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Monday, November 21, 2022

Denazification

From Wikipedia, the free encyclopedia
 
Workers removing the signage from a former "Adolf Hitler-Straße" (street) in Trier, May 12, 1945

Denazification (German: Entnazifizierung) was an Allied initiative to rid German and Austrian society, culture, press, economy, judiciary, and politics of the Nazi ideology following the Second World War. It was carried out by removing those who had been Nazi Party or SS members from positions of power and influence, by disbanding or rendering impotent the organizations associated with Nazism, and by trying prominent Nazis for war crimes in the Nuremberg trials of 1946. The program of denazification was launched after the end of the war and was solidified by the Potsdam Agreement in August 1945. The term denazification was first coined as a legal term in 1943 by the U.S. Pentagon, intended to be applied in a narrow sense with reference to the post-war German legal system. However, it later took on a broader meaning.

In late 1945 and early 1946, the emergence of the Cold War and the economic importance of Germany caused the United States in particular to lose interest in the program, somewhat mirroring the Reverse Course in American-occupied Japan. The British handed over denazification panels to the Germans in January 1946, while the Americans did likewise in March 1946. The French ran the mildest denazification effort. Denazification was carried out in an increasingly lenient and lukewarm way until being officially abolished in 1951. Additionally, the program was hugely unpopular in West Germany, where many Nazis maintained positions of power. Denazification was opposed by the new West German government of Konrad Adenauer, who declared that ending the process was necessary for West German rearmament. On the other hand, denazification in East Germany was considered a critical element of the transformation into a socialist society and was far stricter in opposing Nazism than its counterpart. However, not all former Nazis faced harsh judgment; doing special tasks for the government protected a few from prosecution.

Overview

About 8.5 million Germans, or 10% of the population, had been members of the Nazi Party. Nazi-related organizations also had huge memberships, such as the German Labor Front (25 million), the National Socialist People's Welfare organization (17 million), the League of German Women, Hitler Youth, the Doctors' League, and others. It was through the Party and these organizations that the Nazi state was run, involving as many as 45 million Germans in total. In addition, Nazism found significant support among industrialists, who produced weapons or used slave labor, and large landowners, especially the Junkers in Prussia. Denazification after the surrender of Germany was thus an enormous undertaking, fraught with many difficulties.

The first difficulty was the enormous number of Germans who might have to be first investigated, then penalized if found to have supported the Nazi state to an unacceptable degree. In the early months of denazification there was a great desire to be utterly thorough, to investigate every suspect and hold every supporter of Nazism accountable; however, it was decided that the numbers simply made this goal impractical. The Morgenthau Plan had recommended that the Allies create a post-war Germany with all its industrial capacity destroyed, reduced to a level of subsistence farming; however, that plan was soon abandoned as unrealistic and, because of its excessive punitive measures, liable to give rise to German anger and aggressiveness. As time went on, another consideration that moderated the denazification effort in the West was the concern to keep enough good will of the German population to prevent the growth of communism.

The denazification process was often completely disregarded by both the Soviets and the Western powers for German rocket scientists and other technical experts, who were taken out of Germany to work on projects in the victors' own countries or simply seized in order to prevent the other side from taking them. The US took 785 scientists and engineers from Germany to the United States, some of whom formed the backbone of the US space program (see Operation Paperclip).

In the case of the top-ranking Nazis, such as Göring, Hess, von Ribbentrop, Streicher, and Speer, the initial proposal by the British was to simply arrest them and shoot them, but that course of action was replaced by putting them on trial for war crimes at the Nuremberg Trials in order to publicize their crimes while demonstrating that the trials and the sentences were just, especially to the German people. However, the legal foundations of the trials were questioned, and many Germans were not convinced that the trials were anything more than "victors' justice".

Many refugees from Nazism were Germans and Austrians, and some had fought for Britain in the Second World War. Some were transferred into the Intelligence Corps and sent back to Germany and Austria in British uniform. However, German-speakers were small in number in the British zone, which was hampered by the language deficit. Due to its large German-American population, the US authorities were able to bring a larger number of German-speakers to the task of working in the Allied Military Government, although many were poorly trained. They were assigned to all aspects of military administration, the interrogation of POWs, collecting evidence for the War Crimes Investigation Unit and the search for war criminals.

Application

American zone

Eagle above the rear main entry to the Robert-Piloty building, department of Computer Science, Darmstadt University of Technology. Note the effaced Swastika under the eagle.

The Joint Chiefs of Staff Directive 1067 directed US Army General Dwight D. Eisenhower's policy of denazification. A report of the Institute on Re-education of the Axis Countries in June 1945 recommended: "Only an inflexible long-term occupation authority will be able to lead the Germans to a fundamental revision of their recent political philosophy." The United States military pursued denazification in a zealous and bureaucratic fashion, especially during the first months of the occupation. It had been agreed among the Allies that denazification would begin by requiring Germans to fill in a questionnaire (German: Fragebogen) about their activities and memberships during Nazi rule. Five categories were established: Major Offenders, Offenders, Lesser Offenders, Followers, and Exonerated Persons. The Americans, unlike the British, French, and Soviets, interpreted this to apply to every German over the age of eighteen in their zone. Eisenhower initially estimated that the denazification process would take 50 years.

When the nearly complete list of Nazi Party memberships was turned over to the Allies (by a German anti-Nazi who had rescued it from destruction in April 1945 as American troops advanced on Munich), it became possible to verify claims about participation or non-participation in the Party. The 1.5 million Germans who had joined before Hitler came to power were deemed to be hard-core Nazis.

Progress was slowed by the overwhelming numbers of Germans to be processed, but also by difficulties such as incompatible power systems and power outages, as with the Hollerith IBM data machine that held the American vetting list in Paris. As many as 40,000 forms could arrive in a single day to await processing. By December 1945, even though a full 500,000 forms had been processed, there remained a backlog of 4,000,000 forms from POWs and a potential case load of 7,000,000. The Fragebögen were, of course, filled out in German. The number of Americans working on denazification was inadequate to handle the workload, partly as a result of the demand in the US by families to have soldiers returned home. Replacements were mostly unskilled and poorly trained. In addition, there was too much work to be done to complete the process of denazification by 1947, the year American troops were expected to be completely withdrawn from Europe.

Pressure also came from the need to find Germans to run their own country. In January 1946 a directive came from the Control Council entitled "Removal from Office and from Positions of Responsibility of Nazis and Persons Hostile to Allied Purposes". One of the punishments for Nazi involvement was to be barred from public office and/or restricted to manual labor or "simple work". At the end of 1945, 3.5 million former Nazis awaited classification, many of them barred from work in the meantime. By the end of the winter of 1945–1946, 42% of public officials had been dismissed. Malnutrition was widespread, and the economy needed leaders and workers to help clear away debris, rebuild infrastructure, and get foreign exchange to buy food and other essential resources.

Another concern leading to the Americans relinquishing responsibility for denazification and handing it over to the Germans arose from the fact that many of the American denazifiers were German Jews, former refugees returning to administer justice against the tormentors and killers of their relatives. It was felt, both among Germans and top American officials, that their objectivity might be contaminated by a desire for revenge.

As a result of these various pressures, and following a January 15, 1946, report of the Military Government decrying the efficiency of denazification, saying, "The present procedure fails in practice to reach a substantial number of persons who supported or assisted the Nazis", it was decided to involve Germans in the process. In March 1946 the Law for Liberation from National Socialism and Militarism (German: Befreiungsgesetz) came into effect, turning over responsibility for denazification to the Germans. Each zone had a Minister of Denazification. On April 1, 1946, a special law established 545 civilian tribunals under German administration (German: Spruchkammern), with a staff of 22,000 of mostly lay judges, enough, perhaps, to start to work but too many for all the staff themselves to be thoroughly investigated and cleared. They had a case load of 900,000. Several new regulations came into effect in the setting up of the German-run tribunals, including the idea that the aim of denazification was now rehabilitation rather than merely punishment, and that someone whose guilt might meet the formal criteria could also have their specific actions taken into consideration for mitigation. Efficiency thus improved, while rigor declined.

Many people had to fill in a new background form, called a Meldebogen (replacing the widely disliked Fragebogen), and were given over to justice under a Spruchkammer, which assigned them to one of five categories:

  • V. Persons Exonerated (German: Entlastete). No sanctions.
  • IV. Followers (German: Mitläufer). Possible restrictions on travel, employment, political rights, plus fines.
  • III. Lesser Offenders (German: Minderbelastete). Placed on probation for 2–3 years with a list of restrictions. No internment.
  • II. Offenders: Activists, Militants, and Profiteers, or Incriminated Persons (German: Belastete). Subject to immediate arrest and imprisonment up to ten years performing reparation or reconstruction work plus a list of other restrictions.
  • I. Major Offenders (German: Hauptschuldige). Subject to immediate arrest, death, imprisonment with or without hard labor, plus a list of lesser sanctions.

