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Saturday, August 9, 2014

Jean-Jacques Rousseau

Jean-Jacques Rousseau

From Wikipedia, the free encyclopedia
Jean-Jacques Rousseau
Jean-Jacques Rousseau (painted portrait).jpg
Rousseau in 1753, by Maurice Quentin de La Tour
Born(1712-06-28)28 June 1712
Geneva, Republic of Geneva
Died2 July 1778(1778-07-02) (aged 66)
Ermenonville, France
Era18th-century philosophy
(Modern philosophy)
RegionWestern Philosophy
SchoolSocial contract theory
Romanticism
Main interestsPolitical philosophy, music, education, literature, autobiography
Notable ideasGeneral will, amour-propre, moral simplicity of humanity, child-centered learning, civil religion, popular sovereignty, positive liberty
SignatureJean-Jacques Rousseau Signature.svg

Jean-Jacques Rousseau (French: [ʒɑ̃ʒak ʁuso]; 28 June 1712 – 2 July 1778) was a Genevan philosopher, writer, and composer of the 18th century. His political philosophy influenced the French Revolution as well as the overall development of modern political, sociological, and educational thought.

Rousseau's novel Émile, or On Education is a treatise on the education of the whole person for citizenship. His sentimental novel Julie, or the New Heloise was of importance to the development of pre-romanticism[1] and romanticism in fiction.[2] Rousseau's autobiographical writings — his Confessions, which initiated the modern autobiography, and his Reveries of a Solitary Walker — exemplified the late 18th-century movement known as the Age of Sensibility, and featured an increased focus on subjectivity and introspection that later characterized modern writing. His Discourse on the Origin of Inequality and his On the Social Contract are cornerstones in modern political and social thought. He argued that private property was conventional and the beginning of true civil society.

Rousseau was a successful composer of music, who wrote seven operas as well as music in other forms, and made contributions to music as a theorist. As a composer, his music was a blend of the late Baroque style and the emergent Classical fashion, and he belongs to the same generation of transitional composers as Christoph Willibald Gluck and C.P.E. Bach. One of his more well-known works is the one-act opera Le devin du village, containing the duet "Non, Colette n'est point trompeuse" which was later rearranged as a standalone song by Beethoven.[3]

During the period of the French Revolution, Rousseau was the most popular of the philosophes among members of the Jacobin Club. Rousseau was interred as a national hero in the Panthéon in Paris, in 1794, 16 years after his death.

Biography

Youth

Rousseau was born in Geneva, which was at the time a city-state and a Protestant associate of the Swiss Confederacy. Since 1536, Geneva had been a Huguenot republic and the seat of Calvinism.
Five generations before Rousseau, his ancestor Didier, a bookseller who may have published Protestant tracts, had escaped persecution from French Catholics by fleeing to Geneva in 1549, where he became a wine merchant.[4]

Rousseau was proud that his family, of the moyen order (or middle-class), had voting rights in the city. Throughout his life, he generally signed his books "Jean Jacques Rousseau, Citizen of Geneva".[5]

Geneva, in theory, was governed democratically by its male voting "citizens". The citizens were a minority of the population when compared to the immigrants, referred to as "inhabitants", whose descendants were called "natives" and continued to lack suffrage. In fact, rather than being run by vote of the "citizens", the city was ruled by a small number of wealthy families that made up the "Council of Two Hundred"; these delegated their power to a twenty-five member executive group from among them called the "Little Council".

There was much political debate within Geneva, extending down to the tradespeople. Much discussion was over the idea of the sovereignty of the people, of which the ruling class oligarchy was making a mockery. In 1707, a democratic reformer named Pierre Fatio protested this situation, saying "A sovereign that never performs an act of sovereignty is an imaginary being."[4] He was shot by order of the Little Council. Jean-Jacques Rousseau's father Isaac was not in the city at this time, but Jean-Jacques's grandfather supported Fatio and was penalized for it.[5]
The house where Rousseau was born at number 40, Grand-Rue.

The trade of watchmaking had become a family tradition by the time of Rousseau's father, Isaac Rousseau. Isaac followed his grandfather, father and brothers into the business, except for a short stint teaching dance as a dance master.[4] Isaac notwithstanding his artisan status, was well educated and a lover of music. "A Genevan watchmaker," Rousseau wrote, "is a man who can be introduced anywhere; a Parisian watchmaker is only fit to talk about watches."[6] In 1699, Isaac ran into political difficulty by entering a quarrel with visiting English officers, who in response drew their swords and threatened him. After local officials stepped in, it was Isaac who was punished, as Geneva was concerned with maintaining its ties to foreign powers.[4]

Rousseau's mother, Suzanne Bernard Rousseau, was from an upper-class family who was raised by her uncle Samuel Bernard, a Calvinist preacher. He cared for Suzanne after her father Jacques (who had run into trouble with the legal/religious authorities for fornication and having a mistress) died in his early thirties.[4] In 1695, Suzanne had to answer charges that she had attended a street theater disguised as a peasant woman so she could gaze upon M. Vincent Sarrasin, whom she fancied despite his continuing marriage. After a hearing, she was ordered by the Genevan Consistory to never interact with him again.[4] She married Rousseau's father at the age of 31. Isaac's sister had married Suzanne's brother eight years earlier, after she had become pregnant and they had been chastised by the Consistory. (The child died at birth.) Later, the young Rousseau was told a romantic fairy-tale about the situation by the adults in his family—a tale where young love was denied by a disapproving patriarch but that prevailed by sibling loyalty that, in the story, resulted in love conquering all and two marriages uniting the families on the same day. Rousseau never learnt the truth.[4]

Rousseau was born on June 28, 1712, and he would later relate: "I was born almost dying, they had little hope of saving me."[4] He was baptized on July 4, 1712, in the great cathedral.[4] His mother died of puerperal fever nine days after his birth, which he later described as "the first of my misfortunes."[4]

He and his older brother François were brought up by their father and a paternal aunt, also named Suzanne. When Rousseau was five, his father sold the house that the family had received from his mother's relatives. While the idea was that his sons would inherit the principal when grown up and he would live off the interest in the meantime, in the end the father took most of the substantial proceeds.[4] With the selling of the house, the Rousseau family moved out of the upper-class neighborhood and moved into an apartment house in a neighborhood of craftsmen—silversmiths, engravers, and other watchmakers.[4] Growing up around craftsmen, Rousseau would later contrast them favorably to those who produced more aesthetic works, writing "those important persons who are called artists rather than artisans, work solely for the idle and rich, and put an arbitrary price on their baubles."[4] Rousseau was also exposed to class politics in this environment, as the artisans often agitated in a campaign of resistance against the privileged class running Geneva.[4]

Rousseau had no recollection of learning to read, but he remembered how when he was 5 or 6 his father encouraged his love of reading:
Every night, after supper, we read some part of a small collection of romances [i.e., adventure stories], which had been my mother's. My father's design was only to improve me in reading, and he thought these entertaining works were calculated to give me a fondness for it; but we soon found ourselves so interested in the adventures they contained, that we alternately read whole nights together and could not bear to give over until at the conclusion of a volume. Sometimes, in the morning, on hearing the swallows at our window, my father, quite ashamed of this weakness, would cry, "Come, come, let us go to bed; I am more a child than thou art." (Confessions, Book 1)
Rousseau's reading of escapist stories (such as L'Astrée by Honoré d'Urfé) had an effect on him; he later wrote that they "gave me bizarre and romantic notions of human life, which experience and reflection have never been able to cure me of."[4] After they had finished reading the novels, they began to read a collection of ancient and modern classics left by his mother's uncle. Of these, his favorite was Plutarch's Lives of the Noble Greeks and Romans, which he would read to his father while he made watches. Rousseau saw Plutarch's work as another kind of novel—the noble actions of heroes—and he would act out the deeds of the characters he was reading about.[4]

Witnessing the local townsfolk participate in militias made a big impression on Rousseau. Throughout his life, he would recall one scene where, after the volunteer militia had finished its manoeuvres, they began to dance around a fountain and most of the people from neighboring buildings came out to join them, including him and his father. Rousseau would always see militias as the embodiment of popular spirit in opposition to the armies of the rulers, whom he saw as disgraceful mercenaries.[4]

When Rousseau was 10, his father, an avid hunter, got into a legal quarrel with a wealthy landowner on whose lands he had been caught trespassing. To avoid certain defeat in the courts, he moved away to Nyon in the territory of Bern, taking Rousseau's aunt Suzanne with him. He remarried, and from that point Jean-Jacques saw little of him.[7] Jean-Jacques was left with his maternal uncle, who packed him, along with his own son, Abraham Bernard, away to board for two years with a Calvinist minister in a hamlet outside Geneva. Here, the boys picked up the elements of mathematics and drawing. Rousseau, who was always deeply moved by religious services, for a time even dreamed of becoming a Protestant minister.
Les Charmettes: where Rousseau lived with Mme de Warens in 1735-6, now a museum dedicated to Rousseau.

Virtually all our information about Rousseau's youth has come from his posthumously published Confessions, in which the chronology is somewhat confused, though recent scholars have combed the archives for confirming evidence to fill in the blanks. At age 13, Rousseau was apprenticed first to a notary and then to an engraver who beat him. At 15, he ran away from Geneva (on 14 March 1728) after returning to the city and finding the city gates locked due to the curfew.

In adjoining Savoy he took shelter with a Roman Catholic priest, who introduced him to Françoise-Louise de Warens, age 29. She was a noblewoman of Protestant background who was separated from her husband. As professional lay proselytizer, she was paid by the King of Piedmont to help bring Protestants to Catholicism. They sent the boy to Turin, the capital of Savoy (which included Piedmont, in what is now Italy), to complete his conversion. This resulted in his having to give up his Genevan citizenship, although he would later revert to Calvinism in order to regain it.

In converting to Catholicism, both De Warens and Rousseau were likely reacting to Calvinism's insistence on the total depravity of man. Leo Damrosch writes, "an eighteenth-century Genevan liturgy still required believers to declare ‘that we are miserable sinners, born in corruption, inclined to evil, incapable by ourselves of doing good'."[8] De Warens, a deist by inclination, was attracted to Catholicism's doctrine of forgiveness of sins.

Adulthood

Finding himself on his own, since his father and uncle had more or less disowned him, the teenage Rousseau supported himself for a time as a servant, secretary, and tutor, wandering in Italy (Piedmont and Savoy) and France. During this time, he lived on and off with De Warens, whom he idolized and called his "maman". Flattered by his devotion, De Warens tried to get him started in a profession, and arranged formal music lessons for him. At one point, he briefly attended a seminary with the idea of becoming a priest.

