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Tuesday, September 28, 2021

Science and technology in the United States

From Wikipedia, the free encyclopedia
  
Science and technology in the United States has a long history, producing many important figures and developments in the field. The United States of America came into being around the Age of Enlightenment (1685 to 1815), an era in Western philosophy in which writers and thinkers, rejecting the perceived superstitions of the past, instead chose to emphasize the intellectual, scientific and cultural life, centered upon the 18th century, in which reason was advocated as the primary source for legitimacy and authority. Enlightenment philosophers envisioned a "republic of science," where ideas would be exchanged freely and useful knowledge would improve the lot of all citizens.

The United States Constitution itself reflects the desire to encourage scientific creativity. It gives the United States Congress the power "to promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries." This clause formed the basis for the U.S. patent and copyright systems, whereby creators of original art and technology would get a government granted monopoly, which after a limited period would become free to all citizens, thereby enriching the public domain.

Early American science

Benjamin Franklin, one of the first early American scientists.

In the early decades of its history, the United States was relatively isolated from Europe and also rather poor. At this stage, America's scientific infrastructure was still quite primitive compared to the long-established societies, institutes, and universities in Europe.

Eight of America's founding fathers were scientists of some repute. Benjamin Franklin conducted a series of experiments that deepened human understanding of electricity. Among other things, he proved what had been suspected but never before shown: that lightning is a form of electricity. Franklin also invented such conveniences as bifocal eyeglasses. Franklin also conceived the mid-room furnace, the "Franklin Stove". However, Franklin's design was flawed, in that his furnace vented the smoke from its base: because the furnace lacked a chimney to "draw" fresh air up through the central chamber, the fire would soon go out. It took David R. Rittenhouse, another hero of early Philadelphia, to improve Franklin's design by adding an L-shaped exhaust pipe that drew air through the furnace and vented its smoke up and along the ceiling, then into an intramural chimney and out of the house.

Thomas Jefferson (1743–1826), was among the most influential leaders in early America; during the American Revolutionary War (1775–83), Jefferson served in the Virginia legislature, the Continental Congress, was governor of Virginia, later serving as U.S. minister to France, U.S. secretary of state, vice president under John Adams (1735–1826), writer of the Declaration of Independence and the third U.S. president. During Jefferson's two terms in office (1801–1809), the U.S. purchased the Louisiana Territory and Lewis and Clark explored the vast new acquisition. After leaving office, he retired to his Virginia plantation, Monticello, and helped spearhead the University of Virginia. Jefferson was also a student of agriculture who introduced various types of rice, olive trees, and grasses into the New World. He stressed the scientific aspect of the Lewis and Clark expedition (1804–06), which explored the Pacific Northwest, and detailed, systematic information on the region's plants and animals was one of that expedition's legacies.

Like Franklin and Jefferson, most American scientists of the late 18th century were involved in the struggle to win American independence and forge a new nation. These scientists included the astronomer David Rittenhouse, the medical scientist Benjamin Rush, and the natural historian Charles Willson Peale.

During the American Revolution, Rittenhouse helped design the defenses of Philadelphia and built telescopes and navigation instruments for the United States' military services. After the war, Rittenhouse designed road and canal systems for the state of Pennsylvania. He later returned to studying the stars and planets and gained a worldwide reputation in that field.

As United States Surgeon General, Benjamin Rush saved countless lives of soldiers during the American Revolutionary War by promoting hygiene and public health practices. By introducing new medical treatments, he made the Pennsylvania Hospital in Philadelphia an example of medical enlightenment, and after his military service, Rush established the first free clinic in the United States.

Charles Willson Peale is best remembered as an artist, but he also was a natural historian, inventor, educator, and politician. He created the first major museum in the United States, the Peale Museum in Philadelphia, which housed the young nation's only collection of North American natural history specimens. Peale excavated the bones of an ancient mastodon near West Point, New York; he spent three months assembling the skeleton, and then displayed it in his museum. The Peale Museum started an American tradition of making the knowledge of science interesting and available to the general public.

Science immigration

American political leaders' enthusiasm for knowledge also helped ensure a warm welcome for scientists from other countries. A notable early immigrant was the British chemist Joseph Priestley, who was driven from his homeland because of his dissenting politics. Priestley, who went to the United States in 1794, was the first of thousands of talented scientists who emigrated in search of a free, creative environment.

Alexander Graham Bell placing the first New York to Chicago telephone call in 1892

Other scientists had come to the United States to take part in the nation's rapid growth. Alexander Graham Bell, who arrived from Scotland by way of Canada in 1872, developed and patented the telephone and related inventions. Charles Proteus Steinmetz, who came from Germany in 1889, developed new alternating-current electrical systems at General Electric Company, and Vladimir Zworykin, an immigrant from Russia in 1919 arrived in the States bringing his knowledge of x-rays and cathode ray tubes and later won his first patent on a television system he invented. The Serbian Nikola Tesla went to the United States in 1884, and would later adapt the principle of the rotating magnetic field in the development of an alternating current induction motor and polyphase system for the generation, transmission, distribution and use of electrical power.

