Christian denominations have a variety of beliefs about sexual orientation, including beliefs about same-sex sexual practices and asexuality.
Denominations differ in the way they treat lesbian, bisexual, and gay
people; variously, such people may be barred from membership, accepted
as laity, or ordained as clergy, depending on the denomination. As asexuality is relatively new to public discourse, few Christian denominations discuss it. Asexuality may be considered the lack of a sexual orientation, or one of the four variations thereof, alongside heterosexuality, homosexuality, bisexuality, and pansexuality.
Following the lead of Yale scholar John Boswell, it has been argued that a number of early Christians (such as Saints Sergius and Bacchus) entered into homosexual relationships,
and that certain Biblical figures had homosexual relationships, despite
Biblical injunctions against sexual relationships between members of
the same sex. Examples cited are Ruth and her mother-in-law Naomi, Daniel and the court official Ashpenaz, and, most famously, David and King Saul's son Jonathan.
The story of David and Jonathan has been described as "biblical Judeo-Christianity's most influential justification of homoerotic love". The relationship between David and Jonathan is mainly covered in the Old Testament First Book of Samuel,
as part of the story of David's ascent to power. The mainstream view
found in modern biblical exegesis argues that the relationship between
the two is merely a close platonicfriendship. However, a few have interpreted the love between David and Jonathan as romantic or sexual.
Although David was married (to many women), he articulates a
distinction between his relationship with Jonathan and the bonds he
shares with women.
Another biblical hero, Noah, best known for his building an ark to save animals and worthy people from a divinely caused flood, later became a wine-maker. One day he drank too much wine, and fell asleep naked in his tent. When his son Ham entered the tent, he saw his father naked, and his son, Canaan was cursed
with banishment and possibly slavery. In Jewish tradition, it is also
suggested that Ham had anal sex with Noah or castrated him.
While highly controversial, attempts have been made to hold up certain Christian saints as positive examples of homosexuality in Church history:
Saints Sergius and Bacchus:
Sergius and Bacchus's close relationship has led some modern
commentators to believe they were lovers. The most popular evidence for
this view is that the oldest text of their martyrology, in the Greek
language, describes them as "erastai", or lovers. Historian John Boswell considered their relationship to be an example of an early Christian same-sex union, reflecting his contested view of tolerant early Christians attitudes toward homosexuality. The official stance of the Eastern Orthodox Church is that the ancient Eastern tradition of adelphopoiia,
which was done to form a "brotherhood" in the name of God, and is
traditionally associated with these two saints, had no sexual
implications.
Saint Sebastian has been called the world's first gay icon.
The combination of his strong, shirtless physique, the symbolism of the
arrows penetrating his body, and the look on his face of rapturous pain
have intrigued artists for centuries, and began the first explicitly
gay cult in the 19th century.
Richard A. Kaye wrote, "contemporary gay men have seen in Sebastian at
once a stunning advertisement for homosexual desire (indeed, a
homoerotic ideal), and a prototypical portrait of tortured closet case."
Eunuchs
The
extent and even the existence of religious castration among Christians,
with members of the early church castrating themselves for religious
purposes, is subject to debate. The early theologian Origen found scriptural justification for the practice in Matthew 19:12,. where Jesus
says, "For there are eunuchs who have been so from birth, and there are
eunuchs who have been made eunuchs by others, and there are eunuchs who
have made themselves eunuchs for the sake of the kingdom of heaven. Let
anyone accept this who can." (NRSV)
In describing Jesus as a spado and Paul of Tarsus as a castratus in his book De Monogamia, Tertullian, a 2nd-century Church Father, used Latin words that denoted eunuchs to refer to virginity and continence.
The significance of the selection of the Ethiopian eunuch as
being the first gentile convert has been discussed as representative of
inclusion of a sexual minority in the context of the time.
Christianity has traditionally regarded male homosexual behavior to be an immoral practice, or sinful, and most major Christian movements continue to hold this view.
The Metropolitan Community Church has been founded specifically to serve the Christian LGBT community. Its founder, Troy Perry,
was the first minister to conduct a same-sex marriage in public, as
well as filing the first lawsuit for legal recognition of same-sex
marriages in the United States.
Male homosexuality
Studies in the US show more LGBT individuals identify as Protestant than Catholic.
Lesbianism
Lesbians
face different social and cultural preconceptions than gay men. Their
experience in Christianity is sometimes dissimilar to that of gay men,
although lesbianism has also traditionally been considered a sin within
the religion.
In 1982, lesbian members of DignityUSA founded the Conference for Catholic Lesbians out of concern that DignityUSA was too oriented toward males.
In 1986 the Evangelical and Ecumenical Women's Caucus
(EEWC), then known as the Evangelical Women's Caucus International,
passed a resolution stating: "Whereas homosexual people are children of
God, and because of the biblical mandate of Jesus Christ that we are all
created equal in God's sight, and in recognition of the presence of the
lesbian minority in EWCI, EWCI takes a firm stand in favor of civil
rights protection for homosexual persons."
A survey of self-identified lesbian women found a "dissonance"
between their religious and sexual identities. This dissonance
correlated with being an evangelical Christian before coming out.
Bisexuality
Very
few churches have released statements about bisexuality, and research
into the bisexual Christian community has been affected by the fact that
bisexual Christians are often considered the same as lesbian and gay
Christians. However, in 1972, a Quaker group, the Committee of Friends on Bisexuality, issued the "Ithaca Statement on Bisexuality" supporting bisexuals.
The Statement, which may have been "the first public declaration of the
bisexual movement" and "was certainly the first statement on
bisexuality issued by an American religious assembly," appeared in the
Quaker Friends Journal and The Advocate in 1972. Today Quakers have varying opinions on LGBT people and rights, with some Quaker groups more accepting than others.
As asexuality
is relatively new to public discourse, few Christian denominations
discuss it and the Bible does not clearly state a view on it. However, some Christian publications have recently made statements on the subject. In the Christian magazine Vision,
David Nantais, S.J. and Scott Opperman, S.J. wrote in 2002, "Question:
What do you call a person who is asexual? Answer: Not a person. Asexual
people do not exist. Sexuality is a gift from God and thus a fundamental
part of our human identity. Those who repress their sexuality are not
living as God created them to be: fully alive and well. As such, they're
most likely unhappy people with which to live." But in contrast, Lisa Petriello wrote the article "Why We Christians Should Accept Asexuals", which was published in 2020 in Katy Christian Magazine.
In this article, she points out that there is nothing in the bible
condemning asexuality, also mentioning that both Jesus and Saint Paul
were asexual.
The word "prejudice" can also refer to unfounded or pigeonholed beliefs and it may apply to "any unreasonable attitude that is unusually resistant to rational influence". Gordon Allport
defined prejudice as a "feeling, favorable or unfavorable, toward a
person or thing, prior to, or not based on, actual experience". Auestad
(2015) defines prejudice as characterized by "symbolic transfer",
transfer of a value-laden meaning content onto a socially-formed
category and then on to individuals who are taken to belong to that
category, resistance to change, and overgeneralization.
Etymology
The word prejudice has been used since Middle English around the year 1300. It comes from the Old French word préjudice, which comes from Latin praeiūdicium which comes from prae (before) and iūdicium (judgment).
Historical approaches
The first psychological research conducted on prejudice occurred in the 1920s. This research attempted to prove white supremacy.
One article from 1925 which reviewed 73 studies on race concluded that
the studies seemed "to indicate the mental superiority of the white
race".
These studies, along with other research, led many psychologists to
view prejudice as a natural response to races believed to be inferior.
In the 1930s and 1940s, this perspective began to change due to the increasing concern about anti-Semitism due to the ideology of the Nazis. At the time, theorists viewed prejudice as pathological and they thus looked for personality syndromes linked with racism. Theodor Adorno believed that prejudice stemmed from an authoritarian personality;
he believed that people with authoritarian personalities were the most
likely to be prejudiced against groups of lower status. He described
authoritarians as "rigid thinkers who obeyed authority, saw the world as
black and white, and enforced strict adherence to social rules and hierarchies".
In 1954, Gordon Allport, in his classic work The Nature of Prejudice,
linked prejudice to categorical thinking. Allport claimed that
prejudice is a natural and normal process for humans. According to him,
"The human mind must think with the aid of categories... Once formed,
categories are the basis for normal prejudgment. We cannot possibly
avoid this process. Orderly living depends upon it." In his book, he emphasizes the importance of the contact hypothesis.
