CW dye laser based on Rhodamine 6G. The dye laser is considered to be the first broadly tunable laser.
A tunable laser is a laser whose wavelength of operation can be altered in a controlled manner. While all laser gain media
allow small shifts in output wavelength, only a few types of lasers
allow continuous tuning over a significant wavelength range.
No real laser is truly monochromatic; all lasers can emit light over some range of frequencies, known as the linewidth of the laser transition. In most lasers, this linewidth is quite narrow (for example, the 1,064 nm wavelength transition of a Nd:YAG laser has a linewidth of approximately 120 GHz, or 0.45 nm). Tuning of the laser output across this range can be achieved by placing wavelength-selective optical elements (such as an etalon) into the laser's optical cavity, to provide selection of a particular longitudinal mode of the cavity.
Multi-line tuning
Most
laser gain media have a number of transition wavelengths on which laser
operation can be achieved. For example, as well as the principal
1,064 nm output line, Nd:YAG has weaker transitions at wavelengths of
1,052 nm, 1,074 nm, 1,112 nm, 1,319 nm, and a number of other lines.
Usually, these lines do not operate unless the gain of the strongest
transition is suppressed, such as by use of wavelength-selective dielectric mirrors. If a dispersive element, such as a prism,
is introduced into the optical cavity, tilting the cavity's mirrors can
cause tuning of the laser as it "hops" between different laser lines.
Such schemes are common in argon-ion lasers, allowing tuning of the laser to a number of lines from the ultraviolet and blue through to green wavelengths.
Narrowband tuning
For
some types of lasers, the laser's cavity length can be modified, and
thus they can be continuously tuned over a significant wavelength range.
Distributed feedback (DFB) semiconductor lasers and vertical-cavity surface-emitting lasers (VCSELs) use periodic distributed Bragg reflector (DBR) structures to form the mirrors of the optical cavity. If the temperature
of the laser is changed, then the index change of the DBR structure
causes a shift in its peak reflective wavelength and thus the wavelength
of the laser. The tuning range of such lasers is typically a few
nanometres, up to a maximum of approximately 6 nm, as the laser
temperature is changed over ~50 K.
As a rule of thumb, the wavelength is tuned by 0.08 nm/K for DFB lasers
operating in the 1,550 nm wavelength regime. Such lasers are commonly
used in optical communications applications, such as DWDM-systems, to allow adjustment of the signal wavelength. To get wideband tuning using this technique, some such as Santur Corporation or Nippon Telegraph and Telephone (NTT Corporation) contain an array of such lasers on a single chip and concatenate the tuning ranges.
Widely tunable lasers
A typical laser diode. When mounted with external optics, these lasers can be tuned mainly in the red and near-infrared.
Sample Grating Distributed Bragg Reflector lasers (SG-DBR) have a much larger tunable range; by the use of vernier-tunable Bragg mirrors
and a phase section, a single-mode output range of > 50 nm can be
selected. Other technologies to achieve wide tuning ranges for DWDM-systems are:
External cavity lasers using a MEMS structure for tuning the cavity length, such as devices commercialized by Iolon.
External cavity lasers using multiple-prism grating arrangements for wide-range tunability.
DFB laser arrays based on several thermal tuned DFB lasers, in which
coarse tuning is achieved by selecting the correct laser bar. Fine
tuning is then done thermally, such as in devices commercialized by Santur Corporation.
Tunable VCSELs, in which one of the two mirror stacks is movable. To
achieve sufficient output power out of a VCSEL structure, lasers in the
1,550 nm domain are usually either optically pumped or have an
additional optical amplifier built into the device.
Rather than placing the resonator mirrors at the edges of the device,
the mirrors in a VCSEL are located on the top and bottom of the
semiconductor material. Somewhat confusingly, these mirrors are
typically DBR devices. This arrangement causes light to "bounce"
vertically in a laser chip, so that the light emerges through the top of
the device, rather than through the edge. As a result, VCSELs produce
beams of a more circular nature than their cousins and beams that do not
diverge as rapidly.
As of December 2008, there is no widely tunable VCSEL commercially available any more for DWDM-system application.
It is claimed that the first infrared laser with a tunability of more than one octave was a germanium crystal laser.
Applications
The
range of applications of tunable lasers is extremely wide. When coupled
to the right filter, a tunable source can be tuned over a few hundreds
of nanometers with a spectral resolution that can go from 4 nm to 0.3 nm, depending on the wavelength range. With a good enough isolation (>OD4), tunable sources can be used for basic absorption and photoluminescence studies. They can be used for solar cells characterisation in a light-beam-induced current (LBIC) experiment, from which the external quantum efficiency (EQE) of a device can be mapped. They can also be used for the characterisation of gold nanoparticles and single-walled carbon nanotubethermopiles, where a wide tunable range from 400 nm to 1,000 nm is essential. Tunable sources were recently used for the development of hyperspectral imaging
for early detection of retinal diseases where a wide range of
wavelengths, a small bandwidth, and outstanding isolation is needed to
achieve efficient illumination of the entire retina.Tunable sources can be a powerful tool for reflection and transmission spectroscopy, photobiology, detector calibration, hyperspectral imaging, and steady-state pump probe experiments, to name only a few.
