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Sunday, November 30, 2025

Existence

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Existence
Existential quantifier
The existential quantifier ∃ is often used in logic to express existence.

Existence is the state of having being or reality in contrast to nonexistence and nonbeing. Existence is often contrasted with essence: the essence of an entity is its essential features or qualities, which can be understood even if one does not know whether the entity exists.

Ontology is the philosophical discipline studying the nature and types of existence. Singular existence is the existence of individual entities while general existence refers to the existence of concepts or universals. Entities present in space and time have concrete existence in contrast to abstract entities, like numbers and sets. Other distinctions are between possible, contingent, and necessary existence and between physical and mental existence. The common view is that an entity either exists or not with nothing in between, but some philosophers say that there are degrees of existence, meaning that some entities exist to a higher degree than others.

The orthodox position in ontology is that existence is a second-order property, or a property of properties. For example, to say that lions exist means that the property of being a lion is possessed by an entity. A different view sees existence as a first-order property, or a property of individuals, meaning existence is similar to other properties of individuals, like color and shape. Alexius Meinong and his followers accept this idea and say that not all individuals have this property; they state that there are some individuals, such as Santa Claus, that do not exist. Universalists reject this view; they see existence as a universal property of every individual.

The concept of existence has been discussed throughout the history of philosophy and already played a role in ancient philosophy, including Presocratic philosophy in Ancient Greece, Hindu and Buddhist philosophy in Ancient India, and Daoist philosophy in ancient China. It is relevant to fields such as logic, mathematics, epistemology, philosophy of mind, philosophy of language, and existentialism.

Existence is the state of being real or participating in reality. Existence sets real entities apart from imaginary ones, and can refer both to individual entities or to the totality of reality. The word "existence" entered the English language in the late 14th century from old French and has its roots in the medieval Latin term ex(s)istere, which means "to stand forth", "to appear", and "to arise". Existence is studied by the subdiscipline of metaphysics known as ontology.

The terms "being", "reality", and "actuality" are often used as synonyms of "existence", but the exact definition of existence and its connection to these terms is disputed. According to metaphysician Alexius Meinong (1853–1920), all entities have being but not all entities have existence. He argues merely possible objects like Santa Claus have being but lack existence. Ontologist Takashi Yagisawa (20th century–present) contrasts existence with reality; he sees "reality" as the more-fundamental term because it equally characterizes all entities and defines existence as a relative term that connects an entity to the world it inhabits. According to philosopher Gottlob Frege (1848–1925), actuality is narrower than existence because only actual entities can produce and undergo changes, in contrast to non-actual existing entities like numbers and sets. According to some philosophers, like Edmund Husserl (1859–1938), existence is an elementary concept, meaning it cannot be defined in other terms without involving circularity. This would imply characterizing existence or talking about its nature in a non-trivial manner may be difficult or impossible.

Disputes about the nature of existence are reflected in the distinction between thin and thick concepts of existence. Thin concepts of existence understand existence as a logical property that every existing thing shares; they do not include any substantial content about the metaphysical implications of having existence. According to one view, existence is the same as the logical property of self-identity. This view articulates a thin concept of existence because it merely states what exists is identical to itself without discussing any substantial characteristics of the nature of existence. Thick concepts of existence encompass a metaphysical analysis of what it means that something exists and what essential features existence implies. According to one proposal, to exist is to be present in space and time, and to have effects on other things. This definition is controversial because it implies abstract objects such as numbers do not exist. Philosopher George Berkeley (1685–1753) gave a different thick concept of existence; he stated: "to be is to be perceived", meaning all existence is mental.

Existence contrasts with nonexistence, a lack of reality. Whether objects can be divided into existent and nonexistent objects is a subject of controversy. This distinction is sometimes used to explain how it is possible to think of fictional objects like dragons and unicorns but the concept of nonexistent objects is not generally accepted; some philosophers say the concept is contradictory. Closely related contrasting terms are nothingness and nonbeing. Existence is commonly associated with mind-independent reality but this position is not universally accepted because there could also be forms of mind-dependent existence, such as the existence of an idea inside a person's mind. According to some idealists, this may apply to all of reality.

Another contrast is made between existence and essence. Essence refers to the intrinsic nature or defining qualities of an entity. The essence of something determines what kind of entity it is and how it differs from other kinds of entities. Essence corresponds to what an entity is, while existence corresponds to the fact that it is. For instance, it is possible to understand what an object is and grasp its nature even if one does not know whether this object exists. According to some philosophers, there is a difference between entities and the fundamental characteristics that make them the entities they are. Martin Heidegger (1889–1976) introduced this concept; he calls it the ontological difference and contrasts individual beings with being. According to his response to the question of being, being is not an entity but the background context that makes all individual entities intelligible.

Types of existing entities

Many discussions of the types of existing entities revolve around the definitions of different types, the existence or nonexistence of entities of a specific type, the way entities of different types are related to each other, and whether some types are more fundamental than others. Examples are the existence or nonexistence of souls; whether there are abstract, fictional, and universal entities; and the existence or nonexistence of possible worlds and objects besides the actual world. These discussions cover the topics of the basic stuff or constituents underlying all reality and the most general features of entities.

Singular and general

There is a distinction between singular existence and general existence. Singular existence is the existence of individual entities. For example, the sentence "Angela Merkel exists" expresses the existence of one particular person. General existence pertains to general concepts, properties, or universals. For instance, the sentence "politicians exist" states the general term "politician" has instances without referring to a particular politician.

Singular and general existence are closely related to each other, and some philosophers have tried to explain one as a special case of the other. For example, according to Frege, general existence is more basic than singular existence. One argument in favor of this position is that singular existence can be expressed in terms of general existence. For instance, the sentence "Angela Merkel exists" can be expressed as "entities that are identical to Angela Merkel exist", where the expression "being identical to Angela Merkel" is understood as a general term. Philosopher Willard Van Orman Quine (1908–2000) defends a different position by giving primacy to singular existence and arguing that general existence can be expressed in terms of singular existence.

