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Wednesday, November 28, 2018

Global governance

From Wikipedia, the free encyclopedia
Global governance or world governance is a movement towards political cooperation among transnational actors, aimed at negotiating responses to problems that affect more than one state or region. Institutions of global governance—the United Nations, the International Criminal Court, the World Bank, etc.—tend to have limited or demarcated power to enforce compliance. The modern question of world governance exists in the context of globalization and globalizing regimes of power: politically, economically and culturally. In response to the acceleration of worldwide interdependence, both between human societies and between humankind and the biosphere, the term "global governance" may name the process of designating laws, rules, or regulations intended for a global scale.

Global governance is not a singular system. There is no "world government" but the many different regimes of global governance do have commonalities:
While the contemporary system of global political relations is not integrated, the relation between the various regimes of global governance is not insignificant, and the system does have a common dominant organizational form. The dominant mode of organization today is bureaucratic rational—regularized, codified and rational. It is common to all modern regimes of political power and frames the transition from classical sovereignty to what David Held describes as the second regime of sovereignty—liberal international sovereignty.

Definition

The term world governance is broadly used to designate all regulations intended for organization and centralization of human societies on a global scale. The Forum for a new World Governance defines world governance simply as "collective management of the planet".

Traditionally, government has been associated with "governing," or with political authority, institutions, and, ultimately, control. Governance denotes a process through which institutions coordinate and control independent social relations, and that have the ability to enforce, by force, their decisions. However, authors like James Rosenau have also used "governance" to denote the regulation of interdependent relations in the absence of an overarching political authority, such as in the international system. Some now speak of the development of "global public policy".

Adil Najam, a scholar on the subject at the Pardee School of Global Studies, Boston University has defined global governance simply as "the management of global processes in the absence of global government." According to Thomas G. Weiss, director of the Ralph Bunche Institute for International Studies at the Graduate Center (CUNY) and editor (2000–05) of the journal Global Governance: A Review of Multilateralism and International Organizations, "'Global governance'—which can be good, bad, or indifferent—refers to concrete cooperative problem-solving arrangements, many of which increasingly involve not only the United Nations of states but also 'other UNs,' namely international secretariats and other non-state actors." In other words, global governance refers to the way in which global affairs are managed.

The definition is flexible in scope, applying to general subjects such as global security and order or to specific documents and agreements such as the World Health Organization's Code on the Marketing of Breast Milk Substitutes. The definition applies whether the participation is bilateral (e.g. an agreement to regulate usage of a river flowing in two countries), function-specific (e.g. a commodity agreement), regional (e.g. the Treaty of Tlatelolco), or global (e.g. the Non-Proliferation Treaty). These "cooperative problem-solving arrangements" may be formal, taking the shape of laws or formally constituted institutions for a variety of actors (such as state authorities, intergovernmental organizations (IGOs), non-governmental organizations (NGOs), private sector entities, other civil society actors, and individuals) to manage collective affairs. They may also be informal (as in the case of practices or guidelines) or ad hoc entities (as in the case of coalitions).

However, a single organization may take the nominal lead on an issue, for example the World Trade Organization (WTO) in world trade affairs. Therefore, global governance is thought to be an international process of consensus-forming which generates guidelines and agreements that affect national governments and international corporations. Examples of such consensus would include WHO policies on health issues.

In short, global governance may be defined as "the complex of formal and informal institutions, mechanisms, relationships, and processes between and among states, markets, citizens and organizations, both inter- and non-governmental, through which collective interests on the global plane are articulated, Duties, obligations and privileges are established, and differences are mediated through educated professionals."

Titus Alexander, author of Unravelling Global Apartheid, an Overview of World Politics, has described the current institutions of global governance as a system of global apartheid, with numerous parallels with minority rule in the formal and informal structures of South Africa before 1991.

Usage

The dissolution of the Soviet Union in 1991 marked the end of a long period of international history based on a policy of balance of powers. Since this historic event, the planet has entered a phase of geostrategic breakdown. The national-security model, for example, while still in place for most governments, is gradually giving way to an emerging collective conscience that extends beyond the restricted framework it represents.

The post-Cold War world of the 1990s saw a new paradigm emerge based on a number of issues:
  • The growing idea of globalization as a significant theme and the subsequent weakening of nation-states, points to a prospect of transferring to a global level of regulatory instruments. Upon the model that regulation was no longer working effectively at the national or regional levels;
  • An intensification of environmental concerns, which received multilateral endorsement at the Earth Summit. The Summit issues, relating to the climate and biodiversity, symbolized a new approach that was soon to be expressed conceptually by the term Global Commons;
  • The emergence of conflicts over standards: trade and the environment, trade and property rights, trade and public health. These conflicts continued the traditional debate over the social effects of macroeconomic stabilization policies, and raised the question of arbitration among equally legitimate objectives in a compartmentalized governance system where the major areas of interdependence are each entrusted to a specialized international institution. Although often limited in scope, these conflicts are nevertheless symbolically powerful, as they raise the question of the principles and institutions of arbitration;
  • An increased questioning of international standards and institutions by developing countries, which, having entered the global economy, find it hard to accept that industrialized countries hold onto power and give preference to their own interests. The challenge also comes from civil society, which considers that the international governance system has become the real seat of power and which rejects both its principles and procedures. Although these two lines of criticism often have conflicting beliefs and goals, they have been known to join in order to oppose the dominance of developed countries and major institutions, as demonstrated symbolically by the failure of the World Trade Organization Ministerial Conference of 1999.

Technique

Global governance can be roughly divided into four stages:
  1. agenda-setting;
  2. policymaking;
  3. implementation and enforcement; and
  4. evaluation, monitoring, and adjudication.
World authorities including international organizations and corporations achieve deference to their agenda through different means. Authority can derive from institutional status, expertise, moral authority, capacity, or perceived competence.

Themes

In its initial phase, world governance was able to draw on themes inherited from geopolitics and the theory of international relations, such as peace, defense, geostrategy, diplomatic relations, and trade relations. But as globalization progresses and the number of interdependences increases, the global level is also highly relevant to a far wider range of subjects. Following are a number of examples.

Environmental governance and managing the planet

"The crisis brought about by the accelerated pace and the probably irreversible character of the effect of human activities on nature requires collective answers from governments and citizens. Nature ignores political and social barriers, and the global dimension of the crisis cancels the effects of any action initiated unilaterally by state governments or sectoral institutions, however powerful they may be. Climate change, ocean and air pollution, nuclear risks and those related to genetic manipulation, the reduction and extinction of resources and biodiversity, and above all a development model that remains largely unquestioned globally are all among the various manifestations of this accelerated and probably irreversible effect.

This effect is the factor, in the framework of globalization, that most challenges a system of states competing with each other to the exclusion of all others: among the different fields of global governance, environmental management is the most wanting in urgent answers to the crisis in the form of collective actions by the whole of the human community. At the same time, these actions should help to model and strengthen the progressive building of this community."

Proposals in this area have discussed the issue of how collective environmental action is possible. Many multilateral, environment-related agreements have been forged in the past 30 years, but their implementation remains difficult. There is also some discussion on the possibility of setting up an international organization that would centralize all the issues related to international environmental protection, such as the proposed World Environment Organization (WEO). The United Nations Environment Program (UNEP) could play this role, but it is a small-scale organization with a limited mandate. The question has given rise to two opposite views: the European Union, especially France and Germany, along with a number of NGOs, is in favor of creating a WEO; the United Kingdom, the USA, and most developing countries prefer opting for voluntary initiatives.

The International Institute for Sustainable Development proposes a "reform agenda" for global environmental governance. The main argument is that there seems to exist an unspoken but powerful consensus on the essential objectives of a system of global environmental governance. These goals would require top-quality leadership, a strong environmental policy based on knowledge, effective cohesion and coordination, good management of the institutions constituting the environmental governance system, and spreading environmental concerns and actions to other areas of international policy and action.

A World Environment Organisation

The focus of environmental issues shifted to climate change from 1992 onwards. Due to the transboundary nature of climate change, various calls have been made for a World Environment Organisation (WEO) (sometimes referred to as a Global Environment Organisation) to tackle this global problem on a global scale. At present, a single worldwide governing body with the powers to develop and enforce environmental policy does not exist. The idea for the creation of a WEO was discussed thirty years ago but is receiving fresh attention in the light of arguably disappointing outcomes from recent, ‘environmental mega-conferences’ (e.g.Rio Summit and Earth Summit 2002).
Current global environmental governance
International environmental organisations do exist. The United Nations Environmental Programme (UNEP), created in 1972, coordinates the environmental activity of countries in the UN. UNEP and similar international environmental organisations are seen as not up to the task. They are criticised as being institutionally weak, fragmented, lacking in standing and providing non-optimal environmental protection. It has been stated that the current decentralised, poorly funded and strictly intergovernmental regime for global environmental issues is sub-standard. However, the creation of a WEO may threaten to undermine some of the more effective aspects of contemporary global environmental governance; notably its fragmented nature, from which flexibility stems. This also allows responses to be more effective and links to be forged across different domains. Even though the environment and climate change are framed as global issues, Levin states that ‘it is precisely at this level that government institutions are least effective and trust most delicate’ while Oberthur and Gehring argue that it would offer little more than institutional restructuring for its own sake.
A World Environment Organisation and the World Trade Organisation
Many proposals for the creation of a WEO have emerged from the trade and environment debate. It has been argued that instead of creating a WEO to safeguard the environment, environmental issues should be directly incorporated into the World Trade Organization (WTO). The WTO has “had success in integrating trade agreements and opening up markets because it is able to apply legal pressure to nation states and resolve disputes”. Greece and Germany are currently in discussion about the possibility of solar energy being used to repay some of Greece’s debt after their economy crashed in 2010. This exchange of resources, if it is accepted, is an example of increased international cooperation and an instance where the WTO could embrace energy trade agreements. If the future holds similar trade agreements, then an environmental branch of the WTO would surely be necessary. However critics of a WTO/WEO arrangement say that this would neither concentrate on more directly addressing underlying market failures, nor greatly improve rule-making.

The creation of a new agency, whether it be linked to the WTO or not, has now been endorsed by Renato Ruggiero, the former head of the World Trade Organization (WTO), as well as by the new WTO director-designate, Supachai Panitchpakdi. The debate over a global institutional framework for environmental issues will undoubtedly rumble on but at present there is little support for any one proposal.

Governance of the economy and of globalisation

The 2008 financial crisis may have undermined faith that laissez-faire capitalism will correct all serious financial malfunctioning on its own, as well as belief in the presumed independence of the economy from politics. It has been stated that, lacking in transparency and far from democratic, international financial institutions may be incapable of handling financial collapses. There are many who believe free-market capitalism may be incapable of forming the economic policy of a stable society, as it has been theorised that it can exacerbate inequalities.

