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Tuesday, October 7, 2025

Lipid

From Wikipedia, the free encyclopedia
Structures of some common lipids. At the top are cholesterol and oleic acid. The middle structure is a triglyceride composed of oleoyl, stearoyl, and palmitoyl chains attached to a glycerol backbone. At the bottom is the common phospholipid phosphatidylcholine.

Lipids are a broad group of organic compounds which include fats, waxes, sterols, fat-soluble vitamins (such as vitamins A, D, E and K), monoglycerides, diglycerides, phospholipids, and others. The functions of lipids include storing energy, signaling, and acting as structural components of cell membranes. Lipids have applications in the cosmetic and food industries, and in nanotechnology.

Lipids are broadly defined as hydrophobic or amphiphilic small molecules; the amphiphilic nature of some lipids allows them to form structures such as vesicles, multilamellar/unilamellar liposomes, or membranes in an aqueous environment. Biological lipids originate entirely or in part from two distinct types of biochemical subunits or "building-blocks": ketoacyl and isoprene groups. Using this approach, lipids may be divided into eight categories: fatty acyls, glycerolipids, glycerophospholipids, sphingolipids, saccharolipids, and polyketides (derived from condensation of ketoacyl subunits); and sterol lipids and prenol lipids (derived from condensation of isoprene subunits).

Although the term lipid is sometimes used as a synonym for fats, fats are a subgroup of lipids called triglycerides. Lipids also encompass molecules such as fatty acids and their derivatives (including tri-, di-, monoglycerides, and phospholipids), as well as other sterol-containing metabolites such as cholesterol. Although humans and other mammals use various biosynthetic pathways both to break down and to synthesize lipids, some essential lipids cannot be made this way and must be obtained from the diet.

History

In 1815, Henri Braconnot classified lipids (graisses) in two categories, suifs (solid greases or tallow) and huiles (fluid oils). In 1823, Michel Eugène Chevreul developed a more detailed classification, including oils, greases, tallow, waxes, resins, balsams and volatile oils (or essential oils). In 1827, William Prout recognized fat ("oily" alimentary matters), along with protein ("albuminous") and carbohydrate ("saccharine"), as an important nutrient for humans and animals.

The first synthetic triglyceride was reported by Théophile-Jules Pelouze in 1844, when he produced tributyrin by treating butyric acid with glycerin in the presence of concentrated sulfuric acid. Several years later, Marcellin Berthelot, one of Pelouze's students, synthesized tristearin and tripalmitin by reaction of the analogous fatty acids with glycerin in the presence of gaseous hydrogen chloride at high temperature.

For a century, chemists regarded "fats" as only simple lipids made of fatty acids and glycerol (glycerides), but new forms were described later. Theodore Gobley (1847) discovered phospholipids in mammalian brain and hen egg, called by him as "lecithins". Thudichum discovered in human brain some phospholipids (cephalin), glycolipids (cerebroside) and sphingolipids (sphingomyelin).

The terms lipoid, lipin, lipide and lipid have been used with varied meanings from author to author. In 1912, Rosenbloom and Gies proposed the substitution of "lipoid" by "lipin". In 1920, Bloor introduced a new classification for "lipoids": simple lipoids (greases and waxes), compound lipoids (phospholipoids and glycolipoids), and the derived lipoids (fatty acids, alcohols, sterols).

The word lipide, which stems etymologically from Greek λίπος, lipos 'fat', was introduced in 1923 by the French pharmacologist Gabriel Bertrand. Bertrand included in the concept not only the traditional fats (glycerides), but also the "lipoids", with a complex constitution. The word lipide was unanimously approved by the international commission of the Société de Chimie Biologique during the plenary session on July 3, 1923. The word lipide was later anglicized as lipid because of its pronunciation ('lɪpɪd). In French, the suffix -ide, from Ancient Greek -ίδης (meaning 'son of' or 'descendant of'), is always pronounced (ɪd).

In 1947, T. P. Hilditch defined "simple lipids" as greases and waxes (true waxes, sterols, alcohols).

Categories

Lipids have been classified into eight categories by the Lipid MAPS consortium as follows:

Fatty acyls

I2 – Prostacyclin (an example of a prostaglandin, an eicosanoid fatty acid)
LTB4 (an example of a leukotriene, an eicosanoid fatty acid)

Fatty acyls, a generic term for describing fatty acids, their conjugates and derivatives, are a diverse group of molecules synthesized by chain-elongation of an acetyl-CoA primer with malonyl-CoA or methylmalonyl-CoA groups in a process called fatty acid synthesis. They are made of a hydrocarbon chain that terminates with a carboxylic acid group; this arrangement confers the molecule with a polar, hydrophilic end, and a nonpolar, hydrophobic end that is insoluble in water. The fatty acid structure is one of the most fundamental categories of biological lipids and is commonly used as a building-block of more structurally complex lipids. The carbon chain, typically between four and 24 carbons long, may be saturated or unsaturated, and may be attached to functional groups containing oxygen, halogens, nitrogen, and sulfur. If a fatty acid contains a double bond, there is the possibility of either a cis or trans geometric isomerism, which significantly affects the molecule's configuration. Cis-double bonds cause the fatty acid chain to bend, an effect that is compounded with more double bonds in the chain. Three double bonds in 18-carbon linolenic acid, the most abundant fatty-acyl chains of plant thylakoid membranes, render these membranes highly fluid despite environmental low-temperatures, and also makes linolenic acid give dominating sharp peaks in high resolution 13-C NMR spectra of chloroplasts. This in turn plays an important role in the structure and function of cell membranes. Most naturally occurring fatty acids are of the cis configuration, although the trans form does exist in some natural and partially hydrogenated fats and oils.