A related question is whether there can be general existence without singular existence. According to philosopher Henry S. Leonard (1905–1967), a property only has general existence if there is at least one actual object that instantiates it. Philosopher Nicholas Rescher (1928–2024), by contrast, states that properties can exist if they have no actual instances, like the property of "being a unicorn". This question has a long philosophical tradition in relation to the existence of universals. According to Platonists, universals have general existence as Platonic forms independently of the particulars that exemplify them. According to this view, the universal of redness exists independently of the existence or nonexistence of red objects. Aristotelianism also accepts the existence of universals but says their existence depends on particulars that instantiate them and that they are unable to exist by themselves. According to this view, a universal that is not present in the space and time does not exist. According to nominalists, only particulars have existence and universals do not exist.

Concrete and abstract

There is an influential distinction in ontology between concrete and abstract objects. Many concrete objects, like rocks, plants, and other people, are encountered in everyday life. They exist in space and time. They have effects on each other, like when a rock falls on a plant and damages it, or a plant grows through rock and breaks it. Abstract objects, like numbers, sets, and types, have no location in space and time, and lack causal powers. The distinction between concrete objects and abstract objects is sometimes treated as the most-general division of being.

The existence of concrete objects is widely agreed upon but opinions about abstract objects are divided. Realists such as Plato accept the idea that abstract objects have independent existence. Some realists say abstract objects have the same mode of existence as concrete objects; according to others, they exist in a different way. Anti-realists state that abstract objects do not exist, a view that is often combined with the idea that existence requires a location in space and time or the ability to causally interact.

Possible, contingent, and necessary

A further distinction is between merely possible, contingent, and necessary existence. An entity has necessary existence if it must exist or could not fail to exist. This means that it is not possible to newly create or destroy necessary entities. Entities that exist but could fail to exist are contingent; merely possible entities do not exist but could exist.

Lithograph of Avicenna
Painting of Thomas Aquinas
Avicenna and Thomas Aquinas argued that God has necessary existence.

Most entities encountered in ordinary experience, like telephones, sticks, and flowers, have contingent existence. The contingent existence of telephones is reflected in the fact that they exist in the present but did not exist in the past, meaning that it is not necessary that they exist. It is an open question whether any entities have necessary existence. According to some nominalists, all concrete objects have contingent existence while all abstract objects have necessary existence.

According to some theorists, one or several necessary beings are required as the explanatory foundation of the cosmos. For instance, the philosophers Avicenna (980–1037) and Thomas Aquinas (1225–1274) say that God has necessary existence. A few philosophers, such as Baruch Spinoza (1632–1677), see God and the world as the same thing, and say that all entities have necessary existence to provide a unified and rational explanation of everything.

There are many academic debates about the existence of merely possible objects. According to actualism, only actual entities have being; this includes both contingent and necessary entities but excludes merely possible entities. Possibilists reject this view and state there are also merely possible objects besides actual objects. For example, metaphysician David Lewis (1941–2001) states that possible objects exist in the same way as actual objects so as to provide a robust explanation of why statements about what is possible and necessary are true. According to him, possible objects exist in possible worlds while actual objects exist in the actual world. Lewis says the only difference between possible worlds and the actual world is the location of the speaker; the term "actual" refers to the world of the speaker, similar to the way the terms "here" and "now" refer to the spatial and temporal location of the speaker.

The problem of contingent and necessary existence is closely related to the ontological question of why there is anything at all or why is there something rather than nothing. According to one view, the existence of something is a contingent fact, meaning the world could have been totally empty. This is not possible if there are necessary entities, which could not have failed to exist. In this case, global nothingness is impossible because the world needs to contain at least all necessary entities.

Physical and mental

Entities that exist on a physical level include objects encountered in everyday life, like stones, trees, and human bodies, as well as entities discussed in modern physics, like electrons and protons. Physical entities can be observed and measured; they possess mass and a location in space and time. Mental entities like perceptions, experiences of pleasure and pain as well as beliefs, desires, and emotions belong to the realm of the mind; they are primarily associated with conscious experiences but also include unconscious states like unconscious beliefs, desires, and memories.

The mind–body problem concerns the ontological status of and relation between physical and mental entities and is a frequent topic in metaphysics and philosophy of mind. According to materialists, only physical entities exist on the most-fundamental level. Materialists usually explain mental entities in terms of physical processes; for example, as brain states or as patterns of neural activation. Idealism, a minority view in contemporary philosophy, rejects matter as ultimate and views the mind as the most basic reality. Dualists like René Descartes (1596–1650) believe both physical and mental entities exist on the most-fundamental level. They state they are connected to one another in several ways but that one cannot be reduced to the other.

Other types

Fictional entities are entities that exist as inventions inside works of fiction. For example, Sherlock Holmes is a fictional character in Arthur Conan Doyle's book A Study in Scarlet and flying carpets are fictional objects in the folktales One Thousand and One Nights. According to anti-realism, fictional entities do not form part of reality in any substantive sense. Possibilists, by contrast, see fictional entities as a subclass of possible objects; creationists say that they are artifacts that depend for their existence on the authors who first conceived them.

Intentional inexistence is a similar phenomenon concerned with the existence of objects within mental states. This happens when a person perceives or thinks about an object. In some cases, the intentional object corresponds to a real object outside the mental state, like when accurately perceiving a tree in the garden. In other cases, the intentional object does not have a real counterpart, like when thinking about Bigfoot. The problem of intentional inexistence is the challenge of explaining how one can think about entities that do not exist since this seems to have the paradoxical implication that the thinker stands in a relation to a nonexisting object.

Modes and degrees of existence

Closely related to the problem of different types of entities is the question of whether their modes of existence also vary. This is the case according to ontological pluralism, which states entities belonging to different types differ in both their essential features and in the ways they exist. This position is sometimes found in theology; it states God is radically different from his creation and emphasizes his uniqueness by saying the difference affects both God's features and God's mode of existence.

Another form of ontological pluralism distinguishes the existence of material objects from the existence of space-time. According to this view, material objects have relative existence because they exist in space-time; the existence of space-time itself is not relative in this sense because it just exists without existing within another space-time.

The topic of degrees of existence is closely related to the problem of modes of existence. This topic is based on the idea that some entities exist to a higher degree or have more being than other entities, similar to the way some properties, such as heat and mass, have degrees. According to philosopher Plato (428/427–348/347 BCE), for example, unchangeable Platonic forms have a higher degree of existence than physical objects.