Nonetheless, the debate on the potential failings of the system has led the academic world to seek solutions. According to Tubiana and Severino, "refocusing the doctrine of international cooperation on the concept of public goods offers the possibility . . . of breaking the deadlock in international negotiations on development, with the perception of shared interests breathing new life into an international solidarity that is running out of steam."

Joseph Stiglitz argues that a number of global public goods should be produced and supplied to the populations, but are not, and that a number of global externalities should be taken into consideration, but are not. On the other hand, he contends, the international stage is often used to find solutions to completely unrelated problems under the protection of opacity and secrecy, which would be impossible in a national democratic framework.

On the subject of international trade, Susan George states that ". . . in a rational world, it would be possible to construct a trading system serving the needs of people in both North and South. . . . Under such a system, crushing third world debt and the devastating structural adjustment policies applied by the World Bank and the IMF would have been unthinkable, although the system would not have abolished capitalism."

Political and institutional governance

Building a responsible world governance that would make it possible to adapt the political organization of society to globalization implies establishing a democratic political legitimacy at every level: local, national, regional and global.

Obtaining this legitimacy requires rethinking and reforming, all at the same time:
  • the fuzzy maze of various international organizations, instituted mostly in the wake of World War II; what is needed is a system of international organizations with greater resources and a greater intervention capacity, more transparent, fairer, and more democratic;
  • the Westphalian system, the very nature of states along with the role they play with regard to the other institutions, and their relations to each other; states will have to share part of their sovereignty with institutions and bodies at other territorial levels, and all with have to begin a major process to deepen democracy and make their organization more responsible;
  • the meaning of citizen sovereignty in the different government systems and the role of citizens as political protagonists; there is a need to rethink the meaning of political representation and participation and to sow the seeds of a radical change of consciousness that will make it possible to move in the direction of a situation in which citizens, in practice, will play the leading role at every scale.
The political aspect of world governance is discussed in greater detail in the section Problems of World Governance and Principles of Governance

Governance of peace, security, and conflict resolution

Armed conflicts have changed in form and intensity since the Berlin wall came down in 1989. The events of 9/11, the wars in Afghanistan and in Iraq, and repeated terrorist attacks all show that conflicts can repercuss well beyond the belligerents directly involved. The major powers and especially the United States, have used war as a means of resolving conflicts and may well continue to do so. If many in the United States believe that fundamentalist Muslim networks are likely to continue to launch attacks, in Europe nationalist movements have proved to be the most persistent terrorist threat. The Global War on Terrorism arguably presents a form of emerging global governance in the sphere of security with the United States leading cooperation among the Western states, non-Western nations and international institutions. Beyer argues that participation in this form of 'hegemonic governance' is caused both by a shared identity and ideology with the US, as well as cost-benefit considerations. Pesawar school attack 2014 is a big challenge to us. Militants from the Pakistani Taliban have attacked an army-run school in Peshawar, killing 141 people, 132 of them children, the military say.

At the same time, civil wars continue to break out across the world, particularly in areas where civil and human rights are not respected, such as Central and Eastern Africa and the Middle East. These and other regions remain deeply entrenched in permanent crises, hampered by authoritarian regimes, many of them being supported by the United States, reducing entire swathes of the population to wretched living conditions. The wars and conflicts we are faced with have a variety of causes: economic inequality, social conflict, religious sectarianism, Western imperialism, colonial legacies, disputes over territory and over control of basic resources such as water or land. They are all illustrations a deep-rooted crisis of world governance.

The resulting bellicose climate imbues international relations with competitive nationalism and contributes, in rich and poor countries alike, to increasing military budgets, siphoning off huge sums of public money to the benefit of the arms industry and military-oriented scientific innovation, hence fueling global insecurity. Of these enormous sums, a fraction would be enough to provide a permanent solution for the basic needs of the planet's population hence practically eliminating the causes of war and terrorism.

Andrée Michel argues that the arms race is not only proceeding with greater vigor, it is the surest means for Western countries to maintain their hegemony over countries of the South. Following the break-up of the Eastern bloc countries, she maintains, a strategy for the manipulation of the masses was set up with a permanent invention of an enemy (currently incarnated by Iraq, Iran, Libya, Syria, and North Korea) and by kindling fear and hate of others to justify perpetuating the Military–industrial complex and arms sales. The author also recalls that the "Big Five" at the UN who have the veto right are responsible for 85% of arms sales around the world.

Proposals for the governance of peace, security, and conflict resolution begin by addressing prevention of the causes of conflicts, whether economic, social, religious, political, or territorial. This requires assigning more resources to improving people's living conditions—health, accommodation, food, and work—and to education, including education in the values of peace, social justice, and unity and diversity as two sides of the same coin representing the global village.

Resources for peace could be obtained by regulating, or even reducing military budgets, which have done nothing but rise in the past recent years. This process could go hand in hand with plans for global disarmament and the conversion of arms industries, applied proportionally to all countries, including the major powers. Unfortunately, the warlike climate of the last decade has served to relegate all plans for global disarmament, even in civil-society debates, and to pigeonhole them as a long-term goal or even a Utopian vision. This is definitely a setback for the cause of peace and for humankind, but it is far from being a permanent obstacle.

International institutions also have a role to play in resolving armed conflicts. Small international rapid deployment units could intervene in these with an exclusive mandate granted by a reformed and democratic United Nations system or by relevant regional authorities such as the European Union. These units could be formed specifically for each conflict, using armies from several countries as was the case when the UNIFIL was reinforced during the 2006 Lebanon War. On the other hand, no national army would be authorized to intervene unilaterally outside its territory without a UN or regional mandate.

Another issue that is worth addressing concerns the legitimate conditions for the use of force and conduct during war. Jean-Réné Bachelet offers an answer with the conceptualization of a military ethics corresponding to the need for a "principle of humanity." The author defines this principle as follows: "All human beings, whatever their race, nationality, gender, age, opinion, or religion, belong to one same humanity, and every individual has an inalienable right to respect for his life, integrity, and dignity."

Governance of science, education, information, and communications

The World Trade Organization's (WTO) agenda of liberalizing public goods and services are related to culture, science, education, health, living organisms, information, and communication. This plan has been only partially offset by the alter-globalization movement, starting with the events that took place at the 1999 Seattle meeting, and on a totally different and probably far more influential scale in the medium and long term, by the astounding explosion of collaborative practices on the Internet. However, lacking political and widespread citizen support as well as sufficient resources, civil society has not so far been able to develop and disseminate alternative plans for society as a whole on a global scale, even though plenty of proposals and initiatives have been developed, some more successful than others, to build a fairer, more responsible, and more solidarity-based world in all of these areas.

Above all, each country tries to impose their values and collective preferences within international institutions such like WTO or UNESCO, particularly in the Medias sector. This is an excellent opportunity to promote their soft power, for instance with the promotion of the cinema.

As far as science is concerned, "[r]esearch increasingly bows to the needs of financial markets, turning competence and knowledge into commodities, making employment flexible and informal, and establishing contracts based on goals and profits for the benefit of private interests in compliance with the competition principle. The directions that research has taken in the past two decades and the changes it has undergone have drastically removed it from its initial mission (producing competence and knowledge, maintaining independence) with no questioning of its current and future missions. Despite the progress, or perhaps even as its consequence, humankind continues to face critical problems: poverty and hunger are yet to be vanquished, nuclear arms are proliferating, environmental disasters are on the rise, social injustice is growing, and so on.

Neoliberal commercialization of the commons favors the interests of pharmaceutical companies instead of the patients', of food-processing companies instead of the farmers' and consumers'. Public research policies have done nothing but support this process of economic profitability, where research results are increasingly judged by the financial markets. The system of systematically patenting knowledge and living organisms is thus being imposed throughout the planet through the 1994 WTO agreements on intellectual property. Research in many areas is now being directed by private companies."

On the global level, "[i]nstitutions dominating a specific sector also, at every level, present the risk of reliance on technical bodies that use their own references and deliberate in an isolated environment. This process can be observed with the 'community of patents' that promotes the patenting of living organisms, as well as with authorities controlling nuclear energy. This inward-looking approach is all the more dangerous that communities of experts are, in all complex technical and legal spheres, increasingly dominated by the major economic organizations that finance research and development."

On the other hand, several innovative experiments have emerged in the sphere of science, such as: conscience clauses and citizens' panels as a tool for democratizing the production system: science shops and community-based research. Politically committed scientists are also increasingly organizing at the global level.

As far as education is concerned, the effect of commoditization can be seen in the serious tightening of education budgets, which affects the quality of general education as a public service. The Global Future Online report reminds us that ". . . at the half-way point towards 2015 (author's note: the deadline for the Millennium Goals), the gaps are daunting: 80 million children (44 million of them girls) are out of school, with marginalized groups (26 million disabled and 30 million conflict-affected children) continuing to be excluded. And while universal access is critical, it must be coupled with improved learning outcomes—in particular, children achieving the basic literacy, numeracy and life skills essential for poverty reduction."

In addition to making the current educational system available universally, there is also a call to improve the system and adapt it to the speed of changes in a complex and unpredictable world. On this point, Edgar Morin asserts that we must "[r]ethink our way of organizing knowledge. This means breaking down the traditional barriers between disciplines and designing new ways to reconnect that which has been torn apart." The UNESCO report drawn up by Morin contains "seven principles for education of the future": detecting the error and illusion that have always parasitized the human spirit and human behavior; making knowledge relevant, i.e. a way of thinking that makes distinctions and connections; teaching the human condition; teaching terrestrial identity; facing human and scientific uncertainties and teaching strategies to deal with them; teaching understanding of the self and of others, and an ethics for humankind.

The exponential growth of new technologies, the Internet in particular, has gone hand in hand with the development over the last decade of a global community producing and exchanging goods. This development is permanently altering the shape of the entertainment, publishing, and music and media industries, among others. It is also influencing the social behavior of increasing numbers of people, along with the way in which institutions, businesses, and civil society are organized. Peer-to-peer communities and collective knowledge-building projects such as Wikipedia have involved millions of users around the world. There are even more innovative initiatives, such as alternatives to private copyright such as Creative Commons, cyber democracy practices, and a real possibility of developing them on the sectoral, regional, and global levels.

Regional views

Regional players, whether regional conglomerates such as Mercosur and the European Union, or major countries seen as key regional players such as China, the United States, and India, are taking a growing interest in world governance. Examples of discussion of this issue can be found in the works of: Martina Timmermann et al., Institutionalizing Northeast Asia: Regional Steps toward Global Governance; Douglas Lewis, Global Governance and the Quest for Justice - Volume I: International and Regional Organizations; Olav Schram Stokke, "Examining the Consequences of International Regimes," which discusses Northern, or Arctic region building in the context of international relations; Jeffery Hart and Joan Edelman Spero, "Globalization and Global Governance in the 21st Century," which discusses the push of countries such as Mexico, Brazil, India, China, Taiwan, and South Korea, "important regional players" seeking "a seat at the table of global decision-making"; Dr. Frank Altemöller, “International Trade: Challenges for Regional and Global Governance: A comparison between Regional Integration Models in Eastern Europe and Africa – and the role of the WTO”, and many others.

