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Sunday, April 14, 2019

Alexis de Tocqueville

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Alexis de Tocqueville
Alexis de tocqueville.jpg
Portrait by Théodore Chassériau, 1850
Minister of Foreign Affairs
In office
2 June 1849 – 30 October 1849
Prime MinisterOdilon Barrot
Preceded byÉdouard Drouyn de Lhuys
Succeeded byAlphonse de Rayneval
Member of the National Assembly
for Manche
In office
25 April 1848 – 3 December 1851
Preceded byLéonor-Joseph Havin
Succeeded byHervé de Kergorlay
ConstituencySainte-Mère-Église
Member of the Chamber of Deputies
for Manche
In office
7 March 1839 – 23 April 1848
Preceded byJules Polydore Le Marois
Succeeded byGabriel-Joseph Laumondais
ConstituencyValognes
Personal details
Born
Alexis Charles Henri Clérel de Tocqueville

29 June 1805
Paris, French Empire
Died16 April 1859 (aged 53)
Cannes, French Empire
Political partyMovement Party
(1839–1848)
Party of Order
(1848–1851)
Spouse(s)
Mary Mottley
(m. 1835; died 1859)
Alma materUniversity of Paris
ProfessionHistorian, magistrate, jurist

Philosophy career
Notable work
Democracy in America (1835)
The Old Regime and the Revolution (1856)
Era19th-century philosophy
RegionWestern philosophy
SchoolClassical liberalism
Main interests
History, political philosophy, sociology
Notable ideas
Voluntary association, mutual liberty, soft despotism

Alexis Charles Henri Clérel, Viscount de Tocqueville was a French diplomat, political scientist and historian. He was best known for his works Democracy in America (appearing in two volumes, 1835 and 1840) and The Old Regime and the Revolution (1856). In both, he analyzed the improved living standards and social conditions of individuals as well as their relationship to the market and state in Western societies. Democracy in America was published after Tocqueville's travels in the United States and is today considered an early work of sociology and political science.

Tocqueville was active in French politics, first under the July Monarchy (1830–1848) and then during the Second Republic (1849–1851) which succeeded the February 1848 Revolution. He retired from political life after Louis Napoléon Bonaparte's 2 December 1851 coup and thereafter began work on The Old Regime and the Revolution.

He argued the importance of the French Revolution was to continue the process of modernizing and centralizing the French state which had begun under King Louis XIV. The failure of the Revolution came from the inexperience of the deputies who were too wedded to abstract Enlightenment ideals. Tocqueville was a classical liberal who advocated parliamentary government, but he was skeptical of the extremes of democracy.

Life

Alexis de Tocqueville came from an old Norman aristocratic family. His parents, Hervé Louis François Jean Bonaventure Clérel, Count of Tocqueville, an officer of the Constitutional Guard of King Louis XVI; and Louise Madeleine Le Peletier de Rosanbo narrowly escaped the guillotine due to the fall of Robespierre in 1794.

Under the Bourbon Restoration, Tocqueville's father became a noble peer and prefect. Tocqueville attended the Lycée Fabert in Metz.

The Fabert School in Metz, where Tocqueville was a student between 1817 and 1823
 
Tocqueville, who despised the July Monarchy (1830–1848), began his political career in 1839. From 1839 to 1851, he served as deputy of the Manche department (Valognes). In parliament, he sat on the centre-left, defended abolitionist views and upheld free trade while supporting the colonisation of Algeria carried on by Louis-Philippe's regime. In 1847, he sought to found a Young Left (Jeune Gauche) party which would advocate wage increases, a progressive tax, and other labor concerns in order to undermine the appeal of the socialists. Tocqueville was also elected general counsellor of the Manche in 1842 and became the president of the department's conseil général between 1849 and 1851. According to one account, Tocqueville's political position became untenable during this time in the sense that he was mistrusted by both the left and right and was looking for an excuse to leave France.

Travels

In 1831, he obtained from the July Monarchy a mission to examine prisons and penitentiaries in the United States and proceeded there with his lifelong friend Gustave de Beaumont. While Tocqueville did visit some prisons, he traveled widely in the United States and took extensive notes about his observations and reflections. He returned within nine months and published a report, but the real result of his tour was De la démocratie en Amerique, which appeared in 1835. Beaumont also wrote an account of their travels in Jacksonian America: Marie or Slavery in the United States (1835). During this trip, he made a side trip to Lower Canada to Montreal and Quebec City from mid-August to early September 1831.

Apart from North America, Tocqueville also made an observational tour of England, producing Memoir on Pauperism. In 1841 and 1846, he traveled to Algeria. His first travel inspired his Travail sur l'Algérie in which he criticized the French model of colonisation, which was based on an assimilationist view, preferring instead the British model of indirect rule, which avoided mixing different populations together. He went as far as openly advocating racial segregation between the European colonists and the Arabs through the implementation of two different legislative systems (a half century before implementation of the 1881 Indigenous code based on religion). 

In 1835, Tocqueville made a journey through Ireland. His observations provide one of the best pictures of how Ireland stood before the Great Famine (1845–1849). The observations chronicle the growing Catholic middle class and the appalling conditions in which most Catholic tenant farmers lived. Tocqueville made clear both his libertarian sympathies and his affinity for his Irish co-religionists.

After the fall of the July Monarchy during the February 1848 Revolution, Tocqueville was elected a member of the Constituent Assembly of 1848, where he became a member of the Commission charged with the drafting of the new Constitution of the Second Republic (1848–1851). He defended bicameralism (the wisdom of two parliamentary chambers) and the election of the President of the Republic by universal suffrage. As the countryside was thought to be more conservative than the labouring population of Paris, universal suffrage was conceived as a means to counteract the revolutionary spirit of Paris. 

During the Second Republic, Tocqueville sided with the parti de l'Ordre against the socialists. A few days after the February insurrection, he believed that a violent clash between the Parisian workers' population led by socialists agitating in favor of a "Democratic and Social Republic" and the conservatives, which included the aristocracy and the rural population, was inescapable. As Tocqueville had foreseen, these social tensions eventually exploded during the June Days Uprising of 1848.

