers for preparing their meals
  • Solar cookers are appropriate to some settings, depending on climate and cooking style. They are emission-less and very low-cost. Hybrid variants also exist that incorporate a second heating source such as electrical heating or wood-based.
  • Hot plates are 100% electrical, fairly low cost (around €20) and are mobile. They do however require an electrical system to be present in the area of operation.
  • Rocket stoves and certain other woodstoves (e.g., Philips Woodstove) improve fuel efficiency, and reduce harmful indoor air pollution. The stoves however still make use of wood. However, briquette makers can now turn organic waste into fuel, saving money and/or collection time, and preserving forests.
  • Solar, special Einstein refrigerators and thermal mass refrigerators reduce the amount of electricity required. Also, solar and special Einstein refrigerators do not use haloalkanes (which play a key role in ozone depletion), but use heat pumps or mirrors instead. Solar refrigerators have been built for developing nations by Sopology.
  • The pot-in-pot refrigerator is an African invention which keeps things cool without electricity. It provides a way to keep food and produce fresh for much longer than would otherwise be possible. This can be a great benefit to the families who use the device. For example, it is claimed that girls who had to regularly sell fresh produce in the market can now go to school instead, as there is less urgency to sell the produce before it loses freshness.

Information and communication technologies

Netbooks such as the Asus Eee PC accommodate low-cost information sharing and communication
  • The OLPC XO, Simputer, Asus Eee PC, and other low-cost computers are computers aimed at developing countries. Besides the low price, other characteristics include resistance to dust, reliability and use of the target language.
  • Eldis OnDisc and The Appropriate Technology Library are projects that use CDs and DVDs to give access to development information in areas without reliable and affordable internet access.
  • The wind-up radio and the computer and communication system planned by the Jhai Foundation are independent from power supply.
  • There is also GrameenPhone, which fused mobile telephony with Grameen Bank's microfinance program to give Bangladeshi villagers access to communication.
  • Mobile telephony is appropriate technology for many developing countries, as it greatly reduces the infrastructure required to achieve widespread coverage. However, mobile phone network may not always be available (it depends on the location) and may not always provide both voice and data services.
  • Loband, a website developed by Aptivate, strips all the photographic and other bandwidth-intensive content from webpages and renders them as simple text, while otherwise allowing one to browse them normally. The site greatly increases the speed of browsing, and is appropriate for use on low bandwidth connections as generally available in much of the developing world.
  • An increasing number of activists provide free or very inexpensive web and email services using cooperative computer networks that run wireless ad hoc networks. Network service is provided by a cooperative of neighbors, each operating a router as a household appliance. These minimize wired infrastructure, and its costs and vulnerabilities. Private Internet protocol networks set up in this way can operate without the use of a commercial provider.
  • Rural electrical grids can be wired with "optical phase cable", in which one or more of the steel armor wires are replaced with steel tubes containing fiber optics.
  • Satellite Internet access can provide high speed connectivity to remote locations, however these are significantly more expensive than wire-based or terrestrial wireless systems. Wimax and forms of packet radio can also be used. Depending on the speed and latency of these networks they may be capable of relaying VoIP traffic, negating the need for separate telephony services. Finally, the Internet Radio Linking Project provides potential for blending older (cheap) local radio broadcasting with the increased range of the internet.
  • Satellite-based telephone systems can also be used, as either fixed installations or portable handsets and can be integrated into a PABX or local IP-based network.

Finance

Through financial systems envisioned especially for the very poor/developed world, many companies have been able to get started with only limited capital. Often banks lend the money to people wishing to start a business (such as with microfinance). In other systems, people for a Rotating Savings and Credit Association or ROSCA to purchase costly material together (such as Tontines and Susu accounts). Organisations, communities, cities or individuals can provide loans to other communities/cities (such as with the approach followed by Kiva, World Vision Microloans, MicroPlace and LETS). Finally, in certain communities (usually isolated communities such as small islands or oases) everything of value is shared. This is called gift economy.

Determining a sustainable approach

Features such as low cost, low usage of fossil fuels and use of locally available resources can give some advantages in terms of sustainability. For that reason, these technologies are sometimes used and promoted by advocates of sustainability and alternative technology.

Besides using natural, locally available resources (e.g., wood or adobe), waste materials imported from cities using conventional (and inefficient) waste management may be gathered and re-used to build a sustainable living environment. Use of these cities' waste material allows the gathering of a huge amount of building material at a low cost. When obtained, the materials may be recycled over and over in the own city/community, using the cradle to cradle design method. Locations where waste can be found include landfills, junkyards, on water surfaces and anywhere around towns or near highways. Organic waste that can be reused to fertilise plants can be found in sewages. Also, town districts and other places (e.g., cemeteries) that are subject of undergoing renovation or removal can be used for gathering materials as stone, concrete, or potassium.