Interdependence among countries and regions hardly being refutable today, regional integration is increasingly seen not only as a process in itself, but also in its relation to the rest of the world, sometimes turning questions like "What can the world bring to my country or region?" into "What can my country or region bring to the rest of the world?" Following are a few examples of how regional players are dealing with these questions.

Africa

Often seen as a problem to be solved rather than a people or region with an opinion to express on international policy, Africans and Africa draw on a philosophical tradition of community and social solidarity that can serve as inspiration to the rest of the world and contribute to building world governance. One example is given by Sabelo J. Ndlovu-Gathseni when he reminds us of the relevance of the Ubuntu concept, which stresses the interdependence of human beings.

African civil society has thus begun to draw up proposals for governance of the continent, which factor in all of the dimensions: local, African, and global. Examples include proposals by the network "Dialogues sur la gouvernance en Afrique" for "the construction of a local legitimate governance," state reform "capable of meeting the continent's development challenges," and "effective regional governance to put an end to Africa's marginalization."

United States

Foreign-policy proposals announced by President Barack Obama include restoring the Global Poverty Act, which aims to contribute to meeting the UN Millennium Development Goals to reduce by half the world population living on less than a dollar a day by 2015. Foreign aid is expected to double to 50 billion dollars. The money will be used to help build educated and healthy communities, reduce poverty and improve the population's health.

In terms of international institutions, The White House Web site advocates reform of the World Bank and the IMF, without going into any detail.

Below are further points in the Obama-Biden plan for foreign policy directly related to world governance:
  • strengthening of the nuclear non-proliferation treaty;
  • global de-nuclearization in several stages including stepping up cooperation with Russia to significantly reduce stocks of nuclear arms in both countries;
  • revision of the culture of secrecy: institution of a National Declassification Center to make declassification secure but routine, efficient, and cost-effective;
  • increase in global funds for AIDS, TB and malaria. Eradication of malaria-related deaths by 2015 by making medicines and mosquito nets far more widely available;
  • increase in aid for children and maternal health as well as access to reproductive health-care programs;
  • creation of a 2-billion-dollar global fund for education. Increased funds for providing access to drinking water and sanitation;
  • other similarly large-scale measures covering agriculture, small- and medium-sized enterprises and support for a model of international trade that fosters job creation and improves the quality of life in poor countries;
  • in terms of energy and global warming, Obama advocates a) an 80% reduction of greenhouse-gas emissions by 2050 b) investing 150 billion dollars in alternative energies over the next 10 years and c) creating a Global Energy Forum capable of initiating a new generation of climate protocols.

Latin America

The 21st century has seen the arrival of a new and diverse generation of left-wing governments in Latin America. This has opened the door to initiatives to launch political and governance renewal. A number of these initiatives are significant for the way they redefine the role of the state by drawing on citizen participation, and can thus serve as a model for a future world governance built first and foremost on the voice of the people. The constituent assemblies in Ecuador and Bolivia are fundamental examples of this phenomenon.

In Ecuador, social and indigenous movements were behind the discussions that began in 1990 on setting up a constituent assembly. In the wake of Rafael Correa's arrival at the head of the country in November 2006, widespread popular action with the slogan "que se vayan todos" (let them all go away) succeeded in getting all the political parties of congress to accept a convocation for a referendum on setting up the assembly.

In April 2007, Rafael Correa's government organized a consultation with the people to approve setting up a constituent assembly. Once it was approved, 130 members of the assembly were elected in September, including 100 provincial members, 24 national members and 6 for migrants in Europe, Latin America and the USA. The assembly was officially established in November. Assembly members belonged to traditional political parties as well as the new social movements. In July 2008, the assembly completed the text for the new constitution and in September 2008 there was a referendum to approve it. Approval for the new text won out, with 63.9% of votes for compared to 28.1% of votes against and a 24.3% abstention rate.

The new constitution establishes the rule of law on economic, social, cultural and environmental rights (ESCER). It transforms the legal model of the social state subject to the rule of law into a "constitution of guaranteed well-being" (Constitución del bienestar garantizado) inspired by the ancestral community ideology of "good living" propounded by the Quechuas of the past, as well as by 21st century socialist ideology. The constitution promotes the concept of food sovereignty by establishing a protectionist system that favors domestic production and trade. It also develops a model of public aid for education, health, infrastructures and other services.

In addition, it adds to the three traditional powers, a fourth power called the Council of Citizen Participation and Social Control, made up of former constitutional control bodies and social movements, and mandated to assess whether public policies are constitutional or not.

The new Bolivian constitution was approved on 25 January 2009 by referendum, with 61.4% votes in favor, 38.6% against and a 90.2% turnout. The proposed constitution was prepared by a constituent assembly that did not only reflect the interests of political parties and the elite, but also represented the indigenous peoples and social movements. As in Ecuador, the proclamation of a constituent assembly was demanded by the people, starting in 1990 at a gathering of indigenous peoples from the entire country, continuing with the indigenous marches in the early 2000s and then with the Program Unity Pact (Pacto de Unidad Programático) established by family farmers and indigenous people in September 2004 in Santa Cruz.

The constitution recognizes the autonomy of indigenous peoples, the existence of a specific indigenous legal system, exclusive ownership of forest resources by each community and a quota of indigenous members of parliament. It grants autonomy to counties, which have the right to manage their natural resources and elect their representatives directly. The latifundio system has been outlawed, with maximum ownership of 5,000 hectares allowed per person. Access to water and sanitation are covered by the constitution as human rights that the state has to guarantee, as well as other basic services such as electricity, gas, postal services, and telecommunications that can be provided by either the state or contracting companies. The new constitution also establishes a social and community economic model made up of public, private, and social organizations, and cooperatives. It guarantees private initiative and freedom of enterprise, and assigns public organizations the task of managing natural resources and related processes as well as developing public services covered by the constitution. National and cooperative investment is favored over private and international investment. The "unitary plurinational" state of Bolivia has 36 official indigenous languages along with Spanish. Natural resources belong to the people and are administered by the state. The form of democracy in place is no longer considered as exclusively representative and/or based on parties. Thus, "the people deliberate and exercise government via their representatives and the constituent assembly, the citizen legislative initiative and the referendum..." and "popular representation is exercised via the political parties, citizen groups, and indigenous peoples." This way, "political parties, and/or citizen groups and/or indigenous peoples can present candidates directly for the offices of president, vice-president, senator, house representative, constituent-assembly member, councilor, mayor, and municipal agent. The same conditions apply legally to all..."

Also in Latin America: "Amazonia . . . is an enormous biodiversity reservoir and a major climate-regulation agent for the planet but is being ravaged and deteriorated at an accelerated pace; it is a territory almost entirely devoid of governance, but also a breeding place of grassroots organization initiatives.". "Amazonia can be the fertile field of a true school of 'good' governance if it is looked after as a common and valuable good, first by Brazilians (65% of Amazonia is within Brazilian borders) and the people of the South American countries surrounding it, but also by all the Earth's inhabitants." Accordingly, "[f]rom a world-governance perspective, [Amazonia] is in a way an enormous laboratory. Among other things, Amazonia enables a detailed examination of the negative effects of productivism and of the different forms of environmental packaging it can hide behind, including 'sustainable development.' Galloping urbanization, Human Rights violations, the many different types of conflicts (14 different types of conflicts have been identified within the hundreds of cases observed in Amazonia), protection of indigenous populations and their active participation in local governance: these are among the many Amazonian challenges also affecting the planet as a whole, not to mention the environment. The hosts of local initiatives, including among the indigenous populations, are however what may be most interesting in Amazonia in that they testify to the real, concrete possibility of a different form of organization that combines a healthy local economy, good social cohesion, and a true model of sustainable development—this time not disguised as something else. All of this makes Amazonia 'a territory of solutions.'"

According to Arnaud Blin, the Amazonian problem helps to define certain fundamental questions on the future of humankind. First, there is the question of social justice: "[H]ow do we build a new model of civilization that promotes social justice? How do we set up a new social architecture that allows us to live together?" The author goes on to refer to concepts such as the concept of "people's territory " or even "life territory" rooted in the indigenous tradition and serving to challenge private property and social injustice. He then suggests that the emerging concept of the "responsibility to protect," following up on the "right of humanitarian intervention" and until now used to try to protect populations endangered by civil wars, could also be applied to populations threatened by economic predation and to environmental protection.

Asia

The growing interest in world governance in Asia represents an alternative approach to official messages, dominated by states' nationalist visions. An initiative to develop proposals for world governance took place in Shanghai in 2006, attended by young people from every continent. The initiative produced ideas and projects that can be classified as two types: the first and more traditional type, covering the creation of a number of new institutions such as an International Emissions Organization, and a second more innovative type based on organizing network-based systems. For example, a system of cooperative control on a worldwide level among states and self-organization of civil society into networks using new technologies, a process that should serve to set up a Global Calling-for-Help Center or a new model based on citizens who communicate freely, share information, hold discussions, and seek consensus-based solutions. They would use the Internet and the media, working within several types of organizations: universities, NGOs, local volunteers and civil-society groups.

Given the demographic importance of the continent, the development of discussion on governance and practices in Asia at the regional level, as well as global-level proposals, will be decisive in the years ahead in the strengthening of global dialog among all sorts of stakeholders, a dialog that should produce a fairer world order.

Europe

According to Michel Rocard, Europe does not have a shared vision, but a collective history that allows Europeans to opt for projects for gradual political construction such as the European Union. Drawing on this observation, Rocard conceives of a European perspective that supports the development of three strategies for constructing world governance: reforming the UN, drawing up international treaties to serve as the main source of global regulations, and "the progressive penetration of the international scene by justice."

Rocard considers that there are a number of "great questions of the present days" including recognition by all nations of the International Criminal Court, the option of an international police force authorized to arrest international criminals, and the institution of judicial procedures to deal with tax havens, massively polluting activities, and states supporting terrorist activities. He also outlines "new problems" that should foster debate in the years to come on questions such as a project for a Declaration of Interdependence, how to re-equilibrate world trade and WTO activities, and how to create world regulations for managing collective goods (air, drinking water, oil, etc.) and services (education, health, etc.).

Martin Ortega similarly suggests that the European Union should make a more substantial contribution to global governance, particularly through concerted action in international bodies. European states, for instance, should reach an agreement on the reform of the United Nations Security Council.

In 2011, the European Strategy and Policy Analysis System (ESPAS), an inter-institutional pilot project of the European Union which aims to assist EU policy formulation through the identification and critical analysis of long-term global trends, highlighted the importance of expanding global governance over the next 20 years.

Stakeholders' views

It is too soon to give a general account of the view of world-governance stakeholders, although interest in world governance is on the rise on the regional level, and we will certainly see different types of stakeholders and social sectors working to varying degrees at the international level and taking a stand on the issue in the years to come.