Led by General Cavaignac, the suppression was supported by Tocqueville, who advocated the "regularization" of the state of siege declared by Cavaignac and other measures promoting suspension of the constitutional order. Between May and September, Tocqueville participated in the Constitutional Commission which wrote the new Constitution. His proposals underlined the importance of his North American experience as his amendment about the President and his reelection.

Minister of foreign affairs

Caricature by Honoré Daumier, 1849
 
Tocqueville at the 1851 "Commission de la révision de la Constitution à l'Assemblée nationale"
 
A supporter of Cavaignac and of the parti de l'Ordre, Tocqueville accepted an invitation to enter Odilon Barrot's government as Minister of Foreign Affairs from 3 June to 31 October 1849. During the troubled days of June 1849, he pleaded with Interior Minister Jules Dufaure for the reestablishment of the state of siege in the capital and approved the arrest of demonstrators. Tocqueville, who since February 1848 had supported laws restricting political freedoms, approved the two laws voted immediately after the June 1849 days which restricted the liberty of clubs and freedom of the press.

This active support in favor of laws restricting political freedoms stands in contrast of his defense of freedoms in Democracy in America. According to Tocqueville, he favored order as "the sine qua non for the conduct of serious politics. He [hoped] to bring the kind of stability to French political life that would permit the steady growth of liberty unimpeded by the regular rumblings of the earthquakes of revolutionary change″.

Tocqueville had supported Cavaignac against Louis Napoléon Bonaparte for the presidential election of 1848. Opposed to Louis Napoléon Bonaparte's 2 December 1851 coup which followed his election, Tocqueville was among the deputies who gathered at the 10th arrondissement of Paris in an attempt to resist the coup and have Napoleon III judged for "high treason" as he had violated the constitutional limit on terms of office. Detained at Vincennes and then released, Tocqueville, who supported the Restoration of the Bourbons against Napoleon III's Second Empire (1851–1871), quit political life and retreated to his castle (Château de Tocqueville).

Against this image of Tocqueville, biographer Joseph Epstein has concluded: "Tocqueville could never bring himself to serve a man he considered a usurper and despot. He fought as best he could for the political liberty in which he so ardently believed—had given it, in all, thirteen years of his life [....]. He would spend the days remaining to him fighting the same fight, but conducting it now from libraries, archives, and his own desk". There, he began the draft of L'Ancien Régime et la Révolution, publishing the first tome in 1856, but leaving the second one unfinished.

Death

A longtime sufferer from bouts of tuberculosis, Tocqueville would eventually succumb to the disease on 16 April 1859 and was buried in the Tocqueville cemetery in Normandy

Tocqueville's professed religion was Roman Catholicism. He saw religion as being compatible with both equality and individualism, but felt that religion would be strongest when separated from politics.

Democracy in America

A page from original working manuscript of Democracy in America, c. 1840
 
In Democracy in America, published in 1835, Tocqueville wrote of the New World and its burgeoning democratic order. Observing from the perspective of a detached social scientist, Tocqueville wrote of his travels through the United States in the early 19th century when the Market Revolution, Western expansion and Jacksonian democracy were radically transforming the fabric of American life.

According to Joshua Kaplan, one purpose of writing Democracy in America was to help the people of France get a better understanding of their position between a fading aristocratic order and an emerging democratic order and to help them sort out the confusion. Tocqueville saw democracy as an equation that balanced liberty and equality, concern for the individual as well as for the community.

Tocqueville was an ardent supporter of liberty. "I have a passionate love for liberty, law, and respect for rights", he wrote. "I am neither of the revolutionary party nor of the conservative. [...] Liberty is my foremost passion". He wrote of "Political Consequences of the Social State of the Anglo-Americans" by saying: "But one also finds in the human heart a depraved taste for equality, which impels the weak to want to bring the strong down to their level, and which reduces men to preferring equality in servitude to inequality in freedom".

The above is often misquoted as a slavery quote because of previous translations of the French text. The most recent translation from Arthur Goldhammer in 2004 translates the meaning to be as stated above. Examples of misquoted sources are numerous on the internet, but the text does not contain the words "Americans were so enamored by equality" anywhere. 

His view on government reflects his belief in liberty and the need for individuals to be able to act freely while respecting others' rights. Of centralized government, he wrote that it "excels in preventing, not doing".

He continues to comment on equality by saying: "Furthermore, when citizens are all almost equal, it becomes difficult for them to defend their independence against the aggressions of power. As none of them is strong enough to fight alone with advantage, the only guarantee of liberty is for everyone to combine forces. But such a combination is not always in evidence".

Tocqueville explicitly cites inequality as being incentive for poor to become rich and notes that it is not often that two generations within a family maintain success and that it is inheritance laws that split and eventually break apart someone's estate that cause a constant cycle of churn between the poor and rich, thereby over generations making the poor rich and rich poor. He cites protective laws in France at the time that protected an estate from being split apart among heirs, thereby preserving wealth and preventing a churn of wealth such as was perceived by him in 1835 within the United States.

On civil and political society and the individual

Tocqueville's main purpose was to analyze the functioning of political society and various forms of political associations, although he brought some reflections on civil society too (and relations between political and civil society). For Tocqueville, as for Georg Wilhelm Friedrich Hegel and Karl Marx, civil society was a sphere of private entrepreneurship and civilian affairs regulated by civil code. As a critic of individualism, Tocqueville thought that through associating the coming together of people for mutual purpose, both in public and private, Americans are able to overcome selfish desires, thus making both a self-conscious and active political society and a vibrant civil society functioning according to political and civil laws of the state.

According to political scientist Joshua Kaplan, Tocqueville did not originate the concept of individualism, instead he changed its meaning and saw it as a "calm and considered feeling which deposes each citizen to isolate himself from the mass of his fellows and to withdraw into the circle of family and friends [...]. [W]ith this little society formed to his taste, he gladly leaves the greater society to look for itself". While Tocqueville saw egotism and selfishness as vices, he saw individualism as not a failure of feeling, but as a way of thinking about things which could have either positive consequences such as a willingness to work together, or negative consequences such as isolation and that individualism could be remedied by improved understanding.