History
The first true broadly tunable laser was the dye laser in 1966. Hänsch introduced the first narrow-linewidth tunable laser in 1972. Dye lasers and some vibronic solid-state lasers have extremely large bandwidths, allowing tuning over a range of tens to hundreds of nanometres. Titanium-doped sapphire is the most common tunable solid-state laser, capable of laser operation from 670 nm to 1,100 nm wavelengths. Typically these laser systems incorporate a Lyot filter
into the laser cavity, which is rotated to tune the laser. Other tuning
techniques involve diffraction gratings, prisms, etalons, and
combinations of these. Multiple-prism grating arrangements, in several configurations, as described by Duarte, are used in diode, dye, gas, and other tunable lasers.
The nuclear shell model is partly analogous to the atomic shell model, which describes the arrangement of electrons in an atom, in that a filled shell results in better stability. When adding nucleons (protons and neutrons) to a nucleus, there are certain points where the binding energy of the next nucleon is significantly less than the last one. This observation that there are specific magic quantum numbers of nucleons (2, 8, 20, 28, 50, 82, and 126) that are more tightly bound than the following higher number is the origin of the shell model.
The shells for protons and neutrons are independent of each
other. Therefore, there can exist both "magic nuclei", in which one
nucleon type or the other is at a magic number, and "doubly magic quantum nuclei",
where both are. Due to variations in orbital filling, the upper magic
numbers are 126 and, speculatively, 184 for neutrons, but only 114 for
protons, playing a role in the search for the so-called island of stability. Some semi-magic numbers have been found, notably Z = 40, which gives the nuclear shell filling for the various elements; 16 may also be a magic number.
To get these numbers, the nuclear shell model starts with an average potential with a shape somewhere between the square well and the harmonic oscillator.
To this potential, a spin-orbit term is added. Even so, the total
perturbation does not coincide with the experiment, and an empirical
spin-orbit coupling must be added with at least two or three different
values of its coupling constant, depending on the nuclei being studied.
The empirical proton and neutron shell gaps are numerically obtained from observed binding energies. Distinct shell gaps are shown at labeled magic numbers, and at .
Nuclei are built by adding protons and neutrons.
These will always fill the lowest available level, with the first two
protons filling level zero, the next six protons filling level one, and
so on. As with electrons in the periodic table,
protons in the outermost shell will be relatively loosely bound to the
nucleus if there are only a few protons in that shell because they are
farthest from the center of the nucleus. Therefore, nuclei with a full
outer proton shell will have a higher nuclear binding energy than other nuclei with a similar total number of protons. The same is true for neutrons.
This means that the magic numbers are expected to be those in
which all occupied shells are full. In accordance with the experiment,
we get 2 (level 0 full) and 8 (levels 0 and 1 full) for the first two
numbers. However, the full set of magic numbers does not turn out
correctly. These can be computed as follows:
Due to the spin, the degeneracy is doubled and is .
Thus, the magic numbers would befor all integer k.
This gives the following magic numbers: 2, 8, 20, 40, 70, 112, ...,
which agree with experiment only in the first three entries. These
numbers are twice the tetrahedral numbers (1, 4, 10, 20, 35, 56, ...) from the Pascal Triangle.
In particular, the first six shells are:
level 0: 2 states (ℓ = 0) = 2.
level 1: 6 states (ℓ = 1) = 6.
level 2: 2 states (ℓ = 0) + 10 states (ℓ = 2) = 12.
level 3: 6 states (ℓ = 1) + 14 states (ℓ = 3) = 20.
level 4: 2 states (ℓ = 0) + 10 states (ℓ = 2) + 18 states (ℓ = 4) = 30.
level 5: 6 states (ℓ = 1) + 14 states (ℓ = 3) + 22 states (ℓ = 5) = 42.
where for every ℓ there are 2ℓ+1 different values of ml and 2 values of ms, giving a total of 4ℓ+2 states for every specific level.
These numbers are twice the values of triangular numbers from the Pascal Triangle: 1, 3, 6, 10, 15, 21, ....
Including a spin-orbit interaction
We next include a spin–orbit interaction. First, we have to describe the system by the quantum numbersj, mj and parity instead of ℓ, ml and ms, as in the hydrogen–like atom. Since every even level includes only even values of ℓ,
it includes only states of even (positive) parity. Similarly, every odd
level includes only states of odd (negative) parity. Thus we can ignore
parity in counting states. The first six shells, described by the new
quantum numbers, are
level 0 (n = 0): 2 states (j = 1/2). Even parity.
level 1 (n = 1): 2 states (j = 1/2) + 4 states (j = 3/2) = 6. Odd parity.
level 2 (n = 2): 2 states (j = 1/2) + 4 states (j = 3/2) + 6 states (j = 5/2) = 12. Even parity.
level 3 (n = 3): 2 states (j = 1/2) + 4 states (j = 3/2) + 6 states (j = 5/2) + 8 states (j = 7/2) = 20. Odd parity.
level 4 (n = 4): 2 states (j = 1/2) + 4 states (j = 3/2) + 6 states (j = 5/2) + 8 states (j = 7/2) + 10 states (j = 9/2) = 30. Even parity.
level 5 (n = 5): 2 states (j = 1/2) + 4 states (j = 3/2) + 6 states (j = 5/2) + 8 states (j = 7/2) + 10 states (j = 9/2) + 12 states (j = 11/2) = 42. Odd parity.
where for every j there are 2j+1 different states from different values of mj.