Institutional and state stakeholders

Members of parliament

The World Parliamentary Forum, open to members of parliament from all nations and held every year at the same time as the World Social Forum, drew up a declaration at the sixth forum in Caracas in 2006. The declaration contains a series of proposals that express participants' opinion on the changes referred to.

Regional organizations

The European Commission referred to global governance in its White Paper on European Governance. It contends that the search for better global governance draws on the same set of shared challenges humanity is currently facing. These challenges can be summed up by a series of goals: sustainable development, security, peace and equity (in the sense of "fairness").

Non-state stakeholders

The freedom of thought enjoyed by non-state stakeholders enables them to formulate truly alternative ideas on world-governance issues, but they have taken little or no advantage of this opportunity.
Pierre Calame believes that "[n]on-state actors have always played an essential role in global regulation, but their role will grow considerably in this, the beginning of the twenty-first Century . . . Non-state actors play a key role in world governance in different domains . . . To better understand and develop the non-state actors' role, it should be studied in conjunction with the general principles of governance." "Non-state actors, due to their vocation, size, flexibility, methods of organization and action, interact with states in an equal manner; however this does not mean that their action is better adapted."

One alternative idea encapsulated by many not-for-profit organisations relates to ideas in the 'Human Potential Movement' and might be summarised as a mission statement along these lines: 'To create an accepted framework for all humankind, that is self-regulating and which enables every person to achieve their fullest potential in harmony with the world and its place in existence.'

Since the Rio Earth Summit in 1992, references to the universal collective of humanity have begun using the term 'humankind' rather than 'mankind', given the gender neutral quality of the former.

'Self-regulation' is meant to invoke the concept of regulation which includes rule-making such as laws, and related ideas e.g. legal doctrine as well as other frameworks. However its scope is wider than this and intended to encompass cybernetics which allows for the study of regulation in as many varied contexts as possible from the regulation of gene expression to the Press Complaints Commission for example.

World Religious Leaders

Since 2005, religious leaders from a diverse array of faith traditions have engaged in dialogue with G8 leaders around issues of global governance and world risk. Drawing on the cultural capital of diverse religious traditions, they seek to strengthen democratic norms by influencing political leaders to include the interests of the most vulnerable when they make their decisions. Some have argued that religion is a key to transforming or fixing global governance.

Proposals

Several stakeholders have produced lists of proposals for a new world governance that is fairer, more responsible, solidarity-based, interconnected and respectful of the planet's diversity. Some examples are given below.

Joseph E. Stiglitz proposes a list of reforms related to the internal organization of international institutions and their external role in the framework of global-governance architecture. He also deals with global taxation, the management of global resources and the environment, the production and protection of global knowledge, and the need for a global legal infrastructure.

A number of other proposals are contained in the World Governance Proposal Paper: giving concrete expression to the principle of responsibility; granting civil society greater involvement in drawing up and implementing international regulations; granting national parliaments greater involvement in drawing up and implementing international regulations; re-equilibrating trade mechanisms and adopting regulations to benefit the southern hemisphere; speeding up the institution of regional bodies; extending and specifying the concept of the commons; redefining proposal and decision-making powers in order to reform the United Nations; developing independent observation, early-warning, and assessment systems; diversifying and stabilizing the basis for financing international collective action; and engaging in a wide-reaching process of consultation, a new Bretton Woods for the United Nations.

This list provides more examples of proposals:
  • the security of societies and its correlation with the need for global reforms——a controlled legally-based economy focused on stability, growth, full employment, and North-South convergence;
  • equal rights for all, implying the institution of a global redistribution process;
  • eradication of poverty in all countries;
  • sustainable development on a global scale as an absolute imperative in political action at all levels;
  • fight against the roots of terrorism and crime;
  • consistent, effective, and fully democratic international institutions;
  • Europe sharing its experience in meeting the challenges of globalization and adopting genuine partnership strategies to build a new form of multilateralism.
Dr. Rajesh Tandon, president of the FIM (Montreal International Forum) and of PRIA (Participatory Research in Asia), prepared a framework document entitled "Democratization of Global Governance for Global Democracy: Civil Society Visions and Strategies (G05) conference." He used the document to present five principles that could provide a basis for civil society actions: "Global institutions and agenda should be subjected to democratic political accountability":
  • Democratic policy at the global level requires legitimacy of popular control through representative and direct mechanisms;
  • Citizen participation in decision making at global levels requires equality of opportunity to all citizens of the world;
  • Multiple spheres of governance, from local to provincial to national to regional and global, should mutually support democratization of decision making at all levels;
  • Global democracy must guarantee that global public goods are equitably accessible to all citizens of the world;
  • Blockchain and decentralized platforms can be considered as hyper-political and Global governance tools, capable to manage social interactions on large scale and dismiss traditional central authorities.
Vijaya Ramachandran, Enrique Rueda-Sabater and Robin Kraft also define principles for representation of nations and populations in the system of global governance. They propose a "Two Percent Club" that would provide for direct representation of nations with at least two percent of global population or global GDP; other nations would be represented within international fora through regional blocs.

Academic tool or discipline

In the light of the unclear meaning of the term "global governance" as a concept in international politics, some authors have proposed defining it not in substantive, but in disciplinary and methodological terms. For these authors, global governance is better understood as an analytical concept or optic that provides a specific perspective on world politics different from that of conventional international relations theory. Thomas G. Weiss and Rorden Wilkinson have even argued that global governance has the capacity to overcome some of the fragmentation of international relations as a discipline particularly when understood as a set of questions about the governance of world orders.

Some universities, including those offering courses in international relations, have begun to establish degree programmes in global governance.

Context

There are those who believe that world architecture depends on establishing a system of world governance. However, the equation is currently becoming far more complicated: Whereas the process used to be about regulating and limiting the individual power of states to avoid disturbing or overturning the status quo, the issue for today's world governance is to have a collective influence on the world's destiny by establishing a system for regulating the many interactions that lie beyond the province of state action. The political homogenization of the planet that has followed the advent of what is known as liberal democracy in its many forms should make it easier to establish a world governance system that goes beyond market laissez-faire and the democratic peace originally formulated by Immanuel Kant, which constitutes a sort of geopolitical laissez-faire.

Another view regarding the establishment of global governance is based on the difficulties to achieve equitable development at the world scale. "To secure for all human beings in all parts of the world the conditions allowing a decent and meaningful life requires enormous human energies and far-reaching changes in policies. The task is all the more demanding as the world faces numerous other problems, each related to or even part of the development challenge, each similarly pressing, and each calling for the same urgent attention. But, as Arnold Toynbee has said, 'Our age is the first generation since the dawn of history in which mankind dares to believe it practical to make the benefits of civilization available to the whole human race'."

Need

Because of the heterogeneity of preferences, which are enduring despite globalization, are often perceived as an implacable homogenization process. Americans and Europeans provide a good example of this point: on some issues they have differing common grounds in which the division between the public and private spheres still exist. Tolerance for inequalities and the growing demand for redistribution, attitudes toward risk, and over property rights vs human rights, set the stage. In certain cases, globalization even serves to accentuate differences rather than as a force for homogenization. Responsibility must play its part with respect to regional and International governments, when balancing the needs of its citizenry.

With the growing emergence of a global civic awareness, comes opposition to globalization and its effects. A rapidly growing number of movements and organizations have taken the debate to the international level. Although it may have limitations, this trend is one response to the increasing importance of world issues, that effect the planet.

Crisis of purpose

Pierre Jacquet, Jean Pisani-Ferry, and Laurence Tubiana argue that "[t]o ensure that decisions taken for international integration are sustainable, it is important that populations see the benefits, that states agree on their goals and that the institutions governing the process are seen as legitimate. These three conditions are only partially being met."

The authors refer to a "crisis of purpose" and international institutions suffering from "imbalance" and inadequacy. They believe that for these institutions, "a gap has been created between the nature of the problems that need tackling and an institutional architecture which does not reflect the hierarchy of today's problems. For example, the environment has become a subject of major concern and central negotiation, but it does not have the institutional support that is compatible with its importance."

World government

Global governance is not world government, and even less democratic globalization. In fact, global governance would not be necessary, were there a world government. Domestic governments have monopolies on the use of force—the power of enforcement. Global governance refers to the political interaction that is required to solve problems that affect more than one state or region when there is no power to enforce compliance. Problems arise, and networks of actors are constructed to deal with them in the absence of an international analogue to a domestic government. This system has been termed disaggregated sovereignty.

Consensus example

Improved global problem solving need not involve the establishment of additional powerful formal global institutions. It does involve building consensus on norms and practices. One such area, currently under construction, is the development and improvement of accountability mechanisms. For example, the UN Global Compact brings together companies, UN agencies, labor organizations, and civil society to support universal environmental and social principles. Participation is entirely voluntary, and there is no enforcement of the principles by an outside regulatory body. Companies adhere to these practices both because they make economic sense, and because stakeholders, especially shareholders, can monitor their compliance easily. Mechanisms such as the Global Compact can improve the ability of affected individuals and populations to hold companies accountable. However, corporations participating in the UN Global Compact have been criticized for their merely minimal standards, the absence of sanction-and-control measures, their lack of commitment to social and ecological standards, minimal acceptance among corporations around the world, and the high cost involved in reporting annually to small and medium-sized business
Bitcoin & Beyond: Blockchains, Globalization, and Global Governance workshop brings together an interdisciplinary group of researchers to examine the implications that blockchains pose for globalization and global governance.

Issues

Expansion of normative mechanisms and globalization of institutions

One effect of globalization is the increasing regulation of businesses in the global marketplace. Jan Aart Scholte asserts, however, that these changes are inadequate to meet the needs: "Along with the general intensified globalization of social relations in contemporary history has come an unprecedented expansion of regulatory apparatuses that cover planetary jurisdictions and constituencies. On the whole, however, this global governance remains weak relative to pressing current needs for global public policy. Shortfalls in moral standing, legal foundations, material delivery, democratic credentials and charismatic leadership have together generated large legitimacy deficits in existing global regimes."

Proposals and initiatives have been developed by various sources to set up networks and institutions operating on a global scale: political parties, unions, regional authorities, and members of parliament in sovereign states.

Formulation and objectives

One of the conditions for building a world democratic governance should be the development of platforms for citizen dialogue on the legal formulation of world governance and the harmonization of objectives.

This legal formulation could take the form of a Global Constitution. According to Pierre Calame and Gustavo Marin, "[a] Global Constitution resulting from a process for the institution of a global community will act as the common reference for establishing the order of rights and duties applicable to United Nations agencies and to the other multilateral institutions, such as the International Monetary Fund, the World Bank, and the World Trade Organization." As for formulating objectives, the necessary but insufficient ambition of the United Nations Millennium Development Goals, which aim to safeguard humankind and the planet, and the huge difficulties in implementing them, illustrates the inadequacy of institutional initiatives that do not have popular support for having failed to invite citizens to take part in the elaboration process.