When individualism was a positive force and prompted people to work together for common purposes and seen as "self-interest properly understood", then it helped to counterbalance the danger of the tyranny of the majority since people could "take control over their own lives" without government aid. According to Kaplan, Americans have a difficult time accepting Tocqueville's criticism of the stifling intellectual effect of the "omnipotence of the majority" and that Americans tend to deny that there is a problem in this regard.

Others, such as the Catholic writer Daniel Schwindt, disagree with Kaplan's interpretation, arguing instead that Tocqueville saw individualism as just another form of egotism and not an improvement over it. To make his case, Schwindt provides citations such as the following:
Egoism springs from a blind instinct; individualism from wrong-headed thinking rather than from depraved feelings. It originates as much from defects of intelligence as from the mistakes of the heart. Egoism blights the seeds of every virtue; individualism at first dries up only the source of public virtue. In the longer term it attacks and destroys all the others and will finally merge with egoism.

On democracy and new forms of tyranny

Tocqueville warned that modern democracy may be adept at inventing new forms of tyranny because radical equality could lead to the materialism of an expanding bourgeoisie and to the selfishness of individualism. "In such conditions, we might become so enamored with 'a relaxed love of present enjoyments' that we lose interest in the future of our descendants...and meekly allow ourselves to be led in ignorance by a despotic force all the more powerful because it does not resemble one", wrote The New Yorker's James Wood. Tocqueville worried that if despotism were to take root in a modern democracy, it would be a much more dangerous version than the oppression under the Roman emperors or tyrants of the past who could only exert a pernicious influence on a small group of people at a time.

In contrast, a despotism under a democracy could see "a multitude of men", uniformly alike, equal, "constantly circling for petty pleasures", unaware of fellow citizens and subject to the will of a powerful state which exerted an "immense protective power". Tocqueville compared a potentially despotic democratic government to a protective parent who wants to keep its citizens (children) as "perpetual children" and which does not break men's wills, but rather guides it and presides over people in the same way as a shepherd looking after a "flock of timid animals".

On American social contract

Tocqueville's penetrating analysis sought to understand the peculiar nature of American political life. In describing the American, he agreed with thinkers such as Aristotle and Montesquieu that the balance of property determined the balance of political power, but his conclusions after that differed radically from those of his predecessors. Tocqueville tried to understand why the United States was so different from Europe in the last throes of aristocracy. In contrast to the aristocratic ethic, the United States was a society where hard work and money-making was the dominant ethic, where the common man enjoyed a level of dignity which was unprecedented, where commoners never deferred to elites and where what he described as crass individualism and market capitalism had taken root to an extraordinary degree. 

Tocqueville writes: "Among a democratic people, where there is no hereditary wealth, every man works to earn a living. [...] Labor is held in honor; the prejudice is not against but in its favor".

A sketch of Tocqueville
 
Tocqueville asserted that the values that had triumphed in the North and were present in the South had begun to suffocate old-world ethics and social arrangements. Legislatures abolished primogeniture and entails, resulting in more widely distributed land holdings. This was a contrast to the general aristocratic pattern in which only the eldest child, usually a man, inherited the estate, which had the effect of keeping large estates intact from generation to generation.

In contrast, in the United States landed elites were less likely to pass on fortunes to a single child by the action of primogeniture, which meant that as time went by large estates became broken up within a few generations which in turn made the children more equal overall. According to Joshua Kaplan's interpretation of Tocqueville, it was not always a negative development since bonds of affection and shared experience between children often replaced the more formal relation between the eldest child and the siblings, characteristic of the previous aristocratic pattern. Overall, in the new democracies hereditary fortunes became exceedingly difficult to secure and more people were forced to struggle for their own living.

As Tocqueville understood it, this rapidly democratizing society had a population devoted to "middling" values which wanted to amass through hard work vast fortunes. In Tocqueville's mind, this explained why the United States was so different from Europe. In Europe, he claimed, nobody cared about making money. The lower classes had no hope of gaining more than minimal wealth while the upper classes found it crass, vulgar and unbecoming of their sort to care about something as unseemly as money and many were virtually guaranteed wealth and took it for granted. At the same time in the United States, workers would see people fashioned in exquisite attire and merely proclaim that through hard work they too would soon possess the fortune necessary to enjoy such luxuries.

Despite maintaining that the balance of property determined the balance of power, Tocqueville argued that as the United States showed, equitable property holdings did not ensure the rule of the best men. In fact, it did quite the opposite as the widespread, relatively equitable property ownership which distinguished the United States and determined its mores and values also explained why the United States masses held elites in such contempt.

On majority rule and mediocrity

Beyond the eradication of old-world aristocracy, ordinary Americans also refused to defer to those possessing, as Tocqueville put it, superior talent and intelligence and these natural elites could not enjoy much share in political power as a result. Ordinary Americans enjoyed too much power and claimed too great a voice in the public sphere to defer to intellectual superiors. This culture promoted a relatively pronounced equality, Tocqueville argued, but the same mores and opinions that ensured such equality also promoted mediocrity. Those who possessed true virtue and talent were left with limited choices.

Tocqueville said that those with the most education and intelligence were left with two choices. They could join limited intellectual circles to explore the weighty and complex problems facing society, or they could use their superior talents to amass vast fortunes in the private sector. Tocqueville wrote that he did not know of any country where there was "less independence of mind, and true freedom of discussion, than in America".

He blamed the omnipotence of majority rule as a chief factor in stifling thinking: "The majority has enclosed thought within a formidable fence. A writer is free inside that area, but woe to the man who goes beyond it, not that he stands in fear of an inquisition, but he must face all kinds of unpleasantness in every day persecution. A career in politics is closed to him for he has offended the only power that holds the keys". In contrast to previous political thinkers, Tocqueville argued that a serious problem in political life was not that people were too strong, but that people were "too weak" and felt powerless as the danger is that people felt "swept up in something that they could not control", according to Kaplan's interpretation of Tocqueville.