Again because the caseload was impossibly large, the German tribunals began to look for ways to speed up the process. Unless their crimes were serious, members of the Nazi Party born after 1919 were exempted on the grounds that they had been brainwashed. Disabled veterans were also exempted. To avoid the necessity of a slow trial in open court, which was required for those belonging to the most serious categories, more than 90% of cases were judged not to belong to the serious categories and therefore were dealt with more quickly. More "efficiencies" followed. The tribunals accepted statements from other people regarding the accused's involvement in Nazism. These statements earned the nickname of Persilscheine, after advertisements for the laundry and whitening detergent Persil. There was corruption in the system, with Nazis buying and selling denazification certificates on the black market. Nazis who were found guilty were often punished with fines assessed in Reichsmarks, which had become nearly worthless. In Bavaria the Denazification Minister, Anton Pfeiffer, bridled under the "victor's justice", and presided over a system that reinstated 75% of officials the Americans had dismissed and reclassified 60% of senior Nazis. The denazification process lost a great deal of credibility, and there was often local hostility against Germans who helped administer the tribunals.

By early 1947, the Allies held 90,000 Nazis in detention; another 1,900,000 were forbidden to work as anything but manual laborers. From 1945 to 1950, the Allied powers detained over 400,000 Germans in internment camps in the name of denazification.

By 1948, the Cold War was clearly in progress and the US began to worry more about a threat from the Eastern Bloc rather than the latent Nazism within occupied Germany.

The delicate task of distinguishing those truly complicit in or responsible for Nazi activities from mere "followers" made the work of the courts yet more difficult. US President Harry S. Truman alluded to this problem: "though all Germans might not be guilty for the war, it would be too difficult to try to single out for better treatment those who had nothing to do with the Nazi regime and its crimes." Denazification was from then on supervised by special German ministers, like the Social Democrat Gottlob Kamm in Baden-Württemberg, with the support of the US occupation forces.

Contemporary American critics of denazification denounced it as a "counterproductive witch hunt" and a failure; in 1951 the provisional West German government granted amnesties to lesser offenders and ended the program.

Censorship

While judicial efforts were handed over to German authorities, the US Army continued its efforts to denazify Germany through control of German media. The Information Control Division of the US Army had by July 1946 taken control of 37 German newspapers, six radio stations, 314 theaters, 642 cinemas, 101 magazines, 237 book publishers, and 7,384 book dealers and printers. Its main mission was democratization but part of the agenda was also the prohibition of any criticism of the Allied occupation forces. In addition, on May 13, 1946, the Allied Control Council issued a directive for the confiscation of all media that could contribute to Nazism or militarism. As a consequence a list was drawn up of over 30,000 book titles, ranging from school textbooks to poetry, which were then banned. All copies of books on the list were confiscated and destroyed; the possession of a book on the list was made a punishable offense. All the millions of copies of these books were to be confiscated and destroyed. The representative of the Military Directorate admitted that the order was in principle no different from the Nazi book burnings.

The censorship in the US zone was regulated by the occupation directive JCS 1067 (valid until July 1947) and in the May 1946 order valid for all zones (rescinded in 1950), Allied Control Authority Order No. 4, "No. 4 – Confiscation of Literature and Material of a Nazi and Militarist Nature". All confiscated literature was reduced to pulp instead of burning. It was also directed by Directive No. 30, "Liquidation of German Military and Nazi Memorials and Museums". An exception was made for tombstones "erected at the places where members of regular formations died on the field of battle".

Artworks were under the same censorship as other media: "all collections of works of art related or dedicated to the perpetuation of German militarism or Nazism will be closed permanently and taken into custody." The directives were very broadly interpreted, leading to the destruction of thousands of paintings and thousands more were shipped to deposits in the US. Those confiscated paintings still surviving in US custody include for example a painting "depicting a couple of middle aged women talking in a sunlit street in a small town". Artists were also restricted in which new art they were allowed to create; "OMGUS was setting explicit political limits on art and representation".

The publication Der Ruf (The Call) was a popular literary magazine first published in 1945 by Alfred Andersch and edited by Hans Werner Richter. Der Ruf, also called Independent Pages of the New Generation, claimed to have the aim of educating the German people about democracy. In 1947 its publication was blocked by the American forces for being overly critical of occupational government. Richter attempted to print many of the controversial pieces in a volume entitled Der Skorpion (The Scorpion). The occupational government blocked publication of Der Skorpion before it began, saying that the volume was too "nihilistic".

Publication of Der Ruf resumed in 1948 under a new publisher, but Der Skorpion was blocked and not widely distributed. Unable to publish his works, Richter founded Group 47.

The Allied costs for occupation were charged to the German people. A newspaper which revealed the charges (including, among other things, thirty thousand bras) was banned by the occupation authorities for revealing this information.

Soviet zone

From the beginning, denazification in the Soviet zone was considered a critical element of the transformation into a socialist society and was quickly and effectively put into practice. Members of the Nazi Party and its organizations were arrested and interned. The NKVD was directly in charge of this process, and oversaw the camps. In 1948, the camps were placed under the same administration as the gulag in the Soviet government. According to official records, 122,600 people were interned. 34,700 of those interned in this process were considered to be Soviet citizens, with the rest being German. This process happened at the same time as the expropriation of large landowners and Junkers, who were also often former Nazi supporters.

Because part of the intended goal of denazification in the Soviet zone was also the removal of anti-socialist sentiment, the committees in charge of the process were politically skewed. A typical panel would have one member from the Christian Democratic Union, one from the Liberal Democratic Party of Germany, three from the Socialist Unity Party of Germany, and three from political mass organizations (who were typically also supportive of the Socialist Unity Party).

East German propaganda poster in 1957

Former Nazi officials quickly realized that they would face fewer obstacles and investigations in the zones controlled by the Western Allies. Many of them saw a chance to defect to the West on the pretext of anti-communism. Conditions in the internment camps were terrible, and between 42,000 and 80,000 prisoners died. When the camps were closed in 1950, prisoners were handed over to the East German government.

Because many of the functionaries of the Soviet occupation zone were themselves formerly prosecuted by the Nazi regime, mere former membership in the NSDAP was judged as a crime.

Even before denazification was officially abandoned in West Germany, East German propaganda frequently portrayed itself as the only true anti-fascist state, and argued that the West German state was simply a continuation of the Nazi regime, employing the same officials that had administered the government during the Nazi dictatorship. From the 1950s, reasoning for these accusations focused on the fact that many former functionaries of Nazi regime were employed in positions in the West German government. However, East German propaganda also attempted to denounce as Nazis even politicians such as Kurt Schumacher, who had been imprisoned by the Nazi regime himself. Such allegations appeared frequently in the official Socialist Unity Party of Germany newspaper, the Neues Deutschland. The East German uprising of 1953 in Berlin was officially blamed on Nazi agents provocateurs from West Berlin, who the Neues Deutschland alleged were then working in collaboration with the Western government with the ultimate aim of restoring Nazi rule throughout Germany. The Berlin Wall was officially called the Anti-Fascist Security Wall (German: Antifaschistischer Schutzwall) by the East German government. As part of the propagandistic campaign against West Germany, Theodor Oberländer and Hans Globke were among the first federal politicians to be denounced in the GDR. Both were sentenced to life imprisonment in absentia by the GDR in show trials in April 1960, and in July 1963. The president of West Germany Heinrich Lübke, in particular, was denounced during the official commemorations of the liberation of the concentration camps of Buchenwald and Sachsenhausen held at the GDR's National Memorials.

Not all former Nazis faced judgment. Doing special tasks for the Soviet government could protect Nazi members from prosecution, enabling them to continue working. Having special connections with the occupiers in order to have someone vouch for them could also shield a person from the denazification laws. In particular, the districts of Gera, Erfurt, and Suhl had significant amounts of former Nazi Party members in their government.

British zone

A poster from the North Rhine-Westphalia state elections 1947, with the slogan "For a quick and just denazification vote CDU"

The British prepared a plan from 1942 onwards, assigning a number of quite junior civil servants to head the administration of liberated territory in the rear of the Armies, with draconian powers to remove from their post, in both public and private domains, anyone suspected, usually on behavioral grounds, of harboring Nazi sympathies. For the British government, the rebuilding of German economic power was more important than the imprisonment of Nazi criminals. Economically hard pressed at home after the war, they did not want the burden of feeding and otherwise administering Germany.

In October 1945, in order to constitute a working legal system, and given that 90% of German lawyers had been members of the Nazi Party, the British decided that 50% of the German Legal Civil Service could be staffed by "nominal" Nazis. Similar pressures caused them to relax the restriction even further in April 1946. In industry, especially in the economically crucial Ruhr area, the British began by being lenient about who owned or operated businesses, turning stricter by autumn of 1945. To reduce the power of industrialists, the British expanded the role of trade unions, giving them some decision-making powers.

They were, however, especially zealous during the early months of occupation in bringing to justice anyone, soldiers or civilians, who had committed war crimes against POWs or captured Allied aircrew. In June 1945 an interrogation center at Bad Nenndorf was opened, where detainees were allegedly tortured via buckets of cold water, beatings, being burnt with lit cigarettes, etc. A public scandal ensued, with the center eventually being closed down.

The British to some extent avoided being overwhelmed by the potential numbers of denazification investigations by requiring that no one need fill in the Fragebogen unless they were applying for an official or responsible position. This difference between American and British policy was decried by the Americans and caused some Nazis to seek shelter in the British zone.

In January 1946, the British handed over their denazification panels to the Germans.