Due to the spin–orbit interaction, the energies of states of the same level but with different j will no longer be identical. This is because in the original quantum numbers, when is parallel to , the interaction energy is positive, and in this case j = ℓ + s = ℓ + 1/2. When is anti-parallel to (i.e. aligned oppositely), the interaction energy is negative, and in this case j=ℓ−s=ℓ−1/2. Furthermore, the strength of the interaction is roughly proportional to ℓ.
For example, consider the states at level 4:
The 10 states with j = 9/2 come from ℓ = 4 and s parallel to ℓ. Thus they have a positive spin–orbit interaction energy.
The 8 states with j = 7/2 came from ℓ = 4 and s anti-parallel to ℓ. Thus they have a negative spin–orbit interaction energy.
The 6 states with j = 5/2 came from ℓ = 2 and s parallel to ℓ. Thus they have a positive spin–orbit interaction energy. However, its magnitude is half compared to the states with j = 9/2.
The 4 states with j = 3/2 came from ℓ = 2 and s anti-parallel to ℓ. Thus they have a negative spin–orbit interaction energy. However, its magnitude is half compared to the states with j = 7/2.
The 2 states with j = 1/2 came from ℓ = 0 and thus have zero spin–orbit interaction energy.
Changing the profile of the potential
The harmonic oscillator potential grows infinitely as the distance from the center r goes to infinity. A more realistic potential, such as the Woods–Saxon potential,
would approach a constant at this limit. One main consequence is that
the average radius of nucleons' orbits would be larger in a realistic
potential. This leads to a reduced term in the Laplace operator of the Hamiltonian operator. Another main difference is that orbits with high average radii, such as those with high n or high ℓ,
will have a lower energy than in a harmonic oscillator potential. Both
effects lead to a reduction in the energy levels of high ℓ orbits.
Predicted magic numbers
Low-lying energy levels in a single-particle shell model with an oscillator potential (with a small negative l2
term) without spin–orbit (left) and with spin–orbit (right)
interaction. The number to the right of a level indicates its
degeneracy, (2j+1). The boxed integers indicate the magic numbers.
Together with the spin–orbit interaction, and for appropriate
magnitudes of both effects, one is led to the following qualitative
picture: at all levels, the highest j states have their energies shifted downwards, especially for high n (where the highest j
is high). This is both due to the negative spin–orbit interaction
energy and to the reduction in energy resulting from deforming the
potential into a more realistic one. The second-to-highest j
states, on the contrary, have their energy shifted up by the first
effect and down by the second effect, leading to a small overall shift.
The shifts in the energy of the highest j states can thus bring
the energy of states of one level closer to the energy of states of a
lower level. The "shells" of the shell model are then no longer
identical to the levels denoted by n, and the magic numbers are changed.
We may then suppose that the highest j states for n = 3 have an intermediate energy between the average energies of n = 2 and n = 3, and suppose that the highest j states for larger n (at least up to n = 7) have an energy closer to the average energy of n−1. Then we get the following shells (see the figure)
1st shell: 2 states (n = 0, j = 1/2).
2nd shell: 6 states (n = 1, j = 1/2 or 3/2).
3rd shell: 12 states (n = 2, j = 1/2, 3/2 or 5/2).
4th shell: 8 states (n = 3, j = 7/2).
5th shell: 22 states (n = 3, j = 1/2, 3/2 or 5/2; n = 4, j = 9/2).
6th shell: 32 states (n = 4, j = 1/2, 3/2, 5/2 or 7/2; n = 5, j = 11/2).
7th shell: 44 states (n = 5, j = 1/2, 3/2, 5/2, 7/2 or 9/2; n = 6, j = 13/2).
8th shell: 58 states (n = 6, j = 1/2, 3/2, 5/2, 7/2, 9/2 or 11/2; n = 7, j = 15/2).
and so on.
Note that the numbers of states after the 4th shell are doubled triangular numbers plus two.
Spin–orbit coupling causes so-called 'intruder levels' to drop down
from the next higher shell into the structure of the previous shell. The
sizes of the intruders are such that the resulting shell sizes are
themselves increased to the next higher doubled triangular numbers from
those of the harmonic oscillator. For example, 1f2p has 20 nucleons, and
spin–orbit coupling adds 1g9/2 (10 nucleons), leading to a new shell
with 30 nucleons. 1g2d3s has 30 nucleons, and adding intruder 1h11/2 (12
nucleons) yields a new shell size of 42, and so on.