Into the early 1900s, Europe remained the center of science research, notably in England and Germany. From the 1920s onwards, the tensions heralding the onset of World War II spurred sporadic but steady scientific emigration, or "brain drain", in Europe. Many of these emigrants were Jewish scientists, fearing the repercussions of anti-Semitism, especially in Germany and Italy, and sought sanctuary in the United States. One of the first to do so was Albert Einstein in 1933. At his urging, and often with his support, a good percentage of Germany's theoretical physics community, previously the best in the world, left for the United States. Enrico Fermi, came from Italy in 1938 and led the work that produced the world's first self-sustaining nuclear chain reaction. Many other scientists of note moved to the US during this same emigration wave, including Niels Bohr, Victor Weisskopf, Otto Stern, and Eugene Wigner.

Several scientific and technological breakthroughs during the Atomic Age were the handiwork of such immigrants, who recognized the potential threats and uses of new technology. For instance, it was the German professor Einstein and his Hungarian colleague, Leó Szilárd, who took the initiative and convinced President Franklin D. Roosevelt to pursue the pivotal Manhattan Project. Many physicists instrumental to the project were also European immigrants, such as the Hungarian Edward Teller, "father of the hydrogen bomb," and German Nobel laureate Hans Bethe. Their scientific contributions, combined with Allied resources and facilities helped establish the United States during World War II as an unrivaled scientific juggernaut. In fact, the Manhattan Project's Operation Alsos and its components, while not designed to recruit European scientists, successfully collected and evaluated Axis military scientific research at the end of the war, especially that of the German nuclear energy project, only to conclude that it was years behind its American counterpart.

Theoretical physicist Albert Einstein, who emigrated to the United States to escape Nazi persecution, is an example of human capital flight as a result of political change.

When World War II ended, the United States, the United Kingdom and the Soviet Union were all intent on capitalizing on Nazi research and competed for the spoils of war. While President Harry S. Truman refused to provide sanctuary to ideologically committed members of the Nazi party, the Office of Strategic Services introduced Operation Paperclip, conducted under the Joint Intelligence Objectives Agency. This program covertly offered otherwise ineligible intellectuals and technicians white-washed dossiers, biographies, and employment. Ex-Nazi scientists overseen by the JIOA had been employed by the US military since the defeat of the Nazi regime in Project Overcast, but Operation Paperclip ventured to systematically allocate German nuclear and aerospace research and scientists to military and civilian posts, beginning in August 1945. Until the program's termination in 1990, Operation Paperclip was said to have recruited over 1,600 such employees in a variety of professions and disciplines.

Serbian-American inventor Nikola Tesla sitting in the Colorado Springs experimental station with his "Magnifying transmitter" generating millions of volts.

In the first phases of Operation Paperclip, these recruits mostly included aerospace engineers from the German V-2 combat rocket program, experts in aerospace medicine and synthetic fuels. Perhaps the most influential of these was Wernher Von Braun, who had worked on the Aggregate rockets (the first rocket program to reach outer space), and chief designer of the V-2 rocket program. Upon reaching American soil, Von Braun first worked on the United States Air Force ICBM program before his team was reassigned to NASA. Often credited as “The Father of Rocket Science,” his work on the Redstone rocket and the successful deployment of the Explorer 1 satellite as a response to Sputnik 1 marked the beginning of the American Space program, and therefore, of the Space Race. Von Braun's subsequent development of the Saturn V rocket for NASA in the mid-to late sixties resulted in the first crewed landing on the Moon, the Apollo 11 mission in 1969.

In the post-war era, the US was left in a position of unchallenged scientific leadership, being one of the few industrial countries not ravaged by war. Additionally, science and technology were seen to have greatly added to the Allied war victory, and were seen as absolutely crucial in the Cold War era. This enthusiasm simultaneously rejuvenated American industry, and celebrated Yankee ingenuity, instilling a zealous nationwide investment in "Big Science" and state-of-the-art government funded facilities and programs. This state patronage presented appealing careers to the intelligentsia, and further consolidated the scientific preeminence of the United States. As a result, the US government became, for the first time, the largest single supporter of basic and applied scientific research. By the mid-1950s the research facilities in the US were second to none, and scientists were drawn to the US for this reason alone. The changing pattern can be seen in the winners of the Nobel Prize in physics and chemistry. During the first half-century of Nobel Prizes – from 1901 to 1950 – American winners were in a distinct minority in the science categories. Since 1950, Americans have won approximately half of the Nobel Prizes awarded in the sciences. List of Nobel laureates by country.

The American Brain Gain continued throughout the Cold War, as tensions steadily escalated in the Eastern Bloc, resulting in a steady trickle of defectors, refugees and emigrants. The partition of Germany, for one, precipitated over three and a half million East Germans – the Republikflüchtling - to cross into West Berlin by 1961. Most of them were young, well-qualified, educated professionals or skilled workers - the intelligentsia - exacerbating human capital flight in the GDR to the benefit of Western countries, including the United States.