Examples of biologically important fatty acids include the eicosanoids, derived primarily from arachidonic acid and eicosapentaenoic acid, that include prostaglandins, leukotrienes, and thromboxanes. Docosahexaenoic acid is also important in biological systems, particularly with respect to sight. Other major lipid classes in the fatty acid category are the fatty esters and fatty amides. Fatty esters include important biochemical intermediates such as wax esters, fatty acid thioester coenzyme A derivatives, fatty acid thioester ACP derivatives and fatty acid carnitines. The fatty amides include N-acyl ethanolamines, such as the cannabinoid neurotransmitter anandamide.

Glycerolipids

Example of an unsaturated fat triglyceride (C55H98O6). Left part: glycerol; right part, from top to bottom: palmitic acid, oleic acid, alpha-linolenic acid.

Glycerolipids are composed of mono-, di-, and tri-substituted glycerols, the best-known being the fatty acid triesters of glycerol, called triglycerides. The word "triacylglycerol" is sometimes used synonymously with "triglyceride". In these compounds, the three hydroxyl groups of glycerol are each esterified, typically by different fatty acids. Because they function as an energy store, these lipids comprise the bulk of storage fat in animal tissues. The hydrolysis of the ester bonds of triglycerides and the release of glycerol and fatty acids from adipose tissue are the initial steps in metabolizing fat.

Additional subclasses of glycerolipids are represented by glycosylglycerols, which are characterized by the presence of one or more sugar residues attached to glycerol via a glycosidic linkage. Examples of structures in this category are the digalactosyldiacylglycerols found in plant membranes and seminolipid from mammalian sperm cells.

Glycerophospholipids

Phosphatidylethanolamine

Glycerophospholipids, usually referred to as phospholipids (though sphingomyelins are also classified as phospholipids), are ubiquitous in nature and are key components of the lipid bilayer of cells, as well as being involved in metabolism and cell signaling. Neural tissue (including the brain) contains relatively high amounts of glycerophospholipids, and alterations in their composition has been implicated in various neurological disorders. Glycerophospholipids may be subdivided into distinct classes, based on the nature of the polar headgroup at the sn-3 position of the glycerol backbone in eukaryotes and eubacteria, or the sn-1 position in the case of archaebacteria.

Examples of glycerophospholipids found in biological membranes are phosphatidylcholine (also known as PC, GPCho or lecithin), phosphatidylethanolamine (PE or GPEtn) and phosphatidylserine (PS or GPSer). In addition to serving as a primary component of cellular membranes and binding sites for intra- and intercellular proteins, some glycerophospholipids in eukaryotic cells, such as phosphatidylinositols and phosphatidic acids are either precursors of or, themselves, membrane-derived second messengers. Typically, one or both of these hydroxyl groups are acylated with long-chain fatty acids, but there are also alkyl-linked and 1Z-alkenyl-linked (plasmalogen) glycerophospholipids, as well as dialkylether variants in archaebacteria.

Sphingolipids

Sphingomyelin

Sphingolipids are a complicated family of compounds that share a common structural feature, a sphingoid base backbone that is synthesized de novo from the amino acid serine and a long-chain fatty acyl CoA, then converted into ceramides, phosphosphingolipids, glycosphingolipids and other compounds. The major sphingoid base of mammals is commonly referred to as sphingosine. Ceramides (N-acyl-sphingoid bases) are a major subclass of sphingoid base derivatives with an amide-linked fatty acid. The fatty acids are typically saturated or mono-unsaturated with chain lengths from 16 to 26 carbon atoms.

The major phosphosphingolipids of mammals are sphingomyelins (ceramide phosphocholines), whereas insects contain mainly ceramide phosphoethanolamines and fungi have phytoceramide phosphoinositols and mannose-containing headgroups. The glycosphingolipids are a diverse family of molecules composed of one or more sugar residues linked via a glycosidic bond to the sphingoid base. Examples of these are the simple and complex glycosphingolipids such as cerebrosides and gangliosides.

Sterols

Chemical diagram
Chemical structure of cholesterol

Sterols, such as cholesterol and its derivatives, are an important component of membrane lipids, along with the glycerophospholipids and sphingomyelins. Other examples of sterols are the bile acids and their conjugates, which in mammals are oxidized derivatives of cholesterol and are synthesized in the liver. The plant equivalents are the phytosterols, such as β-sitosterol, stigmasterol, and brassicasterol; the latter compound is also used as a biomarker for algal growth. The predominant sterol in fungal cell membranes is ergosterol.

Sterols are steroids in which one of the hydrogen atoms is substituted with a hydroxyl group, at position 3 in the carbon chain. They have in common with steroids the same fused four-ring core structure. Steroids have different biological roles as hormones and signaling molecules. The eighteen-carbon (C18) steroids include the estrogen family whereas the C19 steroids comprise the androgens such as testosterone and androsterone. The C21 subclass includes the progestogens as well as the glucocorticoids and mineralocorticoids. The secosteroids, comprising various forms of vitamin D, are characterized by cleavage of the B ring of the core structure.