When Rousseau reached 20, De Warens took him as her lover, while intimate also with the steward of her house. The sexual aspect of their relationship (in fact a ménage à trois) confused Rousseau and made him uncomfortable, but he always considered De Warens the greatest love of his life. A rather profligate spender, she had a large library and loved to entertain and listen to music. She and her circle, comprising educated members of the Catholic clergy, introduced Rousseau to the world of letters and ideas.

Rousseau had been an indifferent student, but during his 20s, which were marked by long bouts of hypochondria, he applied himself in earnest to the study of philosophy, mathematics, and music. At 25, he came into a small inheritance from his mother and used a portion of it to repay De Warens for her financial support of him. At 27, he took a job as a tutor in Lyon.

In 1742, Rousseau moved to Paris in order to present the Académie des Sciences with a new system of numbered musical notation he believed would make his fortune. His system, intended to be compatible with typography, is based on a single line, displaying numbers representing intervals between notes and dots and commas indicating rhythmic values. Believing the system was impractical, the Academy rejected it, though they praised his mastery of the subject, and urged him to try again.
Palazzo belonging to Tommaso Querini at 968 Cannaregio Venice that served as the French Embassy during Rousseau's period as Secretary to the Ambassador

From 1743 to 1744, Rousseau had an honorable but ill-paying post as a secretary to the Comte de Montaigue, the French ambassador to Venice. This awoke in him a lifelong love for Italian music, particularly opera:
I had brought with me from Paris the prejudice of that city against Italian music; but I had also received from nature a sensibility and niceness of distinction which prejudice cannot withstand. I soon contracted that passion for Italian music with which it inspires all those who are capable of feeling its excellence. In listening to barcaroles, I found I had not yet known what singing was... —Confessions
Rousseau's employer routinely received his stipend as much as a year late and paid his staff irregularly.[9] After 11 months, Rousseau quit, taking from the experience a profound distrust of government bureaucracy.

Return to Paris

Returning to Paris, the penniless Rousseau befriended and became the lover of Thérèse Levasseur, a seamstress who was the sole support of her mother and numerous ne'er-do-well siblings. At first, they did not live together, though later Rousseau took Thérèse and her mother in to live with him as his servants, and himself assumed the burden of supporting her large family. According to his Confessions, before she moved in with him, Thérèse bore him a son and as many as four other children (there is no independent verification for this number[10]).

Rousseau wrote that he persuaded Thérèse to give each of the newborns up to a foundling hospital, for the sake of her "honor". "Her mother, who feared the inconvenience of a brat, came to my aid, and she [Thérèse] allowed herself to be overcome" (Confessions). In his letter to Madame de Francueil in 1751, he first pretended that he wasn't rich enough to raise his children but in book IX of the confessions, he gave the true reasons of his choice : "I trembled at the thought of intrusting them to a family ill brought up, to be still worse educated. The risk of the education of the foundling hospital was much less."

Ten years later, Rousseau made inquiries about the fate of his son, but no record could be found. When Rousseau subsequently became celebrated as a theorist of education and child-rearing, his abandonment of his children was used by his critics, including Voltaire and Edmund Burke, as the basis for ad hominem attacks. In an irony of fate, Rousseau's later injunction to women to breastfeed their own babies (as had previously been recommended by the French natural scientist Buffon), probably saved the lives of thousands of infants.[citation needed]

While in Paris, Rousseau became a close friend of French philosopher Diderot and, beginning with some articles on music in 1749,[11] contributed numerous articles to Diderot and D'Alembert's great Encyclopédie, the most famous of which was an article on political economy written in 1755.
Rousseau's ideas were the result of an almost obsessive dialogue with writers of the past, filtered in many cases through conversations with Diderot. In 1749, Rousseau was paying daily visits to Diderot, who had been thrown into the fortress of Vincennes under a lettre de cachet for opinions in his "Lettre sur les aveugles", that hinted at materialism, a belief in atoms, and natural selection.

Rousseau had read about an essay competition sponsored by the Académie de Dijon to be published in the Mercure de France on the theme of whether the development of the arts and sciences had been morally beneficial. He wrote that while walking to Vincennes (about three miles from Paris), he had a revelation that the arts and sciences were responsible for the moral degeneration of mankind, who were basically good by nature. Rousseau's 1750 "Discourse on the Arts and Sciences" was awarded the first prize and gained him significant fame.

Rousseau continued his interest in music. He wrote both the words and music of his opera Le Devin du Village (The Village Soothsayer), which was performed for King Louis XV in 1752. The king was so pleased by the work that he offered Rousseau a lifelong pension. To the exasperation of his friends, Rousseau turned down the great honor, bringing him notoriety as "the man who had refused a king's pension." He also turned down several other advantageous offers, sometimes with a brusqueness bordering on truculence that gave offense and caused him problems. The same year, the visit of a troupe of Italian musicians to Paris, and their performance of Giovanni Battista Pergolesi's La Serva Padrona, prompted the Querelle des Bouffons, which pitted protagonists of French music against supporters of the Italian style. Rousseau as noted above, was an enthusiastic supporter of the Italians against Jean-Philippe Rameau and others, making an important contribution with his Letter on French Music.

Return to Geneva (1754)

On returning to Geneva in 1754, Rousseau reconverted to Calvinism and regained his official Genevan citizenship. In 1755, Rousseau completed his second major work, the Discourse on the Origin and Basis of Inequality Among Men (the Discourse on Inequality), which elaborated on the arguments of the Discourse on the Arts and Sciences.

He also pursued an unconsummated romantic attachment with the 25-year-old Sophie d'Houdetot, which partly inspired his epistolary novel, Julie, ou la nouvelle Héloïse (also based on memories of his idyllic youthful relationship with Mme de Warens). Sophie was the cousin and houseguest of Rousseau's patroness and landlady Madame d'Epinay, whom he treated rather highhandedly. He resented being at Mme d'Epinay's beck and call and detested the insincere conversation and shallow atheism of the Encyclopedistes whom he met at her table. Wounded feelings gave rise to a bitter three-way quarrel between Rousseau and Madame d'Epinay; her lover, the journalist Grimm; and their mutual friend, Diderot, who took their side against Rousseau. Diderot later described Rousseau as being "false, vain as Satan, ungrateful, cruel, hypocritical, and wicked ... He sucked ideas from me, used them himself, and then affected to despise me".[12]
Pierre Alexandre du Peyrou, rich inhabitant of Neufchâtel, plantation owner, writer, friend and publisher of some of Rousseau's oeuvre. His mansion was Le Palais du Peyrou.

Rousseau's break with the Encyclopedistes coincided with the composition of his three major works, in all of which he emphasized his fervent belief in a spiritual origin of man's soul and the universe, in contradistinction to the materialism of Diderot, La Mettrie, and d'Holbach. During this period, Rousseau enjoyed the support and patronage of Charles François Frédéric de Montmorency-Luxembourg, and the Prince de Conti, two of the richest and most powerful nobles in France. These men truly liked Rousseau and enjoyed his ability to converse on any subject, but they also used him as a way of getting back at Louis XV and the political faction surrounding his mistress, Mme de Pompadour. Even with them, however, Rousseau went too far, courting rejection when he criticized the practice of tax farming, in which some of them engaged.[13]

Rousseau's 800-page novel of sentiment, Julie, ou la nouvelle Héloïse, was published in 1761 to immense success. The book's rhapsodic descriptions of the natural beauty of the Swiss countryside struck a chord in the public and may have helped spark the subsequent nineteenth-century craze for Alpine scenery. In 1762, Rousseau published Du Contrat Social, Principes du droit politique (in English, literally Of the Social Contract, Principles of Political Right) in April. Even his friend Antoine-Jacques Roustan felt impelled to write a polite rebuttal of the chapter on Civil Religion in the Social Contract, which implied that the concept of a Christian Republic was paradoxical since Christianity taught submission rather than participation in public affairs. Rousseau even helped Roustan find a publisher for the rebuttal.[14]

Rousseau published Emile: or, On Education in May. A famous section of Émile, "The Profession of Faith of a Savoyard Vicar", was intended to be a defense of religious belief. Rousseau's choice of a Catholic vicar of humble peasant background (plausibly based on a kindly prelate he had met as a teenager) as a spokesman for the defense of religion was in itself a daring innovation for the time. The vicar's creed was that of Socinianism (or Unitarianism as it is called today). Because it rejected original sin and divine Revelation, both Protestant and Catholic authorities took offense.[15]
A 1766 portrait of Rousseau wearing an Armenian costume by Allan Ramsay.

Moreover, Rousseau advocated the opinion that, insofar as they lead people to virtue, all religions are equally worthy, and that people should therefore conform to the religion in which they have been brought up. This religious indifferentism caused Rousseau and his books to be banned from France and Geneva. He was condemned from the pulpit by the Archbishop of Paris, his books were burned, and warrants were issued for his arrest.[15] Former friends such as Jacob Vernes of Geneva could not accept his views, and wrote violent rebuttals.[16]

Rousseau is forced to flee

A sympathetic observer, Scottish philosopher David Hume, "professed no surprise when he learned that Rousseau's books were banned in Geneva and elsewhere." Rousseau, he wrote, "has not had the precaution to throw any veil over his sentiments; and, as he scorns to dissemble his contempt for established opinions, he could not wonder that all the zealots were in arms against him. The liberty of the press is not so secured in any country ... as not to render such an open attack on popular prejudice somewhat dangerous.'"[17]

Rousseau, who intended to defend religion, was despondent. While he may have hoped otherwise, Rousseau knew his words would be inflammatory and that they faced censorship. Forced to flee arrest, he made his way, with the help of the Duc of Luxembourg and Prince de Conti, to Neuchâtel, a Canton of the Swiss Confederation that was a protectorate of the Prussian crown. His powerful protectors discreetly assisted him in his flight, and they helped to get his banned books (published in Holland by Marc-Michel Rey) distributed in France disguised as other works, using false covers and title pages. In the town of Môtiers, he sought and found protection under Lord Keith, who was the local representative of Frederick the Great of Prussia a proponent of enlightened absolutism. While in Môtiers, Rousseau wrote the Constitutional Project for Corsica (Projet de Constitution pour la Corse, 1765).

In Britain (1765)

After his house in Môtiers was stoned on the night of 6 September 1765, Rousseau took refuge in Great Britain with Hume, who found lodgings for him at a friend's country estate in Wootton in Staffordshire. Neither Thérèse nor Rousseau was able to learn English or make friends. Isolated, Rousseau, never very emotionally stable, suffered a serious decline in his mental health and began to experience paranoid fantasies about plots against him involving Hume and others. "He is plainly mad, after having long been maddish", Hume wrote to a friend.[18] Rousseau's letter to Hume, in which he articulates the perceived misconduct, sparked an exchange which was published in Paris and received with great interest at the time.
The tomb of Rousseau in the crypt of the Panthéon, Paris

France (1767)

Although officially barred from entering France before 1770, Rousseau returned in 1767 under a false name. In 1768, he went through a marriage of sorts to Thérèse (marriages between Catholics and Protestants were illegal), whom he had always hitherto referred to as his "housekeeper". Though she was illiterate, she had become a remarkably good cook, a hobby her husband shared.

