A zero-tolerance policy is one which imposes strict punishment
for infractions of a stated rule, with the intention of eliminating
undesirable conduct. Zero-tolerance policies forbid people in positions of authority from exercising discretion
or changing punishments to fit the circumstances subjectively; they are
required to impose a pre-determined punishment regardless of individual
culpability, extenuating circumstances, or history. This pre-determined punishment, whether mild or severe, is always meted out.
Zero-tolerance policies are studied in criminology and are common in formal and informal policing systems around the world. The policies also appear in informal situations where there may be sexual harassment or Internet misuse in educational and workplace environments. In 2014, the mass incarceration in the United States based upon minor offenses has resulted in an outcry on the use of zero tolerance in schools and communities.
Little evidence supports the claimed effectiveness of zero-tolerance policies. One underlying problem is that there are a great many reasons why people hesitate to intervene, or to report behavior they find to be unacceptable or unlawful. Zero-tolerance policies address, at best, only a few of these reasons.
Zero-tolerance policies are studied in criminology and are common in formal and informal policing systems around the world. The policies also appear in informal situations where there may be sexual harassment or Internet misuse in educational and workplace environments. In 2014, the mass incarceration in the United States based upon minor offenses has resulted in an outcry on the use of zero tolerance in schools and communities.
Little evidence supports the claimed effectiveness of zero-tolerance policies. One underlying problem is that there are a great many reasons why people hesitate to intervene, or to report behavior they find to be unacceptable or unlawful. Zero-tolerance policies address, at best, only a few of these reasons.
Etymology
According to the Online Etymology Dictionary, the first recorded use of the term "zero tolerance" was in 1972. It was originally used in politics in the United States.
An earlier use of the term came in the mid-1960s, in reference to an absolute ban of the pesticide heptachlor by the United States Food and Drug Administration;
for example, in an article that appeared in the June 1963 issue of
Popular Mechanics, it is stated that "Heptachlor, though, is even more
toxic and has been given a 'zero tolerance' by the FDA; that is, not
even the slightest trace of heptachlor is permitted on food."
History
The idea behind zero-tolerance policies can be traced back to the Safe and Clean Neighborhoods Act, approved in New Jersey in 1973, which has the same underlying assumptions. The ideas behind the 1973 New Jersey policy were later popularized in 1982, when a US cultural magazine, The Atlantic Monthly, published an article by James Q. Wilson and George L. Kelling about the broken windows theory of crime. Their name for the idea comes from the following example:
According to scholars, zero tolerance is the concept of giving carte blanche to the police for the inflexible repression of minor offenses, homeless people, and the disorders associated with them. A well-known criticism to this approach is that it redefines social problems in terms of security,
it considers the poor as criminals, and it reduces crimes to only
"street crimes", those committed by lower social classes, excluding white-collar crimes.
On the historical examples of the application of zero tolerance
kind of policies, nearly all the scientific studies conclude that it
didn't play a leading role in the reduction of crimes, a role which is
claimed by its advocates. On the other hand, large majorities of people
who are living in communities in which zero tolerance policing has been
followed believe that in fact it has played a key, leading role in
reducing crime in their communities. It has been alleged that in New York City, the decline of crimes rate started well before Rudy Giuliani came to power in 1993, and none of the decreasing processes had particular inflection under him.
and that in the same period, the decrease in crime was the same in the
other major US cities, even those with an opposite security policy. But
the experience of the vast majority of New Yorkers led them to precisely
the opposite conclusion and allowed a Republican to win and retain the
Mayor's office for the first time in decades in large part because of
the perception that zero tolerance policing was key to the improving
crime situation in New York City. On the other hand, some argue that in
the years 1984-7 New York already experienced a policy similar to
Giuliani's one, but it faced a crime increase instead.
Two American specialists, Edward Maguire, a Professor at American
University, and John Eck from the University of Cincinnati, rigorously
evaluated all the scientific work designed to test the effectiveness of
the police in the fight against crime. They concluded that "neither the
number of policemen engaged in the battle, or internal changes and
organizational culture of law enforcement agencies (such as the
introduction of community policing) have by themselves any impact on the evolution of offenses."
They argue that crime decrease was due not to the work of the police
and judiciary, but to economic and demographic factors. The main ones
were an unprecedented economic growth with jobs for millions of young
people, and a shift from the use of crack towards other drugs.
