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Wednesday, December 10, 2025

Cognitive science

From Wikipedia, the free encyclopedia
Figure illustrating the fields that contributed to the birth of cognitive science, including philosophy of mind, linguistics, neuroscience, artificial intelligence, anthropology, and psychology

Cognitive science is the interdisciplinary, scientific study of the mind and its processes. It examines the nature, the tasks, and the functions of cognition (in a broad sense). Mental faculties of concern to cognitive scientists include perception, memory, attention, reasoning, language, and emotion. To understand these faculties, cognitive scientists borrow from fields such as psychology, philosophy, artificial intelligence, neuroscience, linguistics, and anthropology. The typical analysis of cognitive science spans many levels of organization, from learning and decision-making to logic and planning; from neural circuitry to modular brain organization. One of the fundamental concepts of cognitive science is that "thinking can best be understood in terms of representational structures in the mind and computational procedures that operate on those structures."

History

The cognitive sciences began as an intellectual movement in the 1950s, called the cognitive revolution. Cognitive science has a prehistory traceable back to ancient Greek philosophical texts (see Plato's Meno and Aristotle's De Anima).

The modern culture of cognitive science can be traced back to the early cyberneticists in the 1930s and 1940s, such as Warren McCulloch and Walter Pitts, who sought to understand the organizing principles of the mind. McCulloch and Pitts developed the first variants of what are now known as artificial neural networks, models of computation inspired by the structure of biological neural networks.

Another precursor was the early development of the theory of computation and the digital computer in the 1940s and 1950s. Kurt Gödel, Alonzo Church, Claude Shannon, Alan Turing, and John von Neumann were instrumental in these developments. The modern computer, or Von Neumann machine, would play a central role in cognitive science, both as a metaphor for the mind, and as a tool for investigation.

The first instance of cognitive science experiments being done at an academic institution took place at MIT Sloan School of Management, established by J.C.R. Licklider working within the psychology department and conducting experiments using computer memory as models for human cognition. In 1959, Noam Chomsky published a scathing review of B. F. Skinner's book Verbal Behavior. At the time, Skinner's behaviorist paradigm dominated the field of psychology within the United States. Most psychologists focused on functional relations between stimulus and response, without positing internal representations. Chomsky argued that in order to explain language, we needed a theory like generative grammar, which not only attributed internal representations but characterized their underlying order.

The term cognitive science was coined by Christopher Longuet-Higgins in his 1973 commentary on the Lighthill report, which concerned the then-current state of artificial intelligence research. In the same decade, the journal Cognitive Science and the Cognitive Science Society were founded. The founding meeting of the Cognitive Science Society was held at the University of California, San Diego in 1979, which resulted in cognitive science becoming an internationally visible enterprise. In 1972, Hampshire College started the first undergraduate education program in Cognitive Science, led by Neil Stillings. In 1982, with assistance from Professor Stillings, Vassar College became the first institution in the world to grant an undergraduate degree in Cognitive Science. In 1986, the first Cognitive Science Department in the world was founded at the University of California, San Diego.

In the 1970s and early 1980s, as access to computers increased, artificial intelligence research expanded. Researchers such as Marvin Minsky would write computer programs in languages such as LISP to attempt to formally characterize the steps that human beings went through, for instance, in making decisions and solving problems, in the hope of better understanding human thought, and also in the hope of creating artificial minds. This approach is known as "symbolic AI".

Eventually the limits of the symbolic AI research program became apparent. For instance, it seemed to be unrealistic to comprehensively list human knowledge in a form usable by a symbolic computer program. The late 80s and 90s saw the rise of neural networks and connectionism as a research paradigm. Under this point of view, often attributed to James McClelland and David Rumelhart, the mind could be characterized as a set of complex associations, represented as a layered network. Critics argue that there are some phenomena which are better captured by symbolic models, and that connectionist models are often so complex as to have little explanatory power. Recently symbolic and connectionist models have been combined, making it possible to take advantage of both forms of explanation. While both connectionism and symbolic approaches have proven useful for testing various hypotheses and exploring approaches to understanding aspects of cognition and lower level brain functions, neither are biologically realistic and therefore, both suffer from a lack of neuroscientific plausibility. Connectionism has proven useful for exploring computationally how cognition emerges in development and occurs in the human brain, and has provided alternatives to strictly domain-specific / domain general approaches. For example, scientists such as Jeff Elman, Liz Bates, and Annette Karmiloff-Smith have posited that networks in the brain emerge from the dynamic interaction between them and environmental input.

Recent developments in quantum computation, including the ability to run quantum circuits on quantum computers such as IBM Quantum Platform, has accelerated work using elements from quantum mechanics in cognitive models.

Principles

Levels of analysis

A central tenet of cognitive science is that a complete understanding of the mind/brain cannot be attained by studying only a single level. An example would be the problem of remembering a phone number and recalling it later. One approach to understanding this process would be to study behavior through direct observation, or naturalistic observation. A person could be presented with a phone number and be asked to recall it after some delay of time; then the accuracy of the response could be measured. Another approach to measure cognitive ability would be to study the firings of individual neurons while a person is trying to remember the phone number. Neither of these experiments on its own would fully explain how the process of remembering a phone number works. Even if the technology to map out every neuron in the brain in real-time were available and it were known when each neuron fired it would still be impossible to know how a particular firing of neurons translates into the observed behavior. Thus an understanding of how these two levels relate to each other is imperative. Francisco Varela, in The Embodied Mind: Cognitive Science and Human Experience, argues that "the new sciences of the mind need to enlarge their horizon to encompass both lived human experience and the possibilities for transformation inherent in human experience". On the classic cognitivist view, this can be provided by a functional level account of the process. Studying a particular phenomenon from multiple levels creates a better understanding of the processes that occur in the brain to give rise to a particular behavior. Marr gave a famous description of three levels of analysis:

  1. The computational theory, specifying the goals of the computation;
  2. Representation and algorithms, giving a representation of the inputs and outputs and the algorithms which transform one into the other; and
  3. The hardware implementation, or how algorithm and representation may be physically realized.

Interdisciplinary nature

Cognitive science is an interdisciplinary field with contributors from various fields, including psychology, neuroscience, linguistics, philosophy of mind, computer science, anthropology and biology. Cognitive scientists work collectively in hope of understanding the mind and its interactions with the surrounding world much like other sciences do. The field regards itself as compatible with the physical sciences and uses the scientific method as well as simulation or modeling, often comparing the output of models with aspects of human cognition. Similarly to the field of psychology, there is some doubt whether there is a unified cognitive science, which have led some researchers to prefer 'cognitive sciences' in plural.

Many, but not all, who consider themselves cognitive scientists hold a functionalist view of the mind—the view that mental states and processes should be explained by their function – what they do. According to the multiple realizability account of functionalism, even non-human systems such as robots and computers can be ascribed as having cognition.

Cognitive science, the term

The term "cognitive" in "cognitive science" is used for "any kind of mental operation or structure that can be studied in precise terms" (Lakoff and Johnson, 1999). This conceptualization is very broad, and should not be confused with how "cognitive" is used in some traditions of analytic philosophy, where "cognitive" has to do only with formal rules and truth-conditional semantics.

The earliest entries for the word "cognitive" in the OED take it to mean roughly "pertaining to the action or process of knowing". The first entry, from 1586, shows the word was at one time used in the context of discussions of Platonic theories of knowledge. Most in cognitive science, however, presumably do not believe their field is the study of anything as certain as the knowledge sought by Plato.

Scope

Cognitive science is a large field, and covers a wide array of topics on cognition. However, it should be recognized that cognitive science has not always been equally concerned with every topic that might bear relevance to the nature and operation of minds. Classical cognitivists have largely de-emphasized or avoided social and cultural factors, embodiment, emotion, consciousness, animal cognition, and comparative and evolutionary psychologies. However, with the decline of behaviorism, internal states such as affects and emotions, as well as awareness and covert attention became approachable again. For example, situated and embodied cognition theories take into account the current state of the environment as well as the role of the body in cognition. With the newfound emphasis on information processing, observable behavior was no longer the hallmark of psychological theory, but the modeling or recording of mental states.

Below are some of the main topics that cognitive science is concerned with; see List of cognitive science topics for a more exhaustive list.

Artificial intelligence

Artificial intelligence (AI) involves the study of cognitive phenomena in machines. One of the practical goals of AI is to implement aspects of human intelligence in computers. Computers are also widely used as a tool with which to study cognitive phenomena. Computational modeling uses simulations to study how human intelligence may be structured. (See § Computational modeling.)