In 1770, they were allowed to return to Paris. As a condition of his return, he was not allowed to publish any books, but after completing his Confessions, Rousseau began private readings in 1771. At the request of Madame d'Epinay, who was anxious to protect her privacy, however, the police ordered him to stop, and the Confessions was only partially published in 1782, four years after his death. All his subsequent works were to appear posthumously.

In 1772, Rousseau was invited to present recommendations for a new constitution for the Polish-Lithuanian Commonwealth, resulting in the Considerations on the Government of Poland, which was to be his last major political work. In 1776, he completed Dialogues: Rousseau Judge of Jean-Jacques and began work on the Reveries of the Solitary Walker. In order to support himself, he returned to copying music, spending his leisure time in the study of botany.

Final years

Although Rousseau was a celebrity, his mental health did not permit him to enjoy his fame. His final years were largely spent in deliberate withdrawal. However, he did respond favorably to an approach from the composer Gluck, whom he met in 1774. Gluck admired Rousseau as "a pioneer of the expressive natural style" in music.[19] One of Rousseau's last pieces of writing was a critical yet enthusiastic analysis of Gluck's opera Alceste. While taking a morning walk on the estate of the marquis René Louis de Girardin at Ermenonville (28 miles northeast of Paris), Rousseau suffered a hemorrhage and died, aged 66.

Rousseau was initially buried at Ermenonville on the Ile des Peupliers, which became a place of pilgrimage for his many admirers. Sixteen years after his death, his remains were moved to the Panthéon in Paris in 1794, where they are located directly across from those of his contemporary, Voltaire. His tomb, in the shape of a rustic temple, on which in bas relief an arm reaches out, bearing the torch of liberty, evokes Rousseau's deep love of nature and of classical antiquity.

In 1834, the Genevan government somewhat reluctantly erected a statue in his honor on the tiny Île Rousseau in Lake Geneva. Today, he is proudly claimed as their most celebrated native son. In 2002, the Espace Rousseau was established at 40 Grand-Rue, Geneva, Rousseau's birthplace.

Philosophy

Theory of Natural Human

The statue of Rousseau on the Île Rousseau, Geneva.
The first man who, having fenced in a piece of land, said "This is mine," and found people naïve enough to believe him, that man was the true founder of civil society. From how many crimes, wars, and murders, from how many horrors and misfortunes might not any one have saved mankind, by pulling up the stakes, or filling up the ditch, and crying to his fellows: Beware of listening to this impostor; you are undone if you once forget that the fruits of the earth belong to us all, and the earth itself to nobody.
 
— Jean-Jacques Rousseau, Discourse on Inequality, 1754

In common with other philosophers of the day, Rousseau looked to a hypothetical State of Nature as a normative guide.

Rousseau criticized Hobbes for asserting that since man in the "state of nature . . . has no idea of goodness he must be naturally wicked; that he is vicious because he does not know virtue". On the contrary, Rousseau holds that "uncorrupted morals" prevail in the "state of nature" and he especially praised the admirable moderation of the Caribbeans in expressing the sexual urge[20] despite the fact that they live in a hot climate, which "always seems to inflame the passions".[21]

Rousseau asserted that the stage of human development associated with what he called "savages" was the best or optimal in human development, between the less-than-optimal extreme of brute animals on the one hand and the extreme of decadent civilization on the other. "...[N]othing is so gentle as man in his primitive state, when placed by nature at an equal distance from the stupidity of brutes and the fatal enlightenment of civil man."[22] Referring to the stage of human development which Rousseau associates with savages, Rousseau writes:
"Hence although men had become less forebearing, and although natural pity had already undergone some alteration, this period of the development of human faculties, maintaining a middle position between the indolence of our primitive state and the petulant activity of our egocentrism, must have been the happiest and most durable epoch. The more one reflects on it, the more one finds that this state was the least subject to upheavals and the best for man, and that he must have left it only by virtue of some fatal chance happening that, for the common good, ought never to have happened. The example of savages, almost all of whom have been found in this state, seems to confirm that the human race had been made to remain in it always; that this state is the veritable youth of the world; and that all the subsequent progress has been in appearance so many steps toward the perfection of the individual, and in fact toward the decay of the species."[23]

Stages of human development

Rousseau believed that the savage stage was not the first stage of human development, but the third stage. Rousseau held that this third savage stage of human societal development was an optimum, between the extreme of the state of brute animals and animal-like "ape-men" on the one hand, and the extreme of decadent civilized life on the other. This has led some critics to attribute to Rousseau the invention of the idea of the noble savage,[24] which Arthur Lovejoy conclusively showed misrepresents Rousseau's thought.[25]

The expression, "the noble savage" was first used in 1672 by British poet John Dryden in his play The Conquest of Granada.[26] Rousseau wrote that morality was not a societal construct, but rather "natural" in the sense of "innate", an outgrowth from man's instinctive disinclination to witness suffering, from which arise the emotions of compassion or empathy. These were sentiments shared with animals, and whose existence even Hobbes acknowledged.[27]
Frontispiece and title page of an edition of Rousseau's Discourse on Inequality (1754), published in 1755 in Holland.

Contrary to what his many detractors have claimed, Rousseau never suggests that humans in the state of nature act morally; in fact, terms such as "justice" or "wickedness" are inapplicable to prepolitical society as Rousseau understands it. Morality proper, i.e., self-restraint, can only develop through careful education in a civil state. Humans "in a state of Nature" may act with all of the ferocity of an animal. They are good only in a negative sense, insofar as they are self-sufficient and thus not subject to the vices of political society.

In fact, Rousseau's natural man is virtually identical to a solitary chimpanzee or other ape, such as the orangutan as described by Buffon; and the "natural" goodness of humanity is thus the goodness of an animal, which is neither good nor bad. Rousseau, a deteriorationist, proposed that, except perhaps for brief moments of balance, at or near its inception, when a relative equality among men prevailed, human civilization has always been artificial, creating inequality, envy, and unnatural desires.[citation needed]

In Rousseau's philosophy, society's negative influence on men centers on its transformation of amour de soi, a positive self-love, into amour-propre, or pride. Amour de soi represents the instinctive human desire for self-preservation, combined with the human power of reason. In contrast, amour-propre is artificial and encourages man to compare himself to others, thus creating unwarranted fear and allowing men to take pleasure in the pain or weakness of others.[citation needed] Rousseau was not the first to make this distinction. It had been invoked by Vauvenargues, among others.

In Discourse on the Arts and Sciences Rousseau argues that the arts and sciences have not been beneficial to humankind, because they arose not from authentic human needs but rather as a result of pride and vanity. Moreover, the opportunities they create for idleness and luxury have contributed to the corruption of man. He proposed that the progress of knowledge had made governments more powerful and had crushed individual liberty; and he concluded that material progress had actually undermined the possibility of true friendship by replacing it with jealousy, fear, and suspicion.
In contrast to the optimistic view of other Enlightenment figures, for Rousseau, progress has been inimical to the well-being of humanity, that is, unless it can be counteracted by the cultivation of civic morality and duty.

Only in civil society, can man be ennobled—through the use of reason:
The passage from the state of nature to the civil state produces a very remarkable change in man, by substituting justice for instinct in his conduct, and giving his actions the morality they had formerly lacked. Then only, when the voice of duty takes the place of physical impulses and right of appetite, does man, who so far had considered only himself, find that he is forced to act on different principles, and to consult his reason before listening to his inclinations. Although, in this state, he deprives himself of some advantages which he got from nature, he gains in return others so great, his faculties are so stimulated and developed, his ideas so extended, his feelings so ennobled, and his whole soul so uplifted, that, did not the abuses of this new condition often degrade him below that which he left, he would be bound to bless continually the happy moment which took him from it for ever, and, instead of a stupid and unimaginative animal, made him an intelligent being and a man.[28]
Society corrupts men only insofar as the Social Contract has not de facto succeeded, as we see in contemporary society as described in the Discourse on Inequality (1754).

In this essay, which elaborates on the ideas introduced in the Discourse on the Arts and Sciences, Rousseau traces man's social evolution from a primitive state of nature to modern society. The earliest solitary humans possessed a basic drive for self-preservation and a natural disposition to compassion or pity. They differed from animals, however, in their capacity for free will and their potential perfectibility. As they began to live in groups and form clans they also began to experience family love, which Rousseau saw as the source of the greatest happiness known to humanity.

As long as differences in wealth and status among families were minimal, the first coming together in groups was accompanied by a fleeting golden age of human flourishing. The development of agriculture, metallurgy, private property, and the division of labour and resulting dependency on one another, however, led to economic inequality and conflict. As population pressures forced them to associate more and more closely, they underwent a psychological transformation: They began to see themselves through the eyes of others and came to value the good opinion of others as essential to their self-esteem.

Rousseau posits that the original, deeply flawed Social Contract (i.e., that of Hobbes), which led to the modern state, was made at the suggestion of the rich and powerful, who tricked the general population into surrendering their liberties to them and instituted inequality as a fundamental feature of human society. Rousseau's own conception of the Social Contract can be understood as an alternative to this fraudulent form of association.

At the end of the Discourse on Inequality, Rousseau explains how the desire to have value in the eyes of others comes to undermine personal integrity and authenticity in a society marked by interdependence, and hierarchy. In the last chapter of the Social Contract, Rousseau would ask "What is to be done?" He answers that now all men can do is to cultivate virtue in themselves and submit to their lawful rulers. To his readers, however, the inescapable conclusion was that a new and more equitable Social Contract was needed.

Like other Enlightenment philosophers, Rousseau was critical of the Atlantic slave trade.[29]

Political theory

Île Rousseau, Geneva

The Social Contract, arguably Rousseau's most important work, outlines the basis for a legitimate political order within a framework of classical republicanism. Published in 1762, it became one of the most influential works of political philosophy in the Western tradition. It developed some of the ideas mentioned in an earlier work, the article Economie Politique (Discourse on Political Economy), featured in Diderot's Encyclopédie. The treatise begins with the dramatic opening lines, "Man is born free, and everywhere he is in chains. Those who think themselves the masters of others are indeed greater slaves than they."

Rousseau claimed that the state of nature was a primitive condition without law or morality, which human beings left for the benefits and necessity of cooperation. As society developed, division of labor and private property required the human race to adopt institutions of law. In the degenerate phase of society, man is prone to be in frequent competition with his fellow men while also becoming increasingly dependent on them. This double pressure threatens both his survival and his freedom.

According to Rousseau, by joining together into civil society through the social contract and abandoning their claims of natural right, individuals can both preserve themselves and remain free. This is because submission to the authority of the general will of the people as a whole guarantees individuals against being subordinated to the wills of others and also ensures that they obey themselves because they are, collectively, the authors of the law.

