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Saturday, October 12, 2024

Commonwealth of Nations

From Wikipedia, the free encyclopedia

The Commonwealth of Nations, often simply referred to as the Commonwealth, is an international association of 56 member states, the vast majority of which are former territories of the British Empire from which it developed. They are connected through their use of the English language and historical-cultural ties. The chief institutions of the organisation are the Commonwealth Secretariat, which focuses on intergovernmental relations, and the Commonwealth Foundation, which focuses on non-governmental relations between member nations. Numerous organisations are associated with and operate within the Commonwealth.

The Commonwealth dates back to the first half of the 20th century with the decolonisation of the British Empire through increased self-governance of its territories. It was originally created as the British Commonwealth of Nations through the Balfour Declaration at the 1926 Imperial Conference, and formalised by the United Kingdom through the Statute of Westminster in 1931. The current Commonwealth of Nations was formally constituted by the London Declaration in 1949, which modernised the community and established the member states as "free and equal". It continues to be known colloquially as the British Commonwealth.

The Head of the Commonwealth is Charles III. He is king of 15 member states, known as the Commonwealth realms, whilst 36 other members are republics, and five others have different monarchs. Although he became head upon the death of his mother, Elizabeth II, the position is not technically hereditary.

Member states have no legal obligations to one another, though some have institutional links to other Commonwealth nations. Citizenship of a Commonwealth country affords benefits in some member countries, particularly in the United Kingdom, and Commonwealth countries are represented to one another by high commissions rather than embassies. The Commonwealth Charter defines their shared values of democracy, human rights and the rule of law, as promoted by the quadrennial Commonwealth Games.

History

Conceptual origins

Draft of the 1921 Anglo-Irish Treaty, with "British Empire" crossed out and "British Commonwealth of Nations" added by hand.
The prime ministers of five members at the 1944 Commonwealth Prime Ministers' Conference. (L-R) Mackenzie King (Canada), Jan Smuts (South Africa), Winston Churchill (United Kingdom), Peter Fraser (New Zealand) and John Curtin (Australia)

Queen Elizabeth II, in her address to Canada on Dominion Day in 1959, pointed out that the Confederation of Canada on 1 July 1867 had been the birth of the "first independent country within the British Empire". She declared: "So, it also marks the beginning of that free association of independent states which is now known as the Commonwealth of Nations." As long ago as 18 January 1884 Lord Rosebery, while visiting Adelaide, South Australia, had described the changing British Empire, as some of its colonies became more independent, as a "Commonwealth of Nations". Conferences of British and colonial prime ministers occurred periodically from the first one in 1887, leading to the creation of the Imperial Conferences in 1911.

The Commonwealth developed from the imperial conferences. A specific proposal was presented by Jan Smuts in 1917 when he coined the term "the British Commonwealth of Nations" and envisioned the "future constitutional relations and readjustments in essence" at the Paris Peace Conference of 1919, attended by delegates from the Dominions as well as the United Kingdom. The term first received imperial statutory recognition in the Anglo-Irish Treaty of 1921, when the term British Commonwealth of Nations was substituted for British Empire in the wording of the oath taken by members of parliament of the Irish Free State.

Adoption and formalisation

In the Balfour Declaration at the 1926 Imperial Conference, the United Kingdom and its dominions agreed they were "equal in status, in no way subordinate one to another in any aspect of their domestic or external affairs, though united by common allegiance to the Crown, and freely associated as members of the British Commonwealth of Nations". The term "Commonwealth" was officially adopted to describe the community.

These aspects to the relationship were formalised by the Statute of Westminster in 1931, which applied to Canada without the need for ratification, but Australia, New Zealand and Newfoundland had to ratify the statute for it to take effect. Newfoundland never did as due to economic hardship and the need for financial assistance from London, Newfoundland voluntarily accepted the suspension of self-government in 1934 and governance reverted to direct control from London. Newfoundland later joined Canada as its tenth province in 1949. Australia and New Zealand ratified the statute in 1942 and 1947 respectively.

Although the Union of South Africa was not amongst the Dominions that needed to adopt the Statute of Westminster for it to take effect, two laws — the Status of the Union Act, 1934, and the Royal Executive Functions and Seals Act, 1934 — were passed by the Parliament of South Africa to confirm South Africa's status as a sovereign state, and to incorporate the Statute of Westminster into the law of South Africa.

Second World War

Poster from the Second World War, depicting soldiers from Britain, Canada, Australia, New Zealand, the Colony of Southern Rhodesia, South Africa and imperial India.

Commonwealth countries and the Empire were involved in every major theatre of the Second World War, with soldiers from different nations often fighting together. The British Commonwealth Air Training Plan was established for pilots from across the Empire and Dominions, created by the governments of the United Kingdom, Canada, Australia and New Zealand. Troops from Australia, Britain, the British Raj and New Zealand made up the British Commonwealth Occupation Force in post-war Japan.

Decolonisation and self-governance

After the Second World War ended, the British Empire was gradually dismantled. Most of its components have become independent countries, whether Commonwealth realms or republics, and members of the Commonwealth. There remain the 14 mainly self-governing British overseas territories which retain some political association with the United Kingdom. In April 1949, following the London Declaration, the word "British" was dropped from the title of the Commonwealth to reflect its changing nature.

Burma (Myanmar since 1989) and Aden (now part of Yemen) are the only states that were British colonies at the time of the war not to have joined the Commonwealth upon independence. Former British protectorates and mandates that did not become members of the Commonwealth are Egypt (independent in 1922), Iraq (1932), Transjordan (1946), Palestine (part of which became the State of Israel in 1948), Sudan (1956), British Somaliland (which united with the former Italian Somaliland in 1960 to form the Somali Republic), Kuwait (1961), Bahrain (1971), Oman (1971), Qatar (1971) and the United Arab Emirates (1971).

The post-war Commonwealth was given a fresh mission by Queen Elizabeth II in her Christmas Day 1953 broadcast, in which she envisioned the Commonwealth as "an entirely new conception – built on the highest qualities of the Spirit of Man: friendship, loyalty, and the desire for freedom and peace". However, the British treasury was so weak that it could not operate independently of the United States. Furthermore, the loss of defence and financial roles undermined Joseph Chamberlain's early 20th-century vision of a world empire that could combine Imperial preference, mutual defence and social growth. In addition, the United Kingdom's cosmopolitan role in world affairs became increasingly limited, especially with the losses of India and Singapore. Whilst British politicians at first hoped that the Commonwealth would preserve and project British influence, they gradually lost their enthusiasm, argues Krishnan Srinivasan. Early enthusiasm waned as British policies came under fire at Commonwealth meetings. Public opinion became troubled as immigration from non-white member states became large-scale (see also: Commonwealth diaspora).

The term New Commonwealth gained usage in the UK (especially in the 1960s and 1970s) to refer to recently decolonised countries, predominantly non-white and developing countries. It was often used in debates regarding immigration from these countries. The United Kingdom and the pre-1945 dominions became informally known as the Old Commonwealth, or more pointedly as the 'white Commonwealth', in reference to what had been known as the 'White Dominions'.

Commonwealth republics

On 18 April 1949, Ireland formally became a republic in accordance with the Irish Republic of Ireland Act 1948; in doing so, it also formally left the Commonwealth. Whilst Ireland had not actively participated in the Commonwealth since the early 1930s, other dominions wished to become republics without losing Commonwealth ties. The issue came to a head in April 1949 at a Commonwealth prime ministers' meeting in London. Under the London Declaration, as drafted by V. K. Krishna Menon, India agreed, when it became a republic in January 1950, it would remain in the Commonwealth and accept the British Sovereign as a "symbol of the free association of its independent member nations and as such the Head of the Commonwealth". Upon hearing this, King George VI told Menon: "So, I've become 'as such'". Some other Commonwealth countries that have since become republics have chosen to leave, whilst others, such as Guyana, Mauritius and Dominica, have remained members.

India's inaugural prime minister Jawaharlal Nehru declared on 16 May 1949, shortly following the Declaration, during the Constituent Assembly Debates that:

We join the Commonwealth obviously because we think it is beneficial to us and to certain causes in the world that we wish to advance. The other countries of the Commonwealth want us to remain there because they think it is beneficial to them. It is mutually understood that it is to the advantage of the nations in the Commonwealth and therefore they join. At the same time, it is made perfectly clear that each country is completely free to go its own way; it may be that they may go, sometimes go so far as to break away from the Commonwealth...Otherwise, apart from breaking the evil parts of the association, it is better to keep a co-operative association going which may do good in this world rather than break it.

The London Declaration is often seen as marking the beginning of the modern Commonwealth. Following India's precedent, other nations became republics, or constitutional monarchies with their own monarchs. Whilst some countries retained the same monarch as the United Kingdom, their monarchies developed differently and soon became essentially independent of the British monarchy. The monarch is regarded as a separate legal personality in each realm, even though the same person is monarch of each realm.

Proposals to include Europe

At a time when Germany and France, together with Belgium, Italy, Luxembourg, and the Netherlands, were planning what later became the European Union, and newly independent African countries were joining the Commonwealth, new ideas were floated to prevent the United Kingdom from becoming isolated in economic affairs. British trade with the Commonwealth was four times larger than its trade with Europe. In 1956 and 1957, the British government, under Prime Minister Anthony Eden, considered a "Plan G" to create a European free trade zone whilst also protecting the favoured status of the Commonwealth. The United Kingdom also considered inviting Scandinavian and other European countries to join the Commonwealth, so that it would become a major economic common market.

At the time of the Suez Crisis in 1956, and in the face of colonial unrest and international tensions, French prime minister Guy Mollet proposed to British prime minister Anthony Eden that their two countries be joined in a "union". When that proposal was turned down, Mollet suggested that France join the Commonwealth, possibly with "a common citizenship arrangement on the Irish basis". These ideas faded away with the end of the Suez Crisis.

Expansion

The first member to be admitted without having any constitutional link to the British Empire was Mozambique in 1995 following its first democratic elections. Mozambique was a former Portuguese colony. Its entry preceded the Edinburgh Declaration and the current membership guidelines. In 2009, Rwanda became the second country to be admitted to the Commonwealth not to have any constitutional links to Britain. It was a Belgian trust territory that had been a district of German East Africa until World War I.