French zone

The French were less vigorous, for a number of reasons, than the other Western powers, not even using the term "denazification", instead calling it "épuration" (purification). At the same time, some French occupational commanders had served in the collaborationist Vichy regime during the war where they had formed friendly relationships with Germans. As a result, in the French zone mere membership in the Nazi party was much less important than in the other zones.

Because teachers had been strongly Nazified, the French began by removing three-quarters of all teachers from their jobs. However, finding that the schools could not be run without them, they were soon rehired, although subject to easy dismissal. A similar process governed technical experts. The French were the first to turn over the vetting process to Germans, while maintaining French power to reverse any German decision. Overall, the business of denazification in the French zone was considered a "golden mean between an excessive degree of severity and an inadequate standard of leniency", laying the groundwork for an enduring reconciliation between France and Germany. In the French zone only thirteen Germans were categorized as "major offenders".

Brown Book

In 1965, the National Front of the German Democratic Republic published what became known as the Braunbuch (Brown Book: War and Nazi Criminals in West Germany: State, Economy, Administration, Army, Justice, Science). As the title would indicate, the book focused exclusively on West Germany and did not cover the presence of former Gestapo members in the Volkspolizei or ex-Nazis in East Germany in general. The book, among other things, mentioned 1,800 names of former Nazis who held positions of authority in West Germany. These included 15 ministers and deputy ministers, 100 generals and admirals of the armed forces, 828 senior judges and prosecutors, 245 leading members of the Foreign Ministry, embassies and consulates officials, and 297 senior police officers and Federal Office for the Protection of the Constitution officials. The listing was inaccurate; many of the military names had not been Party members, as the armed forces did not permit its officers to join, while many low level Party members in other groups were overlooked altogether. As revealed by BKA official Dieter Senk in 1989, "today we know that [the] Brown Book didn't contain even approximately all the relevant names ... For example it mentions only 3 names from the BKA". The book had a controversial impact in West Germany. Reflecting this, a judge ordered the seizure of the volume from the Frankfurt Book Fair in 1967.

In addition to the Braunbuch the educational booklet Das ganze System ist braun (The whole system is brown) was published in the GDR.

Contemporary implications

For future German states

The culture of denazification strongly influenced the parliamentary council charged with drawing up a constitution for those occupation zones that would become West Germany. The Basic Law (German: Grundgesetz) was completed on May 8, 1949, ratified on May 23, and came into effect the next day. This date effectively marks the foundation of the Federal Republic of Germany.

For the future of Europe

The end of denazification saw the ad hoc creation initially of the Western Union which would be institutionalised as the Western European Union in 1947 and 1955, with a broad socio-economic remit actually implemented in the strict domain of arms control.

Responsibility and collective guilt

After the defeat of Nazi Germany, German civilians were sometimes forced to tour concentration camps and in some cases to exhume mass graves of Nazi victims. Nammering [de], May 18, 1945
 
Diese Schandtaten: Eure Schuld! ("These atrocities: your fault!") One of the posters distributed by US occupation authorities in the summer of 1945.

The ideas of collective guilt and collective punishment originated not with the US and British people, but on higher policy levels. Not until late in the war did the US public assign collective responsibility to the German people. The most notable policy document containing elements of collective guilt and collective punishment is JCS 1067 from early 1945. Eventually horrific footage from the concentration camps would serve to harden public opinion and bring it more in line with that of policymakers.

Already in 1944, prominent US opinion makers had initiated a domestic propaganda campaign (which was to continue until 1948) arguing for a harsh peace for Germany, with a particular aim to end the apparent habit in the US of viewing the Nazis and the German people as separate entities.

Statements made by the British and US governments, both before and immediately after Germany's surrender, indicate that the German nation as a whole was to be held responsible for the actions of the Nazi regime, often using the terms "collective guilt" and "collective responsibility".

To that end, as the Allies began their post-war denazification efforts, the Psychological Warfare Division (PWD) of Supreme Headquarters Allied Expeditionary Force undertook a psychological propaganda campaign for the purpose of developing a German sense of collective responsibility.

The Public Relations and Information Services Control Group of the British Element (CCG/BE) of the Allied Control Commission for Germany began in 1945 to issue directives to officers in charge of producing newspapers and radio broadcasts for the German population to emphasize "the moral responsibility of all Germans for Nazi crimes". Similarly, among US authorities, such a sense of collective guilt was "considered a prerequisite to any long-term education of the German people".

Using the German press, which was under Allied control, as well as posters and pamphlets, a program was conducted to acquaint ordinary Germans with what had taken place in the concentration camps. For example, using posters with images of concentration camp victims coupled to text such as "YOU ARE GUILTY OF THIS!" or "These atrocities: your fault!"

The introduction text of one pamphlet published in 1945 by the American War Information Unit (Amerikanischen Kriegsinformationsamt) entitled Bildbericht aus fünf Konzentrationslagern (Photo Report from Five Concentration Camps) contained this explanation of the pamphlet's purpose:

Thousands of Germans who live near these places were led through the camps to see with their own eyes which crimes were committed in their name. But it is not possible for most Germans to view a KZ. This pictorial report is intended for them.

US Army soldiers show the German civilians of Weimar the corpses found in Buchenwald concentration camp, April 16, 1945.

A number of films showing the concentration camps were made and screened to the German public, such as Die Todesmühlen, released in the US zone in January 1946, and Welt im Film No. 5 in June 1945. A film that was never finished due partly to delays and the existence of the other films was Memory of the Camps. According to Sidney Bernstein, chief of Psychological Warfare Division, the objective of the film was:

To shake and humiliate the Germans and prove to them beyond any possible challenge that these German crimes against humanity were committed and that the German people – and not just the Nazis and SS – bore responsibility.

Delays led to the decision that the approach to the film was not as good as other extant films, and the footage and unread script were shelved.

Part of the reason the film was scrapped was that the harsh attitudes toward Germans had changed. Initially denazification had a more harsh goal. English writer James Stern recounted an example in a German town soon after the German surrender.

[a] crowd is gathered around a series of photographs which though initially seeming to depict garbage instead reveal dead human bodies. Each photograph has a heading "WHO IS GUILTY?". The spectators are silent, appearing hypnotised and eventually retreat one by one. The placards are later replaced with clearer photographs and placards proclaiming "THIS TOWN IS GUILTY! YOU ARE GUILTY!"

Immediately upon the liberation of the concentration camps, many German civilians were forced to see the conditions in the camps, bury rotting corpses and exhume mass graves. In some instances, civilians were also made to provide items for former concentration camp inmates.

Surveys

The US conducted opinion surveys in the American zone of occupied Germany. Tony Judt, in his book Postwar: a History of Europe since 1945, extracted and used some of them.

  • A majority in the years 1945–1949 stated Nazism to have been a good idea but badly applied.
  • In 1946, 6% of Germans said the Nuremberg trials had been unfair.
  • In 1946, 37% in the US occupation zone said about the Holocaust that "the extermination of the Jews and Poles and other non-Aryans was necessary for the security of Germans".
  • In 1946, 1 in 3 in the US occupation zone said that Jews should not have the same rights as those belonging to the Aryan race.
  • In 1950, 1 in 3 said the Nuremberg trials had been unfair.
  • In 1952, 37% said Germany was better off without the Jews on its territory.
  • In 1952, 25% had a good opinion of Hitler.

British historian Ian Kershaw in his book The "Hitler Myth": Image and Reality in the Third Reich writes about the various surveys carried out at the German population:

  • In 1945, 42% of young Germans and 22% of adult Germans thought that the reconstruction of Germany would be best applied by a "strong new Führer".
  • In 1952, 10% of Germans thought that Hitler was the greatest statesman and that his greatness would only be realized at a later date; and 22% thought he had made "some mistakes" but was still an excellent leader.
  • In 1953, 14% of Germans said they would vote for someone like Hitler again.

However, in Hitler, Germans, and the "Jewish Question", Sarah Ann Gordon notes the difficulty of drawing conclusions from the surveys. For example, respondents were given three alternatives from which to choose, as in question 1:

Statement Percentage agreeing
Hitler was right in his treatment of the Jews: 0%
Hitler went too far in his treatment of the Jews, but something had to be done to keep them in bounds: 19%
The actions against the Jews were in no way justified: 77%

To the question of whether an Aryan who marries a Jew should be condemned, 91% responded "No". To the question of whether "All those who ordered the murder of civilians or participated in the murdering should be made to stand trial", 94% responded "Yes".

Gordon singles out the question "Extermination of the Jews and Poles and other non-Aryans was not necessary for the security of the Germans", which included an implicit double negative to which the response was either yes or no. She concludes that this question was confusingly phrased (given that in the German language the affirmative answer to a question containing a negative statement is "no"): "Some interviewees may have responded 'no' they did not agree with the statement, when they actually did agree that the extermination was not necessary." She further highlights the discrepancy between the antisemitic implications of the survey results (such as those later identified by Judt) with the 77% percent of interviewees who responded that actions against Jews were in no way justified.

Gordon states that if the 77 percent result is to be believed then an "overwhelming majority" of Germans disapproved of extermination, and if the 37 percent result is believed to be correct then over one third of Germans were willing to exterminate Poles and Jews and others for German security. She concludes that the phrasing of the question on German security lowers the confidence in the latter interpretation.