The magic numbers are then
2
8=2+6
20=2+6+12
28=2+6+12+8
50=2+6+12+8+22
82=2+6+12+8+22+32
126=2+6+12+8+22+32+44
184=2+6+12+8+22+32+44+58
and so on. This gives all the observed magic numbers and also predicts a new one (the so-called island of stability)
at the value of 184 (for protons, the magic number 126 has not been
observed yet, and more complicated theoretical considerations predict
the magic number to be 114 instead).
Another way to predict magic (and semi-magic) numbers is by
laying out the idealized filling order (with spin–orbit splitting but
energy levels not overlapping). For consistency, s is split into j = 1/2 and j = −1/2
components with 2 and 0 members respectively. Taking the leftmost and
rightmost total counts within sequences bounded by / here gives the
magic and semi-magic numbers.
s(2,0)/p(4,2) > 2,2/6,8, so (semi)magic numbers 2,2/6,8
d(6,4):s(2,0)/f(8,6):p(4,2) > 14,18:20,20/28,34:38,40, so 14,20/28,40
g(10,8):d(6,4):s(2,0)/h(12,10):f(8,6):p(4,2) > 50,58,64,68,70,70/82,92,100,106,110,112, so 50,70/82,112
i(14,12):g(10,8):d(6,4):s(2,0)/j(16,14):h(12,10):f(8,6):p(4,2) > 126,138,148,156,162,166,168,168/184,198,210,220,228,234,238,240, so 126,168/184,240
The rightmost predicted magic numbers of each pair within the
quartets bisected by / are double tetrahedral numbers from the Pascal
Triangle: 2, 8, 20, 40, 70, 112, 168, 240 are 2x
1, 4, 10, 20, 35, 56, 84, 120, ..., and the leftmost members of the
pairs differ from the rightmost by double triangular numbers: 2 − 2 = 0,
8 − 6 = 2, 20 − 14 = 6, 40 − 28 = 12, 70 − 50 = 20, 112 − 82 = 30,
168 − 126 = 42, 240 − 184 = 56, where 0, 2, 6, 12, 20, 30, 42, 56, ...
are 2 × 0, 1, 3, 6, 10, 15, 21, 28, ... .
Other properties of nuclei
This model also predicts or explains with some success other properties of nuclei, in particular spin and parity of nuclei ground states, and to some extent their excited nuclear states as well. Take 17 8O (oxygen-17)
as an example: Its nucleus has eight protons filling the first three
proton "shells", eight neutrons filling the first three neutron
"shells", and one extra neutron. All protons in a complete proton shell
have zero total angular momentum, since their angular momenta cancel each other. The same is true for neutrons. All protons in the same level (n)
have the same parity (either +1 or −1), and since the parity of a pair
of particles is the product of their parities, an even number of protons
from the same level (n) will have +1 parity. Thus, the total
angular momentum of the eight protons and the first eight neutrons is
zero, and their total parity is +1. This means that the spin (i.e.
angular momentum) of the nucleus, as well as its parity, are fully
determined by that of the ninth neutron. This one is in the first (i.e.
lowest energy) state of the 4th shell, which is a d-shell (ℓ = 2), and since p = (−1)ℓ, this gives the nucleus an overall parity of +1. This 4th d-shell has a j = 5/2, thus the nucleus of 17 8O is expected to have positive parity and total angular momentum 5/2, which indeed it has.
The rules for the ordering of the nucleus shells are similar to Hund's Rules
of the atomic shells, however, unlike its use in atomic physics, the
completion of a shell is not signified by reaching the next n, as
such the shell model cannot accurately predict the order of excited
nuclei states, though it is very successful in predicting the ground
states. The order of the first few terms are listed as follows: 1s, 1p3/2, 1p1/2, 1d5/2, 2s, 1d3/2... For further clarification on the notation refer to the article on the Russell–Saunders term symbol.
For nuclei farther from the magic quantum numbers one must add the assumption that due to the relation between the strong nuclear force and total angular momentum, protons or neutrons with the same n
tend to form pairs of opposite angular momentum. Therefore, a nucleus
with an even number of protons and an even number of neutrons has 0 spin
and positive parity. A nucleus with an even number of protons and an
odd number of neutrons (or vice versa) has the parity of the last
neutron (or proton), and the spin equal to the total angular momentum of
this neutron (or proton). By "last" we mean the properties coming from
the highest energy level.
In the case of a nucleus with an odd number of protons and an odd
number of neutrons, one must consider the total angular momentum and
parity of both the last neutron and the last proton. The nucleus parity
will be a product of theirs, while the nucleus spin will be one of the
possible results of the sum of their angular momenta (with other possible results being excited states of the nucleus).
The ordering of angular momentum levels within each shell is
according to the principles described above – due to spin–orbit
interaction, with high angular momentum states having their energies
shifted downwards due to the deformation of the potential (i.e. moving
from a harmonic oscillator potential to a more realistic one). For
nucleon pairs, however, it is often energetically favourable to be at
high angular momentum, even if its energy level for a single nucleon
would be higher. This is due to the relation between angular momentum
and the strong nuclear force.
