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Monday, January 10, 2022

Nirvana (Buddhism)

From Wikipedia, the free encyclopedia

Translations of
Nirvana
Englishblowing out,
extinguishing,
liberation
Sanskritनिर्वाण
(IAST: nirvāṇa)
Palinibbāna
Bengaliনির্বাণ nibbano
Burmeseနိဗ္ဗာန်
(MLCTS: neɪʔbàɰ̃)
Chinese涅槃
(Pinyin: nièpán)
Japanese涅槃
(Rōmaji: nehan)
Khmerនិព្វាន
(UNGEGN: nĭppéan)
Korean열반
(RR: yeolban)
Monနဳဗာန်
([nìppàn])
Mongolianγasalang-aca nögcigsen
Shanၼိၵ်ႈပၢၼ်ႇ
([nik3paan2])
Sinhalaනිවන
(Nivarna)
Tibetanམྱ་ངན་ལས་འདས་པ།
mya ngan las 'das pa
Thaiนิพพาน
(RTGS: nipphan)
VietnameseNiết bàn

Aniconic carving representing the final nirvana of a Buddha at Sanchi.

Nirvana (Sanskrit: nirvāṇa; Pali: nibbāna) is "blowing out" or "quenching" of the activities of the worldly mind and its related suffering. Nirvana is the goal of the Buddhist path, and marks the soteriological release from worldly suffering and rebirths in saṃsāra. Nirvana is part of the Third Truth on "cessation of dukkha" in the Four Noble Truths, and the "summum bonum of Buddhism and goal of the Eightfold Path."

In the Buddhist tradition, nirvana has commonly been interpreted as the extinction of the "three fires", or "three poisons" greed (raga), aversion (dvesha) and ignorance (moha). When these fires are extinguished, release from the cycle of rebirth (saṃsāra) is attained.

Nirvana has also been claimed by some scholars to be identical with anatta (non-self) and sunyata (emptiness) states though this is hotly contested by other scholars and practicing monks. In time, with the development of the Buddhist doctrine, other interpretations were given, such as the absence of the weaving (vana) of activity of the mind, the elimination of desire, and escape from the woods, cq. the five skandhas or aggregates.

Buddhist scholastic tradition identifies two types of nirvana: sopadhishesa-nirvana (nirvana with a remainder), and parinirvana or anupadhishesa-nirvana (nirvana without remainder, or final nirvana). The founder of Buddhism, the Buddha, is believed to have reached both these states.

Nirvana, or the liberation from cycles of rebirth, is the highest aim of the Theravada tradition. In the Mahayana tradition, the highest goal is Buddhahood, in which there is no abiding in nirvana. Buddha helps liberate beings from saṃsāra by teaching the Buddhist path. There is no rebirth for Buddha or people who attain nirvana. But his teachings remain in the world for a certain time as a guidance to attain nirvana.

Meaning and etymology

The origin of the term nirvana is probably pre-Buddhist. It was a more or less central concept among the Jains, the Ajivikas, the Buddhists, and certain Hindu traditions.

It generally describes a state of freedom from suffering and rebirth. The ideas of spiritual liberation using different terminology, is found in ancient texts of non-Buddhist Indian traditions, such as in verse 4.4.6 of the Brihadaranyaka Upanishad of Hinduism.

The term may have been imported into Buddhism with much of its semantic range from these other sramanic movements. However its etymology may not be conclusive for its meaning. Different Buddhist traditions have interpreted the concept in different ways, and the term has had a range of meanings over time.

Extinction and blowing out

One literal interpretation translates nir√vā as "blow out", interpreting nir is a negative, and va as "to blow", giving a meaning of "blowing out" or "quenching". It is seen to refer to both to the act and the effect of blowing (at something) to put it out, but also the process and outcome of burning out, becoming extinguished.

The term nirvana in the soteriological sense of "blown out, extinguished" state of liberation does not appear in the Vedas nor in the pre-Buddhist Upanishads. According to Collins, "the Buddhists seem to have been the first to call it nirvana."

The term nirvana then became part of an extensive metaphorical structure that was probably established at a very early age in Buddhism. According to Gombrich, the number of three fires alludes to the three fires which a Brahmin had to keep alight, and thereby symbolise life in the world, as a family-man. The meaning of this metaphor was lost in later Buddhism, and other explanations of the word nirvana were sought. Not only passion, hatred and delusion were to be extinguished, but also all cankers (asava) or defilements (khlesa). Later exegetical works developed a whole new set of folk etymological definitions of the word nirvana, using the root vana to refer to "to blow", but re-parsing the word to roots that mean "weaving, sewing", "desire" and "forest or woods":

  • vâna, derived from the root word √vā which means "to blow":
    • (to) blow (of wind); but also to emit (an odour), be wafted or diffused; nirvana then means "to blow out";
  • vāna, derived from the root vana or van which mean "desire",
    • nirvana is then explained to mean a state of "without desire, without love, without wish" and one without craving or thirst.
    • adding the root √vā which means "to weave or sew"; nirvana is then explained as abandoning the desire which weaves together life after life.
  • vāna, derived from the root word vana which also means "woods, forest":
    • based on this root, vana has been metaphorically explained by Buddhist scholars as referring to the "forest of defilements", or the five aggregates; nirvana then means "escape from the aggregates", or to be "free from that forest of defilements".

The term nirvana, "to blow out", has also been interpreted as the extinction of the "three fires", or "three poisons", namely of passion or sensuality (raga), aversion or hate (dvesha) and of delusion or ignorance (moha or avidyā).

The "blowing out" does not mean total annihilation, but the extinguishing of a flame. The term nirvana can also be used as a verb: "he or she nirvāṇa-s," or "he or she parinirvānṇa-s" (parinibbāyati).

To unbind

Ṭhānissaro Bhikkhu argues that the term nibbāna was apparently derived etymologically from the negative prefix, nir, plus the root vāṇa, or binding: unbinding, and that the associated adjective is nibbuta: unbound, and the associated verb, nibbuti: to unbind. He and others use the term unbinding for nibbana. (Ṭhānissaro argues that the early Buddhist association of 'blowing out' with the term arose in light of the way in which the processes of fire were viewed at that time - that a burning fire was seen as clinging to its fuel in a state of hot agitation, and that when going out the fire let go of its fuel and reached a state of freedom, cooling, and peace.)

Cessation of the weaving of the mind

Another interpretation of nirvana is the absence of the weaving (vana) of activity of the mind.

To uncover

Matsumoto Shirō (1950-), of the Critical Buddhism group, stated that the original etymological root of nirvana should be considered not as nir√vā, but as nir√vŗ, to "uncover". According to Matsumoto, the original meaning of nirvana was therefore not "to extinguish" but "to uncover" the atman from that which is anatman (not atman). Swanson stated that some Buddhism scholars questioned whether 'blowing out' and 'extinction' etymologies are consistent with the core doctrines of Buddhism, particularly about anatman (non-self) and pratityasamutpada (causality). They saw a problem that considering nirvana as extinction or liberation presupposes a "self" to be extinguished or liberated. However other Buddhist scholars, such as Takasaki Jikidō, disagreed and called the Matsumoto proposal "too far and leaving nothing that can be called Buddhist".

Relationship with other terms

Release and freedom from suffering; moksha, vimutti

Nirvana is used synonymously with moksha (Sanskrit), also vimoksha, or vimutti (Pali), "release, deliverance from suffering". In the Pali-canon two kinds of vimutti are discerned:

  • Ceto-vimutti, freedom of mind; it is the qualified freedom from suffering, attained through the practice of concentration meditation (samādhi). Vetter translates this as "release of the heart" which means conquering desire thereby attaining a desire-less state of living.
  • Pañña-vimutti, freedom through understanding (prajña); it is the final release from suffering and the end of rebirth, attained through the practice of insight meditation (vipassanā).

Ceto-vimutti becomes permanent, only with the attainment of pañña-vimutti. According to Gombrich and other scholars, these may be a later development within the canon, reflecting a growing emphasis in earliest Buddhism on prajña, instead of the liberating practice of dhyana; it may also reflect a successful assimilation of non-Buddhist meditation practices in ancient India into the Buddhist canon. According to Anālayo, the term uttari-vimutti (highest liberation) is also widely used in the early buddhist texts to refer to liberation from the cycle of rebirth.

Relationship with enlightenment and awakening

Peter Harvey has written that Buddha attained enlightenment, or awakening at age c.35, and final nirvana on his death. The Theravada School sees nirvana as being attained in the non-returner stage of the four stages of enlightenment.

Relationship with ecstasy and bliss

Nirvana is not necessarily related to ecstasy or bliss, although some commentators see such experiences as part of nirvana.

Popular Western usage

L. S. Cousins said that in popular usage nirvana was "the goal of Buddhist discipline,... the final removal of the disturbing mental elements which obstruct a peaceful and clear state of mind, together with a state of awakening from the mental sleep which they induce."

Interpretations of the early Buddhist concept

As a cessation event and the end of rebirth

The Bhavachakra, an illustration of the cycle of rebirth, with the three poisons at the hub of the wheel.

Most modern scholars such as Rupert Gethin, Richard Gombrich, Donald Lopez and Paul Williams hold that nirvāṇa (nibbana in Pali, also called nibbanadhatu, the property of nibbana), means the 'blowing out' or 'extinguishing' of greed, aversion, and delusion, and that this signifies the permanent cessation of samsara and rebirth.

According to Steven Collins, a synonym widely used for nirvana in early texts is "deathless" or "deathfree" (Pali: amata, sanskrit: amrta) and refers to a condition "where there is no death, because there is also no birth, no coming into existence, nothing made by conditioning, and therefore no time." He also adds that "the most common thing said about nirvana in Buddhist texts is that it is the ending of suffering (dukkha)." Gethin notes, "this is not a 'thing' but an event or experience" that frees one from rebirth in samsara. According to Collins, the term is also widely used as a verb, one therefore "nirvanizes." Gombrich argues that the metaphor used in the texts of flames going out, refers to fires which were kept by priests of Brahmanism, and symbolize life in the world. Nirvana is also called "unconditioned" (asankhata), meaning it is unlike all other conditioned phenomena.

The cycle of rebirth and suffering continues until a being attains nirvana. One requirement for ending this cycle is to extinguish the fires of attachment (raga), aversion (dvesha) and ignorance (moha or avidya). As Bhikkhu Bodhi states "For as long as one is entangled by craving, one remains bound in saṃsāra, the cycle of birth and death; but when all craving has been extirpated, one attains Nibbāna, deliverance from the cycle of birth and death."

According to Donald Swearer, the journey to nirvana is not a journey to a "separate reality" (contra Vedic religion or Jainism), but a move towards calm, equanimity, nonattachment and nonself. In this sense, the soteriological view of early Buddhism is seen as a reaction to earlier Indic metaphysical views. Thomas Kasulis notes that in the early texts, nirvana is often described in negative terms, including “cessation” (nirodha), “the absence of craving” (trsnaksaya), “detachment,” “the absence of delusion,” and “the unconditioned” (asamskrta). He also notes that there is little discussion in the early buddhist texts about the metaphysical nature of nirvana, since they seem to hold that metaphysical speculation is an obstacle to the goal. Kasulis mentions the Malunkyaputta sutta which denies any view about the existence of the Buddha after his final bodily death, all positions (the Buddha exists after death, does not exist, both or neither) are rejected. Likewise, another sutta (AN II 161) has Sāriputta saying that asking the question "is there anything else?" after the physical death of someone who has attained nirvana is conceptualizing or proliferating (papañca) about that which is without proliferation (appapañcaṃ) and thus a kind of distorted thinking bound up with the self.

In the early texts, the practice of the noble path and the four dhyanas was said to lead to the extinction of the three fires, and then proceed to the cessation of all discursive thoughts and apperceptions, then ceasing all feelings (happiness and sadness). According to Collins, nirvana is associated with a meditative attainment called the 'Cessation of Perception/Ideation and Feeling' (sannavedayitanirodha), also known as the 'Attainment of Cessation' (nirodhasamapatti). In later Buddhism, dhyana practice was deemed sufficient only for the extinguishing of passion and hatred, while delusion was extinguished by insight.