There is some debate in the field as to whether the mind is best viewed as a huge array of small but individually feeble elements (i.e. neurons), or as a collection of higher-level structures such as symbols, schemes, plans, and rules. The former view uses connectionism to study the mind, whereas the latter emphasizes symbolic artificial intelligence. One way to view the issue is whether it is possible to accurately simulate a human brain on a computer without accurately simulating the neurons that make up the human brain.

Attention

Attention is the selection of important information. The human mind is bombarded with millions of stimuli and it must have a way of deciding which of this information to process. Attention is sometimes seen as a spotlight, meaning one can only shine the light on a particular set of information. Experiments that support this metaphor include the dichotic listening task (Cherry, 1957) and studies of inattentional blindness (Mack and Rock, 1998). In the dichotic listening task, subjects are bombarded with two different messages, one in each ear, and told to focus on only one of the messages. At the end of the experiment, when asked about the content of the unattended message, subjects cannot report it.

The psychological construct of attention is sometimes confused with the concept of intentionality due to some degree of semantic ambiguity in their definitions. At the beginning of experimental research on attention, Wilhelm Wundt defined this term as "that psychical process, which is operative in the clear perception of the narrow region of the content of consciousness." His experiments showed the limits of attention in space and time, which were 3-6 letters during an exposition of 1/10 s. Because this notion develops within the framework of the original meaning during a hundred years of research, the definition of attention would reflect the sense when it accounts for the main features initially attributed to this term – it is a process of controlling thought that continues over time. While intentionality is the power of minds to be about something, attention is the concentration of awareness on some phenomenon during a period of time, which is necessary to elevate the clear perception of the narrow region of the content of consciousness and which is feasible to control this focus in mind.

The significance of knowledge about the scope of attention for studying cognition is that it defines the intellectual functions of cognition such as apprehension, judgment, reasoning, and working memory. The development of attention scope increases the set of faculties responsible for the mind relies on how it perceives, remembers, considers, and evaluates in making decisions. The ground of this statement is that the more details (associated with an event) the mind may grasp for their comparison, association, and categorization, the closer apprehension, judgment, and reasoning of the event are in accord with reality. According to Latvian professor Sandra Mihailova and professor Igor Val Danilov, the more elements of the phenomenon (or phenomena ) the mind can keep in the scope of attention simultaneously, the more significant number of reasonable combinations within that event it can achieve, enhancing the probability of better understanding features and particularity of the phenomenon (phenomena). For example, three items in the focal point of consciousness yield six possible combinations (3 factorial) and four items – 24 (4 factorial) combinations. The number of reasonable combinations becomes significant in the case of a focal point with six items with 720 possible combinations (6 factorial).

Embodied cognition approaches to cognitive science emphasize the role of body and environment in cognition. This includes both neural and extra-neural bodily processes, and factors that range from affective and emotional processes, to posture, motor control, proprioception, and kinaesthesis, to autonomic processes that involve heartbeat and respiration, to the role of the enteric gut microbiome. It also includes accounts of how the body engages with or is coupled to social and physical environments. 4E cognition includes a broad range of views about brain-body-environment interaction, from causal embeddedness to stronger claims about how the mind extends to include tools and instruments, as well as the role of social interactions, action-oriented processes, and affordances. 4E theories range from those closer to classic cognitivism (so-called "weak" embodied cognition) to stronger extended and enactive versions that are sometimes referred to as radical embodied cognitive science.

A hypothesis of pre-perceptual multimodal integration supports embodied cognition approaches and converges two competing naturalist and constructivist viewpoints about cognition and the development of emotions. According to this hypothesis supported by empirical data, cognition and emotion development are initiated by the association of affective cues with stimuli responsible for triggering the neuronal pathways of simple reflexes. This pre-perceptual multimodal integration can succeed owing to neuronal coherence in mother-child dyads beginning from pregnancy. These cognitive-reflex and emotion-reflex stimuli conjunctions further form simple innate neuronal assemblies, shaping the cognitive and emotional neuronal patterns in statistical learning that are continuously connected with the neuronal pathways of reflexes.

Knowledge and processing of language

A well known example of a phrase structure tree. This is one way of representing human language that shows how different components are organized hierarchically.

The ability to learn and understand language is an extremely complex process. Language is acquired within the first few years of life, and all humans under normal circumstances are able to acquire language proficiently. A major driving force in the theoretical linguistic field is discovering the nature that language must have in the abstract in order to be learned in such a fashion. Some of the driving research questions in studying how the brain itself processes language include: (1) To what extent is linguistic knowledge innate or learned?, (2) Why is it more difficult for adults to acquire a second-language than it is for infants to acquire their first-language?, and (3) How are humans able to understand novel sentences?

The study of language processing ranges from the investigation of the sound patterns of speech to the meaning of words and whole sentences. Linguistics often divides language processing into orthography, phonetics, phonology, morphology, syntax, semantics, and pragmatics. Many aspects of language can be studied from each of these components and from their interaction.

The study of language processing in cognitive science is closely tied to the field of linguistics. Linguistics was traditionally studied as a part of the humanities, including studies of history, art and literature. In the last fifty years or so, more and more researchers have studied knowledge and use of language as a cognitive phenomenon, the main problems being how knowledge of language can be acquired and used, and what precisely it consists of. Linguists have found that, while humans form sentences in ways apparently governed by very complex systems, they are remarkably unaware of the rules that govern their own speech. Thus linguists must resort to indirect methods to determine what those rules might be, if indeed rules as such exist. In any event, if speech is indeed governed by rules, they appear to be opaque to any conscious consideration.

Learning and development

Learning and development are the processes by which we acquire knowledge and information over time. Infants are born with little or no knowledge (depending on how knowledge is defined), yet they rapidly acquire the ability to use language, walk, and recognize people and objects. Research in learning and development aims to explain the mechanisms by which these processes might take place.

A major question in the study of cognitive development is the extent to which certain abilities are innate or learned. This is often framed in terms of the nature and nurture debate. The nativist view emphasizes that certain features are innate to an organism and are determined by its genetic endowment. The empiricist view, on the other hand, emphasizes that certain abilities are learned from the environment. Although clearly both genetic and environmental input is needed for a child to develop normally, considerable debate remains about how genetic information might guide cognitive development. In the area of language acquisition, for example, some (such as Steven Pinker) have argued that specific information containing universal grammatical rules must be contained in the genes, whereas others (such as Jeffrey Elman and colleagues in Rethinking Innateness) have argued that Pinker's claims are biologically unrealistic. They argue that genes determine the architecture of a learning system, but that specific "facts" about how grammar works can only be learned as a result of experience.

Memory

Memory allows us to store information for later retrieval. Memory is often thought of as consisting of both a long-term and short-term store. Long-term memory allows us to store information over prolonged periods (days, weeks, years). We do not yet know the practical limit of long-term memory capacity. Short-term memory allows us to store information over short time scales (seconds or minutes).

Memory is also often grouped into declarative and procedural forms. Declarative memory—grouped into subsets of semantic and episodic forms of memory—refers to our memory for facts and specific knowledge, specific meanings, and specific experiences (e.g. "Are apples food?", or "What did I eat for breakfast four days ago?"). Procedural memory allows us to remember actions and motor sequences (e.g. how to ride a bicycle) and is often dubbed implicit knowledge or memory .

Cognitive scientists study memory just as psychologists do, but tend to focus more on how memory bears on cognitive processes, and the interrelationship between cognition and memory. One example of this could be, what mental processes does a person go through to retrieve a long-lost memory? Or, what differentiates between the cognitive process of recognition (seeing hints of something before remembering it, or memory in context) and recall (retrieving a memory, as in "fill-in-the-blank")?

Perception and action

The Necker cube, an example of an optical illusion
An optical illusion. The square A is exactly the same shade of gray as square B. See checker shadow illusion.

Perception is the ability to take in information via the senses, and process it in some way. Vision and hearing are two dominant senses that allow us to perceive the environment. Some questions in the study of visual perception, for example, include: (1) How are we able to recognize objects?, (2) Why do we perceive a continuous visual environment, even though we only see small bits of it at any one time? One tool for studying visual perception is by looking at how people process optical illusions. The image on the right of a Necker cube is an example of a bistable percept, that is, the cube can be interpreted as being oriented in two different directions.

The study of haptic (tactile), olfactory, and gustatory stimuli also fall into the domain of perception.

Action is taken to refer to the output of a system. In humans, this is accomplished through motor responses. Spatial planning and movement, speech production, and complex motor movements are all aspects of action.

