The quantum harmonic oscillator is the quantum-mechanical analog of the classical harmonic oscillator. Because an arbitrary smooth potential can usually be approximated as a harmonic potential at the vicinity of a stable equilibrium point, it is one of the most important model systems in quantum mechanics. Furthermore, it is one of the few quantum-mechanical systems for which an exact, analytical solution is known.
One-dimensional harmonic oscillator
Hamiltonian and energy eigenstates
The Hamiltonian of the particle is:
The time-independent Schrödinger equation is,
Then solve the differential equation representing this eigenvalue problem in the coordinate basis, for the wave function ⟨x|ψ⟩ = ψ(x), using a spectral method. It turns out that there is a family of solutions. In this basis, they amount to Hermite functions,
The functions Hn are the physicists' Hermite polynomials,
The corresponding energy levels are
This energy spectrum is noteworthy for three reasons. First, the energies are quantized, meaning that only discrete energy values (integer-plus-half multiples of ħω) are possible; this is a general feature of quantum-mechanical systems when a particle is confined. Second, these discrete energy levels are equally spaced, unlike in the Bohr model of the atom, or the particle in a box. Third, the lowest achievable energy (the energy of the n = 0 state, called the ground state) is not equal to the minimum of the potential well, but ħω/2 above it; this is called zero-point energy. Because of the zero-point energy, the position and momentum of the oscillator in the ground state are not fixed (as they would be in a classical oscillator), but have a small range of variance, in accordance with the Heisenberg uncertainty principle.
The ground state probability density is concentrated at the origin, which means the particle spends most of its time at the bottom of the potential well, as one would expect for a state with little energy. As the energy increases, the probability density peaks at the classical "turning points", where the state's energy coincides with the potential energy. (See the discussion below of the highly excited states.) This is consistent with the classical harmonic oscillator, in which the particle spends more of its time (and is therefore more likely to be found) near the turning points, where it is moving the slowest. The correspondence principle is thus satisfied. Moreover, special nondispersive wave packets, with minimum uncertainty, called coherent states oscillate very much like classical objects, as illustrated in the figure; they are not eigenstates of the Hamiltonian.
Ladder operator method
The "ladder operator" method, developed by Paul Dirac, allows extraction of the energy eigenvalues without directly solving the differential equation. It is generalizable to more complicated problems, notably in quantum field theory. Following this approach, we define the operators a and its adjoint a†,
These operators lead to the useful representation of and ,
The operator a is not Hermitian, since itself and its adjoint a† are not equal. The energy eigenstates |n⟩ (also known as Fock states), when operated on by these ladder operators, give
It is then evident that a†, in essence, appends a single quantum of energy to the oscillator, while a removes a quantum. For this reason, they are sometimes referred to as "creation" and "annihilation" operators.
From the relations above, we can also define a number operator N, which has the following property:
The following commutators can be easily obtained by substituting the canonical commutation relation,
And the Hamilton operator can be expressed as
so the eigenstate of N is also the eigenstate of energy.
The commutation property yields
and similarly,
This means that a acts on |n⟩ to produce, up to a multiplicative constant, |n–1⟩, and a† acts on |n⟩ to produce |n+1⟩. For this reason, a is called a annihilation operator ("lowering operator"), and a† a creation operator ("raising operator"). The two operators together are called ladder operators. In quantum field theory, a and a† are alternatively called "annihilation" and "creation" operators because they destroy and create particles, which correspond to our quanta of energy.
Given any energy eigenstate, we can act on it with the lowering operator, a, to produce another eigenstate with ħω less energy. By repeated application of the lowering operator, it seems that we can produce energy eigenstates down to E = −∞. However, since
the smallest eigen-number is 0, and
In this case, subsequent applications of the lowering operator will just produce zero kets, instead of additional energy eigenstates. Furthermore, we have shown above that
Finally, by acting on |0⟩ with the raising operator and multiplying by suitable normalization factors, we can produce an infinite set of energy eigenstates
such that
Arbitrary eigenstates can be expressed in terms of |0⟩,
Analytical questions
The preceding analysis is algebraic, using only the commutation relations between the raising and lowering operators. Once the algebraic analysis is complete, one should turn to analytical questions. First, one should find the ground state, that is, the solution of the equation . In the position representation, this is the first-order differential equation
Explicitly connecting with the previous section, the ground state |0⟩ in the position representation is determined by ,
Natural length and energy scales
The quantum harmonic oscillator possesses natural scales for length and energy, which can be used to simplify the problem. These can be found by nondimensionalization.