An alternative argument comes from Kelling and William Bratton,
Giuliani's original police chief, who argue that broken windows
policing methods did contribute to the decrease in crime, but that they
were not a form of zero tolerance:
Critics use the term “zero tolerance” in a pejorative sense to suggest that Broken Windows policing is a form of zealotry—the imposition of rigid, moralistic standards of behavior on diverse populations. It is not. Broken Windows is a highly discretionary police activity that requires careful training, guidelines, and supervision, as well as an ongoing dialogue with neighborhoods and communities to ensure that it is properly conducted
Sheldon Wein has set out a list of six characteristics of a zero tolerance policy:
- Full enforcement (all those for whom there is adequate evidence that they have violated the rule are to be identified)
- Lack of prosecutorial discretion (for every plausibly accused person, it is determined whether the person has in fact violated the policy)
- Strict constructivist interpretation (no room for narrow interpretation of the rule)
- Strict liability (no excuses or justifications)
- Mandatory punishment (not under a mandatory minimum penalty)
- Harsh punishment (mandatory minimum penalty is considered relatively harsh given the nature of the offence).
Wein sees these points as representing "focal meaning" of the
concept, namely, that not each one need be met literally, yet that any
policy that clearly meets all six of these conditions would definitely
be seen as a case of a zero tolerance policy.
Applications
Bullying in the workplace
Various institutions have undertaken zero-tolerance policies, for
example, in the military, in the workplace, and in schools, in an effort
to eliminate various kinds of illegal behavior, such as harassment.
Proponents hope that such policies will underscore the commitment of
administrators to prevent such behavior. Others raise a concern about
this use of zero-tolerance policies, a concern which derives from
analysis of errors of omission versus errors of commission. Here is the
reasoning: Failure to proscribe unacceptable behavior may lead to errors
of omission—too little will be done. But zero tolerance may be seen as a
kind of ruthless management, which may lead to a perception of "too
much being done". If people fear that their co-workers or fellow
students may be fired, terminated, or expelled, they may not come
forward at all when they see behavior deemed unacceptable. (This is a
classic example of Type I and type II errors.)
The Type Two error, where it occurs with respect to zero tolerance,
leads to the situation where too stringent a policy may actually reduce
reports of illegal behavior.
Narcotics
In the United States, zero tolerance, as an approach against drugs, was originally designed as a part of the War on Drugs under Ronald Reagan and George H.W. Bush,
ostensibly to curb the transfer of drugs at US borders. Law-enforcement
was to target the drug users rather than the transporters or suppliers
under the assumptions that harsh sentences and strict enforcement of
personal use would reduce demand and, therefore, strike at root cause of
the drug problem. The policy did not require additional laws; instead
existing law was enacted with less leniency. Similar concepts in other countries, such as Sweden, Italy, Japan, Singapore China, India, and Russia have since been labeled zero tolerance.
A consistence of zero tolerance is the absolute dichotomy between
the legality of any use and no use, equating all illicit drugs and any
form of use as undesirable and harmful to society. This is contrasting
to viewpoints of those who stress the disparity in harmfulness among drugs, and would like to distinguish between occasional drug use and problem drug use. Although some harm reductionists
also see drug use as generally undesirable, they hold that the
resources would do more good if they were allocated toward helping
problem drug users instead of combating all drug users. As an example, research findings from Switzerland
indicate that emphasis on problem drug users "seems to have contributed
to the image of heroin as unattractive for young people."
On a more general level, zero-tolerance advocates holds the aim at ridding the society of all illicit drug use and that criminal justice has an important role in that endeavor. The Swedish parliament for example set the vision a drug-free society as the official goal for the drug policy in 1978. These visions were to prompt new practices inspired by Nils Bejerot,
practices later labeled as Zero tolerance. In 1980 the Swedish attorney
general finally dropped the practice of giving waivers for possession
of drugs for personal use after years of lowering the thresholds. The
same year, police began to prioritize drug users and street-level drug
crimes over drug distributors. In 1988 all non medicinally prescribed
usage became illegal and in 1993 the enforcement of personal use were
eased by permitting the police to take blood or urine samples from
suspects. This unrelenting approach towards drug users, together with
generous treatment opportunities, have won UNODC's approval, and is cited by the UN as one of the main reasons for Sweden's relatively low drug prevalence rates. However, that interpretation of the statistics and the more general success of Sweden's drug policies are highly questioned.
Driving
The term is used in the context of driving under the influence of alcohol, referring to a lower illegal blood alcohol content for drivers under the age of 21.
In the US, the legal limit in all states is now .08%, but for drivers
under 21 the prohibited level in most states is .01% or .02%. This is
also true in Puerto Rico despite a drinking age of 18.
In Europe, Belgium, Finland, France, Germany, and Sweden
have zero-tolerance laws for drugs and driving, as opposed to the other
main legal approach where laws forbidding impaired driving is enacted
instead. The legislation among countries that practice zero tolerance on
drug use for drivers varies. Only a limited set of (common) drugs are
included in the zero-tolerance legislation in Germany and Belgium, where
in Finland and Sweden all controlled substances fall into the scope of
zero tolerance, if they are not covered by a prescription.
