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Thursday, August 15, 2024

Recycling

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Recycling
The three chasing arrows of the universal recycling symbol
Municipal waste recycling rate (%), 2015

Recycling is the process of converting waste materials into new materials and objects. This concept often includes the recovery of energy from waste materials. The recyclability of a material depends on its ability to reacquire the properties it had in its original state. It is an alternative to "conventional" waste disposal that can save material and help lower greenhouse gas emissions. It can also prevent the waste of potentially useful materials and reduce the consumption of fresh raw materials, reducing energy use, air pollution (from incineration) and water pollution (from landfilling).

Recycling is a key component of modern waste reduction and is the third component of the "Reduce, Reuse, and Recycle" waste hierarchy. It promotes environmental sustainability by removing raw material input and redirecting waste output in the economic system. There are some ISO standards related to recycling, such as ISO 15270:2008 for plastics waste and ISO 14001:2015 for environmental management control of recycling practice.

Recyclable materials include many kinds of glass, paper, cardboard, metal, plastic, tires, textiles, batteries, and electronics. The composting and other reuse of biodegradable waste—such as food and garden waste—is also a form of recycling. Materials for recycling are either delivered to a household recycling center or picked up from curbside bins, then sorted, cleaned, and reprocessed into new materials for manufacturing new products.

In ideal implementations, recycling a material produces a fresh supply of the same material—for example, used office paper would be converted into new office paper, and used polystyrene foam into new polystyrene. Some types of materials, such as metal cans, can be remanufactured repeatedly without losing their purity. With other materials, this is often difficult or too expensive (compared with producing the same product from raw materials or other sources), so "recycling" of many products and materials involves their reuse in producing different materials (for example, paperboard). Another form of recycling is the salvage of constituent materials from complex products, due to either their intrinsic value (such as lead from car batteries and gold from printed circuit boards), or their hazardous nature (e.g. removal and reuse of mercury from thermometers and thermostats).

History

Origins

Reusing materials has been a common practice for most of human history with recorded advocates as far back as Plato in the fourth century BC. During periods when resources were scarce, archaeological studies of ancient waste dumps show less household waste (such as ash, broken tools, and pottery), implying that more waste was recycled in place of new material. However, archaeological artefacts made from recyclable material, such as glass or metal, may neither be the original object nor resemble it, with the consequence that a successful ancient recycling economy can become invisible when recycling is synonymous with re-melting rather than reuse.

Inside a British factory, a textile worker rakes newly-made 'shoddy' which was then combined with new wool to make new cloth

In pre-industrial times, there is evidence of scrap bronze and other metals being collected in Europe and melted down for continuous reuse. Paper recycling was first recorded in 1031 when Japanese shops sold repulped paper. In Britain dust and ash from wood and coal fires was collected by "dustmen" and downcycled as a base material for brick making. These forms of recycling were driven by the economic advantage of obtaining recycled materials instead of virgin material, and the need for waste removal in ever-more-densely populated areas. In 1813, Benjamin Law developed the process of turning rags into "shoddy" and "mungo" wool in Batley, Yorkshire, which combined recycled fibers with virgin wool. The West Yorkshire shoddy industry in towns such as Batley and Dewsbury lasted from the early 19th century to at least 1914.

Industrialization spurred demand for affordable materials. In addition to rags, ferrous scrap metals were coveted as they were cheaper to acquire than virgin ore. Railroads purchased and sold scrap metal in the 19th century, and the growing steel and automobile industries purchased scrap in the early 20th century. Many secondary goods were collected, processed and sold by peddlers who scoured dumps and city streets for discarded machinery, pots, pans, and other sources of metal. By World War I, thousands of such peddlers roamed the streets of American cities, taking advantage of market forces to recycle post-consumer materials into industrial production.

Manufacturers of beverage bottles, including Schweppes, began offering refundable recycling deposits in Great Britain and Ireland around 1800. An official recycling system with refundable deposits for bottles was established in Sweden in 1884, and for aluminum beverage cans in 1982; it led to recycling rates of 84–99%, depending on type (glass bottles can be refilled around 20 times).

Wartime

American poster from World War II
British poster from World War II
Poster from wartime Canada, encouraging housewives to "salvage"
Remnants of iron fence bars in York Whip-Ma-Whop-Ma-Gate. Such public property fences were sawed for the iron and recycled during World War II.

New chemical industries created in the late 19th century both invented new materials (e.g. Bakelite in 1907) and promised to transform valueless into valuable materials. Proverbially, you could not make a silk purse of a sow's ear—until the US firm Arthur D. Little published in 1921 "On the Making of Silk Purses from Sows' Ears", its research proving that when "chemistry puts on overalls and gets down to business [...] new values appear. New and better paths are opened to reach the goals desired."

Recycling—or "salvage", as it was then usually known—was a major issue for governments during World War II, where financial constraints and significant material shortages made it necessary to reuse goods and recycle materials. These resource shortages caused by the world wars, and other such world-changing events, greatly encouraged recycling. It became necessary for most homes to recycle their waste, allowing people to make the most of what was available. Recycling household materials also meant more resources were left available for war efforts. Massive government campaigns, such as the National Salvage Campaign in Britain and the Salvage for Victory campaign in the United States, occurred in every fighting nation, urging citizens to donate metal, paper, rags, and rubber as a patriotic duty.

Post-World War II

A considerable investment in recycling occurred in the 1970s due to rising energy costs. Recycling aluminium uses only 5% of the energy of virgin production. Glass, paper and other metals have less dramatic but significant energy savings when recycled.

Although consumer electronics have been popular since the 1920s, recycling them was almost unheard of until early 1991. The first electronic waste recycling scheme was implemented in Switzerland, beginning with collection of old refrigerators, then expanding to cover all devices. When these programs were created, many countries could not deal with the sheer quantity of e-waste, or its hazardous nature, and began to export the problem to developing countries without enforced environmental legislation. (For example, recycling computer monitors in the United States costs 10 times more than in China.) Demand for electronic waste in Asia began to grow when scrapyards found they could extract valuable substances such as copper, silver, iron, silicon, nickel, and gold during the recycling process. The 2000s saw a boom in both the sales of electronic devices and their growth as a waste stream: In 2002, e-waste grew faster than any other type of waste in the EU. This spurred investment in modern automated facilities to cope with the influx, especially after strict laws were implemented in 2003.

As of 2014, the European Union had about 50% of world share of waste and recycling industries, with over 60,000 companies employing 500,000 people and a turnover of €24 billion. EU countries are mandated to reach recycling rates of at least 50%; leading countries are already at around 65%. The overall EU average was 39% in 2013 and is rising steadily, to 45% in 2015.

In 2015, the United Nations General Assembly set 17 Sustainable Development Goals. Goal 12, Responsible Consumption and Production, specifies 11 targets "to ensure sustainable consumption and production patterns". The fifth target, Target 12.5, is defined as substantially reducing waste generation by 2030, indicated by the National Recycling Rate.

In 2018, changes in the recycling industry have sparked a global "crisis". On 31 December 2017, China announced its "National Sword" policy, setting new standards for imports of recyclable material and banning materials deemed too "dirty" or "hazardous". The new policy caused drastic disruptions in the global recycling market, and reduced the prices of scrap plastic and low-grade paper. Exports of recyclable materials from G7 countries to China dropped dramatically, with many shifting to countries in southeast Asia. This generated significant concern about the recycling industry's practices and environmental sustainability. The abrupt shift caused countries to accept more materials than they could process, and raised fundamental questions about shipping waste from developed countries to countries with few environmental regulations—a practice that predated the crisis.

Health and environmental impact

Health impact

E-waste

According to the WHO (2023), “Every year millions of electrical and electronic devices are discarded ... a threat to the environment and to human health if they are not treated, disposed of, and recycled appropriately. Common items ... include computers ... e-waste are recycled using environmentally unsound techniques and are likely stored in homes and warehouses, dumped, exported or recycled under inferior conditions. When e-waste is treated using inferior activities, it can release as many as 1000 different chemical substances ... including harmful neurotoxicants such as lead.”

Slag recycling

Copper slag is obtained when copper and nickel ores are recovered from their source ores using a pyrometallurgical process, and these ores usually contain other elements which include iron, cobalt, silica, and alumina.An estimate of 2.2–3 tons of copper slag is generated per ton of copper produced, resulting in around 24.6 tons of slag per year, which is regarded as waste.

Environmental impact of slag include copper paralysis, which leads to death due to gastric hemorrhage, if ingested by humans. It may also cause acute dermatitis upon skin exposure.  Toxicity may also be uptaken by crops through soil, consequently spreading animals and food sources and increasing the risk of cardiovascular diseases, cancer, cognitive impairment, chronic anemia, and damage to kidneys, bones, nervous system, brain and skin.

Substituting gravel and grit in quarries has been more cost-effective, due to having its sources with better proximity to consumer markets. Trading between countries and establishment of blast furnaces is helping increase slag utilization, hence reducing wastage and pollution.

Environmental impact

Economist Steven Landsburg, author of a paper entitled "Why I Am Not an Environmentalist", claimed that paper recycling actually reduces tree populations. He argues that because paper companies have incentives to replenish their forests, large demands for paper lead to large forests while reduced demand for paper leads to fewer "farmed" forests.

A metal scrap worker is pictured burning insulated copper wires for copper recovery at Agbogbloshie, Ghana.

When foresting companies cut down trees, more are planted in their place; however, such farmed forests are inferior to natural forests in several ways. Farmed forests are not able to fix the soil as quickly as natural forests. This can cause widespread soil erosion and often requiring large amounts of fertilizer to maintain the soil, while containing little tree and wild-life biodiversity compared to virgin forests. Also, the new trees planted are not as big as the trees that were cut down, and the argument that there would be "more trees" is not compelling to forestry advocates when they are counting saplings.

In particular, wood from tropical rainforests is rarely harvested for paper because of their heterogeneity. According to the United Nations Framework Convention on Climate Change secretariat, the overwhelming direct cause of deforestation is subsistence farming (48% of deforestation) and commercial agriculture (32%), which is linked to food, not paper production.

Other non-conventional methods of material recycling, like Waste-to-Energy (WTE) systems, have garnered increased attention in the recent past due to the polarizing nature of their emissions. While viewed as a sustainable method of capturing energy from material waste feedstocks by many, others have cited numerous explanations for why the technology has not been scaled globally.

Legislation

Supply

For a recycling program to work, a large, stable supply of recyclable material is crucial. Three legislative options have been used to create such supplies: mandatory recycling collection, container deposit legislation, and refuse bans. Mandatory collection laws set recycling targets for cities, usually in the form that a certain percentage of a material must be diverted from the city's waste stream by a target date. The city is responsible for working to meet this target.

Container deposit legislation mandates refunds for the return of certain containers—typically glass, plastic and metal. When a product in such a container is purchased, a small surcharge is added that the consumer can reclaim when the container is returned to a collection point. These programs have succeeded in creating an average 80% recycling rate. Despite such good results, the shift in collection costs from local government to industry and consumers has created strong opposition in some areas—for example, where manufacturers bear the responsibility for recycling their products. In the European Union, the WEEE Directive requires producers of consumer electronics to reimburse the recyclers' costs.

An alternative way to increase the supply of recyclates is to ban the disposal of certain materials as waste, often including used oil, old batteries, tires, and garden waste. This can create a viable economy for the proper disposal of the products. Care must be taken that enough recycling services exist to meet the supply, or such bans can create increased illegal dumping.

Government-mandated demand

Four forms of legislation have also been used to increase and maintain the demand for recycled materials: minimum recycled content mandates, utilization rates, procurement policies, and recycled product labeling.

Both minimum recycled content mandates and utilization rates increase demand by forcing manufacturers to include recycling in their operations. Content mandates specify that a certain percentage of a new product must consist of recycled material. Utilization rates are a more flexible option: Industries can meet their recycling targets at any point of their operations, or even contract out recycling in exchange for tradable credits. Opponents to these methods cite their large increase in reporting requirements, and claim that they rob the industry of flexibility.