Although Rousseau argues that sovereignty (or the power to make the laws) should be in the hands of the people, he also makes a sharp distinction between the sovereign and the government. The government is composed of magistrates, charged with implementing and enforcing the general will.
The "sovereign" is the rule of law, ideally decided on by direct democracy in an assembly.
Rousseau opposed the idea that the people should exercise sovereignty via a representative assembly (Book III, Chapter XV). He approved the kind of republican government of the city-state, for which Geneva provided a model - or would have done if renewed on Rousseau's principles. France could not meet Rousseau's criterion of an ideal state because it was too big. Much subsequent controversy about Rousseau's work has hinged on disagreements concerning his claims that citizens constrained to obey the general will are thereby rendered free:
The notion of the general will is wholly central to Rousseau's theory of political legitimacy. ... It is, however, an unfortunately obscure and controversial notion. Some commentators see it as no more than the dictatorship of the proletariat or the tyranny of the urban poor (such as may perhaps be seen in the French Revolution). Such was not Rousseau's meaning. This is clear from the Discourse on Political Economy, where Rousseau emphasizes that the general will exists to protect individuals against the mass, not to require them to be sacrificed to it. He is, of course, sharply aware that men have selfish and sectional interests which will lead them to try to oppress others. It is for this reason that loyalty to the good of all alike must be a supreme (although not exclusive) commitment by everyone, not only if a truly general will is to be heeded but also if it is to be formulated successfully in the first place".[30]

Education and child rearing

Jean-Jacques Rousseau on a Romanian stamp, 1962
 
‘The noblest work in education is to make a reasoning man, and we expect to train a young child by making him reason! This is beginning at the end; this is making an instrument of a result. If children understood how to reason they would not need to be educated."[citation needed] –Rousseau, Emile.

Rousseau's philosophy of education is not concerned with particular techniques of imparting information and concepts, but rather with developing the pupil's character and moral sense, so that he may learn to practice self-mastery and remain virtuous even in the unnatural and imperfect society in which he will have to live. The hypothetical boy, Émile, is to be raised in the countryside, which, Rousseau believes, is a more natural and healthy environment than the city, under the guardianship of a tutor who will guide him through various learning experiences arranged by the tutor. Today we would call this the disciplinary method of "natural consequences." Rousseau felt that children learn right and wrong through experiencing the consequences of their acts rather than through physical punishment. The tutor will make sure that no harm results to Émile through his learning experiences.

Rousseau was one of the first to advocate developmentally appropriate education; and his description of the stages of child development mirrors his conception of the evolution of culture. He divides childhood into stages: the first is to the age of about 12, when children are guided by their emotions and impulses. During the second stage, from 12 to about 16, reason starts to develop; and finally the third stage, from the age of 16 onwards, when the child develops into an adult. Rousseau
recommends that the young adult learn a manual skill such as carpentry, which requires creativity and thought, will keep him out of trouble, and will supply a fallback means of making a living in the event of a change of fortune. (The most illustrious aristocratic youth to have been educated this way may have been Louis XVI, whose parents had him learn the skill of locksmithing.[31]) The sixteen-year-old is also ready to have a companion of the opposite sex.

Although his ideas foreshadowed modern ones in many ways, in one way they do not: Rousseau was a believer in the moral superiority of the patriarchal family on the antique Roman model. Sophie, the young woman Émile is destined to marry, as a representative of ideal womanhood, is educated to be governed by her husband while Émile, as representative of the ideal man, is educated to be self-governing. This is not an accidental feature of Rousseau's educational and political philosophy; it is essential to his account of the distinction between private, personal relations and the public world of political relations. The private sphere as Rousseau imagines it depends on the subordination of women, in order for both it and the public political sphere (upon which it depends) to function as Rousseau imagines it could and should. Rousseau anticipated the modern idea of the bourgeois nuclear family, with the mother at home taking responsibility for the household and for childcare and early education.

Feminists, beginning in the late 18th century with Mary Wollstonecraft in 1792[32] have criticized Rousseau for his confinement of women to the domestic sphere—unless women were domesticated and constrained by modesty and shame, he feared[33] "men would be tyrannized by women... For, given the ease with which women arouse men's senses... men would finally be their victims...."[34] His contemporaries saw it differently because Rousseau thought that mothers should breastfeed their children.[35] Marmontel wrote that his wife thought, "One must forgive something," she said, "in one who has taught us to be mothers."[36]

Rousseau's detractors have blamed him for everything they do not like in what they call modern "child-centered" education. John Darling's 1994 book Child-Centered Education and its Critics argues that the history of modern educational theory is a series of footnotes to Rousseau, a development he regards as bad. Good or bad, the theories of educators such as Rousseau's near contemporaries Pestalozzi, Mme de Genlis, and later, Maria Montessori, and John Dewey, which have directly influenced modern educational practices do have significant points in common with those of Rousseau.

Religion

Having converted to Roman Catholicism early in life and returned to the austere Calvinism of his native Geneva as part of his period of moral reform, Rousseau maintained a profession of that religious philosophy and of John Calvin as a modern lawgiver throughout the remainder of his life.[37]
His views on religion presented in his works of philosophy, however, may strike some as discordant with the doctrines of both Catholicism and Calvinism.

At the time, however, Rousseau's strong endorsement of religious toleration, as expounded by the Savoyard vicar in Émile, was interpreted as advocating indifferentism, a heresy, and led to the condemnation of the book in both Calvinist Geneva and Catholic Paris. His assertion in the Social Contract that true followers of Jesus would not make good citizens may have been another reason for Rousseau's condemnation in Geneva.

Unlike many of the more radical Enlightenment philosophers, Rousseau affirmed the necessity of religion. But he repudiated the doctrine of original sin, which plays so large a part in Calvinism (in Émile, Rousseau writes "there is no original perversity in the human heart").[38]

In the 18th century, many deists viewed God merely as an abstract and impersonal creator of the universe, which they likened to a giant machine. Rousseau's deism differed from the usual kind in its intense emotionality. He saw the presence of God in his creation, including mankind, which, apart from the harmful influence of society, is good, because God is good. Rousseau's attribution of a spiritual value to the beauty of nature anticipates the attitudes of 19th-century Romanticism towards nature and religion.

Rousseau was upset that his deistic views were so forcefully condemned, while those of the more atheistic philosophes were ignored. He defended himself against critics of his religious views in his "Letter to Christophe de Beaumont, the Archbishop of Paris in which he insists that freedom of discussion in religious matters is essentially more religious than the attempt to impose belief by force."[39]

Legacy

A plaque commemorating the bicentenary of Rousseau's birth. Issued by the city of Geneva on 28 June 1912. The legend at the bottom says "Jean-Jacques, aime ton pays" ("love your country"), and shows Rousseau's father gesturing towards the window. The scene is drawn from a footnote to the Letter to d'Alembert where Rousseau recalls witnessing the popular celebrations following the exercises of the St Gervais regiment.

Rousseau's idea of the volonté générale ("general will") was not original with him but rather belonged to a well-established technical vocabulary of juridical and theological writings in use at the time. The phrase was used by Diderot and also by Montesquieu (and by his teacher, the Oratorian friar Nicolas Malebranche). It served to designate the common interest embodied in legal tradition, as distinct from and transcending people's private and particular interests at any particular time.
The concept was also an important aspect of the more radical 17th-century republican tradition of Spinoza, from whom Rousseau differed in important respects, but not in his insistence on the importance of equality. This emphasis on equality is Rousseau's most important and consequential legacy, causing him to be both reviled and applauded:
While Rousseau's notion of the progressive moral degeneration of mankind from the moment civil society established itself diverges markedly from Spinoza's claim that human nature is always and everywhere the same ... for both philosophers the pristine equality of the state of nature is our ultimate goal and criterion ... in shaping the "common good", volonté générale, or Spinoza's mens una, which alone can ensure stability and political salvation. Without the supreme criterion of equality, the general will would indeed be meaningless. ... When in the depths of the French Revolution the Jacobin clubs all over France regularly deployed Rousseau when demanding radical reforms. and especially anything—such as land redistribution—designed to enhance equality, they were at the same time, albeit unconsciously, invoking a radical tradition which reached back to the late seventeenth century.[40]

French Revolution

The cult that grew up around Rousseau after his death, and particularly the radicalized versions of Rousseau's ideas that were adopted by Robespierre and Saint-Just during the Reign of Terror, caused him to become identified with the most extreme aspects of the French Revolution.[41] Among other things, the ship of the line Jean-Jacques Rousseau (launched in 1795) was named after the philosopher. The revolutionaries were also inspired by Rousseau to introduce Deism as the new official civil religion of France, scandalizing traditionalists:
Ceremonial and symbolic occurrences of the more radical phases of the Revolution invoked Rousseau and his core ideas. Thus the ceremony held at the site of the demolished Bastille, organized by the foremost artistic director of the Revolution, Jacques-Louis David, in August 1793 to mark the inauguration of the new republican constitution, an event coming shortly after the final abolition of all forms of feudal privilege, featured a cantata based on Rousseau's democratic pantheistic deism as expounded in the celebrated "Profession de foi d'un vicaire savoyard" in Book Four of Émile.[42]
Opponents of the Revolution and defenders of religion, most influentially the Irish essayist Edmund Burke, therefore placed the blame for the excesses of the French Revolution directly on the revolutionaries' misplaced (as he considered it) adulation of Rousseau. Burke's "Letter to a Member of the National Assembly", published in February 1791, was a diatribe against Rousseau, whom he considered the paramount influence on the French Revolution (his ad hominem attack did not really engage with Rousseau's political writings). Burke maintained that the excesses of the Revolution were not accidents but were designed from the beginning and were rooted in Rousseau's personal vanity, arrogance, and other moral failings. He recalled Rousseau's visit to Britain in 1766, saying: "I had good opportunities of knowing his proceedings almost from day to day and he left no doubt in my mind that he entertained no principle either to influence his heart or to guide his understanding, but vanity". Conceding his gift of eloquence, Burke deplored Rousseau's lack of the good taste and finer feelings that would have been imparted by the education of a gentleman:
Taste and elegance ... are of no mean importance in the regulation of life. A moral taste ... infinitely abates the evils of vice. Rousseau, a writer of great force and vivacity, is totally destitute of taste in any sense of the word. Your masters [i.e., the leaders of the Revolution], who are his scholars, conceive that all refinement has an aristocratic character. The last age had exhausted all its powers in giving a grace and nobleness to our mutual appetites, and in raising them into a higher class and order than seemed justly to belong to them. Through Rousseau, your masters are resolved to destroy these aristocratic prejudices.[43]