Prenols

Prenol lipid (2E-geraniol)

Prenol lipids are synthesized from the five-carbon-unit precursors isopentenyl diphosphate and dimethylallyl diphosphate, which are produced mainly via the mevalonic acid (MVA) pathway. The simple isoprenoids (linear alcohols, diphosphates, etc.) are formed by the successive addition of C5 units, and are classified according to number of these terpene units. Structures containing greater than 40 carbons are known as polyterpenes. Carotenoids are important simple isoprenoids that function as antioxidants and as precursors of vitamin A. Another biologically important class of molecules is exemplified by the quinones and hydroquinones, which contain an isoprenoid tail attached to a quinonoid core of non-isoprenoid origin. Vitamin E and vitamin K, as well as the ubiquinones, are examples of this class. Prokaryotes synthesize polyprenols (called bactoprenols) in which the terminal isoprenoid unit attached to oxygen remains unsaturated, whereas in animal polyprenols (dolichols) the terminal isoprenoid is reduced.

Saccharolipids

Structure of the saccharolipid Kdo2-lipid A. Glucosamine residues in blue, Kdo residues in red, acyl chains in black and phosphate groups in green.

Saccharolipids describe compounds in which fatty acids are linked to a sugar backbone, forming structures that are compatible with membrane bilayers. In the saccharolipids, a monosaccharide substitutes for the glycerol backbone present in glycerolipids and glycerophospholipids. The most familiar saccharolipids are the acylated glucosamine precursors of the Lipid A component of the lipopolysaccharides in Gram-negative bacteria. Typical lipid A molecules are disaccharides of glucosamine, which are derivatized with as many as seven fatty-acyl chains. The minimal lipopolysaccharide required for growth in E. coli is Kdo2-Lipid A, a hexa-acylated disaccharide of glucosamine that is glycosylated with two 3-deoxy-D-manno-octulosonic acid (Kdo) residues.

Polyketides

Polyketides are synthesized by polymerization of acetyl and propionyl subunits by classic enzymes as well as iterative and multimodular enzymes that share mechanistic features with the fatty acid synthases. They comprise many secondary metabolites and natural products from animal, plant, bacterial, fungal and marine sources, and have great structural diversity. Many polyketides are cyclic molecules whose backbones are often further modified by glycosylation, methylation, hydroxylation, oxidation, or other processes. Many commonly used antimicrobial, antiparasitic, and anticancer agents are polyketides or polyketide derivatives, such as erythromycins, tetracyclines, avermectins, and antitumor epothilones.

Biological functions

Component of biological membranes

Eukaryotic cells feature the compartmentalized membrane-bound organelles that carry out different biological functions. The glycerophospholipids are the main structural component of biological membranes, as the cellular plasma membrane and the intracellular membranes of organelles; in animal cells, the plasma membrane physically separates the intracellular components from the extracellular environment. The glycerophospholipids are amphipathic molecules (containing both hydrophobic and hydrophilic regions) that contain a glycerol core linked to two fatty acid-derived "tails" by ester linkages and to one "head" group by a phosphate ester linkage. While glycerophospholipids are the major component of biological membranes, other non-glyceride lipid components such as sphingomyelin and sterols (mainly cholesterol in animal cell membranes) are also found in biological membranes. In plants and algae, the galactosyldiacylglycerols, and sulfoquinovosyldiacylglycerol, which lack a phosphate group, are important components of membranes of chloroplasts and related organelles and are among the most abundant lipids in photosynthetic tissues, including those of higher plants, algae and certain bacteria.

Plant thylakoid membranes have the largest lipid component of a non-bilayer forming monogalactosyl diglyceride (MGDG), and little phospholipids; despite this unique lipid composition, chloroplast thylakoid membranes have been shown to contain a dynamic lipid-bilayer matrix as revealed by magnetic resonance and electron microscope studies.

Self-organization of phospholipids: a spherical liposome, a micelle, and a lipid bilayer.

A biological membrane is a form of lamellar phase lipid bilayer. The formation of lipid bilayers is an energetically preferred process when the glycerophospholipids described above are in an aqueous environment. This is known as the hydrophobic effect. In an aqueous system, the polar heads of lipids align towards the polar, aqueous environment, while the hydrophobic tails minimize their contact with water and tend to cluster together, forming a vesicle; depending on the concentration of the lipid, this biophysical interaction may result in the formation of micelles, liposomes, or lipid bilayers. Other aggregations are also observed and form part of the polymorphism of amphiphile (lipid) behavior. Phase behavior is an area of study within biophysics. Micelles and bilayers form in the polar medium by a process known as the hydrophobic effect. When dissolving a lipophilic or amphiphilic substance in a polar environment, the polar molecules (i.e., water in an aqueous solution) become more ordered around the dissolved lipophilic substance, since the polar molecules cannot form hydrogen bonds to the lipophilic areas of the amphiphile. So in an aqueous environment, the water molecules form an ordered "clathrate" cage around the dissolved lipophilic molecule.

The formation of lipids into protocell membranes represents a key step in models of abiogenesis, the origin of life.