Governments have used their own purchasing power to increase recycling demand through "procurement policies". These policies are either "set-asides", which reserve a certain amount of spending for recycled products; or "price preference" programs that provide larger budgets when recycled items are purchased. Additional regulations can target specific cases: in the United States, for example, the Environmental Protection Agency mandates the purchase of oil, paper, tires and building insulation from recycled or re-refined sources whenever possible.

The final government regulation toward increased demand is recycled product labeling. When producers are required to label their packaging with the amount of recycled material it contains (including the packaging), consumers can make more educated choices. Consumers with sufficient buying power can choose more environmentally conscious options, prompting producers to increase the recycled material in their products and increase demand. Standardized recycling labeling can also have a positive effect on the supply of recyclates when it specifies how and where the product can be recycled.

Recyclates

Glass recovered by crushing only one kind of beer bottle

"Recyclate" is a raw material sent to and processed in a waste recycling plant or materials-recovery facility so it can be used in the production of new materials and products. For example, plastic bottles can be made into plastic pellets and synthetic fabrics.

Quality of recyclate

The quality of recyclates is one of the principal challenges for the success of a long-term vision of a green economy and achieving zero waste. It generally refers to how much of it is composed of target material, versus non-target material and other non-recyclable material. Steel and other metals have intrinsically higher recyclate quality; it is estimated that two-thirds of all new steel comes from recycled steel. Only target material is likely to be recycled, so higher amounts of non-target and non-recyclable materials can reduce the quantity of recycled products. A high proportion of non-target and non-recyclable material can make it more difficult to achieve "high-quality" recycling; and if recyclate is of poor quality, it is more likely to end up being down-cycled or, in more extreme cases, sent to other recovery options or landfilled. For example, to facilitate the remanufacturing of clear glass products, there are tight restrictions for colored glass entering the re-melt process. Another example is the downcycling of plastic, where products such as plastic food packaging are often downcycled into lower quality products, and do not get recycled into the same plastic food packaging.

The quality of recyclate not only supports high-quality recycling, but it can also deliver significant environmental benefits by reducing, reusing, and keeping products out of landfills. High-quality recycling can support economic growth by maximizing the value of waste material. Higher income levels from the sale of quality recyclates can return value significant to local governments, households and businesses. Pursuing high-quality recycling can also promote consumer and business confidence in the waste and resource management sector, and may encourage investment in it.

There are many actions along the recycling supply chain, each of which can affect recyclate quality. Waste producers who place non-target and non-recyclable wastes in recycling collections can affect the quality of final recyclate streams, and require extra efforts to discard those materials at later stages in the recycling process. Different collection systems can induce different levels of contamination. When multiple materials are collected together, extra effort is required to sort them into separate streams and can significantly reduce the quality of the final products. Transportation and the compaction of materials can also make this more difficult. Despite improvements in technology and quality of recyclate, sorting facilities are still not 100% effective in separating materials. When materials are stored outside, where they can become wet, can also cause problems for re-processors. Further sorting steps may be required to satisfactorily reduce the amount of non-target and non-recyclable material.

Recyclate Quality Action Plan (Scotland)

Scotland's Recyclate Quality Action Plan proposes a number of actions the Scottish Government wants to take to increase the quality of materials collected for recycling and sorted at recovery facilities before it is exported or sold on the reprocessing market. Its objectives are to:

  • Increase recyclate quality, and create greater transparency about it.
  • Help those contracting with recycling facilities identify what is required of them.
  • Ensure compliance with the Waste (Scotland) Regulations 2012.
  • Stimulate a household market for quality recyclate.
  • Address and reduce issues around waste shipment regulations.

The plan focuses on three key areas, with 14 actions to increase the quality of materials collected, sorted and presented to the processing market in Scotland. These areas are:

  • Collection systems and input contamination
  • Sorting facilities—material sampling and transparency
  • Material quality benchmarking and standards

Recycling consumer waste

Collection

A three-sided bin at a railway station in Germany, intended to separate paper (left) and plastic wrappings (right) from other waste (back)

A number of systems have been implemented to collect recyclates from the general waste stream, occupying different places on the spectrum of trade-off between public convenience and government ease and expense. The three main categories of collection are drop-off centers, buy-back centers and curbside collection. About two-thirds of the cost of recycling is incurred in the collection phase.

Curbside collection

A recycling truck collecting the contents of a recycling bin in Canberra, Australia
Emptying of segregated rubbish containers in Tomaszów Mazowiecki, Poland

Curbside collection encompasses many subtly different systems, which differ mostly on where in the process the recyclates are sorted and cleaned. The main categories are mixed waste collection, commingled recyclables, and source separation. A waste collection vehicle generally picks up the waste.

In mixed waste collection, recyclates are collected mixed with the rest of the waste, and the desired materials are sorted out and cleaned at a central sorting facility. This results in a large amount of recyclable waste (especially paper) being too soiled to reprocess, but has advantages as well: The city need not pay for the separate collection of recyclates, no public education is needed, and any changes to the recyclability of certain materials are implemented where sorting occurs.

In a commingled or single-stream system, recyclables are mixed but kept separate from non-recyclable waste. This greatly reduces the need for post-collection cleaning, but requires public education on what materials are recyclable.

Source separation

Source separation is the other extreme, where each material is cleaned and sorted prior to collection. It requires the least post-collection sorting and produces the purest recyclates. However, it incurs additional operating costs for collecting each material, and requires extensive public education to avoid recyclate contamination. In Oregon, USA, Oregon DEQ surveyed multi-family property managers; about half of them reported problems, including contamination of recyclables due to trespassers such as transients gaining access to collection areas.

Source separation used to be the preferred method due to the high cost of sorting commingled (mixed waste) collection. However, advances in sorting technology have substantially lowered this overhead, and many areas that had developed source separation programs have switched to what is called co-mingled collection.

Buy-back centers

Reverse vending machine in Tomaszów Mazowiecki, Poland

At buy-back centers, separated, cleaned recyclates are purchased, providing a clear incentive for use and creating a stable supply. The post-processed material can then be sold. If profitable, this conserves the emission of greenhouse gases; if unprofitable, it increases their emission. Buy-back centres generally need government subsidies to be viable. According to a 1993 report by the U.S. National Waste & Recycling Association, it costs an average $50 to process a ton of material that can be resold for $30.

Drop-off centers

A drop-off center in the United Kingdom, where they are generally named Recycling Centres

Drop-off centers require the waste producer to carry recyclates to a central location—either an installed or mobile collection station or the reprocessing plant itself. They are the easiest type of collection to establish but suffer from low and unpredictable throughput.

Distributed recycling

For some waste materials such as plastic, recent technical devices called recyclebots enable a form of distributed recycling called DRAM (distributed recycling additive manufacturing). Preliminary life-cycle analysis (LCA) indicates that such distributed recycling of HDPE to make filament for 3D printers in rural regions consumes less energy than using virgin resin, or using conventional recycling processes with their associated transportation.

Another form of distributed recycling mixes waste plastic with sand to make bricks in Africa. Several studies have looked at the properties of recycled waste plastic and sand bricks. The composite pavers can be sold at 100% profit while employing workers at 1.5× the minimum wage in the West African region, where distributed recycling has the potential to produce 19 million pavement tiles from 28,000 tons of plastic water sachets annually in Ghana, Nigeria, and Liberia. This has also been done with COVID19 masks.

Sorting

Once commingled recyclates are collected and delivered to a materials recovery facility, the materials must be sorted. This is done in a series of stages, many of which involve automated processes, enabling a truckload of material to be fully sorted in less than an hour. Some plants can now sort materials automatically; this is known as single-stream recycling. Automatic sorting may be aided by robotics and machine learning. In plants, a variety of materials is sorted including paper, different types of plastics, glass, metals, food scraps, and most types of batteries. A 30% increase in recycling rates has been seen in areas with these plants. In the US, there are over 300 materials recovery facilities.

Initially, commingled recyclates are removed from the collection vehicle and placed on a conveyor belt spread out in a single layer. Large pieces of corrugated fiberboard and plastic bags are removed by hand at this stage, as they can cause later machinery to jam.

Early sorting of recyclable materials: glass and plastic bottles in Poland.

Next, automated machinery such as disk screens and air classifiers separate the recyclates by weight, splitting lighter paper and plastic from heavier glass and metal. Cardboard is removed from mixed paper, and the most common types of plastic—PET (#1) and HDPE (#2)—are collected, so these materials can be diverted into the proper collection channels. This is usually done by hand; but in some sorting centers, spectroscopic scanners are used to differentiate between types of paper and plastic based on their absorbed wavelengths. Plastics tend to be incompatible with each other due to differences in chemical composition; their polymer molecules repel each other, similar to oil and water.

Strong magnets are used to separate out ferrous metals such as iron, steel and tin cans. Non-ferrous metals are ejected by magnetic eddy currents: A rotating magnetic field induces an electric current around aluminum cans, creating an eddy current inside the cans that is repulsed by a large magnetic field, ejecting the cans from the stream.

A recycling point in New Byth, Scotland, with separate containers for paper, plastics, and differently colored glass

Finally, glass is sorted according to its color: brown, amber, green, or clear. It may be sorted either by hand, or by a machine that uses colored filters to detect colors. Glass fragments smaller than 10 millimetres (0.39 in) cannot be sorted automatically, and are mixed together as "glass fines".

In 2003, San Francisco's Department of the Environment set a citywide goal of zero waste by 2020. San Francisco's refuse hauler, Recology, operates an effective recyclables sorting facility that has helped the city reach a record-breaking landfill diversion rate of 80% as of 2021. Other American cities, including Los Angeles, have achieved similar rates.

Recycling industrial waste

Mounds of shredded rubber tires ready for processing

Although many government programs concentrate on recycling at home, 64% of waste in the United Kingdom is generated by industry. The focus of many recycling programs in industry is their cost-effectiveness. The ubiquitous nature of cardboard packaging makes cardboard a common waste product recycled by companies that deal heavily in packaged goods, such as retail stores, warehouses, and goods distributors. Other industries deal in niche and specialized products, depending on the waste materials they handle.

Glass, lumber, wood pulp and paper manufacturers all deal directly in commonly recycled materials; however, independent tire dealers may collect and recycle rubber tires for a profit.

The waste produced from burning coal in a Coal-fired power station is often called fuel ash or fly ash in the United States. It is a very useful material and used in concrete construction. It exhibits Pozzolanic activity.

Levels of metals recycling are generally low. In 2010, the International Resource Panel, hosted by the United Nations Environment Programme (UNEP), published reports on metal stocks and their recycling rates. It reported that the increase in the use of metals during the 20th and into the 21st century has led to a substantial shift in metal stocks from below-ground to use in above-ground applications within society. For example, in the US, in-use copper grew from 73 to 238 kg per capita between 1932–1999.

The report's authors observed that, as metals are inherently recyclable, metal stocks in society can serve as huge above-ground mines (the term "urban mining" has thus been coined). However, they found that the recycling rates of many metals are low. They warned that the recycling rates of some rare metals used in applications such as mobile phones, battery packs for hybrid cars and fuel cells, are so low that unless future end-of-life recycling rates are dramatically increased, these critical metals will become unavailable for use in modern technology.

The military recycles some metals. The U.S. Navy's Ship Disposal Program uses ship breaking to reclaim the steel of old vessels. Ships may also be sunk to create artificial reefs. Uranium is a dense metal that has qualities superior to lead and titanium for many military and industrial uses. Uranium left over from processing it into nuclear weapons and fuel for nuclear reactors is called depleted uranium, and is used by all branches of the U.S. military for the development of such things as armor-piercing shells and shielding.

The construction industry may recycle concrete and old road surface pavement, selling these materials for profit.

Some rapidly growing industries, particularly the renewable energy and solar photovoltaic technology industries, are proactively creating recycling policies even before their waste streams have considerable volume, anticipating future demand.

Recycling of plastics is more difficult, as most programs are not able to reach the necessary level of quality. Recycling of PVC often results in downcycling of the material, which means only products of lower quality standard can be made with the recycled material.