The view that there are different types of entities is common in metaphysics but the idea that they differ from each other in their modes or degrees of existence is often rejected, implying that a thing either exists or does not exist without in-between alternatives. Metaphysician Peter van Inwagen (1942–present) uses the idea that there is an intimate relationship between existence and quantification to argue against different modes of existence. Quantification is related to the counting of objects; according to Inwagen, if there were different modes of entities, people would need different types of numbers to count them. Because the same numbers can be used to count different types of entities, he concludes all entities have the same mode of existence.

Theories of the nature of existence

Mosaic depicting Pegasus
One of the topics covered by theories of the nature of existence concerns the ontological status of fictional objects like Pegasus.

Theories of the nature of existence aim to explain what it means for something to exist. A central dispute in the academic discourse about the nature of existence is whether existence is a property of individuals. An individual is a unique entity, like Socrates or a particular apple. A property is something that is attributed to an entity, like "being human" or "being red", and usually expresses a quality or feature of that entity. The two main theories of existence are first-order and second-order theories. First-order theories understand existence as a property of individuals while second-order theories say existence is a second-order property; that is, a property of properties.

A central challenge for theories of the nature of existence is an understanding of the possibility of coherently denying the existence of something, like the statement: "Santa Claus does not exist". One difficulty is explaining how the name "Santa Claus" can be meaningful even though there is no Santa Claus.

Second-order theories

Second-order theories understand existence as a second-order property rather than a first-order property. They are often seen as the orthodox position in ontology. For instance, the Empire State Building is an individual object and "being 443.2 meters (1,454 ft) tall" is a first-order property of it. "Being instantiated" is a property of "being 443.2 meters tall" and therefore a second-order property. According to second-order theories, to talk about existence is to talk about which properties have instances. For example, this view says that the sentence "God exists" means "Godhood is instantiated" rather than "God has the property of existing".

A key reason against characterizing existence as a property of individuals is that existence differs from regular properties. Regular properties, such as being a building and being 443.2 meters tall, express what an object is like but do not directly describe whether or not that building exists. According to this view, existence is more fundamental than regular properties because an object cannot have any properties if it does not exist.

According to second-order theorists, quantifiers rather than predicates express existence. Predicates are expressions that apply to and classify objects, usually by attributing features to them, such as "is a butterfly" and "is happy". Quantifiers are terms that talk about the quantity of objects that have certain properties. Existential quantifiers express that there is at least one object, like the expressions "some" and "there exists", as in "some cows eat grass" and "there exists an even prime number". In this regard, existence is closely related to counting because to assert that something exists is to assert that the corresponding concept has one or more instances.

Second-order views imply a sentence like "egg-laying mammals exist" is misleading because the word "exist" is used as a predicate in them. These views say the true logical form is better expressed in reformulations like "there exist entities that are egg-laying mammals". This way, "existence" has the role of a quantifier and "egg-laying mammals" is the predicate. Quantifier constructions can also be used to express negative existential statements; for instance, the sentence "talking tigers do not exist" can be expressed as "it is not the case that there exist talking tigers".

Photo of Bertrand Russell
Bertrand Russell proposed his theory of descriptions to dissolve paradoxes surrounding negative existential statements.

Many ontologists accept that second-order theories provide a correct analysis of many types of existential sentences. It is, however, controversial whether it is correct for all cases. Some problems relate to assumptions associated with everyday language about sentences like "Ronald McDonald does not exist". This type of statement is called negative singular existential and the expression Ronald McDonald is a singular term that seems to refer to an individual. It is not clear how the expression can refer to an individual if, as the sentence asserts, this individual does not exist. According to a solution philosopher Bertrand Russell (1872–1970) proposed, singular terms do not refer to individuals but are descriptions of individuals. This theory states negative singular existentials deny an object matching the descriptions exists without referring to a nonexistent individual. Following this approach, the sentence "Ronald McDonald does not exist" expresses the idea: "it is not the case there is a unique happy hamburger clown".

First-order theories

According to first-order theories, existence is a property of individuals. These theories are less-widely accepted than second-order theories but also have some influential proponents. There are two types of first-order theories: Meinongianism and universalism.

Meinongianism

Meinongianism, which describes existence as a property of some but not all entities, was first formulated by Alexius Meinong. Its main assertion is that there are some entities that do not exist, meaning objecthood is independent of existence. Proposed examples of nonexistent objects are merely possible objects such as flying pigs, as well as fictional and mythical objects like Sherlock Holmes and Zeus. According to this view, these objects are real and have being, even though they do not exist. Meinong states there is an object for any combination of properties. For example, there is an object that only has the single property of "being a singer" with no other properties. This means neither the attribute of "wearing a dress" nor the absence of it applies to this object. Meinong also includes impossible objects like round squares in this classification.

Photo of Alexius Meinong
According to Alexius Meinong, there are some entities that do not exist.

According to Meinongians, sentences describing Sherlock Holmes and Zeus refer to nonexisting objects. They are true or false depending on whether these objects have the properties ascribed to them. For instance, the sentence "Pegasus has wings" is true because having wings is a property of Pegasus, even though Pegasus lacks the property of existing.

One key motivation of Meinongianism is to explain how negative singular existentials like "Ronald McDonald does not exist" can be true. Meinongians accept the idea that singular terms like "Ronald McDonald" refer to individuals. For them, a negative singular existential is true if the individual it refers to does not exist.

Meinongianism has important implications for understandings of quantification. According to an influential view defended by Willard Van Orman Quine, the domain of quantification is restricted to existing objects. This view implies quantifiers carry ontological commitments about what exists and what does not exist. Meinongianism differs from this view by saying the widest domain of quantification includes both existing and nonexisting objects.

Some aspects of Meinongianism are controversial and have received substantial criticism. According to one objection, one cannot distinguish between being an object and being an existing object. A closely related criticism states objects cannot have properties if they do not exist. A further objection is that Meinongianism leads to an "overpopulated universe" because there is an object corresponding to any combination of properties. A more specific criticism rejects the idea that there are incomplete and impossible objects.

Universalism

Universalists agree with Meinongians that existence is a property of individuals but deny there are nonexistent entities. Instead, universalists state existence is a universal property; all entities have it, meaning everything exists. One approach is to say existence is the same as self-identity. According to the law of identity, every object is identical to itself or has the property of self-identity. This can be expressed in predicate logic as .

An influential argument in favor of universalism is that the denial of the existence of something is contradictory. This conclusion follows from the premises that one can only deny the existence of something by referring to that entity and that one can only refer to entities that exist.