As a metaphysical place or transcendent consciousness

Peter Harvey has defended the idea that nirvana in the Pali suttas refers to a kind of transformed and transcendent consciousness or discernment (viññana) that has "stopped" (nirodhena). According to Harvey this nirvanic consciousness is said to be "objectless", "infinite" (anantam), "unsupported" (appatiṭṭhita) and "non-manifestive" (anidassana) as well as "beyond time and spatial location". Rune Johansson's The Psychology of Nirvana also argued that nirvana could be seen as a transformed state of mind (citta).

In the cosmology of Jainism, another sramana tradition like Buddhism, liberated beings abide in an actual place (loka) associated with nirvana. Some scholars have argued that originally, Buddhists held a similar view.

Stanislaw Schayer, a Polish scholar, argued in the 1930s that the Nikayas preserve elements of an archaic form of Buddhism which is close to Brahmanical beliefs, and survived in the Mahayana tradition. Contrary to popular opinion, the Theravada and Mahayana traditions may be "divergent, but equally reliable records of a pre-canonical Buddhism which is now lost forever." The Mahayana tradition may have preserved a very old, "pre-Canonical" and oral Buddhist tradition, which was largely, but not completely, left out of the Theravada-canon. Schayer's view saw nirvana as an immortal, deathless sphere, a transmundane reality or state. Edward Conze had similar ideas about nirvana, citing sources which speak of an eternal and "invisible infinite consciousness, which shines everywhere" as point to the view that nirvana is a kind of Absolute. A similar view was defended by M. Falk, who held that the nirvanic element, as an "essence" or pure consciousness, is immanent within samsara. M. Falk argues that the early Buddhist view of nirvana is that it is an "abode" or "place" of prajña, which is gained by the enlightened. This nirvanic element, as an "essence" or pure consciousness, is immanent within samsara.

A similar view is also defended by C. Lindtner, who argues that in precanonical Buddhism nirvana is:

... a place one can actually go to. It is called nirvanadhatu, has no border-signs (animitta), is localized somewhere beyond the other six dhatus (beginning with earth and ending with vijñana) but is closest to akasa and vijñana. One cannot visualize it, it is anidarsana, but it provides one with firm ground under one’s feet, it is dhruva; once there one will not slip back, it is acyutapada. As opposed to this world, it is a pleasant place to be in, it is sukha, things work well.

According to Christian Lindtner, the original and early Buddhist concepts of nirvana were similar to those found in competing Śramaṇa (strivers/ascetics) traditions such as Jainism and Upanishadic Vedism. It was not a psychological idea or purely related to a being's inner world, but a concept described in terms of the world surrounding the being, cosmology and consciousness. All Indian religions, over time, states Lindtner evolved these ideas, internalizing the state but in different ways because early and later Vedanta continued with the metaphysical idea of Brahman and soul, but Buddhism did not. In this view, the canonical Buddhist views on nirvana was a reaction against early (pre-canonical) Buddhism, along with the assumptions of Jainism and the Upanishadic thought on the idea of personal liberation. As a result of this reaction, nirvana came to be seen as a state of mind, instead of a concrete place. Elements of this precanonical Buddhism may have survived the canonisation, and its subsequent filtering out of ideas, and re-appeared in Mahayana Buddhism. According to Lindtner, the existence of multiple, and contradicting ideas, is also reflected in the works of Nagarjuna, who tried to harmonize these different ideas. According to Lindtner, this lead him to taking a "paradoxical" stance, for instance regarding nirvana, rejecting any positive description.

Referring to this view, Alexander Wynne holds that there is no evidence in the Sutta Pitaka that the Buddha held this view, at best it only shows that "some of the early Buddhists were influenced by their Brahminic peers". Wynne concludes that the Buddha rejected the views of the Vedas and that his teachings present a radical departure from these brahminical beliefs.

Nirvana with and without remainder of fuel

Buddhist sculpture of the final nirvana of the Buddha in greco-buddhist Gandharan style from Loriyan Tangai.

There are two stages in nirvana, one in life, and one final nirvana upon death; the former is imprecise and general, the latter is precise and specific. The nirvana-in-life marks the life of a monk who has attained complete release from desire and suffering but still has a body, name and life. The nirvana-after-death, also called nirvana-without-substrate, is the complete cessation of everything, including consciousness and rebirth. This main distinction is between the extinguishing of the fires during life, and the final "blowing out" at the moment of death:

  • Sa-upādisesa-nibbāna (Pali; Sanskrit sopadhiśeṣa-nirvāṇa), "nirvana with remainder", "nirvana with residue." Nirvana is attained during one's life, when the fires are extinguished. There is still the "residue" of the five skandhas, and a "residue of fuel", which however is not "burning". Nirvana-in-this-life is believed to result in a transformed mind with qualities such as happiness, freedom of negative mental states, peacefulness and non-reactiveness.
  • An-up ādisesa-nibbāna (Pali; Sanskrit nir-upadhiśeṣa-nirvāṇa), "nirvana without remainder," "nirvana without residue". This is the final nirvana, or parinirvana or "blowing out" at the moment of death, when there is no fuel left.

The classic Pali sutta definitions for these states are as follows:

And what, monks, is the Nibbana element with residue remaining? Here, a monk is an arahant, one whose taints are destroyed, who has lived the holy life, done what had to be done, laid down the burden, reached his own goal, utterly destroyed the fetters of existence, one completely liberated through final knowledge. However, his five sense faculties remain unimpaired, by which he still experiences what is agreeable and disagreeable, still feels pleasure and pain. It is the destruction of lust, hatred, and delusion in him that is called the Nibbana element with residue remaining.

And what, monks, is the Nibbana element without residue remaining? Here, a monk is an arahant ... one completely liberated through final knowledge. For him, here in this very life, all that is felt, not being delighted in, will become cool right here. That, monks, is called the Nibbana element without residue remaining.

Gombrich explains that the five skandhas or aggregates are the bundles of firewood that fuel the three fires. The Buddhist practitioner ought to "drop" these bundles, so that the fires are no longer fueled and "blow out". When this is done, the bundles still remain as long as this life continues, but they are no longer "on fire." Collins notes that the first type, nirvana in this life is also called bodhi (awakening), nirvana of the defilements or kilesa-(pari)nibbana, and arhatship while nirvana after death is also referred to as the nirvana of the Aggregates, khandha-(pari)nibbana.

What happens with one who has reached nirvana after death is an unanswerable question. According to Walpola Rahula, the five aggregates vanish but there does not remain a mere "nothingness." Rahula's view, states Gombrich, is not accurate summary of the Buddhist thought, and mirrors the Upanishadic thought.

Anatta, Sunyata

Nirvana is also described in Buddhist texts as identical to anatta (anatman, non-self, lack of any self). Anatta means there is no abiding self or soul in any being or a permanent essence in any thing. This interpretation asserts that all reality is of dependent origination and a worldly construction of each human mind, therefore ultimately a delusion or ignorance. In Buddhist thought, this must be overcome, states Martin Southwold, through "the realization of anatta, which is nirvana".

Nirvana in some Buddhist traditions is described as the realization of sunyata (emptiness or nothingness). Madhyamika Buddhist texts call this as the middle point of all dualities (Middle Way), where all subject-object discrimination and polarities disappear, there is no conventional reality, and the only ultimate reality of emptiness is all that remains.

Synonyms and metaphors

A flame which goes out due to lack of fuel

A commonly used metaphor for nirvana is that of a flame which goes out due to lack of fuel:

Just as an oil-lamp burns because of oil and wick, but when the oil and wick are exhausted, and no others are supplied, it goes out through lack of fuel (anaharo nibbayati), so the [enlightened] monk … knows that after the break-up of his body, when further life is exhausted, all feelings which are rejoiced in here will become cool.

Collins argues that the Buddhist view of awakening reverses the Vedic view and its metaphors. While in Vedic religion, the fire is seen as a metaphor for the good and for life, Buddhist thought uses the metaphor of fire for the three poisons and for suffering. This can be seen in the Adittapariyaya Sutta commonly called "the fire sermon" as well as in other similar early Buddhist texts. The fire sermon describes the end of the "fires" with a refrain which is used throughout the early texts to describe nibbana:

Disenchanted, he becomes dispassionate. Through dispassion, he is fully released. With full release, there is the knowledge, 'Fully released.' He discerns that 'Birth is ended, the holy life fulfilled, the task done. There is nothing further for this world.

An end state, where many adverse aspects of experience have ceased

In the Dhammacakkapavattanasutta, the third noble truth of cessation (associated with nirvana) is defined as: "the fading away without remainder and cessation of that same craving, giving it up, relinquishing it, letting it go, not clinging to it."

Steven Collins lists some examples of synonyms used throughout the Pali texts for Nirvana:

the end, (the place, state) without corruptions, the truth, the further (shore), the subtle, very hard to see, without decay, firm, not liable to dissolution, incomparable, without differentiation, peaceful, deathless, excellent, auspicious, rest, the destruction of craving, marvellous, without affliction, whose nature is to be free from affliction, nibbana [presumably here in one or more creative etymology,= e.g., non-forest], without trouble, dispassion, purity, freedom, without attachment, the island, shelter (cave), protection, refuge, final end, the subduing of pride (or ‘intoxication’), elimination of thirst, destruction of attachment, cutting off of the round (of rebirth), empty, very hard to obtain, where there is no becoming, without misfortune, where there is nothing made, sorrowfree, without danger, whose nature is to be without danger, profound, hard to see, superior, unexcelled (without superior), unequalled, incomparable, foremost, best, without strife, clean, flawless, stainless, happiness, immeasurable, (a firm) standing point, possessing nothing.

In the Theravada School

Khmer traditional mural painting depicts Gautama Buddha entering parinirvana, Dharma assembly pavilion, Wat Botum, Phnom Penh, Cambodia.

Unconditioned

In the Theravada-tradition, nibbāna is regarded as an uncompounded or unconditioned (asankhata) dhamma (phenomenon, event) which is "transmundane", and which is beyond our normal dualistic conceptions. In Theravada Abhidhamma texts like the Vibhanga, nibbana or the asankhata-dhatu (unconditioned element) is defined thus:

‘What is the unconditioned element (asankhata dhatu)? It is the cessation of passion, the cessation of hatred and the cessation of delusion.’

Furthermore, for the Theravada, nirvana is uniquely the only asankhata dhamma (unconditioned phenomenon) and unlike other schools, they do not recognize different unconditioned phenomena or different types of nirvana (such as the apratistha or non-abiding nirvana of Mahayana). As noted by Thiện Châu, the Theravadins and the Pudgalavadins "remained strictly faithful to the letter of the sutras" and thus held that nirvana is the only unconditioned dhamma, while other schools also posited various asankhata dhammas (such as the Sarvastivadin view that space or akasa was unconditioned).

Stages

The Four planes of liberation
(according to the Sutta Piaka)

stage's
"fruit"

abandoned
fetters

rebirth(s)
until suffering's end

stream-enterer

1. identity view (Anatman)
2. doubt in Buddha
3. ascetic or ritual rules

lower
fetters

up to seven rebirths in
human or heavenly realms

once-returner[note 14]

once more as
a human

non-returner

4. sensual desire
5. ill will

once more in
a heavenly realm
(Pure Abodes)

arahant

6. material-rebirth desire
7. immaterial-rebirth desire
8. conceit
9. restlessness
10. ignorance

higher
fetters

no rebirth

Source: Ñāṇamoli & Bodhi (2001), Middle-Length Discourses, pp. 41-43.