Computer processors retrieved from waste stream

E-waste is a growing problem, accounting for 20–50 million metric tons of global waste per year according to the EPA. It is also the fastest growing waste stream in the EU. Many recyclers do not recycle e-waste responsibly. After the cargo barge Khian Sea dumped 14,000 metric tons of toxic ash in Haiti, the Basel Convention was formed to stem the flow of hazardous substances into poorer countries. They created the e-Stewards certification to ensure that recyclers are held to the highest standards for environmental responsibility and to help consumers identify responsible recyclers. It operates alongside other prominent legislation, such as the Waste Electrical and Electronic Equipment Directive of the EU and the United States National Computer Recycling Act, to prevent poisonous chemicals from entering waterways and the atmosphere.

In the recycling process, television sets, monitors, cell phones, and computers are typically tested for reuse and repaired. If broken, they may be disassembled for parts still having high value if labor is cheap enough. Other e-waste is shredded to pieces roughly 10 centimetres (3.9 in) in size and manually checked to separate toxic batteries and capacitors, which contain poisonous metals. The remaining pieces are further shredded to 10 millimetres (0.39 in) particles and passed under a magnet to remove ferrous metals. An eddy current ejects non-ferrous metals, which are sorted by density either by a centrifuge or vibrating plates. Precious metals can be dissolved in acid, sorted, and smelted into ingots. The remaining glass and plastic fractions are separated by density and sold to re-processors. Television sets and monitors must be manually disassembled to remove lead from CRTs and the mercury backlight from LCDs.

Vehicles, solar panels and wind turbines can also be recycled. They often contain rare-earth elements (REE) and/or other critical raw materials. For electric car production, large amounts of REE's are typically required.

Whereas many critical raw elements and REE's can be recovered, environmental engineer Phillipe Bihouix Archived 6 September 2021 at the Wayback Machine reports that recycling of indium, gallium, germanium, selenium, and tantalum is still very difficult and their recycling rates are very low.

Plastic recycling

A container for recycling used plastic spoons into material for 3D printing

Plastic recycling is the process of recovering scrap or waste plastic and reprocessing the material into useful products, sometimes completely different in form from their original state. For instance, this could mean melting down soft drink bottles and then casting them as plastic chairs and tables. For some types of plastic, the same piece of plastic can only be recycled about 2–3 times before its quality decreases to the point where it can no longer be used.

Physical recycling

Some plastics are remelted to form new plastic objects; for example, PET water bottles can be converted into polyester destined for clothing. A disadvantage of this type of recycling is that the molecular weight of the polymer can change further and the levels of unwanted substances in the plastic can increase with each remelt.

A commercial-built recycling facility was sent to the International Space Station in late 2019. The facility takes in plastic waste and unneeded plastic parts and physically converts them into spools of feedstock for the space station additive manufacturing facility used for in-space 3D printing.

Chemical recycling

For some polymers, it is possible to convert them back into monomers, for example, PET can be treated with an alcohol and a catalyst to form a dialkyl terephthalate. The terephthalate diester can be used with ethylene glycol to form a new polyester polymer, thus making it possible to use the pure polymer again. In 2019, Eastman Chemical Company announced initiatives of methanolysis and syngas designed to handle a greater variety of used material.

Waste plastic pyrolysis to fuel oil

Another process involves the conversion of assorted polymers into petroleum by a much less precise thermal depolymerization process. Such a process would be able to accept almost any polymer or mix of polymers, including thermoset materials such as vulcanized rubber tires and the biopolymers in feathers and other agricultural waste. Like natural petroleum, the chemicals produced can be used as fuels or as feedstock. A RESEM Technology plant of this type in Carthage, Missouri, US, uses turkey waste as input material. Gasification is a similar process but is not technically recycling since polymers are not likely to become the result. Plastic Pyrolysis can convert petroleum based waste streams such as plastics into quality fuels, carbons. Given below is the list of suitable plastic raw materials for pyrolysis:

Recycling loops

Loops for production-waste, product and material recycling

The (ideal) recycling process can be differentiated into three loops, one for manufacture (production-waste recycling) and two for disposal of the product (product and material recycling).

The product's manufacturing phase, which consists of material processing and fabrication, forms the production-waste recycling loop. Industrial waste materials are fed back into, and reused in, the same production process.

The product's disposal process requires two recycling loops: product recycling and material recycling. The product or product parts are reused in the product recycling phase. This happens in one of two ways: the product is used retaining the product functionality ("reuse") or the product continues to be used but with altered functionality ("further use"). The product design is unmodified, or only slightly modified, in both scenarios.

Product disassembly requires material recycling where product materials are recovered and recycled. Ideally, the materials are processed so they can flow back into the production process.

Recycling codes

Recycling codes on products

In order to meet recyclers' needs while providing manufacturers a consistent, uniform system, a coding system was developed. The recycling code for plastics was introduced in 1988 by the plastics industry through the Society of the Plastics Industry. Because municipal recycling programs traditionally have targeted packaging—primarily bottles and containers—the resin coding system offered a means of identifying the resin content of bottles and containers commonly found in the residential waste stream.

In the United States, plastic products are printed with numbers 1–7 depending on the type of resin. Type 1 (polyethylene terephthalate) is commonly found in soft drink and water bottles. Type 2 (high-density polyethylene) is found in most hard plastics such as milk jugs, laundry detergent bottles, and some dishware. Type 3 (polyvinyl chloride) includes items such as shampoo bottles, shower curtains, hula hoops, credit cards, wire jacketing, medical equipment, siding, and piping. Type 4 (low-density polyethylene) is found in shopping bags, squeezable bottles, tote bags, clothing, furniture, and carpet. Type 5 is polypropylene and makes up syrup bottles, straws, Tupperware, and some automotive parts. Type 6 is polystyrene and makes up meat trays, egg cartons, clamshell containers, and compact disc cases. Type 7 includes all other plastics such as bulletproof materials, 3- and 5-gallon water bottles, cell phone and tablet frames, safety goggles and sunglasses. Having a recycling code or the chasing arrows logo on a material is not an automatic indicator that a material is recyclable but rather an explanation of what the material is. Types 1 and 2 are the most commonly recycled.

Cost–benefit analysis

Environmental effects of recycling
Material Energy savings vs. new production Air pollution savings vs. new production
Aluminium 95% 95%
Cardboard 24%  —
Glass 5–30% 20%
Paper 40% 73%
Plastics 70%  —
Steel 60%  —

In addition to environmental impact, there is debate over whether recycling is economically efficient. According to a Natural Resources Defense Council study, waste collection and landfill disposal creates less than one job per 1,000 tons of waste material managed; in contrast, the collection, processing, and manufacturing of recycled materials creates 6–13 or more jobs per 1,000 tons. According to the U.S. Recycling Economic Informational Study, there are over 50,000 recycling establishments that have created over a million jobs in the US. The National Waste & Recycling Association (NWRA) reported in May 2015 that recycling and waste made a $6.7 billion economic impact in Ohio, U.S., and employed 14,000 people. Economists would classify this extra labor used as a cost rather than a benefit since these workers could have been employed elsewhere; the cost effectiveness of creating these additional jobs remains unclear.

Sometimes cities have found recycling saves resources compared to other methods of disposal of waste. Two years after New York City declared that implementing recycling programs would be "a drain on the city", New York City leaders realized that an efficient recycling system could save the city over $20 million. Municipalities often see fiscal benefits from implementing recycling programs, largely due to the reduced landfill costs. A study conducted by the Technical University of Denmark according to the Economist found that in 83 percent of cases, recycling is the most efficient method to dispose of household waste. However, a 2004 assessment by the Danish Environmental Assessment Institute concluded that incineration was the most effective method for disposing of drink containers, even aluminium ones.

Fiscal efficiency is separate from economic efficiency. Economic analysis of recycling does not include what economists call externalities: unpriced costs and benefits that accrue to individuals outside of private transactions. Examples include less air pollution and greenhouse gases from incineration and less waste leaching from landfills. Without mechanisms such as taxes or subsidies, businesses and consumers following their private benefit would ignore externalities despite the costs imposed on society. If landfills and incinerator pollution is inadequately regulated, these methods of waste disposal appear cheaper than they really are, because part of their cost is the pollution imposed on people nearby. Thus, advocates have pushed for legislation to increase demand for recycled materials. The United States Environmental Protection Agency (EPA) has concluded in favor of recycling, saying that recycling efforts reduced the country's carbon emissions by a net 49 million metric tonnes in 2005. In the United Kingdom, the Waste and Resources Action Programme stated that Great Britain's recycling efforts reduce CO2 emissions by 10–15 million tonnes a year. The question for economic efficiency is whether this reduction is worth the extra cost of recycling and thus makes the artificial demand creates by legislation worthwhile.

Wrecked automobiles gathered for smelting

Certain requirements must be met for recycling to be economically feasible and environmentally effective. These include an adequate source of recyclates, a system to extract those recyclates from the waste stream, a nearby factory capable of reprocessing the recyclates, and a potential demand for the recycled products. These last two requirements are often overlooked—without both an industrial market for production using the collected materials and a consumer market for the manufactured goods, recycling is incomplete and in fact only "collection".

Free-market economist Julian Simon remarked "There are three ways society can organize waste disposal: (a) commanding, (b) guiding by tax and subsidy, and (c) leaving it to the individual and the market". These principles appear to divide economic thinkers today.

Frank Ackerman favours a high level of government intervention to provide recycling services. He believes that recycling's benefit cannot be effectively quantified by traditional laissez-faire economics. Allen Hershkowitz supports intervention, saying that it is a public service equal to education and policing. He argues that manufacturers should shoulder more of the burden of waste disposal.

Paul Calcott and Margaret Walls advocate the second option. A deposit refund scheme and a small refuse charge would encourage recycling but not at the expense of illegal dumping. Thomas C. Kinnaman concludes that a landfill tax would force consumers, companies and councils to recycle more.

Most free-market thinkers detest subsidy and intervention, arguing that they waste resources. The general argument is that if cities charge the full cost of garbage collection, private companies can profitably recycle any materials for which the benefit of recycling exceeds the cost (e.g. aluminum) and do not recycle other materials for which the benefit is less than the cost (e.g. glass). Cities, on the other hand, often recycle even when they not only do not receive enough for the paper or plastic to pay for its collection, but must actually pay private recycling companies to take it off of their hands. Terry Anderson and Donald Leal think that all recycling programmes should be privately operated, and therefore would only operate if the money saved by recycling exceeds its costs. Daniel K. Benjamin argues that it wastes people's resources and lowers the wealth of a population. He notes that recycling can cost a city more than twice as much as landfills, that in the United States landfills are so heavily regulated that their pollution effects are negligible, and that the recycling process also generates pollution and uses energy, which may or may not be less than from virgin production.

Trade in recyclates

Certain countries trade in unprocessed recyclates. Some have complained that the ultimate fate of recyclates sold to another country is unknown and they may end up in landfills instead of being reprocessed. According to one report, in America, 50–80 percent of computers destined for recycling are actually not recycled. There are reports of illegal-waste imports to China being dismantled and recycled solely for monetary gain, without consideration for workers' health or environmental damage. Although the Chinese government has banned these practices, it has not been able to eradicate them. In 2008, the prices of recyclable waste plummeted before rebounding in 2009. Cardboard averaged about £53/tonne from 2004 to 2008, dropped to £19/tonne, and then went up to £59/tonne in May 2009. PET plastic averaged about £156/tonne, dropped to £75/tonne and then moved up to £195/tonne in May 2009.

Certain regions have difficulty using or exporting as much of a material as they recycle. This problem is most prevalent with glass: both Britain and the U.S. import large quantities of wine bottled in green glass. Though much of this glass is sent to be recycled, outside the American Midwest there is not enough wine production to use all of the reprocessed material. The extra must be downcycled into building materials or re-inserted into the regular waste stream.

Similarly, the northwestern United States has difficulty finding markets for recycled newspaper, given the large number of pulp mills in the region as well as the proximity to Asian markets. In other areas of the U.S., however, demand for used newsprint has seen wide fluctuation.