The nuclear magnetic moment
of neutrons and protons is partly predicted by this simple version of
the shell model. The magnetic moment is calculated through j, ℓ and s of the "last" nucleon, but nuclei are not in states of well-defined ℓ and s. Furthermore, for odd-odd nuclei, one has to consider the two "last" nucleons, as in deuterium. Therefore, one gets several possible answers for the nuclear magnetic moment, one for each possible combined ℓ and s state, and the real state of the nucleus is a superposition of them. Thus the real (measured) nuclear magnetic moment is somewhere in between the possible answers.
The electric dipole of a nucleus is always zero, because its ground state has a definite parity. The matter density (ψ2, where ψ is the wavefunction) is always invariant under parity. This is usually the situation with the atomic electric dipole.
Higher electric and magnetic multipole moments cannot be predicted by this simple version of the shell model for reasons similar to those in the case of deuterium.
Including residual interactions
Residual
interactions among valence nucleons are included by diagonalizing an
effective Hamiltonian in a valence space outside an inert core. As
indicated, only single-particle states lying in the valence space are
active in the basis used.
For nuclei having two or more valence nucleons (i.e. nucleons outside
a closed shell), a residual two-body interaction must be added. This
residual term comes from the part of the inter-nucleon interaction not
included in the approximative average potential. Through this inclusion,
different shell configurations are mixed, and the energy degeneracy of
states corresponding to the same configuration is broken.
These residual interactions are incorporated through shell model
calculations in a truncated model space (or valence space). This space
is spanned by a basis of many-particle states where only single-particle
states in the model space are active. The Schrödinger equation is
solved on this basis, using an effective Hamiltonian specifically suited
for the model space. This Hamiltonian is different from the one of free
nucleons as, among other things, it has to compensate for excluded
configurations.
One can do away with the average potential approximation entirely
by extending the model space to the previously inert core and treating
all single-particle states up to the model space truncation as active.
This forms the basis of the no-core shell model, which is an ab initio method. It is necessary to include a three-body interaction in such calculations to achieve agreement with experiments.
Collective rotation and the deformed potential
In
1953 the first experimental examples were found of rotational bands in
nuclei, with their energy levels following the same J(J+1) pattern of
energies as in rotating molecules. Quantum mechanically, it is
impossible to have a collective rotation of a sphere, so this implied
that the shape of these nuclei was non-spherical. In principle, these
rotational states could have been described as coherent superpositions
of particle-hole excitations in the basis consisting of single-particle
states of the spherical potential. But in reality, the description of
these states in this manner is intractable, due to a large number of
valence particles—and this intractability was even greater in the 1950s
when computing power was extremely rudimentary. For these reasons, Aage Bohr, Ben Mottelson, and Sven Gösta Nilsson
constructed models in which the potential was deformed into an
ellipsoidal shape. The first successful model of this type is now known
as the Nilsson model.
It is essentially the harmonic oscillator model described in this
article, but with anisotropy added, so the oscillator frequencies along
the three Cartesian axes are not all the same. Typically the shape is a
prolate ellipsoid, with the axis of symmetry taken to be z. Because the
potential is not spherically symmetric, the single-particle states are
not states of good angular momentum J. However, a Lagrange multiplier ,
known as a "cranking" term, can be added to the Hamiltonian. Usually
the angular frequency vector ω is taken to be perpendicular to the
symmetry axis, although tilted-axis cranking can also be considered.
Filling the single-particle states up to the Fermi level produces states
whose expected angular momentum along the cranking axis is the desired value.
Related models
Igal Talmi
developed a method to obtain the information from experimental data and
use it to calculate and predict energies which have not been measured.
This method has been successfully used by many nuclear physicists and
has led to a deeper understanding of nuclear structure. The theory which
gives a good description of these properties was developed. This
description turned out to furnish the shell model basis of the elegant
and successful interacting boson model.
A model derived from the nuclear shell model is the alpha particle model developed by Henry Margenau, Edward Teller, J. K. Pering, T. H. Skyrme, also sometimes called the Skyrme model.Note, however, that the Skyrme model is usually taken to be a model of
the nucleon itself, as a "cloud" of mesons (pions), rather than as a
model of the nucleus as a "cloud" of alpha particles.
A model of an atomic nucleus showing it as a compact bundle of protons (red) and neutrons (blue), the two types of nucleons. In this diagram, protons and neutrons look like little balls stuck together, but an actual nucleus (as understood by modern nuclear physics) cannot be explained like this, but only by using quantum mechanics. In a nucleus that occupies a certain energy level (for example, the ground state), each nucleon can be said to occupy a range of locations.
The diameter of the nucleus is in the range of 1.70 fm (1.70×10−15 m) for hydrogen (the diameter of a single proton) to about 11.7 fm for uranium.
These dimensions are much smaller than the diameter of the atom itself
(nucleus + electron cloud), by a factor of about 26,634 (uranium atomic
radius is about 156 pm (156×10−12 m)) to about 60,250 (hydrogen atomic radius is about 52.92 pm).