In 2022, Togo, a former French mandate territory, and Gabon, a former French colony, joined the Commonwealth, despite never having been under British rule. Gabon was partially suspended from the Commonwealth in September 2023 following a military coup, with two years given by the Commonwealth Ministerial Action Group for the country to hold new elections before a full suspension of Commonwealth membership would be considered.

Prior to Togo's admission at the 2022 Commonwealth Heads of Government Meeting, Togolese Foreign Minister Robert Dussey said that he expected Commonwealth membership to provide opportunities for Togolese citizens to learn English and access new educational and cultural resources. He also remarked that the country sought closer ties with the Anglophone world.

Structure

Head of the Commonwealth

Queen Elizabeth II, the longest-serving Head of the Commonwealth, was in office for 70 years.

Under the formula of the London Declaration, Charles III is the Head of the Commonwealth.However, when the monarch dies, the successor to the crown does not automatically become the new head of the Commonwealth. Despite this, at their meeting in April 2018, Commonwealth leaders agreed that Prince Charles should succeed his mother Elizabeth II as head after her death. The position is symbolic, representing the free association of independent members, the majority of which (36) are republics, and five have monarchs of different royal houses (Brunei, Eswatini, Lesotho, Malaysia and Tonga).

Commonwealth Heads of Government Meeting

The main decision-making forum of the organisation is the biennial Commonwealth Heads of Government Meeting (CHOGM), where Commonwealth Heads of Government, including (amongst others) prime ministers and presidents, assemble for several days to discuss matters of mutual interest. CHOGM is the successor to the Commonwealth Prime Ministers Meetings and, earlier, the Imperial Conferences and Colonial Conferences, dating back to 1887. There are also regular meetings of finance ministers, law ministers, health ministers and others. Members in arrears, as special members before them, are not invited to send representatives to either ministerial meetings or CHOGMs.

The head of government hosting the CHOGM is called the chair-in-office (CIO) and retains the position until the following CHOGM. Since the most recent CHOGM, in Rwanda in 2022, the chair-in-office has been Paul Kagame, the president of Rwanda.

The 26th CHOGM was initially to be held in Kigali, Rwanda, in June 2020. Owing to the COVID-19 pandemic, it was rescheduled to be held there in the week of 21 June 2021 before once again being postponed to 25-26 June 2022. It was accompanied by meetings of a Commonwealth Business Forum, a Commonwealth Youth Forum, a Commonwealth Women's Forum and a Commonwealth People's Forum.

Commonwealth Secretariat

Marlborough House, London, the headquarters of the Commonwealth Secretariat, the Commonwealth's principal intergovernmental institution

The Commonwealth Secretariat, established in 1965, is the main intergovernmental agency of the Commonwealth, facilitating consultation and co-operation amongst member governments and countries. It is responsible to member governments collectively. The Commonwealth of Nations is represented in the United Nations General Assembly by the secretariat as an observer. The secretariat organises Commonwealth summits, meetings of ministers, consultative meetings and technical discussions; it assists policy development and provides policy advice, and facilitates multilateral communication amongst the member governments. It also provides technical assistance to help governments in the social and economic development of their countries and in support of the Commonwealth's fundamental political values.

The secretariat is headed by the Commonwealth secretary-general, who is elected by the Commonwealth heads of government for no more than two four-year terms. The secretary-general and two deputy secretaries-general direct the divisions of the Secretariat. The present secretary-general is Patricia Scotland, Baroness Scotland of Asthal, from Dominica, who took office on 1 April 2016, succeeding Kamalesh Sharma of India (2008–2016). The first secretary-general was Arnold Smith of Canada (1965–1975), followed by Sir Shridath Ramphal of Guyana (1975–1990), Chief Emeka Anyaoku of Nigeria (1990–1999), and Don McKinnon of New Zealand (2000–2008).

Commonwealth citizenship and high commissioners

The high commission of The Gambia in New Delhi

Some member states grant particular rights to Commonwealth citizens. The United Kingdom and several others, mostly in the Caribbean, grant the right to vote to resident Commonwealth citizens. Some countries, including the United Kingdom, have preferential citizenship acquisition or residency policies for Commonwealth citizens. Initially, Commonwealth countries were not considered to be "foreign" to each other as their citizens were British subjects. Citizenship laws have evolved independently in each Commonwealth country. For example, in Australia, for the purpose of considering certain constitutional and legal provisions in the High Court case of Sue v Hill, the United Kingdom was held to be a "foreign power". Similarly, in Nolan v Minister for Immigration and Ethnic Affairs, the nationals of other Commonwealth realms were held to be "aliens".

Commonwealth citizens may receive consular assistance from other Commonwealth countries. In particular, British embassies and consulates may provide assistance to Commonwealth nationals in non-Commonwealth countries if their own country is not represented. Commonwealth citizens are eligible to apply for British emergency passports. Australia issues Documents of Identity in exceptional circumstances to resident Commonwealth citizens who are unable to obtain valid travel documents from their countries of origin and must travel urgently.

The close association amongst Commonwealth countries is reflected in the diplomatic protocols of the Commonwealth countries. For example, when engaging bilaterally with one another, Commonwealth governments exchange high commissioners instead of ambassadors.

The Judicial Committee of the Privy Council is the highest court of appeal for several Commonwealth nations.

The Judicial Committee of the Privy Council is the supreme court of 14 Commonwealth countries, including the Cook Islands and Niue which are under the Realm of New Zealand (though New Zealand itself does not make appeals to the Privy Council).

Commonwealth nationals are eligible for appointment to the High Court of Fiji, with the Court relying on judges from other Commonwealth nations.

Military connections

Soldiers of the Indian Army 5th Gurkha Rifles in post-war Japan as part of the British Commonwealth Occupation Force, 1946.

Commonwealth citizens are eligible to serve in the British Armed Forces. According to the British Army, "Commonwealth soldiers are, and always will be, an important and valued part of the fabric of the British Army." Thousands of potential Commonwealth recruits have been turned away due to a lack of eligible vacancies.

Gurkha soldiers from Nepal, though it is not a Commonwealth country, have historically fought alongside British and Commonwealth troops. They continue to be recruited by the British Army (Brigade of Gurkhas), Indian Army (Gorkha regiments) and Royal Brunei Armed Forces (Gurkha Reserve Unit), as well the Gurkha Contingent of the Singapore Police Force. Most members of Brunei's Gurkha Reserve Unit are veterans from the British Army and Singaporean police.

Membership

The members of the Commonwealth shaded according to their political status. Commonwealth realms are shown in blue, whilst republics are shaded pink, and members with their own monarchies are displayed in green.

Criteria

The criteria for membership of the Commonwealth of Nations have developed over time from a series of separate documents. The Statute of Westminster 1931, as a fundamental founding document of the organisation, laid out that membership required dominionhood. The 1949 London Declaration ended this, allowing republican and indigenous monarchic members on the condition that they recognised King George VI as "Head of the Commonwealth". In the wake of the wave of decolonisation in the 1960s, these constitutional principles were augmented by political, economic, and social principles. The first of these was set out in 1961, when it was decided that respect for racial equality would be a requirement for membership, leading directly to the withdrawal of South Africa's re-application (which they were required to make under the formula of the London Declaration upon becoming a republic). The 14 points of the 1971 Singapore Declaration dedicated all members to the principles of world peace, liberty, human rights, equality, and free trade.

These criteria were unenforceable for two decades, until, in 1991, the Harare Declaration was issued, dedicating the leaders to applying the Singapore principles to the completion of decolonisation, the end of the Cold War, and the end of apartheid in South Africa. The mechanisms by which these principles would be applied were created, and the manner clarified, by the 1995 Millbrook Commonwealth Action Programme, which created the Commonwealth Ministerial Action Group (CMAG), which has the power to rule on whether members meet the requirements for membership under the Harare Declaration. Also in 1995, an Inter-Governmental Group was created to finalise and codify the full requirements for membership. Upon reporting in 1997, as adopted under the Edinburgh Declaration, the Inter-Governmental Group ruled that any future members would "as a rule" have to have a direct constitutional link with an existing member.

In addition to this new rule, the former rules were consolidated into a single document. These requirements are that members must accept and comply with the Harare principles, be fully sovereign states, recognise King Charles III as head of the Commonwealth, accept the English language as the means of Commonwealth communication, and respect the wishes of the general population with regard to Commonwealth membership. These requirements had undergone review, and a report on potential amendments was presented by the Committee on Commonwealth Membership at the 2007 Commonwealth Heads of Government Meeting. New members were not admitted at this meeting, though applications for admission were considered at the 2009 CHOGM.

New members must "as a general rule" have a direct constitutional link to an existing member. In most cases, this is due to being a former colony of the United Kingdom, but some have links to other countries, either exclusively or more directly (e.g., Bangladesh to Pakistan, Samoa to New Zealand, Papua New Guinea to Australia, and Singapore to Malaysia). Mozambique, in 1995, was the first country to join without such a constitutional connection, leading to the Edinburgh Declaration and the current membership guidelines.

In 2009, Rwanda, formerly under Belgian and German rule, joined. Consideration for Rwanda's admission was considered an "exceptional circumstance" by the Commonwealth Secretariat. Rwanda was permitted to join despite the Commonwealth Human Rights Initiative (CHRI) finding that "the state of governance and human rights in Rwanda does not satisfy Commonwealth standards", and that it "does not therefore qualify for admission". CHRI commented that: "It does not make sense to admit a state that already does not satisfy Commonwealth standards. This would tarnish the reputation of the Commonwealth and confirm the opinion of many people and civic organisations that the leaders of its governments do not really care for democracy and human rights, and that its periodic, solemn declarations are merely hot air."

In 2022, the former French territories of Togo and Gabon joined the Commonwealth.

Members

Flags of the members of the Commonwealth in Parliament Square, London
 
The Commonwealth flag flying at the Parliament of Canada in Ottawa

The Commonwealth comprises 56 countries, across all inhabited continents. The members have a combined population of 2.4 billion people, almost a third of the world population, with 1.4 billion living in India, and 94% living in either Asia or Africa. After India, the next-largest Commonwealth countries by population are Pakistan (227 million), Nigeria (213 million), Bangladesh (167 million), and the United Kingdom (68 million). Tuvalu is the smallest member, with about 12,000 people.

The land area of the Commonwealth nations is about 31,500,000 km2 (12,200,000 sq mi), or about 21% of the total world land area. The two largest Commonwealth nations by area are Canada at 9,984,670 km2 (3,855,100 sq mi) and Australia at 7,617,930 km2 (2,941,300 sq mi).