In some U.S. states, a program called RecycleBank pays people to recycle, receiving money from local municipalities for the reduction in landfill space that must be purchased. It uses a single stream process in which all material is automatically sorted.

Criticisms and responses

Critics dispute the net economic and environmental benefits of recycling over its costs, and suggest that proponents of recycling often make matters worse and suffer from confirmation bias. Specifically, critics argue that the costs and energy used in collection and transportation detract from (and outweigh) the costs and energy saved in the production process; also that the jobs produced by the recycling industry can be a poor trade for the jobs lost in logging, mining, and other industries associated with production; and that materials such as paper pulp can only be recycled a few times before material degradation prevents further recycling.

Journalist John Tierney notes that it is generally more expensive for municipalities to recycle waste from households than to send it to a landfill and that "recycling may be the most wasteful activity in modern America."

Much of the difficulty inherent in recycling comes from the fact that most products are not designed with recycling in mind. The concept of sustainable design aims to solve this problem, and was laid out in the 2002 book Cradle to Cradle: Remaking the Way We Make Things by architect William McDonough and chemist Michael Braungart. They suggest that every product (and all packaging it requires) should have a complete "closed-loop" cycle mapped out for each component—a way in which every component either returns to the natural ecosystem through biodegradation or is recycled indefinitely.

Complete recycling is impossible from a practical standpoint. In summary, substitution and recycling strategies only delay the depletion of non-renewable stocks and therefore may buy time in the transition to true or strong sustainability, which ultimately is only guaranteed in an economy based on renewable resources.

— M. H. Huesemann, 2003

While recycling diverts waste from entering directly into landfill sites, current recycling misses the dispersive components. Critics believe that complete recycling is impracticable as highly dispersed wastes become so diluted that the energy needed for their recovery becomes increasingly excessive.

As with environmental economics, care must be taken to ensure a complete view of the costs and benefits involved. For example, paperboard packaging for food products is more easily recycled than most plastic, but is heavier to ship and may result in more waste from spoilage.

Energy and material flows

Bales of crushed steel ready for transport to the smelter

The amount of energy saved through recycling depends upon the material being recycled and the type of energy accounting that is used. Correct accounting for this saved energy can be accomplished with life-cycle analysis using real energy values, and in addition, exergy, which is a measure of how much useful energy can be used. In general, it takes far less energy to produce a unit mass of recycled materials than it does to make the same mass of virgin materials.

Some scholars use emergy (spelled with an m) analysis, for example, budgets for the amount of energy of one kind (exergy) that is required to make or transform things into another kind of product or service. Emergy calculations take into account economics that can alter pure physics-based results. Using emergy life-cycle analysis researchers have concluded that materials with large refining costs have the greatest potential for high recycle benefits. Moreover, the highest emergy efficiency accrues from systems geared toward material recycling, where materials are engineered to recycle back into their original form and purpose, followed by adaptive reuse systems where the materials are recycled into a different kind of product, and then by-product reuse systems where parts of the products are used to make an entirely different product.

The Energy Information Administration (EIA) states on its website that "a paper mill uses 40 percent less energy to make paper from recycled paper than it does to make paper from fresh lumber." Some critics argue that it takes more energy to produce recycled products than it does to dispose of them in traditional landfill methods, since the curbside collection of recyclables often requires a second waste truck. However, recycling proponents point out that a second timber or logging truck is eliminated when paper is collected for recycling, so the net energy consumption is the same. An emergy life-cycle analysis on recycling revealed that fly ash, aluminum, recycled concrete aggregate, recycled plastic, and steel yield higher efficiency ratios, whereas the recycling of lumber generates the lowest recycle benefit ratio. Hence, the specific nature of the recycling process, the methods used to analyse the process, and the products involved affect the energy savings budgets.

It is difficult to determine the amount of energy consumed or produced in waste disposal processes in broader ecological terms, where causal relations dissipate into complex networks of material and energy flow.

[C]ities do not follow all the strategies of ecosystem development. Biogeochemical paths become fairly straight relative to wild ecosystems, with reduced recycling, resulting in large flows of waste and low total energy efficiencies. By contrast, in wild ecosystems, one population's wastes are another population's resources, and succession results in efficient exploitation of available resources. However, even modernized cities may still be in the earliest stages of a succession that may take centuries or millennia to complete.

How much energy is used in recycling also depends on the type of material being recycled and the process used to do so. Aluminium is generally agreed to use far less energy when recycled rather than being produced from scratch. The EPA states that "recycling aluminum cans, for example, saves 95 percent of the energy required to make the same amount of aluminum from its virgin source, bauxite." In 2009, more than half of all aluminium cans produced came from recycled aluminium. Similarly, it has been estimated that new steel produced with recycled cans reduces greenhouse gas emissions by 75%.

Every year, millions of tons of materials are being exploited from the earth's crust, and processed into consumer and capital goods. After decades to centuries, most of these materials are "lost". With the exception of some pieces of art or religious relics, they are no longer engaged in the consumption process. Where are they? Recycling is only an intermediate solution for such materials, although it does prolong the residence time in the anthroposphere. For thermodynamic reasons, however, recycling cannot prevent the final need for an ultimate sink.

— P. H. Brunner

Economist Steven Landsburg has suggested that the sole benefit of reducing landfill space is trumped by the energy needed and resulting pollution from the recycling process. Others, however, have calculated through life-cycle assessment that producing recycled paper uses less energy and water than harvesting, pulping, processing, and transporting virgin trees. When less recycled paper is used, additional energy is needed to create and maintain farmed forests until these forests are as self-sustainable as virgin forests.

Other studies have shown that recycling in itself is inefficient to perform the "decoupling" of economic development from the depletion of non-renewable raw materials that is necessary for sustainable development. The international transportation or recycle material flows through "... different trade networks of the three countries result in different flows, decay rates, and potential recycling returns". As global consumption of a natural resources grows, their depletion is inevitable. The best recycling can do is to delay; complete closure of material loops to achieve 100 percent recycling of nonrenewables is impossible as micro-trace materials dissipate into the environment causing severe damage to the planet's ecosystems. Historically, this was identified as the metabolic rift by Karl Marx, who identified the unequal exchange rate between energy and nutrients flowing from rural areas to feed urban cities that create effluent wastes degrading the planet's ecological capital, such as loss in soil nutrient production. Energy conservation also leads to what is known as Jevon's paradox, where improvements in energy efficiency lowers the cost of production and leads to a rebound effect where rates of consumption and economic growth increases.

This shop in New York only sells items recycled from demolished buildings.

Costs

The amount of money actually saved through recycling depends on the efficiency of the recycling program used to do it. The Institute for Local Self-Reliance argues that the cost of recycling depends on various factors, such as landfill fees and the amount of disposal that the community recycles. It states that communities begin to save money when they treat recycling as a replacement for their traditional waste system rather than an add-on to it and by "redesigning their collection schedules and/or trucks".

In some cases, the cost of recyclable materials also exceeds the cost of raw materials. Virgin plastic resin costs 40 percent less than recycled resin. Additionally, a United States Environmental Protection Agency (EPA) study that tracked the price of clear glass from 15 July to 2 August 1991, found that the average cost per ton ranged from $40 to $60 while a USGS report shows that the cost per ton of raw silica sand from years 1993 to 1997 fell between $17.33 and $18.10.

Comparing the market cost of recyclable material with the cost of new raw materials ignores economic externalities—the costs that are currently not counted by the market. Creating a new piece of plastic, for instance, may cause more pollution and be less sustainable than recycling a similar piece of plastic, but these factors are not counted in market cost. A life cycle assessment can be used to determine the levels of externalities and decide whether the recycling may be worthwhile despite unfavorable market costs. Alternatively, legal means (such as a carbon tax) can be used to bring externalities into the market, so that the market cost of the material becomes close to the true cost.

Working conditions

Some people in Brazil earn their living by collecting and sorting garbage and selling them for recycling.

The recycling of waste electrical and electronic equipment can create a significant amount of pollution. This problem is specifically occurrent in India and China. Informal recycling in an underground economy of these countries has generated an environmental and health disaster. High levels of lead (Pb), polybrominated diphenylethers (PBDEs), polychlorinated dioxins and furans, as well as polybrominated dioxins and furans (PCDD/Fs and PBDD/Fs), concentrated in the air, bottom ash, dust, soil, water, and sediments in areas surrounding recycling sites. These materials can make work sites harmful to the workers themselves and the surrounding environment.

Possible income loss and social costs

In some countries, recycling is performed by the entrepreneurial poor such as the karung guni, zabbaleen, the rag-and-bone man, waste picker, and junk man. With the creation of large recycling organizations that may be profitable, either by law or economies of scale, the poor are more likely to be driven out of the recycling and the remanufacturing job market. To compensate for this loss of income, a society may need to create additional forms of societal programs to help support the poor. Like the parable of the broken window, there is a net loss to the poor and possibly the whole of a society to make recycling artificially profitable, e.g. through the law. However, in Brazil and Argentina, waste pickers/informal recyclers work alongside the authorities, in fully or semi-funded cooperatives, allowing informal recycling to be legitimized as a paid public sector job.

Because the social support of a country is likely to be less than the loss of income to the poor undertaking recycling, there is a greater chance for the poor to come in conflict with the large recycling organizations. This means fewer people can decide if certain waste is more economically reusable in its current form rather than being reprocessed. Contrasted to the recycling poor, the efficiency of their recycling may actually be higher for some materials because individuals have greater control over what is considered "waste".

One labor-intensive underused waste is electronic and computer waste. Because this waste may still be functional and wanted mostly by those on lower incomes, who may sell or use it at a greater efficiency than large recyclers.

Some recycling advocates believe that laissez-faire individual-based recycling does not cover all of society's recycling needs. Thus, it does not negate the need for an organized recycling program. Local government can consider the activities of the recycling poor as contributing to the ruining of property.

Public participation rates

Single-stream recycling increases public participation rates, but requires additional sorting.
Better recycling is a priority in the European Union, especially in Central and Eastern Europe among respondents of the 2020-21 European Investment Bank Climate Survey.

Changes that have been demonstrated to increase recycling rates include:

In a study done by social psychologist Shawn Burn, it was found that personal contact with individuals within a neighborhood is the most effective way to increase recycling within a community. In her study, she had 10 block leaders talk to their neighbors and persuade them to recycle. A comparison group was sent fliers promoting recycling. It was found that the neighbors that were personally contacted by their block leaders recycled much more than the group without personal contact. As a result of this study, Shawn Burn believes that personal contact within a small group of people is an important factor in encouraging recycling. Another study done by Stuart Oskamp examines the effect of neighbors and friends on recycling. It was found in his studies that people who had friends and neighbors that recycled were much more likely to also recycle than those who did not have friends and neighbors that recycled.

Many schools have created recycling awareness clubs in order to give young students an insight on recycling. These schools believe that the clubs actually encourage students to not only recycle at school but at home as well.

Recycling of metals varies extremely by type. Titanium and lead have an extremely high recycling rates of over 90%. Copper and cobalt have high rates of recycling around 75%. Only about half of aluminum is recycled. Most of the remaining metals have recycling rates of below 35%, while 34 types of metals have recycling rates of under 1%.

"Between 1960 and 2000, the world production of plastic resins increased 25 times its original amount, while recovery of the material remained below 5 percent." Many studies have addressed recycling behaviour and strategies to encourage community involvement in recycling programs. It has been argued that recycling behavior is not natural because it requires a focus and appreciation for long-term planning, whereas humans have evolved to be sensitive to short-term survival goals; and that to overcome this innate predisposition, the best solution would be to use social pressure to compel participation in recycling programs. However, recent studies have concluded that social pressure does not work in this context. One reason for this is that social pressure functions well in small group sizes of 50 to 150 individuals (common to nomadic hunter–gatherer peoples) but not in communities numbering in the millions, as we see today. Another reason is that individual recycling does not take place in the public view.

Following the increasing popularity of recycling collection being sent to the same landfills as trash, some people kept on putting recyclables on the recyclables bin.