This theory posits that contact between different (ethnic) groups can
reduce prejudices against those groups. Allport acknowledges the
importance of the circumstances in which such contact occurs. He has
attached conditions to it to promote positive contact and reduce
prejudices.
In the 1970s, research began to show that prejudice tends to be based on favoritism towards one's own groups, rather than negative feelings towards another group. According to Marilyn Brewer, prejudice "may develop not because outgroups are hated, but because positive emotions such as admiration, sympathy, and trust are reserved for the ingroup".
In 1979, Thomas Pettigrew described the ultimate attribution error
and its role in prejudice. The ultimate attribution error occurs when
ingroup members "(1) attribute negative outgroup behavior to
dispositional causes (more than they would for identical ingroup
behavior), and (2) attribute positive outgroup behavior to one or more
of the following causes: (a) a fluke or exceptional case, (b) luck or
special advantage, (c) high motivation and effort, and (d) situational
factors"/
Young-Bruehl
(1996) argued that prejudice cannot be treated in the singular; one
should rather speak of different prejudices as characteristic of
different character types. Her theory defines prejudices as being social
defences, distinguishing between an obsessional character structure,
primarily linked with anti-semitism, hysterical characters, primarily
associated with racism, and narcissistic characters, linked with sexism.
Contemporary theories and empirical findings
The out-group homogeneity
effect is the perception that members of an out-group are more similar
(homogenous) than members of the in-group. Social psychologists
Quattrone and Jones conducted a study demonstrating this with students
from the rival schools Princeton University and Rutgers University.
Students at each school were shown videos of other students from each
school choosing a type of music to listen to for an auditory perception
study. Then the participants were asked to guess what percentage of the
videotaped students' classmates would choose the same. Participants
predicted a much greater similarity between out-group members (the rival
school) than between members of their in-group.
The justification-suppression model of prejudice was created by Christian Crandall and Amy Eshleman. This model explains that people face a conflict between the desire to express prejudice and the desire to maintain a positive self-concept.
This conflict causes people to search for justification for disliking
an out-group, and to use that justification to avoid negative feelings (cognitive dissonance) about themselves when they act on their dislike of the out-group.
The realistic conflict theory states that competition between limited resources
leads to increased negative prejudices and discrimination. This can be
seen even when the resource is insignificant. In the Robber's Cave
experiment,
negative prejudice and hostility was created between two summer camps
after sports competitions for small prizes. The hostility was lessened
after the two competing camps were forced to cooperate on tasks to
achieve a common goal.
Another contemporary theory is the integrated threat theory (ITT), which was developed by Walter G Stephan.
It draws from and builds upon several other psychological explanations
of prejudice and ingroup/outgroup behaviour, such as the realistic
conflict theory and symbolic racism. It also uses the social identity theory
perspective as the basis for its validity; that is, it assumes that
individuals operate in a group-based context where group memberships
form a part of individual identity. ITT posits that outgroup prejudice
and discrimination is caused when individuals perceive an outgroup to be
threatening in some way. ITT defines four threats:
Realistic threats
Symbolic threats
Intergroup anxiety
Negative stereotypes
Realistic threats are tangible, such as competition for a natural
resource or a threat to income. Symbolic threats arise from a perceived
difference in cultural values between groups or a perceived imbalance of
power (for example, an ingroup perceiving an outgroup's religion as
incompatible with theirs). Intergroup anxiety is a feeling of uneasiness
experienced in the presence of an outgroup or outgroup member, which
constitutes a threat because interactions with other groups cause
negative feelings (e.g., a threat to comfortable interactions). Negative
stereotypes are similarly threats, in that individuals anticipate
negative behaviour from outgroup members in line with the perceived
stereotype (for example, that the outgroup is violent). Often these
stereotypes are associated with emotions such as fear and anger. ITT
differs from other threat theories by including intergroup anxiety and
negative stereotypes as threat types.
Additionally, social dominance theory
states that society can be viewed as group-based hierarchies. In
competition for scarce resources such as housing or employment, dominant
groups create prejudiced "legitimizing myths" to provide moral and
intellectual justification for their dominant position over other groups
and validate their claim over the limited resources.
Legitimizing myths, such as discriminatory hiring practices or biased
merit norms, work to maintain these prejudiced hierarchies.
Prejudice can be a central contributing factor to depression.
This can occur in someone who is a prejudice victim, being the target
of someone else's prejudice, or when people have prejudice against
themselves that causes their own depression.
Paul Bloom argues that while prejudice can be irrational and have
terrible consequences, it is natural and often quite rational. This is
because prejudices are based on the human tendency to categorise objects
and people based on prior experience. This means people make
predictions about things in a category based on prior experience with
that category, with the resulting predictions usually being accurate
(though not always). Bloom argues that this process of categorisation
and prediction is necessary for survival and normal interaction, quoting
William Hazlitt, who stated "Without the aid of prejudice and custom, I
should not be able to find my way my across the room; nor know how to
conduct myself in any circumstances, nor what to feel in any relation of
life".
In recent years, researchers have argued that the study of
prejudice has been traditionally too narrow. It is argued that since
prejudice is defined as a negative affect towards members of a group,
there are many groups against whom prejudice is acceptable (such as
rapists, men who abandon their families, pedophiles, neo-Nazis,
drink-drivers, queue jumpers, murderers etc.), yet such prejudices are
not studied. It has been suggested that researchers have focused too
much on an evaluative approach to prejudice, rather than a descriptive
approach, which looks at the actual psychological mechanisms behind
prejudiced attitudes. It is argued that this limits research to targets
of prejudice to groups deemed to be receiving unjust treatment, while
groups researchers deem treated justly or deservedly of prejudice are
overlooked. As a result, the scope of prejudice has begun to expand in
research, allowing a more accurate analysis of the relationship between
psychological traits and prejudice.
Some researchers had advocated looking into understanding
prejudice from the perspective of collective values than just as biased
psychological mechanism and different conceptions of prejudice,
including what lay people think constitutes prejudice.
This is due to concerns that the way prejudice has been operationalised
does not fit its psychological definition and that it is often used to
indicate a belief is faulty or unjustified without actually proving this
to be the case.
Some research has connected dark triad personality traits (Machiavellianism, grandiose narcissism, and psychopathy) with being more likely to hold racist, sexist, xenophobic, homophobic, and transphobic views.
Types of prejudice
One
can be prejudiced against or have a preconceived notion about someone
due to any characteristic they find to be unusual or undesirable. A few
commonplace examples of prejudice are those based on someone's race,
gender, nationality, social status, sexual orientation, or religious
affiliation, and controversies may arise from any given topic.
Transgender and non-binary people can be discriminated against because they identify with a gender that does not align with their assigned sex at birth.
Refusal to call them by their preferred pronouns, or claims that they
are not the gender they identify as could be considered discrimination,
especially if the victim of this discrimination has expressed
repetitively what their preferred identity is.
Gender identity
is now considered a protected category of discrimination. Therefore,
severe cases of this discrimination can lead to criminal penalty or prosecution in some countries, and workplaces are required to protect against discrimination based on gender identity.
Sexism, also called genderdiscrimination, is prejudice or discrimination based on a person's sex or gender. Sexism can affect any gender, but it is particularly documented as affecting women and girls more often. The discussion of such sentiments, and actual gender differences and stereotypes continue to be controversial topics. Throughout history, women have been thought of as being subordinate to men, often being ignored in areas like the academia or belittled altogether. Traditionally, men were thought of as being more capable than women, mentally and physically.
In the field of social psychology, prejudice studies like the "Who
Likes Competent Women" study led the way for gender-based research on
prejudice. This resulted in two broad themes or focuses in the field: the first being a focus on attitudes toward gender equality, and the second focusing on people's beliefs about men and women.
Today, studies based on sexism continue in the field of psychology as
researchers try to understand how people's thoughts, feelings, and
behaviors influence and are influenced by others.
Misandry (prejudice or discrimination towards men) and misogyny(prejudice or discrimination towards women) are two separate forms of sexism based on the gender of the victim.
Nationalism is a sentiment based on common cultural characteristics
that binds a population and often produces a policy of national
independence or separatism.