The status of "member in arrears" is used to denote those that are in arrears in paying subscription dues. The status was originally known as "special membership", but was renamed on the Committee on Commonwealth Membership's recommendation. There are currently no members in arrears. The most recent member in arrears, Nauru, returned to full membership in June 2011. Nauru has alternated between special and full membership since joining the Commonwealth, depending on its financial situation.

Economy of member countries

In 2019, the Commonwealth members had a combined gross domestic product of over $9 trillion, 78% of which is accounted for by the four largest economies: India ($3.737 trillion), United Kingdom ($3.124 trillion), Canada ($1.652 trillion), and Australia ($1.379 trillion).

Applicants

In 1997 the Commonwealth Heads of Government agreed that, to become a member of the Commonwealth, an applicant country should, as a rule, have had a constitutional association with an existing Commonwealth member; that it should comply with Commonwealth values, principles and priorities as set out in the Harare Declaration; and that it should accept Commonwealth norms and conventions.

South Sudanese politicians have expressed interest in joining the Commonwealth. A senior Commonwealth source stated in 2006 that "many people have assumed an interest from Israel, but there has been no formal approach". Israel and Palestine are both potential candidates for membership.

President Yahya Jammeh unilaterally withdrew the Gambia from the Commonwealth in October 2013. However, newly elected president Adama Barrow returned the country to the organisation in February 2018.

Other eligible applicants could be any of the remaining inhabited British Overseas Territories, Crown Dependencies, Australian external territories and the Associated States of New Zealand if they become fully independent. Many such jurisdictions are already directly represented within the Commonwealth, particularly through the Commonwealth Family. There are also former British possessions that have not become independent. Although Hong Kong has become part of China, it continues to participate in some of the institutions within the Commonwealth Family, including the Commonwealth Lawyers Association, the Commonwealth Parliamentary Association, the Association of Commonwealth Universities, the Commonwealth Association of Legislative Counsel and the Commonwealth War Graves Commission (CWGC).

All three of the Crown dependencies regard their existing situation as unsatisfactory and have lobbied for change. The States of Jersey have called on the UK foreign secretary to request that the Commonwealth heads of government "consider granting associate membership to Jersey and the other Crown Dependencies as well as any other territories at a similarly advanced stage of autonomy". Jersey has proposed that it be accorded "self-representation in all Commonwealth meetings; full participation in debates and procedures, with a right to speak where relevant and the opportunity to enter into discussions with those who are full members; and no right to vote in the Ministerial or Heads of Government meetings, which is reserved for full members". The States of Guernsey and the Government of the Isle of Man have made calls of a similar nature for a more integrated relationship with the Commonwealth, including more direct representation and enhanced participation in Commonwealth organisations and meetings, including Commonwealth Heads of Government Meetings. The Chief Minister of the Isle of Man has said: "A closer connection with the Commonwealth itself would be a welcome further development of the Island's international relationships".

Suspension

Members can be suspended "from the Councils of the Commonwealth" for "serious or persistent violations" of the Harare Declaration, particularly in abrogating their responsibility to have democratic government. Suspensions are agreed by the Commonwealth Ministerial Action Group (CMAG), which meets regularly to address potential breaches of the Harare Declaration. Suspended members are not represented at meetings of Commonwealth leaders and ministers, although they remain members of the organisation.

Zimbabwe was suspended from the Commonwealth during the presidency of Robert Mugabe (pictured), subsequently withdrawing. The country applied to rejoin following Mugabe's removal from power.

Nigeria was suspended between 11 November 1995 and 29 May 1999, following its execution of Ken Saro-Wiwa on the eve of the 1995 CHOGM. Pakistan was the second country to be suspended, on 18 October 1999, following the military coup by Pervez Musharraf. The Commonwealth's longest suspension came to an end on 22 May 2004, when Pakistan's suspension was lifted following the restoration of the country's constitution. Pakistan was suspended for a second time, far more briefly, for six months from 22 November 2007, when Musharraf called a state of emergency. Zimbabwe was suspended in 2002 over concerns regarding the electoral and land reform policies of Robert Mugabe's ZANU-PF government, before it withdrew from the organisation in 2003. On 15 May 2018, Zimbabwe applied to rejoin the Commonwealth.

The declaration of a Republic in Fiji in 1987, after military coups designed to deny Indo-Fijians political power, was not accompanied by an application to remain. Commonwealth membership was held to have lapsed until 1997, after discriminatory provisions in the republican constitution were repealed and reapplication for membership made. Fiji has since been suspended twice, with the first imposed from 6 June 2000 to 20 December 2001 after another coup. Fiji was suspended yet again in December 2006, following the most recent coup. At first, the suspension applied only to membership on the Councils of the Commonwealth. After failing to meet a Commonwealth deadline for setting a date for national elections by 2010, Fiji was "fully suspended" on 1 September 2009. The secretary-general of the Commonwealth, Kamalesh Sharma, confirmed that full suspension meant that Fiji would be excluded from Commonwealth meetings, sporting events and the technical assistance programme (with an exception for assistance in re-establishing democracy). Sharma stated that Fiji would remain a member of the Commonwealth during its suspension, but would be excluded from emblematic representation by the secretariat. On 19 March 2014 Fiji's full suspension was amended to a suspension from councils of the Commonwealth by the Commonwealth Ministerial Action Group, permitting Fiji to join a number of Commonwealth activities, including the Commonwealth Games. Fiji's suspension was lifted in September 2014. The Commonwealth Ministerial Action Group fully reinstated Fiji as a member following elections in September 2014.

Most recently, during 2013 and 2014, international pressure mounted to suspend Sri Lanka from the Commonwealth, citing grave human rights violations by the government of President Mahinda Rajapaksa. There were also calls to change the Commonwealth Heads of Government Meeting 2013 from Sri Lanka to another member country. Canadian prime minister Stephen Harper threatened to boycott the event, but was instead represented at the meeting by Deepak Obhrai. UK prime minister David Cameron also chose to attend. These concerns were rendered moot by the election of opposition leader Maithripala Sirisena as president in 2015.

Withdrawal and termination

As membership is purely voluntary, member governments can choose at any time to leave the Commonwealth. The first state to do so was Ireland in 1949 following its decision to declare itself a republic, although it had not participated in the Commonwealth since 1932. At the time, all members accepted the British monarch as head of state as a condition of membership. This rule was changed after Ireland's departure to allow India to retain membership when it became a republic in 1950, although Ireland did not rejoin. Now, the majority of the Commonwealth members, including all those from Africa, are republics or have their own native monarch.

Pakistan left on 30 January 1972 in protest at the Commonwealth's recognition of breakaway Bangladesh, but rejoined on 2 August 1989. Zimbabwe's membership was suspended in 2002 on the grounds of alleged human rights violations and deliberate misgovernment, and Zimbabwe's government terminated its membership in 2003. The Gambia left the Commonwealth on 3 October 2013, and rejoined on 8 February 2018.

The Maldives withdrew from the Commonwealth on 13 October 2016, citing Commonwealth's "punitive actions against the Maldives since 2012" after the allegedly forced resignation of Maldivian President Mohamed Nasheed amongst the reasons for withdrawal. Following the election of Ibrahim Mohamed Solih as president in November 2018, the Maldives announced its intention to reapply to join the Commonwealth. They rejoined on 1 February 2020.

Although heads of government have the power to suspend member states from active participation, the Commonwealth has no provision for the expulsion of members.

Having left the Commonwealth over its apartheid policies, South Africa was readmitted in 1994 following non-racial elections.

South Africa was effectively barred from continuing as a member after it became a republic in 1961, due to hostility from many members, particularly those in Africa and Asia as well as Canada, to its policy of racial apartheid. The South African government withdrew its application to remain in the organisation as a republic when it became clear at the 1961 Commonwealth Prime Ministers' Conference that any such application would be rejected. South Africa was re-admitted to the Commonwealth in 1994, following its first multiracial elections that year. The Commonwealth provided technical assistance and training for a peacekeeping force prior to election, with Commonwealth observers significantly present during the election itself.

The transfer of sovereignty over Hong Kong in 1997 ended the territory's status as a part of the Commonwealth through the United Kingdom. Non-sovereign states or regions are not permitted to become members of the Commonwealth. The government of China has not pursued membership. Hong Kong has nevertheless continued to participate in some of the organisations of the Commonwealth Family, such as the Commonwealth Lawyers Association (hosted the Commonwealth Lawyers Conference in 1983 and 2009), the Commonwealth Parliamentary Association (and the Westminster Seminar on Parliamentary Practice and Procedures), the Association of Commonwealth Universities and the Commonwealth Association of Legislative Counsel, as well as the Commonwealth War Graves Commission (CWGC).

Politics

Objectives and activities

The Commonwealth's objectives were first outlined in the 1971 Singapore Declaration, which committed the Commonwealth to the institution of world peace; promotion of representative democracy and individual liberty; the pursuit of equality and opposition to racism; the fight against poverty, ignorance, and disease; and free trade. To these were added opposition to discrimination on the basis of gender by the Lusaka Declaration of 1979, and environmental sustainability by the Langkawi Declaration of 1989. These objectives were reinforced by the Harare Declaration in 1991.

The Commonwealth's current highest-priority aims are on the promotion of democracy and development, as outlined in the 2003 Aso Rock Declaration, which built on those in Singapore and Harare and clarified their terms of reference, stating, "We are committed to democracy, good governance, human rights, gender equality, and a more equitable sharing of the benefits of globalisation." The Commonwealth website lists its areas of work as: democracy, economics, education, gender, governance, human rights, law, small states, sport, sustainability, and youth.

Competence

In October 2010, a leaked memo from the Secretary General instructing staff not to speak out on human rights was published, leading to accusations that the Commonwealth was not being vocal enough on its core values.

The Commonwealth Heads of Government Meeting 2011 considered a report by a Commonwealth Eminent Persons Group (EPG) panel which asserted that the organisation had lost its relevance and was decaying due to the lack of a mechanism to censure member countries when they violated human rights or democratic norms. The panel made 106 "urgent" recommendations including the adoption of a Charter of the Commonwealth, the creation of a new commissioner on the rule of law, democracy and human rights to track persistent human rights abuses and allegations of political repression by Commonwealth member states, recommendations for the repeal of laws against homosexuality in 41 Commonwealth states and a ban on forced marriage. The failure to release the report, or accept its recommendations for reforms in the area of human rights, democracy and the rule of law, was described as a "disgrace" by former British foreign secretary Malcolm Rifkind, a member of the EPG, who told a press conference: "The Commonwealth faces a very significant problem. It's not a problem of hostility or antagonism, it's more of a problem of indifference. Its purpose is being questioned, its relevance is being questioned and part of that is because its commitment to enforce the values for which it stands is becoming ambiguous in the eyes of many member states. The Commonwealth is not a private club of the governments or the secretariat. It belongs to the people of the Commonwealth."