Universalists have proposed different ways of interpreting negative singular existentials. According to one view, names of fictional entities like "Ronald McDonald" refer to abstract objects, which exist even though they do not exist in space and time. This means, when understood in a strict sense, all negative singular existentials are false, including the assertion that "Ronald McDonald does not exist". Universalists can interpret such sentences slightly differently in relation to the context. In everyday life, for example, people use sentences like "Ronald McDonald does not exist" to express the idea that Ronald McDonald does not exist as a concrete object, which is true. Another approach is to understand negative singular existentials as neither true nor false but meaningless because their singular terms do not refer to anything.

History

Western philosophy

Western philosophy originated with the Presocratic philosophers, who aimed to replace earlier mythological accounts of the universe by providing rational explanations based on foundational principles of all existence. Some, like Thales (c. 624–545 BCE) and Heraclitus (c. 540–480 BCE), suggested concrete principles like water and fire are the root of existence. Anaximander (c. 610–545 BCE) opposed this position; he believed the source must lie in an abstract principle that is beyond the world of human perception.

Painting of Plato and Aristotle
Plato and his student Aristotle disagreed on whether form and matter depend on one another for their existence.

Plato (428/427–348/347 BCE) argued that different types of entities have different degrees of existence and that shadows and images exist in a weaker sense than regular material objects. He said unchangeable Platonic forms have the highest type of existence, and saw material objects as imperfect and impermanent copies of Platonic forms.

Philosopher Aristotle (384–322 BCE) accepted Plato's idea that forms are different from matter, but he challenged the idea that forms have a higher type of existence. Instead, he believed forms cannot exist without matter. He stated: "being is said in many ways" and explored how different types of entities have different modes of existence. For example, he distinguished between substances and their accidents, and between potentiality and actuality.

Neoplatonists like Plotinus (204–270 CE) suggested reality has a hierarchical structure. They believed a transcendent entity, called "the One" or "the Good", is responsible for all existence. From it emerges the intellect, which in turn gives rise to the soul and the material world.

Painting of Anselm of Canterbury
Anselm of Canterbury is known for his formulation of the ontological argument aiming to prove the existence of God.

In medieval philosophy, Anselm of Canterbury (1033–1109 CE) formulated the influential ontological argument, which aims to deduce the existence of God from the concept of God. Anselm defined God as the greatest conceivable being. He reasoned that an entity that did not exist outside his mind would not be the greatest conceivable being, leading him to the conclusion God exists.

Thomas Aquinas (1224–1274 CE) distinguished between the essence of a thing and its existence. According to him, the essence of a thing constitutes its fundamental nature. He argued it is possible to understand what an object is and grasp its essence, even if one does not know whether the object exists. He concluded from this observation that existence is not part of the qualities of an object and should be understood as a separate property. Aquinas also considered the problem of creation from nothing and said only God has the power to truly bring new entities into existence. These ideas later inspired metaphysician Gottfried Wilhelm Leibniz's (1646–1716) theory of creation; Leibniz said to create is to confer actual existence to possible objects.

The philosophers David Hume (1711–1776) and Immanuel Kant (1724–1804) rejected the idea that existence is a property. According to Hume, objects are bundles of qualities. He said existence is not a property because there is no impression of existence besides the bundled qualities. Kant came to a similar conclusion in his criticism of the ontological argument; according to him, this proof fails because one cannot deduce from the definition of a concept whether entities described by this concept exist. Kant said existence does not add anything to the concept of the object; it only indicates this concept is exemplified. According to philosopher Georg Wilhelm Friedrich Hegel (1770–1831), there is no pure being or pure nothing, only becoming.

Photo of Franz Brentano
Franz Brentano defended the idea that all judgments are existential judgments.

Philosopher and psychologist Franz Brentano (1838–1917) agreed with Kant's criticism and his position that existence is not a real predicate. Brentano used this idea to develop his theory of judgments, which states all judgments are existential judgments; they either affirm or deny the existence of something. He stated judgments like "some zebras are striped" have the logical form "there is a striped zebra" while judgments like "all zebras are striped" have the logical form "there is not a non-striped zebra".

Gottlob Frege (1848–1925) and Bertrand Russell (1872–1970) aimed to refine the idea of what it means that existence is not a regular property. They distinguished between regular first-order properties of individuals and second-order properties of other properties. According to their view, existence is the second-order property of "being instantiated". Russell further developed the idea that general sentences like "lions exist" are at their most fundamental form about individuals by stating that there is an individual that is a lion.

Willard Van Orman Quine (1908–2000) followed Frege and Russell in accepting existence as a second-order property. He drew a close link between existence and the role of quantification in formal logic. He applied this idea to scientific theories and stated a scientific theory is committed to the existence of an entity if the theory quantifies over this entity. For example, if a theory in biology asserts that "there are populations with genetic diversity", this theory has an ontological commitment to the existence of populations with genetic diversity. Alexius Meinong (1853–1920) was an influential critic of second-order theories and developed the alternative view that existence is a property of individuals and that not all individuals have this property.

Eastern philosophy

Painting of Adi Shankara
Adi Shankara taught that only the divine exists on the most fundamental level.

Many schools of thought in Eastern philosophy discuss the problem of existence and its implications. For instance, the ancient Hindu school of Samkhya articulated a metaphysical dualism according to which the two types of existence are pure consciousness (Purusha) and matter (Prakriti). Samkhya explains the manifestation of the universe as the interaction between these two principles. The Vedic philosopher Adi Shankara (c. 700–750 CE) developed a different approach in his school of Advaita Vedanta. Shankara defended a metaphysical monism by defining the divine (Brahman) as the ultimate reality and the only existent. According to this view, the impression that there is a universe consisting of many distinct entities is an illusion (Maya). The essential features of ultimate reality are described as Sat Chit Ananda—meaning existence, consciousness, and bliss.

A central doctrine in Buddhist philosophy is called the "three marks of existence", which are aniccā (impermanence), anattā (absence of a permanent self), and dukkha (suffering). Aniccā is the doctrine that all of existence is subject to change, meaning everything changes at some point and nothing lasts forever. Anattā expresses a similar state in relation to persons by stating that people do not have a permanent identity or a separate self. Ignorance about aniccā and anattā is seen as the main cause of dukkha by leading people to form attachments that cause suffering.