The branch of physics involved with the study and understanding
of the atomic nucleus, including its composition and the forces that
bind it together, is called nuclear physics.
The nucleus was discovered in 1911, as a result of Ernest Rutherford's efforts to test Thomson's "plum pudding model" of the atom. The electron had already been discovered by J. J. Thomson.
Knowing that atoms are electrically neutral, J. J. Thomson postulated
that there must be a positive charge as well. In his plum pudding model,
Thomson suggested that an atom consisted of negative electrons randomly
scattered within a sphere of positive charge. Ernest Rutherford later
devised an experiment with his research partner Hans Geiger and with help of Ernest Marsden, that involved the deflection of alpha particles
(helium nuclei) directed at a thin sheet of metal foil. He reasoned
that if J. J. Thomson's model were correct, the positively charged alpha
particles would easily pass through the foil with very little deviation
in their paths, as the foil should act as electrically neutral if the
negative and positive charges are so intimately mixed as to make it
appear neutral. To his surprise, many of the particles were deflected at
very large angles. Because the mass of an alpha particle is about 8000
times that of an electron, it became apparent that a very strong force
must be present if it could deflect the massive and fast moving alpha
particles. He realized that the plum pudding model could not be accurate
and that the deflections of the alpha particles could only be explained
if the positive and negative charges were separated from each other and
that the mass of the atom was a concentrated point of positive charge.
This justified the idea of a nuclear atom with a dense center of
positive charge and mass.
Etymology
The term nucleus is from the Latin word nucleus, a diminutive of nux ('nut'), meaning 'the kernel' (i.e., the 'small nut') inside a watery type of fruit (like a peach). In 1844, Michael Faraday used the term to refer to the "central point of an atom". The modern atomic meaning was proposed by Ernest Rutherford in 1912. The adoption of the term "nucleus" to atomic theory, however, was not immediate. In 1916, for example, Gilbert N. Lewis stated, in his famous article The Atom and the Molecule, that "the atom is composed of the kernel and an outer atom or shell."
Similarly, the term kern meaning kernel is used for nucleus in German and Dutch.
Principles
A figurative depiction of the helium-4
atom with the electron cloud in shades of gray. In the nucleus, the two
protons and two neutrons are depicted in red and blue. This depiction
shows the particles as separate, whereas in an actual helium atom, the
protons are superimposed in space and most likely found at the very
center of the nucleus, and the same is true of the two neutrons. Thus,
all four particles are most likely found in exactly the same space, at
the central point. Classical images of separate particles fail to model
known charge distributions in very small nuclei. A more accurate image
is that the spatial distribution of nucleons in a helium nucleus is much
closer to the helium electron cloud shown here, although on a far
smaller scale, than to the fanciful nucleus image. Both the helium atom
and its nucleus are spherically symmetric.
The nucleus of an atom consists of neutrons and protons, which in
turn are the manifestation of more elementary particles, called quarks, that are held in association by the nuclear strong force in certain stable combinations of hadrons, called baryons.
The nuclear strong force extends far enough from each baryon so as to
bind the neutrons and protons together against the repulsive electrical
force between the positively charged protons. The nuclear strong force
has a very short range, and essentially drops to zero just beyond the
edge of the nucleus. The collective action of the positively charged
nucleus is to hold the electrically negative charged electrons in their
orbits about the nucleus. The collection of negatively charged electrons
orbiting the nucleus display an affinity for certain configurations and
numbers of electrons that make their orbits stable. Which chemical element an atom represents is determined by the number of protons
in the nucleus; the neutral atom will have an equal number of electrons
orbiting that nucleus. Individual chemical elements can create more
stable electron configurations by combining to share their electrons. It
is that sharing of electrons to create stable electronic orbits about
the nuclei that appears to us as the chemistry of our macro world.
Protons define the entire charge of a nucleus, and hence its chemical identity.
Neutrons are electrically neutral, but contribute to the mass of a
nucleus to nearly the same extent as the protons. Neutrons can explain
the phenomenon of isotopes
(same atomic number with different atomic mass). The main role of
neutrons is to reduce electrostatic repulsion inside the nucleus.
Composition and shape
Protons and neutrons are fermions, with different values of the strong isospinquantum number, so two protons and two neutrons can share the same space wave function
since they are not identical quantum entities. They are sometimes
viewed as two different quantum states of the same particle, the nucleon. Two fermions, such as two protons, or two neutrons, or a proton + neutron (the deuteron) can exhibit bosonic behavior when they become loosely bound in pairs, which have integer spin.
In the rare case of a hypernucleus, a third baryon called a hyperon, containing one or more strange quarks
and/or other unusual quark(s), can also share the wave function.
However, this type of nucleus is extremely unstable and not found on
Earth except in high-energy physics experiments.
The neutron has a positively charged core of radius ≈ 0.3 fm
surrounded by a compensating negative charge of radius between 0.3 fm
and 2 fm. The proton has an approximately exponentially decaying
positive charge distribution with a mean square radius of about 0.8 fm.