It suggests a "shared identity" amongst a nation's people that
minimizes differences within the group and emphasizes perceived
boundaries between the group and non-members.
This leads to the assumption that members of the nation have more in
common than they actually do, that they are "culturally unified", even
if injustices within the nation based on differences like status and
race exist.
During times of conflict between one nation and another, nationalism is
controversial since it may function as a buffer for criticism when it
comes to the nation's own problems since it makes the nation's own
hierarchies and internal conflicts appear to be natural. It may also serve a way of rallying the people of the nation in support of a particular political goal.
Nationalism usually involves a push for conformity, obedience, and
solidarity amongst the nation's people and can result not only in
feelings of public responsibility but also in a narrow sense of
community due to the exclusion of those who are considered outsiders.
Since the identity of nationalists is linked to their allegiance to the
state, the presence of strangers who do not share this allegiance may
result in hostility.
Classism is defined by dictionary.com as "a biased or discriminatory attitude on distinctions made between social or economic classes". The idea of separating people based on class is controversial in itself. Some argue that economic inequality is an unavoidable aspect of society, so there will always be a ruling class. Some also argue that, even within the most egalitarian
societies in history, some form of ranking based on social status takes
place. Therefore, one may believe the existence of social classes is a
natural feature of society.
Others argue the contrary. According to anthropological
evidence, for the majority of the time the human species has been in
existence, humans have lived in a manner in which the land and resources
were not privately owned. Also, when social ranking did occur, it was not antagonistic or hostile like the current class system.
This evidence has been used to support the idea that the existence of a
social class system is unnecessary. Overall, society has neither come
to a consensus over the necessity of the class system, nor been able to
deal with the hostility and prejudice that occurs because of the class
system.
Individuals with non-heterosexual sexual attraction, such as homosexuals and bisexuals,
may experience hatred from others due to their sexual orientation; a
term for such hatred based upon one's sexual orientation is homophobia. However, more specific words for discrimination directed towards specific sexualities exist under other names, such as biphobia.
Due to what social psychologists call the vividness effect, a
tendency to notice only certain distinctive characteristics, the
majority population tends to draw conclusions like gays flaunt their
sexuality. Such images may be easily recalled to mind due to their vividness, making it harder to appraise the entire situation.
The majority population may not only think that homosexuals flaunt
their sexuality or are "too gay", but may also erroneously believe that
homosexuals are easy to identify and label as being gay or lesbian when
compared to others who are not homosexual.
The idea of heterosexual privilege has been known to flourish in society. Research and questionnaires are formulated to fit the majority; i.e., heterosexuals. The status of assimilating or conforming to heterosexual standards may be referred to as "heteronormativity", or it may refer to ideology that the primary or only social norm is being heterosexual.
In the US legal system, all groups are not always considered equal under the law. The gay or queer panic defense
is a term for defenses or arguments used to defend the accused in court
cases, that defense lawyers may use to justify their client's hate crime against someone that the client thought was LGBT. The controversy comes when defense lawyers use the victim's minority status as an excuse or justification for crimes that were directed against them. This may be seen as an example of victim blaming. One method of this defense, homosexual panic disorder,
is to claim that the victim's sexual orientation, body movement
patterns (such as their walking patterns or how they dance), or
appearance that is associated with a minority sexual orientation
provoked a violent reaction in the defendant. This is not a proven
disorder, is no longer recognized by the DSM, and, therefore, is not a disorder that is medically recognized, but it is a term to explain certain acts of violence.
Research shows that discrimination on the basis of sexual
orientation is a powerful feature of many labor markets. For example,
studies show that gay men earn 10–32% less than heterosexual men in the
United States, and that there is significant discrimination in hiring on
the basis of sexual orientation in many labor markets.
Racism is defined as the belief that physical characteristics
determine cultural traits, and that racial characteristics make some
groups superior. By separating people into hierarchies
based upon their race, it has been argued that unequal treatment among
the different groups of people is just and fair due to their genetic differences.
Racism can occur amongst any group that can be identified based upon
physical features or even characteristics of their culture.
Though people may be lumped together and called a specific race,
everyone does not fit neatly into such categories, making it hard to
define and describe a race accurately.
Scientific Racism
Scientific racism began to flourish in the eighteenth century and was greatly influenced by Charles Darwin's evolutionary studies, as well as ideas taken from the writings of philosophers like Aristotle; for example, Aristotle believed in the concept of "natural slaves".
This concept focuses on the necessity of hierarchies and how some
people are bound to be on the bottom of the pyramid. Though racism has
been a prominent topic in history, there is still debate over whether
race actually exists,making the discussion of race a controversial topic. Even though the
concept of race is still being debated, the effects of racism are
apparent. Racism and other forms of prejudice can affect a person's
behavior, thoughts, and feelings, and social psychologists strive to
study these effects.
While various religions teach their members to be tolerant of those
who are different and to have compassion, throughout history there have
been wars, pogroms and other forms of violence motivated by hatred of religious groups.
In the modern world, researchers in western, educated,
industrialized, rich and democratic countries have done various studies
exploring the relationship between religion and prejudice; thus far,
they have received mixed results. A study done with US college students
found that those who reported religion to be very influential in their
lives seem to have a higher rate of prejudice than those who reported
not being religious. Other studies found that religion has a positive effect on people as far as prejudice is concerned.
This difference in results may be attributed to the differences in
religious practices or religious interpretations amongst the
individuals. Those who practice "institutionalized religion", which
focuses more on social and political aspects of religious events, are
more likely to have an increase in prejudice.
Those who practice "interiorized religion", in which believers devote
themselves to their beliefs, are most likely to have a decrease in
prejudice.
Individuals or groups may be treated unfairly based solely on their
use of language. This use of language may include the individual's native language or other characteristics of the person's speech, such as an accent or dialect, the size of vocabulary (whether the person uses complex and varied words), and syntax. It may also involve a person's ability or inability to use one language instead of another.
In the mid-1980s, linguistTove Skutnabb-Kangas
captured this idea of discrimination based on language as the concept
of linguicism. Kangas defined linguicism as the ideologies and
structures used to "legitimate, effectuate, and reproduce unequal
division of power and resources (both material and non-material) between
groups which are defined on the basis of language".
Broadly speaking, attribution of low social status to those who do not conform to neurotypical
expectations of personality and behaviour. This can manifest through
assumption of 'disability' status to those who are high functioning
enough to exist outside of diagnostic criteria, yet do not desire to (or
are unable to) conform their behaviour to conventional patterns. This
is a controversial and somewhat contemporary concept; with various
disciplinary approaches promoting conflicting messages what normality
constitutes, the degree of acceptable individual difference
within that category, and the precise criteria for what constitutes
medical disorder. This has been most prominent in the case of
high-functioning autism, where direct cognitive benefits increasingly appear to come at the expense of social intelligence.
Discrimination may also extend to other high functioning individuals carrying pathological phenotypes, such as those with attention deficit hyperactivity disorder and bipolar spectrum disorders.
In these cases, there are indications that perceived (or actual)
socially disadvantageous cognitive traits are directly correlated with
advantageous cognitive traits in other domains, notably creativity and
divergent thinking,
and yet these strengths might become systematically overlooked. The
case for "neurological discrimination" as such lies in the expectation
that one's professional capacity may be judged by the quality of ones
social interaction, which can in such cases be an inaccurate and
discriminatory metric for employment suitability.
Since there are moves by some experts to have these higher-functioning extremes reclassified as extensions of human personality,
any legitimisation of discrimination against these groups would fit the
very definition of prejudice, as medical validation for such
discrimination becomes redundant. Recent advancements in behavioural genetics and neuroscience
have made this a very relevant issue of discussion, with existing
frameworks requiring significant overhaul to accommodate the strength of
findings over the last decade.
Low-Functioning
Assumptions may be made about the intelligence or value of individuals who have or exhibit behaviors of mental disorders or conditions. Individuals who have a difficult time assimilating or fitting into neurotypical standards and society may be label "Low-Functioning".
People with neurological disorders or conditions observed to have
low intelligence, lack of self-control, suicidal behavior, or any
number of factors may be discriminated on this basis. Institutions such
as mental asylums, NaziConcentration Camps, unethical pediatric research/care facilities, and eugenics labs have been used to carry out dangerous experiments or to torture the individuals involved.