Bust of Laozi
Laozi saw dao as a fundamental principle that constitutes the root of all existence.

A central idea in many schools of Chinese philosophy, like Laozi's (6th century BCE) Daoism, is that a fundamental principle known as dao is the source of all existence. The term is often translated as "the way" and is understood as a cosmic force that governs the natural order of the world. Chinese metaphysicians debated whether dao is a form of being or whether, as the source of being, it belongs to non-being.

The concept of existence played a central role in Arabic-Persian philosophy. The Islamic philosophers Avicenna (980–1037 CE) and Al-Ghazali (1058–1111 CE) discussed the relationship between existence and essence, and said the essence of an entity is prior to its existence. The additional step of instantiating the essence is required for the entity to come into existence. Philosopher Mulla Sadra (1571–1636 CE) rejected this priority of essence over existence, and said essence is only a concept that is used by the mind to grasp existence. Existence, by contrast, encompasses the whole of reality, according to his view.

Other traditions

Indigenous American philosophies tend to emphasize the interconnectedness of all existence and the importance of maintaining balance and harmony with nature. This is often combined with an animist outlook that ascribes a spiritual essence to some or all entities, including plants, rocks, and places.

The interest in the relational aspect of existence is also found in African philosophy, which explores how all entities are causally linked to form an ordered world. African philosophy also examines the idea of an underlying and all-pervading life force responsible for animating entities and their influence on each other.

In various disciplines

Formal logic

Formal logic studies deductively valid arguments. In first-order logic, which is the most-commonly used system of formal logic, existence is expressed using the existential quantifier (). For example, the formula can be used to state horses exist. The variable x ranges over all elements in the domain of quantification and the existential quantifier expresses that at least one element in this domain is a horse. In first-order logic, all singular terms like names refer to objects in the domain and imply the object exists. Because of this, one can deduce (someone is honest) from (Bill is honest). If only one object matching the description exists, the unique existential quantifier can be used.

Many logical systems that are based on first-order logic also follow this idea. Free logic is an exception because it allows the presence of empty names that do not refer to an object in the domain. With this modification, it is possible to apply logical reasoning to fictional objects instead of limiting it to regular objects. In free logic one can express that Pegasus is a flying horse using the formula . As a consequence of this modification, one cannot infer from this type of statement that something exists. This means the inference from to is invalid in free logic, even though it is valid in first-order logic. Free logic uses an additional existence predicate () to say a singular term refers to an existing object. For example, the formula can be used to say Homer exists while the formula states Pegasus does not exist.

Others

The disciplines of epistemology, philosophy of mind, and philosophy of language deal with mental and linguistic representations in their attempt to understand the nature of knowledge, the mind, and language. This brings with it the problem of reference or how representations can refer to existing objects. Examples of such representations are beliefs, thoughts, perceptions, words, and sentences. For instance, in the sentence "Barack Obama is a Democrat", the name "Barack Obama" refers to a particular individual. The problem of reference also affects the epistemology of perception. In particular, this concerns the problem of whether perceptual impressions establish a direct contact with reality.

Closely related to the problem of reference is the relationship between true representations and existence. According to truthmaker theory, true representations require a truthmaker, i.e., an entity whose existence is responsible for the representation being true. For example, the sentence "kangaroos live in Australia" is true because there are kangaroos in Australia; the existence of these kangaroos is the truthmaker of the sentence. Truthmaker theory states there is a close relationship between truth and existence; there exists a truthmaker for every true representation.

Many of the individual sciences are concerned with the existence of particular types of entities and the laws governing them, such as physical things in physics and living entities in biology. The natural sciences employ a great variety of concepts to classify entities; these are known as natural kinds, and include categories like protons, gold, and elephants. According to scientific realists, these entities have mind-independent being; scientific anti-realists say the existence of these entities and categories is based on human perceptions, theories, and social constructs.

A similar problem concerns the existence of social kinds, which are basic concepts used in the social sciences, such as race, gender, disability, money, and nation state. Social kinds are often understood as social constructions that, while useful for describing the complexities of human social life, do not form part of objective reality on the most fundamental level. According to the controversial Sapir–Whorf hypothesis, the social institution of language influences or fully determines how people perceive and understand the world.

Existentialism is a school of thought that explores the nature of human existence. Among its key ideas is that existence precedes essence. This means that existence is more basic than essence. As a result, the nature and purpose of human beings are not pre-existing but develop in the process of living. According to this view, humans are thrown into a world that lacks pre-existing intrinsic meaning. They must determine for themselves their purpose and what meaning their life should have. Existentialists use this idea to explore the role of freedom and responsibility in actively shaping one's life. Feminist existentialists investigate the effects of gender on human existence, for example, on the experience of freedom. Influential existentialists include Søren Kierkegaard (1813–1855), Friedrich Nietzsche (1844–1900), Jean-Paul Sartre (1905–1980), and Simone de Beauvoir (1908–1986). Existentialism has influenced reflections on the role of human existence in sociology. Existentialist sociology examines the ways humans experience the social world and construct reality. Existence theory is a relatively recent approach that focuses on the temporal aspect of existence in society. It explores how the existential milestones to which people aspire influence their lives.

Mathematicians are often interested in the existence of certain mathematical objects. For example, number theorists ask how many prime numbers exist within a certain interval. The statement that at least one mathematical object matching a certain description exists is called an existence theorem. Metaphysicians of mathematics investigate whether mathematical objects exist not only in relation to mathematical axioms but also as part of the fundamental structure of reality. This position is affirmed by Platonists, while nominalists believe mathematical objects lack a more-substantial form of existence, for instance, because they are merely useful fictions.

Many debates in theology revolve around the existence of the divine, and arguments have been presented for and against God's existence. Cosmological arguments state that God must exist as the first cause to explain facts about the existence and aspects of the universe. According to teleological arguments, the only way to explain the order and complexity of the universe and human life is by reference to God as the intelligent designer. An influential argument against the existence of God relies on the problem of evil since it is not clear how evil could exist if there was an all-powerful, all-knowing, and benevolent God. Another argument points to a lack of concrete evidence for God's existence.

Statistical mechanics

From Wikipedia, the free encyclopedia

In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applications include many problems in a wide variety of fields such as biologyneurosciencecomputer scienceinformation theory and sociology. Its main purpose is to clarify the properties of matter in aggregate, in terms of physical laws governing atomic motion.