The Theravada tradition identifies four progressive stages. The first three lead to favorable rebirths in more pleasant realms of existence, while the last culminates in nirvana as an Arahat who is a fully awakened person. The first three are reborn because they still have some of the fetters, while arhat has abandoned all ten fetters and, upon death will never be reborn in any realm or world, having wholly escaped saṃsāra.

At the start, a monk's mind treats nirvana as an object (nibbanadhatu). This is followed by realizing the insight of three universal lakshana (marks): impermanence (anicca), suffering (dukkha) and nonself (anatman). Thereafter the monastic practice aims at eliminating the ten fetters that lead to rebirth.

According to Thanissaro Bhikkhu, individuals up to the level of non-returning may experience nibbāna as an object of consciousness. Certain contemplations with nibbāna as an object of samādhi lead, if developed, to the level of non-returning. At that point of contemplation, which is reached through a progression of insight, if the meditator realizes that even that state is constructed and therefore impermanent, the fetters are destroyed, arahantship is attained, and nibbāna is realized.

Visuddhimagga

The Theravada exegete Buddhaghosa says, in his Visuddhimagga:

It is called nibbana (extinction) because it has gone away from (nikkhanta), has escaped from (nissata), is dissociated from, craving, which has acquired in common usage the name ‘fastening (vana)’ because, by ensuring successive becoming, craving serves as a joining together, a binding together, a lacing together, of the four kinds of generation, five destinies, seven stations of consciousness and nine abodes of being.

According to Buddhaghosa, nibbāna is achieved after a long process of committed application to the path of purification (Pali: Vissudhimagga). The Buddha explained that the disciplined way of life he recommended to his students (dhamma-vinaya) is a gradual training extending often over a number of years. To be committed to this path already requires that a seed of wisdom is present in the individual. This wisdom becomes manifest in the experience of awakening (bodhi). Attaining nibbāna, in either the current or some future birth, depends on effort, and is not pre-determined.

In the Visuddhimagga, chapter I.v.6, Buddhaghosa identifies various options within the Pali canon for pursuing a path to nirvana. According to Gombrich, this proliferation of possible paths to liberation reflects later doctrinal developments, and a growing emphasis on insight as the main liberative means, instead of the practice of dhyana.

The mind of the Arahant is nibbāna

A related idea, which finds no explicit support in the Pali Canon without interpretation, and is the product of contemporary Theravada practice tradition, despite its absence in the Theravada commentaries and Abhidhamma, is that the mind of the arahant is itself nibbāna. The Canon does not support the identification of the "luminous mind" with nirvanic consciousness, though it plays a role in the realization of nirvāṇa. Upon the destruction of the fetters, according to one scholar, "the shining nibbanic consciousness flashes out" of it, "being without object or support, so transcending all limitations."

Modern Theravada views

K.N. Jayatilleke, a modern Sri Lankan Buddhist philosopher, holds that nirvana must be understood by a careful study of the Pali texts. Jayatilleke argues that the Pali works show that nirvana means 'extinction' as well as 'the highest positive experience of happiness'. Jayatilleke writes that despite the definition of nirvana as 'extinction', this does not mean that it is a kind of annihilation or a state of dormant nonentity, for this contradicts the statements of the Buddha that reject this interpretation. Jayatilleke holds that the early texts clearly proclaim that nothing can be said about the state of the Buddha after paranibbana (the end of his psycho-physical personality) because "we do not have the concepts or words to describe adequately the state of the emancipated person." This transcendent reality which our normal minds cannot grasp is not located in time or space, it is not causally conditioned, and beyond existence and non-existence. Because trying to explain nibbana by means of logic is impossible, the only thing to be done is to explain how to reach it, instead of dwelling on what it "is". Explaining what happens to the Buddha after nibbana is thus said to be an unanswerable.

A similarly apophatic position is also defended by Walpola Rahula, who states that the question of what nirvana is "can never be answered completely and satisfactorily in words, because human language is too poor to express the real nature of the Absolute Truth or Ultimate Reality which is Nirvana." Rahula affirms that nibbana is most often described in negative terms because there is less danger in grasping at these terms, such as "the cessation of continuity and becoming (bhavanirodha)", "the abandoning and destruction of desire and craving for these five aggregates of attachment", and "the extinction of "thirst" (tanhakkhayo)." Rahula also affirms however that nibbana is not a negative or an annihilation, because there is no self to be annihilated and because 'a negative word does not necessarily indicate a negative state'. Rahula also notes that more positive terms are used to describe nibbana such as "freedom" (mutti) and "truth" (sacca). Rahula also agrees that nirvana is unconditioned.

The American Theravada monk Bhikkhu Bodhi has defended the traditional Theravada view which sees nirvana as "a reality transcendent to the entire world of mundane experience, a reality transcendent to all the realms of phenomenal existence."

The Sri Lankan philosopher David Kalupahana has taken a different position, he argues that the Buddha's "main philosophical insight" is the principle of causality (dependent origination) and that this "is operative in all spheres, including the highest state of spiritual development, namely, nirvana." According to Kalupahana "later scholars attempted to distinguish two spheres, one in which causation prevailed and the other which is uncaused. This latter view was, no doubt, the result of a confusion in the meanings of the two terms, sankhata ('compounded') and paticcasamuppanna ('causally conditioned')." Thus, even though nibbana is termed "asankhata" (un-compounded, not-put together) there is no statement in the early texts which say that nirvana is not dependently originated or is uncaused (the term would be appaticcasamuppana). He thus argues that "nirvana is a state where there is 'natural or causal happening' (paticcasamuppada), but not 'organized,' or 'planned' conditioning (sankha-rana)", as well as "a state of perfect mental health (aroga), of perfect happiness (parama sukha), calmness or coolness (sitibhuta), and stability (aneñja), etc. attained in this life, or while one is alive."

Mahasi Sayadaw, one of the most influential 20th century Theravada vipassana teachers, states in his "On the nature of Nibbana" that "nibbana is perfect peace (santi)" and "the complete annihilation of the three cycles of defilement, action, and result of action, which all go to create mind and matter, volitional activities, etc." He further states that for arahants "no new life is formed after his decease-consciousness." Mahasi Sayadaw further states that nibbana is the cessation of the five aggregates which is like "a flame being extinguished". However this doesn't mean that "an arahant as an individual has disappeared" because there is no such thing as an "individual" in an ultimate sense, even though we use this term conventionally. Ultimate however, "there is only a succession of mental and physical phenomena arising and dissolving." For this reason, Mahasi Sayadaw holds that although for an arahant "cessation means the extinction of the successive rise and fall of the aggregates" this is not the view of annihilation (uccheda-diṭṭhi) since there is ultimately no individual to be annihilated. Mahasi further notes that "feeling [vedana] ceases with the parinibbāna of the Arahant" and also that "the cessation of senses is nibbāna" (citing the Pañcattaya Sutta). Mahasi also affirms that even though nibbana is the "cessation of mind, matter, and mental formations" and even the cessation of "formless consciousness", it is not nothing, but it is an "absolute reality" and he also affirms that "the peace of nibbana is real."

Unorthodox interpretations, nibbana as citta, viññana or atta

In Thai Theravada, as well as among some modern Theravada scholars, there are alternative interpretations which differ from the traditional orthodox Theravada view. These interpretations see nibbana as equivalent in some way with either a special kind of mind (pabhassara citta) or a special consciousness called anidassana viññāṇa, "non-manifest" consciousness which is said to be 'luminous'. In one interpretation, the "luminous consciousness" is identical with nibbana. Others disagree, finding it to be not nibbana itself, but instead to be a kind of consciousness accessible only to arahants.

Some teachers of the Thai forest tradition, such as Ajahn Maha Bua taught an idea called "original mind" which when perfected is said to exist as a separate reality from the world and the aggregates. According to Maha Bua, the indestructible mind or citta is characterized by awareness or knowing, which is intrinsically bright (pabhassaram) and radiant, and though it is tangled or "darkened" in samsara, it is not destroyed. This mind is unconditioned, deathless and an independent reality. According to Bua, this mind is impure, but when it is purified of the defilements, it remains abiding in its own foundation. Maha Bua also publicly argued (in a newspaper in 1972) that one could meet with and discuss the teachings with arahants and Buddhas of the past (and that Ajahn Mun had done so) therefore positing that nibbana is a kind of higher existence. Prayudh Payutto, a modern scholar-monk who is widely seen as the most influential authority on Buddhist doctrine in Thailand, has played a prominent role in arguing against the views of Maha Bua, strictly basing his views on the Pali canon to refute such notions.

Ajahns Pasanno and Amaro, contemporary western monastics in the Thai forest tradition, note that these ideas are rooted in a passage in the Anguttara Nikaya (1.61-62) which mentions a certain "pabhassara citta". Citing another passage from the canon which mentions a "consciousness that is signless, boundless, all-luminous" (called anidassana viññāṇa) they state that this "must mean a knowing of a primordial, transcendent nature." Ajahn Pasanno and Ajahn Amaro: "The Buddha avoided the nit-picking pedantry of many philosophers contemporary with him and opted for a more broad-brush, colloquial style, geared to particular listeners in a language which they could understand. Thus 'viññana' here can be assumed to mean 'knowing' but not the partial, fragmented, discriminative (vi-) knowing (-ñana) which the word usually implies. Instead it must mean a knowing of a primordial, transcendent nature, otherwise the passage which contains it would be self-contradictory." They then give further context for why this choice of words may have been made; the passages may represent an example of the Buddha using his "skill in means" to teach Brahmins in terms they were familiar with.

A related view of nibbana has been defended by the American Thai forest monk Thanissaro Bhikkhu. According to Thanissaro, "non-manifestive consciousness" (anidassana viññāṇa) differs from the kinds of consciousness associated to the six sense media, which have a "surface" that they fall upon and arise in response to. In a liberated individual, this is directly experienced, in a way that is free from any dependence on conditions at all. In Thanissaro's view, the luminous, unsupported consciousness associated with nibbana is directly known by noble ones without the mediation of the mental consciousness factor in dependent co-arising, and is the transcending of all objects of mental consciousness. The British academic Peter Harvey has defended a similar view of nibbana as anidassana viññāṇa.

According to Paul Williams, there is also a trend in modern Thai Theravada that argues that "nirvana is indeed the true Self (Atman; Pali: atta)". This dispute began when the 12th Supreme Patriarch of Thailand published a book of essays in 1939 arguing that while the conditioned world is anatta, nibbana is atta. According to Williams, this interpretation echoes the Mahayana tathāgatagarbha sutras. This position was criticized by Buddhadhasa Bhikkhu, who argued that the not-self (anatta) perspective is what makes Buddhism unique. Fifty years after this dispute, the Dhammakaya Movement also began to teach that nibbana is not anatta, but the "true self" or dhammakaya. According to Williams, this dhammakaya (dharma body) is "a luminous, radiant and clear Buddha figure free of all defilements and situated within the body of the meditator." This view has been strongly criticized as "insulting the Buddha’s teaching" and "showing disrespect to the Pali canon" by Prayudh Payutto (In his The Dhammakaya case) and this has led to fervent debates in Thai Buddhist circles.

Another western monastic in the thai forest tradition, Ajahn Brahmāli, has recently written against all of these views, drawing on a careful study of the Nikāyas. Brahmāli concludes that the "most reasonable interpretation" of final nibbāna is "no more than the cessation of the five khandhas." Brahmāli also notes that there is a kind of samādhi that is attainable only by the awakened and is based on their knowledge of nibbana (but is not nibbana itself), this meditation is what is being referred to by terms such as non-manifest consciousness (anidassana viññāṇa) and unestablished consciousness (appatiṭṭhita viññāṇa).

Bhante Sujato has written extensively to refute this idea as well.