Technology inflows from abroad have played an important role in the development of the United States, especially in the late nineteenth century. A favorable U.S. security environment that allowed relatively low defense spending. High trade barriers encouraged the development of domestic manufacturing industries and the inflow of foreign technologies.

 

American applied science

Men of Progress, representing 19 contemporary American inventors, 1857

During the 19th century, Britain, France, and Germany were at the forefront of new ideas in science and mathematics. But if the United States lagged behind in the formulation of theory, it excelled in using theory to solve problems: applied science. This tradition had been born of necessity. Because Americans lived so far from the well-springs of Western science and manufacturing, they often had to figure out their own ways of doing things. When Americans combined theoretical knowledge with "Yankee ingenuity", the result was a flow of important inventions. The great American inventors include Robert Fulton (the steamboat); Samuel Morse (the telegraph); Eli Whitney (the cotton gin); Cyrus McCormick (the reaper); and Thomas Alva Edison, the most fertile of them all, with more than a thousand inventions credited to his name.

First flight of the Wright Flyer I, December 17, 1903, Orville piloting, Wilbur running at wingtip.

Edison was not always the first to devise a scientific application, but he was frequently the one to bring an idea to a practical finish. For example, the British engineer Joseph Swan built an incandescent electric lamp in 1860, almost 20 years before Edison. But Edison's light bulbs lasted much longer than Swan's, and they could be turned on and off individually, while Swan's bulbs could be used only in a system where several lights were turned on or off at the same time. Edison followed up his improvement of the light bulb with the development of electrical generating systems. Within 30 years, his inventions had introduced electric lighting into millions of homes.

Howard Hughes with his Boeing 100 in the 1940s

Another landmark application of scientific ideas to practical uses was the innovation of the brothers Wilbur and Orville Wright. In the 1890s they became fascinated with accounts of German glider experiments and began their own investigation into the principles of flight. Combining scientific knowledge and mechanical skills, the Wright brothers built and flew several gliders. Then, on December 17, 1903, they successfully flew the first heavier-than-air, mechanically propelled airplane.

An American invention that was barely noticed in 1947 went on to usher in the Information Age. In that year John Bardeen, William Shockley, and Walter Brattain of Bell Laboratories drew upon highly sophisticated principles of quantum physics to invent the transistor, a small substitute for the bulky vacuum tube. This, and a device invented 10 years later, the integrated circuit, made it possible to package enormous amounts of electronics into tiny containers. As a result, book-sized computers of today can outperform room-sized computers of the 1960s, and there has been a revolution in the way people live – in how they work, study, conduct business, and engage in research.

World War II had a profound impact on the development of science and technology in the United States. Before World War II, the federal government basically did not assume responsibility for supporting scientific development. During the war, the federal government and science formed a new cooperative relationship. After the war, the federal government became the main role in supporting science and technology. And in the following years, the federal government supported the establishment of a national modern science and technology system, making American a world leader in science and technology.

Part of America's past and current preeminence in applied science has been due to its vast research and development budget, which at $401.6bn in 2009 was more than double that of China's $154.1bn and over 25% greater than the European Union's $297.9bn.

The Atomic Age and "Big Science"

One of the most spectacular – and controversial – accomplishments of US technology has been the harnessing of nuclear energy. The concepts that led to the splitting of the atom were developed by the scientists of many countries, but the conversion of these ideas into the reality of nuclear fission was accomplished in the United States in the early 1940s, both by many Americans but also aided tremendously by the influx of European intellectuals fleeing the growing conflagration sparked by Adolf Hitler and Benito Mussolini in Europe.

During these crucial years, a number of the most prominent European scientists, especially physicists, immigrated to the United States, where they would do much of their most important work; these included Hans Bethe, Albert Einstein, Enrico Fermi, Leó Szilárd, Edward Teller, Felix Bloch, Emilio Segrè, John von Neumann, and Eugene Wigner, among many, many others. American academics worked hard to find positions at laboratories and universities for their European colleagues.

The Space Shuttle Columbia takes off on a crewed mission to space.

After German physicists split a uranium nucleus in 1938, a number of scientists concluded that a nuclear chain reaction was feasible and possible. The Einstein–Szilárd letter to President Franklin D. Roosevelt warned that this breakthrough would permit the construction of "extremely powerful bombs." This warning inspired an executive order towards the investigation of using uranium as a weapon, which later was superseded during World War II by the Manhattan Project the full Allied effort to be the first to build an atomic bomb. The project bore fruit when the first such bomb was exploded in New Mexico on July 16, 1945.

A visual example of a 24 satellite GPS constellation in motion with the earth rotating. Notice how the number of satellites in view from a given point on the earth's surface, in this example in Golden, Colorado, USA(39.7469° N, 105.2108° W), changes with time.