In the end, two-thirds of the EPG's 106 urgently recommended reforms were referred to study groups, an act described by one EPG member as having them "kicked into the long grass". There was no agreement to create the recommended position of human rights commissioner, instead a ministerial management group was empowered with enforcement: the group includes alleged human rights offenders. It was agreed to develop a charter of values for the Commonwealth without any decision on how compliance with its principles would be enforced.

The result of the effort was that a new Charter of the Commonwealth was signed by Queen Elizabeth II on 11 March 2013 at Marlborough House, which opposes "all forms of discrimination, whether rooted in gender, race, colour, creed, political belief or other grounds".

Economy

Economic data by member

Postwar

During the Second World War, the British Empire played a major role in supporting British finances. Foreign exchange reserves were pooled in London, to be used to fight the war. In effect the United Kingdom procured £2.3 billion, of which £1.3 billion was from British India. The debt was held in the form of British government securities and became known as "sterling balances". By 1950, India, Pakistan and Ceylon had spent much of their sterling, whilst other countries accumulated more. The sterling area included all of the Commonwealth except for Canada, together with some smaller countries especially in the Persian Gulf. They held their foreign-exchange in sterling, protecting that currency from runs and facilitating trade and investment inside the Commonwealth. It was a formal relationship with fixed exchange rates, periodic meetings at Commonwealth summits to coordinate trade policy, and domestic economic policies. The United Kingdom ran a trade surplus, and the other countries were mostly producers of raw materials sold to the United Kingdom. The commercial rationale was gradually less attractive to the Commonwealth; however, access to the growing London capital market remained an important advantage to the newly independent nations. As the United Kingdom moved increasingly close to Europe, however, the long-term ties began to be in doubt.

UK joins the European Economic Community

By 1961, with a sluggish economy, the United Kingdom attempted to join the European Economic Community, but this was repeatedly vetoed by Charles de Gaulle. Entry was finally achieved in 1973. Queen Elizabeth was one of the few remaining links between the UK and the Commonwealth. Historian Ben Pimlott argues that joining Europe "constituted the most decisive step yet in the progress of severance of familial ties between the United Kingdom and its former Empire... It reduced the remaining links to sentimental and cultural ones, and legal niceties."

The newly independent countries of Africa and Asia concentrated on their own internal political and economic development, and sometimes their role in the Cold War. The United States, international agencies, and the Soviet Union became important players, and the British role receded. Whilst there was opposition to British entry into the EEC from many countries, such as Australia, others preferred the economic advantages brought by British access to the Common Market. The historic ties between the former dominion nations and the United Kingdom were rapidly fraying. The Canadian economy increasingly focused on trade with the United States, and not on trade with the United Kingdom or other Commonwealth nations. Internal Canadian disputes revolved around the growing American cultural and economic presence, and the strong force of Quebec nationalism. In 1964, the Maple Leaf flag replaced the Canadian Ensign, with Gregory Johnson describing it as "the last gasp of empire". Australia and New Zealand were generally opposed to the United Kingdom's entry and exerted considerable influence on the eventual terms of accession in 1972, for which the United Kingdom agreed to transitional arrangements and monetary compensation to protect important export markets. Russell Ward summarises the period in economic terms: "In fact the United Kingdom, as Australia's chief trading partner, was being very rapidly replaced just at this time by the United States and an economically resurgent Japan, but most people were scarcely aware of this.... It was feared that British entry into the Common Market was bound to mean abolition, or at least scaling down, of preferential tariff arrangements for Australians goods."

Trade

Although the Commonwealth does not have a multilateral trade agreement, research by the Royal Commonwealth Society has shown that trade with another Commonwealth member is up to 50% more than with a non-member on average, with smaller and less wealthy states having a higher propensity to trade within the Commonwealth. At the 2005 Summit in Malta, the heads of government endorsed pursuing free trade amongst Commonwealth members on a bilateral basis.

Following its vote in June 2016 to leave the EU, some in the United Kingdom suggested the Commonwealth as an alternative to its membership in the European Union; however, it is far from clear that this would either offer sufficient economic benefit to replace the impact of leaving the EU or be acceptable to other member states. Although the EU is already in the process of negotiating free trade agreements with many Commonwealth countries such as India and Canada, it took the EU almost ten years to come to an agreement with Canada, due to the challenge associated with achieving the necessary EU-wide approvals.

On 17 December 2021, following the United Kingdom's exit from the European Union, Australia and the United Kingdom signed the Australia–United Kingdom Free Trade Agreement, which on ratification eliminated tariffs and increased opportunities for movement between the two countries.

Commonwealth Family

Commonwealth House, the headquarters of the Royal Commonwealth Society

Commonwealth countries share many links outside government, with over a hundred non-governmental organisations, notably for sport, culture, education, law, and charity claiming to operate on a Commonwealth-wide basis.

The Commonwealth Secretariat regulates formal accreditation with the Commonwealth through its Accreditation Committee. The admittance criteria includes upholding a commitment to the Commonwealth Charter. There are currently approximately 80 organisations holding formal accreditation. These include the Association of Commonwealth Universities which manages the Commonwealth Scholarship allowing students to study in other Commonwealth countries, and the Commonwealth Parliamentary Association which links together over 180 Commonwealth parliaments.

Commonwealth Foundation

The Commonwealth Foundation is an intergovernmental organisation, resourced by and reporting to Commonwealth governments, and guided by Commonwealth values and priorities. Its mandate is to strengthen civil society in the achievement of Commonwealth priorities: democracy and good governance, respect for human rights and gender equality, poverty eradication, people-centred and sustainable development, and to promote arts and culture.

The Foundation was established in 1965 by the Heads of Government. Admittance is open to all members of the Commonwealth, and in December 2008, stood at 46 out of the 53 member countries. Associate Membership, which is open to associated states or overseas territories of member governments, has been granted to Gibraltar. 2005 saw celebrations for the Foundation's 40th Anniversary. The Foundation is headquartered in Marlborough House, Pall Mall, London. Regular liaison and co-operation between the Secretariat and the Foundation is in place. The Foundation continues to serve the broad purposes for which it was established as written in the Memorandum of Understanding.

Commonwealth Games

The Commonwealth Games are the third-largest multi-sport event in the world, bringing together globally popular sports and peculiarly "Commonwealth" sports, such as rugby sevens, shown here at the 2006 Games in Melbourne.

The Commonwealth Games, a multi-sport event, is held every four years; the 2018 Commonwealth Games were held in Gold Coast, Australia, and 2022 Commonwealth Games in Birmingham; the 2026 Commonwealth Games are currently without a host. As well as the usual athletic disciplines, as at the Summer Olympic Games, the games include sports particularly popular in the Commonwealth, such as bowls, netball, and rugby sevens. Started in 1930 as the Empire Games, the games were founded on the Olympic model of amateurism, but were deliberately designed to be "the Friendly Games", with the goal of promoting relations between Commonwealth countries and celebrating their shared sporting and cultural heritage.

The games are the Commonwealth's most visible activity and interest in the operation of the Commonwealth increases greatly when the Games are held. There is controversy over whether the games—and sport generally—should be involved in the Commonwealth's wider political concerns. The 1977 Gleneagles Agreement was signed to commit Commonwealth countries to combat apartheid through discouraging sporting contact with South Africa (which was not then a member), whilst the 1986 games were boycotted by most African, Asian, and Caribbean countries for the failure of other countries to enforce the Gleneagles Agreement.

Commonwealth War Graves Commission

The Commonwealth War Graves Commission commemorates 1.7 million Commonwealth war dead and maintains 2,500 war cemeteries around the world, including this one in Gallipoli.

The Commonwealth War Graves Commission (CWGC) is responsible for maintaining the war graves of 1.7 million service personnel who died in the First and Second World Wars fighting for Commonwealth member states. Founded in 1917 (as the Imperial War Graves Commission), the commission has constructed 2,500 war cemeteries, and maintains individual graves at another 20,000 sites around the world. The vast majority of the latter are civilian cemeteries in the United Kingdom. In 1998, the CWGC made the records of its buried available online to facilitate easier searching.

Commonwealth war cemeteries often feature similar horticulture and architecture, with larger cemeteries being home to a Cross of Sacrifice and Stone of Remembrance. The CWGC is notable for marking the graves identically, regardless of the rank, country of origin, race, or religion of the buried. It is funded by voluntary agreement by six Commonwealth members, in proportion to the nationality of the casualties in the graves maintained, with 75% of the funding coming from the United Kingdom.

Commonwealth of Learning

The Commonwealth of Learning (COL) is an intergovernmental organisation created by the heads of government to encourage the development and sharing of open learning/distance education knowledge, resources and technologies. COL is helping developing nations improve access to quality education and training.

Commonwealth Local Government Forum

The Commonwealth Local Government Forum (CLGF) is a global local government organisation, bringing together local authorities, their national associations and the ministries responsible for local government in the member countries of the Commonwealth. CLGF works with national and local governments to support the development of democratic values and good local governance and is the associated organisation officially recognised by Commonwealth Heads of Government as the representative body for local government in the Commonwealth.

CLGF is unique in bringing together central, provincial and local spheres of government involved in local government policy and decision-making. CLGF members include local government associations, individual local authorities, ministries dealing with local government, and research and professional organisations who work with local government. Practitioner to practitioner support is at the core of CLGF's work across the Commonwealth and within the region, using CLGF's own members to support others both within and between regions. CLGF is a member of the Global Taskforce of Local and Regional Governments, the formal partner of the UN Major Group of Local Authorities.

Culture

Commonwealth countries share a common culture which includes the English language, sports, legal systems, education and government. These commonalities are the result of the Commonwealth's heritage, having developed out of the British Empire. Symbols of the Commonwealth include the Commonwealth Flag and Commonwealth Day. Remembrance Day is commemorated across the Commonwealth.