In other Buddhist schools

Sthavira schools

The later Buddhist Abhidharma schools gave different meaning and interpretations of the term, moving away from the original metaphor of the extinction of the "three fires". The Sarvastivada Abhidharma compendium, the Mahavibhasasastra, says of nirvana:

As it is the cessation of defilements (klesanirodha), it is called nirvana. As it is the extinction of the triple fires, it is called nirvana. As it is the tranquility of three characteristics, it is called nirvana. As there is separation (viyoga) from bad odor (durgandha), it is called nirvana. As there is separation from destinies (gati), it is called nirvana. Vana means forest and nir means escape. As it is the escape from the forest of the aggregates, it is called nirvana. Vana means weaving and nir means negation. As there is no weaving, it is called nirvana. In a way that one with thread can easily be woven while one without that cannot be woven, in that way one with action (karma) and defilements (klesa) can easily be woven into life and death while an asaiksa who is without any action and defilements cannot be woven into life and death. That is why it is called nirvana. Vana means new birth and nir means negation. As there is no more new birth, it is called nirvana. Vana means bondage and nir means separation. As it is separation from bondage, it is called nirvana. Vana means all discomforts of life and death and nir means passing beyond. As it passes beyond all discomforts of life and death, it is called nirvana.

According to Soonil Hwang, the Sarvastivada school held that there were two kinds of nirodha (extinction), extinction without knowledge (apratisamkhyanirodha) and extinction through knowledge (pratisamkhyanirodha), which is the equivalent of nirvana. In the Sarvastivada Abhidharma, extinction through knowledge was equivalent to nirvana, and was defined by its intrinsic nature (svabhava), ‘all extinction which is disjunction (visamyoga)’. This dharma is defined by the Abhidharmakosha as "a special understanding, the penetration (pratisamkhyana) of suffering and the other noble truths." Soonil explains the Sarvastivada view of nirvana as "the perpetual separation of an impure dharma from a series of aggregates through the antidote, ‘acquisition of disjunction’ (visamyogaprapti)." Because the Sarvastivadins held that all dharmas exist in the three times, they saw the destruction of defilements as impossible and thus "the elimination of a defilement is referred to as a ‘separation’ from the series." Soonil adds:

That is to say, the acquisition of the defilement is negated, or technically ‘disjoined’ (visamyoga), through the power of knowledge that terminates the junction between that defilement and the series of aggregates. By reason of this separation, then, there arises ‘the acquisition of disjunction’ (visamyogaprapti) that serves as an antidote (pratipaksa), which henceforward prevents the junction between the defilement and this series.

The Sarvastivadins also held that nirvana was a real existent (dravyasat) which perpetually protects a series of dharmas from defilements in the past, present and future. Their interpretation of nirvana became an issue of debate between them and the Sautrantika school. For the Sautrantikas, nirvana "was not a real existent but a mere designation (prajñaptisat) and was non-existence succeeding existence (pascadabhava)." It is something merely spoken of conventionally, without an intrinsic nature (svabhava). The Abhidharmakosha, explaining the Sautrantika view of nirvana, states:

The extinction through knowledge is, when latent defilements (anusaya) and life (janman) that have already been produced are extinguished, non-arising of further such by the power of knowledge (pratisamkhya).

Thus for the Sautrantikas, nirvana was simply the "non-arising of further latent defilement when all latent defilements that have been produced have already been extinguished." Meanwhile, the Pudgalavada school interpreted nirvana as the single Absolute truth which constitutes "the negation, absence, cessation of all that constitutes the world in which we live, act and suffer". According to Thiện Châu, for the Pudgalavadins, nirvana is seen as totally different than the compounded realm, since it the uncompounded (asamskrta) realm where no compounded things exist, and it is also beyond reasoning and expression. One of the few surviving Pudgalavada texts defines nirvana as:

Absolute truth is the definitive cessation of all activities of speech (vac) and of all thoughts (citta). Activity is bodily action (kayakarman): speech (vac) is that of the voice (vakkarman); thought is that of the mind (manaskarman). If these three (actions) cease definitively, that is absolute truth which is Nirvana.

Comparison of the major Sthavira school positions


Early Buddhist Classical Theravāda Sarvāstivāda-Vaibhāṣika Sautrāntika Pudgalavāda
Conception of nirvana or the asankhata The cessation of the triple fires of passion, hatred and delusion. Existing separately (patiyekka) from mere destruction A real existent (dravya) Non-existence, a mere designation (prajñapti) A real existent different than samsara 
The "fuel" or "remainder" (upādi) The five aggregates The five aggregates Life faculty (jivitendriya) and homogeneous character of the group (nikayasabhaga) Momentum (avedha) of the series of aggregates The five aggregates
Nirvana with a remainder of clinging The cessation of the triple fires of passion hatred and delusion The cessation of defilements (kilesa) The disjunction (visamyoga) from all impure (sasrava) dharmas Non-arising of further latent defilements (anusaya) The cessation of defilements (klesa)
Nirvana without a remainder of clinging The cessation of the five aggregates. Its ontological status is an unanswerable (avyākata). The cessation of the five aggregates The disintegration of the series of aggregates Non-arising of further life (janman) The cessation of the aggregates. The pudgala (person) cannot actually be said to be existent nor non-existent and it is neither the same nor different than nirvana.

Mahāsāṃghika

According to Andre Bareau, the Mahāsāṃghika school held that the nirvana reached by arhats was fundamentally inferior to that of the Buddhas. Regarding the nirvana reached by the Buddha, they held that his longevity (ayu), his body (rupa, sarira) and divine power (tejas) were infinite, unlimited and supramundane (lokuttara). Therefore, they held to a kind of docetism which posited that Buddhas only appear to be born into the world and thus when they die and enter nirvana, this is only a fiction. In reality, the Buddha remains in the form of a body of enjoyment (sambhogakaya) and continues to create many forms (nirmana) adapted to the different needs of beings in order to teach them through clever means (upaya).

According to Guang Xing, Mahāsāṃghikas held that there were two aspects of a Buddha's attainment: the true Buddha who is omniscient and omnipotent, and the manifested forms through which he liberates sentient beings through his skillful means. For the Mahāsāṃghikas, the historical Gautama Buddha was merely one of these transformation bodies (Skt. nirmāṇakāya).

Bareau also writes that for the Mahāsāṃghika school, only wisdom (prajña) can reach nirvana, not samadhi. Bareau notes that this might be the source of the prajñaparamita sutras.

Regarding the Ekavyāvahārika branch of the Mahāsāṃghikas, Bareau states that both samsara and nirvana were nominal designations (prajñapti) and devoid of any real substance. According to Nalinaksha Dutt, for the Ekavyāvahārika, all dharmas are conventional and thus unreal (even the absolute was held to be contingent or dependent) while for the Lokottaravada branch, worldly dharmas are unreal but supramundane dharmas like nirvana are real.

In Mahayana Buddhism

The Mahāyāna (Great Vehicle) tradition, which promotes the bodhisattva path as the highest spiritual ideal over the goal of arhatship, envisions different views of nirvāṇa than the Nikaya Buddhist schools.  Mahāyāna Buddhism is a diverse group of various Buddhist traditions and therefore there is no single unified Mahāyāna view on nirvāṇa. However, it is generally believed that remaining in saṃsāra in order to help other beings is a noble goal for a Mahāyānist. According to Paul Williams, there are at least two conflicting models on the bodhisattva's attitude to nirvāṇa.

The first model seems to be promoted in the Pañcaviṃśatisāhasrikā Prajñāpāramitā Sūtra and it states that a bodhisattva postpones their nirvāṇa until they have saved numerous sentient beings, then, after reaching Buddhahood, a bodhisattva passes on to cessation just like an arhat (and thus ceases to help others). In this model, their only difference to an arhat is that they have spent aeons helping other beings and have become a Buddha to teach the Dharma. This model seems to have been influential in the early period of Indian Buddhism. Etienne Lamotte, in his analysis of the Mahāprajñāpāramitopadeśa, notes that this text also supports the idea that after entering complete nirvāṇa (parinirvāṇa), a bodhisattva is "able to do nothing more for gods or for men" and therefore he seeks to obtain "wisdom similar to but slightly inferior to that of the Buddhas, which allows him to remain for a long time in saṃsāra in order to dedicate himself to salvific activity by many and varied skillful means."

The second model is one which does not teach that one must postpone nirvāṇa. This model eventually developed a comprehensive theory of nirvāṇa taught by the Yogacara school and later Indian Mahāyāna, which states there are at least two kinds of nirvāṇa, the nirvāṇa of an arhat and a superior type of nirvāṇa called apratiṣṭhita (non-abiding).

Apratiṣṭhita nirvāna

The Buddha's quest for nirvana, a relief in Vietnam
 
Illustrated Lotus Sūtra scroll, “Universal Gateway,” Chapter 25 of the Lotus Sutra.

The classic Mahāyāna Yogacara view posits that there are at least two types of nirvana, holding that what is called ''apratiṣṭhita-nirvana'' ("non-abiding", non-localized", "non-fixed") to be the highest nirvana, and more profound than ''pratiṣṭhita-nirvāṇa'', the ‘localized’, lesser nirvana. According to the classic Indian theory, this lesser, abiding nirvana is achieved by followers of the "inferior" vehicle (hinayana) schools which are said to only work towards their own personal liberation. From this perspective, the hinayana path only leads to one's own liberation, either as sravaka (listener, hearer, or disciple) or as pratyekabuddha (solitary realizer).

According to Robert Buswell and Donald Lopez, ''apratiṣṭhita-nirvana'' is the standard Mahāyāna view of the attainment of a Buddha, which enables them to freely return to samsara in order to help sentient beings, while still being in a kind of nirvana. The Mahāyāna path is thus said to aim at a further realization, namely an active Buddhahood that does not dwell in a static nirvana, but out of compassion (karuṇā) engages in enlightened activity to liberate beings for as long as samsara remains. Apratiṣṭhita-nirvana is said to be reached when bodhisattvas eradicate both the afflictive obstructions (klesavarana) and the obstructions to omniscience (jñeyavarana), and is therefore different than the nirvana of arhats, who have eradicated only the former.

According to Alan Sponberg, apratiṣṭhita-nirvana is "a nirvana that is not permanently established in, or bound to, any one realm or sphere of activity". This is contrasted with a kind of nirvana which is "permanently established or fixed (pratiṣṭhita) in the transcendent state of nirvana-without-remainder (nirupadhisesa-nirvana)." According to Sponberg this doctrine developed among Yogacara Buddhists who rejected earlier views which were based on an individual liberation aimed at a transcendent state, separated from the mundane sphere of human existence. Mahayana Buddhists rejected this view as inconsistent with the universalist Mahayana ideal of the salvation of all beings and with the absolutist non-dual Mahayana perspective that did not see an ultimate distinction between samsara and nirvana. Sponberg also notes that the Madhyamika school also had a hand in developing this idea, due to their rejection of dualistic concepts which separated samsara and nirvana and their promotion of a form of liberation which was totally without duality.

Though the idea that Buddhas remain active in the world can be traced back to the Mahasamghika school, the term apratiṣṭhita-nirvana seems to be a Yogacara innovation. According to Gadjin Nagao, the term is likely to be an innovation of the Yogacaras, and possibly of the scholar Asanga (fl. 4th century CE). Sponberg states that this doctrine presents a "Soteriological Innovation in Yogacara Buddhism" which can be found mainly in works of the Yogacara school such as the Sandhinirmocana-sutra, the Lankavatarasutra, the Mahayanasutralamkara, and is most fully worked out in the Mahayana-samgraha of Asanga. In Chapter IX of the samgraha, Asanga presents the classic definition of apratiṣṭhita-nirvana in the context of discussing the severing of mental obstacles (avarana):

This severing is the apratiṣṭhita-nirvana of the bodhisattva. It has as its characteristic (laksana) the revolution (paravrtti) of the dual base (asraya) in which one relinquishes all defilements (klesa), but does not abandon the world of death and rebirth (samsara).

