Arms control is a term for international restrictions upon the development, production, stockpiling, proliferation and usage of small arms, conventional weapons, and weapons of mass destruction. Arms control is typically exercised through the use of diplomacy which seeks to impose such limitations upon consenting participants through international treaties
and agreements, although it may also comprise efforts by a nation or
group of nations to enforce limitations upon a non-consenting country.
Enactment
Arms control treaties and agreements are often seen as a way to avoid costly arms races which could prove counter-productive to national aims and future peace.
Some are used as ways to stop the spread of certain military
technologies (such as nuclear weaponry or missile technology) in return
for assurances to potential developers that they will not be victims of
those technologies. Additionally, some arms control agreements are
entered to limit the damage done by warfare, especially to civilians and
the environment, which is seen as bad for all participants regardless
of who wins a war.
While arms control treaties are seen by many peace proponents as a
key tool against war, by the participants, they are often seen as
simply ways to limit the high costs of the development and building of
weapons, and even reduce the costs associated with war itself. Arms
control can even be a way of maintaining the viability of military
action by limiting those weapons that would make war so costly and
destructive as to make it no longer a viable tool for national policy.
Enforcement
Enforcement
of arms control agreements has proven difficult over time. Most
agreements rely on the continued desire of the participants to abide by
the terms to remain effective. Usually, when a nation no longer desires
to abide by the terms, they usually will seek to either covertly
circumvent the terms or to simply end their participation in the treaty.
This was seen in Washington Naval Treaty (and the subsequent London Naval Treaty), where most participants sought to work around the limitations, some more legitimately than others.
The United States developed better technology to get better
performance from their ships while still working within the weight
limits, the United Kingdom exploited a loop-hole in the terms, the
Italians misrepresented the weight of their vessels, and when up against
the limits, Japan simply left the treaty. The nations which violated
the terms of the treaty did not suffer great consequences for their
actions. Within little more than a decade, the treaty was abandoned.
The Geneva Protocol
has lasted longer and been more successful at being respected, but
still nations have violated it at will when they have felt the need.
Enforcement has been haphazard, with measures more a matter of politics
than adherence to the terms. This meant sanctions and other measures
tended to be advocated against violators primarily by their natural
political enemies, while violations have been ignored or given only
token measures by their political allies.
More recent arms control treaties have included more stringent
terms on enforcement of violations as well as verification. This last
has been a major obstacle to effective enforcement, as violators often
attempt to covertly circumvent the terms of the agreements.
Verification is the process of determining whether or not a nation is
complying with the terms of an agreement, and involves a combination of
release of such information by participants as well as some way to allow participants to examine each other to verify that information.
This often involves as much negotiation as the limits themselves, and
in some cases questions of verification have led to the breakdown of
treaty negotiations (for example, verification was cited as a major
concern by opponents of the Comprehensive Test Ban Treaty, ultimately not ratified by the United States).
Nations may remain in a treaty while seeking to break the limits
of that treaty as opposed to simply withdrawing from it. This is for two
major reasons. To openly defy an agreement, even if one withdraws from
it, often is seen in a bad light politically and can carry diplomatic
repercussions. Additionally, if one remains in an agreement, competitors
who are also participatory may be held to the limitations of the terms,
while withdrawal releases your opponents to make the same developments
you are making, limiting the advantage of that development.
Theory of arms control
Scholars and practitioners such as John Steinbruner, Jonathan Dean or Stuart Croft worked extensively on the theoretical backing of arms control. Arms control is meant to break the security dilemma. It aims at mutual security between partners and overall stability (be it in a crisis situation, a grand strategy, or stability to put an end to an arms race). Other than stability, arms control comes with cost reduction and damage limitation. It is different from disarmament
since the maintenance of stability might allow for mutually controlled
armament and does not take a peace-without-weapons-stance. Nevertheless,
arms control is a defensive strategy in principle, since transparency, equality, and stability do not fit into an offensive strategy.