Energy storage

Triglycerides, stored in adipose tissue, are a major form of energy storage both in animals and plants. They are a major source of energy in aerobic respiration. The complete oxidation of fatty acids releases about 38 kJ/g (9 kcal/g), compared with only 17 kJ/g (4 kcal/g) for the oxidative breakdown of carbohydrates and proteins. The adipocyte, or fat cell, is designed for continuous synthesis and breakdown of triglycerides in animals, with breakdown controlled mainly by the activation of hormone-sensitive enzyme lipase. Migratory birds that must fly long distances without eating use triglycerides to fuel their flights.

Signaling

Evidence has emerged showing that lipid signaling is a vital part of the cell signaling. Lipid signaling may occur via activation of G protein-coupled or nuclear receptors, and members of several different lipid categories have been identified as signaling molecules and cellular messengers. These include sphingosine-1-phosphate, a sphingolipid derived from ceramide that is a potent messenger molecule involved in regulating calcium mobilization, cell growth, and apoptosis; diacylglycerol and the phosphatidylinositol phosphates (PIPs), involved in calcium-mediated activation of protein kinase C; the prostaglandins, which are one type of fatty-acid derived eicosanoid involved in inflammation and immunity; the steroid hormones such as estrogen, testosterone and cortisol, which modulate a host of functions such as reproduction, metabolism and blood pressure; and the oxysterols such as 25-hydroxy-cholesterol that are liver X receptor agonists. Phosphatidylserine lipids are known to be involved in signaling for the phagocytosis of apoptotic cells or pieces of cells. They accomplish this by being exposed to the extracellular face of the cell membrane after the inactivation of flippases which place them exclusively on the cytosolic side and the activation of scramblases, which scramble the orientation of the phospholipids. After this occurs, other cells recognize the phosphatidylserines and phagocytosize the cells or cell fragments exposing them.

Other functions

The "fat-soluble" vitamins (A, D, E and K) – which are isoprene-based lipids – are essential nutrients stored in the liver and fatty tissues, with a diverse range of functions. Acyl-carnitines are involved in the transport and metabolism of fatty acids in and out of mitochondria, where they undergo beta oxidation. Polyprenols and their phosphorylated derivatives also play important transport roles, in this case the transport of oligosaccharides across membranes. Polyprenol phosphate sugars and polyprenol diphosphate sugars function in extra-cytoplasmic glycosylation reactions, in extracellular polysaccharide biosynthesis (for instance, peptidoglycan polymerization in bacteria), and in eukaryotic protein N-glycosylationCardiolipins are a subclass of glycerophospholipids containing four acyl chains and three glycerol groups that are particularly abundant in the inner mitochondrial membrane. They are believed to activate enzymes involved with oxidative phosphorylation. Lipids also form the basis of steroid hormones.

Metabolism

The major dietary lipids for humans and other animals are animal and plant triglycerides, sterols, and membrane phospholipids. The process of lipid metabolism synthesizes and degrades the lipid stores and produces the structural and functional lipids characteristic of individual tissues.

Biosynthesis

In animals, when there is an oversupply of dietary carbohydrate, the excess carbohydrate is converted to triglycerides. This involves the synthesis of fatty acids from acetyl-CoA and the esterification of fatty acids in the production of triglycerides, a process called lipogenesis. Fatty acids are made by fatty acid synthases that polymerize and then reduce acetyl-CoA units. The acyl chains in the fatty acids are extended by a cycle of reactions that add the acetyl group, reduce it to an alcohol, dehydrate it to an alkene group and then reduce it again to an alkane group. The enzymes of fatty acid biosynthesis are divided into two groups, in animals and fungi all these fatty acid synthase reactions are carried out by a single multifunctional protein, while in plant plastids and bacteria separate enzymes perform each step in the pathway. The fatty acids may be subsequently converted to triglycerides that are packaged in lipoproteins and secreted from the liver.

The synthesis of unsaturated fatty acids involves a desaturation reaction, whereby a double bond is introduced into the fatty acyl chain. For example, in humans, the desaturation of stearic acid by stearoyl-CoA desaturase-1 produces oleic acid. The doubly unsaturated fatty acid linoleic acid as well as the triply unsaturated α-linolenic acid cannot be synthesized in mammalian tissues, and are therefore essential fatty acids and must be obtained from the diet.

Triglyceride synthesis takes place in the endoplasmic reticulum by metabolic pathways in which acyl groups in fatty acyl-CoAs are transferred to the hydroxyl groups of glycerol-3-phosphate and diacylglycerol.

Terpenes and isoprenoids, including the carotenoids, are made by the assembly and modification of isoprene units donated from the reactive precursors isopentenyl pyrophosphate and dimethylallyl pyrophosphate. These precursors can be made in different ways. In animals and archaea, the mevalonate pathway produces these compounds from acetyl-CoA, while in plants and bacteria the non-mevalonate pathway uses pyruvate and glyceraldehyde 3-phosphate as substrates. One important reaction that uses these activated isoprene donors is steroid biosynthesis. Here, the isoprene units are joined together to make squalene and then folded up and formed into a set of rings to make lanosterol. Lanosterol can then be converted into other steroids such as cholesterol and ergosterol.