In his commentary on this passage, Asvabhava (6th century), states that the wisdom which leads to this state is termed non-discriminating cognition (nirvikalpaka-jñana) and he also notes that this state is a union of wisdom (prajña) and compassion (karuna):

The bodhisattva dwells in this revolution of the base as if in an immaterial realm (arupyadhatu). On the one hand—with respect to his own personal interests (svakartham)—he is fully endowed with superior wisdom (adhiprajña) and is thus not subject to the afflictions (klesa) while on the other hand—with respect to the interests of other beings (parartham)—he is fully endowed with great compassion (mahakaruna) and thus never ceases to dwell in the world of death and re-birth (samsara).

According to Sponberg, in Yogacara, the Buddha's special wisdom that allows participation in both nirvana and samsara, termed non-discriminating cognition (nirvikalpaka-jñana) has various aspects: a negative aspect which is free from discrimination that binds one to samsara and positive and dynamic aspects which intuitively cognize the Absolute and give a Buddha "access to the Absolute without yielding efficacy in the relative."

Paths to Buddhahood

Most sutras of the Mahāyāna tradition, states Jan Nattier, present three alternate goals of the path: Arhatship, Pratyekabuddhahood, and Buddhahood. However, according an influential Mahāyāna text called the Lotus Sutra, while the lesser attainment of individual nirvana is taught as a skillful means by the Buddha in order to help beings of lesser capacities; ultimately, the highest and only goal is the attainment of Buddhahood. The Lotus sutra further states that, although these three paths are seemingly taught by Buddhas as separate vehicles (yana), they are really all just skillful ways (upaya) of teaching a single path (ekayana), which is the bodhisattva path to full Buddhahood. Thus, these three separate goals are not really different at all, the 'lesser' paths are actually just clever teaching devices used by Buddhas to get people to practice, eventually though, they will be led to the one and only path of Mahāyāna and full Buddhahood.

The Mahāyāna commentary the Abhisamayalamkara presents the path of the bodhisattva as a progressive formula of Five Paths (pañcamārga). A practitioner on the Five Paths advances through a progression of ten stages, referred to as the bodhisattva bhūmis (grounds or levels).

Omniscience

The end stage practice of the Mahāyāna removes the imprints of delusions, the obstructions to omniscience (sarvākārajñatā), which prevent simultaneous and direct knowledge of all phenomena. Only Buddhas have overcome these obstructions and, therefore, only Buddhas have omniscience knowledge, which refers to the power of a being in some way to have "simultaneous knowledge of all things whatsoever". From the Mahāyāna point of view, an arhat who has achieved the nirvana of the Lesser Vehicle will still have certain subtle obscurations that prevent the arhat from realizing complete omniscience. When these final obscurations are removed, the practitioner will attain apratiṣṭhita-nirvana and achieve full omniscience.

Buddhahood's bodies

The Garbhadhatu mandala of the Mahavairocana Tantra representing multiple manifestations of the Dharmakaya, the Buddha Vairocana.

Some Mahāyāna traditions see the Buddha in docetic terms, viewing his visible manifestations as projections from its nirvanic state. According to Etienne Lamotte, Buddhas are always and at all times in nirvana, and their corporeal displays of themselves and their Buddhic careers are ultimately illusory. Lamotte writes of the Buddhas:

They are born, reach enlightenment, set turning the Wheel of Dharma, and enter nirvana. However, all this is only illusion: the appearance of a Buddha is the absence of arising, duration and destruction; their nirvana is the fact that they are always and at all times in nirvana.'

This doctrine, developed among the Mahāsaṃghikas, where the historical person, Gautama Buddha, was one of these transformation bodies (Skt. nirmāṇakāya), while the essential Buddha is equated with the transcendental Buddha called dharmakāya. In Mahāyāna, this eventually developed into the doctrine of the "Three Bodies" of the Buddha (Trikaya). This doctrine is interpreted in different ways by the different Mahāyāna traditions. According to Reginald Ray, it is "the body of reality itself, without specific, delimited form, wherein the Buddha is identified with the spiritually charged nature of everything that is."

Buddha-nature

An alternative idea of Mahāyāna nirvana is found in the Tathāgatagarbha sūtras. The title itself means a garbha (womb, matrix, seed) containing Tathagata (Buddha). These Sutras suggest, states Paul Williams, that 'all sentient beings contain a Tathagata' as their 'essence, core or essential inner nature'. The tathāgatagarbha doctrine (also called buddhadhatu, buddha-nature), at its earliest probably appeared about the later part of the 3rd century CE, and is verifiable in Chinese translations of 1st millennium CE. Most scholars consider the tathāgatagarbha doctrine of an 'essential nature' in every living being is equivalent to 'Self', and it contradicts the "no self" (or no soul, no atman, anatta) doctrines in a vast majority of Buddhist texts, leading scholars to posit that the Tathagatagarbha Sutras were written to promote Buddhism to non-Buddhists. The Mahāyāna tradition thus often discusses nirvana with its concept of the tathāgatagarbha, the innate presence of Buddhahood. According to Alex Wayman, Buddha nature has its roots in the idea of an innately pure luminous mind (prabhasvara citta,) "which is only adventitiously covered over by defilements (agantukaklesa)" lead to the development of the concept of Buddha-nature, the idea that Buddha-hood is already innate, but not recognised.

The tathāgatagarbha has numerous interpretations in the various schools of Mahāyāna and Vajrayana Buddhism. Indian Madhyamaka philosophers generally interpreted the theory as a description of emptiness and as a non implicative negation (a negation which leaves nothing un-negated). According to Karl Brunnholzl, early Indian Yogacaras like Asanga and Vasubandhu referred to the term as "nothing but suchness in the sense of twofold identitylessness". However some later Yogacarins like Ratnakarasanti considered it "equivalent to naturally luminous mind, nondual self-awareness."

The debate as to whether tathāgatagarbha was just a way to refer to emptiness or whether it referred to some kind of mind or consciousness also resumed in Chinese Buddhism, with some Chinese Yogacarins, like Fazang and Ratnamati supporting the idea that it was an eternal non-dual mind, while Chinese Madhyamikas like Jizang rejecting this view and seeing tathāgatagarbha as emptiness and "the middle way."

In some Tantric Buddhist texts such as the Samputa Tantra, nirvana is described as purified, non-dualistic 'superior mind'.

In Tibetan Buddhist philosophy, the debate continues to this day. There are those like the Gelug school, who argue that tathāgatagarbha is just emptiness (described either as dharmadhatu, the nature of phenomena, or a nonimplicative negation). Then there are those who see it as the non-dual union of the mind's unconditioned emptiness and conditioned lucidity (the view of Gorampa of the Sakya school). Others such as the Jonang school and some Kagyu figures, see tathāgatagarbha as a kind of Absolute which "is empty of adventitious defilements which are intrinsically other than it, but is not empty of its own inherent existence".

Mahāparinirvāṇa Sūtra

According to some scholars, the language used in the tathāgatagarbha genre of sutras can be seen as an attempt to state orthodox Buddhist teachings of dependent origination using positive language. Kosho Yamamoto translates the explanation of nirvana in the Mahāyāna Mahāparinirvāṇa Sūtra (c. 100-220 CE) as follows:

"O good man! We speak of "Nirvana". But this is not "Great" "Nirvana". Why is it "Nirvana", but not "Great Nirvana"? This is so when one cuts away defilement without seeing the Buddha-Nature. That is why we say Nirvana, but not Great Nirvana. When one does not see the Buddha-Nature, what there is is the non-Eternal and the non-Self. All that there is is but Bliss and Purity. Because of this, we cannot have Mahaparinirvana, although defilement has been done away with. When one sees well the Buddha-Nature and cuts away defilement, we then have Mahaparinirvana. Seeing the Buddha-Nature, we have the Eternal, Bliss, the Self, and the Pure. Because of this, we can have Mahaparinirvana, as we cut away defilement."

"O good man! "Nir" means "not"; "va" means "to extinguish". Nirvana means "non- extinction". Also, "va" means "to cover". Nirvana also means "not covered". "Not covered" is Nirvana. "Va" means "to go and come". "Not to go and come" is Nirvana. "Va" means "to take". "Not to take" is Nirvana." "Va" means "not fixed". When there is no unfixedness, there is Nirvana. "Va" means "new and old". What is not new and old is Nirvana.
"O good man! The disciples of Uluka [i.e. the founder of the Vaishesika school of philosophy] and Kapila [founder of the Samkhya school of philosophy] say: "Va means characterisitic". "Characteristiclessness" is Nirvana."
"O good man! Va means "is". What is not "is" is Nirvana. Va means harmony. What has nothing to be harmonised is Nirvana. Va means suffering. What has no suffering is Nirvana.
"O good man! What has cut away defilement is no Nirvana. What calls forth no defilement is Nirvana. O good man! The All-Buddha-Tathagata calls forth no defilement. This is Nirvana.

— Mahayana Mahaparinirvana Sutra, Chapter 31, Translated by Kōshō Yamamoto

In the Mahāparinirvāṇa Sūtra, the Buddha speak of four attributes which make up nirvana. Writing on this Mahayana understanding of nirvana, William Edward Soothill and Lewis Hodous state:

'The Nirvana Sutra claims for nirvana the ancient ideas of permanence, bliss, personality, purity in the transcendental realm. Mahayana declares that Hinayana, by denying personality in the transcendental realm, denies the existence of the Buddha. In Mahayana, final nirvana is both mundane and transcendental, and is also used as a term for the Absolute.

Reproducibility

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Reproducibility

Reproducibility, also known as replicability and repeatability, is a major principle underpinning the scientific method. For the findings of a study to be reproducible means that results obtained by an experiment or an observational study or in a statistical analysis of a data set should be achieved again with a high degree of reliability when the study is replicated. There are different kinds of replication but typically replication studies involve different researchers using the same methodology. Only after one or several such successful replications should a result be recognized as scientific knowledge.

With a narrower scope, reproducibility has been introduced in computational sciences: Any results should be documented by making all data and code available in such a way that the computations can be executed again with identical results.

In recent decades, there has been a rising concern that many published scientific results fail the test of reproducibility, evoking a reproducibility or replicability crisis.

History

Boyle's air pump was, in terms of the 17th century, a complicated and expensive scientific apparatus, making reproducibility of results difficult

The first to stress the importance of reproducibility in science was the Irish chemist Robert Boyle, in England in the 17th century. Boyle's air pump was designed to generate and study vacuum, which at the time was a very controversial concept. Indeed, distinguished philosophers such as René Descartes and Thomas Hobbes denied the very possibility of vacuum existence. Historians of science Steven Shapin and Simon Schaffer, in their 1985 book Leviathan and the Air-Pump, describe the debate between Boyle and Hobbes, ostensibly over the nature of vacuum, as fundamentally an argument about how useful knowledge should be gained. Boyle, a pioneer of the experimental method, maintained that the foundations of knowledge should be constituted by experimentally produced facts, which can be made believable to a scientific community by their reproducibility. By repeating the same experiment over and over again, Boyle argued, the certainty of fact will emerge.

The air pump, which in the 17th century was a complicated and expensive apparatus to build, also led to one of the first documented disputes over the reproducibility of a particular scientific phenomenon. In the 1660s, the Dutch scientist Christiaan Huygens built his own air pump in Amsterdam, the first one outside the direct management of Boyle and his assistant at the time Robert Hooke. Huygens reported an effect he termed "anomalous suspension", in which water appeared to levitate in a glass jar inside his air pump (in fact suspended over an air bubble), but Boyle and Hooke could not replicate this phenomenon in their own pumps. As Shapin and Schaffer describe, “it became clear that unless the phenomenon could be produced in England with one of the two pumps available, then no one in England would accept the claims Huygens had made, or his competence in working the pump”. Huygens was finally invited to England in 1663, and under his personal guidance Hooke was able to replicate anomalous suspension of water. Following this Huygens was elected a Foreign Member of the Royal Society. However, Shapin and Schaffer also note that “the accomplishment of replication was dependent on contingent acts of judgment. One cannot write down a formula saying when replication was or was not achieved”.