History
Pre-19th century
One of the first recorded attempts in arms control was a set of rules laid down in ancient Greece by the Amphictyonic Leagues. Rulings specified how war could be waged, and breaches of this could be punished by fines or by war.
There were few recorded attempts to control arms during the period between this and the rise of the Roman Catholic Church. In the 8th and 9th centuries AD, swords and chain mail armor manufactured in the Frankish empire were highly sought after for their quality, and Charlemagne
(r. 768-814), made their sale or export to foreigners illegal,
punishable by forfeiture of property or even death. This was an attempt
to limit the possession and use of this equipment by the Franks'
enemies, including the Moors, the Vikings and the Slavs.
The church used its position as a trans-national organization to limit the means of warfare. The 989 Peace of God
(extended in 1033) ruling protected noncombatants, agrarian and
economic facilities, and the property of the church from war. The 1027 Truce of God also tried to prevent violence between Christians. The Second Lateran Council in 1139 prohibited the use of crossbows against other Christians, although it did not prevent its use against non-Christians.
The development of firearms led to an increase in the devastation of war. The brutality of wars during this period led to efforts to formalize the rules of war, with humane treatment for prisoners of war or wounded, as well as rules to protect non-combatants and the pillaging
of their property. However, during the period until the beginning of
the 19th century few formal arms control agreements were recorded,
except theoretical proposals and those imposed on defeated armies.
One treaty which was concluded was the Strasbourg Agreement of 1675. This is the first international agreement limiting the use of chemical weapons, in this case, poison bullets. The treaty was signed between France and The Holy Roman Empire
19th century
The 1817 Rush–Bagot Treaty
between the United States and the United Kingdom was the first arms
control treaty of what can be considered the modern industrial era,
leading to the demilitarization of the Great Lakes and Lake Champlain region of North America. This was followed by the 1871 Treaty of Washington which led to total demilitarisation.
The industrial revolution led to the increasing mechanisation of
warfare, as well as rapid advances in the development of firearms; the
increased potential of devastation (which was later seen in the
battlefields of World War I) led to Tsar Nicholas II of Russia calling together the leaders of 26 nations for the First Hague Conference in 1899. The Conference led to the signing of the Hague Convention of 1899
that led to rules of declaring and conducting warfare as well as the
use of modern weaponry, and also led to the setting up of the Permanent Court of Arbitration.
1900 to 1945
A Second Hague Conference was called in 1907 leading to additions and amendments to the original 1899 agreement. A Third Hague Conference was called for 1915, but this was abandoned due to the First World War.
After the World War I, the League of Nations was set up which attempted to limit and reduce arms. However the enforcement of this policy was not effective. Various naval conferences, such as the Washington Naval Conference,
were held during the period between the First and Second World Wars to
limit the number and size of major warships of the five great naval
powers.
The 1925 Geneva Conference led to the banning of chemical weapons (as toxic gases) during war as part of the Geneva Protocol. The 1928 Kellogg-Briand Pact, whilst ineffective, attempted for "providing for the renunciation of war as an instrument of national policy".
Since 1945
After World War II, the United Nations was set up as a body to promote and to maintain international peace and security. The United States proposed the Baruch Plan
in 1946 as a way to impose stringent international control over the
nuclear fuel cycle and thereby avert a global nuclear arms race, but the
Soviet Union rejected the proposal and negotiations failed. Following
President Eisenhower's 1953 Atoms for Peace speech to the UN General Assembly, the International Atomic Energy Agency
was set up in 1957 to promote peaceful uses of nuclear technology and
apply safeguards against the diversion of nuclear material from peaceful
uses to nuclear weapons. The 1968 Nuclear Non-Proliferation Treaty
(NPT) was signed to prevent further spread of nuclear weapons
technology to countries outside the five that already possessed them:
the United States, the Soviet Union, the United Kingdom, France and China.