Degradation

Beta oxidation is the metabolic process by which fatty acids are broken down in the mitochondria or in peroxisomes to generate acetyl-CoA. For the most part, fatty acids are oxidized by a mechanism that is similar to, but not identical with, a reversal of the process of fatty acid synthesis. That is, two-carbon fragments are removed sequentially from the carboxyl end of the acid after steps of dehydrogenation, hydration, and oxidation to form a beta-keto acid, which is split by thiolysis. The acetyl-CoA is then ultimately converted into adenosine triphosphate (ATP), CO2, and H2O using the citric acid cycle and the electron transport chain. Hence the citric acid cycle can start at acetyl-CoA when fat is being broken down for energy if there is little or no glucose available. The energy yield of the complete oxidation of the fatty acid palmitate is 106 ATP. Unsaturated and odd-chain fatty acids require additional enzymatic steps for degradation.

Nutrition and health

Most of the fat found in food is in the form of triglycerides, cholesterol, and phospholipids. Some dietary fat is necessary to facilitate absorption of fat-soluble vitamins (A, D, E, and K) and carotenoids. Humans and other mammals have a dietary requirement for certain essential fatty acids, such as linoleic acid (an omega-6 fatty acid) and alpha-linolenic acid (an omega-3 fatty acid) because they cannot be synthesized from simple precursors in the diet. Both of these fatty acids are 18-carbon polyunsaturated fatty acids differing in the number and position of the double bonds. Most vegetable oils are rich in linoleic acid (safflower, sunflower, and corn oils). Alpha-linolenic acid is found in the green leaves of plants and in some seeds, nuts, and legumes (in particular flax, rapeseed, walnut, and soy). Fish oils are particularly rich in the longer-chain omega-3 fatty acids eicosapentaenoic acid and docosahexaenoic acid. Many studies have shown positive health benefits associated with consumption of omega-3 fatty acids on infant development, cancer, cardiovascular diseases, and various mental illnesses (such as depression, attention-deficit hyperactivity disorder, and dementia).

In contrast, it is now well-established that consumption of trans fats, such as those present in partially hydrogenated vegetable oils, are a risk factor for cardiovascular disease. Fats that are good for one may be turned into trans fats by improper cooking methods that result in overcooking the lipids.

Results from recent clinical trials have linked long-term variation in lipids, including LDL and triglycerides, with risk of cardiovascular disease, diabetes, or heart failure. Excessive lipid variability has been linked to oxidative stress and endothelial dysfunction.

A few studies have suggested that total dietary fat intake is linked to an increased risk of obesity and diabetes. Others, including the Women's Health Initiative Dietary Modification Trial, an eight-year study of 49,000 women, the Nurses' Health Study, and the Health Professionals Follow-up Study, revealed no such links. None of these studies suggested any connection between percentage of calories from fat and risk of cancer, heart disease, or weight gain. The Nutrition Source, a website maintained by the department of nutrition at the T. H. Chan School of Public Health at Harvard University, summarizes the current evidence on the effect of dietary fat: "Detailed research—much of it done at Harvard—shows that the total amount of fat in the diet isn't really linked with weight or disease."

History of anthropometry

From Wikipedia, the free encyclopedia

The history of anthropometry includes its use as an early tool of anthropology, use for identification, use for the purposes of understanding human physical variation in paleoanthropology and in various attempts to correlate physical with racial and psychological traits. At various points in history, certain anthropometrics have been cited by advocates of discrimination and eugenics often as a part of some social movement or through pseudoscientific claims.

Craniometry and paleoanthropology

Selection of Primate skulls

In 1716 Louis-Jean-Marie Daubenton, who wrote many essays on comparative anatomy for the Académie française, published his Memoir on the Different Positions of the Occipital Foramen in Man and Animals (Mémoire sur les différences de la situation du grand trou occipital dans l'homme et dans les animaux). Six years later Pieter Camper (1722–1789), distinguished both as an artist and as an anatomist, published some lectures that laid the foundation of much work. Camper invented the "facial angle," a measure meant to determine intelligence among various species. According to this technique, a "facial angle" was formed by drawing two lines: one horizontally from the nostril to the ear; and the other perpendicularly from the advancing part of the upper jawbone to the most prominent part of the forehead. Camper's measurements of facial angle were first made to compare the skulls of men with those of other animals. Camper claimed that antique statues presented an angle of 90°, Europeans of 80°, Central Africans of 70° and the orangutan of 58°.

Swedish professor of anatomy Anders Retzius (1796–1860) first used the cephalic index in physical anthropology to classify ancient human remains found in Europe. He classed skulls in three main categories; "dolichocephalic" (from the Ancient Greek kephalê "head", and dolikhos "long and thin"), "brachycephalic" (short and broad) and "mesocephalic" (intermediate length and width). Scientific research was continued by Étienne Geoffroy Saint-Hilaire (1772–1844) and Paul Broca (1824–1880), founder of the Anthropological Society in France in 1859. Paleoanthropologists still rely upon craniofacial anthropometry to identify species in the study of fossilized hominid bones. Specimens of Homo erectus and athletic specimens of Homo sapiens, for example, are virtually identical from the neck down but their skulls can easily be told apart.

Pithecometra: In the frontispiece from his 1863 Evidence as to Man's Place in Nature, Thomas Huxley compared skeletons of apes to humans.

Samuel George Morton (1799–1851), whose two major monographs were the Crania Americana (1839), An Inquiry into the Distinctive Characteristics of the Aboriginal Race of America and Crania Aegyptiaca (1844) concluded that the ancient Egyptians were not Negroid but Caucasoid and that Caucasians and Negroes were already distinct three thousand years ago. Since The Bible indicated that Noah's Ark had washed up on Mount Ararat only a thousand years before this Noah's sons could not account for every race on earth. According to Morton's theory of polygenism the races had been separate from the start. Josiah C. Nott and George Gliddon carried Morton's ideas further. Charles Darwin, who thought the single-origin hypothesis essential to evolutionary theory, opposed Nott and Gliddon in his 1871 The Descent of Man, arguing for monogenism.