Wednesday, March 17, 2021

Circular economy

From Wikipedia, the free encyclopedia
 
An illustration of the circular economy concept
 
Linear versus circular economy

A circular economy (also referred to as "circularity") is an economic system aimed at eliminating waste and the continual use of resources. Circular systems employ reuse, sharing, repair, refurbishment, remanufacturing and recycling to create a closed-loop system, minimising the use of resource inputs and the creation of waste, pollution and carbon emissions. The circular economy aims to keep products, equipment and infrastructure in use for longer, thus improving the productivity of these resources. Waste materials and energy should become input for other processes: either a component or recovered resource for another industrial process or as regenerative resources for nature (e.g., compost). This regenerative approach is in contrast to the traditional linear economy, which has a "take, make, dispose" model of production.

Sustainability

Intuitively, the circular economy would appear to be more sustainable than the current linear economic system. Reducing the resources used, and the waste and leakage created, conserves resources and helps to reduce environmental pollution. However, it is argued by some that these assumptions are simplistic; that they disregard the complexity of existing systems and their potential trade-offs. For example, the social dimension of sustainability seems to be only marginally addressed in many publications on the circular economy. There are cases that might require different or additional strategies, like purchasing new, more energy-efficient equipment. By reviewing the literature, a team of researchers from Cambridge and TU Delft could show that there are at least eight different relationship types between sustainability and the circular economy. In addition, it is important to underline the innovation aspect in the heart of sustained development based on circular economy components.

Scope

The circular economy can cover a broad scope. Researchers have focused on different areas such as industrial applications with both product-oriented, natural resources and services, practice and policies to better understand the limitations that the CE currently faces, strategic management for details of the circular economy and different outcomes such as potential re-use applications and waste management.

The circular economy includes products, infrastructure, equipment and services, and applies to every industry sector. It includes 'technical' resources (metals, minerals, fossil resources) and 'biological' resources (food, fibres, timber, etc.). Most schools of thought advocate a shift from fossil fuels to the use of renewable energy, and emphasize the role of diversity as a characteristic of resilient and sustainable systems. The circular economy includes discussion of the role of money and finance as part of the wider debate, and some of its pioneers have called for a revamp of economic performance measurement tools. One study points out how modularisation could become a cornerstone to enable circular economy and enhance the sustainability of energy infrastructure. One example of a circular economy model is the implementation of renting models in traditional ownership areas (e.g. electronics, clothes, furniture, transportation). Through renting the same product to several clients, manufacturers can increase revenues per unit, thus decreasing the need to produce more to increase revenues. Recycling initiatives are often described as a circular economy and are likely to be the most widespread models.

Background

As early as 1966 Kenneth Boulding raised awareness of an "open economy" with unlimited input resources and output sinks, in contrast with a "closed economy", in which resources and sinks are tied and remain as long as possible a part of the economy. Boulding's essay "The Economics of the Coming Spaceship Earth" is often cited as the first expression of the "circular economy", although Boulding does not use that phrase.

The circular economy is grounded in the study of feedback-rich (non-linear) systems, particularly living systems. The contemporary understanding of the Circular Economy and its practical applications to economic systems evolved incorporating different features and contributions from a variety of concepts sharing the idea of closed loops. Some of the relevant theoretical influences are cradle to cradle, laws of ecology (e.g., Barry Commoner § The Closing Circle), looped and performance economy (Walter R. Stahel), regenerative design, industrial ecology, biomimicry and blue economy (see section "Related concepts").

The circular economy was further modelled by British environmental economists David W. Pearce and R. Kerry Turner in 1989. In Economics of Natural Resources and the Environment, they pointed out that a traditional open-ended economy was developed with no built-in tendency to recycle, which was reflected by treating the environment as a waste reservoir.

In the early 1990s, Tim Jackson began to create the scientific basis for this new approach to industrial production in his edited collection Clean Production Strategies, including chapters from pre-eminent writers in the field, such as Walter R Stahel, Bill Rees and Robert Constanza. At the time still called 'preventive environmental management', his follow-on book Material Concerns: Pollution, Profit and Quality of Life synthesised these findings into a manifesto for change, moving industrial production away from an extractive linear system towards a more circular economy.

Emergence of the idea

In their 1976 research report to the European Commission, "The Potential for Substituting Manpower for Energy", Walter Stahel and Genevieve Reday sketched the vision of an economy in loops (or circular economy) and its impact on job creation, economic competitiveness, resource savings and waste prevention. The report was published in 1982 as the book Jobs for Tomorrow: The Potential for Substituting Manpower for Energy.

In 1982, Walter Stahel was awarded third prize in the Mitchell Prize competition on sustainable business models with a paper The Product-Life Factor. First prize went to the then US Secretary of Agriculture, second prize to Amory and Hunter Lovins, fourth prize to Peter Senge.