On slavery, blacks and Indians

Uniquely positioned at a crossroads in American history, Tocqueville's Democracy in America attempted to capture the essence of American culture and values. Though a supporter of colonialism, Tocqueville could clearly perceive the evils that black people and natives had been subjected to in the United States. Tocqueville devoted the last chapter of the first volume of Democracy in America to the question while his travel companion Gustave de Beaumont wholly focused on slavery and its fallouts for the American nation in Marie or Slavery in America. Tocqueville notes among the American races:
The first who attracts the eye, the first in enlightenment, in power and in happiness, is the white man, the European, man par excellence; below him appear the Negro and the Indian. These two unfortunate races have neither birth, nor face, nor language, nor mores in common; only their misfortunes look alike. Both occupy an equally inferior position in the country that they inhabit; both experience the effects of tyranny; and if their miseries are different, they can accuse the same author for them.
Tocqueville contrasted the settlers of Virginia with the middle class, religious Puritans who founded New England and analyzed the debasing influence of slavery:
The men sent to Virginia were seekers of gold, adventurers without resources and without character, whose turbulent and restless spirit endangered the infant colony. [...] Artisans and agriculturalists arrived afterwards[,] [...] hardly in any respect above the level of the inferior classes in England. No lofty views, no spiritual conception presided over the foundation of these new settlements. The colony was scarcely established when slavery was introduced; this was the capital fact which was to exercise an immense influence on the character, the laws and the whole future of the South. Slavery [...] dishonors labor; it introduces idleness into society, and with idleness, ignorance and pride, luxury and distress. It enervates the powers of the mind and benumbs the activity of man. On this same English foundation there developed in the North very different characteristics.
Tocqueville concluded that return of the Negro population to Africa could not resolve the problem as he writes at the end of Democracy in America:
If the colony of Liberia were able to receive thousands of new inhabitants every year, and if the Negroes were in a state to be sent thither with advantage; if the Union were to supply the society with annual subsidies, and to transport the Negroes to Africa in government vessels, it would still be unable to counterpoise the natural increase of population among the blacks; and as it could not remove as many men in a year as are born upon its territory within that time, it could not prevent the growth of the evil which is daily increasing in the states. The Negro race will never leave those shores of the American continent to which it was brought by the passions and the vices of Europeans; and it will not disappear from the New World as long as it continues to exist. The inhabitants of the United States may retard the calamities which they apprehend, but they cannot now destroy their efficient cause.
In 1855, he wrote the following text published by Maria Weston Chapman in the Liberty Bell: Testimony against Slavery:
I do not think it is for me, a foreigner, to indicate to the United States the time, the measures, or the men by whom Slavery shall be abolished. Still, as the persevering enemy of despotism everywhere, and under all its forms, I am pained and astonished by the fact that the freest people in the world is, at the present time, almost the only one among civilized and Christian nations which yet maintains personal servitude; and this while serfdom itself is about disappearing, where it has not already disappeared, from the most degraded nations of Europe.
An old and sincere friend of America, I am uneasy at seeing Slavery retard her progress, tarnish her glory, furnish arms to her detractors, compromise the future career of the Union which is the guaranty of her safety and greatness, and point out beforehand to her, to all her enemies, the spot where they are to strike. As a man, too, I am moved at the spectacle of man's degradation by man, and I hope to see the day when the law will grant equal civil liberty to all the inhabitants of the same empire, as God accords the freedom of the will, without distinction, to the dwellers upon earth.

On policies of assimilation

According to Tocqueville, assimilation of black people would be almost impossible and this was already being demonstrated in the Northern states. As Tocqueville predicted, formal freedom and equality and segregation would become this population's reality after the Civil War and during Reconstruction as would the bumpy road to true integration of black people. 

However, assimilation was the best solution for Native Americans and since they were too proud to assimilate, they would inevitably become extinct. Displacement was another part of America's Indian policy. Both populations were "undemocratic", or without the qualities, intellectual and otherwise needed to live in a democracy. Tocqueville shared many views on assimilation and segregation of his and the coming epochs, but he opposed Arthur de Gobineau's theories as found in The Inequality of Human Races (1853–1855).

On the United States and Russia as future global powers

In his Democracy in America, Tocqueville also forecast the preeminence of the United States and Russia as the two main global powers. In his book, he stated: "There are now two great nations in the world, which starting from different points, seem to be advancing toward the same goal: the Russians and the Anglo-Americans... Each seems called by some secret design of Providence one day to hold in its hands the destinies of half the world".

On civil jury service

Tocqueville believed that the American jury system was particularly important in educating citizens in self-government and rule of law. He often expressed how the civil jury system was one of the most effective showcases of democracy because it connected citizens with the true spirit of the justice system. In his 1835 treatise Democracy in America, he explained: "The jury, and more especially the civil jury, serves to communicate the spirit of the judges to the minds of all the citizens; and this spirit, with the habits which attend it, is the soundest preparation for free institutions. [...] It invests each citizen with a kind of magistracy; it makes them all feel the duties which they are bound to discharge toward society; and the part which they take in the Government".

Tocqueville believed that jury service not only benefited the society as a whole, but enhanced jurors' qualities as citizens. Because of the jury system, "they were better informed about the rule of law, and they were more closely connected to the state. Thus, quite independently of what the jury contributed to dispute resolution, participation on the jury had salutary effects on the jurors themselves".