The development of the bomb and its use against Japan in August 1945 initiated the Atomic Age, a time of anxiety over weapons of mass destruction that has lasted through the Cold War and down to the anti-proliferation efforts of today. Even so, the Atomic Age has also been characterized by peaceful uses of nuclear power, as in the advances in nuclear power and nuclear medicine.

Along with the production of the atomic bomb, World War II also began an era known as "Big Science" with increased government patronage of scientific research. The advantage of a scientifically and technologically sophisticated country became all too apparent during wartime, and in the ideological Cold War to follow the importance of scientific strength in even peacetime applications became too much for the government to any more leave to philanthropy and private industry alone. This increased expenditure on scientific research and education propelled the United States to the forefront of the international scientific community—an amazing feat for a country which only a few decades before still had to send its most promising students to Europe for extensive scientific education.

The first US commercial nuclear power plant started operation in Illinois in 1956. At the time, the future for nuclear energy in the United States looked bright. But opponents criticized the safety of power plants and questioned whether safe disposal of nuclear waste could be assured. A 1979 accident at Three Mile Island in Pennsylvania turned many Americans against nuclear power. The cost of building a nuclear power plant escalated, and other, more economical sources of power began to look more appealing. During the 1970s and 1980s, plans for several nuclear plants were cancelled, and the future of nuclear power remains in a state of uncertainty in the United States.

Meanwhile, American scientists have been experimenting with other renewable energy, including solar power. Although solar power generation is still not economical in much of the United States, recent developments might make it more affordable.

Telecom and technology

Bill Gates and Steve Jobs at the fifth D: All Things Digital conference (D5) in 2007

For the past 80 years, the United States has been integral in fundamental advances in telecommunications and technology. For example, AT&T's Bell Laboratories spearheaded the American technological revolution with a series of inventions including the first practical light emitted diode (LED), the transistor, the C programming language, and the Unix computer operating system. SRI International and Xerox PARC in Silicon Valley helped give birth to the personal computer industry, while ARPA and NASA funded the development of the ARPANET and the Internet.

Herman Hollerith was just a twenty-year-old engineer when he realized the need for a better way for the U.S. government to conduct their Census and then proceeded to develop electromechanical tabulators for that purpose. The net effect of the many changes from the 1880 census: the larger population, the data items to be collected, the Census Bureau headcount, the scheduled publications, and the use of Hollerith's electromechanical tabulators, was to reduce the time required to process the census from eight years for the 1880 census to six years for the 1890 census. That kick started The Tabulating Machine Company. By the 1960s, the company name had been changed to International Business Machines, and IBM dominated business computing. IBM revolutionized the industry by bringing out the first comprehensive family of computers (the System/360). It caused many of their competitors to either merge or go bankrupt, leaving IBM in an even more dominant position. IBM is known for its many inventions like the floppy disk, introduced in 1971, supermarket checkout products, and introduced in 1973, the IBM 3614 Consumer Transaction Facility, an early form of today's Automatic Teller Machines.

The Space Age

Two Jet Propulsion Laboratory engineers stand with three vehicles, providing a size comparison of three generations of Mars rovers. Front and center is the flight spare for the first Mars rover, Sojourner, which landed on Mars in 1997 as part of the Mars Pathfinder Project. On the left is a Mars Exploration Rover (MER) test vehicle that is a working sibling to Spirit and Opportunity, which landed on Mars in 2004. On the right is a test rover for the Mars Science Laboratory (MSL), which landed Curiosity on Mars in 2012. Sojourner is 65 cm (2.13 ft) long. The MERs are 1.6 m (5.2 ft) long. Curiosity on the right is 3 m (9.8 ft) long.
 
The Hubble Space Telescope as seen from Space Shuttle Discovery during its second servicing mission
 

Running almost in tandem with the Atomic Age has been the Space Age. American Robert Goddard was one of the first scientists to experiment with rocket propulsion systems. In his small laboratory in Worcester, Massachusetts, Goddard worked with liquid oxygen and gasoline to propel rockets into the atmosphere, and in 1926 successfully fired the world's first liquid-fuel rocket which reached a height of 12.5 meters. Over the next 10 years, Goddard's rockets achieved modest altitudes of nearly two kilometers, and interest in rocketry increased in the United States, Britain, Germany, and the Soviet Union.

As Allied forces advanced during World War II, both the American and Russian forces searched for top German scientists who could be claimed as spoils for their country. The American effort to bring home German rocket technology in Operation Paperclip, and the bringing of German rocket scientist Wernher von Braun (who would later sit at the head of a NASA center) stand out in particular.

Expendable rockets provided the means for launching artificial satellites, as well as crewed spacecraft. In 1957 the Soviet Union launched the first satellite, Sputnik 1, and the United States followed with Explorer 1 in 1958. The first human spaceflights were made in early 1961, first by Soviet cosmonaut Yuri Gagarin and then by American astronaut Alan Shepard.