Effect on the United States of America

The American founders rarely cited Rousseau, but came independently to their Republicanism and enthusiastic admiration for the austere virtues described by Livy and in Plutarch's portrayals of the great men of ancient Sparta and the classical republicanism of early Rome, as did many, if not most other Enlightenment figures.[44] Rousseau's praise of Switzerland and Corsica's economies of isolated and self-sufficient independent homesteads, and his endorsement of a well-regulated citizen militia, such as Switzerland's, recall the ideals of Jeffersonian democracy. Though the idea of a genuinely secular state constituted by a "civil religion" can be traced to Spinoza's Tractatus Theologico-Politicus, we can rightly attribute the popularization and development of this idea to Rousseau, including the key tenet of religious toleration. Yet despite the similarities between the ideas of Rousseau and the U.S. Framers, such as shared beliefs regarding the self-evidence of the claim that "all men are created equal," their shared conviction that citizens of a republic be educated at public expense, and the evident parallel between the Framers' concept of the "general welfare" and Rousseau's concept of the "general will", scholars maintain there is little evidence that Rousseau had much effect on Thomas Jefferson and other founding fathers.[45] They argue that the American constitution owes as much or more to the English Liberal philosopher John Locke's emphasis on the rights of property and to Montesquieu's theories of the separation of powers.[46]

The most important American follower was textbook-writer Noah Webster (1758 – 1843), who was influenced by Rousseau's ideas on pedagogy in Emile (1762). Webster structured his Speller in accord with Rousseau's ideas about the stages of a child's intellectual development.[47]

Rousseau's writings perhaps had an indirect influence on American literature through the writings of Wordsworth and Kant, whose works were important to the New England Transcendentalist Ralph Waldo Emerson, as well as on such Unitarians as theologian William Ellery Channing. American novelist James Fennimore Cooper's Last of the Mohicans and other novels reflect republican and egalitarian ideals present alike in Rousseau, Thomas Paine, and also in English Romantic primitivism.[48][49]

The Paraguayan dictator José Gaspar Rodríguez de Francia sought to found a society based on the principles set forth in Rousseau's Social Contract.[50]

"In truth," wrote Kingsley Martin, "Rousseau was a genius whose real influence cannot be traced with precision because it pervaded all the thought that followed him." He goes on:
Men will always be sharply divided about Rousseau: for he released imagination as well as sentimentalism; he increased men's desire for justice as well as confusing their minds , and he gave the poor hope even though the rich could make use of his arguments. In one direction at least Rousseau's influence was a steady one: he discredited force as a basis for the State, convinced men that authority was legitimate only when founded in rational consent and that no arguments from passing expediency could justify a government in disregarding individual freedom or in failing to promote social equality.[51]

Criticisms of Rousseau

A portrait of Rousseau in later life.

The first to criticize Rousseau were his fellow Philosophes, above all, Voltaire. According to Jacques Barzun:
Voltaire, who had felt annoyed by the first essay [On the Arts and Sciences], was outraged by the second, [Discourse on the Origin of Inequality Among Men], declaring that Rousseau wanted us to "walk on all fours" like animals and behave like savages, believing them creatures of perfection. From these interpretations, plausible but inexact, spring the clichés Noble Savage and Back to Nature.[52]
Jacques Barzun states that, contrary to myth, Rousseau was no primitivist; for him:
The model man is the independent farmer, free of superiors and self-governing. This was cause enough for the philosophes' hatred of their former friend. Rousseau's unforgivable crime was his rejection of the graces and luxuries of civilized existence. Voltaire had sung "The superfluous, that most necessary thing." For the high bourgeois standard of living Rousseau would substitute the middling peasant's. It was the country versus the city—an exasperating idea for them, as was the amazing fact that every new work of Rousseau's was a huge success, whether the subject was politics, theater, education, religion, or a novel about love.[53]
Following the French Revolution, other commentators fingered a potential danger of Rousseau's project of realizing an "antique" conception of virtue amongst the citizenry in a modern world (e.g. through education, physical exercise, a citizen militia, public holidays, and the like). Taken too far, as under the Jacobins, such social engineering could result in tyranny.

As early as 1788 Madame de Stael published her Letters on the works and character of J.J. Rousseau.[54] In 1819, in his famous speech "On Ancient and Modern Liberty", the political philosopher Benjamin Constant, a proponent of constitutional monarchy and representative democracy, criticized Rousseau, or rather his more radical followers (specifically the Abbé de Mably), for allegedly believing that "everything should give way to collective will, and that all restrictions on individual rights would be amply compensated by participation in social power."
Common also were attacks by defenders of social hierarchy on Rousseau's "romantic" belief in equality. In 1860, shortly after the Sepoy Rebellion in India, two British white supremacists, John Crawfurd and James Hunt, mounted a defense of British imperialism based on "scientific racism".[55] Crawfurd, in alliance with Hunt, took over the presidency of the British Anthropological Society, which had been founded with the mission to defend indigenous peoples against slavery and colonial exploitation. Invoking "science" and "realism", the two men derided their "philanthropic"
predecessors for believing in human equality and for not recognizing that mankind was divided into superior and inferior races. Crawfurd, who opposed Darwinian evolution, "denied any unity to mankind, insisting on immutable, hereditary, and timeless differences in racial character, principal amongst which was the 'very great' difference in 'intellectual capacity.'" For Crawfurd, the races had been created separately and were different species. Since Crawfurd was Scottish, he thought the Scottish "race" superior and all others inferior; whilst Hunt, on the other hand, believed in the supremacy of the Anglo-Saxon "race". Crawfurd and Hunt routinely accused those who disagreed with them of believing in "Rousseau's Noble Savage". (The pair ultimately quarreled because Hunt believed in slavery and Crawfurd did not). "As Ter Ellingson demonstrates, Crawfurd was responsible for re-introducing the Pre-Rousseauian concept of 'the Noble Savage' to modern anthropology, attributing it wrongly and quite deliberately to Rousseau."[56]

In 1919 Irving Babbitt, founder of a movement called the "New Humanism", wrote a critique of what he called "sentimental humanitarianism", for which he blamed Rousseau.[57] Babbitt's depiction of Rousseau was countered in a celebrated and much reprinted essay by A. O. Lovejoy in 1923.[58] In France, fascist theorist and anti-Semite Charles Maurras, founder of Action Française, "had no compunctions in laying the blame for both Romantisme et Révolution firmly on Rousseau in 1922."[59]

During the Cold War, Karl Popper criticized Rousseau for his association with nationalism and its attendant abuses.[citation needed] This came to be known among scholars as the "totalitarian thesis". An example is J. L. Talmon's, The Origins of Totalitarian Democracy (1952).[60] Political scientist J. S. Maloy states that "the twentieth century added Nazism and Stalinism to Jacobinism on the list of horrors for which Rousseau could be blamed. ... Rousseau was considered to have advocated just the sort of invasive tampering with human nature which the totalitarian regimes of mid-century had tried to instantiate." But Maloy adds that "The totalitarian thesis in Rousseau studies has, by now, been discredited as an attribution of real historical influence."[61]

Arthur Melzer, however, while conceding that Rousseau would not have approved of modern nationalism, observes that his theories do contain the "seeds of nationalism", insofar as they set forth the "politics of identification", which are rooted in sympathetic emotion. Melzer also believes that in admitting that people's talents are unequal, Rousseau therefore tacitly condones the tyranny of the few over the many.[62] For Stephen T. Engel, on the other hand, Rousseau's nationalism anticipated modern theories of "imagined communities" that transcend social and religious divisions within states.[63]

On similar grounds, one of Rousseau's strongest critics during the second half of the 20th century was political philosopher Hannah Arendt. Using Rousseau's thought as an example, Arendt identified the notion of sovereignty with that of the general will. According to her, it was this desire to establish a single, unified will based on the stifling of opinion in favor of public passion that contributed to the excesses of the French Revolution.[64]

Major works

Editions in English

  • Basic Political Writings, trans. Donald A. Cress. Indianapolis: Hackett Publishing, 1987.
  • Collected Writings, ed. Roger Masters and Christopher Kelly, Dartmouth: University Press of New England, 1990–2010, 13 vols.
  • The Confessions, trans. Angela Scholar. Oxford: Oxford University Press, 2000.
  • Emile, or On Education, trans. with an introd. by Allan Bloom, New York: Basic Books, 1979.
  • "On the Origin of Language", trans. John H. Moran. In On the Origin of Language: Two Essays. Chicago: University of Chicago Press, 1986.
  • Reveries of a Solitary Walker, trans. Peter France. London: Penguin Books, 1980.
  • 'The Discourses' and Other Early Political Writings, trans. Victor Gourevitch. Cambridge: Cambridge University Press, 1997.
  • 'The Social Contract' and Other Later Political Writings, trans. Victor Gourevitch. Cambridge: Cambridge University Press, 1997.
  • 'The Social Contract, trans. Maurice Cranston. Penguin: Penguin Classics Various Editions, 1968–2007.
  • The Political writings of Jean-Jacques Rousseau, edited from the original MCS and authentic editions with introduction and notes by C.E.Vaughan, Blackwell, Oxford, 1962. (In French but the introduction and notes are in English).

Online texts

Niccolò Machiavelli

Niccolò Machiavelli

From Wikipedia, the free encyclopedia

Niccolò Machiavelli
Portrait of Niccolò Machiavelli by Santi di Tito.jpg
Portrait of Niccolò Machiavelli by Santi di Tito
Born(1469-05-03)3 May 1469
Florence, Republic of Florence
Died21 June 1527(1527-06-21) (aged 58)
Florence, Republic of Florence
EraRenaissance philosophy
RegionWestern philosophy
SchoolRenaissance humanism, political realism, classical republicanism
Main interestsPolitics and political philosophy, military theory, history
Influences
Influenced
SignatureMachiavelli Signature.svg

Niccolò di Bernardo dei Machiavelli (Italian: [nikkoˈlɔ makjaˈvɛlli]; 3 May 1469 – 21 June 1527) was an Italian historian, politician, diplomat, philosopher, humanist, and writer based in Florence during the Renaissance. He was for many years an official in the Florentine Republic, with responsibilities in diplomatic and military affairs. He was a founder of modern political science, and more specifically political ethics. He also wrote comedies, carnival songs, and poetry. His personal correspondence is renowned in the Italian language. He was Secretary to the Second Chancery of the Republic of Florence from 1498 to 1512, when the Medici were out of power. He wrote his masterpiece, The Prince, after the Medici had recovered power and he no longer held a position of responsibility in Florence.

"Machiavellianism" is a widely used negative term to characterize unscrupulous politicians of the sort Machiavelli described in The Prince. The book itself gained enormous notoriety and wide readership because the author seemed to be endorsing behavior often deemed as evil and immoral.