Considered as one of the first pragmatic and credible sustainability think tanks, the main goals of Stahel's institute are to extend the working life of products, to make goods last longer, to re-use existing goods and ultimately to prevent waste. This model emphasizes the importance of selling services rather than products, an idea referred to as the "functional service economy" and sometimes put under the wider notion of "performance economy". This model also advocates "more localization of economic activity".

Promoting a circular economy was identified as national policy in China's 11th five-year plan starting in 2006. The Ellen MacArthur Foundation has more recently outlined the economic opportunity of a circular economy, bringing together complementary schools of thought in an attempt to create a coherent framework, thus giving the concept a wide exposure and appeal.

Most frequently described as a framework for thinking, its supporters claim it is a coherent model that has value as part of a response to the end of the era of cheap oil and materials, moreover contributing to the transition for a low carbon economy. In line with this, a circular economy can contribute to meeting the COP 21 Paris Agreement. The emissions reduction commitments made by 195 countries at the COP 21 Paris Agreement, are not sufficient to limit global warming to 1.5 °C. To reach the 1.5 °C ambition it is estimated that additional emissions reductions of 15 billion tonnes CO2 per year need to be achieved by 2030. Circle Economy and Ecofys estimated that circular economy strategies may deliver emissions reductions that could basically bridge the gap by half.

Moving away from the linear model

Linear "take, make, dispose" industrial processes, and the lifestyles dependent on them, use up finite reserves to create products with a finite lifespan, which end up in landfills or in incinerators. The circular approach, by contrast, takes insights from living systems. It considers that our systems should work like organisms, processing nutrients that can be fed back into the cycle — whether biological or technical — hence the "closed loop" or "regenerative" terms usually associated with it. The generic circular economy label can be applied to or claimed by several different schools of thought, but all of them gravitate around the same basic principles.

One prominent thinker on the topic is Walter R. Stahel, an architect, economist, and a founding father of industrial sustainability. Credited with having coined the expression "Cradle to Cradle" (in contrast with "Cradle to Grave", illustrating our "Resource to Waste" way of functioning), in the late 1970s, Stahel worked on developing a "closed loop" approach to production processes, co-founding the Product-Life Institute in Geneva. In the UK, Steve D. Parker researched waste as a resource in the UK agricultural sector in 1982, developing novel closed-loop production systems. These systems mimicked and worked with the biological ecosystems they exploited.

Cradle to Cradle

Circular economy often refers to quantities of recycled materials or reduced waste, however Cradle to Cradle Design focuses on quality of products including safety for humans and environmental health. Popularized by the book Cradle to Cradle: Remaking The Way We Make Things, Cradle to Cradle Design has been widely implemented by architect William McDonough, who was introduced as the “father of the circular economy” while receiving the 2017 Fortune Award for Circular Economy Leadership in Davos during the World Economic Forum.

Towards the circular economy

In 2013, a report was released entitled Towards the Circular Economy: Economic and Business Rationale for an Accelerated Transition. The report, commissioned by the Ellen MacArthur Foundation and developed by McKinsey & Company, was the first of its kind to consider the economic and business opportunity for the transition to a restorative, circular model. Using product case studies and economy-wide analysis, the report details the potential for significant benefits across the EU. It argues that a subset of the EU manufacturing sector could realize net materials cost savings worth up to $630 billion annually towards 2025—stimulating economic activity in the areas of product development, remanufacturing and refurbishment. Towards the Circular Economy also identified the key building blocks in making the transition to a circular economy, namely in skills in circular design and production, new business models, skills in building cascades and reverse cycles, and cross-cycle/cross-sector collaboration.

Another report by WRAP and the Green Alliance (called "Employment and the circular economy: job creation in a more resource efficient Britain"), done in 2015 has examined different public policy scenarios to 2030. It estimates that, with no policy change, 200,000 new jobs will be created, reducing unemployment by 54,000. A more aggressive policy scenario could create 500,000 new jobs and permanently reduce unemployment by 102,000.

On the other hand, implementing a circular economy in the United States has been presented by Ranta et al. who analyzed the institutional drivers and barriers for the circular economy in different regions worldwide, by following the framework developed by Scott R. In the article, different worldwide environment-friendly institutions were selected, and two types of manufacturing processes were chosen for the analysis (1) a product-oriented, and (2) a waste management. Specifically, in the U.S., the product-oriented company case in the study was Dell, a US manufacturing company for computer technology, which was the first company to offer free recycling to customers and to launch to the market a computer made from recycling materials from a verified third-party source. Moreover, the waste management case that includes many stages such as collection, disposal, recycling in study was Republic Services, the second-largest waste management company in the US. The approach to measuring the drivers and barriers was to first identify indicators for their cases in study and then to categorize these indicators into drivers when the indicator was in favor of the circular economy model or a barrier when it was not.