The result is that, if energy is measured in units of ħω and distance in units of √ħ/(mω), then the Hamiltonian simplifies to
To avoid confusion, these "natural units" will mostly not be adopted in this article. However, they frequently come in handy when performing calculations, by bypassing clutter.
For example, the fundamental solution (propagator) of H − i∂t, the time-dependent Schrödinger operator for this oscillator, simply boils down to the Mehler kernel,
Coherent states
The coherent states (also known as Glauber states) of the harmonic oscillator are special nondispersive wave packets, with minimum uncertainty σx σp = ℏ⁄2, whose observables' expectation values evolve like a classical system. They are eigenvectors of the annihilation operator, not the Hamiltonian, and form an overcomplete basis which consequentially lacks orthogonality.
The coherent states are indexed by α ∈ C and expressed in the |n⟩ basis as
Because and via the Kermack-McCrae identity, the last form is equivalent to a unitary displacement operator acting on the ground state: . The position space wave functions are
Since coherent states are not energy eigenstates, their time evolution is not a simple shift in wavefunction phase. The time-evolved states are, however, also coherent states but with phase-shifting parameter α instead: .
Highly excited states
When n is large, the eigenstates are localized into the classical allowed region, that is, the region in which a classical particle with energy En can move. The eigenstates are peaked near the turning points: the points at the ends of the classically allowed region where the classical particle changes direction. This phenomenon can be verified through asymptotics of the Hermite polynomials, and also through the WKB approximation.
The frequency of oscillation at x is proportional to the momentum p(x) of a classical particle of energy En and position x. Furthermore, the square of the amplitude (determining the probability density) is inversely proportional to p(x), reflecting the length of time the classical particle spends near x. The system behavior in a small neighborhood of the turning point does not have a simple classical explanation, but can be modeled using an Airy function. Using properties of the Airy function, one may estimate the probability of finding the particle outside the classically allowed region, to be approximately
Phase space solutions
In the phase space formulation of quantum mechanics, eigenstates of the quantum harmonic oscillator in several different representations of the quasiprobability distribution can be written in closed form. The most widely used of these is for the Wigner quasiprobability distribution.
The Wigner quasiprobability distribution for the energy eigenstate |n⟩ is, in the natural units described above,
Meanwhile, the Husimi Q function of the harmonic oscillator eigenstates have an even simpler form. If we work in the natural units described above, we have
N-dimensional isotropic harmonic oscillator
The one-dimensional harmonic oscillator is readily generalizable to N dimensions, where N = 1, 2, 3, …. In one dimension, the position of the particle was specified by a single coordinate, x. In N dimensions, this is replaced by N position coordinates, which we label x1, …, xN. Corresponding to each position coordinate is a momentum; we label these p1, …, pN. The canonical commutation relations between these operators are
The Hamiltonian for this system is
As the form of this Hamiltonian makes clear, the N-dimensional harmonic oscillator is exactly analogous to N independent one-dimensional harmonic oscillators with the same mass and spring constant. In this case, the quantities x1, ..., xN would refer to the positions of each of the N particles. This is a convenient property of the r2 potential, which allows the potential energy to be separated into terms depending on one coordinate each.
This observation makes the solution straightforward. For a particular set of quantum numbers the energy eigenfunctions for the N-dimensional oscillator are expressed in terms of the 1-dimensional eigenfunctions as:
In the ladder operator method, we define N sets of ladder operators,
By an analogous procedure to the one-dimensional case, we can then show that each of the ai and a†i operators lower and raise the energy by ℏω respectively. The Hamiltonian is
The energy levels of the system are
As in the one-dimensional case, the energy is quantized. The ground state energy is N times the one-dimensional ground energy, as we would expect using the analogy to N independent one-dimensional oscillators. There is one further difference: in the one-dimensional case, each energy level corresponds to a unique quantum state. In N-dimensions, except for the ground state, the energy levels are degenerate, meaning there are several states with the same energy.