The philosopher of science Karl Popper noted briefly in his famous 1934 book The Logic of Scientific Discovery that “non-reproducible single occurrences are of no significance to science”. The statistician Ronald Fisher wrote in his 1935 book The Design of Experiments, which set the foundations for the modern scientific practice of hypothesis testing and statistical significance, that “we may say that a phenomenon is experimentally demonstrable when we know how to conduct an experiment which will rarely fail to give us statistically significant results”. Such assertions express a common dogma in modern science that reproducibility is a necessary condition (although not necessarily sufficient) for establishing a scientific fact, and in practice for establishing scientific authority in any field of knowledge. However, as noted above by Shapin and Schaffer, this dogma is not well-formulated quantitatively, such as statistical significance for instance, and therefore it is not explicitly established how many times must a fact be replicated to be considered reproducible.

Terminology

Replicability and repeatability are related terms broadly or loosely synonymous with reproducibility (for example, among the general public), but they are often usefully differentiated in more precise senses, as follows.

Two major steps are naturally distinguished in connection with reproducibility of experimental or observational studies: When new data is obtained in the attempt to achieve it, the term replicability is often used, and the new study is a replication or replicate of the original one. Obtaining the same results when analyzing the data set of the original study again with the same procedures, many authors use the term reproducibility in a narrow, technical sense coming from its use in computational research. Repeatability is related to the repetition of the experiment within the same study by the same researchers. Reproducibility in the original, wide sense is only acknowledged if a replication performed by an independent researcher team is successful.

Unfortunately, the terms reproducibility and replicability sometimes appear even in the scientific literature with reversed meaning, when researchers fail to enforce the more precise usage.

Measures of reproducibility and repeatability

In chemistry, the terms reproducibility and repeatability are used with a specific quantitative meaning: In inter-laboratory experiments, a concentration or other quantity of a chemical substance is measured repeatedly in different laboratories to assess the variability of the measurements. Then, the standard deviation of the difference between two values obtained within the same laboratory is called repeatability. The standard deviation for the difference between two measurement from different laboratories is called reproducibility. These measures are related to the more general concept of variance components in metrology.

Reproducible research

Reproducible research method

The term reproducible research refers to the idea that scientific results should be documented in such a way that their deduction is fully transparent. This requires a detailed description of the methods used to obtain the data and making the full dataset and the code to calculate the results easily accessible. This is the essential part of open science.

To make any research project computationally reproducible, general practice involves all data and files being clearly separated, labelled, and documented. All operations should be fully documented and automated as much as practicable, avoiding manual intervention where feasible. The workflow should be designed as a sequence of smaller steps that are combined so that the intermediate outputs from one step directly feed as inputs into the next step. Version control should be used as it lets the history of the project be easily reviewed and allows for the documenting and tracking of changes in a transparent manner.

A basic workflow for reproducible research involves data acquisition, data processing and data analysis. Data acquisition primarily consists of obtaining primary data from a primary source such as surveys, field observations, experimental research, or obtaining data from an existing source. Data processing involves the processing and review of the raw data collected in the first stage, and includes data entry, data manipulation and filtering and may be done using software. The data should be digitized and prepared for data analysis. Data may be analysed with the use of software to interpret or visualise statistics or data to produce the desired results of the research such as quantitative results including figures and tables. The use of software and automation enhances the reproducibility of research methods. 

There are systems that facilitate such documentation, like the R Markdown language or the Jupyter notebook. The Open Science Framework provides a platform and useful tools to support reproducible research.

Reproducible research in practice

Psychology has seen a renewal of internal concerns about irreproducible results (see the entry on replicability crisis for empirical results on success rates of replications). Researchers showed in a 2006 study that, of 141 authors of a publication from the American Psychological Association (APA) empirical articles, 103 (73%) did not respond with their data over a six-month period. In a follow up study published in 2015, it was found that 246 out of 394 contacted authors of papers in APA journals did not share their data upon request (62%). In a 2012 paper, it was suggested that researchers should publish data along with their works, and a dataset was released alongside as a demonstration. In 2017, an article published in Scientific Data suggested that this may not be sufficient and that the whole analysis context should be disclosed.

In economics, concerns have been raised in relation to the credibility and reliability of published research. In other sciences, reproducibility is regarded as fundamental and is often a prerequisite to research being published, however in economic sciences it is not seen as a priority of the greatest importance. Most peer-reviewed economic journals do not take any substantive measures to ensure that published results are reproducible, however, the top economics journals have been moving to adopt mandatory data and code archives. There is low or no incentives for researchers to share their data, and authors would have to bear the costs of compiling data into reusable forms. Economic research is often not reproducible as only a portion of journals have adequate disclosure policies for datasets and program code, and even if they do, authors frequently do not comply with them or they are not enforced by the publisher. A Study of 599 articles published in 37 peer-reviewed journals revealed that while some journals have achieved significant compliance rates, significant portion have only partially complied, or not complied at all. On an article level, the average compliance rate was 47.5%; and on a journal level, the average compliance rate was 38%, ranging from 13% to 99%.

A 2018 study published in the journal PLOS ONE found that 14.4% of a sample of public health researchers had shared their data or code or both.

There have been initiatives to improve reporting and hence reproducibility in the medical literature for many years, beginning with the CONSORT initiative, which is now part of a wider initiative, the EQUATOR Network. This group has recently turned its attention to how better reporting might reduce waste in research, especially biomedical research.

Reproducible research is key to new discoveries in pharmacology. A Phase I discovery will be followed by Phase II reproductions as a drug develops towards commercial production. In recent decades Phase II success has fallen from 28% to 18%. A 2011 study found that 65% of medical studies were inconsistent when re-tested, and only 6% were completely reproducible.

Noteworthy irreproducible results

Hideyo Noguchi became famous for correctly identifying the bacterial agent of syphilis, but also claimed that he could culture this agent in his laboratory. Nobody else has been able to produce this latter result.

In March 1989, University of Utah chemists Stanley Pons and Martin Fleischmann reported the production of excess heat that could only be explained by a nuclear process ("cold fusion"). The report was astounding given the simplicity of the equipment: it was essentially an electrolysis cell containing heavy water and a palladium cathode which rapidly absorbed the deuterium produced during electrolysis. The news media reported on the experiments widely, and it was a front-page item on many newspapers around the world (see science by press conference). Over the next several months others tried to replicate the experiment, but were unsuccessful.

Nikola Tesla claimed as early as 1899 to have used a high frequency current to light gas-filled lamps from over 25 miles (40 km) away without using wires. In 1904 he built Wardenclyffe Tower on Long Island to demonstrate means to send and receive power without connecting wires. The facility was never fully operational and was not completed due to economic problems, so no attempt to reproduce his first result was ever carried out.

Other examples which contrary evidence has refuted the original claim:

Pathological science

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Pathological_science

Pathological science is an area of research where "people are tricked into false results ... by subjective effects, wishful thinking or threshold interactions." The term was first used by Irving Langmuir, Nobel Prize-winning chemist, during a 1953 colloquium at the Knolls Research Laboratory. Langmuir said a pathological science is an area of research that simply will not "go away" — long after it was given up on as "false" by the majority of scientists in the field. He called pathological science "the science of things that aren't so."

Bart Simon lists it among practices pretending to be science: "categories ... such as ... pseudoscience, amateur science, deviant or fraudulent science, bad science, junk science, and popular science ... pathological science, cargo-cult science, and voodoo science." Examples of pathological science include Martian canals, N-rays, polywater, and cold fusion. The theories and conclusions behind all of these examples are currently rejected or disregarded by the majority of scientists.

Definition

Irving Langmuir coined the phrase pathological science in a talk in 1953.

Pathological science, as defined by Langmuir, is a psychological process in which a scientist, originally conforming to the scientific method, unconsciously veers from that method, and begins a pathological process of wishful data interpretation (see the observer-expectancy effect and cognitive bias). Some characteristics of pathological science are:

  • The maximum effect that is observed is produced by a causative agent of barely detectable intensity, and the magnitude of the effect is substantially independent of the intensity of the cause.
  • The effect is of a magnitude that remains close to the limit of detectability, or many measurements are necessary because of the very low statistical significance of the results.
  • There are claims of great accuracy.
  • Fantastic theories contrary to experience are suggested.
  • Criticisms are met by ad hoc excuses.
  • The ratio of supporters to critics rises and then falls gradually to oblivion.

Langmuir never intended the term to be rigorously defined; it was simply the title of his talk on some examples of "weird science". As with any attempt to define the scientific endeavor, examples and counterexamples can always be found.

Langmuir's examples

Fig. 6,7 from Prosper-René Blondlot: "Registration by Photography of the Action Produced by N Rays on a Small Electric Spark". Nancy, 1904.

N-rays

Langmuir's discussion of N-rays has led to their traditional characterization as an instance of pathological science.

In 1903, Prosper-René Blondlot was working on X-rays (as were many physicists of the era) and noticed a new visible radiation that could penetrate aluminium. He devised experiments in which a barely visible object was illuminated by these N-rays, and thus became "more visible". Blondlot claimed that N-rays were causing a small visual reaction, too small to be seen under normal illumination, but just visible when most normal light sources were removed and the target was just barely visible to begin with.

N-rays became the topic of some debate within the science community. After a time, physicist Robert W. Wood decided to visit Blondlot's lab, which had moved on to the physical characterization of N-rays. An experiment passed the rays from a 2 mm slit through an aluminum prism, from which he was measuring the index of refraction to a precision that required measurements accurate to within 0.01 mm. Wood asked how it was possible that he could measure something to 0.01 mm from a 2 mm source, a physical impossibility in the propagation of any kind of wave. Blondlot replied, "That's one of the fascinating things about the N-rays. They don't follow the ordinary laws of science that you ordinarily think of." Wood then asked to see the experiments being run as usual, which took place in a room required to be very dark so the target was barely visible. Blondlot repeated his most recent experiments and got the same results—despite the fact that Wood had reached over and covertly sabotaged the N-ray apparatus by removing the prism.

Other examples

Langmuir offered additional examples of what he regarded as pathological science in his original speech:

Later examples

A 1985 version of Langmuir's speech offered more examples, although at least one of these (polywater) occurred entirely after Langmuir's death in 1957:

Newer examples

Since Langmuir's original talk, a number of newer examples of what appear to be pathological science have appeared. Denis Rousseau, one of the main debunkers of polywater, gave an update of Langmuir in 1992, and he specifically cited as examples the cases of polywater, Fleischmann's cold fusion and Jacques Benveniste's "infinite dilution".

Polywater

Polywater was a form of water which appeared to have a much higher boiling point and much lower freezing point than normal water. During the 1960s, many articles were published on the subject, and research on polywater was done around the world with mixed results. Eventually it was determined that many of the properties of polywater could be explained by biological contamination. When more rigorous cleaning of glassware and experimental controls were introduced, polywater could no longer be produced. It took several years for the concept of polywater to die in spite of the later negative results.

Cold fusion

In 1989, Martin Fleischmann and Stanley Pons announced the discovery of a simple and cheap procedure to obtain room-temperature nuclear fusion. Although there were many instances where successful results were reported they lacked consistency and hence cold fusion came to be considered to be an example of pathological science. Two panels convened by the US Department of Energy, one in 1989 and a second in 2004, did not recommend a dedicated federal program for cold fusion research. A small number of researchers continue working on the field.

Water memory

Jacques Benveniste was a French immunologist who in 1988 published a paper in the prestigious scientific journal Nature describing the action of very high dilutions of anti-IgE antibody on the degranulation of human basophils, findings which seemed to support the concept of homeopathy. Biologists were puzzled by Benveniste's results, as only molecules of water, and no molecules of the original antibody, remained in these high dilutions. Benveniste concluded that the configuration of molecules in water was biologically active. Subsequent investigations have not supported Benveniste's findings.

Pseudoarchaeology

From Wikipedia, the free encyclopedia
 
Erich von Däniken (left) and Graham Hancock (right) are two of the most widely published proponents of pseudoarchaeological opinions.