Most discrimination today is characterized by individuals making
comments towards low-functioning individuals or by harming them
physically by themselves, but some institutions practice unsafe
activities on these individuals.
Humans have an evolved propensity to think categorically about social
groups, manifested in cognitive processes with broad implications for
public and political endorsement of multicultural policy, according to
psychologists Richard J. Crisp and Rose Meleady.
They postulated a cognitive-evolutionary account of human adaptation to
social diversity that explains general resistance to multiculturalism,
and offer a reorienting call for scholars and policy-makers who seek
intervention-based solutions to the problem of prejudice.
Reducing prejudice
The contact hypothesis
The contact hypothesis predicts that prejudice can only be reduced when in-group and out-group members are brought together. In particular, there are six conditions that must be met to reduce prejudice, as were cultivated in Elliot Aronson's "jigsaw" teaching technique.
First, the in- and out-groups must have a degree of mutual
interdependence. Second, both groups need to share a common goal. Third,
the two groups must have equal status. Fourth, there must be frequent
opportunities for informal and interpersonal contact between groups.
Fifth, there should be multiple contacts between the in- and the
out-groups. Finally, social norms of equality must exist and be present to foster prejudice reduction.
Empirical research
Academics Thomas Pettigrew and Linda Tropp conducted a meta-analysis
of 515 studies involving a quarter of a million participants in 38
nations to examine how intergroup contact reduces prejudice. They found
that three mediators
are of particular importance: Intergroup contact reduces prejudice by
(1) enhancing knowledge about the outgroup, (2) reducing anxiety about
intergroup contact, and (3) increasing empathy
and perspective-taking. While all three of these mediators had
mediational effects, the mediational value of increased knowledge was
less strong than anxiety reduction and empathy.
In addition, some individuals confront discrimination when they see it
happen, with research finding that individuals are more likely to
confront when they perceive benefits to themselves, and are less likely
to confront when concerned about others' reactions.
Problems with psychological models
One
problem with the notion that prejudice evolved because of a necessity
to simplify social classifications because of limited brain capacity and
at the same time can be mitigated through education is that the two
contradict each other, the combination amounting to saying that the
problem is a shortage of hardware and at the same time can be mitigated
by stuffing even more software into the hardware one just said was
overloaded with too much software.
The distinction between men's hostility to outgroup men being based on
dominance and aggression and women's hostility to outgroup men being
based on fear of sexual coercion is criticized with reference to the
historical example that Hitler and other male Nazis believed that
intergroup sex was worse than murder and would destroy them permanently
which they did not believe that war itself would, i.e. a view of
outgroup male threat that evolutionary psychology considers to be a
female view and not a male view.
This article is about the absence of clear evidence for space aliens. For a type of estimation problem, see Fermi problem.
The Fermi paradox is the discrepancy between the lack of conclusive evidence of advanced extraterrestrial life and the apparently high likelihood of its existence. As a 2015 article put it, "If life is so easy, someone from somewhere must have come calling by now."
There have been many attempts to resolve the Fermi paradox, such as suggesting that intelligent extraterrestrial beings are extremely rare, that the lifetime of such civilizations is short, or that they exist but (for various reasons) humans see no evidence.
Chain of reasoning
The following are some of the facts and hypotheses that together serve to highlight the apparent contradiction:
Many of these stars, and hence their planets, are much older than the Sun. If Earth-like planets are typical, some may have developed intelligent life long ago.
Even at the slow pace of currently envisioned interstellar travel,
the Milky Way galaxy could be completely traversed in a few million
years.
Since many of the Sun-like stars are billions of years older than
the Sun, the Earth should have already been visited by extraterrestrial
civilizations, or at least their probes.
However, there is no convincing evidence that this has happened.
History
Fermi was not the first to ask the question. An earlier implicit mention was by Konstantin Tsiolkovsky in an unpublished manuscript from 1933.
He noted "people deny the presence of intelligent beings on the planets
of the universe" because "(i) if such beings exist they would have
visited Earth, and (ii) if such civilizations existed then they would
have given us some sign of their existence." This was not a paradox for
others, who took this to imply the absence of extraterrestrial life. But
it was one for him, since he believed in extraterrestrial life and the
possibility of space travel. Therefore, he proposed what is now known as
the zoo hypothesis and speculated that mankind is not yet ready for higher beings to contact us.
In turn, Tsiolkovsky himself was not the first to discover the paradox,
as shown by his reference to other people's reasons for not accepting
the premise that extraterrestrial civilizations exist.
In 1975, Michael H. Hart published a detailed examination of the paradox, one of the first to do so. He argued that if intelligent extraterrestrials exist, and are capable
of space travel, then the galaxy could have been colonized in a time
much less than that of the age of the Earth. However, there is no
observable evidence they have been here, which Hart called "Fact A".
Other names closely related to Fermi's question ("Where are they?") include the Great Silence, and silentium universi
(Latin for "silence of the universe"), though these only refer to one
portion of the Fermi Paradox, that humans see no evidence of other
civilizations.
In the summer of 1950 at Los Alamos National Laboratory in New Mexico, Enrico Fermi and co-workers Emil Konopinski, Edward Teller, and Herbert York had one or several lunchtime conversations.
In one, Fermi suddenly blurted out, "Where is everybody?" (Teller's
letter), or "Don't you ever wonder where everybody is?" (York's letter),
or "But where is everybody?" (Konopinski's letter).
Teller wrote, "The result of his question was general laughter because
of the strange fact that in spite of Fermi's question coming from the
clear blue, everybody around the table seemed to understand at once that
he was talking about extraterrestrial life."
In 1984 York wrote that Fermi "followed up with a series of
calculations on the probability of earthlike planets, the probability of
life given an earth, the probability of humans given life, the likely
rise and duration of high technology, and so on. He concluded on the
basis of such calculations that we ought to have been visited long ago
and many times over."
Teller remembers that not much came of this conversation "except
perhaps a statement that the distances to the next location of living
beings may be very great and that, indeed, as far as our galaxy is
concerned, we are living somewhere in the sticks, far removed from the
metropolitan area of the galactic center."
Fermi died of cancer in 1954. However, in letters to the three
surviving men decades later in 1984, Dr. Eric Jones of Los Alamos was
able to partially put the original conversation back together. He
informed each of the men that he wished to include a reasonably accurate
version or composite in the written proceedings he was putting together
for a previously held conference entitled "Interstellar Migration and
the Human Experience". Jones first sent a letter to Edward Teller which included a secondhand account from Hans Mark.
Teller responded, and then Jones sent Teller's letter to Herbert York.
York responded, and finally, Jones sent both Teller's and York's letters
to Emil Konopinski who also responded. Furthermore, Konopinski was able
to later identify a cartoon which Jones found as the one involved in
the conversation and thereby help to settle the time period as being the
summer of 1950.
The Fermi paradox is a conflict between the argument that scale and probability seem to favor intelligent life being common in the universe, and the total lack of evidence of intelligent life having ever arisen anywhere other than on Earth.
The first aspect of the Fermi paradox is a function of the scale
or the large numbers involved: there are an estimated 200–400 billion
stars in the Milky Way (2–4 × 1011) and 70 sextillion (7×1022) in the observable universe.
Even if intelligent life occurs on only a minuscule percentage of
planets around these stars, there might still be a great number of extant
civilizations, and if the percentage were high enough it would produce a
significant number of extant civilizations in the Milky Way. This
assumes the mediocrity principle, by which Earth is a typical planet.
The second aspect of the Fermi paradox is the argument of
probability: given intelligent life's ability to overcome scarcity, and
its tendency to colonize new habitats,
it seems possible that at least some civilizations would be
technologically advanced, seek out new resources in space, and colonize
their star system
and, subsequently, surrounding star systems. Since there is no
significant evidence on Earth, or elsewhere in the known universe, of
other intelligent life after 13.8 billion years of the universe's
history, there is a conflict requiring a resolution. Some examples of
possible resolutions are that intelligent life is rarer than is thought,
that assumptions about the general development or behavior of
intelligent species are flawed, or, more radically, that current
scientific understanding of the nature of the universe itself is quite
incomplete.