Statistical mechanics arose out of the development of classical thermodynamics, a field for which it was successful in explaining macroscopic physical properties—such as temperature, pressure, and heat capacity—in terms of microscopic parameters that fluctuate about average values and are characterized by probability distributions.

While classical thermodynamics is primarily concerned with thermodynamic equilibrium, statistical mechanics has been applied in non-equilibrium statistical mechanics to the issues of microscopically modeling the speed of irreversible processes that are driven by imbalances. Examples of such processes include chemical reactions and flows of particles and heat. The fluctuation–dissipation theorem is the basic knowledge obtained from applying non-equilibrium statistical mechanics to study the simplest non-equilibrium situation of a steady state current flow in a system of many particles.

History

Ludwig Boltzmann, who spent much of his life studying statistical mechanics, died in 1906, by his own hand. Paul Ehrenfest, carrying on his work, died similarly in 1933. Now it is our turn to study statistical mechanics.

David L. Goodstein, States of Matter

In 1738, Swiss physicist and mathematician Daniel Bernoulli published Hydrodynamica which laid the basis for the kinetic theory of gases. In this work, Bernoulli posited the argument, still used to this day, that gases consist of great numbers of molecules moving in all directions, that their impact on a surface causes the gas pressure that we feel, and that what we experience as heat is simply the kinetic energy of their motion.

The founding of the field of statistical mechanics is generally credited to three physicists:

In 1859, after reading a paper on the diffusion of molecules by Rudolf Clausius, the Scottish physicist Maxwell formulated the Maxwell distribution of molecular velocities, which gave the proportion of molecules having a certain velocity in a specific range. This was the first-ever statistical law in physics. Maxwell also gave the first mechanical argument that molecular collisions entail an equalization of temperatures and hence a tendency towards equilibrium. Five years later, in 1864, Boltzmann, a young student in Vienna, came across Maxwell's paper and spent much of his life developing the subject further.

Statistical mechanics was initiated in the 1870s with the work of Boltzmann, much of which was collectively published in his 1896 Lectures on Gas Theory. Boltzmann's original papers on the statistical interpretation of thermodynamics, the H-theorem, transport theory, thermal equilibrium, the equation of state of gases, and similar subjects, occupy about 2,000 pages in the proceedings of the Vienna Academy and other societies. Boltzmann introduced the concept of an equilibrium statistical ensemble and also investigated for the first time non-equilibrium statistical mechanics, with his H-theorem.

Cover of Gibbs' text on statistical mechanics

The term "statistical mechanics" was coined by the American mathematical physicist Gibbs in 1884. According to Gibbs, the term "statistical", in the context of mechanics, i.e. statistical mechanics, was first used by Maxwell in 1871:

"In dealing with masses of matter, while we do not perceive the individual molecules, we are compelled to adopt what I have described as the statistical method of calculation, and to abandon the strict dynamical method, in which we follow every motion by the calculus."

— J. Clerk Maxwell

"Probabilistic mechanics" might today seem a more appropriate term, but "statistical mechanics" is firmly entrenched. Shortly before his death, Gibbs published in 1902 Elementary Principles in Statistical Mechanics, a book which formalized statistical mechanics as a fully general approach to address all mechanical systems—macroscopic or microscopic, gaseous or non-gaseous. Gibbs' methods were initially derived in the framework classical mechanics, however they were of such generality that they were found to adapt easily to the later quantum mechanics, and still form the foundation of statistical mechanics to this day.

Principles: mechanics and ensembles

In physics, two types of mechanics are usually examined: classical mechanics and quantum mechanics. For both types of mechanics, the standard mathematical approach is to consider two concepts:

Using these two concepts, the state at any other time, past or future, can in principle be calculated. There is however a disconnect between these laws and everyday life experiences, as we do not find it necessary (nor even theoretically possible) to know exactly at a microscopic level the simultaneous positions and velocities of each molecule while carrying out processes at the human scale (for example, when performing a chemical reaction). Statistical mechanics fills this disconnection between the laws of mechanics and the practical experience of incomplete knowledge, by adding some uncertainty about which state the system is in.

Whereas ordinary mechanics only considers the behaviour of a single state, statistical mechanics introduces the statistical ensemble, which is a large collection of virtual, independent copies of the system in various states. The statistical ensemble is a probability distribution over all possible states of the system. In classical statistical mechanics, the ensemble is a probability distribution over phase points (as opposed to a single phase point in ordinary mechanics), usually represented as a distribution in a phase space with canonical coordinate axes. In quantum statistical mechanics, the ensemble is a probability distribution over pure states and can be compactly summarized as a density matrix.

As is usual for probabilities, the ensemble can be interpreted in different ways:

  • an ensemble can be taken to represent the various possible states that a single system could be in (epistemic probability, a form of knowledge), or
  • the members of the ensemble can be understood as the states of the systems in experiments repeated on independent systems which have been prepared in a similar but imperfectly controlled manner (empirical probability), in the limit of an infinite number of trials.

These two meanings are equivalent for many purposes, and will be used interchangeably in this article.

However the probability is interpreted, each state in the ensemble evolves over time according to the equation of motion. Thus, the ensemble itself (the probability distribution over states) also evolves, as the virtual systems in the ensemble continually leave one state and enter another. The ensemble evolution is given by the Liouville equation (classical mechanics) or the von Neumann equation (quantum mechanics). These equations are simply derived by the application of the mechanical equation of motion separately to each virtual system contained in the ensemble, with the probability of the virtual system being conserved over time as it evolves from state to state.

One special class of ensemble is those ensembles that do not evolve over time. These ensembles are known as equilibrium ensembles and their condition is known as statistical equilibrium. Statistical equilibrium occurs if, for each state in the ensemble, the ensemble also contains all of its future and past states with probabilities equal to the probability of being in that state. (By contrast, mechanical equilibrium is a state with a balance of forces that has ceased to evolve.) The study of equilibrium ensembles of isolated systems is the focus of statistical thermodynamics. Non-equilibrium statistical mechanics addresses the more general case of ensembles that change over time, and/or ensembles of non-isolated systems.