Pseudoarchaeology—also known as alternative archaeology, fringe archaeology, fantastic archaeology, cult archaeology, and spooky archaeology—refers to interpretations of the past from outside the archaeological science community, which reject the accepted datagathering and analytical methods of the discipline. These pseudoscientific interpretations involve the use of artifacts, sites or materials to construct scientifically insubstantial theories to supplement the pseudoarchaeologists' claims. Methods include exaggeration of evidence, dramatic or romanticized conclusions, use of fallacy, and fabrication of evidence.

There is no unified pseudoarchaeological theory or approach, but rather many different interpretations of the past that are jointly at odds with those developed by the scientific community. These include religious approaches such as creationism or "creation science" that applies to the archaeology of historic periods such as those that would have included the Tower of Babel, Noah's Ark and the Genesis flood narrative, and the supposed worldwide flood myth. Some pseudoarchaeological theories revolve around the idea that prehistoric and ancient human societies were aided in their development by intelligent extraterrestrial life, an idea propagated by those such as Italian author Peter Kolosimo, French authors Louis Pauwels and Jacques Bergier in The Morning of the Magicians (1963), and Swiss author Erich von Däniken in Chariots of the Gods? (1968). Others instead hold that there were human societies in the ancient period that were significantly technologically advanced, such as Atlantis, and this idea has been propagated by figures like Graham Hancock in his Fingerprints of the Gods (1995). Pseudoarchaeology has also been manifest in Mayanism and the 2012 phenomenon.

Many alternative archaeologies have been adopted by religious groups. Fringe archaeological ideas such as archaeocryptography and pyramidology have been embraced by religions ranging from the British Israelites to the theosophists. Other alternative archaeologies include those that have been adopted by members of New Age and contemporary pagan belief systems.

Academic archaeologists have heavily criticised pseudoarchaeology, with one of the most vocal critics, John R. Cole, characterising it as relying on "sensationalism, misuse of logic and evidence, misunderstanding of scientific method, and internal contradictions in their arguments". The relationship between alternative and academic archaeologies has been compared to the relationship between intelligent design theories and evolutionary biology by some archaeologists.

Etymology

Various terms have been employed to refer to these non-academic interpretations of archaeology. During the 1980s, the term "cult archaeology" was used by figures like John R. Cole (1980) and William H. Stiebing Jr. (1987).ntastic archaeology" was used in the 1980s as the name of an undergraduate course at Harvard University taught by Stephen Williams, who published a book with the same title. In the 2000s, the term "alternative archaeology" began to be instead applied by academics like Tim Sebastion (2001), Robert J. Wallis (2003), Cornelius Holtorf (2006), and Gabriel Moshenka (2008). Garrett F. Fagan and Kenneth Feder (2006) however claimed this term was only chosen because it "imparts a warmer, fuzzier feel" that "appeals to our higher ideals and progressive inclinations". They argued that the term "pseudoarchaeology" was far more appropriate, a term also used by other prominent academic and professional archaeologists such as Colin Renfrew (2006).

Other academic archaeologists have chosen to use other terms to refer to these interpretations. Glyn Daniel, the editor of Antiquity, used the derogative "bullshit archaeology", and similarly the academic William H. Stiebing Jr. noted that there were certain terms used for pseudoarchaeology that were heard "in the privacy of professional archaeologists' homes and offices but which cannot be mentioned in polite society".

Characteristics

William H. Stiebing Jr. argued that despite their many differences, there were a set of core characteristics that almost all pseudoarchaeological interpretations shared. He believed that because of this, pseudoarchaeology could be categorised as a "single phenomenon". He went on to identify three core commonalities of pseudeoarchaeological theories: the unscientific nature of its method and evidence, its history of providing "simple, compact answers to complex, difficult issues", and its tendency to present itself as being persecuted by the archaeological establishment, accompanied by an ambivalent attitude towards the scientific ethos of the Enlightenment. This idea that there are core characteristics of pseudoarchaeologies is shared by other academics.

Lack of scientific method

Academic critics have pointed out that pseudoarchaeologists typically neglect to use the scientific method. Instead of testing the evidence to see what hypotheses it fits, pseudoarchaeologists "press-gang" the archaeological data to fit a "favored conclusion" that is often arrived at through hunches, intuition, or religious or nationalist dogma. Different pseudoarchaeological groups hold a variety of basic assumptions which are typically unscientific: the Nazi pseudoarchaeologists for instance took the cultural superiority of the ancient Aryan race as a basic assumption, whilst Christian fundamentalist pseudoarchaeologists conceive of the Earth as being less than 10,000 years old and Hindu fundamentalist pseudoarchaeologists believe that the Homo sapiens species is much older than the 200,000 years old it has been shown to be by archaeologists. Despite this, many of pseudoarchaeology's proponents claim that they reached their conclusions using scientific techniques and methods, even when it is demonstrable that they have not.

Academic archaeologist John R. Cole believed that most pseudoarchaeologists do not understand how scientific investigation works, and that they instead believe it to be a "simple, catastrophic right versus wrong battle" between contesting theories. It was because of this failure to understand the scientific method, he argued, that the entire pseudoarchaeological approach to their arguments was faulty. He went on to argue that most pseudoarchaeologists do not consider alternative explanations to that which they want to propagate, and that their "theories" were typically just "notions", not having sufficient supporting evidence to allow them to be considered "theories" in the scientific, academic meaning of the word.

Commonly lacking scientific evidence, pseudoarchaeologists typically use other forms of evidence to support their arguments. For instance, they often make use of "generalized cultural comparisons", taking various artefacts and monuments from one society, and highlighting similarities with those of another to support a conclusion that both had a common source—typically an ancient lost civilisation like Atlantis, Mu, or an extraterrestrial influence. This takes the different artefacts or monuments entirely out of their original contexts, something which is anathema to academic archaeologists, for whom context is of the utmost importance.

Another form of evidence used by a number of pseudoarchaeologists is the interpretation of various myths as reflecting historical events, but in doing so these myths are often taken out of their cultural contexts. For instance, pseudoarchaeologist Immanuel Velikovsky claimed that the myths of migrations and war gods in the Central American Aztec civilisation represented a cosmic catastrophe that occurred in the 7th and 8th centuries BCE. This was criticised by academic archaeologist William H. Stiebing Jr., who noted that such myths only developed in the 12th to the 14th centuries CE, two millennia after Velikovsky claimed that the events had occurred, and that the Aztec society itself had not even developed by the 7th century BCE.

Opposition to the archaeological establishment

[Academics] have formed a massive and global network through universities, museums, institutes, societies and foundations. And this immense powerhouse and clearing-house of knowledge has presented their dogma of history to the general public totally unhindered and unchallenged from the outside. ... On a more sinister note: now this "church of science" has formed a network of watchdog organisations such as CSICOP and The Skeptical Society [sic] (to name but a few) in order to act as the gatekeepers of the truth (as they see it), ready to come down like the proverbial ton of bricks on all those whom they perceive as "frauds", "charlatans", and "pseudo-scientists" – in short, heretics.

Pseudoarchaeologist Robert Bauval on his views of academia (2000)

Pseudoarchaeologists typically present themselves as being underdogs facing the much larger archaeological establishment. They often use language which disparages academics and dismisses them as being unadventurous, spending all their time in dusty libraries and refusing to challenge the orthodoxies of the establishment lest they lose their jobs. In some more extreme examples, pseudoarchaeologists have accused academic archaeologists of being members of a widespread conspiracy to hide the truth about history from the public. When academics challenge pseudoarchaeologists and criticise their theories, many pseudoarchaeologists see it as further evidence that their own ideas are right, and that they are simply being suppressed by members of this academic conspiracy.

The prominent English archaeologist Colin Renfrew admitted that the archaeological establishment was often "set in its ways and resistant to radical new ideas" but that this was not the reason why pseudoarchaeological theories were outright rejected by academics. Garrett G. Fagan expanded on this, noting how in the academic archaeological community, "New evidence or arguments have to be thoroughly scrutinised to secure their validity ... and longstanding, well-entrenched positions will take considerable effort and particularly compelling data to overturn." Fagan noted that pseudoarchaeological theories simply do not have sufficient evidence to back them up and allow them to be accepted by professional archaeologists.

Conversely, many pseudoarchaeologists, whilst criticising the academic archaeological establishment, also attempt to get support from people with academic credentials and affiliations. At times, they quote historical, and in most cases dead academics to back up their arguments; for instance prominent pseudoarchaeologist Graham Hancock, in his seminal Fingerprints of the Gods (1995), repeatedly notes that the eminent physicist Albert Einstein once commented positively on the pole shift hypothesis, a theory that has been abandoned by the academic community but which Hancock supports. As Fagan noted however, the fact that Einstein was a physicist and not a geologist is not even mentioned by Hancock, nor is the fact that the understanding of plate tectonics (which came to disprove earth crustal displacement) only came to light following Einstein's death.

Nationalist motivations

Pseudoarchaeology can be motivated by nationalism (cf. Nazi archaeology, using cultural superiority of the ancient Aryan race as a basic assumption to establish the Germanic people as the descendants of the original Aryan 'master race') or a desire to prove a particular religious (cf. intelligent design), pseudohistorical, political, or anthropological theory. In many cases, an a priori conclusion is established, and fieldwork is undertaken explicitly to corroborate the theory in detail. According to archaeologist John Hoopes, writing in the magazine of the Society for American Archaeology, "Pseudoarchaeology actively promotes myths that are routinely used in the service of white supremacy, racialized nationalism, colonialism, and the dispossession and oppression of indigenous peoples."

Archaeologists distinguish their research from pseudoarchaeology by pointing to differences in research methodology, including recursive methods, falsifiable theories, peer review, and a generally systematic approach to collecting data. Though there is overwhelming evidence of cultural connections informing folk traditions about the past, objective analysis of folk archaeology—in anthropological terms of their cultural contexts and the cultural needs they respond to—have been comparatively few. However, in this vein, Robert Silverberg located the Mormon's use of Mound Builder culture within a larger cultural nexus and the voyage of Madoc and "Welsh Indians" was set in its changing and evolving sociohistorical contexts by Gwyn Williams.

Religious motivations

Religiously motivated pseudoarchaeological theories include the young earth theory of some Judeo-Christian fundamentalists. They argue that the Earth is 4,000–10,000 years old, with figures varying, depending on the source. Some Hindu pseudoarchaeologists believe that the Homo sapiens species is much older than the 200,000 years it is generally believed to have existed. Archaeologist John R. Cole refers to such beliefs as "cult archaeology" and believes them to be pseudoarchaeological. He went on to say that this "pseudoarchaeology" had "many of the attributes, causes, and effects of religion".

A more specific example of religious pseudoarcheology is the claim of Ron Wyatt to have discovered Noah's ark, the graves of Noah and his wife, the location of Sodom and Gomorrah, the Tower of Babel, and numerous other important sites. However, he has not presented evidence sufficient to impress Bible scholars, scientists, and historians. Answers in Genesis propagates many pseudoscientific notions as part of its creationist ministry.

Description

Pseudoarchaeology can be practised intentionally or unintentionally. Archaeological frauds and hoaxes are considered intentional pseudoarchaeology. Genuine archaeological finds may be unintentionally converted to pseudoarchaeology through unscientific interpretation. (cf. confirmation bias)

An Aryan supremacist view of history has set itself in the pseudoarcheology of the Middle East to building up a pseudo-history of Babylon the great, in contradiction to the Semitic view of Judeo-Christian and Biblical history, resulting in fraudulent cuneiform tablets as clay tablets are difficult to date. "By 1904, during the early period of cuneiform tablet collecting, J. Edgar Banks, a Mesopotamian explorer and tablet dealer, estimated that nearly 80% of tablets offered for sale in Baghdad were fakes. In 2016, Syria’s Director General for Antiquities and Museums reported that approximately 70% of seized artifacts in the country are fakes."