Furthermore, the Global Constitution "must clearly express a limited number of overall objectives that are to be the basis of global governance and are to guide the common action of the U.N. agencies and the multilateral institutions, where the specific role of each of these is subordinated to the pursuit of these common objectives."

Calame proposes the following objectives:
  1. instituting the conditions for sustainable development;
  2. reducing inequalities;
  3. establishing lasting peace while respecting diversity.

Reforming international institutions

Is the UN capable of taking on the heavy responsibility of managing the planet's serious problems? More specifically, can the UN reform itself in such a way as to be able to meet this challenge? At a time when the financial crisis of 2008 is raising the same questions posed by the climate disasters of previous years regarding the unpredictable consequences of disastrous human management, can international financial institutions be reformed in such a way as to go back to their original task, which was to provide financial help to countries in need?

Lack of political will and citizen involvement at the international level has also brought about the submission of international institutions to the "neoliberal" agenda, particularly financial institutions such as the World Bank, the International Monetary Fund, and the World Trade Organization (WTO). Pierre Calame gives an account of this development, while Joseph E. Stiglitz points out that the need for international institutions like the IMF, the World Bank, and the WTO has never been so great, but people's trust in them has never been so low.

One of the key aspects of the United Nations reform is the problem of the representativeness of the General Assembly. The Assembly operates on the principle of "one state, one vote," so that states of hugely varying sizes have the same effect on the vote, which distorts representativeness and results in a major loss of credibility. Accordingly, "the General Assembly has lost any real capacity to influence. This means that the mechanisms for action and consultation organized by rich countries have the leading role."

Gustave Massiah advocates defining and implementing a radical reform of the UN. The author proposes building new foundations that can provide the basis for global democracy and the creation of a Global Social Contract, rooted in the respect and protection of civil, political, economic, social, and cultural rights, as well as in the recognition of the strategic role of international law.

The three ‘gaps’ in global governance

There is the jurisdictional gap, between the increasing need for global governance in many areas - such as health - and the lack of an authority with the power, or jurisdiction, to take action. Moreover, the gap of incentive between the need for international cooperation and the motivation to undertake it. The incentive gap is said to be closing as globalization provides increasing impetus for countries to cooperate. However, there are concerns that, as Africa lags further behind economically, its influence on global governance processes will diminish. At last, the participation gap, which refers to the fact that international cooperation remains primarily the affair of governments, leaving civil society groups on the fringes of policy-making. On the other hand, globalization of communication is facilitating the development of global civil society movements.

Global governance failure

Inadequate global institutions, agreements or networks as well as political and national interests may impede global governance and lead to failures. Such are the consequence of ineffective global governance processes. Qin calls it a necessity to "reconstruct ideas for effective global governance and sustainable world order, which should include the principles of pluralism, partnership, and participation" for a change to this phenomenon. The 2012 Global Risks Report places global governance failure at the center of gravity in its geopolitical category.

Studies of global governance

Studies of global governance are conducted at several academic institutions such as the LSE Department of International Relations (with a previous institution LSE Global Governance closed as a formal research centre of the LSE on 31 July 2011), the Leuven Centre for Global Governance Studies, the Global Governance Programme at the European University Institute, and the Center for Global Governance at Columbia Law School.

Journals dedicated to the studies of global governance include the Chinese Journal of Global Governance, the Global Policy Journal at Durham University, Global Governance: A Review of Multilateralism and International Organizations, and Kosmos Journal for Global Transformation.

A closer look at scenario RCP8.5

by Larry Kummer
Original link:  https://judithcurry.com/2015/12/13/a-closer-look-at-scenario-rcp8-5/

The United Nations Climate Change Conference (COP21) in Paris climate was preceded by a surge of studies and articles warning of a dismal future if we do not take strong policy action. One scenario in the IPCC’s Fifth Assessment Report (AR5) provides the basis for these: RCP8.5. Even a casual examination of this shows it to be a useful worst-case scenario, but not “business as usual”.

(1) An introduction to scenarios about our future

In AR5 four Representative Concentration Pathways (RCPs) describe scenarios for future emissions, concentrations, and land-use, ending with radiative forcing levels of 2.6, 4.5, 6.0, and 8.5 W/m2 by 2100. Strong mitigation policies result in a low forcing level (RCP2.6). Two medium stabilization scenarios lead to intermediate outcomes: (RCP4.5, RCP6.0).

IPCC's AR5: 4 RCPs
Detlef P. van Vuuren et al, Climatic Change, 2011.

RCP8.5 gets the most attention. It assumes the fastest population growth (a doubling of Earth’s population to 12 billion), the lowest rate of technology development, slow GDP growth, a massive increase in world poverty, plus high energy use and emissions. For more about the RCPs see “The representative concentration pathways: an overview” by Detlef P. van Vuuren et al, Climatic Change, Nov 2011.

RCP8.5 assumes a nightmarish world even before climate impacts, resulting from substantial changes to long-standing trends. It provides AR5 with an essential worst case scenario necessary for conservative planning.

Unfortunately scientists often inaccurately describe RCP8.5 as the baseline scenario — a future without policy action: “a relatively conservative business as usual case with low income, high population and high energy demand due to only modest improvements in energy intensity” from “RCP 8.5: A scenario of comparatively high greenhouse gas emissions” by Keywan Riahi et al in Climate Change, November 2011, This is a material misrepresentation of RCP8.5. Scientists then use RCP8.5 to construct horrific visions of the future. They seldom mention its unlikely assumptions.

(2) About RCP8.5, the stuff nightmares are made from

(a) Rapid population growth

RP8.5 assumes population growth at the high end of the current UN forecasts: 80% odds of between 9.6 and 12.3 billion people by 2100 (Gerland, P. et al, Science 10 Oct 2014). Most of this growth occurs in Africa, assuming that the collapse in fertility seem in the rest of the world will not occur there (Iran’s fertility was 6.0% in 1980, it is ~1.6 now, below the replacement rate of 2.1).

Gerland makes a purely probabilistic forecast, without considering if Africa can support the same population density as China does today. Their high end forecast, used in RCP8.5, is that Nigeria’s population will grow from 175 million today to 1.5 billion in 2100. See this for more information about the Gerland 2014 forecast.

RCP8.5: population & gdp
Detlef P. van Vuuren et al, Climatic Change, Nov 2011.

(b) Technological stagnation: back to the 19th Century’s coal-driven world

RCP8.5’s assumes that the centuries long progress of technology will slow. Most importantly, it assumes that three centuries of evolution to ever more efficient energy sources reverses and we burn off almost all of Earth’s fossil fuel reserves.
The IPCC's projection of coal use in RCP 8.5
Keywan Riahi et al in Climate Change, November 2011.

Coal: legend
RCP8.5 describes a hot dirty future for the world, in which coal use increases to become the major source of power for the world.

There is an analytical basis for these forecasts. For example, see “Drivers for the renaissance of coal” by Jan Christoph Steckel et al in PNAS, 2015. The authors predict that coal use will increase not just in China and India, but also in fast-growing poor countries. There are a lot of poor nations in RCP8.5.

But this assumes that the long shift away from coal continues. Data from the Energy Information Agency shows that world coal consumption fell by 98 million short tons (1.2%) in 2012 (most recent data) following peaking in many nations, both poor and rich nations. North American use peaked in 2005; 2012 was down an astonishing 21% since then (USA use in Q1 2015 was down 24% from Q1 2005). Europe peaked in 2007, after 6 of its 9 largest coal-consuming nations peaked: UK and Poland in 2006; Czech, Germany, and Greece in 2007; and Turkey in 2011. Africa peaked in 2008 and Asia in 2011.

History shows that as poor nations grow into the middle income brackets, people become willing to pay for a cleaner environment. That often drives regulations on the mining and burning of coal, which raises its cost (in the US perhaps going to uneconomic levels). We see the first signs of that now in India and China. A March report by the Sierra Club describes the situation:
“From 2005 to 2012, worldwide coal-fired generating capacity boomed, growing at three times the previous pace. The increase in the global coal fleet was twice the size of the entire existing U.S. coal fleet. That boom is now busting. In India, projects shelved or cancelled since 2012 outnumber project completions by six to one, and new construction initiations are at a near-standstill. In both Europe and the U.S., the coal fleet is shrinking, with retirements outnumbering new plants. China faces a looming glut in coal-fired generating capacity, with plant utilization rates at a 35-year low.”
China has been the largest driver of global commodity consumption, including coal. Excluding China, world coal use is flat for 5 years, up only 13% for 10 years, and up only 7% in the previous 25 years (there is no Energy Information Agency data after 2012).

China has shown little concern about climate change, but air pollution from coal is a major public policy problem. “The cost of China’s reliance on coal: 670,000 smog-related deaths a year“. “Beijing to Shut All Major Coal Power Plants to Cut Pollution“. There are headlines like this almost monthly as public pressure grows for drastic action (see this Pew Research poll).

The Sierra Club report describes this and other drivers of China’s shift away from coal…
“Within China, the following policy trends are playing a significant role in determining future coal capacity: (1) Small Plant Replacement Policy, (2) air pollution mitigation, (3) economic restructuring, (4) expanding renewable, gas, nuclear, and hydro power sources, (5) climate policies, (6) energy efficiency initiatives, and (7) shifts in the regional distribution of generating capacity.”
Perhaps these trends will reverse, but that cannot logically be considered the “business as usual” scenario.

Phoenix, Earth's first warp flight
The Phoenix making Earth’s first warp flight on 5 April 2063. Powered by coal?

(c) Technological stagnation: energy efficiency

RCP8.5 assumes no decarbonization of world power sources from new technology (e.g., solar, wind, fission, fusion) or regulations to reduce not just climate change but also air pollution and toxic waste. Although possible, how likely is this? For example, use of solar and wind is skyrocketing as these technologies improve.

RCP8.5 also assumes a slowing of technological innovation, most clearly seen in energy use. By 2100 energy efficiency has improved only slightly, so that despite GDP being one-third lower than under RCP2.6, energy consumption is over twice as large. That breaks the decades long trend, as partially shown in this graph of energy efficiency from the World Bank. There is not reason to assume this progress will halt.

GDP per kilogram of oil equivalent of energy use

Energy Intensity of GDP; from the World Bank

(d) A more realistic view of our energy future

More speculatively, new technology to produce energy might lie in our future. There are dozens of advanced nuclear and fusion projects under development. A new report by Third Way describes that some have matured to the stage attracting private capital:
The American energy sector has experienced enormous technological innovation over the past decade in everything from renewables (solar and wind power), to extraction (hydraulic fracturing), to storage (advanced batteries), to consumer efficiency (advanced thermostats). What has gone largely unnoticed is that nuclear power is poised to join the innovation list.

A new generation of engineers, entrepreneurs and investors are working to commercialize innovative and advanced nuclear reactors. … Third Way has found that there are nearly 50 companies, backed by more than $1.3 billion in private capital, developing plans for new nuclear plants in the U.S. and Canada. The mix includes startups and big-name investors like Bill Gates, all placing bets on a nuclear comeback, hoping to get the technology in position to win in an increasingly carbon-constrained world.