Statistical thermodynamics

The primary goal of statistical thermodynamics (also known as equilibrium statistical mechanics) is to derive the classical thermodynamics of materials in terms of the properties of their constituent particles and the interactions between them. In other words, statistical thermodynamics provides a connection between the macroscopic properties of materials in thermodynamic equilibrium, and the microscopic behaviours and motions occurring inside the material.

Whereas statistical mechanics proper involves dynamics, here the attention is focused on statistical equilibrium (steady state). Statistical equilibrium does not mean that the particles have stopped moving (mechanical equilibrium), rather, only that the ensemble is not evolving.

Fundamental postulate

A sufficient (but not necessary) condition for statistical equilibrium with an isolated system is that the probability distribution is a function only of conserved properties (total energy, total particle numbers, etc.). There are many different equilibrium ensembles that can be considered, and only some of them correspond to thermodynamics. Additional postulates are necessary to motivate why the ensemble for a given system should have one form or another.

A common approach found in many textbooks is to take the equal a priori probability postulate. This postulate states that

For an isolated system with an exactly known energy and exactly known composition, the system can be found with equal probability in any microstate consistent with that knowledge.

The equal a priori probability postulate therefore provides a motivation for the microcanonical ensemble described below. There are various arguments in favour of the equal a priori probability postulate:

  • Ergodic hypothesis: An ergodic system is one that evolves over time to explore "all accessible" states: all those with the same energy and composition. In an ergodic system, the microcanonical ensemble is the only possible equilibrium ensemble with fixed energy. This approach has limited applicability, since most systems are not ergodic.
  • Principle of indifference: In the absence of any further information, we can only assign equal probabilities to each compatible situation.
  • Maximum information entropy: A more elaborate version of the principle of indifference states that the correct ensemble is the ensemble that is compatible with the known information and that has the largest Gibbs entropy (information entropy).

Other fundamental postulates for statistical mechanics have also been proposed. For example, recent studies show that the theory of statistical mechanics can be built without the equal a priori probability postulate. One such formalism is based on the fundamental thermodynamic relation together with the following set of postulates:

  1. The probability density function is proportional to some function of the ensemble parameters and random variables.
  2. Thermodynamic state functions are described by ensemble averages of random variables.
  3. The entropy as defined by Gibbs entropy formula matches with the entropy as defined in classical thermodynamics.

where the third postulate can be replaced by the following:

  1. At infinite temperature, all the microstates have the same probability.

Three thermodynamic ensembles

There are three equilibrium ensembles with a simple form that can be defined for any isolated system bounded inside a finite volume. These are the most often discussed ensembles in statistical thermodynamics. In the macroscopic limit (defined below) they all correspond to classical thermodynamics.

Microcanonical ensemble
describes a system with a precisely given energy and fixed composition (precise number of particles). The microcanonical ensemble contains with equal probability each possible state that is consistent with that energy and composition.
Canonical ensemble
describes a system of fixed composition that is in thermal equilibrium with a heat bath of a precise temperature. The canonical ensemble contains states of varying energy but identical composition; the different states in the ensemble are accorded different probabilities depending on their total energy.
Grand canonical ensemble
describes a system with non-fixed composition (uncertain particle numbers) that is in thermal and chemical equilibrium with a thermodynamic reservoir. The reservoir has a precise temperature, and precise chemical potentials for various types of particle. The grand canonical ensemble contains states of varying energy and varying numbers of particles; the different states in the ensemble are accorded different probabilities depending on their total energy and total particle numbers.

For systems containing many particles (the thermodynamic limit), all three of the ensembles listed above tend to give identical behaviour. It is then simply a matter of mathematical convenience which ensemble is used. The Gibbs theorem about equivalence of ensembles was developed into the theory of concentration of measure phenomenon, which has applications in many areas of science, from functional analysis to methods of artificial intelligence and big data technology.

Important cases where the thermodynamic ensembles do not give identical results include:

  • Microscopic systems.
  • Large systems at a phase transition.
  • Large systems with long-range interactions.

In these cases the correct thermodynamic ensemble must be chosen as there are observable differences between these ensembles not just in the size of fluctuations, but also in average quantities such as the distribution of particles. The correct ensemble is that which corresponds to the way the system has been prepared and characterized—in other words, the ensemble that reflects the knowledge about that system.

Thermodynamic ensembles

Microcanonical Canonical Grand canonical
Fixed variables
Microscopic features Number of microstates Canonical partition function Grand partition function
Macroscopic function Boltzmann entropy Helmholtz free energy Grand potential

Calculation methods

Once the characteristic state function for an ensemble has been calculated for a given system, that system is 'solved' (macroscopic observables can be extracted from the characteristic state function). Calculating the characteristic state function of a thermodynamic ensemble is not necessarily a simple task, however, since it involves considering every possible state of the system. While some hypothetical systems have been exactly solved, the most general (and realistic) case is too complex for an exact solution. Various approaches exist to approximate the true ensemble and allow calculation of average quantities.

Exact

There are some cases which allow exact solutions.

  • For very small microscopic systems, the ensembles can be directly computed by simply enumerating over all possible states of the system (using exact diagonalization in quantum mechanics, or integral over all phase space in classical mechanics).
  • Some large systems consist of many separable microscopic systems, and each of the subsystems can be analysed independently. Notably, idealized gases of non-interacting particles have this property, allowing exact derivations of Maxwell–Boltzmann statistics, Fermi–Dirac statistics, and Bose–Einstein statistics.
  • A few large systems with interaction have been solved. By the use of subtle mathematical techniques, exact solutions have been found for a few toy models. Some examples include the Bethe ansatz, square-lattice Ising model in zero field, hard hexagon model.

Monte Carlo

Although some problems in statistical physics can be solved analytically using approximations and expansions, most current research utilizes the large processing power of modern computers to simulate or approximate solutions. A common approach to statistical problems is to use a Monte Carlo simulation to yield insight into the properties of a complex system. Monte Carlo methods are important in computational physics, physical chemistry, and related fields, and have diverse applications including medical physics, where they are used to model radiation transport for radiation dosimetry calculations.

The Monte Carlo method examines just a few of the possible states of the system, with the states chosen randomly (with a fair weight). As long as these states form a representative sample of the whole set of states of the system, the approximate characteristic function is obtained. As more and more random samples are included, the errors are reduced to an arbitrarily low level.