In 1856, workers found in a limestone quarry the skull of a Neanderthal hominid male, thinking it to be the remains of a bear. They gave the material to amateur naturalist Johann Karl Fuhlrott who turned the fossils over to anatomist Hermann Schaaffhausen. The discovery was jointly announced in 1857, giving rise to the discipline of paleoanthropology. By comparing skeletons of apes to man, T. H. Huxley (1825–1895) backed up Charles Darwin's theory of evolution, first expressed in On the Origin of Species (1859). He also developed the "Pithecometra principle," which stated that man and ape were descended from a common ancestor.

Eugène Dubois' (1858–1940) discovery in 1891 in Indonesia of the "Java Man", the first specimen of Homo erectus to be discovered, demonstrated mankind's deep ancestry outside Europe. Ernst Haeckel (1834–1919) became famous for his "recapitulation theory", according to which each individual mirrors the evolution of the whole species during his life.

Typology and personality

A head-measuring tool designed for anthropological research in the early 1910s. Theodor Kocher was inventor of the craniometer.

Intelligence testing was compared with anthropometrics. Samuel George Morton (1799–1851) collected hundreds of human skulls from all over the world and started trying to find a way to classify them according to some logical criterion. Morton claimed that he could judge intellectual capacity by cranial capacity. A large skull meant a large brain and high intellectual capacity; a small skull indicated a small brain and decreased intellectual capacity. Modern science has since confirmed that there is a correlation between cranium size (measured in various ways) and intelligence as measured by IQ tests, although it is a weak correlation at about 0.2. Today, brain volume as measured with MRI scanners also find a correlation between brain size and intelligence at about 0.4.

Craniometry was also used in phrenology, which purported to determine character, personality traits, and criminality on the basis of the shape of the head. At the turn of the 19th century, Franz Joseph Gall (1758–1822) developed "cranioscopy" (Ancient Greek kranion "skull", scopos "vision"), a method to determine the personality and development of mental and moral faculties on the basis of the external shape of the skull. Cranioscopy was later renamed phrenology (phrenos: mind, logos: study) by his student Johann Spurzheim (1776–1832), who wrote extensively on "Drs. Gall and Spurzheim's physiognomical System." These all claimed the ability to predict traits or intelligence and were intensively practised in the 19th and the first part of the 20th century.

During the 1940s anthropometry was used by William Sheldon when evaluating his somatotypes, according to which characteristics of the body can be translated into characteristics of the mind. Inspired by Cesare Lombroso's criminal anthropology, he also believed that criminality could be predicted according to the body type. A basically anthropometric division of body types into the categories endomorphic, ectomorphic and mesomorphic derived from Sheldon's somatotype theories is today popular among people doing weight training.

Forensic anthropometry

Bertillon, Galton and criminology

Illustration from "The Speaking Portrait" (Pearson's Magazine, Vol XI, January to June 1901) demonstrating the principles of Bertillon's anthropometry

In 1883, Frenchman Alphonse Bertillon introduced a system of identification that was named after him. The "Bertillonage" system was based on the finding that several measures of physical features, such as the dimensions of bony structures in the body, remain fairly constant throughout adult life. Bertillon concluded that when these measurements were made and recorded systematically, every individual would be distinguishable. Bertillon's goal was a way of identifying recidivists ("repeat offenders"). Previously police could only record general descriptions. Photography of criminals had become commonplace, but there was no easy way to sort the many thousands of photographs except by name. Bertillon's hope was that, through the use of measurements, a set of identifying numbers could be entered into a filing system installed in a single cabinet.

A Bertillon record for Francis Galton, from a visit to Bertillon's laboratory in 1893

The system involved 10 measurements; height, stretch (distance from left shoulder to middle finger of raised right arm), bust (torso from head to seat when seated), head length (crown to forehead) and head width temple to temple) width of cheeks, and "lengths" of the right ear, the left foot, middle finger, and cubit (elbow to tip of middle finger). It was possible, by exhaustion, to sort the cards on which these details were recorded (together with a photograph) until a small number produced the measurements of the individual sought, independently of name.

A chart from Bertillon's Identification anthropométrique (1893), demonstrating how to take measurements for his identification system

The system was soon adapted to police methods: it prevented impersonation and could demonstrate wrongdoing.

Bertillonage was before long represented in Paris by a collection of some 100,000 cards and became popular in several other countries' justice systems. England followed suit when in 1894, a committee sent to Paris to investigate the methods and its results reported favorably on the use of measurements for primary classification and recommended also the partial adoption of the system of finger prints suggested by Francis Galton, then in use in Bengal, where measurements were abandoned in 1897 after the fingerprint system was adopted throughout British India. Three years later England followed suit, and, as the result of a fresh inquiry ordered by the Home Office, relied upon fingerprints alone.

Bertillonage exhibited certain defects and was gradually supplanted by the system of fingerprints and, latterly, genetics. Bertillon originally measured variables he thought were independent – such as forearm length and leg length – but Galton had realized that both were the result of a single causal variable (in this case, stature) and developed the statistical concept of correlation.