Consciousness

17th century representation of consciousness by Robert Fludd, an English Paracelsian physician

Consciousness, at its simplest, is awareness of states or objects either internal to one's self or in one's external environment. However, its nature has led to millennia of explanations, analyses, and debate among philosophers, scientists, and theologians. Opinions differ about what exactly needs to be studied, or can even be considered consciousness. In some explanations, it is synonymous with mind, and at other times, an aspect of it.

In the past, consciousness meant one's "inner life": the world of introspection, private thought, imagination, and volition. Today, it often includes any kind of cognition, experience, feeling, or perception. It may be awareness, awareness of awareness, metacognition, or self-awareness, either continuously changing or not. There is also a medical definition that helps, for example, to discern "coma" from other states. The disparate range of research, notions, and speculations raises some curiosity about whether the right questions are being asked.

Examples of the range of descriptions, definitions and explanations are: ordered distinction between self and environment, simple wakefulness, one's sense of selfhood or soul explored by "looking within", being a metaphorical "stream" of contents, or being a mental state, mental event, or mental process of the brain.

Research methods

Many different methodologies are used to study cognitive science. As the field is highly interdisciplinary, research often cuts across multiple areas of study, drawing on research methods from psychology, neuroscience, computer science and systems theory.

Behavioral experiments

In order to have a description of what constitutes intelligent behavior, one must study behavior itself. This type of research is closely tied to that in cognitive psychology and psychophysics. By measuring behavioral responses to different stimuli, one can understand something about how those stimuli are processed. Lewandowski & Strohmetz (2009) reviewed a collection of innovative uses of behavioral measurement in psychology including behavioral traces, behavioral observations, and behavioral choice. Behavioral traces are pieces of evidence that indicate behavior occurred, but the actor is not present (e.g., litter in a parking lot or readings on an electric meter). Behavioral observations involve the direct witnessing of the actor engaging in the behavior (e.g., watching how close a person sits next to another person). Behavioral choices are when a person selects between two or more options (e.g., voting behavior, choice of a punishment for another participant).

  • Reaction time. The time between the presentation of a stimulus and an appropriate response can indicate differences between two cognitive processes, and can indicate some things about their nature. For example, if in a search task the reaction times vary proportionally with the number of elements, then it is evident that this cognitive process of searching involves serial instead of parallel processing.
  • Psychophysical responses. Psychophysical experiments are an old psychological technique, which has been adopted by cognitive psychology. They typically involve making judgments of some physical property, e.g. the loudness of a sound. Correlation of subjective scales between individuals can show cognitive or sensory biases as compared to actual physical measurements. Some examples include:
    • sameness judgments for colors, tones, textures, etc.
    • threshold differences for colors, tones, textures, etc.
  • Eye tracking. This methodology is used to study a variety of cognitive processes, most notably visual perception and language processing. The fixation point of the eyes is linked to an individual's focus of attention. Thus, by monitoring eye movements, we can study what information is being processed at a given time. Eye tracking allows us to study cognitive processes on extremely short time scales. Eye movements reflect online decision making during a task, and they provide us with some insight into the ways in which those decisions may be processed.

Brain imaging

Image of the human head with the brain. The arrow indicates the position of the hypothalamus.

Brain imaging involves analyzing activity within the brain while performing various tasks. This allows us to link behavior and brain function to help understand how information is processed. Different types of imaging techniques vary in their temporal (time-based) and spatial (location-based) resolution. Brain imaging is often used in cognitive neuroscience.

  • Single-photon emission computed tomography and positron emission tomography. SPECT and PET use radioactive isotopes, which are injected into the subject's bloodstream and taken up by the brain. By observing which areas of the brain take up the radioactive isotope, we can see which areas of the brain are more active than other areas. PET has similar spatial resolution to fMRI, but it has extremely poor temporal resolution.
  • Electroencephalography. EEG measures the electrical fields generated by large populations of neurons in the cortex by placing a series of electrodes on the scalp of the subject. This technique has an extremely high temporal resolution, but a relatively poor spatial resolution.
  • Functional magnetic resonance imaging. fMRI measures the relative amount of oxygenated blood flowing to different parts of the brain. More oxygenated blood in a particular region is assumed to correlate with an increase in neural activity in that part of the brain. This allows us to localize particular functions within different brain regions. fMRI has moderate spatial and temporal resolution.
  • Optical imaging. This technique uses infrared transmitters and receivers to measure the amount of light reflectance by blood near different areas of the brain. Since oxygenated and deoxygenated blood reflects light by different amounts, we can study which areas are more active (i.e., those that have more oxygenated blood). Optical imaging has moderate temporal resolution, but poor spatial resolution. It also has the advantage that it is extremely safe and can be used to study infants' brains.
  • Magnetoencephalography. MEG measures magnetic fields resulting from cortical activity. It is similar to EEG, except that it has improved spatial resolution since the magnetic fields it measures are not as blurred or attenuated by the scalp, meninges and so forth as the electrical activity measured in EEG is. MEG uses SQUID sensors to detect tiny magnetic fields.

Computational modeling

An artificial neural network with two layers

Computational models require a mathematically and logically formal representation of a problem. Computer models are used in the simulation and experimental verification of different specific and general properties of intelligence. Computational modeling can help us understand the functional organization of a particular cognitive phenomenon. Approaches to cognitive modeling can be categorized as: (1) symbolic, on abstract mental functions of an intelligent mind by means of symbols; (2) subsymbolic, on the neural and associative properties of the human brain; and (3) across the symbolic–subsymbolic border, including hybrid.

  • Symbolic modeling evolved from the computer science paradigms using the technologies of knowledge-based systems, as well as a philosophical perspective (e.g. "Good Old-Fashioned Artificial Intelligence" (GOFAI)). They were developed by the first cognitive researchers and later used in information engineering for expert systems. Since the early 1990s it was generalized in systemics for the investigation of functional human-like intelligence models, such as personoids, and, in parallel, developed as the SOAR environment. Recently, especially in the context of cognitive decision-making, symbolic cognitive modeling has been extended to the socio-cognitive approach, including social and organizational cognition, interrelated with a sub-symbolic non-conscious layer.
  • Subsymbolic modeling includes connectionist/neural network models. Connectionism relies on the idea that the mind/brain is composed of simple nodes and its problem-solving capacity derives from the connections between them. Neural nets are textbook implementations of this approach. Some critics of this approach feel that while these models approach biological reality as a representation of how the system works, these models lack explanatory powers because, even in systems endowed with simple connection rules, the emerging high complexity makes them less interpretable at the connection-level than they apparently are at the macroscopic level.
  • Other approaches gaining in popularity include (1) dynamical systems theory, (2) mapping symbolic models onto connectionist models (Neural-symbolic integration or hybrid intelligent systems), and (3) and Bayesian models, which are often drawn from machine learning.

All the above approaches tend either to be generalized to the form of integrated computational models of a synthetic/abstract intelligence (i.e. cognitive architecture) in order to be applied to the explanation and improvement of individual and social/organizational decision-making and reasoning or to focus on single simulative programs (or microtheories/"middle-range" theories) modelling specific cognitive faculties (e.g. vision, language, categorization etc.).

Neurobiological methods

Research methods borrowed directly from neuroscience and neuropsychology can also help us to understand aspects of intelligence. These methods allow us to understand how intelligent behavior is implemented in a physical system.

Key findings

Cognitive science has given rise to models of human cognitive bias and risk perception, and has been influential in the development of behavioral finance, part of economics. It has also given rise to a new theory of the philosophy of mathematics (related to denotational mathematics), and many theories of artificial intelligence, persuasion and coercion. It has made its presence known in the philosophy of language and epistemology as well as constituting a substantial wing of modern linguistics. Fields of cognitive science have been influential in understanding the brain's particular functional systems (and functional deficits) ranging from speech production to auditory processing and visual perception. It has made progress in understanding how damage to particular areas of the brain affect cognition, and it has helped to uncover the root causes and results of specific dysfunction, such as dyslexia, anopsia, and hemispatial neglect.