Sport

Rwanda Cricket Stadium, Kigali, Rwanda. Commonwealth membership has been credited with popularising the game in the country, which was never in the British Empire.

Many Commonwealth nations play similar sports that are considered quintessentially British in character, rooted in and developed under British rule or hegemony, including cricket, football, rugby, field hockey and netball. These ties are particularly strong between the United Kingdom, Australia, New Zealand and South Africa across rugby union, cricket, netball, and field hockey, with Australia in rugby league, with the Caribbean nations in cricket and netball, and with the Indian subcontinent in cricket and hockey. Canada, by contrast, is dominated by North American sports, including baseball instead of cricket, basketball rather than netball, ice hockey rather than field hockey and Canadian football, rather than rugby union or league. Canada does, however, maintain small enthusiastic communities in all the more traditional Commonwealth sports, having reached the World Cup in each of them, and is the homeplace of the Commonwealth Games, hosting the inaugural edition in Hamilton in 1930.

This shared sporting landscape has led to the development of friendly national rivalries between the main sporting nations that have often defined their relations with each other, and in the cases of India, Australia and New Zealand, have played a major part in defining their emerging national character (in cricket, rugby league and rugby union). Indeed, said rivalries preserved close ties by providing a constant in international relationships, even as the Empire transformed into the Commonwealth. Externally, playing these sports is seen to be a sign of sharing a certain Commonwealth culture; the adoption of cricket at schools in Rwanda is seen as symbolic of the country's move towards Commonwealth membership. More broadly, Rwanda's membership of the Commonwealth has been credited with helping popularise cricket in the country, with both men and women playing it in orphanages, schools, universities and cricket clubs.

The Commonwealth Games, a quadrennial multi-sports event held in the middle year of an Olympic cycle is the most visible demonstration of these sporting ties. The Games include standard multi-sports disciplines like athletics, swimming, gymnastics, and cycling, but also includes sports popular in the Commonwealth that are distinct to the Games such as netball, squash and lawn bowls. They are also more avowedly political than events like the Olympics, promoting what are seen as Commonwealth values; historically, a history of shared military endeavour was celebrated and promoted, parasport and disability sport is fully integrated, and the Commonwealth Games Federation has publicly backed the rights of LGBT people, despite the continuing criminalisation of homosexuality in many Commonwealth countries.

The most recent edition of the games was held in 2022 in Birmingham, England.

Literature

The shared history of British presence has produced a substantial body of writing in many languages, known as Commonwealth literature. The Association for Commonwealth Literature and Language Studies (ACLALS) has 11 branches worldwide and holds an international conference every three years.

Ugandan-British novelist Jennifer Nansubuga Makumbi won the Commonwealth Short Story Prize in 2014.

In 1987, the Commonwealth Foundation established the annual Commonwealth Writers' Prize "to encourage and reward the upsurge of new Commonwealth fiction and ensure that works of merit reach a wider audience outside their country of origin". Prizes are awarded for the best book and best first book in the Commonwealth; there are also regional prizes for the best book and best first book in each of four regions. Although not officially affiliated with the Commonwealth, the prestigious annual Man Booker Prize, one of the highest honours in literature, used to be awarded only to authors from Commonwealth countries or former members such as Ireland and Zimbabwe. Since 2014, however, writers of any nationality have been eligible for the prize providing that they write originally in English and their novels are published by established publishers in the United Kingdom. Today, the Commonwealth Foundation awards the annual Commonwealth Short Story Prize.

There had been a few important works in English prior to 1950 from the then British Empire. From 1950 on, a significant number of writers from the countries of the Commonwealth began gaining international recognition, including some who migrated to the United Kingdom.

South African writer Olive Schreiner.

South African writer Olive Schreiner's famous novel The Story of an African Farm was published in 1883 and New Zealander Katherine Mansfield published her first collection of short stories, In a German Pension, in 1911. The first major novelist, writing in English, from the Indian sub-continent, R. K. Narayan, began publishing in England in the 1930s, thanks to the encouragement of English novelist Graham Greene. Caribbean writer Jean Rhys's writing career began as early as 1928, though her most famous work, Wide Sargasso Sea, was not published until 1966. South Africa's Alan Paton's famous Cry, the Beloved Country dates from 1948. Doris Lessing from Southern Rhodesia, now Zimbabwe, was a dominant presence in the English literary scene, frequently publishing from 1950 on throughout the 20th century. She won the Nobel Prize in Literature in 2007.

Salman Rushdie is another post-Second World War writer from the former British colonies who permanently settled in the United Kingdom. Rushdie achieved fame with Midnight's Children (1981). His most controversial novel, The Satanic Verses (1989), was inspired in part by the life of Muhammad. V. S. Naipaul (born 1932), born in Trinidad, was another immigrant, who wrote, amongst other things, A Bend in the River (1979). Naipaul won the Nobel Prize in Literature in 2001.

Many other Commonwealth writers have achieved an international reputation for works in English, including Nigerian novelist Chinua Achebe, and playwright Wole Soyinka. Soyinka won the Nobel Prize in Literature in 1986, as did South African novelist Nadine Gordimer in 1995. Other South African writers in English are novelist J. M. Coetzee (Nobel Prize 2003) and playwright Athol Fugard. Kenya's most internationally renowned author is Ngũgĩ wa Thiong'o, who has written novels, plays and short stories in English. Poet Derek Walcott, from Saint Lucia in the Caribbean, was another Nobel Prize winner in 1992. An Australian, Patrick White, a major novelist in this period, whose first work was published in 1939, won in 1973. Other noteworthy Australian writers at the end of this period are poet Les Murray, and novelist Peter Carey, who is one of only four writers to have won the Booker Prize twice.

Numerous academic journals cover the Commonwealth, including The Journal of Commonwealth Literature, the Oxford University Commonwealth Law Journal, The Journal of Imperial and Commonwealth History and The Round Table. Amongst literature written about the Commonwealth itself is Indian diplomat and former Commonwealth Deputy Secretary-General Krishnan Srinivasan's The Rise, Decline and Future of the British Commonwealth (2005).

Political system

Parliament House, New Delhi, India. The Commonwealth Charter states the Commonwealth's commitment to democracy, and many Commonwealth countries use the Westminster system.
Lighting of a jubilee beacon for Queen Elizabeth II's Platinum Jubilee in 2022 in Wellington, New Zealand.

Whilst, due to their shared constitutional histories, most countries in the Commonwealth have outwardly similar legal and political systems, several of them – including Pakistan, Sri Lanka, Bangladesh, Fiji, Gambia, Grenada, Nigeria, Malawi, Zimbabwe, Tanzania, Sierra Leone, Uganda – have experienced one-party rule, civilian or military dictatorships or destructive civil wars, and many still suffer from rampant corruption and poor governance despite the fact that the Commonwealth requires its members to be functioning democracies that respect human rights and the rule of law. The Commonwealth leadership was criticized for admitting Gabon as a member at the 2022 Commonwealth Heads of Government Meeting in Kigali, Rwanda – a country with poor human rights record - despite the fact that Gabon had been governed for 56 years by the kleptocratic Bongo family, until they were overthrown in a coup in 2023.

Most Commonwealth countries have the bicameral Westminster system of parliamentary democracy. The Commonwealth Parliamentary Association facilitates co-operation between legislatures across the Commonwealth, and the Commonwealth Local Government Forum promotes good governance amongst local government officials. Most Commonwealth members use common law, modelled on English law. The Latimer House Principles adopted in 2003 reflect the separation of powers.

Symbols

The Commonwealth has adopted a number of symbols that represent the association of its members. The English language is recognised as a symbol of the members' heritage; as well as being considered a symbol of the Commonwealth, recognition of it as "the means of Commonwealth communication" is a prerequisite for Commonwealth membership.

The flag of the Commonwealth consists of the symbol of the Commonwealth Secretariat, a gold globe surrounded by emanating rays, on a dark blue field; it was designed for the second CHOGM in 1973, and officially adopted on 26 March 1976. 1976 also saw the organisation agree to a common date on which to commemorate Commonwealth Day, the second Monday in March, having developed separately on different dates from Empire Day celebrations.

Also to mark the 60th anniversary (Diamond Jubilee) of the Commonwealth in 2009, the Commonwealth Secretariat commissioned Paul Carroll to compose "The Commonwealth Anthem". The lyrics of the Anthem are taken from the 1948 Universal Declaration of Human Rights. The Commonwealth has published the Anthem, performed by the Commonwealth Youth Orchestra, with and without an introductory narrative.

Recognition

In 2009, to mark the 60th anniversary of the founding of the Commonwealth, the Royal Commonwealth Society commissioned a poll of public opinion in seven of the member states: Australia, Canada, India, Jamaica, Malaysia, South Africa and the United Kingdom. It found that most people in these countries were largely ignorant of the Commonwealth's activities, aside from the Commonwealth Games, and indifferent toward its future. Support for the Commonwealth was twice as high in developing countries as in developed countries; it was lowest in the United Kingdom.

Demographic transition

From Wikipedia, the free encyclopedia

In demography, demographic transition is a phenomenon and theory which refers to the historical shift from high birth rates and high death rates to low birth rates and low death rates, as societies attain more technology, education (especially women) and economic development. The demographic transition has occurred in most of the world over the past two centuries, bringing the unprecedented population growth of the post-Malthusian period, then reducing birth rates and population growth significantly in all regions of the world. The demographic transition strengthens economic growth process by three changes: (i) reduced dilution of capital and land stock, (ii) increased investment in human capital, and (iii) increased size of the labor force relative to the total population and changed age population distribution. Although this shift has occurred in many industrialized countries, the theory and model are frequently imprecise when applied to individual countries due to specific social, political and economic factors affecting particular populations.

However, the existence of some kind of demographic transition is widely accepted in the social sciences because of the well-established historical correlation linking dropping fertility to social and economic development. Scholars debate whether industrialization and higher incomes lead to lower population, or whether lower populations lead to industrialization and higher incomes. Scholars also debate to what extent various proposed and sometimes inter-related factors such as higher per capita income, lower mortality, old-age security, and rise of demand for human capital are involved. Human capital gradually increased in the second stage of the industrial revolution, which coincided with the demographic transition. The increasing role of human capital in the production process led to the investment of human capital in children by families, which may be the beginning of the demographic transition.