Circular business models

Circular business models

While the initial focus of academic, industry, and policy activities was mainly focused on the development of re-X (recycling, remanufacturing, reuse, etc.) technology, it soon became clear that the technological capabilities increasingly exceed their implementation. To leverage this technology for the transition towards a circular economy, various stakeholders have to work together. This shifted attention towards business-model innovation as a key leverage for 'circular' technology adaption. Rheaply, a platform that aims to scale reuse within and between organizations, is an example of a technology that focuses on asset management & disposition to support organizations transitioning to circular business models.

Circular business models can be defined as business models that are closing, narrowing, slowing, intensifying and dematerializing loops, to minimize the resource inputs into and the waste and emission leakage out of the organizational system. This comprises recycling measures (closing), efficiency improvements (narrowing), use phase extensions (slowing), a more intense use phase (intensifying), and the substitution of products by service and software solutions (dematerializing). These strategies can be achieved through the purposeful design of material recovery processes and related circular supply chains. As illustrated in the Figure, these five approaches to resource loops can also be seen as generic strategies or archetypes of circular business model innovation.

Circular business models, as the economic model more broadly, can have different emphases and various objectives, for example: extend the life of materials and products, where possible over multiple 'use cycles'; use a 'waste = food' approach to help recover materials, and ensure those biological materials returned to earth are benign, not toxic; retain the embedded energy, water and other process inputs in the product and the material for as long as possible; Use systems-thinking approaches in designing solutions; regenerate or at least conserve nature and living systems; push for policies, taxes and market mechanisms that encourage product stewardship, for example 'polluter pays' regulations.

Digital circular economy

Smart circular economy framework 

Building on circular business model innovation, digitalization and digital technologies (e.g., Internet of Things, Big Data, Artificial Intelligence, Blockchain) are seen as a key enabler for upscaling the circular economy. Also referred to as the data economy, the central role of digital technologies for accelerating the circular economy transition is emphasized within the Circular Economy Action Plan of the European Green deal. The smart circular economy framework illustrates this by establishing a link between digital technologies and sustainable resource management. This allows assessment of different digital circular economy strategies with their associated level of maturity, providing guidance on how to leverage data and analytics to maximize circularity (i.e., optimizing functionality and resource intensity). Supporting this, a Strategic Research and Innovation Agenda for circular economy has been recently published in the framework of the Horizon 2020 project CICERONE that puts digital technologies at the core of many key innovation fields (waste management, industrial symbiosis, products traceability).

Platform for Accelerating the Circular Economy (PACE)

In 2018, the World Economic Forum, World Resources Institute, Philips, Ellen MacArthur Foundation, United Nations Environment Programme, and over 40 other partners launched the Platform for Accelerating the Circular Economy (PACE). PACE follows on the legacy of WEF's CEO-led initiative, Project MainStream, which sought to scale up circular economy innovations. PACE's original intent has three focal areas: (1) developing models of blended finance for circular economy projects, especially in developing and emerging economies; (2) creating policy frameworks to address specific barriers to advancing the circular economy; and (3) promoting public–private partnership for these purposes.

In 2020, PACE released a report with partner Circle Economy claiming that the world is 8.6% circular, claiming all countries are "developing countries" given the unsustainable levels of consumption in countries with higher levels of human development.

PACE is a coalition of CEOs and Ministers—including the leaders of global corporations like IKEA, Coca-Cola, Alphabet Inc., and DSM (company), governmental partners and development institutions from Denmark, The Netherlands, Finland, Rwanda, UAE, China, and beyond. Initiatives currently managed under PACE include the Capital Equipment Coalition with Philips and numerous other partners and the Global Battery Alliance with over 70 partners. In January 2019, PACE released a report entitled "A New Circular Vision for Electronics: Time for a Global Reboot" (in support of the United Nations E-waste Coalition.

The coalition is hosted by a Secretariat headed by David B. McGinty, former leader of the Human Development Innovation Fund and Palladium International, and Board Member of BoardSource. Board Members include Inger Andersen, Frans van Houten, Ellen MacArthur, Lisa P. Jackson, and Stientje van Veldhoven.

Circular economy standard BS 8001:2017

To provide authoritative guidance to organizations implementing circular economy (CE) strategies, in 2017, the British Standards Institution (BSI) developed and launched the first circular economy standard "BS 8001:2017 Framework for implementing the principles of the circular economy in organizations". The circular economy standard BS 8001:2017 tries to align the far-reaching ambitions of the CE with established business routines at the organizational level. It contains a comprehensive list of CE terms and definitions, describes the core CE principles, and presents a flexible management framework for implementing CE strategies in organizations. Little concrete guidance on circular economy monitoring and assessment is given, however, as there is no consensus yet on a set of central circular economy performance indicators applicable to organizations and individual products.