Gordon follows this with another survey where interviewees were asked if Nazism was good or bad (53% chose bad) and reasons for their answer. Among the nine possible choices on why it was bad, 21% chose the effects on the German people before the war, while 3–4 percent chose the answer "race policy, atrocities, pogroms". However, Gordon highlights the issue that it is difficult to pin down at which point in time respondents became aware of the exterminations, before or after they were interviewed: questionnaire reports indicate that a significant minority claimed they had had no knowledge until the Nuremberg trials.

She also notes that when confronted with the exterminations there was an element of denial, disbelief, and confusion. Asked about concentration camps, very few Germans associated them with the Jews, leading to the conclusion that they did not understand how they had been used against the Jews during the war and instead continued to think of them as they were before the war, the place where political opponents to the Nazis were kept. "This naivete is only understandable if large numbers of Germans were truly ignorant of the existence of these camps". A British study on the same attitudes concluded that

Those who said National Socialism was a good idea pointed to social welfare plans, the lack of unemployment, the great construction plans of the Nazis ... Nearly all those who thought it a good idea nevertheless rejected Nazi racial theories and disagreed with the inhumanity of the concentration camps and the 'SS'.

Sarah Gordon writes that a majority of Germans appeared to approve of nonviolent removal of Jews from civil service and professions and German life. The German public also accepted the Nuremberg laws because they thought they would act as stabilizers and end violence against Jews. The German public had as a result of the Nazi antisemitic propaganda hardened their attitudes between 1935 and 1938 from the originally favorable stance. By 1938, the propaganda had taken effect and antisemitic policies were accepted, provided no violence was involved. Kristallnacht caused German opposition to antisemitism to peak, with the vast majority of Germans, including Nazis, rejecting the violence and destruction, and many Germans aiding the Jews.

The Nazis responded by intimidation in order to discourage opposition, those aiding Jews being victims of large-scale arrests and intimidation. With the start of the war the antisemitic minority that approved of restrictions on Jewish domestic activities was growing, but there is no evidence that the general public had any acceptance for labor camps or extermination. As the number of antisemites grew, so too did the number of Germans opposed to racial persecution, and rumors of deportations and shootings in the east led to snowballing criticism of the Nazis. Gordon states that "one can probably conclude that labor camps, concentration camps, and extermination were opposed by a majority of Germans".

Gordon concludes in her analysis on German public opinion based German SD-reports during the war and the Allied questionnaires during the occupation:

it would appear that a majority of Germans supported elimination of Jews from the civil service; quotas on Jews in professions, academic institutions, and commercial fields; restrictions on intermarriage; and voluntary emigration of Jews. However, the rabid antisemites' demands for violent boycotts, illegal expropriation, destruction of Jewish property, pogroms, deportation, and extermination were probably rejected by a majority of Germans. They apparently wanted to restrict Jewish rights substantially, but not to annihilate Jews.

End

German Chancellor Kurt Georg Kiesinger (right) was a former member of the Nazi Party

The West German political system, as it emerged from the occupation, was increasingly opposed to the Allied denazification policy. As denazification was deemed ineffective and counterproductive by the Americans, they did not oppose the plans of the West German chancellor, Konrad Adenauer, to end the denazification efforts. Adenauer's intention was to switch government policy to reparations and compensation for the victims of Nazi rule (Wiedergutmachung), stating that the main culprits had been prosecuted. In 1951 several laws were passed, ending the denazification. Officials were allowed to retake jobs in the civil service, with the exception of people assigned to Group I (Major Offenders) and II (Offenders) during the denazification review process.

Several amnesty laws were also passed which affected an estimated 792,176 people. Those pardoned included people with six-month sentences, 35,000 people with sentences of up to one year and include more than 3,000 functionaries of the SA, the SS, and the Nazi Party who participated in dragging victims to jails and camps; 20,000 other Nazis sentenced for "deeds against life" (presumably murder); 30,000 sentenced for causing bodily injury, and 5,200 who committed "crimes and misdemeanors in office". As a result, many people with a former Nazi past ended up again in the political apparatus of West Germany. In 1957, 77% of the German Ministry of Justice's senior officials were former Nazi Party members.

Hiding one's Nazi past

Adenauer's State Secretary Hans Globke had played a major role in drafting antisemitic Nuremberg Race Laws

Membership in Nazi organizations is still not an open topic of discussion. German President Walter Scheel and Chancellor Kurt Georg Kiesinger were both former members of the Nazi Party. In 1950, a major controversy broke out when it emerged that Konrad Adenauer's State Secretary Hans Globke had played a major role in drafting antisemitic Nuremberg Race Laws in Nazi Germany. In the 1980s former UN Secretary General and President of Austria Kurt Waldheim was confronted with allegations he had lied about his wartime record in the Balkans.

It was not until 2006 that famous German writer Günter Grass, occasionally viewed as a spokesman of "the nation's moral conscience", spoke publicly about the fact that he had been a member of the Waffen-SS – he was conscripted into the Waffen-SS while barely seventeen years old and his duties were military in nature. Statistically it is likely that there are many more Germans of Grass's generation (also called the "Flakhelfer-Generation") with biographies similar to his.

Joseph Ratzinger (later Pope Benedict XVI), on the other hand, has been open about his membership at the age of fourteen of the Hitler Youth, when his church youth group was forced to merge with them.

In other countries

In practice, denazification was not limited to Germany and Austria. In several European countries with a vigorous Nazi or fascist party, measures of denazification were carried out. In France the process was called épuration légale (legal cleansing). Prisoners of war held in detention in Allied countries were also subject to denazification qualifications before being returned to their countries of origin.

Denazification was also practiced in many countries which came under German occupation, including Belgium, Norway, Greece and Yugoslavia, because satellite regimes had been established in these countries with the support of local collaborators.

In Greece, for instance, Special Courts of Collaborators were created after 1945 to try former collaborators. The three Greek "quisling" prime ministers were convicted and sentenced to death or life imprisonment. Other Greek collaborators after German withdrawal underwent repression and public humiliation, besides being tried (mostly on treason charges). In the context of the emerging Greek Civil War, however, most wartime figures from the civil service, the Greek Gendarmerie and the notorious Security Battalions were quickly integrated into the strongly anti-Communist postwar establishment.

An attempt to ban the swastika across the EU in early 2005 failed after objections from the British government and others. In early 2007, while Germany held the European Union presidency, Berlin proposed that the European Union should follow German Criminal Law and criminalize the denial of the Holocaust and the display of Nazi symbols including the swastika, which is based on the Ban on the Symbols of Unconstitutional Organizations Act (Strafgesetzbuch section 86a). This led to an opposition campaign by Hindu groups across Europe against a ban on the swastika. They pointed out that the swastika has been around for 5,000 years as a symbol of peace. The proposal to ban the swastika was dropped by the German government from the proposed European Union wide anti-racism laws on January 29, 2007.

Russian invasion of Ukraine

On 24 February 2022, Vladimir Putin issued a casus belli in his speech "On conducting a special military operation". In the speech, Putin pointed to "denazification" as the objective of the Russian invasion of Ukraine, going on to describe modern-day Ukraine as a "neo-Nazi" state with an intent of the genocide of Russian speakers in the country. Media and members of Russian administration used these terms repeatedly in the ensuing conflict. Previously, Putin's statements of denazification were echoed in his essay "On the Historical Unity of Russians and Ukrainians" and in the speech "Address concerning the events in Ukraine", filmed three days prior to the invasion, wherein Putin accused Ukraine of "being infected with the virus of nationalism". The US Holocaust Memorial Museum and Yad Vashem condemned Putin's misuse of Holocaust history; Ukrainian president Volodymyr Zelenskyy is Jewish, with much of his family being victims of the Holocaust, and a native Russian speaker. The organisations described Ukraine as "democratic" and the Russian claims of Nazism and genocide as "imaginary".

Usage of the term "denazification" in the Russian media spiked after 24 February, despite the term lacking any application in Russia's invasion of Ukraine or specific historical reference. Russian journalists and political commentators were surprised to find no actual Nazi symbols or parties present in Ukraine mainstream, which was described as confusing and a "PR disaster" undermining the whole justification for the war. Russian propagandist Margarita Simonyan later attempted to redefine the word "Nazi" as being a synonym of "Russophobe" or "anti-Russia". The confusion was further worsened by reports of actual neo-Nazi military units "Rusich unit [ru]" and parts of Wagner Group taking part in the war on Russian side, as well as widespread presence of far-right, anti-Semitic and nationalist websites and literature in Russia.

Statements of denazification continued to permeate throughout Russian media and justification for the war. On 1 March, a large number of diplomats at the UN Human Rights Council (UNHRC) in Geneva staged a walkout in protest of the Russian invasion of Ukraine. Russian foreign minister Sergey Lavrov began his prepared remarks to the assembly via video from Moscow, in which he echoed the statements of denazification in Putin's speech: "The goal of our actions is to save people by fulfilling our allied obligations, as well as to demilitarize and denazify Ukraine so that such things never happen again." In a RIA Novosti op-ed published in early April, "What Russia should do with Ukraine", Timofey Sergeytsev argued strongly for the full destruction of Ukraine as a state and the Ukrainian national identity in the ambit of the denazification of the latter. The Ukrainian state was, according to Sergeytsev, to be renamed after the war. The op-ed attracted criticism from as far afield as Slavoj Žižek. In an analysis of the article, American historian Timothy Snyder pointed out that the use of words "Nazi" and "denazification" by the Russian regime was historically inaccurate. On 26 April, Secretary of the Security Council of Russia Nikolai Patrushev threatened that Ukraine would be Balkanized as a result of Russia's invasion.