1841 discourse on the Conquest of Algeria

French historian of colonialism Olivier LeCour Grandmaison has underlined how Tocqueville (as well as Jules Michelet) used the term "extermination" to describe what was happening during the colonization of Western United States and the Indian removal period. Tocqueville thus expressed himself in 1841 concerning the conquest of Algeria:
As far as I am concerned, I came back from Africa with the pathetic notion that at present in our way of waging war we are far more barbaric than the Arabs themselves. These days, they represent civilization, we do not. This way of waging war seems to me as stupid as it is cruel. It can only be found in the head of a coarse and brutal soldier. Indeed, it was pointless to replace the Turks only to reproduce what the world rightly found so hateful in them. This, even for the sake of interest is more noxious than useful; for, as another officer was telling me, if our sole aim is to equal the Turks, in fact we shall be in a far lower position than theirs: barbarians for barbarians, the Turks will always outdo us because they are Muslim barbarians. In France, I have often heard men I respect but do not approve of, deplore that crops should be burnt and granaries emptied and finally that unarmed men, women, and children should be seized. In my view these are unfortunate circumstances that any people wishing to wage war against the Arabs must accept. I think that all the means available to wreck tribes must be used, barring those that the human kind and the right of nations condemn. I personally believe that the laws of war enable us to ravage the country and that we must do so either by destroying the crops at harvest time or any time by making fast forays also known as raids the aim of which it to get hold of men or flocks.
Whatever the case, we may say in a general manner that all political freedoms must be suspended in Algeria.
Tocqueville thought the conquest of Algeria was important for two reasons: first, his understanding of the international situation and France's position in the world; and second, changes in French society. Tocqueville believed that war and colonization would "restore national pride, threatened", he believed, by "the gradual softening of social mores" in the middle classes. Their taste for "material pleasures" was spreading to the whole of society, giving it "an example of weakness and egotism".

Applauding the methods of General Bugeaud, Tocqueville went so far to claim that "war in Africa is a science. Everyone is familiar with its rules and everyone can apply those rules with almost complete certainty of success. One of the greatest services that Field Marshal Bugeaud has rendered his country is to have spread, perfected and made everyone aware of this new science".

Tocqueville advocated racial segregation in Algeria with two distinct legislations, one for European colonists and one for the Arab population. Such a two-tier arrangement would be fully realised with the 1870 Crémieux decree and the Indigenousness Code, which extended French citizenship to European settlers and Algerian Jews whereas Muslim Algerians would be governed by Muslim law and restricted to a second-class citizenship.

Tocqueville's opposition to the invasion of Kabylie

In opposition to Olivier Le Cour Grandmaison, Jean-Louis Benoît claimed that given the extent of racial prejudices during the colonization of Algeria, Tocqueville was one of its "most moderate supporters". Benoît claimed that it was wrong to assume Tocqueville was a supporter of Bugeaud despite his 1841 apologetic discourse. It seems that Tocqueville modified his views after his second visit to Algeria in 1846 as he criticized Bugeaud's desire to invade Kabylie in an 1847 speech to the Assembly. 

Although Tocqueville had favoured retention of distinct traditional law, administrators, schools and so on for Arabs who had come under French control, he judged the Berber tribes of Kabylie (in his second of Two Letters on Algeria, 1837) as "savages" not suited for this arrangement because he argued they would best be managed not by force of arms, but by the pacifying influences of commerce and cultural interaction.

Tocqueville's views on the matter were complex. Even though in his 1841 report on Algeria he applauded Bugeaud for making war in a way that defeated Abd-el-Kader's resistance, he had advocated in the Two Letters that the French military advance leave Kabylie undisturbed and in subsequent speeches and writings he continued to oppose intrusion into Kabylie.

In the debate about the 1846 extraordinary funds, Tocqueville denounced Bugeaud's conduct of military operations and succeeded in convincing the Assembly not to vote funds in support of Bugeaud's military columns. Tocqueville considered Bugeaud's plan to invade Kabylie despite the opposition of the Assembly as a seditious act in the face of which the government was opting for cowardice.

1847 Report on Algeria

In his 1847 Report on Algeria, Tocqueville declared that Europe should avoid making the same mistake they made with the European colonization of the Americas in order to avoid the bloody consequences. More particularly he reminds his countrymen of a solemn caution whereby he warns them that if the methods used towards the Algerian people remain unchanged, colonization will end in a blood bath. 

Tocqueville includes in his report on Algeria that the fate of their soldiers and finances depended on how the French government treats the various native populations of Algeria, including the various Arab tribes, independent Kabyles living in the Atlas Mountains and the powerful political leader Abd-el-Kader. In his various letters and essays on Algeria, Tocqueville discusses contrasting strategies by which a European country can approach imperialism. In particular, the author differentiates between what he terms "dominance" and a particular version of "colonization".

The latter stresses the obtainment and protection of land and passageways that promise commercial wealth. In the case of Algeria, the Port of Algiers and the control over the Strait of Gibraltar were considered by Tocqueville to be particularly valuable whereas direct control of the political operations of the entirety of Algeria was not. Thus, the author stresses domination over only certain points of political influence as a means to colonization of commercially valuable areas.

Tocqueville argued that though unpleasant, domination via violent means is necessary for colonization and justified by the laws of war. Such laws are not discussed in detail, but given that the goal of the French mission in Algeria was to obtain commercial and military interest as opposed to self-defense, it can be deduced that Tocqueville would not concur with just war theory's jus ad bellum criteria of just cause. Further, given that Tocqueville approved of the use of force to eliminate civilian housing in enemy territory, his approach does not accord with just war theory's jus in bello criteria of proportionality and discrimination.

The Old Regime and the Revolution

In 1856, Tocqueville published The Old Regime and the Revolution. The book analyzes French society before the French Revolution—the so-called Ancien Régime—and investigates the forces that caused the Revolution.

References in popular literature

Tocqueville was quoted in several chapters of Toby Young's memoirs How to Lose Friends and Alienate People to explain his observation of widespread homogeneity of thought even amongst intellectual elites at Harvard University during his time spent there. He is frequently quoted and studied in American history classes. Tocqueville is the inspiration for Australian novelist Peter Carey in his 2009 novel Parrot and Olivier in America.