Recycling in art

A survey showing the share of firms taking action by recycling and waste minimisation
Uniseafish – made of recycled aluminum beer cans

Art objects are more and more often made from recycled material.

Embracing a circular economy through advanced sorting technologies

By extending the lifespan of goods, parts, and materials, a circular economy seeks to minimize waste and maximize resource utilization. Advanced sorting techniques like optical and robotic sorting may separate and recover valuable materials from waste streams, lowering the requirement for virgin resources and accelerating the shift to a circular economy.

Community engagement, such as education and awareness campaigns, may support the acceptance of recycling and reuse programs and encourage the usage of sustainable practices. One can lessen our influence on the environment, save natural resources, and generate economic possibilities by adopting a circular economy using cutting-edge sorting technology and community engagement. According to Melati et al., to successfully transition to a circular economy, legislative and regulatory frameworks must encourage sustainable practices while addressing possible obstacles and difficulties in putting these ideas into action.

Green infrastructure

From Wikipedia, the free encyclopedia
Runoff from the vicinity flows into an adjacent bioswale

Green infrastructure or blue-green infrastructure refers to a network that provides the “ingredients” for solving urban and climatic challenges by building with nature. The main components of this approach include stormwater management, climate adaptation, the reduction of heat stress, increasing biodiversity, food production, better air quality, sustainable energy production, clean water, and healthy soils, as well as more anthropocentric functions, such as increased quality of life through recreation and the provision of shade and shelter in and around towns and cities. Green infrastructure also serves to provide an ecological framework for social, economic, and environmental health of the surroundings. More recently scholars and activists have also called for green infrastructure that promotes social inclusion and equity rather than reinforcing pre-existing structures of unequal access to nature-based services.

Green infrastructure is considered a subset of "Sustainable and Resilient Infrastructure", which is defined in standards such as SuRe, the Standard for Sustainable and Resilient Infrastructure. However, green infrastructure can also mean "low-carbon infrastructure" such as renewable energy infrastructure and public transportation systems (See "low-carbon infrastructure"). Blue-green infrastructure can also be a component of "sustainable drainage systems" or "sustainable urban drainage systems" (SuDS or SUDS) designed to manage water quantity and quality, while providing improvements to biodiversity and amenity.

Introduction

Green infrastructure

2012-12-04 Stormwater Bio-Treatment Area

Nature can be used to provide important services for communities by protecting them against flooding or excessive heat, or helping to improve air, soil and water quality. When nature is harnessed by people and used as an infrastructural system it is called “green infrastructure”. Many such efforts take as their model prairies, where absorbent soil prevents runoff and vegetation filters out pollutants. Green infrastructure occurs at all scales. It is most often associated with green stormwater management systems, which are smart and cost-effective. However, green infrastructure acts as a supplemental component to other related concepts, and ultimately provides an ecological framework for social, economic, and environmental health of the surroundings.

Blue infrastructure

"Blue infrastructure" refers to urban infrastructure relating to water. Blue infrastructure is commonly associated with green infrastructure in urban environments and may be referred to as "blue-green infrastructure" when being viewed in combination. Rivers, streams, ponds, and lakes may exist as natural features within cities, or be added to an urban environment as an aspect of its design. Coastal urban developments may also utilize pre-existing features of the coastline specifically employed in their design. Harbours, quays, piers, and other extensions of the urban environment are also often added to capture benefits associated with the marine environment. Blue infrastructure can support unique aquatic biodiversity in urban areas, including aquatic insects, amphibians, and water birds. There may considerable co-benefits to the health and wellbeing of populations with access to blue spaces in the urban context. Accessible blue infrastructure in urban areas is also referred as to blue spaces.

Terminology

Ideas for green urban structures began in the 1870s with concepts of urban farming and garden allotments. Alternative terminology includes stormwater best management practices, source controls, and low impact development (LID) practices.

Green infrastructure concepts originated in mid-1980s proposals for best management practices that would achieve more holistic stormwater quantity management goals for runoff volume reduction, erosion prevention, and aquifer recharge. In 1987, amendments to the U.S. Clean Water Act introduced new provisions for management of diffuse pollutant sources from urban land uses, establishing the regulatory need for practices that unlike conventional drainage infrastructure managed runoff "at source." The U.S. Environmental Protection Agency (EPA) published its initial regulations for municipal separate storm sewer systems ("MS4") in 1990, requiring large MS4s to develop stormwater pollution prevention plans and implement "source control practices". EPA's 1993 handbook, Urban Runoff Pollution Prevention and Control Planning, identified best management practices to consider in such plans, including vegetative controls, filtration practices and infiltration practices (trenches, porous pavement). Regulations covering smaller municipalities were published in 1999. MS4s serve over 80% of the US population and provide drainage for 4% of the land area.

Green infrastructure is a concept that highlights the importance of the natural environment in decisions about land-use planning. However, the term does not have a widely recognized definition. Also known as “blue-green infrastructure”, or “green-blue urban grids” the terms are used by many design-, conservation- and planning-related disciplines and commonly feature stormwater management, climate adaptation and multifunctional green space.

The term "green infrastructure" is sometimes expanded to "multifunctional" green infrastructure. Multifunctionality in this context refers to the integration and interaction of different functions or activities on the same piece of land.

The EPA extended the concept of “green infrastructure” to apply to the management of stormwater runoff at the local level through the use of natural systems, or engineered systems that mimic natural systems, to treat polluted runoff. This use of the term "green infrastructure" to refer to urban "green" best management practices contributes to the overall health of natural ecosystems, even though it is not central to the larger concept.

However, it is apparent that the term “blue-green infrastructure” is applied in an urban context and places a greater emphasis on the management of stormwater as an integral part of creating a sustainable, multifunctional urban environment. At the building level, the term "blue-green architecture" is used, which implements the same principles on a smaller scale. The focus here is on building greening with water management from alternative water resources such as grey water and rainwater.

History

Green Infrastructure as a term did not appear until the early 1990s, although ideas of Green Infrastructure had been used long before that. The first coined use of the term was seen in a 1994 report by Buddy MacKay, chair of the Florida Greenways Commission, to Florida governor Lawton Chiles about a Green Infrastructure project undertaken in 1991: Florida Greenways Project. MacKay states, "Just as we carefully plan the infrastructure our communities need to support the people who live there—the roads, water and electricity—so must we begin to plan and manage Florida’s green infrastructure”.

Ancient China

Chinese literary gardens are an example of a sustainable lawn that showcased natural beauty in suburban areas. These gardens, dating back to the Shang Dynasty (1600–1046 BC), were designed to allow native plant species to thrive in their natural conditions and appear untouched by humans. This created ecological havens within the city.

8th Century BC - 1st Century BC

Greece was an early adopter of the concept of green Infrastructure with the invention of Greek agora. Agoras were meeting spaces that were built for social conversations and allowed Greeks to converse in public. Many were built across Greece, and some incorporated nature as a design aspect, giving nature a space among the public.

5th century - 15th century

A common urban habitat, the lawn, consists of short grass and sometimes herbaceous plants. While modern artificial lawns have been connected to a negative environmental impact, lawns in the past have been more sustainable, and they promoted biodiversity and the growth of native plants. These historical lawns are impacting lawn design today to create more sustainable ‘alternative lawns’.

In Medieval Europe, lawns rich with flowers and herbaceous plants known as ‘flower meads’ are a good example of a more sustainable lawn. Since then, this idea has been used. In the Edwardian Era, lawns full of thyme, whose flowers attracted insects and pollinators, created biodiversity. A 20th century take on this lawn, the ‘enamelled mead’, has been used in England, and has the purpose of both aesthetics and for stormwater management.

During the height of the Renaissance, public areas became more common in new cities and infrastructure. These areas were carefully selected and would often be urban parks and gardens for the public to converse and relax at. Other than social uses, urban parks and gardens were used to improve the aesthetic of the urban environment they were present in. Urban spaces had environmental uses for the implementation of fresh air and reduced urban heating.

17th Century – 18th Century

Green Infrastructure can be traced as far back as the 17th century in European society beginning in France. France used the presence of nature to provide social and spatial organization to their towns. Originally, nature in cities was used to provide social areas to interact, and plants were grown in these spaces to provide food in close proximity to the inhabitants. In this period, Large open spaces were used to provide a calm setting that could give "sites of power with sites of sanctity" across France. These sites were used by the French elites to bring rural country town house beauty to their new urban houses in a showcase of power and elaborate display of wealth. The French implemented many different types of infrastructure throughout the 17th century that involved incorporating nature in some shape or form. Another example would be the use of promenades that were used by the French elites to flee the unhealthy living conditions of the cities and to avoid the filthy public areas available to the common folks. These areas were lush gardens that had a wide variety of vegetation and foliage that kept the air clean for the wealthy while allowing them to relax away from the poorer members of French society. Again, Mathis goes on to state, "The first cours [or promenades] were established in the capital at the instigation of Marie de Medici: the Mail de l'Arsenal (1604) and above all the Allée du Cours-la-Reine (1616), 1300 mètres long and lined with elms, running along the Seine, from the Tuileries Garden to the high ground of Chaillot," establishing the use of nature as a symbol of power and achievement amongst French royalty and the common people at the time.

Keeping and making cities green were at the forefront for city planners in France. They often incorporated design elements blending urbanism and nature, forming a relationship that showcased how the French grew alongside nature and often made it a key aspect of their expansion.

In 18th Century France, Citizens were able to request to have old and battered city walls destroyed to make room for new gardens, vegetation sites, and green walkways. This opened up new areas to the city landscape and incorporated greenery into the new areas where the walls were torn down. Along with this, the town hall as well as the city center were elaborately decorated with different types of vegetation and trees, especially rare and unique species that had been brought from other countries. Mathis goes on to state, "A French-style garden is linked to the town hall to make the view of it more sublime", showing the use of foliage as a way to impress and beautify French cities.

19th Century

In 1847, a speech by George Perkins Marsh called attention to negative human impacts such as deforestation. Marsh later wrote Man and Nature in 1864 based on his idea for conserving forests. Around the same time, Henry David Thoreau's Walden of 1860 discussed preservation of nature and applied these ideas to urban planning saying, “I think every town should have a park,” and stated the “importance of preserving some portions of nature herself unimpaired.” Frederick Law Olmsted, a landscape architect, agreed with these ideas and planned many parks, areas of preserved land, and scenic roads, and in 1887, The Emerald Necklace of Boston, MA. The Emerald Necklace is a system of public parks linked by parkways that serves as a home to diverse wildlife and provides environmental benefits such as flood protection and water storage.

In Europe, Ebenezer Howard led the garden city movement to balance development with nature. He planned agricultural greenbelts and wide, radiating boulevards surrounded by trees and shrubbery for Victoria, England. One of Howard's concepts was of the "marriage of town and country" to promote sustainable relationships between human society and nature through the planning of garden cities.

The US government became more involved in conservation and land preservation in the late 1800s. This was seen in the 1864 legislation to preserve the Yosemite Valley as a California public park, and 8 years later, the United States’ first national park.

20th Century

Many industrial leaders in the 19th century had the goal of increasing worker's quality of life through quality sanitation and outdoor activity, which would in turn create increased productivity in the workforce. These ideas carried into the 20th century where efforts in green infrastructure were seen in industrial parks, integrated landscaping, and suburban gardens.

The Anaconda Copper Mining Company was responsible for environmental damage in Montana, but a refinery in Great Falls saw this impact and used the surrounding land to create a green open space that was also used for recreation. This natural haven included a golf course, flower beds, picnic areas, a lily pond, and pedestrian paths.