By early May, usage of the term in Russian media appeared to be on a decline, reportedly because it had not gained traction with the Russian public, although the term experienced a slight resurgence when United Russia party member Oleg Viktorovich Morozov called in the Duma for the denazification of Poland later that month. The Russian ambassador to Bulgaria, Eleonora Mitrofanova, has used the moniker "Nazi regime in Kyiv" to refer to the post-Revolution of Dignity administrations of Petro Poroshenko and Volodymyr Zelenskyy.

In May 2022, Aleksandr Dugin, frustrated by "strange and convoluted arguments" used by Lavrov to explain the Russian meaning of "denazification", proposed that it is necessary to simply "identify Ukrainian Nazism with Russophobia". Dugin argued that in the same way as Jews have a "monopoly" of definition of antisemitism, in this way Russia holds a "monopoly" on the definition of Russophobia and "Ukrainian Nazism".

Wartime collaboration

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Wartime_collaboration

Wartime collaboration is cooperation with the enemy against one's country of citizenship in wartime, and in the words of historian Gerhard Hirschfeld, "is as old as war and the occupation of foreign territory".

The term collaborator dates to the 19th century and was used in France during the Napoleonic Wars. The meaning shifted during World War II to designate traitorous collaboration with the enemy. The related term collaborationism is used by historians restricted to a subset of wartime collaborators in Vichy France who actively promoted German victory.

Etymology

The term collaborate dates from 1871, and is a back-formation from collaborator (1802), from the French collaborateur as used during the Napoleonic Wars against smugglers trading with England and assisting in the escape of monarchists, and is itself derived from the Latin collaboratus, past participle of collaborare "work with", from com- "with" + labore "to work". The meaning of "traitorous cooperation with the enemy" dates from 1940, originally in reference to the Vichy Government of France which cooperated with the Germans, 1940–44. It was first used in the modern sense on 24 October 1940 in a meeting between Marshal Philippe Pétain and Adolf Hitler in Montoire-sur-Loire a few months after the Fall of France. Pétain believed that Germany had won the war, and informed the French people that he accepted "collaboration" with Germany.

Definitions

Collaboration in wartime can take many forms, including political, economic, social, cultural, or military collaboration. The activities undertaken can be treasonous, to varying extent, and in a World War II context generally means working with the enemy actively.

Stanley Hoffmann subdivided collaboration into involuntary (reluctant recognition of necessity) and voluntary (an attempt to exploit necessity). According to him, collaboration can be either servile or ideological. Servile is service to an enemy based on necessity for personal survival or comfort, whereas ideological is advocacy for cooperation with an enemy power. In contrast, Bertram Gordon used the terms "collaborator" and "collaborationist" for non-ideological and ideological collaborations, respectively. James Mace Ward has asserted that, while collaboration is often equated with treason, there was "legitimate collaboration" between civilian internees (mostly Americans) in the Philippines and their Japanese captors for mutual benefit and to enhance the possibilities of the internees to survive. Collaboration with the Axis Powers in Europe and Asia existed in varying degrees in all the occupied countries.

Collaboration with the enemy in wartime goes back to prehistory, and has always been present. Since World War II, historians have reserved its use mostly to refer to the wartime occupation of France by Germany in World War II. Unlike other defeated countries which capitulated to Germany and fled into exile, France signed an armistice, remained in France, cooperated with the German Reich economically and politically, and used the new situation to effectuate a transfer of power to a cooperative French State under Marshall Phillipe Pétain.

In the context of World War II Europe, and especially in Vichy France, historians draw a distinction between collaboration and collaborator on the one hand, and the related terms collaborationism and collaborationist on the other. Stanley Hoffmann in 1974 and other historians have used the term collaborationnistes to refer to fascists and Nazi sympathisers who, for anti-communist or other ideological reasons, wished a reinforced collaboration with Hitler's Germany. Collaborationism refers to those, primarily from the fascist right in Vichy France, who embraced the goal of a German victory as their own, whereas collaboration refers to those among the French who for whatever reason collaborated with the Germans.

History

Ottoman Empire

In some colonial or occupation conflicts, soldiers of native origin were seen as collaborationists. This could be the case of mamluks and janissaries in the Ottoman Empire. In some cases, the meaning was not disrespectful at the beginning, but changed with later use when borrowed: the Ottoman term for the sipahi soldiers became sepoy in British India, which in turn was adapted as cipayo in Spanish or zipaio in Basque with a more overtly pejorative meaning of "mercenary".

World War II

During World War II, collaboration existed to varying degrees in German-occupied zones.

France

In France after liberation by the Allies, many women had their heads shaved as punishment for having had relationships with Germans.

In France, a distinction emerged between the collaborateur (collaborator) and the collaborationniste (collaborationist). The term collaborationist is mainly used to describe individuals enrolled in pseudo-Nazi parties, often based in Paris, who had belief in fascist ideology or were anti-communists. Collaborators on the other hand, engaged in collaboration for pragmatic reasons, such as carrying out the orders of the occupiers to maintain public order (policeman) or normal government functions (civil servants); commerce (including sex workers and other women who had relationships with Germans and were called, "horizontal collaborators"); or to fulfill personal ambitions and greed. Collaborators were not necessarily believers in fascism or pro-Nazi Germany.

With the defeat of the Axis, collaborators were often punished by public humiliation, imprisonment, and execution. In France, 10,500 collaborators are estimated to have been executed, some after legal proceedings, others extrajudicially.

Recent research by the British historian Simon Kitson has shown that French authorities did not wait until the Liberation to begin pursuing collaborationists. The Vichy government, itself heavily engaged in collaboration, arrested around 2,000 individuals on charges of passing information to the Germans. Their reasons for doing so was to centralise collaboration to ensure that the state maintained a monopoly in Franco-German relations and to defend sovereignty so that they could negotiate from a position of strength. It was among the many compromises that the government engaged along the way. Adolf Hitler was providing Germans in France with plentiful opportunities to exploit French weakness and maximizing tensions in the country around June 1940.

On June 25, 1940, Jean Moulin, a French civil servant who served as the first President of the National Council of the Resistance during World War II, was advised by German authorities to sign a declaration condemning an alleged massacre of Chartres civilians by French Senegalese troops. Moulin refused to collaborate, knowing that the bombing massacre was done by Germans. Moulin was then incarcerated by the Germans, where he would cut his throat with glass to prevent himself from caving into giving information.

Low Countries

In Belgium, collaborators were organized into the VNV party and the DeVlag movement in Flanders, and into the Rexist movement in Wallonia. There was an active collaboration movement in the Netherlands.

Norway

Vidkun Quisling (1887–1945), a major in the Norwegian Army and former minister of defence. He became minister-president of Norway in 1942, and attempted to Nazify the country, but was fiercely resisted by most of the population. His name is now synonymous with a high-profile government collaborator, now known as a Quisling.

Greece

After the German invasion of Greece, a Nazi-held government was put in place. All three quisling prime ministers, (Georgios Tsolakoglou, Konstantinos Logothetopoulos and Ioannis Rallis), cooperated with the Axis authorities. Small but active Greek National-Socialist parties, like the Greek National Socialist Party, or openly anti-semitic organisations, like the National Union of Greece, helped German authorities fight the Resistance, and identify and deport Greek Jews.

During the last two years of the occupation, the last quisling prime-minister, Ioannis Rallis, created the Security Battalions which were military corps that collaborated openly with the Germans, and had strong anti-communist ideology. The Security Battalions, along with various far-right and royalist organizations, and parts of the country's police forces of that era, were directly or indirectly responsible for the brutal killing of thousands of Greeks during the occupation. Contrary to what happened to other European countries, the members of these corps were never tried or punished for their crimes, due to the Dekemvriana events that erupted immediately after the liberation, followed by the White Terror and the Greek Civil War, two years later.

Yugoslavia

The main collaborationist regime in Yugoslavia was the Independent State of Croatia, a puppet state semi-independent of Nazi Germany. Leon Rupnik (1880–1946) was a Slovene general who collaborated as he took control of the semi-independent region of the Italian-occupied southern Slovenia known as the Province of Ljubljana, which came under German control in 1943. The main collaborationists in East Yugoslavia were the German-puppet Serbian Government of National Salvation established on the German-occupied territory of Serbia, and the Yugoslav royalist Chetniks, who collaborated tactically with the Axis after 1941.

Poland

There was relatively little collaboration in Poland with Nazi Germany, a point of pride with the Polish people. However, the Soviet Union did find some individuals who would work with them, and this is demonstrated notably by the Lublin government set up by the Soviets in 1944 that operated in opposition to the Polish government-in-exile.

Germany

German citizen and non-Nazi Franz Oppenhoff accepted appointment as Mayor of the German city of Aachen in 1944, under authority of the Allied military command. He was assassinated on orders from Heinrich Himmler in 1945.