Especially in the past, but also in the present, pseudoarchaeology has been motivated by racism, especially when the basic intent was to discount or deny the abilities of non-white peoples to make significant accomplishments in astronomy, architecture, sophisticated technology, ancient writing, seafaring, and other accomplishments generally identified as evidence of "civilization". Racism can be implied by attempts to attribute ancient sites and artefacts to Lost Tribes, Pre-Columbian trans-oceanic contact, or even extraterrestrial intelligence rather than to the intelligence and ingenuity of indigenous peoples.

Practitioners of pseudoarchaeology often rail against academic archaeologists and established scientific methods, claiming that conventional science has overlooked critical evidence. Conspiracy theories may be invoked, in which "the Establishment" colludes in suppressing evidence.

Countering the misleading "discoveries" of pseudoarchaeology binds academic archaeologists in a quandary, described by Cornelius Holtorf as whether to strive to disprove alternative approaches in a "crusading" approach or to concentrate on better public understanding of the sciences involved; Holtorf suggested a third, relativist and contextualised approach, in identifying the social and cultural needs that both scientific and alternative archaeologies address and in identifying the engagement with the material remains of the past in the present in terms of critical understanding and dialogue with "multiple pasts", such as Barbara Bender explored for Stonehenge. In presenting the quest for truths as process rather than results, Holtorf quoted Gotthold Lessing (Eine Duplik, 1778):

If God were to hold in his right hand all the truth and in his left the unique ever-active spur for truth, although with the corollary to err forever, asking me to choose, I would humbly take his left and say "Father, give; for the pure truth is for you alone!"

"Archaeological readings of the landscape enrich the experience of inhabiting or visiting a place," Holtorf asserted. "Those readings may well be based on science but even non-scientific research contributes to enriching our landscapes." The question for opponents of folk archaeology is whether such enrichment is delusional.

Participatory "public" or "community" archaeology offers guided engagement.

In history

In the mid-2nd century, those exposed by Lucian's sarcastic essay "Alexander the false prophet" prepared an archaeological "find" in Chalcedon to prepare a public for the supposed oracle they planned to establish at Abonoteichus in Paphlagonia (Pearse, 2001):

[I]n the temple of Apollo, which is the most ancient in Chalcedon, they buried bronze tablets which said that very soon Asclepius, with his father Apollo, would move to Pontus and take up his residence at Abonoteichus. The opportune discovery of these tablets caused this story to spread quickly to all Bithynia and Pontus, and to Abonoteichus sooner than anywhere else.

At Glastonbury Abbey in 1291, at a time when King Edward I desired to emphasize his "Englishness", a fortunate discovery was made: the coffin of King Arthur, unmistakably identified with an inscribed plaque. Arthur was reinterred at Glastonbury in a magnificent ceremonial attended by the king and queen.

Examples

Nationalistic motivation

Religious motivation

General

The Mayas

Many aspects of Maya civilization have inspired pseudoarchaeological speculation. In Mexico, this history can bring more people which in turn brings more money for the area, which the Maya peoples usually do not receive. Many examples of pseudoarcheology pertaining to Maya civilization can be found in literature, art, and film. Many of them have to do with the 2012 phenomenon and the Maya calendar. These are often referred to as Mayanism, a collection of New Age beliefs about Mayas and Maya religion and/or spirituality. That said, Maya culture has long been a subject of scientific archaeology. Archaeologists have uncovered evidence that has furthered our knowledge of the past. Some of these include stone carvings in Tikal that show the earliest stories of Sihyaj Chan Kʼawiil II and materials recovered from Chichén Itzá. These are just a few of the numerous discoveries that archaeologists have made, and through aerial surveys, tunnel mapping, and virtual reality, we have almost pieced together what ancient Maya life would have looked like.

Examples of Maya-Related Pseudoarchaeology

- A well-known example of Maya pseudoarcheology is the breakdown of Kʼinich Janaabʼ Pakal and his burial. Pseudoarchaeologists have talked deeply about the discovery of Pakal’s sarcophagus lid and the answers they gained from studying it. Pseudoarchaeology author Maurice Cotterell writes about this in his book The Supergods. One of the main draws in this material for Cotterell and other pseudoarchaeologists is that the ancient Aztec and Maya people possessed knowledge beyond our imagination. From being able to “take off in spaceships”, to dealing with complex numbers and equations, these people possessed “godly intelligence”. Their biggest study and answer came from analyzing the Mayan calendar and finding correlations with our Sun and Earth. He states that “they (Sun, Earth, Mayan Calendar) come close together every 260 days, this agreed with his suspicion that the Mayan numbering system was connected with solar magnetic cycles”. It is important to note that there are no professionals that back up his statements and his conclusions are based on insufficient evidence. Cotterell's work fits into the category of pseudoarcheology because it reports his own non-scientific interpretations, but without any scientific peer review or critical analysis by professional archaeologists.

- Another example of pseudoarcheology in Maya civilization comes with the conclusions gained from studying the Maya calendar. The Calendar Round appears to have been based on two overlapping annual cycles: a 260-day sacred year and a 365-day secular year that named 18 months with 20 days each. As the 2012 phenomenon gained popularity, the world lost the true facts behind it.The Maya calendar also included what were called Long Counts, these were created by priests at the time and a single cycle lasted 5,126 solar years. From the time this was created, the end of the solar years landed on December 21, 2012. Ancient hieroglyphs from Tortuguero showed that when this cycle ended, Bolon Yokte, the Mayan god of creation and war would arrive. Some pseudoarchaeologists took this to mean that the world would end and ran with the idea. Numerous Maya scholars like Sven Gronemeyer say that it more than likely the creation side would win over and Bolon would bring a new Long Count that would see the Maya people prosper.

- The stone carvings in Tikal that have been super important to archaeologists in order to recreate the past, have also been used by pseudoarchaeologists to fabricate the past. In reality these carvings have been used to reconstruct the stories and history of more than thirty dynastic rulers. Some pseudoarchaeologists though claim that these carvings are of ancient aliens or another form of extraterrestrial lifeforms. These claims have no fact to them and are just misguided interpretations. When these claims were thrown around in the early 90’s, the rate of tourism boomed. In this case, pseudoarcheology had grabbed the attention of people more than the true history.

- Chichén Itzá has been an important staple of archaeology in Mexico for a long time. Archaeologists and scientists alike are constantly trying to find all of its secrets and clues. Throughout the past few years there have been many wild claims by pseudoarchaeologists. The passageway beneath the Kulkulcan pyramid, a part of Chichén Itzá, was found and this is what many pseudoarchaeologists claims are centered around. The floating belief is that this passageway was and still is a direct lead to the underworld. There are many possibilities for what this could have been used for, but there are no facts to back up this statement. Many experts in the field, including Guillermo de And, an underwater archaeologist who led a few expeditions to uncover Mayan aqua life, believe that the passageway was a “secret cenote”.

All of these examples have many things in common. Typically, in any pseudoarchaeology-related events, real happenings or actions are twisted to appeal to the imagination of people who are relatively ignorant of archaeology.

Notable books

Notable television programs and series

Archaeological sites and objects often subject to pseudoarchaeological speculation

Academic archaeological responses

Pseudoarchaeological theories have come to be heavily criticised by academic and professional archaeologists. One of the first books to address these directly was by archaeologist Robert Wauchope of Tulane University. Prominent academic archaeologist Colin Renfrew stated his opinion that it was appalling that pseudoarchaeologists treated archaeological evidence in such a "frivolous and self-serving way", something he believed trivialised the "serious matter" of the study of human origins. Academics like John R. Cole, Garrett G. Fagan and Kenneth L. Feder have argued that pseudoarchaeological interpretations of the past were based upon sensationalism, self-contradiction, fallacious logic, manufactured or misinterpreted evidence, quotes taken out of context and incorrect information. Fagan and Feder characterised such interpretations of the past as being "anti-reason and anti-science" with some being "hyper-nationalistic, racist and hateful". In turn, many pseudoarchaeologists have dismissed academics as being closed-minded and not willing to consider theories other than their own.

Many academic archaeologists have argued that the spread of alternative archaeological theories is a threat to the general public's understanding of the past. Fagan was particularly scathing of television shows that presented pseudoarchaeological theories to the general public, believing that they did so because of the difficulties in making academic archaeological ideas comprehensible and interesting to the average viewer. Renfrew however believed that those television executives commissioning these documentaries knew that they were erroneous, and that they had allowed them to be made and broadcast simply in the hope of "short-term financial gain".

Fagan and Feder believed that it was not possible for academic archaeologists to successfully engage with pseudoarchaeologists, remarking that "you cannot reason with unreason". Speaking from their own experiences, they thought that attempted dialogues just became "slanging matches in which the expertise and motives of the critic become the main focus of attention." Fagan has maintained this idea elsewhere, remarking that arguing with supporters of pseudoarchaeological theories was "pointless" because they denied logic. He noted that they included those "who openly admitted to not having read a word written by a trained Egyptologist" but who at the same time "were pronouncing how academic Egyptology was all wrong, even sinister."

Conferences and anthologies

At the 1986 meeting of the Society for American Archaeology, its organizers, Kenneth Feder, Luanne Hudson and Francis Harrold decided to hold a symposium to examine pseudoarchaeological beliefs from a variety of academic standpoints, including archaeology, physical anthropology, sociology, history and psychology. From this symposium, an anthology was produced, entitled Cult Archaeology & Creationism: Understanding Pseudoarchaeological Beliefs about the Past (1987).

At the 2002 annual meeting of the Archaeological Institute of America, a workshop was held on the topic of pseudoarchaeology. It subsequently led to the publication of an academic anthology, Archaeological Fantasies: How Pseudoarchaeology Misinterprets the Past and Misleads the Public (2006), which was edited by Garrett G. Fagan.

On 23 and 24 April 2009, The American Schools of Oriental Research and the Duke University Center for Jewish Studies, along with the Duke Department of Religion, the Duke Graduate Program in Religion, the Trinity College of Arts and Sciences Committee on Faculty Research, and the John Hope Franklin Humanities Institute, sponsored a conference entitled "Archaeology, Politics, and the Media," which addressed the abuse of archaeology in the Holy Land for political, religious, and ideological purposes. Emphasis was placed on the media's reporting of sensational and politically motivated archaeological claims and the academy's responsibility in responding to it.

Inclusive attitudes

Academic archaeologist Cornelius Holtorf believed however that critics of alternative archaeologies like Fagan were "opinionated and patronizing" towards alternative theories, and that purporting their views in such a manner was damaging to the public's perception of archaeologists. Holtorf highlighted that there were similarities between academic and alternative archaeological interpretations, with the former taking some influence from the latter. As evidence, he highlighted archaeoastronomy, which was once seen as a core component of fringe archaeological interpretations before being adopted by mainstream academics. He also noted that certain archaeological scholars, like William Stukeley (1687–1765), Margaret Murray (1863–1963) and Marija Gimbutas (1921–1994) were seen as significant figures to both academic and alternative archaeologists. He came to the conclusion that a constructive dialogue should be opened up between academic and alternative archaeologists. Fagan and Feder have responded to Holtorf's views in detail, asserting that such a dialogue is no more possible than is one between evolutionary biologists and creationists or between astronomers and astrologers: one approach is scientific, the other is anti-scientific.

In the early 1980s, Kenneth Feder conducted a survey of his archaeology students. On the 50-question survey, 10 questions had to do with archaeology and/or pseudoscience. Some of the claims were more rational; the world is 5 billion years old, and human beings came about through evolution. However, questions also included issues such as, King Tut's tomb actually killed people upon discovery, and there is solid evidence for the existence of Atlantis. As it turned out, some of the students Feder was teaching put some stake in the pseudoscience claims. 12% actually believed people on Howard Carter's expedition were killed by an ancient Egyptian curse.

Archetype

From Wikipedia, the free encyclopedia https://en.wikipedia.org/wiki/Archetype The concept of an archetyp...