Works

  • Alexis de Tocqueville and Gustave de Beaumont in America: Their Friendship and Their Travels, edited by Oliver Zunz, translated by Arthur Goldhammer (University of Virginia Press, 2011), 698 pages. Includes previously unpublished letters, essays, and other writings.
  • Du système pénitentaire aux États-Unis et de son application en France (1833) – On the Penitentiary System in the United States and Its Application to France, with Gustave de Beaumont.
  • De la démocratie en Amérique (1835/1840) – Democracy in America. It was published in two volumes, the first in 1835, the second in 1840. English language versions: Tocqueville, Democracy in America, trans. and eds, Harvey C. Mansfield and Delba Winthrop, University of Chicago Press, 2000; Tocqueville, Democracy in America (Arthur Goldhammer, trans.; Olivier Zunz, ed.) (The Library of America, 2004) ISBN 978-1-931082-54-9.
  • L'Ancien Régime et la Révolution (1856) – The Old Regime and the Revolution. It is Tocqueville's second most famous work.
  • Recollections (1893) – This work was a private journal of the Revolution of 1848. He never intended to publish this during his lifetime; it was published by his wife and his friend Gustave de Beaumont after his death.
  • Journey to America (1831–1832) – Alexis de Tocqueville's travel diary of his visit to America; translated into English by George Lawrence, edited by J.-P. Mayer, Yale University Press, 1960; based on vol. V, 1 of the Œuvres Complètes of Tocqueville.
  • L'Etat social et politique de la France avant et depuis 1789 – Alexis de Tocqueville
  • Memoir On Pauperism: Does public charity produce an idle and dependant class of society? (1835) originally published by Ivan R. Dee. Inspired by a trip to England. One of Tocqueville's more obscure works.
  • Journeys to England and Ireland, 1835.

The Road to Serfdom

From Wikipedia, the free encyclopedia

The Road to Serfdom
The-Road-to-Serfdom-First-Edition1.jpg
Cover of the first UK edition
AuthorFriedrich Hayek
CountryUnited Kingdom
LanguageEnglish
SubjectPolitics
Published
Media typePrint
Pages266
ISBN0-226-32061-8
OCLC30733740
338.9 20
LC ClassHD82 .H38 1994

The Road to Serfdom (German: Der Weg zur Knechtschaft) is a book written between 1940 and 1943 by Austrian British economist and philosopher Friedrich Hayek, in which the author "[warns] of the danger of tyranny that inevitably results from government control of economic decision-making through central planning." He further argues that the abandonment of individualism and classical liberalism inevitably leads to a loss of freedom, the creation of an oppressive society, the tyranny of a dictator, and the serfdom of the individual. Hayek challenged the general view among British academics that fascism (including National Socialism) was a capitalist reaction against socialism. He argued that fascism, National Socialism and socialism had common roots in central economic planning and empowering the state over the individual.

Since its publication in 1944, The Road to Serfdom has been an influential and popular exposition of market libertarianism. It has sold over two million copies.

The Road to Serfdom was to be the popular edition of the second volume of Hayek's treatise entitled "The Abuse and Decline of Reason", and the title was inspired by the writings of the 19th century French classical liberal thinker Alexis de Tocqueville on the "road to servitude". The book was first published in Britain by Routledge in March 1944, during World War II, and was quite popular, leading Hayek to call it "that unobtainable book", also due in part to wartime paper rationing. It was published in the United States by the University of Chicago Press in September 1944 and achieved great popularity. At the arrangement of editor Max Eastman, the American magazine Reader's Digest published an abridged version in April 1945, enabling The Road to Serfdom to reach a wider popular audience beyond academics.

The Road to Serfdom has had a significant impact on twentieth-century conservative and libertarian economic and political discourse, and is often cited today by commentators.

Writing

Hayek initially wrote a memo to the director of the London School of Economics, William Beveridge, in early 1930s to dispute the then-popular claim that fascism represented the dying gasp of a failed capitalist system. Then, the memo grew into a magazine article. During World War II, despite his intention to incorporate parts of that article into a much larger book, Hayek decided to bring it out separately after which he sent the manuscript to three American publishing houses, all of which rejected it.

Publication

The book was originally published for a British audience by Routledge Press in March 1944 in the United Kingdom and then by the University of Chicago Press in September 1944. The U.S. publisher’s expectation was that the book would sell between 900 and 3,000 copies. The initial printing run of 2,000 copies was quickly sold out, and 30,000 copies were sold within six months. In 2007, the University of Chicago Press estimated that more than 350,000 copies had been sold.

A 20-page version of the book was then published in the April 1945 issue of Reader's Digest, with a press run of several million copies. A 95-page abridged version was also published in 1945 and 1946. In February 1945, a picture-book version was published in Look magazine, later made into a pamphlet and distributed by General Motors. The book has been translated into approximately 20 languages and is dedicated "To the socialists of all parties". The introduction to the 50th anniversary edition is written by Milton Friedman (another recipient of the Nobel Prize in Economics 1976).

In 2007, the University of Chicago Press issued a "Definitive Edition", Volume 2 in the "Collected Works of F. A. Hayek" series. In June 2010, the book achieved new popularity by rising to the top of the Amazon.com bestseller list following extended coverage of the book on The Glenn Beck Program. Since that date, it has sold another 250,000 copies in its print and digital editions.

Summary

Hayek argues that Western democracies, including the United Kingdom and the United States, have "progressively abandoned that freedom in economic affairs without which personal and political freedom has never existed in the past". Society has mistakenly tried to ensure continuing prosperity by centralized planning, which inevitably leads to totalitarianism. "We have in effect undertaken to dispense with the forces which produced unforeseen results and to replace the impersonal and anonymous mechanism of the market by collective and ‘conscious’ direction of all social forces to deliberately chosen goals." Socialism, while presented as a means of assuring equality, does so through "restraint and servitude", while "democracy seeks equality in liberty". Planning, because it is coercive, is an inferior method of regulation, while the competition of a free market is superior "because it is the only method by which our activities can be adjusted to each other without coercive or arbitrary intervention of authority".