Notable researchers

Name Year of birth Year of contribution Contribution(s)
David Chalmers 1966 1995 Dualism, hard problem of consciousness
Daniel Dennett 1942 1987 Offered a computational systems perspective (multiple drafts model)
John Searle 1932 1980 Chinese room
Douglas Hofstadter 1945 1979 Gödel, Escher, Bach
Jerry Fodor 1935 1968, 1975 Functionalism
Alan Baddeley 1934 1974 Baddeley's model of working memory
Marvin Minsky 1927 1970s, early 1980s Wrote computer programs in languages such as LISP to attempt to formally characterize the steps that human beings go through, such as making decisions and solving problems
Christopher Longuet-Higgins 1923 1973 Coined the term cognitive science
Noam Chomsky 1928 1959 Published a review of B.F. Skinner's book Verbal Behavior which began cognitivism against then-dominant behaviorism
George Miller 1920 1956 Wrote about the capacities of human thinking through mental representations
Herbert Simon 1916 1956 Co-created Logic Theory Machine and General Problem Solver with Allen Newell, EPAM (Elementary Perceiver and Memorizer) theory, organizational decision-making
John McCarthy 1927 1955 Coined the term artificial intelligence and organized the famous Dartmouth conference in Summer 1956, which started AI as a field
McCulloch and Pitts
1930s–1940s Developed early artificial neural networks
Lila R. Gleitman 1929 1970s-2010s Wide-ranging contributions to understanding the cognition of language acquisition, including syntactic bootstrapping theory
Eleanor Rosch 1938 1976 Development of the Prototype Theory of categorisation
Philip N. Johnson-Laird 1936 1980 Introduced the idea of mental models in cognitive science
Dedre Gentner 1944 1983 Development of the Structure-mapping Theory of analogical reasoning
Allen Newell 1927 1990 Development of the field of Cognitive architecture in cognitive modelling and artificial intelligence
Annette Karmiloff-Smith 1938 1992 Integrating neuroscience and computational modelling into theories of cognitive development
David Marr (neuroscientist) 1945 1990 Proponent of the Three-Level Hypothesis of levels of analysis of computational systems
Peter Gärdenfors 1949 2000 Creator of the conceptual space framework used in cognitive modelling and artificial intelligence.
Linda B. Smith 1951 1993 Together with Esther Thelen, created a dynamical systems approach to understanding cognitive development

Some of the more recognized names in cognitive science are usually either the most controversial or the most cited. Within philosophy, some familiar names include Daniel Dennett, who writes from a computational systems perspective, John Searle, known for his controversial Chinese room argument, and Jerry Fodor, who advocates functionalism.

Others include David Chalmers, who advocates Dualism and is also known for articulating the hard problem of consciousness, and Douglas Hofstadter, famous for writing Gödel, Escher, Bach, which questions the nature of words and thought.

In the realm of linguistics, Noam Chomsky and George Lakoff have been influential (both have also become notable as political commentators). In artificial intelligence, Marvin Minsky, Herbert A. Simon, and Allen Newell are prominent.

Popular names in the discipline of psychology include George A. Miller, James McClelland, Philip Johnson-Laird, Lawrence Barsalou, Vittorio Guidano, Howard Gardner and Steven Pinker. Anthropologists Dan Sperber, Edwin Hutchins, Bradd Shore, James Wertsch and Scott Atran, have been involved in collaborative projects with cognitive and social psychologists, political scientists and evolutionary biologists in attempts to develop general theories of culture formation, religion, and political association.

Computational theories (with models and simulations) have also been developed, by David Rumelhart, James McClelland and Philip Johnson-Laird.

Epistemics

Epistemics is a term coined in 1969 by the University of Edinburgh with the foundation of its School of Epistemics. Epistemics is to be distinguished from epistemology in that epistemology is the philosophical theory of knowledge, whereas epistemics signifies the scientific study of knowledge.

Christopher Longuet-Higgins has defined it as "the construction of formal models of the processes (perceptual, intellectual, and linguistic) by which knowledge and understanding are achieved and communicated." In his 1978 essay "Epistemics: The Regulative Theory of Cognition", Alvin I. Goldman claims to have coined the term "epistemics" to describe a reorientation of epistemology. Goldman maintains that his epistemics is continuous with traditional epistemology and the new term is only to avoid opposition. Epistemics, in Goldman's version, differs only slightly from traditional epistemology in its alliance with the psychology of cognition; epistemics stresses the detailed study of mental processes and information-processing mechanisms that lead to knowledge or beliefs.

In the mid-1980s, the School of Epistemics was renamed as The Centre for Cognitive Science (CCS). In 1998, CCS was incorporated into the University of Edinburgh's School of Informatics.

Binding problem in cognitive science

One of the core aims of cognitive science is to achieve an integrated theory of cognition. This requires integrative mechanisms explaining how the information processing that occurs simultaneously in spatially segregated (sub-)cortical areas in the brain is coordinated and bound together to give rise to coherent perceptual and symbolic representations. One approach is to solve this "Binding problem" (that is, the problem of dynamically representing conjunctions of informational elements, from the most basic perceptual representations ("feature binding") to the most complex cognitive representations, like symbol structures ("variable binding")), by means of integrative synchronization mechanisms. In other words, one of the coordinating mechanisms appears to be the temporal (phase) synchronization of neural activity based on dynamical self-organizing processes in neural networks, described by the Binding-by-synchrony (BBS) Hypothesis from neurophysiology. Connectionist cognitive neuroarchitectures have been developed that use integrative synchronization mechanisms to solve this binding problem in perceptual cognition and in language cognition. In perceptual cognition the problem is to explain how elementary object properties and object relations, like the object color or the object form, can be dynamically bound together or can be integrated to a representation of this perceptual object by means of a synchronization mechanism ("feature binding", "feature linking"). In language cognition the problem is to explain how semantic concepts and syntactic roles can be dynamically bound together or can be integrated to complex cognitive representations like systematic and compositional symbol structures and propositions by means of a synchronization mechanism ("variable binding") (see also the "Symbolism vs. connectionism debate" in connectionism).

However, despite significant advances in understanding the integrated theory of cognition (specifically the Binding problem), the debate on this issue of beginning cognition is still in progress. From the different perspectives noted above, this problem can be reduced to the issue of how organisms at the simple reflexes stage of development overcome the threshold of the environmental chaos of sensory stimuli: electromagnetic waves, chemical interactions, and pressure fluctuations. The so-called Primary Data Entry (PDE) thesis poses doubts about the ability of such an organism to overcome this cue threshold on its own. In terms of mathematical tools, the PDE thesis underlines the insuperable high threshold of the cacophony of environmental stimuli (the stimuli noise) for young organisms at the onset of life. It argues that the temporal (phase) synchronization of neural activity based on dynamical self-organizing processes in neural networks, any dynamical bound together or integration to a representation of the perceptual object by means of a synchronization mechanism can not help organisms in distinguishing relevant cue (informative stimulus) for overcome this noise threshold.

Asteroid mining

From Wikipedia, the free encyclopedia
Overview of the Inner Solar System asteroids up to the Jovian System

Asteroid mining is the hypothetical extraction of materials from asteroids and other minor planets, including near-Earth objects.

Asteroid sample return research missions, such as Hayabusa, Hayabusa2, OSIRIS-REx, and Tianwen-2, illustrate the challenges of collecting ore from space using current technology. As of 2024, around 127 grams of asteroid material have been successfully brought to Earth from space. Asteroid research missions are complex endeavors and yield a tiny amount of material (less than 100 milligrams Hayabusa, 5.4 grams Hayabusa2, ~121.6 grams OSIRIS-REx, Tianwen-2 (in progress)) relative to the size and expense of these projects ($300 million Hayabusa, $800 million Hayabusa2, $1.16 billion OSIRIS-REx, $70 million Tianwen-2).

Notable asteroid mining challenges include the high cost of spaceflight, unreliable identification of asteroids that are suitable for mining, and the challenges of extracting usable material in a space environment.

History

Prior to 1970

Before 1970, asteroid mining existed largely within the realm of science fiction. Publications such as Worlds of IfScavengers in Space, and Miners in the Sky told stories about the conceived dangers, motives, and experiences of mining asteroids. At the same time, many researchers in academia speculated about the profits that could be gained from asteroid mining, but they lacked the technology to seriously pursue the idea.

The 1970s

In 1969, the Apollo 11 Moon Landing spurred a wave of scientific interest in human space activity far beyond the Earth's orbit. As the decade continued, increasing academic interest surrounded the topic of asteroid mining. A sizeable portion of serious academic consideration was aimed at mining asteroids located closer to Earth than the main asteroid belt. In particular, the asteroid groups Apollo and Amor were considered. These groups were chosen not only because of their proximity to Earth but also because many at the time thought they were rich in raw materials that could be refined.

Despite the wave of interest, many in the space science community were aware of how little was known about asteroids and encouraged a more gradual and systematic approach to asteroid mining.

The 1980s

Academic interest in asteroid mining continued into the 1980s. The idea of targeting the Apollo and Amor asteroid groups still had some popularity. However, by the late 1980s, the interest in the Apollo and Amor asteroid groups was being replaced with interest in the moons of Mars, Phobos and Deimos.