From those first tentative steps, to the Apollo 11 landing on the Moon and the partially reusable Space Shuttle, the American space program brought forth a breathtaking display of applied science. Communications satellites transmit computer data, telephone calls, and radio and television broadcasts. Weather satellites furnish the data necessary to provide early warnings of severe storms. Global positioning satellites were first developed in the US starting around 1972, and became fully operational by 1994. Interplanetary probes and space telescopes began a golden age of planetary science and advanced a wide variety of astronomical work.

On April 20, 2021, MOXIE produced oxygen from Martian atmospheric carbon dioxide using solid oxide electrolysis, the first experimental extraction of a natural resource from another planet for human use. The United States was ranked 3rd in the Global Innovation Index in 2019 and 2020.

Medicine and health care

Thomas Hunt Morgan won the Nobel Prize in Physiology or Medicine in 1933 for discoveries elucidating the role that the chromosome plays in heredity.
 
Gene therapy using an adenovirus vector. In some cases, the adenovirus will insert the new gene into a cell. If the treatment is successful, the new gene will make a functional protein to treat a disease.
 

As in physics and chemistry, Americans have dominated the Nobel Prize for physiology or medicine since World War II. The private sector has been the focal point for biomedical research in the United States, and has played a key role in this achievement.

As of 2000, for-profit industry funded 57%, non-profit private organizations such as the Howard Hughes Medical Institute funded 7%, and the tax-funded National Institutes of Health (NIH) funded 36% of medical research in the United States. However, by 2003, the NIH funded only 28% of medical research funding; funding by private industry increased 102% from 1994 to 2003.

The NIH consists of 24 separate institutes in Bethesda, Maryland. The goal of NIH research is knowledge that helps prevent, detect, diagnose, and treat disease and disability. At any given time, grants from the NIH support the research of about 35,000 principal investigators. Five Nobel Prize-winners have made their prize-winning discoveries in NIH laboratories.

NIH research has helped make possible numerous medical achievements. For example, mortality from heart disease, the number-one killer in the United States, dropped 41 percent between 1971 and 1991. The death rate for strokes decreased by 59 percent during the same period. Between 1991 and 1995, the cancer death rate fell by nearly 3 percent, the first sustained decline since national record-keeping began in the 1930s. And today more than 70 percent of children who get cancer are cured.

With the help of the NIH, molecular genetics and genomics research have revolutionized biomedical science. In the 1980s and 1990s, researchers performed the first trial of gene therapy in humans and are now able to locate, identify, and describe the function of many genes in the human genome.

Research conducted by universities, hospitals, and corporations also contributes to improvement in diagnosis and treatment of disease. NIH funded the basic research on Acquired Immune Deficiency Syndrome (AIDS), for example, but many of the drugs used to treat the disease have emerged from the laboratories of the American pharmaceutical industry; those drugs are being tested in research centers across the country.

Rust Belt

From Wikipedia, the free encyclopedia
 
Change in total number of manufacturing jobs in metropolitan areas, 1954–2002 (figures for New England are from 1958).
  >58% loss
  43–56% loss
  31–43.2% loss
  8.7–29.1% loss [United States average: 8.65% loss]
  7.5% loss – 54.4% gain
  >62% gain
 
A loss in Industrialization does not inherently mean a decrease in household income, as many counties standard of living has skyrocketed with Industrial jobs being replaced.
 
Change in per capita personal income in metropolitan counties, 1980–2002, relative to the average for U.S. metropolitan areas.
  income above average, growth faster than average
  income above average, growth average or below average
  income above average but decreasing
  income below average, growth faster than average
  income below average, growth average or below average
  income below average and further decreasing

The Rust Belt is a region of the Northeastern and Midwestern United States that has been experiencing industrial decline starting around 1980. The U.S. manufacturing sector as a percentage of the U.S. GDP peaked in 1953 and has been in decline since, while major U.S. cities in the Northeast and Midwest (such as Buffalo, Rochester, Chicago, Cincinnati, Cleveland, Detroit, Indianapolis, Jersey City, Kansas City, Minneapolis-Saint Paul, Duluth, Minnesota, Milwaukee, Newark, Pittsburgh, St. Louis, and Toledo) saw or are continuing to see total population declines greater than one-tenth of peak U.S. Census populations typically starting around 1950. It is made up largely of the Great Lakes Megalopolis, though definitions vary. Rust refers to the deindustrialization, economic decline, population loss, and urban decay due to the shrinking of its once-powerful industrial sector, such as steel production, automobile manufacturing, and coal mining. The term gained popularity in the U.S. in the 1980s, when it was commonly contrasted with the Sun Belt, which was surging then.

The Rust Belt runs westward from Central New York through Pennsylvania, Ohio, West Virginia, Kentucky, Indiana, the Lower Peninsula of Michigan, northern Illinois, eastern Wisconsin and Minnesota. New England was also hard hit by industrial decline during the same era. Since the mid-20th century, heavy industry has declined in the region, formerly known as the industrial heartland of America.