(3) Conclusions

The designers of the RCP’s made a methodological choice that was logical, but was either not understood or ignored by the IPCC’s authors. They started with targets for forcings and created scenarios that would produce them.

The RCP8.5 scenario assumes ominous breaks in several important and long-standing trends. As such it provides a valuable warning against complacency and a reminder to prepare for extreme outcomes. But that meant that there was no business as usual scenario, a critical component for forecasting. None of the RCPs is even remotely close to fulfilling this role.

Worse was the labeling — with no supporting analysis — of RCP8.5 as the business as usual scenario (see the history here). Doing so preceded AR5, as in “Compared to the scenario literature RCP8.5 depicts thus a relatively conservative business as usual case with low income, high population and high energy demand due to only modest improvements in energy intensity” from “RCP 8.5: A scenario of comparatively high greenhouse gas emissions” by Keywan Riahi et al in Climate Change, November 2011.

I have written a description of the year 2100 assuming continuation of existing trends — including substantial advances in fusion. It’s a non-analytical discussion piece, showing that there is a more plausible alternative to RCP8.5’s nightmarish world of 2100. It shows that we need another RCP, one describing a base case showing reasonable projection of current trends.

Preparing that requires extrapolating trends for GDP, population, energy intensity, sources of energy, etc — assuming no breakthroughs in technology (e.g., fusion, a male contraceptive pill) — then calculating the resulting forcing. This should be done by a multidisciplinary team (imo tapping too-narrow a disciplinary base is one of the most serious weakness in climate science today). The cost would be trivial compared to its benefits.

As COP21 has shown, the public policy debate about climate change is gridlocked. Repeating what we have already done, with higher volume, seems unlikely to break it. Let’s draw outside the box and try different tactics.

(4) For More Information

For a detailed look at RCP8.5 see “Scenarios of long-term socio-economic and environmental development under climate stabilization” by Keywan Riahia, Arnulf Grüblera, and Nebojsa Nakicenovica, Technological Forecasting and Social Change, September 2007 (gated). To better understand the evolution of IPCC’s scenarios I recommend this by John Nielsen-Gammon (Prof Atmospheric Science at Texas A&M, Texas State Climatologist).

United States of Europe

From Wikipedia, the free encyclopedia



The United States of Europe, the European state, the European superstate, the European federation and Federal Europe are names used to refer to several similar hypothetical scenarios of the unification of Europe as a single sovereign federation of states (hence superstate), similar to the United States of America, both as projected by writers of speculative fiction and science fiction and by political scientists, politicians, geographers, historians and futurologists. At present, while the European Union (EU) is not officially a federation, various academic observers regard it as having the characteristics of a federal system.

Specifically, the term "United States of Europe" – as a direct comparison with the United States of America – would imply that all the European states would acquire a status similar to that of a U.S. state, becoming constituent parts of a European federation acting as one country.

Traditionally, the term "European Superstate", particularly within the United Kingdom, is used as a criticism of further integration into the EU with the term implying a forced loss of national sovereignty, although the term has occasionally been used positively in the British press.

History

Various versions of the concept have developed over the centuries, many of which are mutually incompatible (inclusion or exclusion of the United Kingdom, secular or religious union, etc.). Such proposals include those from Bohemian King George of Podebrady in 1464; Duc de Sully of France in the seventeenth century; and the plan of William Penn, the Quaker founder of Pennsylvania, for the establishment of a "European Dyet, Parliament or Estates". George Washington also allegedly voiced support for a "United States of Europe", although the authenticity of this statement has been questioned.

19th century

Felix Markham notes how, during a conversation on St. Helena, Napoleon Bonaparte remarked: "Europe thus divided into nationalities freely formed and free internally, peace between States would have become easier: the United States of Europe would become a possibility". "United States of Europe" was also the name of the concept presented by Wojciech Jastrzębowski in About eternal peace between the nations, published 31 May 1831. The project consisted of 77 articles. The envisioned United States of Europe was to be an international organisation rather than a superstate. Giuseppe Mazzini was an early advocate of a "United States of Europe" and regarded European unification as a logical continuation of the unification of Italy. Mazzini created the Young Europe movement.

The term "United States of Europe" (French: États-Unis d'Europe) was used by Victor Hugo, including during a speech at the International Peace Congress held in Paris in 1849. Hugo favoured the creation of "a supreme, sovereign senate, which will be to Europe what parliament is to England" and said: "A day will come when all nations on our continent will form a European brotherhood ... A day will come when we shall see ... the United States of America and the United States of Europe face to face, reaching out for each other across the seas". Hugo planted a tree in the grounds of his residence on the Island of Guernsey and was noted in saying that when this tree matured the United States of Europe would have come into being. This tree to this day is still growing in the gardens of Maison de Hauteville, St. Peter Port, Guernsey, Victor Hugo's residence during his exile from France.

In 1867, Giuseppe Garibaldi and John Stuart Mill joined Victor Hugo at a congress of the League for Peace and Freedom in Geneva. Here the anarchist Mikhail Bakunin stated: "That in order to achieve the triumph of liberty, justice and peace in the international relations of Europe, and to render civil war impossible among the various peoples which make up the European family, only a single course lies open: to constitute the United States of Europe". The French National Assembly also called for a United States of Europe on 1 March 1871.

Early 20th century

"Under a capitalist regime, the United States of Europe are either impossible or reactionary."
V. I. Lenin
Following the catastrophe of the First World War, some thinkers and visionaries again began to float the idea of a politically unified Europe. In 1923, the Austrian Count Richard von Coudenhove-Kalergi founded the Pan-Europa Movement and hosted the First Paneuropean Congress, held in Vienna in 1926. The aim was for a Europe based on the principles of liberalism, Christianity and social responsibility. Before the communist revolution in Russia, Leon Trotsky foresaw a "Federated Republic of Europe — the United States of Europe", created by the proletariat.

In 1929, Aristide Briand, French Prime Minister, gave a speech before the Assembly of the League of Nations in which he proposed the idea of a federation of European nations based on solidarity and in the pursuit of economic prosperity and political and social co-operation. At the League's request, Briand presented a "Memorandum on the organisation of a system of European Federal Union" in 1930.[citation needed] In 1931, French politician Édouard Herriot and British civil servant Arthur Salter both penned books titled The United States of Europe.

After the First World War, Winston Churchill had seen continental Europe as a source of threats and sought to avoid Britain's involvement in European conflicts. On 15 February 1930, Churchill commented in the American journal The Saturday Evening Post that a "European Union" was possible between continental states, but without Britain's involvement:
We see nothing but good and hope in a richer, freer, more contented European commonality. But we have our own dream and our own task. We are with Europe, but not of it. We are linked but not compromised. We are interested and associated but not absorbed.
During the 1930s, Churchill was influenced by and became an advocate of the ideas of Richard von Coudenhove-Kalergi and his Paneuropean Union, though Churchill did not advocate Britain's membership of such a union. (Churchill revisited the idea in 1946).

During the World War II victories of Nazi Germany in 1940, Wilhelm II stated that "the hand of God is creating a new world and working miracles. ... We are becoming the United States of Europe under German leadership, a united European Continent".

In 1941, the Italian anti-fascists Altiero Spinelli and Ernesto Rossi finished writing the Ventotene Manifesto, encouraging a federation of European states.

Post World War II

Churchill used the term "United States of Europe" in a speech delivered on 19 September 1946 at the University of Zurich, Switzerland. In this speech given after the end of the Second World War, Churchill concluded:
We must build a kind of United States of Europe. In this way only will hundreds of millions of toilers be able to regain the simple joys and hopes which make life worth living.
Churchill's was a more cautious approach ("the unionist position") to European integration than was the continental approach that was known as "the federalist position". The Federalists advocated full integration with a constitution, while the Unionist United Europe Movement advocated a consultative body and the Federalists prevailed at the Congress of Europe. The primary accomplishment of the Congress of Europe was the European Court of Human Rights, which predates the European Union.

By the 1950s and 1960s, Europe saw the emergence of two different projects, the European Free Trade Association and the much more political European Economic Community.

Early 21st century

Individuals such as the former German Foreign Minister Joschka Fischer have said (in 2000) that he believes that the EU must in the end become a single federation, with its political leader chosen by direct elections among all of its citizens. However, claims that the (then) proposed Treaty of Nice aimed to create a "European superstate" were rejected by former United Kingdom European Commissioner Chris Patten and by many member-state governments. (As of 2018, the post "President of the European Union" does not exist, nor are there any plans that it should do so).

Proposals for closer union

The member states of the European Union do have many common policies within the EU and on behalf of the EU that are sometimes suggestive of a single state. It has a common executive (the European Commission), a single High Representative for the Common Foreign and Security Policy, a common European Security and Defence Policy, a supreme court (European Court of Justice – but only in matters of European Union law) and an intergovernmental research organisation (the EIROforum with members like CERN). The euro is often referred to as the "single European currency", which has been officially adopted by nineteen EU countries while seven other member countries of the European Union have linked their currencies to the euro in ERM II. In addition a number of European territories outside the EU have adopted the euro unofficially such as Montenegro, the Republic of Kosovo, Monaco, San Marino, the Vatican City and Andorra.


Several pan-European institutions exist separate from the EU. The European Space Agency counts almost all the EU member nations in its membership, but it is independent of the EU and its membership includes nations that are not EU members, notably Switzerland and Norway. The European Court of Human Rights (not to be confused with the European Court of Justice) is also independent of the EU. It is an element of the Council of Europe, which like ESA counts EU members and non-members alike in its membership.

At present, the European Union is a free association of sovereign states designed to further their shared aims. Other than the vague aim of "ever closer union" in the Solemn Declaration on European Union, the EU (meaning its member governments) has no current policy to create either a federation or a confederation. However, in the past Jean Monnet, a person associated with the EU and its predecessor the European Economic Community, did make such proposals. A wide range of other terms are in use to describe the possible future political structure of Europe as a whole and/or the EU. Some of them, such as "United Europe", are used often and in such varied contexts, but they have no definite constitutional status.

In the United States, the concept enters serious discussions of whether a unified Europe is feasible and what impact increased European unity would have on the United States of America's relative political and economic power. Glyn Morgan, a Harvard University associate professor of government and social studies, uses it unapologetically in the title of his book The Idea of a European Superstate: Public Justification and European Integration. While Morgan's text focuses on the security implications of a unified Europe, a number of other recent texts focus on the economic implications of such an entity. Important recent texts here include T.R. Reid's The United States of Europe and Jeremy Rifkin's The European Dream. Neither the National Review nor the Chronicle of Higher Education doubt the appropriateness of the term in their reviews.

European federalist organisations

Various federalist organisations have been created over time supporting the idea of a federal Europe. These include the Union of European Federalists, the European Movement International, the (former) European Federalist Party and Stand Up For Europe.