The role of water: blue spaces and blue infrastructure

Blue Water Bridge at Night

Proximity and access to water have been key factors in human settlement through history. Water, along with the spaces around it, create a potential for transport, trade, and power generation. They also provide the human population with resources like recreation and tourism in addition to drinking water and food. Many of the world's largest cities are located near water sources, and networks of urban "blue infrastructure", such as canals, harbors and so forth, have been constructed to capture the benefits and minimize risks. Globally, cities are facing severe water uncertainties such as floods, droughts, and upstream activities on trans-boundary rivers. The increasing pressure, intensity, and speed of urbanization has led to the disappearance of any visible form of water infrastructure in most cities. Urban coastal populations are growing, and many cities have seen an extensive post-industrial transformation of canals, riversides, docks, etc. following changes in global trading patterns. The potential implications of such waterside regeneration in terms of public health have only recently been scientifically investigated. A systematic review conducted in 2017 found consistent evidence of positive associations between exposure of people to blue space and mental health and physical activity.

One-fifth of the world's population, 1.2 billion people, live in areas of water scarcity. Climate change and water-related disasters will place increasing demands on urban systems and will result in increased migration to urban areas. Cities require a very large input of freshwater and in turn have a huge impact on freshwater systems. Urban and industrial water use is projected to double by 2050.

In 2010 the United Nations declared that access to clean water and sanitation is a human right. New solutions for improving the sustainability of cities are being explored. Good urban water management is complex and requires not only water and wastewater infrastructure, but also pollution control and flood prevention. It requires coordination across many sectors, and between different local authorities and changes in governance, that lead to more sustainable and equitable use of urban water resources.

Types of green infrastructure

Urban forests

Urban forests are forests located in cities. They are an important component of urban green infrastructure systems. Urban forests use appropriate tree and vegetation species, instead of noxious and invasive kinds, which reduce the need of maintenance and irrigation. In addition, native species also provide aesthetic value while reducing cost. Diversity of plant species should also be considered in design of urban forests to avoid monocultures; this makes the urban forests more durable and resilient to pests and other harms.

Benefits
  • Energy use: According to a study conducted by the Lawrence Berkeley National Laboratory and Sacramento Municipal Utility District, it was found that strategically located shade trees planted around houses can provide up to 47% energy savings for heating and cooling.
  • Urban heat island mitigation: Maximum air temperature for tree groves were found to be lower than that of open areas without trees. This is contributed to by the principal processes of evaporative cooling from transpiration, radiation interception from the shading effect of canopies, and increasing urban surface roughness to enhance its convective cooling efficiency.
  • Water management: Urban forests helps with city water management on diverting storm water from water channels. Trees intercept a large amount of rainfall that hit them.
  • Property values: In response to fluctuating demand from residents wanting increased amounts of urban greenery, increasing vegetation like tree cover within urban areas can result in the surrounding areas of real estate to increase in value.
  • Public health: Urban greenery can also improve mental health and well-being. Creating urban forests affects public health in many ways. Urban heat islands are created by the condensation of heat due to the materials and infrastructure used in metropolitan areas, which can negatively impact human health. Urban forests provide natural shading structures at a fraction of the cost of artificial shading structures and it counters the negative health impacts of increasing global temperatures. Beyond countering the negative impacts of man-made infrastructure, green infrastructure has the potential to enhance existing ecosystems and make them more stable, which has been historically done in traditional Japanese agriculture. Green infrastructure in an urbanized area can help restore and enhance the resiliency of an ecosystem to natural disturbances and disasters that disrupt the lives of residents. Building new urban forests in an existing metropolitan area creates new labor jobs that do not require a high level of education, which can decrease unemployment in the working class which benefits society. Furthermore, green infrastructure helps states to implement the principles of the 1992 Rio Declaration on Environment and Development that was designed to alleviate the social and economic consequences of environmental degradation.

Constructed wetlands

Constructed wetlands are manmade wetlands, which work as a bio-filtration system. They contain wetland vegetation and are mostly built on uplands and floodplains. Constructed wetlands are built this way to avoid connection or damage to natural wetlands and other aquatic resources. There are two main categories of constructed wetlands: subsurface flow system and free water surface system. Proper planning and operating can help avoid possible harm done to the wetlands, which are caused by alteration of natural hydrology and introduction of invasive species.

Benefits
  • Water efficiency: Constructed wetlands try to replicate natural wetland ecosystems. They are built to improve water efficiency and water quality. They also create wildlife habitats by using natural processes of plants, soils, and associated microorganisms. In these types of wetlands, vegetation can trap parts of suspended solids and slow down water flow; the microorganisms that live there process some other pollutants.
  • Cost-effective: Wetlands have low operating and maintenance costs. They can also help with fluctuating water levels. Aesthetically, constructed wetlands are able to add greenery to its surrounding environment. It also helps to reduce unpleasing odors of wastewater.[60][61]

Green and blue roofs

Green roofs improve air and water quality while reducing energy cost. The implementation of green roofs in some regions have correlated with increased albedo, providing slightly cooler temperatures and thus, lower energy consumption. The plants and soil provide more green space and insulation on roofs. Green and blue roofs also help reducing city runoff by retaining rainfall providing a potential solution for the stormwater management in highly concentrated urban areas. The social benefit of green roofs is the rooftop agriculture for the residents.

Green roofs also sequester rain and carbon pollution. Forty to eighty percent of the total volume of rain that falls on green roofs are able to be reserved.[64] The water released from the roofs flow at a slow pace, reducing the amount of runoff entering the watershed at once.

Blue roofs, not technically being green infrastructure, collect and store rainfall, reducing the inrush of runoff water into sewer systems. Blue roofs use detention ponds, or detention basins, for collecting the rainfall before it gets drained into waterways and sewers at a controlled rate. As well as saving energy by reducing cooling expenses, blue roofs reduce the urban heat island effect when coupled with reflective roofing material.

Rain gardens

Rain gardens are a form of stormwater management using water capture. Rain gardens are shallow depressed areas in the landscape, planted with shrubs and plants that are used to collect rainwater from roofs or pavement and allows for the stormwater to slowly infiltrate into the ground.

A rain garden in Syracuse, New York. The rainfall collects and falls off the roof which soaks into the soil allowing for nourishment of the greenery on the side of the building. This specific rain garden reduces the amount of run off into the streets and surrounding areas.

Ubiquitous lawn grass is not a solution for controlling runoff, so an alternative is required to reduce urban and suburban first flush (highly toxic) runoff and to slow the water down for infiltration. In residential applications, water runoff can be reduced by 30% with the use of rain gardens in the homeowner's yard. A minimum size of 150 sq. ft. up to a range of 300 sq. ft. is the usual size considered for a private property residence. The cost per square foot is about $5–$25, depending on the type of plants you use and the slope of the property. Native trees, shrubs, and herbaceous perennials of the wetland and riparian zones being the most useful for runoff detoxification.

Downspout disconnection

Downspout disconnection is a form of green infrastructure that separates roof downspouts from the sewer system and redirects roof water runoff into permeable surfaces. It can be used for storing stormwater or allowing the water to penetrate the ground. Downspout disconnection is especially beneficial in cities with combined sewer systems. With high volumes of rain, downspouts on buildings can send 12 gallons of water a minute into the sewer system, which increases the risk of basement backups and sewer overflows. In attempts to reduce the amount of rainwater that enters the combined sewer systems, agencies such as the Milwaukee Metropolitan Sewerage District amended regulations that require downspout disconnection at residential areas.

Bioswales

Bioswales are stormwater runoff systems providing an alternative to traditional storm sewers. Much like rain gardens, bioswales are vegetated or mulched channels commonly placed in long narrow spaces in urban areas. They absorb flows or carry stormwater runoff from heavy rains into sewer channels or directly to surface waters. Vegetated bioswales infiltrate, slow down, and filter stormwater flows that are most beneficial along streets and parking lots.

Green alleys

The Trust for Public Land is working in partnership with the City of Los Angeles' Community Redevelopment Agency, Bureau of Sanitation, the University of Southern California's Center for Sustainable Cities, and Jefferson High School by converting the existing 900 miles of alleys in the city to green alleys. The concept is to re-engineer existing alleyways to reflect more light to mitigate heat island effect, capture storm water, and make the space beautiful and usable by the neighboring communities. The first alley, completed in 2015, saved more than 750,000 gallons in its first year. The Green alleys will provide open space on top of these ecological benefits, converting spaces which used to feel unsafe, or used for dumping into a playground, and walking/biking corridor.

Green school yards

The Trust for Public Land has completed 183 green school yards across the 5 boroughs in New York. Existing asphalt school yards are converted to a more vibrant and exciting place while also incorporating infrastructure to capture and store rainwater: rain garden, rain barrel, tree groves with pervious pavers, and an artificial field with a turf base. The children are engaged in the design process, lending to a sense of ownership and encourages children to take better care of their school yard. Success in New York has allowed other cities like Philadelphia and Oakland to also convert to green school yards.

Low-impact development

Low-impact development (also referred to as green stormwater infrastructure) are systems and practices that use or mimic natural processes that result in the infiltration, evapotranspiration or use of stormwater in order to protect water quality and associated aquatic habitat. LID practices aim to preserve, restore and create green space using soils, vegetation, and rainwater harvest techniques. It is an approach to land development (or re-development) that works with nature to manage stormwater as close to its source as possible. Many low impact development tools integrate vegetation or the existing soil to reduce runoff and let rainfall enter the natural water cycle.

Planning approach

The Green Infrastructure approach analyses the natural environment in a way that highlights its function and subsequently seeks to put in place, through regulatory or planning policy, mechanisms that safeguard critical natural areas. Where life support functions are found to be lacking, plans may propose how these can be put in place through landscaped and/or engineered improvements.

Planning approach of blue-green infrastructure

Within an urban context, this can be applied to re-introducing natural waterways and making a city self-sustaining particularly with regard to water, for example, to harvest water locally, recycle it, re-use it and integrate stormwater management into everyday infrastructure.

The multi-functionality of this approach is key to the efficient and sustainable use of land, especially in a compact and bustling country such as England where pressures on land are particularly acute. An example might be an urban edge river floodplain which provides a repository for flood waters, acts as a nature reserve, provides a recreational green space and could also be productively farmed (probably through grazing). There is growing evidence that the natural environment also has a positive effect on human health.

United Kingdom

In the United Kingdom, Green Infrastructure planning is increasingly recognised as a valuable approach for spatial planning and is now seen in national, regional and local planning and policy documents and strategies, for example in the Milton Keynes and South Midlands Growth area.

In 2009, guidance on green infrastructure planning was published by Natural England. This guidance promotes the importance of green infrastructure in 'place-making', i.e. in recognizing and maintaining the character of a particular location, especially where new developments are planned.

In North West England the former Regional Spatial Strategy had a specific Green Infrastructure Policy (EM3 – Green Infrastructure) as well as other references to the concept in other land use development policies (e.g. DP6). The policy was supported by the North West Green Infrastructure Guide. The Green Infrastructure Think Tank (GrITT) provides the support for policy development in the region and manages the web site that acts as a repository for information on Green Infrastructure.

The Natural Economy Northwest programme has supported a number of projects, commissioned by The Mersey Forest to develop the evidence base for green infrastructure in the region. In particular work has been undertaken to look at the economic value of green infrastructure, the linkage between grey and green infrastructure and also to identify areas where green infrastructure may play critical role in helping to overcome issues such as risks of flood or poor air quality.

In March 2011, a prototype Green Infrastructure Valuation Toolkit was launched. The Toolkit is available under a Creative Commons license, and provides a range of tools that provide economic valuation of green infrastructure interventions. The toolkit has been trialled in a number of areas and strategies, including the Liverpool Green Infrastructure Strategy.

In 2012, the Greater London Authority published the All London Green Grid Supplementary Planning Guidance (ALGG SPG) which proposes an integrated network of green and open spaces together with the Blue Ribbon Network of rivers and waterways. The ALGG SPG aims to promote the concept of green infrastructure, and increase its delivery by boroughs, developers, and communities, to benefit areas such as sustainable travel, flood management, healthy living and the economic and social uplift these support.

Green Infrastructure is being promoted as an effective and efficient response to projected climate change.

Green Infrastructure may include geodiversity objectives.

United States

EPA poster illustrating Green Infrastructure practices
Alley renovated with permeable paving located in Chicago, Illinois.