Causes include transfer of manufacturing jobs overseas, increased automation, and the decline of the US steel and coal industries. Cities closer to the East Coast like the New York Metropolitan Area, and the Boston area have been able to adapt by diversifying or transforming their economies to shift focus towards services, advanced manufacturing, and high-tech industries. Others have not fared as well, experiencing economic distress with poverty and the resulting decline in population.

Background

In the 20th century, local economies in these states specialized in large-scale manufacturing of finished medium to heavy industrial and consumer products, as well as the transportation and processing of the raw materials required for heavy industry. The area was referred to as the Manufacturing Belt, Factory Belt, or Steel Belt as distinct from the agricultural Midwestern states forming the so-called Corn Belt and Great Plains states that are often called the "breadbasket of America".

The Great Lakes Megalopolis (shown in orange) is associated with the Rust Belt.

The flourishing of industrial manufacturing in the region was caused in part by the proximity to the Great Lakes waterways, and abundance of paved roads, water canals and railroads. After the transportation infrastructure linked the iron ore found in northern Minnesota, Wisconsin and Upper Michigan with the coal mined from Appalachian Mountains, the Steel Belt was born. Soon it developed into the Factory Belt with its great American manufacturing cities: Chicago, Buffalo, Detroit, Milwaukee, Cincinnati, Toledo, Cleveland, St. Louis, Johnstown (Windber), and Pittsburgh among others. This region for decades served as a magnet for immigrants from Austria-Hungary, Poland and Russia who provided the industrial facilities with inexpensive labor.

Following several "boom" periods from the late-19th to the mid-20th century, cities in this area struggled to adapt to a variety of adverse economic and social conditions. From 1979 to 1982, the US Federal Reserve decided to raise the base interest rate in the United States to 19%. High-interest rates attracted wealthy foreign "hot money" into US banks and caused the US dollar to appreciate. This made US products more expensive for foreigners to buy and also made imports much cheaper for Americans to purchase. The misaligned exchange rate was not rectified until 1986, by which time Japanese imports, in particular, had made rapid inroads into US markets. From 1987 to 1999, the US stock market went into a stratospheric rise, and this continued to pull wealthy foreign money into US banks, which biased the exchange rate against manufactured goods. Related issues include the decline of the iron and steel industry, the movement of manufacturing to the southeastern states with their lower labor costs, the layoffs due to the rise of automation in industrial processes, the decreased need for labor in making steel products, new organizational methods such as just-in-time manufacturing which allowed factories to maintain production with fewer workers, the internationalization of American business, and the liberalization of foreign trade policies due to globalization. Cities struggling with these conditions shared several difficulties, including population loss, lack of education, declining tax revenues, high unemployment and crime, drugs, swelling welfare rolls, deficit spending, and poor municipal credit ratings.

Geography

Since the term "Rust Belt" is used to refer to a set of economic and social conditions rather than to an overall geographical region of the United States, the Rust Belt has no precise boundaries. The extent to which a community may have been described as a "Rust Belt city" depends on how great a role industrial manufacturing played in its local economy in the past and how it does now, as well as on perceptions of the economic viability and living standards of the present day.

News media occasionally refer to a patchwork of defunct centers of heavy industry and manufacturing across the Great Lakes and midwestern United States as the snow belt, the manufacturing belt, or the factory belt - because of their vibrant industrial economies in the past. This includes most of the cities of the Midwest as far west as the Mississippi River, including St. Louis, and many of those in the Great Lakes and Northern New York. At the center of this expanse lies an area stretching from northern Indiana and southern Michigan in the west to Upstate New York in the east, where local tax revenues as of 2004 relied more heavily on manufacturing than on any other sector.

Before World War II, the cities in the Rust Belt region were among the largest in the United States. However, by the twentieth century's end their population had fallen the most in the country.

History

The linking of the former Northwest Territory with the once-rapidly industrializing East Coast was effected through several large-scale infrastructural projects, most notably the Erie Canal in 1825, the Baltimore and Ohio Railroad in 1830, the Allegheny Portage Railroad in 1834, and the consolidation of the New York Central after the American Civil War. A gate was thereby opened between a variety of burgeoning industries on the interior North American continent and the markets not only of the large Eastern cities but of Western Europe as well.

Coal, iron ore, and other raw materials were shipped in from surrounding regions which emerged as major ports on the Great Lakes and served as transportation hubs for the region with proximity to railroad lines. Coming in the other direction were millions of European immigrants, who populated the cities along the Great Lakes shores with then-unprecedented speed. Chicago, famously, was a rural trading post in the 1840s but grew to be as big as Paris by the time of the 1893 Columbian Exposition.

Sectors of the US Economy as percent of GDP 1947–2009.

Early signs of the difficulty in the northern states were evident early in the 20th century before the "boom years" were even over. Lowell, Massachusetts, once the center of textile production in the United States, was described in the magazine Harper's as a "depressed industrial desert" as early as 1931, as its textile concerns were being uprooted and sent southward, primarily to the Carolinas. After the Great Depression, American entry into the Second World War effected a rapid return to economic growth, during which much of the industrial North reached its peak in population and industrial output.