History

The theory is based on an interpretation of demographic history developed in 1930 by the American demographer Warren Thompson (1887–1973). Adolphe Landry of France made similar observations on demographic patterns and population growth potential around 1934. In the 1940s and 1950s Frank W. Notestein developed a more formal theory of demographic transition. In the 2000s Oded Galor researched the "various mechanisms that have been proposed as possible triggers for the demographic transition, assessing their empirical validity, and their potential role in the transition from stagnation to growth." In 2011, the unified growth theory was completed, the demographic transition becomes an important part in unified growth theory. By 2009, the existence of a negative correlation between fertility and industrial development had become one of the most widely accepted findings in social science.

The Jews of Bohemia and Moravia were among the first populations to experience a demographic transition, in the 18th century, prior to changes in mortality or fertility in other European Jews or in Christians living in the Czech lands. John Caldwell (demographer) explained fertility rates in the third world are not dependent on the spread of industrialization or even on economic development and also illustrates fertility decline is more likely to precede industrialization and to help bring it about than to follow it.

Summary

Demographic transition overview, where "stage 5" is shown as unknown.

The transition involves four stages, or possibly five.

  • In stage one, pre-industrial society, death rates and birth rates are high and roughly in balance. All human populations are believed to have had this balance until the late 18th century, when this balance ended in Western Europe. In fact, growth rates were less than 0.05% at least since the Agricultural Revolution over 10,000 years ago. Population growth is typically very slow in this stage, because the society is constrained by the available food supply; therefore, unless the society develops new technologies to increase food production (e.g. discovers new sources of food or achieves higher crop yields), any fluctuations in birth rates are soon matched by death rates.
  • In stage two, that of a developing country, the death rates drop quickly due to improvements in food supply and sanitation, which increase life expectancy and reduce disease. The improvements specific to food supply typically include selective breeding and crop rotation and farming techniques. Numerous improvements in public health reduce mortality, especially childhood mortality. Prior to the mid-20th century, these improvements in public health were primarily in the areas of food handling, water supply, sewage, and personal hygiene. One of the variables often cited is the increase in female literacy combined with public health education programs which emerged in the late 19th and early 20th centuries. In Europe, the death rate decline started in the late 18th century in northwestern Europe and spread to the south and east over approximately the next 100 years. Without a corresponding fall in birth rates this produces an imbalance, and the countries in this stage experience a large increase in population.
  • In stage three, birth rates fall due to various fertility factors such as access to contraception, increases in wages, urbanization, a reduction in subsistence agriculture, an increase in the status and education of women, a reduction in the value of children's work, an increase in parental investment in the education of children and other social changes. Population growth begins to level off. The birth rate decline in developed countries started in the late 19th century in northern Europe. While improvements in contraception do play a role in birth rate decline, contraceptives were not generally available nor widely used in the 19th century and as a result likely did not play a significant role in the decline then. It is important to note that birth rate decline is caused also by a transition in values; not just because of the availability of contraceptives.
  • During stage four there are both low birth rates and low death rates. Birth rates may drop to well below replacement level as has happened in countries like Germany, Italy, and Japan, leading to a shrinking population, a threat to many industries that rely on population growth. As the large group born during stage two ages, it creates an economic burden on the shrinking working population. Death rates may remain consistently low or increase slightly due to increases in lifestyle diseases due to low exercise levels and high obesity rates and an aging population in developed countries. By the late 20th century, birth rates and death rates in developed countries leveled off at lower rates.
  • Some scholars break out, from stage four, a "stage five" of below-replacement fertility levels. Others hypothesize a different "stage five" involving an increase in fertility.

As with all models, this is an idealized picture of population change in these countries. The model is a generalization that applies to these countries as a group and may not accurately describe all individual cases. The extent to which it applies to less-developed societies today remains to be seen. Many countries such as China, Brazil and Thailand have passed through the Demographic Transition Model (DTM) very quickly due to fast social and economic change. Some countries, particularly African countries, appear to be stalled in the second stage due to stagnant development and the effects of under-invested and under-researched tropical diseases such as malaria and AIDS to a limited extent.

Stages

Stage one

In pre-industrial society, death rates and birth rates were both high, and fluctuated rapidly according to natural events, such as drought and disease, to produce a relatively constant and young population. Family planning and contraception were virtually nonexistent; therefore, birth rates were essentially only limited by the ability of women to bear children. Emigration depressed death rates in some special cases (for example, Europe and particularly the Eastern United States during the 19th century), but, overall, death rates tended to match birth rates, often exceeding 40 per 1000 per year. Children contributed to the economy of the household from an early age by carrying water, firewood, and messages, caring for younger siblings, sweeping, washing dishes, preparing food, and working in the fields. Raising a child cost little more than feeding him or her; there were no education or entertainment expenses. Thus, the total cost of raising children barely exceeded their contribution to the household. In addition, as they became adults they became a major input to the family business, mainly farming, and were the primary form of insurance for adults in old age. In India, an adult son was all that prevented a widow from falling into destitution. While death rates remained high there was no question as to the need for children, even if the means to prevent them had existed.

During this stage, the society evolves in accordance with Malthusian paradigm, with population essentially determined by the food supply. Any fluctuations in food supply (either positive, for example, due to technology improvements, or negative, due to droughts and pest invasions) tend to translate directly into population fluctuations. Famines resulting in significant mortality are frequent. Overall, population dynamics during stage one are comparable to those of animals living in the wild. This is the earlier stage of demographic transition in the world and also characterized by primary activities such as small fishing activities, farming practices, pastoralism and petty businesses.

Stage two

World population 10,000 BC-2017 AD

This stage leads to a fall in death rates and an increase in population. The changes leading to this stage in Europe were initiated in the Agricultural Revolution of the eighteenth century and were initially quite slow. In the twentieth century, the falls in death rates in developing countries tended to be substantially faster. Countries in this stage include Yemen, Afghanistan, and Iraq and much of Sub-Saharan Africa (but this does not include South Africa, Zimbabwe, Botswana, Eswatini, Lesotho, Namibia, Kenya, Gabon and Ghana, which have begun to move into stage 3).

The decline in the death rate is due initially to two factors:

  • First, improvements in the food supply brought about by higher yields in agricultural practices and better transportation reduce death due to starvation and lack of water. Agricultural improvements included crop rotation, selective breeding, and seed drill technology.
  • Second, significant improvements in public health reduce mortality, particularly in childhood. These are not so much medical breakthroughs (Europe passed through stage two before the advances of the mid-twentieth century, although there was significant medical progress in the nineteenth century, such as the development of vaccination) as they are improvements in water supply, sewerage, food handling, and general personal hygiene following from growing scientific knowledge of the causes of disease and the improved education and social status of mothers.

A consequence of the decline in mortality in Stage Two is an increasingly rapid growth in population growth (a.k.a. "population explosion") as the gap between deaths and births grows wider and wider. Note that this growth is not due to an increase in fertility (or birth rates) but to a decline in deaths. This change in population occurred in north-western Europe during the nineteenth century due to the Industrial Revolution. During the second half of the twentieth century less-developed countries entered Stage Two, creating the worldwide rapid growth of number of living people that has demographers concerned today. In this stage of DT, countries are vulnerable to become failed states in the absence of progressive governments.

Population pyramid of Angola 2005

Another characteristic of Stage Two of the demographic transition is a change in the age structure of the population. In Stage One, the majority of deaths are concentrated in the first 5–10 years of life. Therefore, more than anything else, the decline in death rates in Stage Two entails the increasing survival of children and a growing population. Hence, the age structure of the population becomes increasingly youthful and start to have big families and more of these children enter the reproductive cycle of their lives while maintaining the high fertility rates of their parents. The bottom of the "age pyramid" widens first where children, teenagers and infants are here, accelerating population growth rate. The age structure of such a population is illustrated by using an example from the Third World today.

Stage three

In Stage 3 of the Demographic Transition Model (DTM), death rates are low and birth rates diminish, as a rule accordingly of enhanced economic conditions, an expansion in women's status and education, and access to contraception. The decrease in birth rate fluctuates from nation to nation, as does the time span in which it is experienced. Stage Three moves the population towards stability through a decline in the birth rate. Several fertility factors contribute to this eventual decline, and are generally similar to those associated with sub-replacement fertility, although some are speculative:

  • In rural areas continued decline in childhood death meant that at some point parents realized that they did not need as many children to ensure a comfortable old age. As childhood death continues to fall and incomes increase, parents can become increasingly confident that fewer children will suffice to help in family business and care for them at old age.
  • Increasing urbanization changes the traditional values placed upon fertility and the value of children in rural society. Urban living also raises the cost of dependent children to a family. A recent theory suggests that urbanization also contributes to reducing the birth rate because it disrupts optimal mating patterns. A 2008 study in Iceland found that the most fecund marriages are between distant cousins. Genetic incompatibilities inherent in more distant out breeding makes reproduction harder.
  • In both rural and urban areas, the cost of children to parents is exacerbated by the introduction of compulsory education acts and the increased need to educate children so they can take up a respected position in society. Children are increasingly prohibited under law from working outside the household and make an increasingly limited contribution to the household, as school children are increasingly exempted from the expectation of making a significant contribution to domestic work. Even in equatorial Africa, children (age under 5) now required to have clothes and shoes, and may even require school uniforms. Parents begin to consider it a duty to buy children(s) books and toys, partly due to education and access to family planning, people begin to reassess their need for children and their ability to raise them.
A major factor in reducing birth rates in stage 3 countries such as Malaysia is the availability of family planning facilities, like this one in Kuala Terengganu, Terengganu, Malaysia.
  • Increasing literacy and employment lowers the uncritical acceptance of childbearing and motherhood as measures of the status of women. Working women have less time to raise children; this is particularly an issue where fathers traditionally make little or no contribution to child-raising, such as southern Europe or Japan. Valuation of women beyond childbearing and motherhood becomes important.
  • Improvements in contraceptive technology are now a major factor. Fertility decline is caused as much by changes in values about children and gender as by the availability of contraceptives and knowledge of how to use them.

The resulting changes in the age structure of the population include a decline in the youth dependency ratio and eventually population aging. The population structure becomes less triangular and more like an elongated balloon. During the period between the decline in youth dependency and rise in old age dependency there is a demographic window of opportunity that can potentially produce economic growth through an increase in the ratio of working age to dependent population; the demographic dividend.

However, unless factors such as those listed above are allowed to work, a society's birth rates may not drop to a low level in due time, which means that the society cannot proceed to stage three and is locked in what is called a demographic trap.