The Fermi paradox can be asked in two ways. The first is, "Why are no aliens or their artifacts found on Earth, or in the Solar System?". If interstellar travel
is possible, even the "slow" kind nearly within the reach of Earth
technology, then it would only take from 5 million to 50 million years
to colonize the galaxy. This is relatively brief on a geological scale, let alone a cosmological one.
Since there are many stars older than the Sun, and since intelligent
life might have evolved earlier elsewhere, the question then becomes why
the galaxy has not been colonized already. Even if colonization is
impractical or undesirable to all alien civilizations, large-scale
exploration of the galaxy could be possible by probes.
These might leave detectable artifacts in the Solar System, such as old
probes or evidence of mining activity, but none of these have been
observed.
The second form of the question is "Why are there no signs of
intelligence elsewhere in the universe?". This version does not assume
interstellar travel, but includes other galaxies as well. For distant
galaxies, travel times may well explain the lack of alien visits to
Earth, but a sufficiently advanced civilization could potentially be
observable over a significant fraction of the size of the observable universe.
Even if such civilizations are rare, the scale argument indicates they
should exist somewhere at some point during the history of the universe,
and since they could be detected from far away over a considerable
period of time, many more potential sites for their origin are within
range of human observation. It is unknown whether the paradox is
stronger for the Milky Way galaxy or for the universe as a whole.
The theories and principles in the Drake equation are closely related to the Fermi paradox. The equation was formulated by Frank Drake
in 1961 in an attempt to find a systematic means to evaluate the
numerous probabilities involved in the existence of alien life. The
equation is presented as follows:
Where is the number of technologically advanced civilizations in the Milky Way galaxy, and is asserted to be the product of
, the rate of formation of stars in the galaxy;
, the fraction of those stars with planetary systems;
, the number of planets, per solar system, with an environment suitable for organic life;
, the fraction of those suitable planets whereon organic life actually appears;
, the fraction of habitable planets whereon intelligent life actually appears;
, the fraction of civilizations that reach the technological level whereby detectable signals may be dispatched; and
, the length of time that those civilizations dispatch their signals.
The fundamental problem is that the last four terms (, , , and ) are entirely unknown, rendering statistical estimates impossible.
The Drake equation has been used by both optimists and
pessimists, with wildly differing results. The first scientific meeting
on the search for extraterrestrial intelligence (SETI), which had 10 attendees including Frank Drake and Carl Sagan, speculated that the number of civilizations was roughly between 1,000 and 100,000,000 civilizations in the Milky Way galaxy. Conversely, Frank Tipler and John D. Barrow used pessimistic numbers and speculated that the average number of civilizations in a galaxy is much less than one. Almost all arguments involving the Drake equation suffer from the overconfidence effect,
a common error of probabilistic reasoning about low-probability events,
by guessing specific numbers for likelihoods of events whose mechanism
is not yet understood, such as the likelihood of abiogenesis on an Earth-like planet, with current likelihood estimates varying over many hundreds of orders of magnitude.
An analysis that takes into account some of the uncertainty associated
with this lack of understanding has been carried out by Anders Sandberg, Eric Drexler and Toby Ord, and suggests "a substantial ex ante probability of there being no other intelligent life in our observable universe".
The Great Filter, a concept introduced by Robin Hanson in 1996, represents whatever natural phenomena that would make it unlikely for life to evolve from inanimate matter to an advanced civilization. The most commonly agreed-upon low probability event is abiogenesis:
a gradual process of increasing complexity of the first
self-replicating molecules by a randomly occurring chemical process.
Other proposed great filters are the emergence of eukaryotic cells or of meiosis or some of the steps involved in the evolution of a brain capable of complex logical deductions.
Astrobiologists Dirk Schulze-Makuch and William Bains, reviewing the history of life on Earth, including convergent evolution, concluded that transitions such as oxygenic photosynthesis, the eukaryotic cell, multicellularity, and tool-using intelligence
are likely to occur on any Earth-like planet given enough time. They
argue that the Great Filter may be abiogenesis, the rise of
technological human-level intelligence, or an inability to settle other
worlds because of self-destruction or a lack of resources.
There are two parts of the Fermi paradox that rely on empirical evidence—that there are many potential habitable planets,
and that humans see no evidence of life. The first point, that many
suitable planets exist, was an assumption in Fermi's time but is now
supported by the discovery that exoplanets are common. Current models predict billions of habitable worlds in the Milky Way.
The second part of the paradox, that humans see no evidence of
extraterrestrial life, is also an active field of scientific research.
This includes both efforts to find any indication of life,
and efforts specifically directed to finding intelligent life. These
searches have been made since 1960, and several are ongoing.
Although astronomers do not usually search for extraterrestrials,
they have observed phenomena that they could not immediately explain
without positing an intelligent civilization as the source. For example,
pulsars, when first discovered in 1967, were called little green men (LGM) because of the precise repetition of their pulses. In all cases, explanations with no need for intelligent life have been found for such observations, but the possibility of discovery remains. Proposed examples include asteroid mining that would change the appearance of debris disks around stars, or spectral lines from nuclear waste disposal in stars.
Radio technology and the ability to construct a radio telescope are presumed to be a natural advance for technological species,
theoretically creating effects that might be detected over interstellar
distances. The careful searching for non-natural radio emissions from
space may lead to the detection of alien civilizations. Sensitive alien
observers of the Solar System, for example, would note unusually intense
radio waves for a G2 star
due to Earth's television and telecommunication broadcasts. In the
absence of an apparent natural cause, alien observers might infer the
existence of a terrestrial civilization. Such signals could be either
"accidental" by-products of a civilization, or deliberate attempts to
communicate, such as the Arecibo message.
It is unclear whether "leakage", as opposed to a deliberate beacon,
could be detected by an extraterrestrial civilization. The most
sensitive radio telescopes on Earth, as of 2019, would not be able to detect non-directional radio signals even at a fraction of a light-year away, but other civilizations could hypothetically have much better equipment.
A number of astronomers and observatories have attempted and are
attempting to detect such evidence, mostly through the SETI
organization. Several decades of SETI analysis have not revealed any
unusually bright or meaningfully repetitive radio emissions.
Direct planetary observation
A composite picture of Earth at night, created using data from the Defense Meteorological Satellite Program
(DMSP) Operational Linescan System (OLS). Large-scale artificial
lighting produced by human civilization is detectable from space.
Exoplanet detection and classification is a very active sub-discipline in astronomy; the first possible terrestrial planet discovered within a star's habitable zone was found in 2007. New refinements in exoplanet detection methods, and use of existing methods from space (such as the Kepler and TESS
missions) are starting to detect and characterize Earth-size planets,
to determine whether they are within the habitable zones of their stars.
Such observational refinements may allow for a better estimation of how
common these potentially habitable worlds are.
The Hart-Tipler conjecture is a form of contraposition
which states that because no interstellar probes have been detected,
there likely is no other intelligent life in the universe, as such life
should be expected to eventually create and launch such probes. Self-replicating probes could exhaustively explore a galaxy the size of the Milky Way in as little as a million years.
If even a single civilization in the Milky Way attempted this, such
probes could spread throughout the entire galaxy. Another speculation
for contact with an alien probe—one that would be trying to find human
beings—is an alien Bracewell probe.
Such a hypothetical device would be an autonomous space probe whose
purpose is to seek out and communicate with alien civilizations (as
opposed to von Neumann probes, which are usually described as purely
exploratory). These were proposed as an alternative to carrying a slow speed-of-light
dialogue between vastly distant neighbors. Rather than contending with
the long delays a radio dialogue would suffer, a probe housing an artificial intelligence
would seek out an alien civilization to carry on a close-range
communication with the discovered civilization. The findings of such a
probe would still have to be transmitted to the home civilization at
light speed, but an information-gathering dialogue could be conducted in
real time.
Direct exploration of the Solar System has yielded no evidence
indicating a visit by aliens or their probes. Detailed exploration of
areas of the Solar System where resources would be plentiful may yet
produce evidence of alien exploration, though the entirety of the Solar System is vast and difficult to
investigate. Attempts to signal, attract, or activate hypothetical
Bracewell probes in Earth's vicinity have not succeeded.
A variant of the speculative Dyson sphere. Such large-scale artifacts would drastically alter the spectrum of a star.