Life

Machiavelli was born in Florence, Italy the third child and first son of attorney Bernardo di Niccolò Machiavelli and his wife, Bartolomea di Stefano Nelli.[1] The Machiavelli family are believed to be descended from the old marquesses of Tuscany and to have produced thirteen Florentine Gonfalonieres of Justice,[2] one of the offices of a group of nine citizens selected by drawing lots every two months and who formed the government, or Signoria; however, he was never a full citizen of Florence, due to the nature of Florentine citizenship in that time, even under the republican regime.[3]
Statue at the Uffizi

Machiavelli was born in a tumultuous era—popes waged acquisitive wars against Italian city-states, and people and cities often fell from power. Along with the pope and the major cities like Venice and Florence, foreign powers such as France, Spain, the Holy Roman Empire, and even Switzerland battled for regional influence and control. Political-military alliances continually changed, featuring condottieri (mercenary leaders), who changed sides without warning, and the rise and fall of many short-lived governments.[4]

Machiavelli was taught grammar, rhetoric, and Latin. It is thought that he did not learn Greek, even though Florence was at the time one of the centers of Greek scholarship in Europe. In 1494, Florence restored the republic—expelling the Medici family, who had ruled Florence for some sixty years.
Shortly after the execution of Savonarola, Machiavelli was appointed to an office of the second chancery, a medieval writing office which put Machiavelli in charge of the production of official Florentine government documents. Shortly thereafter, he was also made the secretary of the Dieci di Libertà e Pace. In the first decade of the sixteenth century, he carried out several diplomatic missions: most notably to the Papacy in Rome, in the Italian states. Moreover, from 1502 to 1503 he witnessed the brutal reality of the state-building methods of Cesare Borgia (1475–1507) and his father, Pope Alexander VI, who were then engaged in the process of trying to bring a large part of central Italy under their possession. The pretext of defending Church interests was used as a partial justification by the Borgias. Other excursions to the court of Louis XII and the Spanish court influenced his writings and appear in The Prince and several other of his non-fiction works.

Between 1503 and 1506, Machiavelli was responsible for the Florentine militia. He distrusted mercenaries (a distrust he explained in his official reports and then later in his theoretical works, due to their unpatriotic and uninvested nature in war, making their allegiance fickle and often to waver when most needed), and instead staffed his army with citizens, a policy which proved to be successful many times. Under his command Florentine citizen-soldiers defeated Pisa in 1509; however, Machiavelli's success did not last. In August 1512, the Medici, helped by Pope Julius II, used Spanish troops to defeat the Florentines at Prato, although many historians have argued that this was due to Piero Soderini's unwillingness to compromise with the Medici who were holding Prato under siege. In the wake of the siege, Piero Soderini resigned as Florentine head of state and left in exile. This experience would, like Machiavelli's time in foreign courts and with the Borgia, heavily influence his political writings.

Hence, the Florentine city-state and the republic was dissolved. Machiavelli was deprived of office in 1512 by the Medici. In 1513, the Medici accused him of conspiracy against the Medici family and had him imprisoned. Despite having been subjected to torture ("with the rope," where the prisoner is hanged from his bound wrists, from the back, forcing the arms to bear the body's weight, thus dislocating the shoulders), he denied involvement and was released after three weeks.
Machiavelli's cenotaph in the Santa Croce Church in Florence

Machiavelli then retired to his estate at Sant'Andrea in Percussina (near San Casciano in Val di Pesa) and devoted himself to study and to the writing of the political treatises that earned his intellectual place in the development of political philosophy and political conduct.[5] Despairing of the opportunity to remain directly involved in political matters, after a time Machiavelli began to participate in intellectual groups in Florence and wrote several plays that (unlike his works on political theory) were both popular and widely known in his lifetime. Still, politics remained his main passion and, to satisfy this interest, he maintained a well-known correspondence with better politically connected friends, attempting to become involved once again in political life.[6]

In a letter to Francesco Vettori, he described his exile:
When evening comes, I go back home, and go to my study. On the threshold, I take off my work clothes, covered in mud and filth, and I put on the clothes an ambassador would wear. Decently dressed, I enter the ancient courts of rulers who have long since died. There, I am warmly welcomed, and I feed on the only food I find nourishing and was born to savor. I am not ashamed to talk to them and ask them to explain their actions and they, out of kindness, answer me. Four hours go by without my feeling any anxiety. I forget every worry. I am no longer afraid of poverty or frightened of death. I live entirely through them.[7]
Machiavelli died in 1527 at the age of 58, after receiving his last rites.[8] He was buried at the Church of Santa Croce in Florence. An epitaph honoring him is inscribed on his monument. The Latin legend reads: TANTO NOMINI NULLUM PAR ELOGIUM ("so great a name (has) no adequate praise" or "no eulogy (would be appropriate to) such a great name").

Works

The Prince

 
Lorenzo di Piero de' Medici to whom the final version of the Prince was dedicated.

Machiavelli's best-known book, Il Principe, contains several maxims concerning politics, but instead of the more traditional subject of a hereditary prince, it concentrates on the possibility of a "new prince." To retain power, the hereditary prince must carefully balance the interests of a variety of sociopolitical institutions to which the people are accustomed, whereas a new prince has the more difficult task in ruling: He must first stabilize his newfound power in order to build an enduring political structure. He asserted that social benefits of stability and security could be achieved in the face of moral corruption. Aside from that, Machiavelli believed that public and private morality had to be understood as two different things in order to rule well. As a result, a ruler must be concerned not only with reputation, but also must be positively willing to act immorally at the right times. As a political theorist, Machiavelli emphasized the occasional need for the methodical exercise of brute force or deceit including extermination of entire noble families to head off any chance of a challenge to the prince's authority.

Scholars often note that Machiavelli glorifies instrumentality in statebuilding—an approach embodied by the saying that "the ends justify the means." Violence may be necessary for the successful stabilization of power and introduction of new legal institutions. Force may be used to eliminate political rivals, to coerce resistant populations, and to purge the community of other men strong enough of character to rule, who will inevitably attempt to replace the ruler. Machiavelli has become infamous for such political advice, ensuring that he would be remembered in history through the adjective, "Machiavellian."

Notwithstanding some mitigating themes, the Catholic Church banned The Prince, registering it to the Index Librorum Prohibitorum, and humanists also viewed the book negatively. Among them was Erasmus of Rotterdam. As a treatise, its primary intellectual contribution to the history of political thought is the fundamental break between political realism and political idealism, because The Prince is a manual to acquiring and keeping political power. In contrast with Plato and Aristotle, Machiavelli insisted that an imaginary ideal society is not a model by which a prince should orient himself.

Concerning the differences and similarities in Machiavelli's advice to ruthless and tyrannical princes in The Prince and his more republican exhortations in Discourses on Livy, many have concluded that The Prince, although written as advice for a monarchical prince, contains arguments for the superiority of republican regimes, similar to those found in the Discourses. In the 18th century the work was even called a satire, for example by Jean-Jacques Rousseau.[9][10] More recently, commentators such as Leo Strauss and Harvey Mansfield have agreed that the Prince can be read as having a deliberate comical irony.[11]

Other interpretations include for example that of Antonio Gramsci, who argued that Machiavelli's audience for this work was not even the ruling class but the common people because the rulers already knew these methods through their education.

Discourses on Livy

The Discourses on the First Ten Books of Titus Livy, often referred to simply as the "Discourses" or Discorsi, is nominally a discussion regarding the classical history of early Ancient Rome although it strays very far from this subject matter and also uses contemporary political examples to illustrate points. Machiavelli presents it as a series of lessons on how a republic should be started and structured. It is a larger work than the Prince, and while it more openly explains the advantages of republics, it also contains many similar themes. Commentators disagree about how much the two works agree with each other, frequently referring to leaders of democracies as "princes". It includes early versions of the concept of checks and balances, and asserts the superiority of a republic over a principality. It became one of the central texts of republicanism, and has often been argued to be a superior work to the Prince.[12]
From The Discourses:
  • "In fact, when there is combined under the same constitution a prince, a nobility, and the power of the people, then these three powers will watch and keep each other reciprocally in check." Book I, Chapter II
  • "Doubtless these means [of attaining power] are cruel and destructive of all civilized life, and neither Christian, nor even human, and should be avoided by every one. In fact, the life of a private citizen would be preferable to that of a king at the expense of the ruin of so many human beings." Bk I, Ch XXVI
  • "Now, in a well-ordered republic, it should never be necessary to resort to extra-constitutional measures. ..." Bk I, Ch XXXIV
  • "... the governments of the people are better than those of princes." Book I, Chapter LVIII
  • "... if we compare the faults of a people with those of princes, as well as their respective good qualities, we shall find the people vastly superior in all that is good and glorious". Book I, Chapter LVIII
  • "For government consists mainly in so keeping your subjects that they shall be neither able, nor disposed to injure you. ..." Bk II, Ch XXIII
  • "... no prince is ever benefited by making himself hated." Book III, Chapter XIX
  • "Let not princes complain of the faults committed by the people subjected to their authority, for they result entirely from their own negligence or bad example." Bk III, Ch XXIX [13]

Other political and historical works

Peter Withorne's 1573 translation of The Art of War

Fictional works

Besides being a statesman and political scientist, Machiavelli also translated classical works, and was a playwright (Clizia, Mandragola), a poet (Sonetti, Canzoni, Ottave, Canti carnascialeschi), and a novelist (Belfagor arcidiavolo).

Some of his other work:

Other works

Della Lingua (Italian for "Of the Language") (1514), a dialogue about Italy's language is normally attributed to Machiavelli.

Machiavelli's literary executor, Giuliano de' Ricci, also reported having seen that Machiavelli, his grandfather, made a comedy in the style of Aristophanes which included living Florentines as characters, and to be titled Le Maschere. It has been suggested that due to such things as this and his style of writing to his superiors generally, there was very likely some animosity to Machiavelli even before the return of the Medici.[14]

Originality

Commentators have taken very different approaches to Machiavelli and not always agreed. Major discussion has tended to be about two issues: first, how unified and philosophical his work is, and second, concerning how innovative or traditional it is.[15]

Coherence

There is some disagreement concerning how best to describe the unifying themes, if there are any, that can be found in Machiavelli's works, especially in the two major political works, The Prince and Discourses. Some commentators have described him as inconsistent, and perhaps as not even putting a high priority in consistency.[15] Others such as Hans Baron have argued that his ideas must have changed dramatically over time. Some have argued that his conclusions are best understood as a product of his times, experiences and education. Others, such as Leo Strauss and Harvey Mansfield, have argued strongly that there is a very strong and deliberate consistency and distinctness, even arguing that this extends to all of Machiavelli's works including his comedies and letters.[15]

Influences

Commentators such as Leo Strauss have gone so far as to name Machiavelli as the deliberate originator of modernity itself. Others have argued that Machiavelli is only a particularly interesting example of trends which were happening around him. In any case Machiavelli presented himself at various times as someone reminding Italians of the old virtues of the Romans and Greeks, and other times as someone promoting a completely new approach to politics.[15]

That Machiavelli had a wide range of influences is in itself not controversial. Their relative importance is however a subject of on-going discussion. It is possible to summarize some of the main influences emphasized by different commentators.