Development of ISO/TC 323 circular economy standard

In 2018, the International Organization for Standardization (ISO) established a technical committee, TC 323, in the field of circular economy to develop frameworks, guidance, supporting tools, and requirements for the implementation of activities of all involved organizations, to maximize the contribution to Sustainable Development. Four new ISO standards are under development and in the direct responsibility of the committee (consisting of 70 participating members and 11 observing members).

Critiques of circular economy models

There is some criticism of the idea of the circular economy. As Corvellec (2015) put it, the circular economy privileges continued economic growth with soft "anti-programs", and the circular economy is far from the most radical "anti-program". Corvellec (2019) raised the issue of multi-species and stresses "impossibility for waste producers to dissociate themselves from their waste and emphasizes the contingent, multiple, and transient value of waste". "Scatolic engagement draws on Reno's analogy of waste as scats and of scats as signs for enabling interspecies communication. This analogy stresses the impossibility for waste producers to dissociate themselves from their waste and emphasizes the contingent, multiple, and transient value of waste".

A key tenet of a scatolic approach to waste is to consider waste as unavoidable and worthy of interest. Whereas total quality sees in waste a sign of failure, a scatolic understanding sees a sign of life. Likewise, whereas the Circular Economy analogy of a circle evokes endless perfection, the analogy of scats evokes disorienting messiness. A scatolic approach features waste as a lively matter open for interpretation, within organizations as well as across organizational species.

Corvellec and Stål (2019) are mildly critical of apparel manufacturing circular economy take-back systems as ways to anticipate and head off more severe waste reduction programs:

Apparel retailers exploit that the circular economy is evocative but still sufficiently vague to create any concrete policies (Lüdeke‐Freund, Gold, & Bocken, 2019) that might hinder their freedom of action (Corvellec & Stål, 2017). Their business-centered qualification of take-back systems amounts to an engagement in "market action (...) as leverage to push policymakers to create or repeal particular rules," as Funk and Hirschman (2017:33) put it.

Research by Zink and Geyer (2017: 593) questioned the circular economy's engineering-centric assumptions: "However, proponents of the circular economy have tended to look at the world purely as an engineering system and have overlooked the economic part of the circular economy. Recent research has started to question the core of the circular economy—namely, whether closing material and product loops do, in fact, prevent primary production."

There are other critiques of the circular economy (CE). For example, Allwood (2014) discussed the limits of CE 'material circularity', and questioned the desirability of the CE in a reality with growing demand. Do CE secondary production activities (reuse, repair, & remake) actually reduce, or instead displace, primary production (natural resource extraction)? The problem CE overlooks, its untold story, is how displacement is governed mainly by market forces, according to McMillan et al. (2012). It's the tired old narrative, that the invisible hand of market forces will conspire to create full displacement of virgin material of the same kind, said Zink & Geyer (2017). Korhonen, Nuur, Feldmann, and Birkie (2018) argued that "the basic assumptions concerning the values, societal structures, cultures, underlying world-views and the paradigmatic potential of CE remain largely unexplored".

It is also often pointed out that there are fundamental limits to the concept, which are based, among other things, on the laws of thermodynamics. According to the second law of thermodynamics, all spontaneous processes are irreversible and associated with an increase in entropy. It follows that in a real implementation of the concept, one would either have to deviate from the perfect reversibility in order to generate an entropy increase by generating waste, which would ultimately amount to still having parts of the economy which follow a linear scheme, or enormous amounts of energy would be required (from which a significant part would be dissipated in order to for the total entropy to increase). In its comment to concept of the circular economy the European Academies' Science Advisory Council (EASAC) came to a similar conclusion:

Recovery and recycling of materials that have been dispersed through pollution, waste and end-of-life product disposal require energy and resources, which increase in a nonlinear manner as the percentage of recycled material rises (owing to the second law of thermodynamics: entropy causing dispersion). Recovery can never be 100% (Faber et al., 1987). The level of recycling that is appropriate may differ between materials.

Industries adopting a circular economy

Textile industry

A circular economy within the textiles industry refers to the practice of clothes and fibers continually being recycled, to re-enter the economy as much as possible rather than ending up as waste.

A circular textiles economy is in response to the current linear model of the fashion industry, "in which raw materials are extracted, manufactured into commercial goods and then bought, used and eventually discarded by consumers" (Business of Fashion, 2017). 'Fast fashion 'companies have fueled the high rates of consumption which further magnify the issues of a linear system. "The take-make-dispose model not only leads to an economic value loss of over $500 billion per year but also has numerous negative environmental and societal impacts" (Business of Fashion, 2018). Such environmental effects include tons of clothing ending up in landfills and incineration, while the societal effects put human rights at risk. A documentary about the world of fashion, The True Cost (2015), explained that in fast fashion, "wages, unsafe conditions, and factory disasters are all excused because of the needed jobs they create for people with no alternatives." This shows that fast fashion is harming the planet in more ways than one by running on a linear system.