Centralized planning is inherently undemocratic in Hayek's view, because it requires "that the will of a small minority be imposed upon the people". The power of these minorities to act by taking money or property in pursuit of centralized goals, destroys the Rule of Law and individual freedoms. Where there is centralized planning, "the individual would more than ever become a mere means, to be used by the authority in the service of such abstractions as the 'social welfare' or the 'good of the community'". Even the very poor have more personal freedom in an open society than a centrally planned one. "[W]hile the last resort of a competitive economy is the bailiff, the ultimate sanction of a planned economy is the hangman." Socialism is a hypocritical system, because its professed humanitarian goals can only be put into practice by brutal methods "of which most socialists disapprove". Such centralized systems also require effective propaganda, so that the people come to believe that the state's goals are theirs.

Hayek argues that the roots of National Socialism lie in socialism, and then draws parallels to the thought of British leaders:
The increasing veneration for the state, the admiration of power, and of bigness for bigness' sake, the enthusiasm for "organization" of everything (we now call it "planning") and that "inability to leave anything to the simple power of organic growth" ... are all scarcely less marked in England now than they were in Germany.
Hayek believed that after World War II, "wisdom in the management of our economic affairs will be even more important than before and that the fate of our civilization will ultimately depend on how we solve the economic problems we shall then face". The only chance to build a decent world is "to improve the general level of wealth" via the activities of free markets. He saw international organization as involving a further threat to individual freedom. He concluded: "The guiding principle that a policy of freedom for the individual is the only truly progressive policy remains as true today as it was in the nineteenth century."

The role of government

Although Hayek believed that government intervention in markets would lead to a loss of freedom, he recognized a limited role for government to perform tasks of which free markets were not capable:
The successful use of competition as the principle of social organization precludes certain types of coercive interference with economic life, but it admits of others which sometimes may very considerably assist its work and even requires certain kinds of government action.
While Hayek is opposed to regulations that restrict the freedom to enter a trade, or to buy and sell at any price, or to control quantities, he acknowledges the utility of regulations that restrict legal methods of production, so long as these are applied equally to everyone and not used as an indirect way of controlling prices or quantities, and without forgetting the cost of such restrictions:
To prohibit the use of certain poisonous substances, or to require special precautions in their use, to limit working hours or to require certain sanitary arrangements, is fully compatible with the preservation of competition. The only question here is whether in the particular instance the advantages gained are greater than the social costs they impose.
He notes that there are certain areas, such as the environment, where activities that cause damage to third parties (known to economists as "negative externalities") cannot effectively be regulated solely by the marketplace:
Nor can certain harmful effects of deforestation, of some methods of farming, or of the smoke and noise of factories, be confined to the owner of the property in question, or to those willing to submit to the damage for an agreed compensation.
The government also has a role in preventing fraud:
Even the most essential prerequisite of its [the market's] proper functioning, the prevention of fraud and deception (including exploitation of ignorance), provides a great and by no means fully accomplished object of legislative activity.
The government also has a role in creating a safety net:
There is no reason why, in a society which has reached the general level of wealth ours has, the first kind of security should not be guaranteed to all without endangering general freedom; that is: some minimum of food, shelter and clothing, sufficient to preserve health. Nor is there any reason why the state should not help to organize a comprehensive system of social insurance in providing for those common hazards of life against which few can make adequate provision.
He concludes: "In no system that could be rationally defended would the state just do nothing."

Cautions and clarifications

While Hayek is clear when read in the full, several of his word choices have not aged or travelled well, leading to possible confusion in 21st century America. Hayek offered later clarifications:
  • socialism meant state control of the economy as in Hitler's Nazi Germany (not a welfare state)
  • classical liberal ideals meant liberty, freedom and rights
Some of Hayek's arguments are timeless (thus continued publication), but his sources and examples are from early to mid 20th century Europe. A thorough knowledge of those times is necessary to fully appreciate the book. Hayek's world included the Great Depression, the rise of autocracies in Russia, Italy and Germany and World War II (during which Hayek was writing). The 2007 edition includes numerous notes connecting the text to history.

Reception

John Maynard Keynes said of it: "In my opinion it is a grand book ... Morally and philosophically I find myself in agreement with virtually the whole of it: and not only in agreement with it, but in deeply moved agreement." However, Keynes did not think Hayek's philosophy was of practical use; this was explained later in the same letter, commenting: "What we need therefore, in my opinion, is not a change in our economic programmes, which would only lead in practice to disillusion with the results of your philosophy; but perhaps even the contrary, namely, an enlargement of them. Your greatest danger ahead is the probable practical failure of the application of your philosophy in the United States."

George Orwell responded with both praise and criticism, stating, "in the negative part of Professor Hayek's thesis there is a great deal of truth. It cannot be said too often – at any rate, it is not being said nearly often enough – that collectivism is not inherently democratic, but, on the contrary, gives to a tyrannical minority such powers as the Spanish Inquisitors never dreamt of." Yet he also warned, "[A] return to 'free' competition means for the great mass of people a tyranny probably worse, because more irresponsible, than that of the state."

Hayek's work was influential enough to warrant mention during the 1945 British general election, when according to Harold Macmillan, Winston Churchill was "fortified in his apprehensions [of a Labour government] by reading Professor Hayek's The Road to Serfdom" when he warned in an election broadcast in 1945 that a socialist system would "have to fall back on some form of Gestapo". The Labour leader Clement Attlee responded in his election broadcast by claiming that what Churchill had said was the "second-hand version of the academic views of an Austrian professor, Friedrich August von Hayek". The Conservative Central Office sacrificed 1.5 tons of their precious paper ration allocated for the 1945 election so that more copies of The Road to Serfdom could be printed, although to no avail, as Labour won a landslide victory.

The Road to Serfdom was placed fourth on the list of the 100 best non-fiction books of the twentieth century compiled by National Review magazine. It also made #16 in reader selections of the hundred best non-fiction book of the twentieth century administered by Modern Library.

The Road to Serfdom appears on Martin Seymour-Smith's list of the 100 Most Influential Books Ever Written, whilst it made #1 on Human Events: Top Ten Books Every Republican Congressman Should Read in 2006. 