Union of European Federalists

The Union of European Federalists (UEF) is a European non-governmental organisation campaigning for a Federal Europe. It consists of 20 constituent organisations and it has been active at the European, national and local levels for more than 50 years. A young branch called the Young European Federalists also exists in 30 countries of Europe.

European Movement International

The European Movement International is a lobbying association that coordinates the efforts of associations and national councils with the goal of promoting European integration, and disseminating information about it.

European Federalist Party

The European Federalist Party was a pro-European, pan-European and federalist political party from 2011 to 2016 which advocated further integration of the European Union.

Stand Up for Europe

As the successor movement of the European Federalist Party, Stand Up For Europe is a pan-European NGO that advocates the foundation of a European Federation. Contrary to movements like the UEF or the former EFP, Stand Up for Europe does not command any national levels anymore, but only consists of regional city teams and the European level.

Volt Europa

Volt Europa is a pan-European, progressive movement that stands for a new and inclusive way of doing politics and that wants to bring change for European citizens. The party claims that a new pan-European approach is needed to overcome current and future challenges, such as - among others - climate change, economic inequality, migration, international conflict, terrorism, and the impact of the technological revolution on jobs. Volt says that national parties are powerless in front of these challenges, because they go beyond national borders and need to be tackled by Europeans, as one people. As a transnational party, it believes it can help the European people unite, create a shared vision and understanding, exchange good practices across the continent, and come up with working policies.

Politicians

Guy Verhofstadt

Following the negative referendums about the European Constitution in France and the Netherlands, the Belgian ex prime minister Guy Verhofstadt released in November 2005 his book, written in Dutch, Verenigde Staten van Europa ("United States of Europe") in which he claims – based on the results of a Eurobarometer questionnaire – that the average European citizen wants more Europe. He thinks a federal Europe should be created between those states that wish to have a federal Europe (as a form of enhanced cooperation). In other words, a core federal Europe would exist within the current EU. He also states that these core states should federalise the following five policy areas: a European social-economic policy, technology cooperation, a common justice and security policy, a common diplomacy and a European army. Following the ratification of the Treaty of Lisbon (December 2009) by all member states of the EU, the outline of a common diplomatic service, known as the External Action Service of the European Union (EEAS), was set in place. On 20 February 2009, the European Parliament also voted in favour of the creation of Synchronised Armed Forces Europe (SAFE) as a first step towards a forming a true European military force.

Verhofstadt's book was awarded the first Europe Book Prize, which is organised by the association Esprit d'Europe and supported by former President of the European Commission Jacques Delors. The prize money was €20,000. The prize was declared at the European Parliament in Brussels on 5 December 2007. Swedish crime fiction writer Henning Mankell was the president of the jury of European journalists for choosing the first recipient.

While receiving the reward, Verhofstadt said: "When I wrote this book, I in fact meant it as a provocation against all those who didn't want the European Constitution. Fortunately, in the end a solution was found with the treaty, that was approved".

Viviane Reding

In 2012, Viviane Reding, the Luxembourgish Vice-President of the European Commission called in a speech in Passau Germany and in a series of articles and interviews for the establishment of the United States of Europe as a way to strengthen the unity of Europe.

Matteo Renzi

The Italian Prime Minister Matteo Renzi said in 2014 that under his leadership Italy would use its six-month-long presidency of the European Union to push for the establishment of a United States of Europe.

Martin Schulz

In December 2017, Martin Schulz, who was then the new leader of the German Social Democratic Party, called for a new constitutional treaty for a "United States of Europe". He proposed that this constitution should be written by "a convention that includes civil society and the people" and that any state that declined to accept this proposed constitution should have to leave the bloc. The Guardian's view was that his proposal was "likely to be met with some resistance from [Angela] Merkel and other EU leaders". On that day he also stated that he would like to see a "United States of Europe" by 2025.

Notable individuals

Freddy Heineken

The United States of Europe to Heineken's draft with corrections after 2016.

  Members of the United States of Europe (50 states)
  Members of the European Union (10 countries)

In 1992, Dutch businessman Freddy Heineken, after consulting with historians of the University of Leiden, Henk Wesseling and Willem van den Doel published a brochure "United States of Europe, Eurotopia?". In his work he put forward the idea of creating the United States of Europe as a confederation of 75 states that would be formed according to an ethnic and linguistic principle with a population of 5 to 10 million people. It is noteworthy that in their work in 1992 the authors divided the territory of Yugoslavia and Czechoslovakia, which, in time, disintegrated almost identically to the plan that the brochure had described.

Predictions

Future superpower

The United States of Europe is widely hypotheticised, fictionalised or depicted as a superpower that is as powerful as, or more powerful than, the United States. Some people, such as T.R. Reid, Andrew Reding and Mark Leonard, believe that the power of the hypothetical United States of Europe will rival that of the United States in the twenty-first century. Leonard cites seven factors: Europe's large population, Europe's large economy, Europe's low inflation rates, Europe's central location in the world, the unpopularity and perceived failure of American foreign policy in recent years and certain European countries' highly developed social organisation and quality of life (when measured in terms such as hours worked per week and income distribution). Some experts claim that Europe has developed a sphere of influence called the "Eurosphere".

A small power

Norwegian foreign policy scholar and commentator Asle Toje has argued that the power and reach of the European Union more closely resembles a small power. In his book The EU As a Small Power, he argues that the EU is a response to and function of Europe's unique historical experience in that the EU contains the remnants of not one but five past European orders. Although the 1990s and early 2000s have shown that there is policy space for greater EU engagement in European security, the EU has been unable to meet these expectations.

Asle Toje expresses particular concerns over the EU's security and defence dimension Common Security and Defence Policy, where attempts at pooling resources and forming a political consensus have failed to generate the results expected. These trends, combined with shifts in global power patterns, are seen to have been accompanied by a shift in EU strategic thinking whereby great power ambitions have been scaled down and replaced by a tendency towards hedging vis-à-vis the great powers. The author uses the case of the EUFOR intervention in Darfur and Chad to illustrate that the EU's effectiveness is hampered by a consensus–expectations gap, owing primarily to the lack of an effective decision-making mechanism. In his view, the sum of these developments is that the EU will not be a great power and is taking the place of a small power in the emerging multi-polar international order.

Opposition

The European Union does not include every nation in Europe and there is no consensus among the existing member state governments towards becoming even a loose confederation.
In June 2016, the United Kingdom voted 52% to 48% to leave the European Union.

Polls

Attitude toward further development of the EU into a federation of nation states according to the Eurobarometer Poll of spring 2014.

  EU members with more people in favour of a federation than against it

According to Eurobarometer (2013), 69% of citizens of the EU were in favour of direct elections of the President of the European Commission and 46% support the creation of a united EU army.

Two thirds of respondents think that the EU (instead of a national government alone) should make decisions on foreign policy and more than half of respondents think that the EU should also make decisions on defense.

44% of respondents support the future development of the European Union as a federation of nation states, 35% are opposed. The Nordic countries were the most negative towards a united Europe in this study, as 73% of the Nordics opposed the idea. A large majority of the people for whom the EU conjures up a positive image support the further development of the EU into a federation of nation states (56% versus 27%).

Fiction

In the fictional universe of Eric Flint's best selling alternate history 1632 series, a United States of Europe is formed out of the Confederation of Principalities of Europe, which was composed of several German political units of the 1630s.

Science fiction has made particular use of the idea: Incompetence, a dystopian novel by Red Dwarf creator Rob Grant, is a murder mystery political thriller set in a federated Europe of the near future, where stupidity is a constitutionally protected right. References to a European Alliance or European Hegemony have also existed in episodes of Star Trek: The Next Generation (1987–1994). In the Spy High series of books for young adults, written by A. J. Butcher and set around the 2060s, a united Europe exists in the form of "Europa", and Andrew Roberts's 1995 book The Aachen Memorandum details a United States of Europe formed from a fraudulent referendum entitled the Aachen Referendum.

Since the 2000s a number of computer strategy games set in the future have presented a unified European faction alongside other established military powers such as the United States and Russia. These include Euro Force (a 2006 expansion pack to Battlefield 2) and Battlefield 2142 (also released in 2006, with a 2007 expansion pack). In Battlefield 2142 a united Europe is shown as one of the two great superpowers on Earth, the other being Asia, despite being mostly frozen in a new ice age. The disaster theme continues with Tom Clancy's EndWar (2009), in which a nuclear war between Iran and Saudi Arabia, destroying the Middle Eastern oil supply, prompts the EU to integrate further as the "European Federation" in 2018. One game not to make bold claims of full integration is Shattered Union (2005), set in a future civil war in the United States, with the EU portrayed as a peacekeeping force. The video game series Wipeout instead makes a clear federal reference without a military element: one of the core teams that has appeared in every game is FEISAR. This acronym stands for Federal European Industrial Science and Research. In the video game series Mass Effect set in the 22nd century, the European Union is a sovereign state.

In the backstory of the Fallout series, several European nations joined together after the end of the Second World War, becoming known as the European Commonwealth. Heavily dependent on oil imports from the Middle East, the Commonwealth began a military invasion of the region in April 2052 once oil supplies began to run dry. This marked the beginning of the Resource Wars. After the oil dried up completely in 2060 and both sides were left in ruins, the Commonwealth collapsed into civil war as member states fought over whatever resources remained. It is not specified whether the European Commonwealth is a single federated nation or just an economic bloc similar to the EU.

Tuesday, November 27, 2018

New Antennas Will Take CubeSats to Mars and Beyond

By packing big antennas into tiny satellites, JPL engineers are making space science cheap


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Illustration: John MacNeill

One morning in November 2014, Kamal Oudrhiri, a colleague of mine at the Jet Propulsion Laboratory (JPL), in Pasadena, Calif., burst into my office with an intriguing proposition. A first-of-its-kind satellite was headed for Mars. The satellite would fly alongside NASA’s InSight Mars Lander, relaying data in real time back to Earth during the lander’s critical entry, descent, and landing. “We have to achieve 8 kilobits per second, and we’re limited in terms of power. Our only hope is a large antenna,” Oudrhiri explained. “Oh, and the satellite itself will be only about the size of a briefcase.”

Nothing as diminutive as the Mars satellite—which belongs to a class called CubeSats—had ever gone farther than low Earth orbit. The antenna would be stowed during launch, occupying only about 830 cubic centimeters. Shortly thereafter, it would unfurl to a size three times as large as the satellite itself. It would have to survive the 160-million-kilometer flight to the Red Planet, including the intense vibration of launch and the radiation and extreme temperatures of deep space. How hard could that be?

Fortunately, my colleagues and I love a challenge, and we welcomed the chance to push CubeSat technology to its limits. These tiny spacecraft have become the go-to vessel for researchers and startups doing Earth imaging and monitoring. Compared with traditional satellites, they are relatively inexpensive and small, weighing just a few kilograms, and they can be ready to launch in a matter of months, rather than the years it typically takes to prepare a standard spacecraft. Over time, the onboard sensors and processing that CubeSats can carry have been the beneficiaries of Moore’s Law advancements in electronics, growing more powerful and sophisticated, lighter in weight, and energy efficient.