The northern cities experienced changes that followed the end of the war, with the onset of the outward migration of residents to newer suburban communities, and the declining role of manufacturing in the American economy.

Deteriorating U.S. net international investment position (N.I.I.P.) has caused concern among economists over the effects of outsourcing and high U.S. trade deficits over the long-run.

Outsourcing of manufacturing jobs in tradeable goods has been an important issue in the region. One source has been globalization and the expansion of worldwide free trade agreements. Anti-globalization groups argue that trade with developing countries has resulted in stiff competition from countries such as China which pegs its currency to the dollar and has much lower prevailing wages, forcing domestic wages to drift downward. Some economists are concerned that long-run effects of high trade deficits and outsourcing are a cause of economic problems in the U.S. with high external debt (amount owed to foreign lenders) and a serious deterioration in the United States net international investment position (NIIP) (−24% of GDP). Some economists contend that the U.S. is borrowing to fund consumption of imports while accumulating unsustainable amounts of debt. On June 26, 2009, Jeff Immelt, the CEO of General Electric, called for the United States to increase its manufacturing base employment to 20% of the workforce, commenting that the U.S. has outsourced too much in some areas and can no longer rely on the financial sector and consumer spending to drive demand.

A disused grain elevator in Buffalo, New York

Since the 1960s, the expansion of worldwide free trade agreements have been less favorable to U.S. workers. Imported goods such as steel cost much less to produce in Third World countries with cheap foreign labor (see steel crisis). Beginning with the recession of 1970–71, a new pattern of deindustrializing economy emerged. Competitive devaluation combined with each successive downturn saw traditional U.S. manufacturing workers experiencing lay-offs. In general, in the Factory Belt employment in the manufacturing sector declined by 32.9% between 1969 and 1996.

Wealth-producing primary and secondary sector jobs such as those in manufacturing and computer software were often replaced by much-lower-paying wealth-consuming jobs such as those in retail and government in the service sector when the economy recovered.

A gradual expansion of the U.S. trade deficit with China began in 1985. In the ensuing years, the U.S. developed a massive trade deficit with the East Asian nations of China, Japan, Taiwan, and South Korea. As a result, the traditional manufacturing workers in the region have experienced economic upheaval. This effect has devastated government budgets across the U.S. and increased corporate borrowing to fund retiree benefits. Some economists believe that GDP and employment can be dragged down by large long-run trade deficits.

Outcomes

Francis Fukuyama considers the social and cultural consequences of deindustrialization and manufacturing decline that turned a former thriving Factory Belt into a Rust Belt as a part of a bigger transitional trend that he called the Great Disruption: "People associate the information age with the advent of the Internet in the 1990s, but the shift from the industrial era started more than a generation earlier, with the deindustrialization of the Rust Belt in the United States and comparable movements away from manufacturing in other industrialized countries. … The decline is readily measurable in statistics on crime, fatherless children, broken trust, reduced opportunities for and outcomes from education, and the like".

Problems associated with the Rust Belt persist even today, particularly around the eastern Great Lakes states, and many once-booming manufacturing metropolises dramatically slowed down. From 1970 to 2006, Cleveland, Detroit, Buffalo, and Pittsburgh lost about 45% of their population and median household incomes fell: in Cleveland and Detroit by about 30%, in Buffalo by 20%, and Pittsburgh by 10%.

An abandoned Fisher auto body plant in Detroit
 
A steel plant in Bethlehem, Pennsylvania. Though the blast furnaces themselves remain intact, part of the property was sold in 2007 and turned into the Sands Casino Resort Bethlehem.
 
The Huber Breaker (in Ashley, Pennsylvania) was one of the largest anthracite coal breakers in North America. It was built in the 1930s; it closed in the 1970s.

It seemed that during the mid-1990s in several Rust Belt metro areas the negative growth was suspended as indicated by major statistical indicators: unemployment, wages, population change. However, during the first decade of the 21st century, a negative trend persisted: Detroit lost 25.7% of its population; Gary, Indiana – 22%; Youngstown, Ohio – 18.9%; Flint, Michigan – 18.7%; and Cleveland, Ohio – 14.5%.