Vietnam

Vietnamese emigres and expatriates living in France gained inspiration from the Nazi occupation in the country. These people believed in many European nationalist ideas at the time — these being a belief in an organic ethnocultural national community and an authoritarian corporatist state and economy. At the time Vietnamese feared that colonialism had "systematically destroyed all elements of social order ... which would have led the intellectual elite to oppose the bolshevization of the country."

When German forces invaded France in May 1940 amid World War II, the French military and government saw a collapse. In addition, six to ten million people were forced to become refugees. The political response was then provoked by the Vietnamese in the country.

France also had a group of Vietnamese students and professionals in Paris called the Amicale annamite. They expressed a heavy dislike for French colonial rule without moving forward with any explicit ideological agenda. Their motives were expanded in 1943, with the addition of wanting to improve the situation of Vietnamese soldiers interned as POWs. This included improvements in conditions at camps, better food, health care, education, and vocational training.

Celebrities

High-profile German collaborators included Dutch actor Johannes Heesters or English-language radio-personality William Joyce (the most widely known Lord Haw-Haw).

Postwar examples

More recent examples of collaboration have included institutions and individuals in Afghanistan who collaborated with the Soviet occupation until 1989 and individuals in Iraq and Afghanistan recruited by the Coalition of the Willing. In 2014 during the occupation of Crimea and ongoing War in Donbass, some Ukrainian citizens collaborated with the invading Russian forces.

Israeli–Palestinian conflict

In Palestinian society, collaboration with Israel is viewed as a serious offence and social stain and is sometimes punished (judicially or extrajudicially) by death. In addition, during the period of 2007–2009, around 30 Palestinians have been sentenced to death in court on collaboration-related charges, although the sentences have not been carried out.

In June 2009, Raed Sualha, a 15-year-old Palestinian boy, was brutally tortured and hanged by his family because they suspected him of collaborating with Israel. Authorities of the Palestinian territories launched an investigation into the case and arrested the perpetrators. Police said it was unlikely that such a young boy would have been recruited as an informer.

ISIL

Governments, non-state actors, and private individuals cooperated and gave assistance to the Islamic State of Iraq and the Levant (ISIL or ISIS) during the Syrian Civil War, Iraqi Civil War, and Libyan Civil War.

2022 Russian invasion of Ukraine

The Ukrainian government has had broad support from its population, but support for Russia within Ukraine is common in Donbas. The Ukrainian government compiled a "registry of collaborators." The Ukrainian government says pro-Russian collaborators have acted as spotters to assist shelling of the country. Anti-collaboration laws were enacted by Ukrainian President Volodymyr Zelenskyy after the invasion started, with offenders facing 15 years in prison for collaborating with Russian forces, making public denials about Russian aggression or supporting Russia.

Motivation

Sometimes people collaborate with the enemy to benefit from war and occupation, or simply to survive.

People belonging to the same ethnic, religious or ideological group as the invading enemy (while being a minority in their country of citizenship) can sympathize with the attackers, or even view them as liberators.

The reasons why people collaborate with the enemy in wartime vary. In World War II, collaborators with Nazi Germany were found in Stalin's Soviet Union and in other Western European countries, and Japanese collaborators were operating in China.

Public perceptions of collaborators

Heonik Kwon: "Anyone who studies the reality of a modern war, especially life under prolonged military occupation, will surely encounter stories of collaboration between the subjugated locals and the occupying power...The cooperation is often a coerced one; people may have no choice but to cooperate. Since the authority that demands cooperation may have brutally harmed the locals in the process of conquest, collaborating with this authority can be a morally explosive issue...the history of war inevitably involves stories of collaboration..."

Timothy Brook: "On 30 October 1940, six days after meeting with Adolf Hitler in the railway station at Montoire, Philippe Pétain announced on French radio that 'a collaboration has been envisioned between our two countries.' Since then, 'collaboration' has been the word by which we denigrate political cooperation with an occupying force."

Edilberto C. de Jesus and Carlos Quirino. "Collaboration with the Japanese was a necessary evil embraced by the internee government [at Santo Tomas Internment Camp, Philippines] as preferable to a more direct and more oppressive enemy rule."

John Hickman identifies thirteen reasons why occupied populations might hold collaborators in contempt, because they are perceived as:

  1. scapegoats for defeat
  2. opportunistic
  3. benefiting from their own poor decisions as leaders before the occupation
  4. violating the norms of the traditional political order
  5. having no lasting political loyalties
  6. guilty of more than collaboration
  7. cowardly
  8. deceived by the occupier
  9. self-deceived
  10. cheaply bought
  11. diverting political focus
  12. representing powerlessness
  13. escaping their own guilt

Fifth column

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Fifth_column

World War II poster from the United States denouncing fifth columnists

A fifth column is any group of people who undermine a larger group from within, usually in favor of an enemy group or nation. According to Harris Mylonas and Scott Radnitz, "fifth columns" are “domestic actors who work to undermine the national interest, in cooperation with external rivals of the state." The activities of a fifth column can be overt or clandestine. Forces gathered in secret can mobilize openly to assist an external attack. This term is also extended to organised actions by military personnel. Clandestine fifth column activities can involve acts of sabotage, disinformation, or espionage executed within defense lines by secret sympathizers with an external force.

Origin

The term "fifth column" originated in Spain (originally quinta columna) during the early phase of the Spanish Civil War. It gained popularity in the Loyalist faction media in early October 1936 and immediately started to spread abroad.

The exact origins of the term are not clear. Its first identified appearance was in a secret telegram sent to Berlin by the German chargé d'affaires in Alicante, Hans Hermann Völckers, dated September 30, 1936. He referred to an unidentified "supposed statement by Franco" which "is being circulated" (apparently in the Republican zone or in the Republican-held Levantine zone). In the statement, Franco allegedly claimed that there were four Nationalist columns approaching Madrid and a fifth column waiting to attack from the inside. However, the telegram was part of the secret German diplomatic correspondence and was discovered long after the civil war.

The first identified public use of the term is in the October 3, 1936, issue of the Madrid Communist daily Mundo Obrero. In a front-page article, the party propagandist Dolores Ibárruri referred to a very similar or the same statement as the one reported by Völckers but attributed it to General Emilio Mola. On the same day, the PCE activist Domingo Girón made a similar claim during a public rally. During the following days, Republican papers repeated the story but with differing detail; some attributed the phrase to General Queipo de Llano. In mid-October, the media already warned of the "famous fifth column".

Historians have never identified the original statement referred to by Völckers, Ibárruri, de Jong, and others. The transcripts of Francisco Franco's, Gonzalo Queipo de Llano's, and Emilio Mola's radio addresses have been published, but they do not contain the term, and no other original statement containing this phrase has ever surfaced. A British journalist who took part in Mola's press conference on October 28, 1936, claimed that Mola referred to quinta columna on this very day, but at that time the term had already been used in the Republican press for more than three weeks.

Historiographic works offer differing perspectives on authorship of the term. Many scholars have no doubt about Mola's role and refer to "fifth column" as to "a term coined in 1936 by General Emilio Mola", though they admit that the exact statement cannot be identified. In some sources, Mola is noted as a person who used the term during an impromptu press interview, and different though detailed versions of the exchange are offered. Probably the most popular version describes the theory of Mola's authorship with a grade of doubt, either noting that it is presumed but has never been proven, or that the phrase "is attributed" to Mola, who "apparently claimed" so, or else noting that "la famosa quinta columna a la que parece que se había referido el general Mola." (the famous fifth column that General Mola seems to have referred to) Some authors consider it possible if not likely that the term has been invented by the Communist propaganda with the purpose of either raising morale or providing justification for terror and repression; initially it might have been part of the whispering campaign, but was later openly floated by Communist propagandists. There are also other theories afloat.

Some writers, mindful of the origin of the phrase, use it only in reference to military operations rather than the broader and less well-defined range of activities that sympathizers might engage in to support an anticipated attack.

Second World War

By the late 1930s, as American involvement in the war in Europe became more likely, the term "fifth column" was commonly used to warn of potential sedition and disloyalty within the borders of the United States. The fear of betrayal was heightened by the rapid fall of France in 1940, which some blamed on internal weakness and a pro-German "fifth column". A series of photos run in the June 1940 issue of Life magazine warned of "signs of Nazi Fifth Column Everywhere". In a speech to the House of Commons that same month, Winston Churchill reassured MPs that "Parliament has given us the powers to put down Fifth Column activities with a strong hand." In July 1940, Time magazine referred to talk of a fifth column as a "national phenomenon".

In August 1940, The New York Times mentioned "the first spasm of fear engendered by the success of fifth columns in less fortunate countries". One report identified participants in Nazi "fifth columns" as "partisans of authoritarian government everywhere", citing Poland, Czechoslovakia, Norway, and the Netherlands. During the Nazi invasion of Norway, the head of the Norwegian fascist party, Vidkun Quisling, proclaimed the formation of a new fascist government in control of Norway, with himself as Prime Minister, by the end of the first day of fighting. The word "quisling" soon became a byword for "collaborator" or "traitor".

The New York Times on August 11, 1940, featured three editorial cartoons using the term. John Langdon-Davies, a British journalist who covered the Spanish Civil War, wrote an account called The Fifth Column which was published the same year. In November 1940, Ralph Thomson, reviewing Harold Lavine's Fifth Column in America, a study of Communist and fascist groups in the U.S., in The New York Times, questioned his choice of that title: "the phrase has been worked so hard that it no longer means much of anything."