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Photo: JPL/NASA
 
RainCube's Umbrella: The radar antenna for the tiny RainCube satellite folds up into a 10-by-10-by-15-centimeter canister. Upon deployment, its 30 ribs extend like an umbrella to form a parabolic dish that's still small enough to test in a thermal vacuum chamber.

But a CubeSat’s small size can be a huge liability when it comes to communications. In particular, it’s been too difficult to outfit the satellites with antennas big enough to achieve high data rates or high-resolution radar. And so the tiny satellites have been limited to Earth orbit, unable to advance the scientific frontier beyond the immediate environs of our own planet. If we could somehow figure out a way to equip a CubeSat with a powerful high-gain antenna, vast new opportunities for research and exploration would open up. Earth-orbiting CubeSats could finally start doing radar-based science, such as measuring wind and precipitation. And with high-data-rate antennas, CubeSats could venture out and explore the solar system.

After a couple of years of dedicated effort, the antenna team at JPL finally solved the problem—and in two different ways. In one project, called Radar in a CubeSat (or RainCube), we designed a deployable antenna that will fan out like an umbrella once the satellite reaches orbit. In another project, called Mars Cube One (MarCO) and due for launch in May, we created a flat antenna that unfolds from the surface of the CubeSat. Our success has led NASA to start considering these tiny platforms for missions that were once thought possible only with a large, conventional satellite. Our antenna technology has also been patented and licensed to several commercial space companies. Here’s how we pulled off an engineering feat that many considered too hard and what we learned in the process.

CubeSats aren’t the only tiny satellites around, but they are the most adaptable and have received the widest attention. The basic building block is a cube that’s 10 centimeters on a side and weighs a little over a kilogram at most. From there, such “one unit” or “1U” cubes can be joined together as necessary; common variations are built from 3, 6, or 12 cubes.

Engineers at Stanford University and California Polytechnic State University initially developed CubeSats in 1999 as a way to introduce students to the hands-on process of designing, fabricating, launching, and operating a satellite. Since then, a large variety of CubeSat subsystems have been fielded, and they’ve become versatile tools for specialized missions.

Best of all, they are quick to assemble. At JPL we’ve gone from formulation to delivering the finished design to the assembly and test facility in 10 to 12 months, instead of the three or more years it would take for a larger, less modular spacecraft.

Of course, a conventional satellite weighing thousands of kilograms can carry many more instruments than a tiny CubeSat can. But for a mission with a specific goal, CubeSats can be a cheap and attractive option. What’s more, launching constellations of CubeSats will boost the spacecraft’s temporal resolution, allowing them to remotely sense the same area more frequently than a larger spacecraft could. With some help from our new antennas, RainCube’s and MarCO’s missions are not only feasible but eminently sensible.

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Photo: JPL/NASA
 
Antenna Engineers: The Jet Propulsion Laboratory team that developed the RainCube antenna included Jonathan Sauder (in checked shirt) and Nacer E. Chahat.

As its name suggests, RainCube is built to watch the weather. Its radar will help NASA study precipitation and improve weather-forecasting models. NASA scientists are planning to launch a constellation of such satellites to achieve better temporal resolution than a single large satellite can provide.

This tiny radar craft is only about the size of a cereal box (“6U” in CubeSat parlance). The power system, the computer, the control system, and everything else must fit into that box. And like any box of cereal, it needs room for a prize: the radar. Through some ingenious engineering, RainCube’s principal investigator, Eva Peral, managed to simplify the radar instrumentation and shrink it by an order of magnitude. Still, by the time everything else had been crammed in, only one-fourth of the space was left for the radar and its antenna.

The satellite will send and receive radar signals through a parabolic antenna. The main dish will reflect the signals onto a device called a subreflector, which will channel them into a “feedhorn” and from there into the satellite’s radar circuitry. At an altitude of 450 to 500 km, RainCube’s radar will survey the clouds it’s flying over, and so it requires a half-meter-wide antenna to achieve a 10-km-wide radar footprint. Prior to being deployed, however, that antenna needs to fold up into a canister measuring 10 by 10 by 15 cm. And the 35.75-⁠gigahertz frequency at which the radar operates means that the reflector must deploy so precisely that its shape deviates from perfection by no more than 200 micrometers.

Clearly, we had some tough design challenges to overcome. After some intense brainstorming, the RainCube antenna team—which consisted of Jonathan Sauder, Mark Thomson, Richard Hodges, Yahya Rahmat-Samii, and me—settled on an antenna that works a bit like an umbrella stuffed into a jack-in-the-box. This approach was the simplest solution, given the volume available.

When an umbrella opens, the ribs extend outward and stretch the fabric until it’s taut. RainCube’s antenna works the same way: During deployment, a series of ribs pull the antenna into the right shape to transmit and receive signals.

The precision and the accuracy of that shape are dictated by the number of ribs. If we used just three ribs, the absolute minimum, it would create a three-sided pyramid, while an infinite number of ribs would in theory create a perfectly accurate parabolic surface. But adding more ribs also increases the chance of things going wrong during deployment.

We eventually determined that 30 was the optimal number of ribs for RainCube. That’s enough ribs to provide a sufficiently accurate surface while keeping the risk of deployment failure acceptably small. To further improve the overall accuracy of the radar antenna system, the engineers designed the subreflector to account for the shape of the 30-rib antenna—including its minute deviations from the ideal—and to focus the radar properly. This tuning of the subreflector boosts the antenna’s efficiency by 6 percent, which translates into a 12 percent improvement in the radar’s signal-to-noise ratio.

It wasn’t just the antenna’s shape that had to be rethought. In a deployable structure, coaxial cable is the common choice to get radio-frequency signals from a feedhorn into the body of a satellite. But at the Ka-band frequencies that RainCube will use, a cable would lose too much of the signal. So JPL engineers designed a waveguide feed—consisting of a hollow metal tube through which the signals propagate—that will remain in place while the rest of the antenna slides along it and unfolds.

RainCube’s umbrella design was clever, but space is a challenging environment for any electromechanical system. The antenna will endure intense vibrations during launch as well as huge temperature variations in orbit—typically –20 °C to 85 °C for internal components—as the CubeSat moves in and out of Earth’s shadow. Up there, a failure in even a minor component can scrub an entire mission, as NASA engineers know all too well.

RainCube’s antenna has obvious similarities to the 18-rib high-gain antenna on the Galileo probe, which failed to deploy in 1991. But we had an advantage here. Unlike Galileo’s 4.8-meter-wide antenna, RainCube’s is small enough to test inside a vacuum chamber, so we were able to run trials in all conditions. And indeed, after the first vibration test, one of the ribs didn’t deploy, which the team traced to a design flaw in a single spring. After we redesigned this part, the antenna passed all its tests. It’s now ready for launch, which could happen as soon as this May. A successful mission will be a watershed event, opening the way for entire constellations of CubeSats carrying scientific experiments into Earth orbit.

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Photos: JPL/NASA
 
Messages From Mars: The twin MarCO CubeSats [bottom] will launch this May to Mars, where they’ll send data from the InSight lander back to Earth, 160 million kilometers away. The satellites use a flat antenna called a reflectarray, the surface of which is patterned to mimic a parabolic dish, concentrating signals toward Earth. The MarCO antenna team [top] includes [from left] Richard Hodges, Joseph Vacchione, Phillip Walkemeyer, the author, Savannah Velasco, Vinh Bach, and Emmanuel Decrossas.      

It’s hard to imagine something as tiny and intricate as a CubeSat surviving the void of interplanetary space. Nevertheless, that’s what we expect two briefcase-size CubeSats to do this year. The twin Mars Cube One (MarCO) CubeSats will be the first to travel into deep space, flying with NASA’s InSight lander when it launches in May. Arriving at the Red Planet in November, these CubeSats will help provide real-time communication between the lander and NASA’s Deep Space Network here on Earth. They’ll be working alongside the Mars Reconnaissance Orbiter (MRO), which has been orbiting the planet since 2006.

The MarCO CubeSats are designed to receive data from InSight’s entry, descent, and landing using a deployable UHF loop antenna. Each satellite’s software-defined radio will then retransmit the data at a higher X-band frequency for the 160-million-km trip across interplanetary space back to Earth. One of the Deep Space Network antennas, which each measure 70 meters across, will receive the data. Given the limited RF output power of the CubeSat radio, the tiny satellite’s antenna needs an aperture of 33.5 by 60 cm to establish a reliable radio link at 8 kilobits per second.

Ideally, the MarCO CubeSats would have parabolic antennas like RainCube’s, but there just isn’t room. The team was given only 4 percent of the spacecraft payload’s volume to work with, and our solution had to weigh less than a kilogram. As if that weren’t daunting enough, we were confined to using just one side of the CubeSat. MarCO’s tight schedule—nine months from the beginning of antenna development to integration on the spacecraft—meant that we didn’t have time to design custom parts. So we needed a simple design that relied on off-the-shelf parts wherever possible.

We created a flat antenna, called a reflectarray, which consists of a three-part panel that flips out from the side of the spacecraft and opens under the power of spring-loaded hinges. As the panel flips away from the body of the spacecraft, the antenna feedhorn also pops up, rotating around an off-the-shelf connector. We dotted the antenna’s flat surface with a reflective pattern so that it can mimic a parabolic antenna and concentrate signals in the direction of Earth.

When the MarCOs launch, they will likely carry the first reflectarrays into deep space. If the mission succeeds, we could see more such CubeSats fulfilling similar roles. Right now, for instance, data from Mars rovers and landers is relayed back to Earth via larger spacecraft such as the MRO. Future CubeSats could go into orbit around Mars and help relay that data, at a much lower cost.

The antennas that RainCube and MarCO will use can do much more than what’s called for in their specific missions. Indeed, our team is already working on larger deployable antennas based on the same principles. Next up is the One Meter Reflectarray (OMERA) antenna, which is a square reflectarray that measures 1 meter on a side. We believe such an antenna could be used for deep-space communications as well as higher-resolution RainCube-like orbiters.

It’s an exciting era for CubeSats and other small satellites, and there is much more to come. Exploration Mission 1, the first planned flight of NASA’s replacement for the space shuttle, will carry 13 CubeSat missions. Some will visit the moon, others will depart for deep space, but all of these tiny spacecraft will have one thing in common: small antennas capable of supporting big science.

This article appears in the February 2018 print magazine as “A Mighty Antenna From a Tiny CubeSat Grows.”

About the Author

Nacer E. Chahat is a senior engineer at the Jet Propulsion Laboratory, in Pasadena, Calif.

Equality (mathematics)

From Wikipedia, the free encyclopedia https://en.wikipedia.org/wiki/Equality_...