1. The Mirror of Princes genre. Gilbert (1938) summarized the similarities between The Prince and the genre it obviously imitates, the so-called "Mirror of Princes" style. This was a classically influenced genre, with models at least as far back as Xenophon and Isocrates, that was still quite popular during Machiavelli's life. While Gilbert emphasizes the similarities however, he agrees with all other commentators that Machiavelli was particularly novel in the way he used this genre, even when compared to his contemporaries such as Baldassare Castiglione and Erasmus. One of the major innovations Gilbert noted was that Machiavelli focused upon the "deliberate purpose of dealing with a new ruler who will need to establish himself in defiance of custom". Normally, these types of works were addressed only to hereditary princes. (Xenophon is also an exception in this regard.)

2. Classical republicanism. Commentators such as Quentin Skinner and J.G.A. Pocock, in the so-called "Cambridge School" of interpretation have been able to show that some of the republican themes in Machiavelli's political works, particularly the Discourses on Livy, can be found in medieval Italian literature which was influenced by classical authors such as Sallust.
Xenophon, author of the Cyropedia.

3. Classical political philosophy: Xenophon, Plato and Aristotle. The Socratic school of classical political philosophy, especially Aristotle, had become a major influence upon European political thinking in the late Middle Ages. It existed both in the catholicised form presented by Thomas Aquinas, and in the more controversial "Averroist" form of authors like Marsilius of Padua. Machiavelli was critical of catholic political thinking and may have been influenced by Averroism. But he cites Plato and Aristotle very infrequently and apparently did not approve of them. Leo Strauss argued that the strong influence of Xenophon, a student of Socrates more known as an historian, rhetorician and soldier, was a major source of Socratic ideas for Machiavelli, sometimes not in line with Aristotle. While interest in Plato was increasing in Florence during Machiavelli's lifetime he also does not show particular interest in him, but was indirectly influenced by his readings of authors such as Polybius, Plutarch and Cicero.

The major difference between Machiavelli and the Socratics, according to Strauss, is Machiavelli's materialism and therefore his rejection of both a teleological view of nature, and of the view that philosophy is higher than politics. Aimed-for things which the Socratics argued would tend to happen by nature, Machiavelli said would happen by chance.[16]

4. Classical materialism. Strauss argued that Machiavelli may have seen himself as influenced by some ideas from classical materialists such as Democritus, Epicurus and Lucretius. Strauss however sees this also as a sign of major innovation in Machiavelli, because classical materialists did not share the Socratic regard for political life, while Machiavelli clearly did.[16]

5. Thucydides. Some scholars note the similarity between Machiavelli and the Greek historian Thucydides, since both emphasized power politics.[17][18] Strauss argued that Machiavelli may indeed have been influenced by pre-Socratic philosophers, but he felt it was a new combination:-
...contemporary readers are reminded by Machiavelli's teaching of Thucydides; they find in both authors the same "realism," i.e., the same denial of the power of the gods or of justice and the same sensitivity to harsh necessity and elusive chance. Yet Thucydides never calls in question the intrinsic superiority of nobility to baseness, a superiority that shines forth particularly when the noble is destroyed by the base. Therefore Thucydides' History arouses in the reader a sadness which is never aroused by Machiavelli's books. In Machiavelli we find comedies, parodies, and satires but nothing reminding of tragedy. One half of humanity remains outside of his thought. There is no tragedy in Machiavelli because he has no sense of the sacredness of "the common." — Strauss (1958, p. 292)

Beliefs

Amongst commentators, there are a few consistently made proposals concerning what was most new in Machiavelli's work.

Empiricism and realism versus idealism

Machiavelli is sometimes seen as the prototype of a modern empirical scientist, building generalizations from experience and historical facts, and emphasizing the uselessness of theorizing with the imagination.[15]
He emancipated politics from theology and moral philosophy. He undertook to describe simply what rulers actually did and thus anticipated what was later called the scientific spirit in which questions of good and bad are ignored, and the observer attempts to discover only what really happens.
—Joshua Kaplan, 2005[19]
Machiavelli felt that his early schooling along the lines of a traditional classical education was essentially useless for the purpose of understanding politics. Nevertheless, he advocated intensive study of the past, particularly regarding the founding of a city, which he felt was a key to understanding its later development.[19] Moreover, he studied the way people lived and aimed to inform leaders how they should rule and even how they themselves should live. For example,
Machiavelli denies that living virtuously necessarily leads to happiness. And Machiavelli viewed misery as one of the vices that enables a prince to rule.[20] Machiavelli stated that it would be best to be both loved and feared. But since the two rarely come together, anyone compelled to choose will find greater security in being feared than in being loved.[21] In much of Machiavelli's work, it seems that the ruler must adopt unsavory policies for the sake of the continuance of his regime.

A related and more controversial proposal often made is that he described how to do things in politics in a way which seemed neutral concerning who used the advice—tyrants or good rulers.[15] That Machiavelli strove for realism is not doubted, but for four centuries scholars have debated how best to describe his morality. The Prince made the word "Machiavellian" a byword for deceit, despotism, and political manipulation. Even if Machiavelli was not himself evil, Leo Strauss declared himself inclined toward the traditional view that Machiavelli was self-consciously a "teacher of evil," since he counsels the princes to avoid the values of justice, mercy, temperance, wisdom, and love of their people in preference to the use of cruelty, violence, fear, and deception.[22] Italian anti-fascist philosopher Benedetto Croce (1925) concludes Machiavelli is simply a "realist" or "pragmatist" who accurately states that moral values in reality do not greatly affect the decisions that political leaders make.[23] German philosopher Ernst Cassirer (1946) held that Machiavelli simply adopts the stance of a political scientist—a Galileo of politics—in distinguishing between the "facts" of political life and the "values" of moral judgment.[24] On the other hand, Walter Russell Mead has argued that The Prince's advice presupposes the importance of ideas like legitimacy in making changes to the political system.[25]

Fortune

Machiavelli is generally seen as being critical of Christianity as it existed in his time, specifically its effect upon politics, and also everyday life. In his opinion, Christianity, along with the teleological Aristotelianism that the church had come to accept, allowed practical decisions to be guided too much by imaginary ideals and encouraged people to lazily leave events up to providence or, as he would put it, chance, luck or fortune. While Christianity sees modesty as a virtue and pride as sinful, Machiavelli took a more classical position, seeing ambition, spiritedness, and the pursuit of glory as good and natural things, and part of the virtue and prudence that good princes should have. Therefore, while it was traditional to say that leaders should have virtues, especially prudence, Machiavelli's use of the words virtù and prudenza was unusual for his time, implying a spirited and immodest ambition. Famously, Machiavelli argued that virtue and prudence can help a man control more of his future, in the place of allowing fortune to do so.

Najemy (1993) has argued that this same approach can be found in Machiavelli's approach to love and desire, as seen in his comedies and correspondence. Najemy shows how Machiavelli's friend Vettori argued against Machiavelli and cited a more traditional understanding of fortune.

On the other hand, humanism in Machiavelli's time meant that classical pre-Christian ideas about virtue and prudence, including the possibility of trying to control one's future, were not unique to him. But humanists did not go so far as to promote the extra glory of deliberately aiming to establish a new state, in defiance of traditions and laws.

While Machiavelli's approach had classical precedents, it has been argued that it did more than just bring back old ideas, and that Machiavelli was not a typical humanist. Strauss (1958) argues that the way Machiavelli combines classical ideas is new. While Xenophon and Plato also described realistic politics, and were closer to Machiavelli than Aristotle was, they, like Aristotle, also saw Philosophy as something higher than politics. Machiavelli was apparently a materialist who objected to explanations involving formal and final causation, or teleology.

Machiavelli's promotion of ambition among leaders while denying any higher standard meant that he encouraged risk taking, and innovation, most famously the founding of new modes and orders. His advice to prince was therefore certainly not limited to discussing how to maintain a state. It has been argued that Machiavelli's promotion of innovation led directly to the argument for progress as an aim of politics and civilization. But while a belief that humanity can control its own future, control nature, and "progress" has been long lasting, Machiavelli's followers, starting with his own friend Guicciardini, have tended to prefer peaceful progress through economic development, and not warlike progress. As Harvey Mansfield (1995, p. 74) wrote: "In attempting other, more regular and scientific modes of overcoming fortune, Machiavelli's successors formalized and emasculated his notion of virtue."

Machiavelli however, along with some of his classical predecessors, saw ambition and spiritedness, and therefore war, as inevitable and part of human nature.

Strauss concludes his 1958 Thoughts on Machiavelli by proposing that this promotion of progress leads directly to the modern arms race. Strauss argued that the unavoidable nature of such arms races, which have existed before modern times and led to the collapse of peaceful civilizations, provides us with both an explanation of what is most truly dangerous in Machiavelli's innovations, but also the way in which the aims of his apparently immoral innovation can be understood.

Religion

Cesare Borgia (far left) and Cardinal de Borja (one of Pope Alexander VI's ten cardinal-nephews), depicted with Machiavelli and Michelotto Corella, c. 1500.

Machiavelli explains repeatedly that religion is man-made, and that the value of religion lies in its contribution to social order and the rules of morality must be dispensed if security required it. In The Prince, the Discourses, and in the Life of Castruccio Castracani, he describes "prophets", as he calls them, like Moses, Romulus, Cyrus the Great, and Theseus (he treated pagan and Christian patriarchs in the same way) as the greatest of new princes, the glorious and brutal founders of the most novel innovations in politics, and men whom Machiavelli assures us have always used a large amount of armed force and murder against their own people. He estimated that these sects last from 1666 to 3000 years each time, which, as pointed out by Leo Strauss, would mean that Christianity became due to start finishing about 150 years after Machiavelli.[26] Machiavelli's concern with Christianity as a sect was that it makes men weak and inactive, delivering politics into the hands of cruel and wicked men without a fight.

While fear of God can be replaced by fear of the prince, if there is a strong enough prince, Machiavelli felt that having a religion is in any case especially essential to keeping a republic in order. For Machiavelli, a truly great prince can never be conventionally religious himself, but he should make his people religious if he can. According to Strauss (1958, pp. 226–227) he was not the first person to ever explain religion in this way, but his description of religion was novel because of the way he integrated this into his general account of princes.

Machiavelli's judgment that democracies need religion for practical political reasons was widespread among modern proponents of republics until approximately the time of the French revolution. This therefore represents a point of disagreement between himself and late modernity.[27]

The positive side to factional and individual vice

Despite the classical precedents, which Machiavelli was not the only one to promote in his time, Machiavelli's realism and willingness to argue that good ends justify bad things, is seen as a critical stimulus towards some of the most important theories of modern politics.