The degeneracy can be calculated relatively easily. As an example, consider the 3-dimensional case: Define n = n1 + n2 + n3. All states with the same n will have the same energy. For a given n, we choose a particular n1. Then n2 + n3 = n − n1. There are n − n1 + 1 possible pairs {n2, n3}. n2 can take on the values 0 to n − n1, and for each n2 the value of n3 is fixed. The degree of degeneracy therefore is:
This arises due to the constraint of putting N quanta into a state ket where and , which are the same constraints as in integer partition.
Example: 3D isotropic harmonic oscillator
The Schrödinger equation for a particle in a spherically-symmetric three-dimensional harmonic oscillator can be solved explicitly by separation of variables; see this article for the present case. This procedure is analogous to the separation performed in the hydrogen-like atom problem, but with a different spherically symmetric potential
The solution to the equation is:
- is a normalization constant; ;
are generalized Laguerre polynomials; The order k of the polynomial is a non-negative integer;
- is a spherical harmonic function;
- ħ is the reduced Planck constant:
The energy eigenvalue is
Because k is a non-negative integer, for every even n we have ℓ = 0, 2, …, n − 2, n and for every odd n we have ℓ = 1, 3, …, n − 2, n . The magnetic quantum number m is an integer satisfying −ℓ ≤ m ≤ ℓ, so for every n and ℓ there are 2ℓ + 1 different quantum states, labeled by m . Thus, the degeneracy at level n is
Applications
Harmonic oscillators lattice: phonons
The notation of a harmonic oscillator can be extended to a one-dimensional lattice of many particles. Consider a one-dimensional quantum mechanical harmonic chain of N identical atoms. This is the simplest quantum mechanical model of a lattice, and we will see how phonons arise from it. The formalism that we will develop for this model is readily generalizable to two and three dimensions.
As in the previous section, we denote the positions of the masses by x1, x2, …, as measured from their equilibrium positions (i.e. xi = 0 if the particle i is at its equilibrium position). In two or more dimensions, the xi are vector quantities. The Hamiltonian for this system is
We introduce, then, a set of N "normal coordinates" Qk, defined as the discrete Fourier transforms of the xs, and N "conjugate momenta" Π defined as the Fourier transforms of the ps,
The quantity kn will turn out to be the wave number of the phonon, i.e. 2π divided by the wavelength. It takes on quantized values, because the number of atoms is finite.
This preserves the desired commutation relations in either real space or wave vector space
From the general result
The Hamiltonian may be written in wave vector space as
Note that the couplings between the position variables have been transformed away; if the Qs and Πs were hermitian (which they are not), the transformed Hamiltonian would describe N uncoupled harmonic oscillators.
The form of the quantization depends on the choice of boundary conditions; for simplicity, we impose periodic boundary conditions, defining the (N + 1)-th atom as equivalent to the first atom. Physically, this corresponds to joining the chain at its ends. The resulting quantization is
The upper bound to n comes from the minimum wavelength, which is twice the lattice spacing a, as discussed above.
The harmonic oscillator eigenvalues or energy levels for the mode ωk are
If we ignore the zero-point energy then the levels are evenly spaced at
So an exact amount of energy ħω, must be supplied to the harmonic oscillator lattice to push it to the next energy level. In analogy to the photon case when the electromagnetic field is quantised, the quantum of vibrational energy is called a phonon.
All quantum systems show wave-like and particle-like properties. The particle-like properties of the phonon are best understood using the methods of second quantization and operator techniques described elsewhere.
In the continuum limit, a → 0, N → ∞, while Na is held fixed. The canonical coordinates Qk devolve to the decoupled momentum modes of a scalar field, , whilst the location index i (not the displacement dynamical variable) becomes the parameter x argument of the scalar field, .
Molecular vibrations
- The vibrations of a diatomic molecule are an example of a two-body version of the quantum harmonic oscillator. In this case, the angular frequency is given by where is the reduced mass and and are the masses of the two atoms.
- The Hooke's atom is a simple model of the helium atom using the quantum harmonic oscillator.
- Modelling phonons, as discussed above.
- A charge with mass in a uniform magnetic field is an example of a one-dimensional quantum harmonic oscillator: Landau quantization.