Governmental organizations and space agencies, such as NASA, begin to formulate ideas of how to process materials in space and what to do with the materials that are hypothetically gathered from space.

The 1990s

New reasons emerged for pursuing asteroid mining. These reasons tended to revolve around environmental concerns, such as fears over humans over-consuming the Earth's natural resources and trying to capture energy from the Sun in space.

In the same decade, NASA was trying to establish what materials in asteroids could be valuable for extraction. These materials included free metals, volatiles, and bulk dirt.

The 2010s

After a burst of interest in the 2010s, asteroid mining ambitions shifted to more distant long-term goals, and some 'asteroid mining' companies pivoted to more general-purpose propulsion technology.

On 24 April 2012, at the Seattle, Washington Museum of Flight, a plan was announced by billionaire entrepreneurs to mine asteroids for their resources. The company was called Planetary Resources, and its founders included aerospace entrepreneurs Eric Anderson and Peter Diamandis. The company announced plans to create a propellant depot in space by 2020, aiming to develop the process of splitting water from asteroids into hydrogen and oxygen to replenish satellites and spacecraft. Advisers included film director and explorer James Cameron; investors included Google's chief executive Larry Page, and its executive chairman was Eric Schmidt. Telescope technology proposed to identify and examine candidate asteroids lead to development of the Arkyd family of spacecraft; two prototypes of which were flown in 2015 and 2018. Shortly after, all plans for the Arkyd space telescope technology were abandoned; the company was wound down, its hardware auctioned off, and remaining assets acquired by ConsenSys, a blockchain company.

A year after the appearance of Planetary Resources, similar asteroid mining plans were announced in 2013 by Deep Space Industries; a company established by David Gump, Rick Tumlinson, and others. The initial goal was to visit asteroids with prospecting and sample return spacecraft in 2015 and 2016; and begin mining within ten years. Deep Space Industries later pivoted to developing & selling the propulsion systems that would enable its envisioned asteroid operations, including a successful line of water-propellant thrusters in 2018; and in 2019 was acquired by Bradford Space, a company with a portfolio of earth orbit systems and space flight components.

The 2020s

The 2020s have brought a resurgence of interest, with companies from the United States, Europe, and China renewing their efforts in this ambitious venture. This revival is fueled by a new era of commercial space exploration, significantly driven by SpaceX. SpaceX's development of reusable rocket boosters has substantially lowered the cost of space access, reigniting interest and investment in asteroid mining. A US congressional committee acknowledged this renewed interest by holding a hearing on the topic in December 2023. There are also endeavors to make first-time landings on M-type asteroids to mine metals like iridium which sells for many thousands of dollars per ounce. Private company driven efforts have also given rise to a new culture of secrecy obfuscating which asteroids are identified and targeted for mining missions, whereas previously government-led asteroid research and exploration operated with more transparency.

Minerals in space

The asteroids of the inner Solar System and Jupiter: The belt is located between the orbits of Jupiter and Mars.
  Sun
  Jupiter trojans
  Asteroid belt
  Hilda asteroids (Hildas)
  Near-Earth objects (selection)
Main Asteroid Belt 42 largest asteroids

As resource depletion on Earth becomes more of a concern, the idea of extracting valuable elements from asteroids and transporting them to Earth for profit, or using space-based resources to build solar-power satellites and space habitats, becomes more attractive. Hypothetically, water processed from ice could refuel orbiting propellant depots.

Although asteroids and Earth accreted from the same starting materials, Earth's relatively stronger gravity pulled all heavy siderophilic (iron-loving) elements into its core during its molten youth more than four billion years ago. This left the crust depleted of such valuable elements until a rain of asteroid impacts re-infused the depleted crust with metals like gold, cobalt, iron, manganese, molybdenum, nickel, osmium, palladium, platinum, rhenium, rhodium, ruthenium and tungsten (some flow from core to surface does occur, e.g. at the Bushveld Igneous Complex, a famously rich source of platinum-group metals). Today, these metals are mined from Earth's crust, and they are essential for economic and technological progress. Hence, the geologic history of Earth may very well set the stage for a future of asteroid mining.

In 2006, the Keck Observatory announced that the binary Jupiter trojan 617 Patroclus, and possibly large numbers of other Jupiter trojans, are likely extinct comets and consist largely of water ice. Similarly, Jupiter-family comets, and possibly near-Earth asteroids that are extinct comets, might also provide water. The process of in-situ resource utilization—using materials native to space for propellant, thermal management, tankage, radiation shielding, and other high-mass components of space infrastructure—could lead to radical reductions in its cost. Although whether these cost reductions could be achieved, and if achieved would offset the enormous infrastructure investment required, is unknown.

From the astrobiological perspective, asteroid prospecting could provide scientific data for the search for extraterrestrial intelligence (SETI). Some astrophysicists have suggested that if advanced extraterrestrial civilizations employed asteroid mining long ago, the hallmarks of these activities might be detectable.

An important factor to consider in target selection is orbital economics, in particular the change in velocity (Δv) and travel time to and from the target. More of the extracted native material must be expended as propellant in higher Δv trajectories, thus less returned as payload. Direct Hohmann trajectories are faster than Hohmann trajectories assisted by planetary and/or lunar flybys, which in turn are faster than those of the Interplanetary Transport Network, but the reduction in transfer time comes at the cost of increased Δv requirements.

Mission Δv (km/s)
Earth surface to LEO 8.0
LEO to near-Earth asteroid 5.5
LEO to lunar surface 6.3
LEO to moons of Mars 8.0

The Easily Recoverable Object (ERO) subclass of Near-Earth asteroids are considered likely candidates for early mining activity. Their low Δv makes them suitable for use in extracting construction materials for near-Earth space-based facilities, greatly reducing the economic cost of transporting supplies into Earth orbit.

The table above shows a comparison of Δv requirements for various missions. In terms of propulsion energy requirements, a mission to a near-Earth asteroid compares favorably to alternative mining missions.

An example of a potential target for an early asteroid mining expedition is 4660 Nereus, expected to be mainly enstatite. This body has a very low Δv compared to lifting materials from the surface of the Moon. However, it would require a much longer round-trip to return the material.

Multiple types of asteroids have been identified but the three main types would include the C-type, S-type, and M-type asteroids:

  • C-type asteroids have a high abundance of water which is not currently of use for mining, but could be used in an exploration effort beyond the asteroid. Mission costs could be reduced by using the available water from the asteroid. C-type asteroids also have high amounts of organic carbon, phosphorus, and other key ingredients for fertilizer which could be used to grow food.
  • S-type asteroids carry little water but are more attractive because they contain numerous metals, including nickel, cobalt, and more valuable metals, such as gold, platinum, and rhodium. A small 10-meter S-type asteroid contains about 650,000 kg (1,433,000 lb) of metal with 50 kg (110 lb) in the form of rare metals like platinum and gold.
  • M-type asteroids are rare but contain up to 10 times more metal than S-types.

A class of "easily retrievable objects" (EROs) was identified by a group of researchers in 2013. Twelve asteroids made up the initially identified group, all of which could be potentially mined with present-day rocket technology. Of 9,000 asteroids searched in the NEO database, these twelve could all be brought into an Earth-accessible orbit by changing their velocity by less than 500 meters per second (1,800 km/h; 1,100 mph). The dozen asteroids range in size from 2 to 20 meters (10 to 70 ft).

Mining considerations

There are four options for mining:

  1. In-space manufacturing (ISM), which may be enabled by biomining.
  2. Bring raw asteroidal material to Earth for use.
  3. Process asteroidal material on-site to bring back only processed materials, and perhaps produce propellant for the return trip.
  4. Transport the asteroid to a safe orbit around the Moon or Earth or to a space station. This can hypothetically allow for most materials to be used and not wasted.

Processing in situ for the purpose of extracting high-value minerals will reduce the energy requirements for transporting the materials, although the processing facilities must first be transported to the mining site. In situ mining will involve drilling boreholes and injecting hot fluid/gas and allow the useful material to react or melt with the solvent and extract the solute. Due to the weak gravitational fields of asteroids, any activities, like drilling, will cause large disturbances and form dust clouds. These might be confined by some dome or bubble barrier. Or else some means of rapidly dissipating any dust could be provided.

Mining operations require special equipment to handle the extraction and processing of ore in outer space. The machinery will need to be anchored to the body, but once in place, the ore can be moved about more readily due to the lack of gravity. However, no techniques for refining ore in zero gravity currently exist. Docking with an asteroid might be performed using a harpoon-like process, where a projectile would penetrate the surface to serve as an anchor; then an attached cable would be used to winch the vehicle to the surface, if the asteroid is both penetrable and rigid enough for a harpoon to be effective.