Green infrastructure programs managed by EPA and partner organizations are intended to improve water quality generally through more extensive management of stormwater runoff. The practices are expected to reduce stress on traditional water drainage infrastructure--storm sewers and combined sewers—which are typically extensive networks of underground pipes and/or surface water channels in U.S. cities, towns and suburban areas. Improved stormwater management is expected to reduce the frequency of combined sewer overflows and sanitary sewer overflows, reduce the impacts of urban flooding, and provide other environmental benefits.

Though green infrastructure is yet to become a mainstream practice, many US cities have initiated its implementation to comply with their MS4 permit requirements. For example, the City of Philadelphia has installed or supported a variety of retrofit projects in neighborhoods throughout the city. Installed improvements include:

Some of these facilities reduce the volume of runoff entering the city's aging combined sewer system, and thereby reduce the extent of system overflows during rainstorms.

Another U.S. example is the State of Maryland's promotion of a program called "GreenPrint." GreenPrint Maryland is the first web-enabled map in the nation that shows the relative ecological importance of every parcel of land in the state. Combining color-coded maps, information layers, and aerial photography with public openness and transparency, Greenprint Maryland applies the best environmental science and Geographic Information Systems (GIS) to the urgent work of preserving and protecting environmentally critical lands. A valuable new tool not only for making land conservation decisions today, but for building a broader and better informed public consensus for sustainable growth and land preservation decisions into the future. The program was established in 2001 with the objective to "preserve an extensive intertwined network of lands vital to the long-term protection of the State's natural resources, in concert with other Smart Growth initiatives."

In April 2011, EPA announced the Strategic Agenda to Protect Waters and Build More Livable Communities through Green Infrastructure and the selection of the first ten communities to be green infrastructure partners. The communities selected were: Austin, Texas; Chelsea, Massachusetts; the Northeast Ohio Regional Sewer District (Cleveland, Ohio); the City and County of Denver, Colorado; Jacksonville, Florida; Kansas City, Missouri; Los Angeles, California; Puyallup, Washington; Onondaga County and the City of Syracuse, New York; and Washington, D.C.

The Federal Emergency Management Agency (FEMA) is also promoting green infrastructure as a means of managing urban flooding (also known as localized flooding).

Singapore

Since 2009, two editions of the ABC (Active, Beautiful, Clean) Waters Design Guidelines have been published by the Public Utilities Board, Singapore. The latest version (2011) contains planning and design considerations for the holistic integration of drains, canals and reservoirs with the surrounding environment. The Public Utilities Board encourages the various stakeholders — landowners, private developers to incorporate ABC Waters design features into their developments, and the community to embrace these infrastructures for recreational & educational purposes.

The main benefits outlined in the ABC Waters Concept include:

  • Treating stormwater runoff closer to the source naturally, without the use of chemicals through the use of plants and soil media, so that cleaner water is discharged into waterways and eventually our reservoirs.
  • Enhancing biodiversity and site aesthetics.
  • Bringing people closer to water, and creating new recreational and community spaces for people to enjoy.

Other states

A tram running on green tracks in Adelaide, Australia. Replacing paved area with permeable green surfaces has numerous environmental benefits.

A 2012 paper by the Overseas Development Institute reviewed evidence of the economic impacts of green infrastructure in fragile states.

Upfront construction costs for GI were up to 8% higher than non-green infrastructure projects. Climate Finance was not adequately captured by Fragile states for GI investments, and governance issues may further hinder capability to take full advantage.

GI Investments needed strong government participation as well as institutional capacities and capabilities that fragile states may not possess. Potential poverty reduction includes improved agricultural yields and higher rural electrification rates, benefits that can be transmitted to other sectors of the economy not directly linked to the GI investment.

Whilst there are examples of GI investments creating new jobs in a number of sectors, it is unclear what the employment opportunities advantages are in respect to traditional infrastructure investments. The correct market conditions (i.e. labour regulations or energy demand) are also required in order to maximise employment creation opportunities.

Such factors that may not be fully exploited by fragile state governments lacking the capacity to do so. GI investments have a number of co-benefits including increased energy security and improved health outcomes, whilst a potential reduction of a country's vulnerability to the negative effects of climate change being arguably the most important co-benefit for such investments in a fragile state context.

There is some evidence that GI options are taken into consideration during project appraisal. Engagement mostly occurs in projects specifically designed with green goals, hence there is no data showing decision making that leads to a shift towards any green alternative. Comparisons of costs, co-benefits, poverty reduction benefits or employment creation benefits between the two typologies are also not evident.

Currently, an international standard for green infrastructure is developed: SuRe – The Standard for Sustainable and Resilient Infrastructure is a global voluntary standard which integrates key criteria of sustainability and resilience into infrastructure development and upgrade. SuRe is developed by the Swiss Global Infrastructure Basel Foundation and the French bank Natixis as part of a multi-stakeholder process and will be compliant with ISEAL guidelines. The foundation has also developed the SuRe SmartScan, a simplified version of the SuRe Standard which serves as a self-assessment tool for infrastructure project developers. It provides them with a comprehensive and time-efficient analysis of the various themes covered by the SuRe Standard, offering a solid foundation for projects that are planning to become certified by the SuRe Standard in the future. Upon completion of the SmartScan, project developers receive a spider diagram evaluation, which indicates their project's performance in the different themes and benchmarks the performances with other SmartScan assessed projects.

Examples

Beijing, China

A good example of green infrastructure principles being applied at landscape scale is the Beijing Olympic site. First developed for the 2008 Summer Olympics but used also for the 2022 Winter Olympics, the Beijing Olympic site covers a large area of brownfield redevelopment in the northern sector of the city between the 4th and 5th ring roads. The central green infrastructure feature of the Olympic site is the "Dragon-shaped river" – a complex of retention basins and wetlands covering more than a half million square metres configured to look from the air like a traditional Chinese dragon.

Main Beijing Olympic Site, showing Dragon-shaped River system, with Dragon Lake and Olympic Forest Park at top. (Source: Zhou et al., 2017)

In addition to referencing Chinese culture, the system is capable of significantly reducing nutrient loads from influent waters, which are provided by a nearby wastewater recycling facility.

Surrey, British Columbia

Farmers claimed that flooding of their farmlands was caused by suburban development upstream. The flooding was a result of funneled runoff directed into storm drains by impervious cove, which ran unmitigated and unabsorbed into their farmlands downstream. The farmers were awarded an undisclosed amount of money in the tens of millions as compensation. Low density and highly paved residential communities redirect stormwater from impervious surfaces and pipes to stream at velocities much greater than predevelopment rates. Not only are these practices environmentally damaging, they can be costly and inefficient to maintain. In response, the city of Surrey opted to employ a green infrastructure strategy and chose a 250-hectare site called East Clayton as a demonstration project. The approach reduced the stormwater flowing downstream and allows for infiltration of rainwater closer if not at its point of origin. In result, the stormwater system at East Clayton had the ability to hold one inch of rainfall per day, accounting for 90% of the annual rainfall. The incorporation of green infrastructure at Surrey, British Columbia was able to create a sustainable environment that diminishes runoff and to save around $12,000 per household.

Nya Krokslätt, Sweden

The site of former factory Nya Krokslätt is situated between a mountain and a stream. Danish engineers, Ramboll, have designed a concept of slowing down and guiding storm water in the area with methods such as vegetation combined with ponds, streams and soak-away pits as well as glazed green-blue climate zones surrounding the buildings which delay and clean roof water and greywater. The design concept provides for a multifunctional, rich urban environment, which includes not only technical solutions for energy efficient buildings, but encompasses the implementation of blue-green infrastructure and ecosystem services in an urban area.

Zürich, Switzerland

Since 1991, the city of Zürich has had a law stating all flat roofs (unless used as terraces) must be greened roofed surfaces. The main advantages as a result of this policy include increased biodiversity, rainwater storage and outflow delay, and micro-climatic compensation (temperature extremes, radiation balance, evaporation and filtration efficiency). Roof biotopes are stepping stones which, together with the earthbound green areas and the seeds distributed by wind and birds, make an important contribution to the urban green infrastructure.

Duisburg-Nord, Germany

In the old industrial area of the Ruhr District in Germany, Duisburg-Nord is a landscape park which incorporates former industrial structures and natural biodiversity. The architects Latz + Partner developed the water park which now consists of the old River Emscher, subdivided into five main sections: Klarwasserkanal (Clear Water Canal), the Emschergraben (Dyke), the Emscherrinne (Channel), the Emscherschlucht (Gorge) and the Emscherbach (Stream). The open waste water canal of the “Old Emscher” river is now fed gradually by rainwater collection through a series of barrages and water shoots. This gradual supply means that, even in lengthy dry spells, water can be supplied to the Old Emscher to replenish the oxygen levels. This has allowed the canalised river bed to become a valley with possibilities for nature development and recreation. As a key part of the ecological objectives, much of the overgrown areas of the property were included in the plan as they were found to contain a wide diversity of flora and fauna, including threatened species from the red list. Another important theme in the development of the plan was to make the water system visible, in order to stimulate a relationship between visitors and the water.

New York Sun Works Center, US

The Greenhouse Project was started in 2008 by a small group of public school parents and educators to facilitate hands-on learning, not only to teach about food and nutrition, but also to help children make educated choices regarding their impact on the environment. The laboratory is typically built as a traditional greenhouse on school rooftops and accommodates a hydroponic urban farm and environmental science laboratory. It includes solar panels, hydroponic growing systems, a rainwater catchment system, a weather station and a vermi composting station. Main topics of education include nutrition, water resource management, efficient land use, climate change, biodiversity, conservation, contamination, pollution, waste management, and sustainable development. Students learn the relationship between humans and the environment and gain a greater appreciation of sustainable development and its direct relationship to cultural diversity.

Hammarby Sjöstad, Stockholm, Sweden

In the early 1990s, Hammarby Sjöstad had a reputation for being a run-down, polluted and unsafe industrial and residential area. Now, it is a new district in Stockholm where the city has imposed tough environmental requirements on buildings, technical installations and the traffic environment. An ‘eco-cycle’ solution named the Hammarby Model, developed by Fortum, Stockholm Water Company and the Stockholm Waste Management Administration, is an integral energy, waste and water system for both housing and offices. The goal is to create a residential environment based on sustainable resource usage. Examples include waste heat from the treated wastewater being used for heating up the water in the district heating system, rainwater runoff is returned to the natural cycle through infiltration in green roofs and treatment pools, sludge from the local wastewater treatment is recycled as fertiliser for farming and forestry. This sustainable model has been a source of inspiration to many urban development projects including the Toronto (Canada) Waterfront, London's New Wembley, and a number of cities/city areas in China.

Emeryville, California, US

EPA supported the city of Emeryville, California in the development of "Stormwater Guidelines for Green, Dense Redevelopment." Emeryville, which is a suburb of San Francisco, began in the 1990s reclaiming, remediating and redeveloping the many brownfields within its borders. These efforts sparked a successful economic rebound. The city did not stop there, and decided in the 2000s to harness the redevelopment progress for even better environmental outcomes, in particular that related to stormwater runoff, by requiring in 2005 the use of on-site GI practices in all new private development projects. The city faced several challenges, including a high water table, tidal flows, clay soils, contaminated soil and water, and few absorbent natural areas among the primarily impervious, paved parcels of existing and redeveloped industrial sites. The guidelines, and an accompanying spreadsheet model, were developed to make as much use of redevelopment sites as possible for handling stormwater. The main strategies fell into several categories:

  • Reducing the need, space and stormwater impact of motor vehicle parking by way of increased densities, height limits and floor area ratios; shared, stacked, indoor and unbundled automobile parking; making the best use of on-street parking and pricing strategies; car-sharing; free citywide mass transit; requiring one secure indoor bicycle parking space per bedroom and better bicycle and pedestrian roadway infrastructure.
  • Sustainable landscape design features, such as tree preservation and minimum rootable soil volumes for new tree planting, use of structural soils, suspended paving systems, bioretention and biofiltration strategies and requiring the use of the holistic practices of Bay-Friendly Landscaping.
  • Water storage and harvesting through cisterns and rooftop containers.
  • Other strategies to handle or infiltrate water on development and redevelopment sites.