Firstly, particularly in the Discourses on Livy, Machiavelli is unusual in the positive side he sometimes seems to describe in factionalism in republics. For example quite early in the Discourses, (in Book I, chapter 4), a chapter title announces that the disunion of the plebs and senate in Rome "kept Rome free." That a community has different components whose interests must be balanced in any good regime is an idea with classical precedents, but Machiavelli's particularly extreme presentation is seen as a critical step towards the later political ideas of both a division of powers or checks and balances, ideas which lay behind the US constitution (and most modern constitutions).

Similarly, the modern economic argument for capitalism, and most modern forms of economics, was often stated in the form of "public virtue from private vices." Also in this case, even though there are classical precedents, Machiavelli's insistence on being both realistic and ambitious, not only admitting that vice exists but being willing to risk encouraging it, is a critical step on the path to this insight.

Mansfield however argues that Machiavelli's own aims have not been shared by those influenced by him. Machiavelli argued against seeing mere peace and economic growth as worthy aims on their own, if they would lead to what Mansfield calls the "taming of the prince."[28]

Machiavellian

 
Cesare Borgia, used as an example of a successful ruler in The Prince.

Machiavelli is most famous for a short political treatise, The Prince, written in 1513 but not published until 1532, five years after his death. Although he privately circulated The Prince among friends, the only theoretical work to be printed in his lifetime was The Art of War, about military science. Since the 16th century, generations of politicians remain attracted and repelled by its apparently neutral acceptance, or even positive encouragement, of the immorality of powerful men, described especially in The Prince but also in his other works.

His works are sometimes even said to have contributed to the modern negative connotations of the words politics and politician,[29] and it is sometimes thought that it is because of him that Old Nick became an English term for the Devil[30] and the adjective Machiavellian became a pejorative term describing someone who aims to deceive and manipulate others for personal advantage. Machiavellianism also remains a popular term used in speeches and journalism; while in psychology, it denotes a personality type.

While Machiavellianism is notable in the works of Machiavelli, Machiavelli's works are complex and he is generally agreed to have been more than just "Machiavellian" himself. For example, J.G.A. Pocock (1975) saw him as a major source of the republicanism that spread throughout England and North America in the 17th and 18th centuries and Leo Strauss (1958), whose view of Machiavelli is quite different in many ways, agreed about Machiavelli's influence on republicanism and argued that even though Machiavelli was a teacher of evil he had a nobility of spirit that led him to advocate ignoble actions. Whatever his intentions, which are still debated today, he has become associated with any proposal where "the end justifies the means". For example Leo Strauss (1958, p. 297) wrote:
Machiavelli is the only political thinker whose name has come into common use for designating a kind of politics, which exists and will continue to exist independently of his influence, a politics guided exclusively by considerations of expediency, which uses all means, fair or foul, iron or poison, for achieving its ends—its end being the aggrandizement of one's country or fatherland—but also using the fatherland in the service of the self-aggrandizement of the politician or statesman or one's party.

Influence

To quote Robert Bireley:[31]
...there were in circulation approximately fifteen editions of the Prince and nineteen of the Discourses and French translations of each before they were placed on the Index of Paul IV in 1559, a measure which nearly stopped publication in Catholic areas except in France. Three principal writers took the field against Machiavelli between the publication of his works and their condemnation in 1559 and again by the Tridentine Index in 1564. These were the English cardinal Reginald Pole and the Portuguese bishop Jeronymo Osorio, both of whom lived for many years in Italy, and the Italian humanist and later bishop, Ambrogio Caterino Politi.
Machiavelli's ideas had a profound impact on political leaders throughout the modern west, helped by the new technology of the printing press. During the first generations after Machiavelli, his main influence was in non-Republican governments. Pole reported that the Prince was spoken of highly by Thomas Cromwell in England and had influenced Henry VIII in his turn towards Protestantism, and in his tactics, for example during the Pilgrimage of Grace.[32] A copy was also possessed by the Catholic king and emperor Charles V.[33] In France, after an initially mixed reaction, Machiavelli came to be associated with Catherine de' Medici and the St. Bartholomew's Day massacre. As Bireley (1990:17) reports, in the 16th century, Catholic writers "associated Machiavelli with the Protestants, whereas Protestant authors saw him as Italian and Catholic". In fact, he was apparently influencing both Catholic and Protestant kings.[34]

One of the most important early works dedicated to criticism of Machiavelli, especially The Prince, was that of the Huguenot, Innocent Gentillet, whose work commonly referred to as Discourse against Machiavelli or Anti Machiavel was published in Geneva in 1576.[35] He accused Machiavelli of being an atheist and accused politicians of his time by saying that his works were the "Koran of the courtiers", that "he is of no reputation in the court of France which hath not Machiavel's writings at the fingers ends".[36] Another theme of Gentillet was more in the spirit of Machiavelli himself: he questioned the effectiveness of immoral strategies (just as Machiavelli had himself done, despite also explaining how they could sometimes work). This became the theme of much future political discourse in Europe during the 17th century. This includes the Catholic Counter Reformation writers summarised by Bireley: Giovanni Botero, Justus Lipsius, Carlo Scribani, Adam Contzen, Pedro de Ribadeneira, and Diego Saavedra Fajardo.[37] These authors criticized Machiavelli, but also followed him in many ways. They accepted the need for a prince to be concerned with reputation, and even a need for cunning and deceit, but compared to Machiavelli, and like later modernist writers, they emphasized economic progress much more than the riskier ventures of war. These authors tended to cite Tacitus as their source for realist political advice, rather than Machiavelli, and this pretense came to be known as "Tacitism".[38] "Black tacitism" was in support of princely rule, but "red tacitism" arguing the case for republics, more in the original spirit of Machiavelli himself, became increasingly important.
Francis Bacon argued the case for what would become modern science which would be based more upon real experience and experimentation, free from assumptions about metaphysics, and aimed at increasing control of nature. He named Machiavelli as a predecessor.

Modern materialist philosophy developed in the 16th, 17th and 18th centuries, starting in the generations after Machiavelli. This philosophy tended to be republican, more in the original spirit of Machiavellian, but as with the Catholic authors Machiavelli's realism and encouragement of using innovation to try to control one's own fortune were more accepted than his emphasis upon war and politics. Not only was innovative economics and politics a result, but also modern science, leading some commentators to say that the 18th century Enlightenment involved a "humanitarian" moderating of Machiavellianism.[39]

The importance of Machiavelli's influence is notable in many important figures in this endeavor, for example Bodin,[40] Francis Bacon,[41] Algernon Sidney,[42] Harrington, John Milton,[43] Spinoza,[44] Rousseau, Hume,[45] Edward Gibbon, and Adam Smith. Although he was not always mentioned by name as an inspiration, due to his controversy, he is also thought to have been an influence for other major philosophers, such as Montaigne,[46] Descartes,[47] Hobbes, Locke[48] and Montesquieu.[49]
In the seventeenth century it was in England that Machiavelli's ideas were most substantially developed and adapted, and that republicanism came once more to life; and out of seventeenth-century English republicanism there were to emerge in the next century not only a theme of English political and historical reflection—of the writings of the Bolingbroke circle and of Gibbon and of early parliamentary radicals—but a stimulus to the Enlightenment in Scotland, on the Continent, and in America.[50]
Scholars have argued that Machiavelli was a major indirect and direct influence upon the political thinking of the Founding Fathers of the United States. Benjamin Franklin, James Madison and Thomas Jefferson followed Machiavelli's republicanism when they opposed what they saw as the emerging aristocracy that they feared Alexander Hamilton was creating with the Federalist Party.[51]
Hamilton learned from Machiavelli about the importance of foreign policy for domestic policy, but may have broken from him regarding how rapacious a republic needed to be in order to survive[52][53] (George Washington was probably less influenced by Machiavelli).[54] However, the Founding Father who perhaps most studied and valued Machiavelli as a political philosopher was John Adams, who profusely commented on the Italian's thought in his work, A Defence of the Constitutions of Government of the United States of America.[55]

In his Defence of the Constitutions of Government of the United States, John Adams praised Machiavelli, with Algernon Sidney and Montesquieu, as a philosophic defender of mixed government. For Adams, Machiavelli restored empirical reason to politics, while his analysis of factions was commendable. Adams likewise agreed with the Florentine that human nature was immutable and driven by passions. He also accepted Machiavelli's belief that all societies were subject to cyclical periods of growth and decay. For Adams, Machiavelli lacked only a clear understanding of the institutions necessary for good government.[55]

20th century

The 20th-century Italian Communist Antonio Gramsci drew great inspiration from Machiavelli's writings on ethics, morals, and how they relate to the State and revolution in his writings on Passive Revolution, and how a society can be manipulated by controlling popular notions of morality.[56]
Joseph Stalin read The Prince and annotated his own copy.[57]

Revival of interest in the comedies

In the 20th century there was also renewed interest in Machiavelli's La Mandragola (1518), which received numerous stagings, including several in New York, at the New York Shakespeare Festival in 1976 and the Riverside Shakespeare Company in 1979, as a musical comedy by Peer Raben in Munich's antiteater in 1971, and at London's National Theatre in 1984.[58]

Appearances in popular culture

Machiavelli is featured in the popular historical video game series Assassin's Creed where he is portrayed as a member and leader for the secret society of the Assassins. He appears in the later stages of Assassin's Creed II and becomes a regular character in Assassin's Creed: Brotherhood.

In Nancy Holder's Highlander fiction novel The Measure Of A Man (1997), Niccolò Machiavelli makes an appearance as an Immortal adversary of Duncan MacLeod. Besides these, Machiavelli is a major character in the novel series The Secrets of the Immortal Nicholas Flamel by Michael Scott. He appears as one of the main characters in The Enchantress of Florence by Salman Rushdie, mostly referred to as "Niccolò 'il Macchia". Machiavelli is also the central protagonist in the novel The Malice of Fortune by Michael Ennis.

Television dramas centering around the early renaissance have also made use of Machiavelli to underscore his influence in early modern political philosophy. Machiavelli has been featured in The Tudors and The Borgias.

A highly fictionalised version of Machiavelli appears in BBC children's TV series Leonardo, in which he is "Mac", a black streetwise hustler who is best friends with fellow teenagers Leonardo da Vinci, Mona Lisa, and Lorenzo di Medici, and helps them defeat the evil "Luminari" secret society, led by Lorenzo's father Piero. In the episode "Ewings Unite!" of the television series Dallas, legendary oil baron J.R. Ewing wills his copy of The Prince to his adopted nephew Christopher Ewing, telling him to "use it, because being smart and sneaky is an unbeatable combination". In Da Vinci's Demons—an American historical fantasy drama series that presents a fictional account of Leonardo da Vinci's early life[59]Eros Vlahos plays a young Niccolò "Nico" Machiavelli.

Algorithmic information theory

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