Due to the distance from Earth to an asteroid selected for mining, the round-trip time for communications will be several minutes or more, except during occasional close approaches to Earth by near-Earth asteroids. Thus any mining equipment will either need to be highly automated, or a human presence will be needed nearby. Humans would also be useful for troubleshooting problems and for maintaining the equipment. On the other hand, multi-minute communications delays have not prevented the success of robotic exploration of Mars, and automated systems would be much less expensive to build and deploy.

Economics

Currently, the quality of the ore and the consequent cost and mass of equipment required to extract it are unknown and can only be speculated on. Some economic analyses indicate that the cost of returning asteroidal materials to Earth far outweighs their market value, and that asteroid mining will not attract private investment at current commodity prices and space transportation costs. Other studies suggest large profit by using solar power. Potential markets for materials can be identified and profit generated if extraction cost is brought down. For example, the delivery of multiple tonnes of water to low Earth orbit for rocket fuel preparation for space tourism could generate significant profit if space tourism itself proves profitable.

In 1997, it was speculated that a relatively small metallic asteroid with a diameter of 1.6 km (1 mi) contains more than US$20 trillion worth of industrial and precious metals. A comparatively small M-type asteroid with a mean diameter of 1 km (0.62 mi) could contain more than two billion metric tons of ironnickel ore, or two to three times the world production of 2004. The asteroid 16 Psyche is believed to contain 1.7×1019 kg of nickel–iron, which could supply the world production requirement for several million years. A small portion of the extracted material would also be precious metals.

Not all mined materials from asteroids would be cost-effective, especially for the potential return of economic amounts of material to Earth. For potential return to Earth, platinum is considered very rare in terrestrial geologic formations and therefore is potentially worth bringing some quantity for terrestrial use. Nickel, on the other hand, is quite abundant on Earth and being mined in many terrestrial locations, so the high cost of asteroid mining may not make it economically viable.

Although Planetary Resources indicated in 2012 that the platinum from a 30-meter-long (98 ft) asteroid could be worth US$25–50 billion, an economist remarked any outside source of precious metals could lower prices sufficiently to possibly doom the venture by rapidly increasing the available supply of such metals.

Development of an infrastructure for altering asteroid orbits could offer a large return on investment.

Scarcity

Scarcity is a fundamental economic problem of humans having seemingly unlimited wants in a world of limited resources. Since Earth's resources are finite, the relative abundance of asteroidal ore gives asteroid mining the potential to provide nearly unlimited resources, which could essentially eliminate scarcity for those materials.

The idea of exhausting resources is not new. In 1798, Thomas Malthus wrote, because resources are ultimately limited, the exponential growth in a population would result in falls in income per capita until poverty and starvation would result as a constricting factor on population. Malthus posited this 227 years ago, and no sign has yet emerged of the Malthus effect regarding raw materials.

  • Proven reserves are deposits of mineral resources that are already discovered and known to be economically extractable under present or similar demand, price and other economic and technological conditions.
  • Conditional reserves are discovered deposits that are not yet economically viable.
  • Indicated reserves are less intensively measured deposits whose data is derived from surveys and geological projections. Hypothetical reserves and speculative resources make up this group of reserves.
  • Inferred reserves are deposits that have been located but not yet exploited.

Continued development in asteroid mining techniques and technology may help to increase mineral discoveries. As the cost of extracting mineral resources, especially platinum group metals, on Earth rises, the cost of extracting the same resources from celestial bodies declines due to technological innovations around space exploration.

Asteroid tracking catalogs such as Asterank estimate about 700 known asteroids with a value exceeding US$100 trillion each.

Financial feasibility

Space ventures are high-risk, with long lead times and heavy capital investment, and that is no different for asteroid-mining projects. These types of ventures could be funded through private investment or through government investment. For a commercial venture, it can be profitable as long as the revenue earned is greater than total costs (costs for extraction and costs for marketing). The costs involving an asteroid-mining venture were estimated to be around US$100 billion in 1996.

There are six categories of cost considered for an asteroid mining venture:

  1. Research and development costs
  2. Exploration and prospecting costs
  3. Construction and infrastructure development costs
  4. Operational and engineering costs
  5. Environmental costs
  6. Time cost

Determining financial feasibility is best represented through net present value. One requirement needed for financial feasibility is a high return on investment estimating around 30%. Example calculation assumes for simplicity that the only valuable material on asteroids is platinum. On 16 August 2016, platinum was valued at $1157 per ounce or $37,000 per kilogram. At a price of $1,340, for a 10% return on investment, 173,400 kg (5,575,000 ozt) of platinum would have to be extracted for every 1,155,000 tons of asteroid ore. For a 50% return on investment 1,703,000 kg (54,750,000 ozt) of platinum would have to be extracted for every 11,350,000 tons of asteroid ore. This analysis assumes that doubling the supply of platinum to the market (5.13 million ounces in 2014) would have no effect on the price of platinum. An economics-based assessment would conclude increasing the supply of platinum without an obvious increase in demand will drive prices downward.

The financial feasibility of asteroid mining with regards to different technical parameters has been presented by Sonter and more recently by Hein et al. They have specifically explored the case where platinum is brought from space to Earth and estimate that economically viable asteroid mining for this specific case would be rather challenging.

Decreases in the price of space access matter. The start of operational use of the low-cost-per-kilogram-in-orbit Spacex Falcon Heavy launch vehicle in 2018 is projected by astronomer Martin Elvis to have increased the extent of economically minable near-Earth asteroids from hundreds to thousands. With the increased availability of several kilometers per second of delta-v that Falcon Heavy provides, it increases the number of NEAs accessible from 3 percent to around 45 percent.

Precedent for joint investment by multiple parties into a long-term venture to mine commodities may be found in the legal concept of a mining partnership, which exists in the state laws of multiple US states including California. In a mining partnership, "[Each] member of a mining partnership shares in the profits and losses thereof in the proportion which the interest or share he or she owns in the mine bears to the whole partnership capital or whole number of shares."

Mining the Asteroid Belt from Mars

Since Mars is much closer to the asteroid belt than Earth is, it would take less Delta-v to get to the asteroid belt and return minerals to Mars. One hypothesis is that the origin of the Moons of Mars (Phobos and Deimos) are actually asteroid captures from the asteroid belt. 16 Psyche in the main belt could have over $10,000 Quadrillion United States dollar worth of minerals. NASA is planning a mission for 10 October 2023 for the Psyche orbiter to launch and get to the asteroid by August 2029 to study. 511 Davida could have $27 quadrillion worth of minerals and resources. Using the moon Phobos to launch spacecraft is energetically favorable and a useful location from which to dispatch missions to main belt asteroids. Mining the asteroid belt from Mars and its moons could help in the Colonization of Mars.

Phobos as a space elevator for Mars

Space elevator Phobos

Phobos is synchronously orbiting Mars, where the same face stays facing the planet at ~6,028 km above the Martian surface. A space elevator could extend from Phobos to Mars 6,000 km, about 28 kilometers from the surface, and just out of the atmosphere of Mars. A similar space elevator cable could extend out 6,000 km the opposite direction that would counterbalance Phobos. In total the space elevator would extend over 12,000 km which would be below Areostationary orbit of Mars (17,032 km). A rocket launch would be needed to get the rocket and cargo to the beginning of the space elevator 28 km above the surface. The surface of Mars is rotating at 0.25 km/s at the equator and the bottom of the space elevator would be rotating around Mars at 0.77 km/s, so only 0.52 km/s of Delta-v would be needed to get to the space elevator. Phobos orbits at 2.15 km/s and the outer most part of the space elevator would rotate around Mars at 3.52 km/s.

Regulation and safety

Space law involves a specific set of international treaties, along with national statutory laws. The system and framework for international and domestic laws have emerged in part through the United Nations Office for Outer Space Affairs. The rules, terms and agreements that space law authorities consider to be part of the active body of international space law are the five international space treaties and five UN declarations. Approximately 100 nations and institutions were involved in negotiations. The space treaties cover many major issues such as arms control, non-appropriation of space, freedom of exploration, liability for damages, safety and rescue of astronauts and spacecraft, prevention of harmful interference with space activities and the environment, notification and registration of space activities, and the settlement of disputes. In exchange for assurances from the space power, the nonspacefaring nations acquiesced to U.S. and Soviet proposals to treat outer space as a commons (res communis) territory which belonged to no one state.

Asteroid mining in particular is covered by both international treaties—for example, the Outer Space Treaty—and national statutory laws—for example, specific legislative acts in the United States and Luxembourg.