Countries that have witnessed a fertility decline of over 50% from their pre-transition levels include: Costa Rica, El Salvador, Panama, Jamaica, Mexico, Colombia, Ecuador, Guyana, Philippines, Indonesia, Malaysia, Sri Lanka, Turkey, Azerbaijan, Turkmenistan, Uzbekistan, Tunisia, Algeria, Morocco, Lebanon, South Africa, India, Saudi Arabia, and many Pacific islands.

Countries that have experienced a fertility decline of 25–50% include: Guatemala, Tajikistan, Egypt and Zimbabwe.

Countries that have experienced a fertility decline of less than 25% include: Sudan, Niger, Afghanistan.

Stage four

This occurs where birth and death rates are both low, leading to a total population stability. Death rates are low for a number of reasons, primarily lower rates of diseases and higher production of food. The birth rate is low because people have more opportunities to choose if they want children; this is made possible by improvements in contraception or women gaining more independence and work opportunities. The DTM (Demographic Transition model) is only a suggestion about the future population levels of a country, not a prediction.

Countries that were at this stage (total fertility rate between 2.0 and 2.5) in 2015 include: Antigua and Barbuda, Argentina, Bahrain, Bangladesh, Bhutan, Cabo Verde, El Salvador, Faroe Islands, Grenada, Guam, India, Indonesia, Kosovo, Libya, Malaysia, Maldives, Mexico, Myanmar, Nepal, New Caledonia, Nicaragua, Palau, Peru, Seychelles, Sri Lanka, Suriname, Tunisia, Turkey and Venezuela.

Stage five

United Nation's population projections by location.
Note the vertical axis is logarithmic and represents millions of people.

The original Demographic Transition model has just four stages, but additional stages have been proposed. Both more-fertile and less-fertile futures have been claimed as a Stage Five.

Some countries have sub-replacement fertility (that is, below 2.1–2.2 children per woman). Replacement fertility is generally slightly higher than 2 (the level which replaces the two parents, achieving equilibrium) both because boys are born more often than girls (about 1.05–1.1 to 1), and to compensate for deaths prior to full reproduction. Many European and East Asian countries now have higher death rates than birth rates. Population aging and population decline may eventually occur, assuming that the fertility rate does not change and sustained mass immigration does not occur.

Using data through 2005, researchers have suggested that the negative relationship between development, as measured by the Human Development Index (HDI), and birth rates had reversed at very high levels of development. In many countries with very high levels of development, fertility rates were approaching two children per woman in the early 2000s. However, fertility rates declined significantly in many very high development countries between 2010 and 2018, including in countries with high levels of gender parity. The global data no longer support the suggestion that fertility rates tend to broadly rise at very high levels of national development.

From the point of view of evolutionary biology, wealthier people having fewer children is unexpected, as natural selection would be expected to favor individuals who are willing and able to convert plentiful resources into plentiful fertile descendants. This may be the result of a departure from the environment of evolutionary adaptedness.

Most models posit that the birth rate will stabilize at a low level indefinitely. Some dissenting scholars note that the modern environment is exerting evolutionary pressure for higher fertility, and that eventually due to individual natural selection or cultural selection, birth rates may rise again. Part of the "cultural selection" hypothesis is that the variance in birth rate between cultures is significant; for example, some religious cultures have a higher birth rate that is not accounted for by differences in income. In his book Shall the Religious Inherit the Earth?, Eric Kaufmann argues that demographic trends point to religious fundamentalists greatly increasing as a share of the population over the next century.

Jane Falkingham of Southampton University has noted that "We've actually got population projections wrong consistently over the last 50 years... we've underestimated the improvements in mortality... but also we've not been very good at spotting the trends in fertility." In 2004 a United Nations office published its guesses for global population in the year 2300; estimates ranged from a "low estimate" of 2.3 billion (tending to −0.32% per year) to a "high estimate" of 36.4 billion (tending to +0.54% per year), which were contrasted with a deliberately "unrealistic" illustrative "constant fertility" scenario of 134 trillion (obtained if 1995–2000 fertility rates stay constant into the far future).

Effects on age structure

One such visualization of this effect may be approximated by these hypothetical population pyramids.

The decline in death rate and birth rate that occurs during the demographic transition may transform the age structure. When the death rate declines during the second stage of the transition, the result is primarily an increase in the younger population. The reason being that when the death rate is high (stage one), the infant mortality rate is very high, often above 200 deaths per 1000 children born. When the death rate falls or improves, this may include lower infant mortality rate and increased child survival. Over time, as individuals with increased survival rates age, there may also be an increase in the number of older children, teenagers, and young adults. This implies that there is an increase in the fertile population proportion which, with constant fertility rates, may lead to an increase in the number of children born. This will further increase the growth of the child population. The second stage of the demographic transition, therefore, implies a rise in child dependency and creates a youth bulge in the population structure. As a population continues to move through the demographic transition into the third stage, fertility declines and the youth bulge prior to the decline ages out of child dependency into the working ages. This stage of the transition is often referred to as the golden age, and is typically when populations see the greatest advancements in living standards and economic development. However, further declines in both mortality and fertility will eventually result in an aging population, and a rise in the aged dependency ratio. An increase of the aged dependency ratio often indicates that a population has reached below replacement levels of fertility, and as result does not have enough people in the working ages to support the economy, and the growing dependent population.

Historical studies

Demographic change in Germany, Sweden, Chile, Mauritius, China from 1820 to 2010.
Pink line: crude death rate (CDR), green line: (crude) birth rate (CBR), yellow line: population.

Britain

Between 1750 and 1975 England experienced the transition from high to low levels of both mortality and fertility. A major factor was the sharp decline in the death rate due to infectious diseases, which has fallen from about 11 per 1,000 to less than 1 per 1,000. By contrast, the death rate from other causes was 12 per 1,000 in 1850 and has not declined markedly. Scientific discoveries and medical breakthroughs did not, in general, contribute importantly to the early major decline in infectious disease mortality.

Ireland

In the 1980s and early 1990s, the Irish demographic status converged to the European norm. Mortality rose above the European Community average, and in 1991 Irish fertility fell to replacement level. The peculiarities of Ireland's past demography and its recent rapid changes challenge established theory. The recent changes have mirrored inward changes in Irish society, with respect to family planning, women in the work force, the sharply declining power of the Catholic Church, and the emigration factor.

France

France displays real divergences from the standard model of Western demographic evolution. The uniqueness of the French case arises from its specific demographic history, its historic cultural values, and its internal regional dynamics. France's demographic transition was unusual in that the mortality and the natality decreased at the same time, thus there was no demographic boom in the 19th century.[36]

France's demographic profile is similar to its European neighbors and to developed countries in general, yet it seems to be staving off the population decline of Western countries. With 62.9 million inhabitants in 2006, it was the second most populous country in the European Union, and it displayed a certain demographic dynamism, with a growth rate of 2.4% between 2000 and 2005, above the European average. More than two-thirds of that growth can be ascribed to a natural increase resulting from high fertility and birth rates. In contrast, France is one of the developed nations whose migratory balance is rather weak, which is an original feature at the European level. Several interrelated reasons account for such singularities, in particular the impact of pro-family policies accompanied by greater unmarried households and out-of-wedlock births. These general demographic trends parallel equally important changes in regional demographics. Since 1982 the same significant tendencies have occurred throughout mainland France: demographic stagnation in the least-populated rural regions and industrial regions in the northeast, with strong growth in the southwest and along the Atlantic coast, plus dynamism in metropolitan areas. Shifts in population between regions account for most of the differences in growth. The varying demographic evolution regions can be analyzed though the filter of several parameters, including residential facilities, economic growth, and urban dynamism, which yield several distinct regional profiles. The distribution of the French population therefore seems increasingly defined not only by interregional mobility but also by the residential preferences of individual households. These challenges, linked to configurations of population and the dynamics of distribution, inevitably raise the issue of town and country planning. The most recent census figures show that an outpouring of the urban population means that fewer rural areas are continuing to register a negative migratory flow – two-thirds of rural communities have shown some since 2000. The spatial demographic expansion of large cities amplifies the process of peri-urbanization yet is also accompanied by movement of selective residential flow, social selection, and sociospatial segregation based on income.

Asia

McNicoll (2006) examines the common features behind the striking changes in health and fertility in East and Southeast Asia in the 1960s–1990s, focusing on seven countries: Taiwan and South Korea ("tiger" economies), Thailand, Malaysia, and Indonesia ("second wave" countries), and China and Vietnam ("market-Leninist" economies). Demographic change can be seen as a by-product of social and economic development and, in some cases, accompanied by strong government pressure. An effective, often authoritarian, local administrative system can provide a framework for promotion and services in health, education, and family planning. Economic liberalization increased economic opportunities and risks for individuals, while also increasing the price and often reducing the quality of these services, all affecting demographic trends.

India

Goli and Arokiasamy (2013) indicate that India has a sustainable demographic transition beginning in the mid-1960s and a fertility transition beginning in post-1965. As of 2013, India is in the later half of the third stage of the demographic transition, with a population of 1.23 billion. It is nearly 40 years behind in the demographic transition process compared to EU countries, Japan, etc. The present demographic transition stage of India along with its higher population base will yield a rich demographic dividend in future decades.

Korea

Cha (2007) analyzes a panel data set to explore how industrial revolution, demographic transition, and human capital accumulation interacted in Korea from 1916 to 1938. Income growth and public investment in health caused mortality to fall, which suppressed fertility and promoted education. Industrialization, skill premium, and closing gender wage gap further induced parents to opt for child quality. Expanding demand for education was accommodated by an active public school building program. The interwar agricultural depression aggravated traditional income inequality, raising fertility and impeding the spread of mass schooling. Landlordism collapsed in the wake of de-colonization, and the consequent reduction in inequality accelerated human and physical capital accumulation, hence leading to growth in South Korea.

China

China experienced a demographic transition with high death rate and low fertility rate from 1959 to 1961 due to the great famine. However, as a result of the economic improvement, the birth rate increased and mortality rate declined in China before the early 1970s. In the 1970s, China's birth rate fell at an unprecedented rate, which had not been experienced by any other population in a comparable time span. The birth rate fell from 6.6 births per women before 1970 to 2.2 births per women in 1980.The rapid fertility decline in China was caused by government policy: in particular the "later, longer, fewer" policy of the early 1970s and in the late 1970s the one-child policy was also enacted which highly influence China demographic transition. As the demographic dividend gradually disappeared, the government abandoned the one-child policy in 2011 and fully lifted the two-child policy from 2015.The two-child policy has had some positive effects on the fertility which causes fertility constantly to increase until 2018.However fertility started to decline after 2018 and meanwhile there was no significant change in mortality in recent 30 years.