Other complications were: it was difficult to tell whether or not individuals arrested were first-time offenders; instruments employed were costly and liable to break down; skilled measurers were needed; errors were frequent and all but irremediable; and it was necessary to repeat measurements three times to arrive at a mean result.

Physiognomy

Physiognomy claimed a correlation between physical features (especially facial features) and character traits. It was made famous by Cesare Lombroso (1835–1909), the founder of anthropological criminology, who claimed to be able to scientifically identify links between the nature of a crime and the personality or physical appearance of the offender. The originator of the concept of a "born criminal" and arguing in favor of biological determinism, Lombroso tried to recognize criminals by measurements of their bodies. He concluded that skull and facial features were clues to genetic criminality and that these features could be measured with craniometers and calipers with the results developed into quantitative research. A few of the 14 identified traits of a criminal included large jaws, forward projection of jaw, low sloping forehead; high cheekbones, flattened or upturned nose; handle-shaped ears; hawk-like noses or fleshy lips; hard shifty eyes; scanty beard or baldness; insensitivity to pain; long arms, and so on.

Phylogeography, race and human origins

Anthropometry demonstrated in an exhibit from a 1921 eugenics conference

Phylogeography is the science of identifying and tracking major human migrations, especially in prehistoric times. Linguistics can follow the movement of languages and archaeology can follow the movement of artefact styles but neither can tell whether a culture's spread was due to a source population's physically migrating or to a destination population's simply copying the technology and learning the language. Anthropometry was used extensively by anthropologists studying human and racial origins: some attempted racial differentiation and classification, often seeking ways in which certain races were inferior to others. Nott translated Arthur de Gobineau's An Essay on the Inequality of the Human Races (1853–1855), a founding work of racial segregationism that made three main divisions between races, based not on colour but on climatic conditions and geographic location, and privileged the "Aryan" race. Science has tested many theories aligning race and personality, which have been current since Boulainvilliers (1658–1722) contrasted the Français (French people), alleged descendants of the Nordic Franks, and members of the aristocracy, to the Third Estate, considered to be indigenous Gallo-Roman people subordinated by right of conquest.

François Bernier, Carl Linnaeus and Blumenbach had examined multiple observable human characteristics in search of a typology. Bernier based his racial classification on physical type which included hair shape, nose shape and skin color. Linnaeus based a similar racial classification scheme. As anthropologists gained access to methods of skull measure they developed racial classification based on skull shape.

Theories of scientific racism became popular, one prominent figure being Georges Vacher de Lapouge (1854–1936), who in L'Aryen et son rôle social ("The Aryan and his social role", 1899) divided humanity into various, hierarchized, different "races", spanning from the "Aryan white race, dolichocephalic" to the "brachycephalic" (short and broad-headed) race. Between these Vacher de Lapouge identified the "Homo europaeus (Teutonic, Protestant, etc.), the "Homo alpinus" (Auvergnat, Turkish, etc.) and the "Homo mediterraneus" (Napolitano, Andalus, etc.). "Homo africanus" (Congo, Florida) was excluded from discussion. His racial classification ("Teutonic", "Alpine" and "Mediterranean") was also used by William Z. Ripley (1867–1941) who, in The Races of Europe (1899), made a map of Europe according to the cephalic index of its inhabitants.

Vacher de Lapouge became one of the leading inspirations of Nazi antisemitism and Nazi ideologyNazi Germany relied on anthropometric measurements to distinguish Aryans from Jews and many forms of anthropometry were used for the advocacy of eugenics. During the 1920s and 1930s, though, members of the school of cultural anthropology of Franz Boas began to use anthropometric approaches to discredit the concept of fixed biological race. Boas used the cephalic index to show the influence of environmental factors. Researches on skulls and skeletons eventually helped liberate 19th century European science from its ethnocentric bias. This school of physical anthropology generally went into decline during the 1940s.

Race and brain size

Several studies have demonstrated correlations between race and brain size, with varying results. In some studies, Caucasians were reported to have larger brains than other racial groups, whereas in recent studies and reanalysis of previous studies, East Asians were reported as having larger brains and skulls. More common among the studies was the report that Africans had smaller skulls than either Caucasians or East Asians. Criticisms have been raised against a number of these studies regarding questionable methods.

An 1839 drawing by Samuel George Morton of "a Negro head …, a Caucasian skull …, a Mongol head"

In Crania Americana Morton claimed that Caucasians had the biggest brains, averaging 87 cubic inches, Indians were in the middle with an average of 82 cubic inches and Negroes had the smallest brains with an average of 78 cubic inches. In 1873 Paul Broca (1824–1880) found the same pattern described by Samuel Morton's Crania Americana by weighing brains at autopsy. Other historical studies alleging a Black–White difference in brain size include Bean (1906), Mall, (1909), Pearl, (1934) and Vint (1934). But in Germany Rudolf Virchow's study led him to denounce "Nordic mysticism" in the 1885 Anthropology Congress in Karlsruhe. Josef Kollmann, a collaborator of Virchow, stated in the same congress that the people of Europe, be them German, Italian, English or French, belonged to a "mixture of various races," furthermore declaring that the "results of craniology" led to "struggle against any theory concerning the superiority of this or that European race". Virchow later rejected measure of skulls as legitimate means of taxonomy. Paul Kretschmer quoted an 1892 discussion with him concerning these criticisms, also citing Aurel von Törok's 1895 work, who basically proclaimed the failure of craniometry.