The shape of the atomic nucleus
can be spherical, rugby ball-shaped (prolate deformation),
discus-shaped (oblate deformation), triaxial (a combination of oblate
and prolate deformation) or pear-shaped.
Forces
Nuclei are bound together by the residual strong force (nuclear force). The residual strong force is a minor residuum of the strong interaction which binds quarks together to form protons and neutrons. This force is much weaker between neutrons and protons because it is mostly neutralized within them, in the same way that electromagnetic forces between neutral atoms (such as van der Waals forces
that act between two inert gas atoms) are much weaker than the
electromagnetic forces that hold the parts of the atoms together
internally (for example, the forces that hold the electrons in an inert
gas atom bound to its nucleus).
The nuclear force is highly attractive at the distance of typical
nucleon separation, and this overwhelms the repulsion between protons
due to the electromagnetic force, thus allowing nuclei to exist.
However, the residual strong force has a limited range because it decays
quickly with distance (see Yukawa potential);
thus only nuclei smaller than a certain size can be completely stable.
The largest known completely stable nucleus (i.e. stable to alpha, beta, and gamma decay) is lead-208
which contains a total of 208 nucleons (126 neutrons and 82 protons).
Nuclei larger than this maximum are unstable and tend to be increasingly
short-lived with larger numbers of nucleons. However, bismuth-209
is also stable to beta decay and has the longest half-life to alpha
decay of any known isotope, estimated at a billion times longer than the
age of the universe.
The residual strong force is effective over a very short range (usually only a few femtometres (fm); roughly one or two nucleon diameters) and causes an attraction between any pair of nucleons. For example, between a proton and a neutron to form a deuteron [NP], and also between protons and protons, and neutrons and neutrons.
Halo nuclei and nuclear force range limits
The effective absolute limit of the range of the nuclear force (also known as residual strong force) is represented by halo nuclei such as lithium-11 or boron-14, in which dineutrons, or other collections of neutrons, orbit at distances of about 10 fm (roughly similar to the 8 fm radius of the nucleus of uranium-238). These nuclei are not maximally dense. Halo nuclei form at the extreme edges of the chart of the nuclides—the neutron drip line and proton drip line—and are all unstable with short half-lives, measured in milliseconds; for example, lithium-11 has a half-life of 8.8 ms.
Halos in effect represent an excited state with nucleons in an
outer quantum shell which has unfilled energy levels "below" it (both in
terms of radius and energy). The halo may be made of either neutrons
[NN, NNN] or protons [PP, PPP]. Nuclei which have a single neutron halo
include 11Be and 19C. A two-neutron halo is exhibited by 6He, 11Li, 17B, 19B and 22C. Two-neutron halo nuclei break into three fragments, never two, and are called Borromean nuclei
because of this behavior (referring to a system of three interlocked
rings in which breaking any ring frees both of the others). 8He and 14Be both exhibit a four-neutron halo. Nuclei which have a proton halo include 8B and 26P. A two-proton halo is exhibited by 17Ne and 27S.
Proton halos are expected to be more rare and unstable than the neutron
examples, because of the repulsive electromagnetic forces of the halo
proton(s).
Although the standard model
of physics is widely believed to completely describe the composition
and behavior of the nucleus, generating predictions from theory is much
more difficult than for most other areas of particle physics. This is due to two reasons:
In principle, the physics within a nucleus can be derived entirely from quantum chromodynamics
(QCD). In practice however, current computational and mathematical
approaches for solving QCD in low-energy systems such as the nuclei are
extremely limited. This is due to the phase transition that occurs between high-energy quark matter and low-energy hadronic matter, which renders perturbative techniques unusable, making it difficult to construct an accurate QCD-derived model of the forces between nucleons. Current approaches are limited to either phenomenological models such as the Argonne v18 potential or chiral effective field theory.
Even if the nuclear force is well constrained, a significant amount
of computational power is required to accurately compute the properties
of nuclei ab initio. Developments in many-body theory
have made this possible for many low mass and relatively stable nuclei,
but further improvements in both computational power and mathematical
approaches are required before heavy nuclei or highly unstable nuclei
can be tackled.
Historically, experiments have been compared to relatively crude
models that are necessarily imperfect. None of these models can
completely explain experimental data on nuclear structure.
The nuclear radius (R)
is considered to be one of the basic quantities that any model must
predict. For stable nuclei (not halo nuclei or other unstable distorted
nuclei) the nuclear radius is roughly proportional to the cube root of
the mass number (A) of the nucleus, and particularly in nuclei containing many nucleons, as they arrange in more spherical configurations:
The stable nucleus has approximately a constant density and
therefore the nuclear radius R can be approximated by the following
formula,
where A = Atomic mass number (the number of protons Z, plus the number of neutrons N) and r0 = 1.25 fm = 1.25 × 10−15 m. In this equation, the "constant" r0 varies by 0.2 fm, depending on the nucleus in question, but this is less than 20% change from a constant.
In other words, packing protons and neutrons in the nucleus gives approximately
the same total size result as packing hard spheres of a constant size
(like marbles) into a tight spherical or almost spherical bag (some
stable nuclei are not quite spherical, but are known to be prolate).