It is argued that by following a circular economy, the textile industry can be transformed into a sustainable business. A 2017 report, "A New Textiles Economy", stated the four key ambitions needed to establish a circular economy: "phasing out substances of concern and microfiber release; transforming the way clothes are designed, sold and used to break free from their increasingly disposable nature; radically improving recycling by transforming clothing design, collection, and reprocessing; and making effective use of resources and moving to renewable input." While it may sound like a simple task, only a handful of designers in the fashion industry have taken charge, including Patagonia, Eileen Fisher, and Stella McCartney. An example of a circular economy within a fashion brand is Eileen Fisher's Tiny Factory, in which customers are encouraged to bring their worn clothing to be manufactured and resold. In a 2018 interview, Fisher explained, "A big part of the problem with fashion is overconsumption. We need to make less and sell less ... you get to use your creativity but you also get to sell more but not create more stuff."

Circular initiatives, such as clothing rental startups, are also getting more and more highlight in the EU and in the US as well. Operating with circular business model, rental services offer everyday fashion, baby wear, maternity wear for rent. The companies either offer flexible pricing in a 'pay as you rent' model like Palanta does, or offer fixed monthly subscriptions such as Rent The Runway or Le Tote.

Another circular initiative is offering a take-back program. A company located in Colorado Circular Threads repurposes post-consumer waste materials such as old denim jeans, retired climbing rope, and discarded sails into new products, rather than letting them go to a landfill. Their take back program allows the consumer to return any product at any time so that it can be recycled again.

Both China and Europe have taken the lead in pushing a circular economy. The Journal of Industrial Ecology (2017) stated that the "Chinese perspective on the circular economy is broad, incorporating pollution and other issues alongside waste and resource concerns, [while] Europe's conception of the circular economy has a narrower environmental scope, focusing on waste and resources and opportunities for business".

Construction industry

The construction sector is one of the world's largest waste generators. The circular economy appears as a helpful solution to diminish the environmental impact of the industry.

Construction is very important to the economy of the European Union and its state members. It provides 18 million direct jobs and contributes to about 9% of the EU's GDP. The main causes of the construction's environmental impact are found in the consumption of non-renewable resources and the generation of contaminant residues, both of which are increasing at an accelerating pace.

Decision making about the circular economy can be performed on the operational (connected with particular parts of the production process), tactical (connected with whole processes) and strategic (connected with the whole organization) levels. It may concern both construction companies as well as construction projects (where a construction company is one of the stakeholders).

End-of-life buildings can be deconstructed, hereby creating new construction elements that can be used for creating new buildings and freeing up space for new development.

Modular construction systems can be useful to create new buildings in the future, and have the advantage of allowing easier deconstruction and reuse of the components afterwards (end-of-life buildings).

Another example that fits the idea of circular economy in the construction sector on the operational level, there can be pointed walnut husks, that belong to hard, light and natural abrasives used for example in cleaning brick surfaces. Abrasive grains are produced from crushed, cleaned and selected walnut shells. They are classified as reusable abrasives. A first attempt to measure the success of circular economy implementation was done in a construction company. The circular economy can contribute to creating new posts and economic growth. According to Gorecki, one of such posts may be the Circular economy manager employed for construction projects.

Automotive industry

The circular economy is beginning to catch on inside the automotive industry. There are also incentives for carmakers to do so as a 2016 report by Accenture stated that the circular economy could redefine competitiveness in the automotive sector in terms of price, quality, and convenience and could double revenue by 2030 and lower the cost base by up to fourteen percent. So far, it has typically translated itself into using parts made from recycled materials, remanufacturing of car parts and looking at the design of new cars. With the vehicle recycling industry (in the EU) only being able to recycle just 75% of the vehicle, meaning 25% isn't recycled and may even end up in landfills, there is much to improve here. In the electric vehicle industry, disassembly robots are used to help disassemble the vehicle. In the EU's ETN-Demeter project (European Training Network for the Design and Recycling of Rare-Earth Permanent Magnet Motors and Generators in Hybrid and Full Electric Vehicles) they are looking at the sustainable design issue. They are for example making designs of electric motors of which the magnets can be easily removed for recycling the rare earth metals.

Some car manufacturers such as Volvo are also looking at alternative ownership models (leasing from the automotive company; "Care by Volvo").

Logistics industry

The logistics industry plays an important role in the Dutch economy because the Netherlands is located in a specific area where the transit of commodities takes place on a daily basis. The Netherlands is an example of a country from the EU that has increasingly moved towards incorporating a circular economy given the vulnerability of the Dutch economy (as well as other EU countries) to be highly dependable on raw materials imports from countries such as China, which makes the country susceptible to the unpredictable importation costs for such primary goods.