Stephen Jay Gould (1941–2002) claimed Samuel Morton had fudged data and "overpacked" the skulls. A subsequent study by John Michael concluded that "[c]ontrary to Gould's interpretation... Morton's research was conducted with integrity." In 2011 physical anthropologists at the university of, which owns Morton's collection, published a study that concluded that "Morton did not manipulate his data to support his preconceptions, contra Gould." They identified and remeasured half of the skulls used in Morton's reports, finding that in only 2% of cases did Morton's measurements differ significantly from their own and that these errors either were random or gave a larger than accurate volume to African skulls, the reverse of the bias that Dr. Gould imputed to Morton. Difference in brain size, however, does not necessarily imply differences in intelligence: women tend to have smaller brains than men yet have more neural complexity and loading in certain areas of the brain. This claim has been criticized by, among others, John S. Michael, who reported in 1988 that Morton's analysis was "conducted with integrity" while Gould's criticism was "mistaken".

Similar claims were previously made by Ho et al. (1980), who measured 1,261 brains at autopsy, and Beals et al. (1984), who measured approximately 20,000 skulls, finding the same East AsianEuropeanAfrican pattern but warning against using the findings as indicative of racial traits, "If one merely lists such means by geographical region or race, causes of similarity by genogroup and ecotype are hopelessly confounded". Rushton's findings have been criticized for confusing African-Americans with equatorial Africans, who generally have smaller craniums as people from hot climates often have slightly smaller crania. He also compared equatorial Africans from the poorest and least educated areas of Africa with Asians from the wealthiest, most educated areas and colder climates. According to Z. Z. Cernovsky Rushton's own study shows that the average cranial capacity of North American blacks is similar to that of Caucasians from comparable climatic zones, though a previous work by Rushton showed appreciable differences in cranial capacity between North Americans of different race. This is consistent with the findings of Z. Z. Cernovsky that people from different climates tend to have minor differences in brain size.

Race, identity and cranio-facial description

Plaster face casts of Nias islanders collected by J. P. Kleiweg de Zwaan, circa 1910

Observable craniofacial differences included: head shape (mesocephalic, brachycephalic, dolichocephalic) breadth of nasal aperture, nasal root height, sagittal crest appearance, jaw thickness, brow ridge size and forehead slope. Using this skull-based categorization, German philosopher Christoph Meiners in his The Outline of History of Mankind (1785) identified three racial groups:

  • Caucasoid characterized by a tall dolichocephalic skull, receded zygomas, large brow ridge and projecting-narrow nasal apertures.
  • Negroid characterized by a short dolichocephalic skull, receded zygomas and wide nasal apertures.
  • Mongoloid characterized by a medium brachycephalic skull, projecting zygomas, small brow ridge and small nasal apertures.

Ripley's The Races of Europe was rewritten in 1939 by Harvard physical anthropologist Carleton S. Coon. Coon, a 20th-century craniofacial anthropometrist, used the technique for his The Origin of Races (New York: Knopf, 1962). Because of the inconsistencies in the old three-part system (Caucasoid, Mongoloid, Negroid), Coon adopted a five-part scheme. He defined "Caucasoid" as a pattern of skull measurements and other phenotypical characteristics typical of populations in Europe, Central Asia, South Asia, West Asia, North Africa, and Northeast Africa (Ethiopia, and Somalia). He discarded the term "Negroid" as misleading since it implies skin tone, which is found at low latitudes around the globe and is a product of adaptation, and defined skulls typical of sub-Saharan Africa as "Congoid" and those of Southern Africa as "Capoid". Finally, he split "Australoid" from "Mongoloid" along a line roughly similar to the modern distinction between sinodonts in the north and sundadonts in the south. He argued that these races had developed independently of each other over the past half-million years, developing into Homo Sapiens at different periods of time, resulting in different levels of civilization. This raised considerable controversy and led the American Anthropological Association to reject his approach without mentioning him by name.

In The Races of Europe (1939) Coon classified Caucasoids into racial sub-groups named after regions or archaeological sites such as Brünn, Borreby, Alpine, Ladogan, East Baltic, Neo-Danubian, Lappish, Mediterranean, Atlanto-Mediterranean, Irano-Afghan, Nordic, Hallstatt, Keltic, Tronder, Dinaric, Noric and Armenoid. This typological view of race, however, was starting to be seen as out-of-date at the time of publication. Coon eventually resigned from the American Association of Physical Anthropologists, while some of his other works were discounted because he would not agree with the evidence brought forward by Franz Boas, Stephen Jay Gould, Richard Lewontin, Leonard Lieberman and others.

The concept of biologically distinct races has been rendered obsolete by modern genetics. Different methods of categorizing humans yield different groups, making them non-concordant. Neither will the craniofacial method pin-point geographic origins reliably, due to variation in skulls within a geographic region. About one-third of "white" Americans have detectable African DNA markers, and about five percent of "black" Americans have no detectable "negroid" traits at all, craniofacial or genetic. Given three Americans who self-identify and are socially accepted as white, black and Hispanic, and given that they have precisely the same Afro-European mix of ancestries (one African great-grandparent), there is no objective test that will identify their group membership without an interview.

Multiculturalism

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