Dr. Seuss cartoon in PM dated February 13, 1942, with the caption 'Waiting for the Signal from Home'

Immediately following the Japanese attack on Pearl Harbor, U.S. Secretary of the Navy Frank Knox issued a statement that "the most effective Fifth Column work of the entire war was done in Hawaii with the exception of Norway." In a column published in The Washington Post, dated 12 February 1942, the columnist Walter Lippmann wrote of imminent danger from actions that might be taken by Japanese Americans. Titled "The Fifth Column on the Coast", he wrote of possible attacks that could be made along the West Coast of the United States that would amplify damage inflicted by a potential attack by Japanese naval and air forces. Suspicion about an active fifth column on the coast led eventually to the internment of Japanese Americans.

During the Japanese invasion of the Philippines, an article in the Pittsburgh Post-Gazette in December 1941 said the indigenous Moro Muslims were "capable of dealing with Japanese fifth columnists and invaders alike". Another in the Vancouver Sun the following month described how the large population of Japanese immigrants in Davao in the Philippines welcomed the invasion: "the first assault on Davao was aided by numbers of Fifth Columnists–residents of the town".

Later usage

Australian Prime Minister Menzies proposed a federal referendum on 22 September 1951 asking voters to give the Commonwealth Government the power to make laws regarding communists and communism.
  • German minority organizations in Czechoslovakia formed the Sudeten German Free Corps, which aided Nazi Germany. Some claimed they were "self-defense formations" created in the aftermath of World War I and unrelated to the German invasion two decades later. More often their origins were discounted and they were defined by the role they played in 1938–39: "The same pattern was repeated in Czechoslovakia. Henlein's Free Corps played in that country the part of fifth column".
  • In 1945, a document produced by the U.S. Department of State compared the earlier efforts of Nazi Germany to mobilize the support of sympathizers in foreign nations to the superior efforts of the international communist movement at the end of World War II: "a communist party was in fact a fifth column as much as any [German] Bund group, except that the latter were crude and ineffective in comparison with the Communists". Arthur M. Schlesinger Jr., wrote in 1949: "the special Soviet advantage—the warhead—lies in the fifth column; and the fifth column is based on the local Communist parties".
  • Zainichi Koreans living in Japan, particularly those affiliated with the organization Chongryun (which is itself affiliated with the government of North Korea) are sometimes seen as a "fifth column" by some Japanese, and have been the victims of verbal and physical attacks. These have occurred more frequently since the government of Kim Jong Il acknowledged it had abducted Japanese citizens from Japan and tested ballistic missiles near the waters of and over mainland Japan.
  • A significant number of Israeli Arabs, who compose approximately 20% of Israel's population, identify more with the Palestinian cause than with the State of Israel or Zionism. As a result, many Israeli Jews, including politicians, rabbis, journalists, and historians, view them (and/or the main Israeli Arab political group, the Joint List) as a fifth column.
  • Counter-jihad literature has sometimes portrayed Western Muslims as a "fifth column", collectively seeking to destabilize Western nations' identity and values for the benefit of an international Islamic movement intent on the establishment of a caliphate in Western countries. Following the 2015 attack by French-born Muslims on the offices of Charlie Hebdo in Paris, the leader of the UK Independence Party Nigel Farage said that Europe had "a fifth column living within our own countries". In 2001 Dutch politician Pim Fortuyn talked about Muslim immigrants being a "fifth column" the night he was dismissed as leader of Liveable Netherlands.
Putin says (on 18'23"): "Yes, of course, they will back the so-called fifth column, national traitors – those who make money here in our country but live over there, and “live” not in the geographical sense of the word but in their minds, in their servile mentality", and mentions the fifth column two more times, on 19'57" and 20'33"
(Closed captions available)

In popular culture

The title of Ernest Hemingway's only play "The Fifth Column" (1938) is a translation of General Mola's phrase, la quinta columna. In early 1937 Hemingway had been in Madrid, reporting the war from the loyalist side, and helping make the film The Spanish Earth. He returned to the US to publicise the film and wrote the play, in the Hotel Florida in Madrid, on his next visit to Spain later that year.

In the US an Australian radio play, The Enemy Within, proved to be very popular, though this popularity was due to the belief that the stories of fifth column activities were based on real events. In December 1940 the Australian censors had the series banned.

British reviewers of Agatha Christie's novel N or M? in 1941 used the term to describe the struggle of two British partisans of the Nazi regime working on its behalf in Britain during World War II.

In Frank Capra's film Meet John Doe (1941), newspaper editor Henry Connell warns the politically-naïve protagonist, John Doe, about a businessman's plans to promote his own political ambitions using the apolitical John Doe Clubs. Connell says to John: "Listen, pal, this fifth-column stuff is pretty rotten, isn't it?", identifying the businessman with anti-democratic interests in the United States. When Doe agrees, he adds: "And you'd feel like an awful sucker if you found yourself marching right in the middle of it, wouldn't you?"

Alfred Hitchcock's Saboteur (1942) features Robert Cummings asking for help against "fifth columnists" conspiring to sabotage the American war effort. Soon the term was being used in popular entertainment.

Several World War II era animated shorts include the term. Cartoons of Porky Pig asked any "fifth columnists" in the audience to leave the theater immediately. In Looney Tunes' Foney Fables, the narrator of a comic fairy tale described a wolf in sheep's clothing as a "fifth columnist". There was a Merrie Melodies cartoon released in 1943 titled The Fifth-Column Mouse. Comic books also contained references to the fifth column.

Graham Greene, in The Quiet American (1955) uses the phrase "Fifth Column, Third Force, Seventh Day" in the second chapter.

In the 1959 British action film Operation Amsterdam, the term "fifth columnists" is used repeatedly to refer to Nazi sympathizing members of the Dutch Army.

The V franchise is a set of TV shows, novels and comics about an alien invasion of Earth. A group of aliens opposed to the invasion and assist the human Resistance Movement is called The Fifth Column.

In the episode "Flight Into the Future" from the 1960s TV show Lost In Space, Dr. Smith was referred to as the fifth columnist of the Jupiter 2 expedition. In the first episode, he was a secret agent sent to sabotage the mission who got caught on board at liftoff.

There is an American weekly news podcast called "The Fifth Column", hosted by Kmele Foster, Matt Welch, Michael C. Moynihan, and Anthony Fisher.

Robert A. Heinlein's 1941 story "The Day After Tomorrow", originally titled "Sixth Column", refers to a fictional fifth column that

destroyed the European democracies from within in the tragic days that led up to the final blackout of European civilization. But this would not be a fifth column of traitors, but a sixth column of patriots whose privilege it would be to destroy the morale of invaders, make them afraid, unsure of themselves.

— Robert A. Heinlein, "The Day after Tomorrow (original title: Sixth Column)", Signet Paperback #T4227, Chapter 3, page 37

In Foyle's War, Series 2 Episode 3, "War Games", one line reads, "It's the Second salvage collection I've missed, they've got me down as a fifth columnist."

Plausible deniability

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Plausible deniability is the ability of people, typically senior officials in a formal or informal chain of command, to deny knowledge of or responsibility for any damnable actions committed by members of their organizational hierarchy. They may do so because of a lack or absence of evidence that can confirm their participation, even if they were personally involved in or at least willfully ignorant of the actions. If illegal or otherwise disreputable and unpopular activities become public, high-ranking officials may deny any awareness of such acts to insulate themselves and shift the blame onto the agents who carried out the acts, as they are confident that their doubters will be unable to prove otherwise. The lack of evidence to the contrary ostensibly makes the denial plausible (credible), but sometimes, it makes any accusations only unactionable.

The term typically implies forethought, such as intentionally setting up the conditions for the plausible avoidance of responsibility for one's future actions or knowledge. In some organizations, legal doctrines such as command responsibility exist to hold major parties responsible for the actions of subordinates who are involved in heinous acts and nullify any legal protection that their denial of involvement would carry.

In politics and espionage, deniability refers to the ability of a powerful player or intelligence agency to pass the buck and to avoid blowback by secretly arranging for an action to be taken on its behalf by a third party that is ostensibly unconnected with the major player. In political campaigns, plausible deniability enables candidates to stay clean and denounce third-party advertisements that use unethical approaches or potentially libelous innuendo.

Although plausible deniability has existed throughout history, the term was coined by the CIA in the early 1960s to describe the withholding of information from senior officials to protect them from repercussions if illegal or unpopular activities became public knowledge.[1]

Overview

Arguably, the key concept of plausible deniability is plausibility. It is relatively easy for a government official to issue a blanket denial of an action, and it is possible to destroy or cover up evidence after the fact, that might be sufficient to avoid a criminal prosecution, for instance. However, the public might well disbelieve the denial, particularly if there is strong circumstantial evidence or if the action is believed to be so unlikely that the only logical explanation is that the denial is false.

The concept is even more important in espionage. Intelligence may come from many sources, including human sources. The exposure of information to which only a few people are privileged may directly implicate some of the people in the disclosure. An example is if an official is traveling secretly, and only one aide knows the specific travel plans. If that official is assassinated during his travels, and the circumstances of the assassination strongly suggest that the assassin had foreknowledge of the official's travel plans, the probable conclusion is that his aide has betrayed the official. There may be no direct evidence linking the aide to the assassin, but collaboration can be inferred from the facts alone, thus making the aide's denial implausible.