Varying degrees of criticism exist regarding international space law. Some critics accept the Outer Space Treaty, but reject the Moon Agreement. The Outer Space Treaty allows private property rights for outer space natural resources once removed from the surface, subsurface or subsoil of the Moon and other celestial bodies in outer space. Thus, international space law is capable of managing newly emerging space mining activities, private space transportation, commercial spaceports and commercial space stations, habitats and settlements. Space mining involving the extraction and removal of natural resources from their natural location is allowable under the Outer Space Treaty. Once removed, those natural resources can be reduced to possession, sold, traded and explored or used for scientific purposes. International space law allows space mining, specifically the extraction of natural resources. It is generally understood within the space law authorities that extracting space resources is allowable, even by private companies for profit. However, international space law prohibits property rights over territories and outer space land.

Astrophysicists Carl Sagan and Steven J. Ostro raised the concern altering the trajectories of asteroids near Earth might pose a collision hazard threat. They concluded that orbit engineering has both opportunities and dangers: if controls instituted on orbit-manipulation technology were too tight, future spacefaring could be hampered, but if they were too loose, human civilization would be at risk.

The Outer Space Treaty

Outer Space Treaty:
  Parties
  Signatories
  Non-parties

After ten years of negotiations between nearly 100 nations, the Outer Space Treaty opened for signature on 27 January 1966. It entered into force as the constitution for outer space on 10 October 1967. The Outer Space Treaty was well received; it was ratified by ninety-six nations and signed by an additional twenty-seven states. The outcome has been that the basic foundation of international space law consists of five (arguably four) international space treaties, along with various written resolutions and declarations. The main international treaty is the Outer Space Treaty of 1967; it is generally viewed as the "Constitution" for outer space. By ratifying the Outer Space Treaty of 1967, ninety-eight nations agreed that outer space would belong to the "province of mankind", that all nations would have the freedom to "use" and "explore" outer space, and that both these provisions must be done in a way to "benefit all mankind".

The province of mankind principle and the other key terms have not yet been specifically defined. Critics have complained that the Outer Space Treaty is vague. Yet, international space law has worked well and has served space commercial industries and interests for many decades. The taking away and extraction of Moon rocks, for example, has been treated as being legally permissible.

The framers of Outer Space Treaty initially focused on solidifying broad terms first, with the intent to create more specific legal provisions later (Griffin, 1981: 733–734). This is why the members of the COPUOS later expanded the Outer Space Treaty norms by articulating more specific understandings which are found in the "three supplemental agreements" – the Rescue and Return Agreement of 1968, the Liability Convention of 1973, and the Registration Convention of 1976.

Hobe (2007) explains that the Outer Space Treaty "explicitly and implicitly prohibits only the acquisition of territorial property rights" but extracting space resources is allowable. It is generally understood within the space law authorities that extracting space resources is allowable, even by private companies for profit. However, international space law prohibits property rights over territories and outer space land. Hobe further explains that there is no mention of "the question of the extraction of natural resources which means that such use is allowed under the Outer Space Treaty" (2007: 211). He also points out that there is an unsettled question regarding the division of benefits from outer space resources in accordance with Article, paragraph 1 of the Outer Space Treaty.

The Moon Agreement

Participation in the Moon Treaty
  Parties
  Signatories
  Non-parties

The Moon Agreement was signed on 18 December 1979, as part of the United Nations Charter and it entered into force in 1984 after a five state ratification consensus procedure, agreed upon by the members of the United Nations Committee on Peaceful Uses of Outer Space (COPUOS). As of September 2019, only 18 nations have signed or ratified the treaty. The other three outer space treaties experienced a high level of international cooperation in terms of signage and ratification, but the Moon Treaty went further than them, by defining the Common Heritage concept in more detail and by imposing specific obligations on the parties engaged in the exploration and/or exploitation of outer space. The Moon Treaty explicitly designates the Moon and its natural resources as part of the Common Heritage of Mankind.

The Article 11 establishes that lunar resources are "not subject to national appropriation by claim of sovereignty, by means of use or occupation, or by any other means". However, exploitation of resources is suggested to be allowed if it is "governed by an international regime" (Article 11.5), but the rules of such regime have not yet been established. S. Neil Hosenball, the NASA General Counsel and chief US negotiator for the Moon Treaty, cautioned in 2018 that negotiation of the rules of the international regime should be delayed until the feasibility of exploitation of lunar resources has been established.

The objection to the treaty by the spacefaring nations is held to be the requirement that extracted resources (and the technology used to that end) must be shared with other nations. The similar regime in the United Nations Convention on the Law of the Sea is believed to impede the development of such industries on the seabed.

The United States, the Russian Federation, and the People's Republic of China (PRC) have neither signed, acceded to, nor ratified the Moon Agreement.

Luxembourg

In February 2016, the Government of Luxembourg said that it would attempt to "jump-start an industrial sector to mine asteroid resources in space" by, among other things, creating a "legal framework" and regulatory incentives for companies involved in the industry. By June 2016, it announced that it would "invest more than US$200 million in research, technology demonstration, and in the direct purchase of equity in companies relocating to Luxembourg". In 2017, it became the "first European country to pass a law conferring to companies the ownership of any resources they extract from space", and remained active in advancing space resource public policy in 2018.

In 2017, Japan, Portugal, and the UAE entered into cooperation agreements with Luxembourg for mining operations in celestial bodies.

In 2018, the Luxembourg Space Agency was created. It provides private companies and organizations working on asteroid mining with financial support.

United States

Some nations are beginning to promulgate legal regimes for extraterrestrial resource extraction. For example, the United States "SPACE Act of 2015"—facilitating private development of space resources consistent with US international treaty obligations—passed the US House of Representatives in July 2015. In November 2015 it passed the United States Senate. On 25 November U.S. President Barack Obama signed the H.R.2262 – U.S. Commercial Space Launch Competitiveness Act into law. The law recognizes the right of U.S. citizens to own space resources they obtain and encourages the commercial exploration and use of resources from asteroids. According to the article § 51303 of the law:

A United States citizen engaged in commercial recovery of an asteroid resource or a space resource under this chapter shall be entitled to any asteroid resource or space resource obtained, including to possess, own, transport, use, and sell the asteroid resource or space resource obtained in accordance with applicable law, including the international obligations of the United States

On 6 April 2020 U.S. President Donald Trump signed the Executive Order on Encouraging International Support for the Recovery and Use of Space Resources. According to the Order:

  • Americans should have the right to engage in commercial exploration, recovery, and use of resources in outer space
  • the US does not view space as a "global commons"
  • the US opposes the Moon Agreement

Environmental impact

A positive impact of asteroid mining has been conjectured as being an enabler of transferring industrial activities into space, such as energy generation. A quantitative analysis of the potential environmental benefits of water and platinum mining in space has been developed, where potentially large benefits could materialize, depending on the ratio of material mined in space and mass launched into space.

Asteroid mining, or off-Earth Mining (OEM), is occasionally promoted as a sustainable alternative to terrestrial extraction, with the potential to reduce ecological degradation on Earth. Metals such as platinum and palladium, which are comparatively scarce on Earth but more abundant in some near-Earth asteroids (NEAs) such as 16 Psyche are likely to be primary targets for future resource return missions. However, growing academic and environmental scrutiny suggests this narrative may oversimplify the complex, and often negative, environmental implications of OEM.

Space debris

Mining on asteroids is expected to generate large amounts of dust due to the fine-grained nature of regolith on these bodies. This dust is not only abrasive, due to a high glass content, but can also be sticky, clinging to equipment and spacesuits. Previous missions, such as all 6 Apollo missions (11, 12, 14, 15, 16, and 17) reported serious issues with lunar dust (similar dust can occur on asteroids) interfering with mechanical systems, visibility, and even posing health risks to astronauts. Similar challenges are anticipated during asteroid mining, where dust may travel significant distances and impact nearby operations. Managing this risk will be crucial for the environmental and technical success of future OEM activities

Asteroid mining has the potential to worsen the existing issue of space debris, particularly if large-scale operations are introduced without adequate regulation. These missions are likely to involve multiple spacecraft, automated mining systems, and transportation vehicles, all of which carry the risk of contributing additional debris to orbit. Fragments of rock, dust, or equipment failures during extraction or transit phases could increase congestion in already crowded orbital pathways. This would heighten the risk of in-orbit collisions, contributing to what is known as the Kessler syndrome, a scenario where debris collisions generate more debris, leading to a self-perpetuating cascade effect. Kessler's Syndrome poses serious risks to satellite functionality, potentially disrupting essential services and utilities and significantly impacting global stability. According to the European Space Agency over 36,000 objects larger than 10 cm are currently being tracked in Earth's orbit, and so if mitigation strategies are not put in place, asteroid mining could significantly impact the long-term safety and sustainability of space activities.