Research related to the Dutch industry shows that 25% of the Dutch companies are knowledgeable and interested in a circular economy; furthermore, this number increases to 57% for companies with more than 500 employees. Some of the areas are chemical industries, wholesale trade, industry and agriculture, forestry and fisheries because they see a potential reduction of costs when reusing, recycling and reducing raw materials imports. In addition, logistic companies can enable a connection to a circular economy by providing customers incentives to reduce costs through shipment and route optimization, as well as, offering services such as prepaid shipping labels, smart packaging, and take-back options. The shift from linear flows of packaging to circular flows as encouraged by the circular economy is critical for the sustainable performance and reputation of the packaging industry. The government-wide program for a circular economy is aimed at developing a circular economy in the Netherlands by 2050.

Several statistics have indicated that there will be an increase in freight transport worldwide, which will affect the environmental impacts of the global warming potential causing a challenge to the logistics industry, however, the Dutch council for the Environment and Infrastructure (Dutch acronym: Rli) provided a new framework in which it suggests that the logistics industry can provide other ways to add value to the different activities in the Dutch economy, such as, an exchange of resources (either waste or water flows) for production from the different industries, in addition, to change the transit port concept to a transit hub. Moreover, the Rli studied the role of the logistics industry for three sectors, agriculture and food, chemical industries and high tech industries.

Agriculture

The Netherlands, aiming to have a completely circular economy by 2050, has also foreseen a shift to circular agriculture (kringlooplandbouw) as part of this plan. This shift foresees having a "sustainable and strong agriculture" by as early as 2030. Changes in the Dutch laws and regulations will be introduced. Some key points in this plant include:

  • closing the fodder-manure cycle
  • reusing as much waste streams as possible (a team Reststromen will be appointed)
  • reducing the use of artificial fertilizers in favor of natural manure
  • providing the chance for farms within experimentation areas to deviate from law and regulations
  • implementing uniform methods to measure the soil quality
  • providing the opportunity to agricultural entrepreneurs to sign an agreement with the Staatsbosbeheer ("State forest management") to have it use the lands they lease for natuurinclusieve landbouw ("nature-inclusive management")
  • providing initiatives to increase the earnings of farmers

Furniture industry

When it comes to the furniture industry, most of the products are passive durable products, and accordingly implementing strategies and business models that extend the lifetime of the products (like repairing and remanufacturing) would usually have lower environmental impacts and lower costs. Companies such as GGMS are supporting a circular approach to furniture by refurbishing and reupholstering items for reuse.

The EU has seen a huge potential for implementing a circular economy in the furniture sector. Currently, out of 10,000,000 tonnes of annually discarded furniture in the EU, most of it ends up in landfills or is incinerated. There is a potential increase of €4.9 billion in Gross Value Added by switching to a circular model by 2030, and 163,300 jobs could be created.

A study about the status of Danish furniture companies' efforts on a circular economy states that 44% of the companies included maintenance in their business models, 22% had take-back schemes, and 56% designed furniture for recycling. The authors of the study concluded that although a circular furniture economy in Denmark is gaining momentum, furniture companies lack knowledge on how to effectively transition, and the need to change the business model could be another barrier.

Another report in the UK saw a huge potential for reuse and recycling in the furniture sector. The study concluded that around 42% of the bulk waste sent to landfills annually (1.6 million tonnes) is furniture. They also found that 80% of the raw material in the production phase is waste.

Oil and gas industry

The uptake to reuse within the oil and gas industry is very poor, the opportunity to reuse is never more evident, or possible, as when the equipment is being decommissioned. Hundreds of thousands of tons of waste are being brought back onshore to be recycled. Unfortunately, what this equates to; is equipment, which is perfectly suitable for continued use, being disposed of.

In the next 30–40 years, the oil and gas sector will have to decommission 600 installations in the UK alone. Over the next decade around 840,000 tonnes of materials will have to be recovered at an estimated cost of £25Bn. In 2017 North Sea oil and gas decommissioning became a net drain on the public purse. With UK taxpayers covering 50%–70% of the bill, there is an urgent need to discuss the most economic, social and environmentally beneficial decommissioning solutions for the general public.

Organizations such as Zero Waste Scotland have conducted studies to identify areas with reuse potential, allowing equipment to continue life in other industries, or be redeployed for oil and gas.

Strategic management and the circular economy

The CE does not aim at changing the profit maximization paradigm of businesses. Rather, it suggests an alternative way of thinking how to attain a sustained competitive advantage (SCA), while concurrently addressing the environmental and socio-economic concerns of the 21st century. Indeed, stepping away from linear forms of production most often leads to the development of new core competencies along the value chain and ultimately superior performance that cuts costs, improves efficiency, meets advanced government regulations and the expectations of green consumers. But despite the multiple examples of companies successfully embracing circular solutions across industries, and notwithstanding the wealth of opportunities that exist when a firm has clarity over what circular actions fit its unique profile and goals, CE decision-making remains a highly complex exercise with no one-size-fits-all solution. The intricacy and fuzziness of the topic is still felt by most companies (especially SMEs), which perceive circular strategies as something not applicable to them or too costly and risky to implement. This concern is today confirmed by the results of ongoing monitoring studies like the Circular Readiness Assessment.