History

The term's roots go back to US President Harry Truman's National Security Council Paper 10/2 of June 18, 1948, which defined "covert operations" as "all activities (except as noted herein) which are conducted or sponsored by this Government against hostile foreign states or groups or in support of friendly foreign states or groups but which are so planned and executed that any US Government responsibility for them is not evident to unauthorized persons and that if uncovered the US Government can plausibly disclaim any responsibility for them." During the Eisenhower administration, NSC 10/2 was incorporated into the more-specific NSC 5412/2 "Covert Operations." NSC 5412 was declassified in 1977 and is located at the National Archives. The expression "plausibly deniable" was first used publicly by Central Intelligence Agency (CIA) Director Allen Dulles. The idea, on the other hand, is considerably older. For example, in the 19th century, Charles Babbage described the importance of having "a few simply honest men" on a committee who could be temporarily removed from the deliberations when "a peculiarly delicate question arises" so that one of them could "declare truly, if necessary, that he never was present at any meeting at which even a questionable course had been proposed."

Church Committee

A U.S. Senate committee, the Church Committee, in 1974–1975 conducted an investigation of the intelligence agencies. In the course of the investigation, it was revealed that the CIA, going back to the Kennedy administration, had plotted the assassination of a number of foreign leaders, including Cuba's Fidel Castro, but the president himself, who clearly supported such actions, was not to be directly involved so that he could deny knowledge of it. That was given the term "plausible denial."

Non-attribution to the United States for covert operations was the original and principal purpose of the so-called doctrine of "plausible denial." Evidence before the Committee clearly demonstrates that this concept, designed to protect the United States and its operatives from the consequences of disclosures, has been expanded to mask decisions of the president and his senior staff members.

— Church Committee

Plausible denial involves the creation of power structures and chains of command loose and informal enough to be denied if necessary. The idea was that the CIA and later other bodies could be given controversial instructions by powerful figures, including the president himself, but that the existence and true source of those instructions could be denied if necessary if, for example, an operation went disastrously wrong and it was necessary for the administration to disclaim responsibility.

Later legislative barriers

The Hughes–Ryan Act of 1974 sought to put an end to plausible denial by requiring a presidential finding for each operation to be important to national security, and the Intelligence Oversight Act of 1980 required for Congress to be notified of all covert operations. Both laws, however, are full of enough vague terms and escape hatches to allow the executive branch to thwart their authors' intentions, as was shown by the Iran–Contra affair. Indeed, the members of Congress are in a dilemma since when they are informed, they are in no position to stop the action, unless they leak its existence and thereby foreclose the option of covertness.

Media reports

The (Church Committee) conceded that to provide the United States with "plausible denial" in the event that the anti-Castro plots were discovered, Presidential authorization might have been subsequently "obscured". (The Church Committee) also declared that, whatever the extent of the knowledge, Presidents Eisenhower, Kennedy and Johnson should bear the "ultimate responsibility" for the actions of their subordinates.

— John M. Crewdson, The New York Times

CIA officials deliberately used Aesopian language in talking to the President and others outside the agency. (Richard Helms) testified that he did not want to "embarrass a President" or sit around an official table talking about "killing or murdering." The report found this "circumlocution" reprehensible, saying: "Failing to call dirty business by its rightful name may have increased the risk of dirty business being done." The committee also suggested that the system of command and control may have been deliberately ambiguous, to give Presidents a chance for "plausible denial."

— Anthony Lewis, The New York Times

What made the responsibility difficult to pin down in retrospect was a sophisticated system of institutionalized vagueness and circumlocution whereby no official - and particularly a President - had to officially endorse questionable activities. Unsavory orders were rarely committed to paper and what record the committee found was shot through with references to "removal," "the magic button" and "the resort beyond the last resort." Thus the agency might at times have misread instructions from on high, but it seemed more often to be easing the burden of presidents who knew there were things they didn't want to know. As former CIA director Richard Helms told the committee: "The difficulty with this kind of thing, as you gentlemen are all painfully aware, is that nobody wants to embarrass a President of the United States."

— Newsweek

Iran–Contra affair

In his testimony to the congressional committee studying the Iran–Contra affair, Vice Admiral John Poindexter stated: "I made a deliberate decision not to ask the President, so that I could insulate him from the decision and provide some future deniability for the President if it ever leaked out."

Declassified government documents

  • A telegram from the Ambassador in Vietnam Henry Cabot Lodge Jr., to Special Assistant for National Security Affairs McGeorge Bundy on US options with respect to a possible coup, mentions plausible denial.
  • CIA and White House documents on covert political intervention in the 1964 Chilean election have been declassified. The CIA's Chief of Western Hemisphere Division, J.C. King, recommended for funds for the campaign to "be provided in a fashion causing (Eduardo Frei Montalva president of Chile) to infer United States origin of funds and yet permitting plausible denial."
  • Training files of the CIA's covert "Operation PBSuccess" for the 1954 coup in Guatemala describe plausible deniability. According to the National Security Archive: "Among the documents found in the training files of Operation PBSuccess and declassified by the Agency is a CIA document titled 'A Study of Assassination.' A how-to guide book in the art of political killing, the 19-page manual offers detailed descriptions of the procedures, instruments, and implementation of assassination." The manual states that to provide plausible denial, "no assassination instructions should ever be written or recorded."

Soviet operations

In the 1980s, the Soviet KGB ran OPERATION INFEKTION (also called "OPERATION DENVER"), which utilised the East German Stasi and Soviet-affiliated press to spread the idea that HIV/AIDS was an engineered bioweapon. The Stasi acquired plausible deniability on the operation by covertly supporting biologist Jakob Segal, whose stories were picked up by international press, including "numerous bourgeois newspapers" such as the Sunday Express. Publications in third-party countries were then cited as the originators of the claims. Meanwhile, Soviet intelligence obtained plausible deniability by utilising the German Stasi in the disinformation operation.

Little green men and Wagner Group

In 2014, "Little green men" — troops without insignia carrying modern Russian military equipment, emerged at the start of the Russo-Ukrainian War, which The Moscow Times described as a tactic of plausible deniability.

The "Wagner Group" a Russian private military company has been described as an attempt at plausible deniability for Kremlin-backed interventions in Ukraine, Syria, and in various interventions in Africa.

Flaws

  • It is an open door to the abuse of authority by requiring that the parties in question to be said to be able to have acted independently, which, in the end, is tantamount to giving them license to act independently.
  • The denials are sometimes seen as plausible but sometimes seen through by both the media and the populace.
  • Plausible deniability increases the risk of misunderstanding between senior officials and their employees.

Other examples

Another example of plausible deniability is someone who actively avoids gaining certain knowledge of facts because it benefits that person not to know.

As an example, a lawyer may suspect that facts exist that would hurt his case but decide not to investigate the issue because if he has actual knowledge, the rules of ethics might require him to reveal the facts to the opposing side.

Council on Foreign Relations

...the U.S. government may at times require a certain deniability. Private activities can provide that deniability.

— Council on Foreign Relations, Finding America's Voice: A Strategy for Reinvigorating U.S. Public Diplomacy

Use in computer networks

In computer networks, plausible deniability often refers to a situation in which people can deny transmitting a file, even when it is proven to come from their computer.

That is sometimes done by setting the computer to relay certain types of broadcasts automatically in such a way that the original transmitter of a file is indistinguishable from those who are merely relaying it. In that way, those who first transmitted the file can claim that their computer had merely relayed it from elsewhere. This principle is used in the opentracker bittorrent implementation by including random IP addresses in peer lists.

In encrypted messaging protocols, such as bitmessage, every user on the network keeps a copy of every message, but is only able to decrypt their own and that can only be done by trying to decrypt every single message. Using this approach it is impossible to determine who sent a message to whom without being able to decrypt it. As everyone receives everything and the outcome of the decryption process is kept private.

It can also be done by a VPN if the host is not known.

In any case, that claim cannot be disproven without a complete decrypted log of all network connections.

Freenet file sharing

The Freenet file sharing network is another application of the idea by obfuscating data sources and flows to protect operators and users of the network by preventing them and, by extension, observers such as censors from knowing where data comes from and where it is stored.

Use in cryptography

In cryptography, deniable encryption may be used to describe steganographic techniques in which the very existence of an encrypted file or message is deniable in the sense that an adversary cannot prove that an encrypted message exists. In that case, the system is said to be "fully undetectable".

Some systems take this further, such as MaruTukku, FreeOTFE and (to a much lesser extent) TrueCrypt and VeraCrypt, which nest encrypted data. The owner of the encrypted data may reveal one or more keys to decrypt certain information from it, and then deny that more keys exist, a statement which cannot be disproven without knowledge of all encryption keys involved. The existence of "hidden" data within the overtly encrypted data is then deniable in the sense that it cannot be proven to exist.

Programming

The Underhanded C Contest is an annual programming contest involving the creation of carefully crafted defects, which have to be both very hard to find and plausibly deniable as mistakes once found.

Algorithmic information theory

From Wikipedia, the free encyclopedia https://en.wikipedia.org/wiki/Algorithmic_information_theory ...