The Strategic Arms Limitation Talks
(SALT) between the United States and Soviet Union in the late
1960s/early 1970s led to further weapons control agreements. The SALT I
talks led to the Anti-Ballistic Missile Treaty and an Interim Strategic Arms Limitation Agreement (see SALT I), both in 1972. The SALT II talks started in 1972 leading to agreement in 1979. Due to the Soviet Union's invasion of Afghanistan the United States never ratified the treaty, but the agreement was honoured by both sides.
The Intermediate-Range Nuclear Forces Treaty was signed between the United States and Soviet Union in 1987 and ratified in 1988, leading to an agreement to destroy all missiles with ranges from 500 to 5,500 kilometers.
The 1993 Chemical Weapons Convention was signed banning the manufacture and use of chemical weapons.
The Strategic Arms Reduction Treaties were signed, as START I and START II, by the US and Soviet Union, further restricting weapons. This was further moved on by the Treaty on Strategic Offensive Reductions, which was in turn superseded by the New START Treaty.
The Comprehensive Test Ban Treaty
was signed in 1996 banning all nuclear explosions in all environments,
for military or civilian purposes, but it has not entered into force due
to the non-ratification of eight specific states.
In 1998 the United Nations founded the United Nations Office for Disarmament Affairs UNODA.
Its goal is to promote nuclear disarmament and non-proliferation and
the strengthening of the disarmament regimes in respect to other weapons
of mass destruction, chemical and biological weapons. It also promotes
disarmament efforts in the area of conventional weapons, especially
landmines and small arms, which are often the weapons of choice in
contemporary conflicts.
In addition to treaties focused primarily on stopping the
proliferation of nuclear weapons, there has been a recent movement to
regulate the sale and trading of conventional weapons. As of December
2014, the United Nations is preparing for entry into force of the Arms Trade Treaty, which has been ratified by 89 nations.
However, it is currently missing ratification by key arms producers
such as Russia and China, and while the United States has signed the
treaty it has not yet ratified it.
Some of the more important international arms control agreements follow:
- Washington Naval Treaty, 1922-1939 (as part of the naval conferences)
- Geneva Protocol on chemical and biological weapons, 1925
- Antarctic Treaty, signed 1959, entered into force 1961
- Partial Test Ban Treaty, signed and entered into force 1963
- Outer Space Treaty, signed and entered into force 1967
- Nuclear Non-Proliferation Treaty, signed 1968, entered into force 1970
- Seabed Arms Control Treaty, signed 1971, entered into force 1972
- Strategic Arms Limitation Treaty (SALT I), signed and ratified 1972, in force 1972-1977
- Anti-Ballistic Missile Treaty, signed and entered into force 1972, terminated following U.S. withdrawal 2002
- Biological Weapons Convention, signed 1972, entered into force 1975
- Threshold Test Ban Treaty, signed 1974, entered into force 1990
- SALT II signed 1979, never entered into force
- Environmental Modification Convention, signed 1977, entered into force 1978
- Convention on Certain Conventional Weapons, signed 1980, entered into force 1983
- Moon Treaty, signed 1979, entered into force 1984
- Intermediate-Range Nuclear Forces Treaty (INF Treaty), signed 1987, entered into force 1988, United States and Russia announced withdrawal 2019
- Treaty on Conventional Armed Forces in Europe, (CFE Treaty) signed 1990, entered into force 1992
- Strategic Arms Reduction Treaty I (START I), signed 1991, entered into force 1994, expired 2009
- Chemical Weapons Convention, signed 1993, entered into force 1997
- START II, signed 1993, ratified 1996 (United States) and 2000 (Russia), terminated following Russian withdrawal 2002
- Open Skies Treaty, signed 1992, entered into force 2002
- Comprehensive Nuclear-Test-Ban Treaty, signed 1996, has not entered into force.