Strategic management is the field of management that comes to the rescue allowing companies to carefully evaluate CE-inspired ideas, but also to take a firm apart and investigate if/how/where seeds of circularity can be found or implanted. The book Strategic Management and the Circular Economy defined for the first time a CE strategic decision-making process, covering the phases of analysis, formulation, and planning. Each phase is supported by frameworks and concepts popular in management consulting – like idea tree, value chain, VRIE, Porter's five forces, PEST, SWOT, strategic clock, or the internationalization matrix – all adapted through a CE lens, hence revealing new sets of questions and considerations. Although yet to be verified, it is argued that all standard tools for strategic management can and should be calibrated and applied to a CE. A specific argument has already been made for the strategy direction matrix of product vs market and the 3 × 3 GE-McKinsey matrix to assess business strength vs industry attractiveness, the BCG matrix of market share vs industry growth rate, and Kraljic's portfolio matrix.

Circular Carbon Economy

During the 2019 COP25 in Madrid, William McDonough and marine ecologist Carlos Duarte presented the Circular Carbon Economy at an event with the BBVA Foundation. The Circular Carbon Economy is based on McDonough’s ideas from Carbon Is Not The Enemy[1] and aims to serve as the framework for developing and organizing effective systems for carbon management. McDonough used the Circular Carbon Economy to frame discussions at the G20 workshops in March 2020 before the framework’s formal acceptance by the G20 Leaders in November 2020.

Impact in Europe

On 17 December 2012, the European Commission published a document entitled "Manifesto for a Resource Efficient Europe". This manifesto clearly stated that "In a world with growing pressures on resources and the environment, the EU has no choice but to go for the transition to a resource-efficient and ultimately regenerative circular economy."[106] Furthermore, the document highlighted the importance of "a systemic change in the use and recovery of resources in the economy" in ensuring future jobs and competitiveness, and outlined potential pathways to a circular economy, in innovation and investment, regulation, tackling harmful subsidies, increasing opportunities for new business models, and setting clear targets.

The European environmental research and innovation policy aims at supporting the transition to a circular economy in Europe, defining and driving the implementation of a transformative agenda to green the economy and the society as a whole, to achieve a truly sustainable development. Research and innovation in Europe are financially supported by the program Horizon 2020, which is also open to participation worldwide. Circular economy is found to play an important role to economic growth of European Countries, highlighting the crucial role of sustainability, innovation, and investment in no-waste initiatives to promote wealth.

The European Union plans for a circular economy are spearheaded by its 2018 Circular Economy Package. Historically, the policy debate in Brussels mainly focused on waste management which is the second half of the cycle, and very little is said about the first half: eco-design. To draw the attention of policymakers and other stakeholders to this loophole, the Ecothis, an EU campaign was launched raising awareness about the economic and environmental consequences of not including eco-design as part of the circular economy package.

In 2020, the European Union released its Circular Economy Action Plan.

Related concepts

The various approaches to 'circular' business and economic models share several common principles with other conceptual frameworks:

Biomimicry

Janine Benyus, author of "Biomimicry: Innovation Inspired by Nature", defined Biomimicry as "a new discipline that studies nature's best ideas and then imitates these designs and processes to solve human problems. Studying a leaf to invent a better solar cell is an example. I think of it as 'innovation' inspired by nature".

Blue economy

Initiated by former Ecover CEO and Belgian entrepreneur Gunter Pauli, derived from the study of natural biological production processes the official manifesto states, "using the resources available...the waste of one product becomes the input to create a new cash flow".

Cradle to cradle

Created by Walter R. Stahel and similar theorists, in which industry adopts the reuse and service-life extension of goods as a strategy of waste prevention, regional job creation, and resource efficiency in order to decouple wealth from resource consumption.

Industrial ecology

Industrial Ecology is the study of material and energy flows through industrial systems. Focusing on connections between operators within the "industrial ecosystem", this approach aims at creating closed-loop processes in which waste is seen as input, thus eliminating the notion of undesirable by-product.

Resource recovery

Resource recovery is using wastes as an input material to create valuable products as new outputs. The aim is to reduce the amount of waste generated, therefore reducing the need for landfill space and also extracting maximum value from waste.

Systems thinking

The ability to understand how things influence one another within a whole. Elements are considered as 'fitting in' their infrastructure, environment and social context.

"The Biosphere Rules"

The Biosphere Rules is a framework for implementing closed-loop production processes. They derived from nature systems and translated for industrial production systems. The five principles are Materials Parsimony, Value Cycling, Power Autonomy, Sustainable Product Platforms and Function Over Form.

Operator (computer programming)

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