Contamination of celestial bodies

Although OEM will differ in many ways from operations on Earth, the risk of contamination from spills or accidents remains an important concern. On Earth, spills from mining and processing have caused long-term environmental damage that has often been difficult to reverse. It's crucial that similar risks are taken seriously in space, with strong safeguards and contingency plans in place from the outset.

Rare earth mining on Earth has severe health and environmental consequences, including radioactive contamination of waterways, increased rates of cancer in affected communities, arsenic poisoning, and long-term degradation of soil and water systems. While these impacts are terrestrial, the same extractive logic based on environmental sacrifice and regulatory avoidance, could be extended to off-Earth contexts. If left unregulated, OEM could lead to similar disregard for the integrity of planetary bodies, treating them as consequence-free zones for contamination.

Several asteroids are thought to be relatively untouched since the early formation of the solar system, making them valuable targets for scientific research. These bodies may contain important clues about the distribution of water, the presence of organic compounds, and the conditions under which planets formed.

Planetary protection is a set of international guidelines designed to prevent harmful contamination of celestial bodies. For example, although most asteroids are not expected to support life, the accidental introduction of Earth-based microbes or substances could still compromise their natural state. The Committee on Space Research (COSPAR) also outlines procedures to minimise biological contamination, but enforcement may become increasingly difficult as commercial missions expand into deep space.

Unsustainable mining techniques

Mining techniques, such as surface excavation, thermal extraction and electrostatic separation could permanently disturb their physical and chemical makeup, limiting future opportunities for scientific study.

I. Pneumatic excavation is considered one of the least sustainable techniques due to its high energy requirements and potential to generate hazardous debris in microgravity environments.

II. Thermal and chemical extraction can be extremely energy-intensive and may leave behind harmful by-products, raising concerns about long-term environmental impacts.

III. Electrostatic separation, while effective in theory, poses sustainability challenges in space due to its significant power demands and sensitivity to environmental conditions.

Landscape changes

The geology and geomorphology of celestial bodies offer important insights into the history of the Solar System and the formation of asteroids, moons and terrestrial planets. Changes to these features because of OEM could be detrimental to scientific research. Without flowing water, landscapes on bodies such as the Moon change very slowly, shaped mainly by meteorite impacts. This means that any anthropogenic changes could be effectively permanent or at least, long-term.

The scale of OEM proposals varies; some may involve extensive regolith excavation, potentially altering key geomorphological features, while others may have minimal impact. Effects on geological formations such as layers, hollows and caverns should be considered.

On Earth, mining often leads to temporary or permanent landscape changes, and sites suitable for OEM may also be targeted for future human settlement. Irreversible alterations could reduce the habitability of these areas. Therefore, OEM planning should consider how landscape changes might be minimised, reversed, or adapted to support post-mining uses.

Carbon emissions and atmospheric impact

Although asteroid mining takes place beyond Earth's atmosphere, it still carries significant environmental consequences here on Earth, particularly in relation to carbon emissions. The process relies heavily on regular rocket launches, which currently emit pollutants such as black carbon, water vapour, and nitrogen oxides into the stratosphere. These particles can disrupt atmospheric chemistry and contribute to ozone layer depletion and radiative forcing, both of which are linked to climate change. Unlike emissions released at lower altitudes, pollutants in the upper atmosphere remain for longer periods due to the lack of rain. As demand for space-based operations grows, including those related to asteroid mining, the environmental burden of launch emissions could become increasingly significant. Unregulated growth in the space sector may lead to measurable impacts on Earth's climate systems over time.

Demonstrating technological capacity

Missions demonstrating technological capacity and capability are precursors enabling the complex solutions necessary for extra-terrestrial resource exploitation and mining.

Space mission firsts by country

Technological "stepping stones" comprise capabilities including flying by the object, orbiting the object, landing on the object, roving on the surface of the object, and returning a sample from an exterrestrial object. Here are the list of "first" successful missions by country:

Nation Flyby Orbit Land Rover Return sample
Moon
China Chang'e 1 (2007) Chang'e 1 (2007) Chang'e 3 (2013) Chang'e 3 (2013) Chang'e 5 (2020)
European Union
SMART-1 (2003)


India Chandrayaan-1 (2008) Chandrayaan-1 (2008) Chandrayaan-3 (2023) Pragyan (2023)
Japan Hiten (1990) Hiten (1992) SLIM (2024) LEV-1 (2024)
Soviet Union Luna 1 (1959) Luna 10 (1966) Lunokhod 1 (1970) Lunokhod 1 (1970) Luna 16 (1970)
United States Pioneer 4 (1959) Lunar Orbiter 1 (1966) Surveyor 1 (1966) Apollo 15 (1971) Apollo 11 (1969)
Planet (e.g. Mars, Venus, etc.)
China Tianwen-1 (2021) Tianwen-1 (2021) Tianwen-1 (2021) Zhurong (2021)
Soviet Union Venera 1 (1961) Mars 2 (1971) Venera 7 (1970)

United States Mariner 2 (1962) Mariner 9 (1971) Viking 1 (1976) Sojourner (1997)
Minor planet, asteroid, comet
China Chang'e 2 (2012)



European Union ICE (1985) Rosetta (2014) Rosetta (2014)

Japan Suisei (1986) Hayabusa (2005) Hayabusa (2005)
Hayabusa (2010)
Soviet Union Vega 1 (1986)



United States ICE (1985) NEAR (1997) NEAR (2001)
Stardust (2006)

Additional completed and ongoing missions

  • Hayabusa2 (completed) – JAXA asteroid sample return mission (arrived at the target in 2018, returned sample in 2020)
  • OSIRIS-REx (completed) – NASA asteroid sample return mission (launched on 8 September 2016, arrived at target 2020, returned sample on 24 September 2023)
  • Tianwen-2 (ongoing) – ongoing CNSA asteroid sample return mission (will arrive at the target in 2026, will return sample in 2027)

Proposed Missions

Many missions have been initiated by both sovereign and commercial players to advance technologies necessary to support extra-planetary resource exploitation, including mining, as shown in the table below. For purposes of tracking technology development, this table includes missions with lunar, asteroid, planetary, and comet mission targets.

Nation Organization Inception Date Mission Purpose Status
United States SpaceDev 1997 Near Earth Asteroid Prospector asteroid prospecting Canceled
Russia Roskomos 2009 Fobos-Grunt 2 sample return mission to Phobos stranded in earth orbit (Nov 2011)
United States NASA 2012-09 Robotic Asteroid Prospector examine and evaluate the feasibility of asteroid mining in terms of means, methods, and systems. canceled (Apr 2018)
United States Kepler Energy and Space Engineering 2013-05 Cornucopia automated mining to collect 40 tons of asteroid regolith and return to low Earth orbit by 2020. status unknown
United States NASA 2018 VIPER rover prospect for lunar resources canceled (Jul 2024)
United States AstroForge 2022-05 Brokkr-1, Odin, and Vestri develop technologies & spacecraft for prospecting, mining, and refining platinum from near-earth asteroids TBD

Other precursor activities

Asteroid cataloging

To support the cataloging of potentially dangerous asteroids, NASA announced in September 2019 that a space-based infrared telescope will be developed and launched. NASA/JPL is developing the NEO Surveyor mission with budget from NASA's Planetary Defense Coordination Office, within the Planetary Science Division. Launch is planned for June 2028.

Private organizations including the B612 Foundation have conducted related research to help detect asteroids that could one day strike Earth, and find the technological means to divert their path to avoid such collisions. Plans have included a design and build a privately financed asteroid-finding space telescope, Sentinel in 2013. When private fundraising did not achieve goals, the program was canceled and the Foundation pursued alternate approaches using a constellation of much smaller spacecraft In August 2023, the Asteroid Institute, a program of the B612 foundation, announced the availability of the Asteroid Discovery Analysis and Mapping (ADAM) platform to enable ready public access to asteroid orbit data and related resources.

In fiction

An astronaut mining an asteroid in the video game Space Engineers

The first mention of asteroid mining in science fiction is regarded to be Garrett P. Serviss' story Edison's Conquest of Mars, published in the New York Evening Journal in 1898. Several science-fiction video games include asteroid mining.

Logical reasoning

From Wikipedia, the free encyclopedia https://en.wikipedia.org/wiki/Logical_reasoning   Logical reasoni...