- Ottawa Treaty on anti-personnel landmines, signed 1997, entered into force 1999
- Strategic Offensive Reductions Treaty (SORT), signed 2002, entered into force 2003, expires 2012
- International Code of Conduct against Ballistic Missile Proliferation, signed 2002
- Convention on Cluster Munitions, signed 2008, entered into force 2010
- New START Treaty, signed by Russia and the United States April 2010, entered into force February 2011
- Arms Trade Treaty, concluded 2013, entered into force 24 December 2014
Nuclear weapon-free zone treaties
- Treaty of Tlatelolco (Latin America and the Caribbean), signed 1967, entered into force 1972
- Treaty of Rarotonga (South Pacific), signed 1985, entered into force 1986
- Treaty of Bangkok (Southeast Asia), signed 1995, entered into force 1997
- Treaty of Pelindaba (Africa), signed 1996, entered into force 2009
- Treaty of Semipalatinsk (Central Asia), signed 2006, entered into force 2008
Other treaties also envision the creation of NWFZ, among other objectives. These are the following:
- Antarctic Treaty, signed 1959, entered into force 1961
- Outer Space Treaty, signed and entered into force 1967
- Seabed Arms Control Treaty, signed 1971, entered into force 1972
Treaties not entered into force
- Comprehensive Test Ban Treaty, signed 1996
Proposed treaties
- Fissile Material Cut-off Treaty
- Nuclear weapons convention
- Space Preservation Treaty
- Final document in the framework of the United Nations Conference on the Illicit Trade in Small Arms
Export control regimes
- Zangger Committee 1971-
- Nuclear Suppliers Group (NSG) 1974-
- Australia Group 1985-
- Missile Technology Control Regime (MTCR), 1987-
- Wassenaar Arrangement, 1996-
Nonbinding declarations
- Ayacucho Declaration 1974
Arms Control Organizations
The intergovernmental organizations for arms control include the following:
- International Atomic Energy Agency (IAEA)
- Organisation for the Prohibition of Chemical Weapons (OPCW)
- Organization for Security and Cooperation in Europe (OSCE) which has other functions besides arms control
- Preparatory Commission for the Comprehensive Nuclear-Test-Ban Treaty Organization (CTBTO PrepCom)
- Conference on Disarmament (CD)
- United Nations Office for Disarmament Affairs (UNODA)
- United Nations Institute for Disarmament Research (UNIDIR)
- the now disbanded United Nations Monitoring, Verification and Inspection Commission (UNMOVIC), the successor to United Nations Special Commission (UNSCOM)
- failed proposal for Organisation for the Prohibition of Biological Weapons
There are also numerous non-governmental organizations
that promote a global reduction in nuclear arms and offer research and
analysis about U.S. nuclear weapons policy. Pre-eminent among these
organizations is the Arms Control Association, founded in 1971 to promote public understanding of and support for arms control. Others include:
- Federation of American Scientists (FAS) -- founded in 1945 as the Federation of Atomic Scientists by veterans of the Manhattan Project.
- Campaign for Nuclear Disarmament—a leading disarmament organization in the United Kingdom, founded in 1957.
- Peace Action—formerly SANE (the Committee for a Sane Nuclear Policy), founded in 1957
- Physicians for Social Responsibility (PSR) -- founded by Bernard Lown in 1961.
- Council for a Livable World—founded in 1962 by physicist Leó Szilárd and other scientists who believed that nuclear weapons should be controlled and eventually eliminated.
- Stockholm International Peace Research Institute (SIPRI) -- founded in 1966
- Union of Concerned Scientists (UCS) -- founded in 1969 by faculty and students at the Massachusetts Institute of Technology.
- Arms Control Association—founded in 1971.
- Center for Arms Control and Non-Proliferation—founded in 1980 as a sister organization to the Council for a Livable World.
- International Physicians for the Prevention of Nuclear War (IPPNW) -- founded in 1981.
- Alliance for Nuclear Accountability—a national network of organizations working to address issues of nuclear weapons production and waste cleanup, founded in 1987 as the Military Production Network.
- Global Zero—founded in 2008.