City State Population change 2018 population 2000 population Peak Population
Detroit, Michigan Michigan -29.3% 672,662 951,270 1,849,568 (1950)
Gary, Indiana Indiana -26.7% 75,282 102,746 178,320 (1960)
Flint, Michigan Michigan -23.2% 95,943 124,943 196,940 (1960)
Saginaw, Michigan Michigan -21.8% 48,323 61,799 98,265 (1960)
Youngstown, Ohio Ohio -20.8% 64,958 82,026 170,002 (1930)
Cleveland, Ohio Ohio -19.8% 383,793 478,403 914,808 (1950)
Dayton, Ohio Ohio -15.4% 140,640 166,179 262,332 (1960)
Niagara Falls, New York New York -13.4% 48,144 55,593 102,394 (1960)
St. Louis, Missouri Missouri -13.0% 302,838 348,189 856,796 (1950)
Decatur, Illinois Illinois -12.9% 71,290 81,860 94,081 (1980)
Canton, Ohio Ohio -12.8% 70,458 80,806 116,912 (1950)
Buffalo, New York New York -12.4% 256,304 292,648 580,132 (1950)
Toledo, Ohio Ohio -12.3% 274,975 313,619 383,818 (1970)
Lakewood, Ohio Ohio -11.6% 50,100 56,646 70,509 (1930)
Pittsburgh, Pennsylvania Pennsylvania -10.0% 301,048 334,563 676,806 (1950)
Pontiac, Michigan Michigan -9.9% 59,772 66,337 85,279 (1970)
Springfield, Ohio Ohio -9.3% 59,282 65,358 82,723 (1960)
Akron, Ohio Ohio -8.8% 198,006 217,074 290,351 (1960)
Hammond, Indiana Indiana -8.7% 75,795 83,048 111,698 (1960)
Cincinnati, Ohio Ohio -8.7% 302,605 331,285 503,998 (1950)
Parma, Ohio Ohio -8.1% 78,751 85,655 100,216 (1970)
Lorain, Ohio Ohio -6.7% 64,028 68,652 78,185 (1970)
Chicago, Illinois Illinois -6.6% 2,705,994 2,896,016 3,620,962 (1950)
South Bend, Indiana Indiana -5.5% 101,860 107,789 132,445 (1960)

In the late-2000s, American manufacturing recovered faster from the Great Recession of 2008 than the other sectors of the economy, and a number of initiatives, both public and private, are encouraging the development of alternative fuel, nano and other technologies. Together with the neighboring Golden Horseshoe of Southern Ontario, Canada, the so-called Rust Belt still composes one of the world's major manufacturing regions.

Transformation

Since the 1980s, presidential candidates have devoted much of their time to the economic concerns of the Rust Belt region, which contains the populous swing states of Michigan, Ohio, Pennsylvania, and Wisconsin. Those states were also critical and decisive to Donald Trump's victory in the 2016 presidential election and later to his defeat by Democrat Joe Biden in 2020.

Delving into the past and musing on the future of Rust Belt states, the 2010 Brookings Institution report suggests that the Great Lakes region has a sizable potential for transformation, citing already existing global trade networks, clean energy/low carbon capacity, developed innovation infrastructure and higher educational network.

Different strategies were proposed in order to reverse the fortunes of the former Factory Belt including building casinos and convention centers, retaining the so-called "creative class" through arts and downtown renewal, encouraging the "knowledge" economy type of entrepreneurship, etc. Lately, analysts suggested that industrial comeback might be the actual path for the future resurgence of the region. That includes growing new industrial base with a pool of skilled labor, rebuilding the infrastructure and infrasystems, creating R&D university-business partnerships, and close cooperation between central, state and local government and business.

New types of R&D-intensive nontraditional manufacturing have emerged recently in Rust Belt, such as biotechnology, the polymer industry, infotech, and nanotech. Infotech in particular creates a promising venue for the Rust Belt's revitalization. Among the successful recent examples is the Detroit Aircraft Corporation, which specializes in unmanned aerial systems integration, testing and aerial cinematography services.

In Pittsburgh, robotics research centers and companies such as National Robotics Engineering Center and Robotics Institute, Aethon Inc., American Robot Corporation, Automatika, Quantapoint, Blue Belt Technologies and Seegrid are creating state-of-the-art robotic technology applications. Akron, a former "Rubber Capital of the World" that lost 35,000 jobs after major tire and rubber manufacturers Goodrich, Firestone and General Tire closed their production lines, is now again well known around the world as a center of polymer research with four hundred polymer-related manufacturing and distribution companies operating in the area. The turnaround was accomplished in part due to a partnership between The Goodyear Tire & Rubber Company, which chose to stay, the University of Akron, and the city mayor's office. The Akron Global Business Accelerator that jump-started a score of successful business ventures in Akron resides in the refurbished B.F. Goodrich tire factory.

Additive manufacturing, or 3D printing, creates another promising avenue for the manufacturing resurgence. Such companies as MakerGear from Beachwood, Ohio, or ExOne Company from North Huntingdon, PA, are designing and manufacturing industrial and consumer products using 3-D imaging systems.

In 2013, the London-based Economist pointed towards a growing trend of reshoring, or inshoring, of manufacture when a growing number of American companies are moving their production facilities from overseas back home. Rust Belt states can ultimately benefit from this process of an international insourcing.

There have also been attempts to reinvent properties in Rust Belt in order to reverse its economic decline. Buildings with compartmentalization unsuitable for today's uses were acquired and renewed to facilitate new businesses. These business activities suggest that the revival is taking place in the once-stagnant area.

Operator (computer programming)

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