The cluster model describes the nucleus as a molecule-like collection of proton-neutron groups (e.g., alpha particles) with one or more valence neutrons occupying molecular orbitals.
Early models of the nucleus viewed the nucleus as a rotating liquid
drop. In this model, the trade-off of long-range electromagnetic forces
and relatively short-range nuclear forces, together cause behavior which
resembled surface tension forces in liquid drops of different sizes.
This formula is successful at explaining many important phenomena of
nuclei, such as their changing amounts of binding energy as their size and composition changes (see semi-empirical mass formula), but it does not explain the special stability which occurs when nuclei have special "magic numbers" of protons or neutrons.
The terms in the semi-empirical mass formula, which can be used
to approximate the binding energy of many nuclei, are considered as the
sum of five types of energies (see below). Then the picture of a nucleus
as a drop of incompressible liquid roughly accounts for the observed
variation of binding energy of the nucleus:
Volume energy. When an assembly of nucleons of the same
size is packed together into the smallest volume, each interior nucleon
has a certain number of other nucleons in contact with it. So, this
nuclear energy is proportional to the volume.
Surface energy. A nucleon at the surface of a nucleus
interacts with fewer other nucleons than one in the interior of the
nucleus and hence its binding energy is less. This surface energy term
takes that into account and is therefore negative and is proportional to
the surface area.
Coulomb energy. The electric repulsion between each pair of protons in a nucleus contributes toward decreasing its binding energy.
Asymmetry energy (also called Pauli Energy). An energy associated with the Pauli exclusion principle.
Were it not for the Coulomb energy, the most stable form of nuclear
matter would have the same number of neutrons as protons, since unequal
numbers of neutrons and protons imply filling higher energy levels for
one type of particle, while leaving lower energy levels vacant for the
other type.
Pairing energy. An energy which is a correction term that
arises from the tendency of proton pairs and neutron pairs to occur. An
even number of particles is more stable than an odd number.
A number of models for the nucleus have also been proposed in which nucleons occupy orbitals, much like the atomic orbitals in atomic physics
theory. These wave models imagine nucleons to be either sizeless point
particles in potential wells, or else probability waves as in the
"optical model", frictionlessly orbiting at high speed in potential
wells.
In the above models, the nucleons may occupy orbitals in pairs, due to being fermions, which allows explanation of even/odd Z and N effects
well known from experiments. The exact nature and capacity of nuclear
shells differs from those of electrons in atomic orbitals, primarily
because the potential well in which the nucleons move (especially in
larger nuclei) is quite different from the central electromagnetic
potential well which binds electrons in atoms. Some resemblance to
atomic orbital models may be seen in a small atomic nucleus like that of
helium-4,
in which the two protons and two neutrons separately occupy 1s orbitals
analogous to the 1s orbital for the two electrons in the helium atom,
and achieve unusual stability for the same reason. Nuclei with 5
nucleons are all extremely unstable and short-lived, yet, helium-3, with 3 nucleons, is very stable even with lack of a closed 1s orbital shell. Another nucleus with 3 nucleons, the triton hydrogen-3
is unstable and will decay into helium-3 when isolated. Weak nuclear
stability with 2 nucleons {NP} in the 1s orbital is found in the
deuteron hydrogen-2,
with only one nucleon in each of the proton and neutron potential
wells. While each nucleon is a fermion, the {NP} deuteron is a boson and
thus does not follow Pauli Exclusion for close packing within shells. Lithium-6
with 6 nucleons is highly stable without a closed second 1p shell
orbital. For light nuclei with total nucleon numbers 1 to 6 only those
with 5 do not show some evidence of stability. Observations of
beta-stability of light nuclei outside closed shells indicate that
nuclear stability is much more complex than simple closure of shell
orbitals with magic numbers of protons and neutrons.
For larger nuclei, the shells occupied by nucleons begin to
differ significantly from electron shells, but nevertheless, present
nuclear theory does predict the magic numbers of filled nuclear shells
for both protons and neutrons. The closure of the stable shells predicts
unusually stable configurations, analogous to the noble group of
nearly-inert gases in chemistry. An example is the stability of the
closed shell of 50 protons, which allows tin
to have 10 stable isotopes, more than any other element. Similarly, the
distance from shell-closure explains the unusual instability of
isotopes which have far from stable numbers of these particles, such as
the radioactive elements 43 (technetium) and 61 (promethium), each of which is preceded and followed by 17 or more stable elements.
There are however problems with the shell model when an attempt
is made to account for nuclear properties well away from closed shells.
This has led to complex post hoc distortions of the shape of the
potential well to fit experimental data, but the question remains
whether these mathematical manipulations actually correspond to the
spatial deformations in real nuclei. Problems with the shell model have
led some to propose realistic two-body and three-body nuclear force
effects involving nucleon clusters and then build the nucleus on this
basis. Three such cluster models are the 1936 Resonating Group Structure model of John Wheeler, Close-Packed Spheron Model of Linus Pauling and the 2D Ising Model of MacGregor.