Gowanus Canal Sponge Park, New York, US

The Gowanus Canal, in Brooklyn, New York, is bounded by several communities including Park Slope, Cobble Hill, Carroll Gardens, and Red Hook. The canal empties into New York Harbor. Completed in 1869, the canal was once a major transportation route for the then separate cities of Brooklyn and New York City. Manufactured gas plants, mills, tanneries, and chemical plants are among the many facilities that operated along the canal. As a result of years of discharges, storm water runoff, sewer outflows, and industrial pollutants, the canal has become one of the nation's most extensively contaminated water bodies. Contaminants include PCBs, coal tar wastes, heavy metals, and volatile organics. On March 2, 2010, EPA added the canal to its Superfund National Priorities List (NPL). Placing the canal on the list allows the agency to further investigate contamination at the site and develop an approach to address the contamination.

After the NPL designation, several firms tried to redesign the area surrounding the canal to meet EPA's principles. One of the proposals was the Gowanus Canal Sponge Park, suggested by Susannah Drake of DLANDstudio, an architecture and landscape architecture firm based in Brooklyn. The firm designed a public open space system that slows, absorbs, and filters surface water runoff with the goal of remediating contaminated water, activating the private canal waterfront, and revitalizing the neighborhood. The unique feature of the park is its character as a working landscape that means the ability to improve the environment of the canal over time while simultaneously supporting public engagement with the canal ecosystem. The park was cited in a professional award by the American Society of Landscape Architects (ASLA), in the Analysis and Planning category, in 2010.

Lafitte Greenway, New Orleans, Louisiana, US

The Lafitte Greenway in New Orleans, Louisiana, is a post-Hurricane Katrina revitalization effort that utilizes green infrastructure to improve water quality as well as support wildlife habitat. The site was previously an industrial corridor that connected the French Quarter to Bayou St. John and Lake Pontchartrain. Part of the revitalization plan was to incorporate green infrastructure for environmental sustainability. One strategy to mitigate localized flooding was to create recreation fields that are carved out to hold water during times of heavy rains. Another strategy was to restore the native ecology of the corridor, giving special attention to the ecotones that bisect the site. The design proposed retrofitting historic buildings with stormwater management techniques, such as rainwater collection systems, which allows historic buildings to be preserved. This project received the Award of Excellence from the ASLA in 2013.

Geographic information system applications

A geographic information system (GIS) is a computer system for that allows users to capture, store, display, and analyze all kinds of spatial data on Earth. GIS can gather multiple layers of information on one single map regarding streets, buildings, soil types, vegetation, and more. Planners can combine or calculate useful information such as impervious area percentage or vegetation coverage status of a specific region to design or analyze the use of green infrastructure. The continued development of geographic information systems and their increasing level of use is particularly important in the development of Green Infrastructure plans. The plans frequently are based on GIS analysis of many layers of geographic information.

Green Infrastructure Master Plan

According to the "Green Infrastructure Master Plan" developed by Hawkins Partners, civil engineers use GIS to analyze the modeling of impervious surfaces with historical Nashville rainfall data within the CSS (combined sewer system) to find the current rates of runoff. GIS systems are able to help planning teams analyze potential volume reductions at the specific region for green infrastructures, including water harvesting, green roofs, urban trees, and structural control measures.

Implementation

Barriers

Lack of funding is consistently cited as a barrier to the implementation of green infrastructure. One advantage that green infrastructure projects offer, however, is that they generate so many benefits that they can compete for a variety of diverse funding sources. Some tax incentive programs administered by federal agencies can be used to attract financing to green infrastructure projects. Here are two examples of programs whose missions are broad enough to support green infrastructure projects:

  • The U.S. Department of Energy administers a range of energy efficiency tax incentives, and green infrastructure could be integrated into project design to claim the incentive. An example of how this might work is found in Oregon's Energy Efficiency Construction Credits. In Eugene, Oregon, a new biofuel station built on an abandoned gas station site included a green roof, bioswales and rain gardens. In this case, nearly $250,000 worth of tax credits reduced income and sales tax for the private company that built and operated the project.
  • The U.S. Department of Treasury administers the multibillion-dollar New Markets Tax Credit Program, which encourages private investment for a range of project types (typically real estate or business development projects) in distressed areas. Awards are allocated to non-profit and private entities based on their proposals for distributing these tax benefits.

Benefits

This Stormwater Curb Extension in Emeryville, California provides a pedestrian safety element as well as stormwater quality benefits. It uses Bay-Friendly Landscaping and recycled water for irrigation.

Some people might expect that green spaces are extravagant and excessively difficult to maintain, but high-performing green spaces can provide tangible economic, ecological, and social benefits. For example:

  • Urban forestry in an urban environment can supplement stormwater management and reduce associated energy usage costs and runoff.
  • Bioretention systems can be applied to the creation of a green transportation system.
  • Lawn grass is not an answer to runoff, so an alternative is required to reduce urban and suburban first flush (highly toxic) runoff and to slow the water down for infiltration. In residential applications, water runoff can be reduced by 30% with the use of rain gardens in the homeowner's yard. A minimum size of 150 sq. ft. up to a range of 300 sq. ft. is the usual size considered for a private property residence. The cost per square foot is about $5–$25, depending on the type of plants you use and the slope of your property. Native trees, shrubs, and herbaceous perennials of the wetland and riparian zones being the most useful for runoff detoxification.

As a result, high-performing green spaces work to create a balance between built and natural environments. A higher abundance of green space in communities or neighbourhoods, for example, has been observed to promote participation in physical activities among elderly men, while more green space around one's house is associated with improved mental health.

In addition to these benefits, recent studies have shown that residents highly value the experiential aspects of green infrastructure, emphasizing the importance of aesthetics, wellbeing, and a sense of place. This focus on cultural ecosystem services suggests that the design and implementation of green infrastructure should prioritize these elements, as they significantly contribute to the community's perception of value and overall quality of life.

Economic effects

A 2012 study focusing on 479 green infrastructure projects across the United States found that 44% of green infrastructure projects reduced costs, compared to the 31% that increased the costs. The most notable cost savings were due to reduced stormwater runoff and decreased heating and cooling costs. Green infrastructure is often cheaper than other conventional water management strategies. The city of Philadelphia, for example, discovered that a new green infrastructure plan would cost $1.2 billion over a 25-year period, compared to the $6 billion that would have been needed to finance a grey infrastructure plan.

A comprehensive green infrastructure in Philadelphia is planned to cost just $1.2 billion over the next 25 years, compared to over $6 billion for "grey" infrastructure (concrete tunnels created to move water). Under the new green infrastructure plan it is expected that:

  • 250 people will be employed annually in green jobs.
  • Up to 1.5 billion pounds of carbon dioxide emission to be avoided or absorbed through green infrastructure each year (the equivalent of removing close to 3,400 vehicles from roadways)
  • Air quality will improve due to all the new trees, green roofs, and parks
  • Communities will benefit on the social and health side
  • About 20 deaths due to asthma will be avoided
  • 250 fewer work or school days will be missed
  • Deaths due to excessive urban heat could also be cut by 250 over 20 years.
  • The new greenery will increase property values by $390 million over 45 years, also boosting the property taxes the city takes in.

A green infrastructure plan in New York City is expected to cost $1.5 billion less than a comparable grey infrastructure approach. Also, the green stormwater management systems alone will save $1 billion, at a cost of about $0.15 less per gallon. The sustainability benefits in New York City range from $139–418 million over the 20 year life of the project. This green plan estimates that “every fully vegetated acre of green infrastructure would provide total annual benefits of $8.522 in reduced energy demand, $166 in reduced CO2 emissions, $1,044 in improved air quality, and $4,725 in increased property value.”

In addition to ambitious infrastructure plans and layouts offering economical and health benefits with the investment of green infrastructure, a study conducted in 2016 within the United Kingdom analyzed the "willingness-to-pay" capacity held by residents in response to green infrastructure. Their findings concluded that, "investment in urban [green infrastructure] that is visibly greener, that facilitates access to [green infrastructure] and other amenities, and that is perceived to promote multiple functions and benefits on a single site (i.e. multi-functionality) generate higher [willingness-to-pay] values." The "willingness-to-pay" obligation is pronounced with the idea that the locations of some living spaces with functionality and aesthetics are more likely to wield larger amounts of social and economical capital. By incentivising residents to invest in green infrastructure within their own zones for development and communities, it allows the potential for increased revenue to be used in order to facilitate further green infrastructure, ultimately increasing the "economic viability" for future projects to occur.

Environmental Justice Impacts

In cities such as Chicago, green infrastructure projects are aimed at enhancing the environment through sustainability and livability, but often they create more social justice concerns like gentrification. This often happens when urban green spaces added in lower income communities attract wealthier residents, which causes the property values to increase and displace the current residence of lower income communities. The impacts of gentrification varies depending on the community, with different implemented infrastructures like greenspaces and transportation avenues along with the size and location of them, which reshapes the demographic and the economic landscape of the community. The challenges with incorporating more green infrastructure with a beneficial goal for social justice is often due to how the government funds and fulfills projects. Many of the projects are managed by nonprofits so they are not the focus nor are the proper skills necessary acquired which creates a larger social justice issue like the decrease in affordable housing. This causes a focus on environmental and recreational improvements and neglects the socioeconomic dimensions of sustainability. The planning process of infrastructure should consider the environmental outcomes while also integrating social equity considerations.

The impacts of green gentrification upon local communities can ultimately contradict the positives brought by sustainable and green infrastructure initially. Green infrastructure like increased green spaces or walkability in cities can potentially improve the well-being of individuals living within the communities, but more often at the expense of dispelling homeless populations or those with decreased housing accessibility living in the future project areas for urban improvement. In order to combat the negative effects of gentrification occurring as a byproduct of haphazard implementation of green infrastructure, different "critical barriers" that act as components prohibiting affordable housing must be addressed. Five major barriers that need to be addressed in future policies and legislation for communities are, "green retrofit-related; land market-related; incentive-related; housing market-related and infrastructural-related barriers."

The success of implementing green infrastructure within communities that have experienced environmental injustice, like excess exposure to pollution or affordable housing, is dependent on the interaction and collaboration of project managers overseeing green infrastructure sites alongside community residents. The most prominent concerns raised by residents in a community in New Jersey cited concerns regarding the maintenance and upkeep of future green stormwater infrastructure (GSI), the necessity for future GSI projects to be multifaceted rather than universal amongst communities, and advocacy for environmental justice to be implemented within project outlines, as "GSI projects, as part of broader community greening initiatives, do not automatically guarantee EJ and health equity, which may be absent in many shrinking cities." It is important to comprehend the environmental and economical capabilities that green infrastructure can provide, but the environmental inequity in respect to being able to access these spaces must be considered in application of green infrastructure within communities. The imperative need to focus on communities with less accessibility to ecosystem services and green infrastructure is a major part of ensuring all communities and residents feel the benefits and effects of implementation.

Initiatives

One program that has integrated green infrastructure into construction projects worldwide is the Leadership in Energy and Environmental Design (LEED) certification. This system offers a benchmark rating for green buildings and neighborhoods, credibly quantifying a project's environmental responsibility. The LEED program incentivizes development that uses resources efficiently. For example, it offers specific credits for reducing indoor and outdoor water use, optimizing energy performance, producing renewable energy, and minimizing or recycling project waste. Two LEED initiatives that directly promote the use of green infrastructure include the rainwater management and heat island reduction credits. An example of a successfully LEED-certified neighborhood development is the 9th and Berks Street transit-oriented development (TOD) in Philadelphia, Pennsylvania, which achieved a Platinum level rating on October 12, 2017.

Another approach to implementing green infrastructure has been developed by the International Living Future Institute. Their Living Community Challenge assesses a community or city in twenty different aspects of sustainability. Notably, the Challenge considers whether the development achieves net positive water and energy uses and utilizes replenishable materials.

Representation of a Lie group

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