Madagascar

Campbell has studied the demography of 19th-century Madagascar in the light of demographic transition theory. Both supporters and critics of the theory hold to an intrinsic opposition between human and "natural" factors, such as climate, famine, and disease, influencing demography. They also suppose a sharp chronological divide between the precolonial and colonial eras, arguing that whereas "natural" demographic influences were of greater importance in the former period, human factors predominated thereafter. Campbell argues that in 19th-century Madagascar the human factor, in the form of the Merina state, was the predominant demographic influence. However, the impact of the state was felt through natural forces, and it varied over time. In the late 18th and early 19th centuries Merina state policies stimulated agricultural production, which helped to create a larger and healthier population and laid the foundation for Merina military and economic expansion within Madagascar.

From 1820, the cost of such expansionism led the state to increase its exploitation of forced labor at the expense of agricultural production and thus transformed it into a negative demographic force. Infertility and infant mortality, which were probably more significant influences on overall population levels than the adult mortality rate, increased from 1820 due to disease, malnutrition, and stress, all of which stemmed from state forced labor policies. Available estimates indicate little if any population growth for Madagascar between 1820 and 1895. The demographic "crisis" in Africa, ascribed by critics of the demographic transition theory to the colonial era, stemmed in Madagascar from the policies of the imperial Merina regime, which in this sense formed a link to the French regime of the colonial era. Campbell thus questions the underlying assumptions governing the debate about historical demography in Africa and suggests that the demographic impact of political forces be reevaluated in terms of their changing interaction with "natural" demographic influences.

Russia

Russia entered stage two of the transition in the 18th century, simultaneously with the rest of Europe, though the effect of transition remained limited to a modest decline in death rates and steady population growth. The population of Russia nearly quadrupled during the 19th century, from 30 million to 133 million, and continued to grow until the First World War and the turmoil that followed. Russia then quickly transitioned through stage three. Though fertility rates rebounded initially and almost reached 7 children/woman in the mid-1920s, they were depressed by the 1931–33 famine, crashed due to the Second World War in 1941, and only rebounded to a sustained level of 3 children/woman after the war. By 1970 Russia was firmly in stage four, with crude birth rates and crude death rates on the order of 15/1000 and 9/1000 respectively. Bizarrely, however, the birth rate entered a state of constant flux, repeatedly surpassing the 20/1000 as well as falling below 12/1000.

In the 1980s and 1990s, Russia underwent a unique demographic transition; observers call it a "demographic catastrophe": the number of deaths exceeded the number of births, life expectancy fell sharply (especially for males) and the number of suicides increased. From 1992 through 2011, the number of deaths exceeded the number of births; from 2011 onwards, the opposite has been the case.

United States

Greenwood and Seshadri (2002) show that from 1800 to 1940 there was a demographic shift from a mostly rural US population with high fertility, with an average of seven children born per white woman, to a minority (43%) rural population with low fertility, with an average of two births per white woman. This shift resulted from technological progress. A sixfold increase in real wages made children more expensive in terms of forgone opportunities to work and increases in agricultural productivity reduced rural demand for labor, a substantial portion of which traditionally had been performed by children in farm families.

A simplification of the DTM theory proposes an initial decline in mortality followed by a later drop in fertility. The changing demographics of the U.S. in the last two centuries did not parallel this model. Beginning around 1800, there was a sharp fertility decline; at this time, an average woman usually produced seven births per lifetime, but by 1900 this number had dropped to nearly four. A mortality decline was not observed in the U.S. until almost 1900—a hundred years after the drop in fertility.

However, this late decline occurred from a very low initial level. During the 17th and 18th centuries, crude death rates in much of colonial North America ranged from 15 to 25 deaths per 1000 residents per year (levels of up to 40 per 1000 being typical during stages one and two). Life expectancy at birth was on the order of 40 and, in some places, reached 50, and a resident of 18th century Philadelphia who reached age 20 could have expected, on average, additional 40 years of life.

This phenomenon is explained by the pattern of colonization of the United States. Sparsely populated interior of the country allowed ample room to accommodate all the "excess" people, counteracting mechanisms (spread of communicable diseases due to overcrowding, low real wages and insufficient calories per capita due to the limited amount of available agricultural land) which led to high mortality in the Old World. With low mortality but stage 1 birth rates, the United States necessarily experienced exponential population growth (from less than 4 million people in 1790, to 23 million in 1850, to 76 million in 1900).

The only area where this pattern did not hold was the American South. High prevalence of deadly endemic diseases such as malaria kept mortality as high as 45–50 per 1000 residents per year in 18th century North Carolina. In New Orleans, mortality remained so high (mainly due to yellow fever) that the city was characterized as the "death capital of the United States" – at the level of 50 per 1000 population or higher – well into the second half of the 19th century.

Today, the U.S. is recognized as having both low fertility and mortality rates. Specifically, birth rates stand at 14 per 1000 per year and death rates at 8 per 1000 per year.

Critical evaluation

Because the DTM is only a model, it cannot necessarily predict the future, but it does suggest an underdeveloped country's future birth and death rates, together with the total population size. Most particularly, of course, the DTM makes no comment on change in population due to migration. It is not necessarily applicable at very high levels of development.

DTM does not account for recent phenomena such as AIDS; in these areas HIV has become the leading source of mortality. Some trends in waterborne bacterial infant mortality are also disturbing in countries like Malawi, Sudan and Nigeria; for example, progress in the DTM clearly arrested and reversed between 1975 and 2005.

DTM assumes that population changes are induced by industrial changes and increased wealth, without taking into account the role of social change in determining birth rates, e.g., the education of women. In recent decades more work has been done on developing the social mechanisms behind it.

DTM assumes that the birth rate is independent of the death rate. Nevertheless, demographers maintain that there is no historical evidence for society-wide fertility rates rising significantly after high mortality events. Notably, some historic populations have taken many years to replace lives after events such as the Black Death.

Some have claimed that DTM does not explain the early fertility declines in much of Asia in the second half of the 20th century or the delays in fertility decline in parts of the Middle East. Nevertheless, the demographer John C Caldwell has suggested that the reason for the rapid decline in fertility in some developing countries compared to Western Europe, the United States, Canada, Australia and New Zealand is mainly due to government programs and a massive investment in education both by governments and parents.

DTM does not well explain the impact of government policies on birth rate. In some developing countries, governments often implement some policies to control the growth of fertility rate. China, for example, underwent a fertility transition in 1970, and the Chinese experience was largely influenced by government policy. In particular the "later, longer, fewer" policy of 1970 and one birth policy was enacted in 1979 which all encouraged people to have fewer children in later life. The fertility transition indeed stimulated economic growth and influenced the demographic transition in China.[54]

Second demographic transition

The Second Demographic Transition (SDT) is a conceptual framework first formulated in 1986 by Ron Lesthaeghe and Dirk van de Kaa. SDT addressed the changes in the patterns of sexual and reproductive behavior which occurred in North America and Western Europe in the period from about 1963, when the birth control pill and other cheap effective contraceptive methods such as the IUD were adopted by the general population, to the present. Combined with the sexual revolution and the increased role of women in society and the workforce the resulting changes have profoundly affected the demographics of industrialized countries resulting in a sub-replacement fertility level.

The changes, increased numbers of women choosing to not marry or have children, increased cohabitation outside marriage, increased childbearing by single mothers, increased participation by women in higher education and professional careers, and other changes are associated with increased individualism and autonomy, particularly of women. Motivations have changed from traditional and economic ones to those of self-realization.

In 2015, Nicholas Eberstadt, political economist at the American Enterprise Institute in Washington, described the Second Demographic Transition as one in which "long, stable marriages are out, and divorce or separation are in, along with serial cohabitation and increasingly contingent liaisons." S. Philip Morgan thought future development orientation for SDT is Social demographers should explore a theory that is not based on stages, a theory that does not set a single line, a development path for some final stage—in the case of SDT, a hypothesis that looks like the advanced Western countries that most embrace postmodern values.

However, the Second Demographic Transition (SDT) theory has not proposed a single line or teleological evolution based on phases, as was the case for the theories of the First Demographic Transition (FDT). Instead, and this is strikingly in evidence in Lesthaeghe's empirical studies, major attention is being paid to historical path dependency, heterogeneity in the SDT patterns of development, forms of family and lineage organisation, economic and especially ideational developments.

For instance, the European pattern of almost simultaneous manifestation of all SDT demographic characteristics is not being replicated elsewhere. The Latin American countries experienced a major growth in pre-marital cohabitation in which the upper social classes were catching up with pre-existing higher levels among the less educated and some ethnic groups. But so far, the other major SDT indicator, namely fertility postponement is largely absent.

The opposite holds for Asian patriarchal societies which have traditionally strong rules of arranged endogamous marriage and male dominance. In industrialised East Asian societies a major postponement of union formation and parenthood took place, leading to an expansion of numbers of singles and to very low levels of sub-replacement fertility. In such historically patriarchal societies, free partner choice is to be avoided, and hence there is a strong stigma against pre-marital cohabitation. However, after the turn of the century it was noted that cohabitation did develop in Japan, China, Taiwan and the Philippines. The proportions are still moderate, and pregnancies in cohabiting unions are typically followed by shot-gun marriages or abortions. Parenthood among cohabitants is still very rare. Finally, Hindu and Muslim countries can reach replacement level fertility, but no significant fertility postponement or take off of pre-marital cohabitation have occurred. Hence they are completing the FDT and are not in any type of initiation phase of the SDT.

Sub-Saharan African populations exhibit yet another sui generis pattern. These societies have exogamous union formation and weaker marriage institutions. Under these conditions cohabitation seems to grow both among poorer and wealthier population segments alike. Among the former cohabitation reflects the "Pattern of Disadvantage" and among the latter cohabitation is a means of avoiding inflated bride price. However, Sub-Saharan African populations have not yet completed the FDT fertility transition, and several West-African ones have barely started it. Hence, there is a striking disconnection between evolutions of fertility and of partnership formation.

The conclusion is that the unfolding of the SDT is characterised by just as much pattern heterogeneity as was the by now historical FDT.

Inequality (mathematics)

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