In Argentina, the Cordoba State Highway Patrol enforces a zero-tolerance policy.
In Asia, Japan also practices zero-tolerance for alcohol and
driving. The people caught driving after drinking, including the next
morning if there are still traces of alcohol, receive a fine and can be
fired. Foreigners may even be deported.
In schools
Zero-tolerance policies have been adopted in schools and other
education venues around the world. These policies are usually promoted
as preventing drug abuse, violence, and gang activity in schools. In schools, common zero-tolerance policies concern possession or use of drugs or weapons.
Students and, sometimes staff, parents, and other visitors, who possess
a banned item or perform any prohibited action for any reason are
automatically punished. School administrators are barred from using
their judgment,
reducing severe punishments to be proportional to minor offenses, or
considering extenuating circumstances. For example, the policies treat
possession of a knife identically, regardless of whether the knife is a
blunt table knife being used to eat a meal, a craft knife used in an art class, or switchblade
with no reasonable practical or educational value. Consequently, these
policies are sometimes derided as "zero-intelligence policies".
There is no credible evidence that zero tolerance reduces violence or drug abuse by students.
The unintended negative consequences are clearly documented and sometimes severe: school suspension and expulsion result in a number of negative outcomes for both schools and students.
Although the policies are "facially neutral", minority children are the
most likely to suffer the negative consequences of zero tolerance.
These policies have also resulted in embarrassing publicity for schools and have been struck down by the courts and by Departments of Education, and they have been weakened by legislatures.
Criticism
Some critics have argued that "zero tolerance" policing violates the Law Enforcement Code of Conduct passed by the International Association of Chiefs of Police,
which says in part: "The fundamental duties of a police officer include
serving the community, safeguarding lives and property, protecting the
innocent, keeping the peace and ensuring the rights of all to liberty,
equality and justice" (cited in Robinson, 2002). This code requires that
police behave in a courteous and fair manner, that they treat all
citizens in a respectable and decent manner, and that they never use
unnecessary force. As Robinson (2002: 206) explains:
Zero-tolerance policing runs counter to community policing and logical crime prevention efforts. To whatever degree street sweeps are viewed by citizens as brutal, suspect, militaristic, or the biased efforts of "outsiders," citizens will be discouraged from taking active roles in community building activities and crime prevention initiatives in conjunction with the police. Perhaps this is why the communities that most need neighborhood watch programs are least likely to be populated by residents who take active roles in them.
Critics say that zero-tolerance policing will fail because its
practice destroys several important requisites for successful community
policing, namely police accountability, openness to the public, and
community cooperation (Cox and Wade 1998: 106).
Zero tolerance policies violate principles of health and human
services, and standards of the education and healthy growth of children,
families and communities. Even traditional community service providers
in the 1970s aimed for "services for all" (e.g., zero reject) instead of
100% societal exclusion(zero tolerance). Public administration and
disability has supported principles which include education, employment,
housing, transportation, recreation and political participation in the
community. which zero tolerance groups claim are not a right in the US.
Opponents of zero tolerance believe that such a policy neglects
investigation on a case-by-case basis and may lead to unreasonably harsh
penalties for crimes that may not warrant such penalties in reality.
Another criticism of zero-tolerance policies is that it gives officers
and the legal system little discretion in dealing with offenders.
Zero-tolerance policies may prohibit their enforcers from making the punishment fit the crime.
It also may cause offenders to go all out, knowing if the
punishment is the same for a little or a lot. This phenomenon of human
nature is described in an adage that dates back to at least the 17th
century, "might as well be hanged for a sheep as a lamb": until 1820,
the English law prescribed hanging for stealing anything worth more than
one shilling, whether that was a low-value lamb or a whole flock of
sheep.
In the Kids for cash scandal, judge Mark Ciavarella,
who promoted a platform of zero tolerance, received kickbacks for
constructing a private prison that housed juvenile offenders, and then
proceeded to fill the prison by sentencing children to extended stays in
juvenile detention for offenses as minimal as mocking a principal on Myspace, scuffles in hallways, trespassing in a vacant building, and shoplifting DVDs from Walmart. Critics of zero-tolerance policies argue that harsh punishments for minor offences are normalized. The documentary Kids for Cash
interviews experts on adolescent behaviour, who argue that the zero
tolerance model has become a dominant approach to policing juvenile
offences after the Columbine shooting.
Recently, argumentation theorists (especially Sheldon Wein) have
suggested that, frequently, when people advocate adopting a zero
tolerance policy, they commit what he has called the "zero tolerance
fallacy".
Subsequently, Wein has proposed standards which arguments for zero
tolerance policies must meet in order to avoid such fallacious
inferences.