In 1959, Freeman Dyson
observed that every developing human civilization constantly increases
its energy consumption, and he conjectured that a civilization might try
to harness a large part of the energy produced by a star. He proposed a
hypothetical "Dyson sphere" as a possible means: a shell or cloud of
objects enclosing a star to absorb and utilize as much radiant energy as possible. Such a feat of astroengineering would drastically alter the observed spectrum of the star involved, changing it at least partly from the normal emission lines of a natural stellar atmosphere to those of black-body radiation, probably with a peak in the infrared.
Dyson speculated that advanced alien civilizations might be detected by
examining the spectra of stars and searching for such an altered
spectrum.
There have been some attempts to find evidence of the existence
of Dyson spheres that would alter the spectra of their core stars. Direct observation of thousands of galaxies has shown no explicit evidence of artificial construction or modifications. In October 2015, there was some speculation that a dimming of light from star KIC 8462852, observed by the Kepler space telescope, could have been a result of Dyson sphere construction.
However, in 2018, observations determined that the amount of dimming
varied by the frequency of the light, pointing to dust, rather than an
opaque object such as a Dyson sphere, as the culprit for causing the
dimming.
In his book Wonderful Life
(1989), Stephen Jay Gould suggested that if the "tape of life" were
rewound to the time of the Cambrian explosion, and one or two tweaks
made, human beings most probably never would have evolved. Other
thinkers such as Fontana, Buss, and Kauffman have written about the
self-organizing properties of life.
Extraterrestrial intelligence is rare or non-existent
It is possible that even if complex life is common, intelligence (and consequently civilizations) is not.
While there are remote sensing techniques that could perhaps detect
life-bearing planets without relying on the signs of technology,
none of them have any ability to tell if any detected life is
intelligent. This is sometimes referred to as the "algae vs. alumnae"
problem.
Charles Lineweaver states that when considering any extreme trait
in an animal, intermediate stages do not necessarily produce
"inevitable" outcomes. For example, large brains are no more
"inevitable", or convergent, than are the long noses of animals such as aardvarks
and elephants. Humans, apes, whales, dolphins, octopuses, and squids
are among the small group of definite or probable intelligence on Earth.
As he points out, "dolphins have had ~20million years to build a radio telescope and have not done so".
In addition, Rebecca Boyle points out that of all the species who
have ever evolved in the history of life on the planet Earth, only
one—human beings and only in the beginning stages—has ever become
space-faring.
New life might commonly die out due to runaway heating or cooling on their fledgling planets. On Earth, there have been numerous major extinction events that destroyed the majority of complex species alive at the time; the extinction of the non-avian dinosaurs
is the best known example. These are thought to have been caused by
events such as impact from a large meteorite, massive volcanic
eruptions, or astronomical events such as gamma-ray bursts.
It may be the case that such extinction events are common throughout
the universe and periodically destroy intelligent life, or at least its
civilizations, before the species is able to develop the technology to
communicate with other intelligent species.
Evolutionary explanations
Intelligent alien species have not developed advanced technologies
It may be that while alien species with intelligence exist, they are
primitive or have not reached the level of technological advancement
necessary to communicate. Along with non-intelligent life, such
civilizations would also be very difficult to detect. A trip using conventional rockets would take hundreds of thousands of years to reach the nearest stars.
To skeptics, the fact that in the history of life on the Earth
only one species has developed a civilization to the point of being
capable of spaceflight and radio technology lends more credence to the idea that technologically advanced civilizations are rare in the universe.
Another hypothesis in this category is the "Water World hypothesis". According to author and scientist David Brin:
"it turns out that our Earth skates the very inner edge of our sun's
continuously habitable—or 'Goldilocks'—zone. And Earth may be anomalous.
It may be that because we are so close to our sun, we have an
anomalously oxygen-rich atmosphere, and we have anomalously little ocean
for a water world. In other words, 32 percent continental mass may be
high among water worlds..."
Brin continues, "In which case, the evolution of creatures like us,
with hands and fire and all that sort of thing, may be rare in the
galaxy. In which case, when we do build starships and head out there,
perhaps we'll find lots and lots of life worlds, but they're all like
Polynesia. We'll find lots and lots of intelligent lifeforms out there,
but they're all dolphins, whales, squids, who could never build their
own starships. What a perfect universe for us to be in, because nobody
would be able to boss us around, and we'd get to be the voyagers, the Star Trek people, the starship builders, the policemen, and so on."
It is the nature of intelligent life to destroy itself
This is the argument that technological civilizations may usually or
invariably destroy themselves before or shortly after developing radio
or spaceflight technology. The astrophysicist Sebastian von Hoerner stated that the progress of science and technology on Earth
was driven by two factors—the struggle for domination and the desire
for an easy life. The former potentially leads to complete destruction,
while the latter may lead to biological or mental degeneration.
Possible means of annihilation via major global issues, where global
interconnectedness actually makes humanity more vulnerable than
resilient, are many, including war, accidental environmental contamination or damage, the development of biotechnology, synthetic life like mirror life, resource depletion, climate change, or poorly-designed artificial intelligence. This general theme is explored both in fiction and in scientific hypothesizing.
In 1966, Sagan and Shklovskii
speculated that technological civilizations will either tend to destroy
themselves within a century of developing interstellar communicative
capability or master their self-destructive tendencies and survive for
billion-year timescales. Self-annihilation may also be viewed in terms of thermodynamics: insofar as life is an ordered system that can sustain itself against the tendency to disorder, Stephen Hawking's "external transmission" or interstellar communicative phase, where knowledge production and knowledge management is more important than transmission of information via evolution, may be the point at which the system becomes unstable and self-destructs. Here, Hawking emphasizes self-design of the human genome (transhumanism) or enhancement via machines (e.g., brain–computer interface) to enhance human intelligence and reduce aggression,
without which he implies human civilization may be too stupid
collectively to survive an increasingly unstable system. For instance,
the development of technologies during the "external transmission"
phase, such as weaponization of artificial general intelligence or antimatter,
may not be met by concomitant increases in human ability to manage its
own inventions. Consequently, disorder increases in the system: global governance
may become increasingly destabilized, worsening humanity's ability to
manage the possible means of annihilation listed above, resulting in
global societal collapse.
Possible trajectories of anthropogenic climate change in a model by Frank et al., 2018
Using extinct civilizations such as Easter Island (Rapa Nui) as models, a study conducted in 2018 by Adam Franket al. posited that climate change
induced by "energy intensive" civilizations may prevent sustainability
within such civilizations, thus explaining the paradoxical lack of
evidence for intelligent extraterrestrial life. According to his model,
possible outcomes of climate change include gradual population decline until an equilibrium is reached; a scenario where sustainability is attained and both population and surface temperature level decrease; and societal collapse, including scenarios where a tipping point is crossed.
A less theoretical example might be the resource-depletion issue
on Polynesian islands, of which Easter Island is only the best known.
David Brin points out that during the expansion phase from 1500 BC to
800 AD there were cycles of overpopulation followed by what might be
called periodic cullings of adult males through war or ritual. He
writes, "There are many stories of islands whose men were almost wiped
out—sometimes by internal strife, and sometimes by invading males from
other islands."
It is the nature of intelligent life to destroy others
A species might undertake such extermination out of expansionist motives, greed, paranoia, or aggression. In 1981, cosmologist Edward Harrison
argued that such behavior would be an act of prudence: an intelligent
species that has overcome its own self-destructive tendencies might view
any other species bent on galactic expansion as a threat. It has also been suggested that a successful alien species would be a superpredator, as are humans. Another possibility invokes the "tragedy of the commons" and the anthropic principle:
the first lifeform to achieve interstellar travel will necessarily
(even if unintentionally) prevent competitors from arising, and humans
simply happen to be first.
Civilizations only broadcast detectable signals for a brief period of time
It
may be that alien civilizations are detectable through their radio
emissions for only a short time, reducing the likelihood of spotting
them. The usual assumption is that civilizations outgrow radio through
technological advancement.
However, there could be other leakage such as that from microwaves used
to transmit power from solar satellites to ground receivers.
Regarding the first point, in a 2006 Sky & Telescope article, Seth Shostak
wrote, "Moreover, radio leakage from a planet is only likely to get
weaker as a civilization advances and its communications technology gets
better. Earth itself is increasingly switching from broadcasts to
leakage-free cables and fiber optics, and from primitive but obvious
carrier-wave broadcasts to subtler, hard-to-recognize spread-spectrum
transmissions."