Other

  • For rarefied non-ideal gases, approaches such as the cluster expansion use perturbation theory to include the effect of weak interactions, leading to a virial expansion.
  • For dense fluids, another approximate approach is based on reduced distribution functions, in particular the radial distribution function.
  • Molecular dynamics computer simulations can be used to calculate microcanonical ensemble averages, in ergodic systems. With the inclusion of a connection to a stochastic heat bath, they can also model canonical and grand canonical conditions.
  • Mixed methods involving non-equilibrium statistical mechanical results (see below) may be useful.

Non-equilibrium statistical mechanics

Many physical phenomena involve quasi-thermodynamic processes out of equilibrium, for example:

All of these processes occur over time with characteristic rates. These rates are important in engineering. The field of non-equilibrium statistical mechanics is concerned with understanding these non-equilibrium processes at the microscopic level. (Statistical thermodynamics can only be used to calculate the final result, after the external imbalances have been removed and the ensemble has settled back down to equilibrium.)

In principle, non-equilibrium statistical mechanics could be mathematically exact: ensembles for an isolated system evolve over time according to deterministic equations such as Liouville's equation or its quantum equivalent, the von Neumann equation. These equations are the result of applying the mechanical equations of motion independently to each state in the ensemble. These ensemble evolution equations inherit much of the complexity of the underlying mechanical motion, and so exact solutions are very difficult to obtain. Moreover, the ensemble evolution equations are fully reversible and do not destroy information (the ensemble's Gibbs entropy is preserved). In order to make headway in modelling irreversible processes, it is necessary to consider additional factors besides probability and reversible mechanics.

Non-equilibrium mechanics is therefore an active area of theoretical research as the range of validity of these additional assumptions continues to be explored. A few approaches are described in the following subsections.

Stochastic methods

One approach to non-equilibrium statistical mechanics is to incorporate stochastic (random) behaviour into the system. Stochastic behaviour destroys information contained in the ensemble. While this is technically inaccurate (aside from hypothetical situations involving black holes, a system cannot in itself cause loss of information), the randomness is added to reflect that information of interest becomes converted over time into subtle correlations within the system, or to correlations between the system and environment. These correlations appear as chaotic or pseudorandom influences on the variables of interest. By replacing these correlations with randomness proper, the calculations can be made much easier.

  • Boltzmann transport equation: An early form of stochastic mechanics appeared even before the term "statistical mechanics" had been coined, in studies of kinetic theory. James Clerk Maxwell had demonstrated that molecular collisions would lead to apparently chaotic motion inside a gas. Ludwig Boltzmann subsequently showed that, by taking this molecular chaos for granted as a complete randomization, the motions of particles in a gas would follow a simple Boltzmann transport equation that would rapidly restore a gas to an equilibrium state (see H-theorem).

    The Boltzmann transport equation and related approaches are important tools in non-equilibrium statistical mechanics due to their extreme simplicity. These approximations work well in systems where the "interesting" information is immediately (after just one collision) scrambled up into subtle correlations, which essentially restricts them to rarefied gases. The Boltzmann transport equation has been found to be very useful in simulations of electron transport in lightly doped semiconductors (in transistors), where the electrons are indeed analogous to a rarefied gas.

    A quantum technique related in theme is the random phase approximation.
  • BBGKY hierarchy: In liquids and dense gases, it is not valid to immediately discard the correlations between particles after one collision. The BBGKY hierarchy (Bogoliubov–Born–Green–Kirkwood–Yvon hierarchy) gives a method for deriving Boltzmann-type equations but also extending them beyond the dilute gas case, to include correlations after a few collisions.
  • Keldysh formalism (a.k.a. NEGF—non-equilibrium Green functions): A quantum approach to including stochastic dynamics is found in the Keldysh formalism. This approach is often used in electronic quantum transport calculations.
  • Stochastic Liouville equation.

Near-equilibrium methods

Another important class of non-equilibrium statistical mechanical models deals with systems that are only very slightly perturbed from equilibrium. With very small perturbations, the response can be analysed in linear response theory. A remarkable result, as formalized by the fluctuation–dissipation theorem, is that the response of a system when near equilibrium is precisely related to the fluctuations that occur when the system is in total equilibrium. Essentially, a system that is slightly away from equilibrium—whether put there by external forces or by fluctuations—relaxes towards equilibrium in the same way, since the system cannot tell the difference or "know" how it came to be away from equilibrium.

This provides an indirect avenue for obtaining numbers such as ohmic conductivity and thermal conductivity by extracting results from equilibrium statistical mechanics. Since equilibrium statistical mechanics is mathematically well defined and (in some cases) more amenable for calculations, the fluctuation–dissipation connection can be a convenient shortcut for calculations in near-equilibrium statistical mechanics.

A few of the theoretical tools used to make this connection include:

Hybrid methods

An advanced approach uses a combination of stochastic methods and linear response theory. As an example, one approach to compute quantum coherence effects (weak localization, conductance fluctuations) in the conductance of an electronic system is the use of the Green–Kubo relations, with the inclusion of stochastic dephasing by interactions between various electrons by use of the Keldysh method.

Applications

The ensemble formalism can be used to analyze general mechanical systems with uncertainty in knowledge about the state of a system. Ensembles are also used in:

Statistical physics explains and quantitatively describes superconductivity, superfluidity, turbulence, collective phenomena in solids and plasma, and the structural features of liquid. It underlies the modern astrophysics and virial theorem. In solid state physics, statistical physics aids the study of liquid crystals, phase transitions, and critical phenomena. Many experimental studies of matter are entirely based on the statistical description of a system. These include the scattering of cold neutrons, X-ray, visible light, and more. Statistical physics also plays a role in materials science, nuclear physics, astrophysics, chemistry, biology and medicine (e.g. study of the spread of infectious diseases).

Analytical and computational techniques derived from statistical physics of disordered systems, can be extended to large-scale problems, including machine learning, e.g., to analyze the weight space of deep neural networks. Statistical physics is thus finding applications in the area of medical diagnostics.

Quantum statistical mechanics

Quantum statistical mechanics is statistical mechanics applied to quantum mechanical systems. In quantum mechanics, a statistical ensemble (probability distribution over possible quantum states) is described by a density operator S, which is a non-negative, self-adjoint, trace-class operator of trace 1 on the Hilbert space H describing the quantum system. This can be shown under various mathematical formalisms for quantum mechanics. One such formalism is provided by quantum logic.

Human evolution

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