Milton Friedman's assessment:
I think the Adam Smith role was played in this cycle [i.e. the late twentieth century collapse of socialism in which the idea of free-markets succeeded first, and then special events catalyzed a complete change of socio-political policy in countries around the world] by Friedrich Hayek’s The Road to Serfdom.
Milton Friedman also described The Road to Serfdom as "one of the great books of our time." 

Alan Brinkley's assessment:
The publication of two books ... helped to galvanize the concerns that were beginning to emerge among intellectuals (and many others) about the implications of totalitarianism. One was James Burnham’s The Managerial Revolution ... [A second] Friedrich A. Hayek’s The Road to Serfdom ... was far more controversial – and influential. Even more than Burnham, Hayek forced into public discourse the question of the compatibility of democracy and statism ... In responding to Burnham and Hayek ... liberals [in the statist sense of this term as used by some in the United States] were in fact responding to a powerful strain of Jeffersonian anti-statism in American political culture ... The result was a subtle but important shift in liberal [i.e. American statist] thinking.
Economic sociologist Karl Polanyi made a case diametrically opposed to Hayek, arguing that unfettered markets had undermined the social order and that economic breakdown had paved the way for the emergence of dictatorship.

Herman Finer, a Fabian socialist, published a rebuttal in his The Road to Reaction in 1946. Hayek called Finer's book "a specimen of abuse and invective which is probably unique in contemporary academic discussion".

Barbara Wootton wrote Freedom under Planning after reading an early copy of The Road to Serfdom, provided to her by Hayek. In the introduction to her book, Wootton mentioned The Road to Serfdom and claimed that "Much of what I have written is devoted to criticism of the views put forward by Professor Hayek in this and other books." The central argument made in Freedom under Planning is that "there is nothing in the conscious planning of economic priorities which is inherently incompatible with the freedoms which mean most to the contemporary Englishman or American. Civil liberties are quite unaffected. We can, if we wish, deliberately plan so as to give the fullest possible scope for the pursuit by individuals and social groups of cultural ends which are in no way state-determined." Wootton criticizes Hayek for claiming that planning must lead to oppression, when, in her view, that is merely one possibility among many. She argues that "there seems hardly better case for taking for granted that planning will bring the worst to the top than for the opposite assumption that the seats of office will be filled with angels". Thus, Wootton acknowledges the possibility that planning may exist alongside tyranny, but claims that it is equally possible to combine planning with freedom. She concludes that "A happy and fruitful marriage between freedom and planning can, in short, be arranged."

However, Frank Knight, founder of the Chicago school of economics, disputes the claim that Freedom under Planning contradicts The Road to Serfdom. He wrote in a scholarly review of the Wootton book: "Let me repeat that the Wootton book is in no logical sense an answer to The Road to Serfdom, whatever may be thought of the cogency of Hayek's argument, or the soundness of his position."

In his review (collected in The Present as History, 1953) Marxist Paul Sweezy joked that Hayek would have you believe that if there was an over-production of baby carriages, the central planners would then order the population to have more babies instead of simply warehousing the temporary excess of carriages and decreasing production for next year. The cybernetic arguments of Stafford Beer in his 1973 CBC Massey Lectures, Designing Freedom  – that intelligent adaptive planning can increase freedom – are of interest in this regard, as is the technical work of Herbert A. Simon and Albert Ando on the dynamics of hierarchical nearly decomposable systems in economics – namely, that everything in such a system is not tightly coupled to everything else.

Jeffrey Sachs wrote that the social-welfare states, with high rates of taxation and social outlays, outperform the relatively free-market economies, according to the empirical evidence. William Easterly wrote a rebuttal and Sachs wrote a counter-rebuttal.

Eric Zencey wrote that the free market economy Hayek advocated is designed for an infinite planet, and when it runs into physical limits (as any growing system must), the result is a need for centralized planning to mediate the problematic interface of economy and nature. "Planning is planning, whether it's done to minimize poverty and injustice, as socialists were advocating then, or to preserve the minimum flow of ecosystem services that civilization requires, as we are finding increasingly necessary today."

The work appears on a recommended reading list for the 'libertarian right' hosted on the Political Compass test website.

Mises Institute libertarian/anarcho-capitalist economist Walter Block has observed critically that while The Road to Serfdom makes a strong case against centrally planned economies, it appears only lukewarm in its support of a free market system and laissez-faire capitalism, with Hayek even going so far as to say that "probably nothing has done so much harm to the liberal cause as the wooden insistence of some liberals on certain rules of thumb, above all the principle of laissez-faire capitalism". In the book, Hayek writes that the government has a role to play in the economy through the monetary system (a view that he later withdrew), work-hours regulation, social welfare, and institutions for the flow of proper information. Through analysis of this and many other of Hayek's works, Block asserts that: "in making the case against socialism, Hayek was led into making all sort of compromises with what otherwise appeared to be his own philosophical perspective – so much so, that if a system was erected on the basis of them, it would not differ too sharply from what this author explicitly opposed".

Gordon Tullock has argued Hayek's analysis predicted totalitarian governments in much of Europe in the late 20th century. He uses Sweden, in which the government at that time controlled 63 percent of GNP, as an example to support his argument that the basic problem with The Road to Serfdom is "that it offered predictions which turned out to be false. The steady advance of government in places such as Sweden has not led to any loss of non-economic freedoms." While criticizing Hayek, Tullock still praises the classical liberal notion of economic freedom, saying, "Arguments for political freedom are strong, as are the arguments for economic freedom. We needn’t make one set of arguments depend on the other." However, according to Robert Skidelsky, Hayek "safeguarded himself from such retrospective refutation". Skidelsky argues that Hayek's argument was contingent, and that, "By the 1970s there was some evidence of the slippery slope ... and then there was Thatcher. Hayek's warning played a critical part in her determination to 'roll back the state.'"

Equality (mathematics)

From Wikipedia, the free encyclopedia https://en.wikipedia.org/wiki/Equality_...