More hypothetically, advanced alien civilizations may evolve
beyond broadcasting at all in the electromagnetic spectrum and
communicate by technologies not developed or used by mankind. Some scientists have hypothesized that advanced civilizations may send neutrino signals. If such signals exist, they could be detectable by neutrino detectors that are now under construction for other goals.
Alien life may be too incomprehensible
Microwave window as seen by a ground-based system. From NASA report SP-419: SETI – the Search for Extraterrestrial Intelligence
Another possibility is that human theoreticians have underestimated
how much alien life might differ from that on Earth. Aliens may be
psychologically unwilling to attempt to communicate with human beings.
Perhaps human mathematics is parochial to Earth and not shared by other life,
though others argue this can only apply to abstract math since the math
associated with physics must be similar (in results, if not in
methods).
Physiology might also cause a communication barrier. Carl Sagan
speculated that an alien species might have a thought process orders of
magnitude slower (or faster) than that of humans. A message broadcast by that species might well seem like random background noise to humans, and therefore go undetected.
Another thought is that technological civilizations invariably experience a technological singularity and attain a post-biological character. Hypothetical civilizations of this sort may have advanced drastically enough to render communication impossible.
In his 2009 book, SETI scientist Seth Shostak
wrote, "Our experiments [such as plans to use drilling rigs on Mars]
are still looking for the type of extraterrestrial that would have
appealed to Percival Lowell [astronomer who believed he had observed canals on Mars]."
Paul Davies
states that 500 years ago the very idea of a computer doing work merely
by manipulating internal data may not have been viewed as a technology
at all. He writes, "Might there be a still higher level[...]
If so, this 'third level' would never be manifest through observations
made at the informational level, still less the matter level. There is
no vocabulary to describe the third level, but that doesn't mean it is
non-existent, and we need to be open to the possibility that alien
technology may operate at the third level, or maybe the fourth, fifth[...] levels."
Arthur C. Clarke
hypothesized that "our technology must still be laughably primitive; we
may well be like jungle savages listening for the throbbing of
tom-toms, while the ether around them carries more words per second than
they could utter in a lifetime".
Sociological explanations
Colonization is not the cosmic norm
In
response to Tipler's idea of self-replicating probes, Stephen Jay Gould
wrote, "I must confess that I simply don't know how to react to such
arguments. I have enough trouble predicting the plans and reactions of
the people closest to me. I am usually baffled by the thoughts and
accomplishments of humans in different cultures. I'll be damned if I can
state with certainty what some extraterrestrial source of intelligence
might do."
Alien species may have only settled part of the galaxy
A February 2019 article in Popular Science
states, "Sweeping across the Milky Way and establishing a unified
galactic empire might be inevitable for a monolithic super-civilization,
but most cultures are neither monolithic nor super—at least if our
experience is any guide."
Astrophysicist Adam Frank, along with co-authors such as astronomer
Jason Wright, ran a variety of simulations in which they varied such
factors as settlement lifespans, fractions of suitable planets, and
recharge times between launches. They found many of their simulations
seemingly resulted in a "third category" in which the Milky Way remains
partially settled indefinitely.
The abstract to their 2019 paper states, "These results break the link
between Hart's famous 'Fact A' (no interstellar visitors on Earth now)
and the conclusion that humans must, therefore, be the only
technological civilization in the galaxy. Explicitly, our solutions
admit situations where our current circumstances are consistent with an
otherwise settled, steady-state galaxy."
An alternative scenario is that long-lived civilizations may only choose to colonize stars during closest approach. As low mass K- and M-type dwarfs are by far the most common types of main sequence stars
in the Milky Way, they are more likely to pass close to existing
civilizations. These stars have longer life spans, which may be
preferred by such a civilization. Interstellar travel capability of 0.3
light years is theoretically sufficient to colonize all M-dwarfs in the
galaxy within 2 billion years. If the travel capability is increased to 2
light years, then all K-dwarfs can be colonized in the same time frame.
Alien species may not live on planets
Some
colonization scenarios predict spherical expansion across star systems,
with continued expansion coming from the systems just previously
settled. It has been suggested that this would cause a strong selection process among the colonization front favoring cultural or biological adaptations to living in starships or space habitats. As a result, they may forgo living on planets.
This may result in the destruction of terrestrial planets in
these systems for use as building materials, thus preventing the
development of life on those worlds. Or, they may have an ethic of
protection for "nursery worlds", and protect them in a similar fashion
to the zoo hypothesis.
Alien species may isolate themselves from the outside world
It
has been suggested that some advanced beings may divest themselves of
physical form, create massive artificial virtual environments, transfer
themselves into these environments through mind uploading, and exist totally within virtual worlds, ignoring the external physical universe.
It may also be that intelligent alien life develops an "increasing disinterest" in their outside world.
Possibly any sufficiently advanced society will develop highly engaging
media and entertainment well before the capacity for advanced space
travel, with the rate of appeal of these social contrivances being
destined, because of their inherent reduced complexity, to overtake any
desire for complex, expensive endeavors such as space exploration and
communication. Once any sufficiently advanced civilization becomes able
to master its environment, and most of its physical needs are met
through technology, various "social and entertainment technologies",
including virtual reality, are postulated to become the primary drivers
and motivations of that civilization.
Economic explanations
Lack of resources needed to physically spread throughout the galaxy
The ability of an alien culture to colonize other star systems is
based on the idea that interstellar travel is technologically feasible.
While the current understanding of physics rules out the possibility of faster-than-light
travel, it appears that there are no major theoretical barriers to the
construction of "slow" interstellar ships, even though the engineering
required is considerably beyond present capabilities. This idea
underlies the concept of the Von Neumann probe and the Bracewell probe
as a potential evidence of extraterrestrial intelligence.
It is possible, however, that present scientific knowledge cannot
properly gauge the feasibility and costs of such interstellar
colonization. Theoretical barriers may not yet be understood, and the
resources needed may be so great as to make it unlikely that any
civilization could afford to attempt it. Even if interstellar travel and
colonization are possible, they may be difficult, leading to a
colonization model based on percolation theory.
Colonization efforts may not occur as an unstoppable rush, but
rather as an uneven tendency to "percolate" outwards, within an eventual
slowing and termination of the effort given the enormous costs involved
and the expectation that colonies will inevitably develop a culture and
civilization of their own. Colonization may thus occur in "clusters",
with large areas remaining uncolonized at any one time.
Information is cheaper to transmit than matter is to transfer
If a human-capability machine construct, such as via mind uploading,
is possible, and if it is possible to transfer such constructs over
vast distances and rebuild them on a remote machine, then it might not
make strong economic sense to travel the galaxy by spaceflight. After
the first civilization has physically explored or colonized the galaxy,
as well as sent such machines for easy exploration, then any subsequent
civilizations, after having contacted the first, may find it cheaper,
faster, and easier to explore the galaxy through intelligent mind
transfers to the machines built by the first civilization, which is
cheaper than spaceflight by a factor of 108–1017.
However, since a star system needs only one such remote machine, and the
communication is most likely highly directed, transmitted at
high-frequencies, and at a minimal power to be economical, such signals
would be hard to detect from Earth.
Discovery of extraterrestrial life is too difficult
Humans have not listened properly
There are some assumptions that underlie the SETI
programs that may cause searchers to miss signals that are present.
Extraterrestrials might, for example, transmit signals that have a very
high or low data rate, or employ unconventional (in human terms) frequencies, which would make them hard to distinguish from background noise. Signals might be sent from non-main sequence star systems that humans search with lower priority; current programs assume that most alien life will be orbiting Sun-like stars.
The greatest challenge is the sheer size of the radio search
needed to look for signals (effectively spanning the entire observable
universe), the limited amount of resources committed to SETI, and the
sensitivity of modern instruments. SETI estimates, for instance, that
with a radio telescope as sensitive as the Arecibo Observatory,
Earth's television and radio broadcasts would only be detectable at
distances up to 0.3 light-years, less than 1/10 the distance to the
nearest star. A signal is much easier to detect if it consists of a
deliberate, powerful transmission directed at Earth. Such signals could
be detected at ranges of hundreds to tens of thousands of light-years
distance.
However, this means that detectors must be listening to an appropriate
range of frequencies, and be in that region of space to which the beam
is being sent. Many SETI searches assume that extraterrestrial
civilizations will be broadcasting a deliberate signal, like the Arecibo
message, in order to be found.
Thus, to detect alien civilizations through their radio
emissions, Earth observers either need more sensitive instruments or
must hope for fortunate circumstances: that the broadband radio
emissions of alien radio technology are much stronger than humanity's
own; that one of SETI's programs is listening to the correct frequencies
from the right regions of space; or that aliens are deliberately
sending focused transmissions in Earth's general direction.
Humans have not listened for long enough
Humanity's
ability to detect intelligent extraterrestrial life has existed for
only a very brief period—from 1937 onwards, if the invention of the radio telescope is taken as the dividing line—and Homo sapiens
is a geologically recent species. The whole period of modern human
existence to date is a very brief period on a cosmological scale, and
radio transmissions have only been propagated since 1895. Thus, it
remains possible that human beings have neither existed long enough nor
made themselves sufficiently detectable to be found by extraterrestrial
intelligence.
It may be that non-colonizing technologically capable alien
civilizations exist, but that they are simply too far apart for
meaningful two-way communication.
Sebastian von Hoerner estimated the average duration of civilization at
6,500 years and the average distance between civilizations in the Milky
Way at 1,000 light years.
If two civilizations are separated by several thousand light-years, it
is possible that one or both cultures may become extinct before
meaningful dialogue can be established. Human searches may be able to
detect their existence, but communication will remain impossible because
of distance. It has been suggested that this problem might be
ameliorated somewhat if contact and communication is made through a Bracewell probe.
In this case at least one partner in the exchange may obtain meaningful
information. Alternatively, a civilization may simply broadcast its
knowledge, and leave it to the receiver to make what they may of it.
This is similar to the transmission of information from ancient
civilizations to the present, and humanity has undertaken similar activities like the Arecibo message,
which could transfer information about Earth's intelligent species,
even if it never yields a response or does not yield a response in time
for humanity to receive it. It is possible that observational signatures
of self-destroyed civilizations could be detected, depending on the
destruction scenario and the timing of human observation relative to it.
A related speculation by Sagan and Newman suggests that if other
civilizations exist, and are transmitting and exploring, their signals
and probes simply have not arrived yet.
However, critics have noted that this is unlikely, since it requires
that humanity's advancement has occurred at a very special point in
time, while the Milky Way is in transition from empty to full. This is a
tiny fraction of the lifespan of a galaxy under ordinary assumptions,
so the likelihood that humanity is in the midst of this transition is
considered low in the paradox.
Some SETI skeptics may also believe that humanity is at a very
special point of time. Specifically, a transitional period from no
space-faring societies to one space-faring society, namely that of human
beings.
Intelligent life may exist hidden from view
Planetary
scientist Alan Stern put forward the idea that there could be a number
of worlds with subsurface oceans (such as Jupiter's Europa or Saturn's Enceladus).
The surface would provide a large degree of protection from such things
as cometary impacts and nearby supernovae, as well as creating a
situation in which a much broader range of orbits are acceptable. Life,
and potentially intelligence and civilization, could evolve. Stern
states, "If they have technology, and let's say they're broadcasting, or
they have city lights or whatever—we can't see it in any part of the
spectrum, except maybe very-low-frequency [radio]."
Advanced civilizations may limit their search for life to technological signatures
If
life is abundant in the universe but the cost of space travel is high,
an advanced civilization may choose to focus its search not on signs of
life in general, but on those of other advanced civilizations, and
specifically on radio signals. Since humanity has only recently began to use radio communication, its signals may have yet to arrive to other inhabited planets, and if they have, probes from those planets may have yet to arrive on Earth.
Willingness to communicate
Everyone is listening but no one is transmitting
Alien civilizations might be technically capable of contacting Earth, but could be only listening instead of transmitting.
If all or most civilizations act in the same way, the galaxy could be
full of civilizations eager for contact, but everyone is listening and
no one is transmitting. This is the so-called SETI Paradox.
The only civilization known, humanity, does not explicitly transmit, except for a few small efforts. Even these efforts, and certainly any attempt to expand them, are controversial. It is not even clear humanity would respond to a detected signal—the official policy within the SETI community
is that "[no] response to a signal or other evidence of
extraterrestrial intelligence should be sent until appropriate
international consultations have taken place". However, given the
possible impact of any reply, it may be very difficult to obtain any consensus on who would speak and what they would say.
An alien civilization might feel it is too dangerous to communicate,
either for humanity or for them. It is argued that when very different
civilizations have met on Earth, the results have often been disastrous
for one side or the other, and the same may well apply to interstellar
contact. Even contact at a safe distance could lead to infection by computer code or even ideas themselves. Perhaps prudent civilizations actively hide not only from Earth but from everyone, out of fear of other civilizations.
Perhaps the Fermi paradox itself—or the alien equivalent of it—is
the reason for any civilization to avoid contact with other
civilizations, even if no other obstacles existed. From any one
civilization's point of view, it would be unlikely for them to be the
first ones to make first contact. Therefore, according to this
reasoning, it is likely that previous civilizations faced fatal problems
with first contact and doing so should be avoided. So perhaps every
civilization keeps quiet because of the possibility that there is a real
reason for others to do so.
In Liu Cixin's 2008 novel The Dark Forest,
the author proposes a literary explanation for the Fermi paradox in
which many multiple alien civilizations exist, but are both silent and
paranoid, destroying any nascent lifeforms loud enough to make
themselves known.
This is because any other intelligent life may represent a future
threat. As a result, Liu's fictional universe contains a plethora of
quiet civilizations which do not reveal themselves, as in a "dark
forest"...filled with "armed hunter(s) stalking through the trees like a
ghost". This idea has come to be known as the dark forest hypothesis.
The zoo hypothesis
states that intelligent extraterrestrial life exists and does not
contact life on Earth to allow for its natural evolution and
development. A variation on the zoo hypothesis is the laboratory hypothesis, where humanity has been or is being subject to experiments, with Earth or the Solar System effectively serving as a laboratory. The zoo hypothesis may break down under the uniformity of motive
flaw: all it takes is a single culture or civilization to decide to act
contrary to the imperative within humanity's range of detection for it
to be abrogated, and the probability of such a violation of hegemony
increases with the number of civilizations,
tending not towards a 'Galactic Club' with a unified foreign policy
with regard to life on Earth but multiple 'Galactic Cliques'. However, if artificial superintelligences
dominate galactic life, and if it is true that such intelligences tend
towards merged hegemonic behavior, then this would address the
uniformity of motive flaw by dissuading rogue behavior.
Analysis of the inter-arrival times between civilizations in the
galaxy based on common astrobiological assumptions suggests that the
initial civilization would have a commanding lead over the later
arrivals. As such, it may have established what has been termed the zoo hypothesis through force or as a galactic or universal norm and the resultant "paradox" by a cultural founder effect with or without the continued activity of the founder.
It is possible that a civilization advanced enough to travel
between solar systems could be actively visiting or observing Earth
while remaining undetected or unrecognized.
A related idea to the zoo hypothesis is that, beyond a certain distance, the perceived universe is a simulated reality. The planetarium hypothesis speculates that beings may have created this simulation so that the universe appears to be empty of other life.
A significant fraction of the population believes that at least some
UFOs (Unidentified Flying Objects) are spacecraft piloted by aliens.
While most of these are unrecognized or mistaken interpretations of
mundane phenomena, some occurrences remain puzzling even after
investigation. The consensus scientific view is that although they may
be unexplained, they do not rise to the level of convincing evidence.
Similarly, it is theoretically possible that SETI groups are not
reporting positive detections, or governments have been blocking signals
or suppressing publication. This response might be attributed to
security or economic interests from the potential use of advanced
extraterrestrial technology. It has been suggested that the detection of
an extraterrestrial radio signal or technology could well be the most
highly secret information that exists. Claims that this has already happened are common in the popular press,
but the scientists involved report the opposite experience—the press
becomes informed and interested in a potential detection even before a
signal can be confirmed.
Regarding the idea that aliens are in secret contact with
governments, David Brin writes, "Aversion to an idea, simply because of
its long association with crackpots, gives crackpots altogether too much
influence."