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Saturday, March 26, 2022

Ancestral Puebloans

From Wikipedia, the free encyclopedia

Horseshoe Tower in the snow, Hovenweep National Monument

The Ancestral Puebloans, also known as the Anasazi, were an ancient Native American culture that spanned the present-day Four Corners region of the United States, comprising southeastern Utah, northeastern Arizona, northwestern New Mexico, and southwestern Colorado. They are believed to have developed, at least in part, from the Oshara Tradition, which developed from the Picosa culture. The people and their archaeological culture are often referred to as Anasazi, meaning "ancient enemies", as they were called by Navajo. Contemporary Puebloans object to the use of this term, with some viewing it as derogatory.

The Ancestral Puebloans lived in a range of structures that included small family pit houses, larger structures to house clans, grand pueblos, and cliff-sited dwellings for defense. They had a complex network linking hundreds of communities and population centers across the Colorado Plateau. They held a distinct knowledge of celestial sciences that found form in their architecture. The kiva, a congregational space that was used mostly for ceremonies, was an integral part of community structure.

Archaeologists continue to debate when this distinct culture emerged. The current agreement, based on terminology defined by the Pecos Classification, suggests their emergence around the 12th century BC, during the archaeologically designated Early Basketmaker II Era. Beginning with the earliest explorations and excavations, researchers identified Ancestral Puebloans as the forerunners of contemporary Pueblo peoples. Three UNESCO World Heritage Sites located in the United States are credited to the Pueblos: Mesa Verde National Park, Chaco Culture National Historical Park and Taos Pueblo.

Etymology

Pueblo, which means "village" in Spanish, was a term originating with the Spanish explorers who used it to refer to the people's particular style of dwelling. The Navajo people, who now reside in parts of former Pueblo territory, referred to the ancient people as Anaasází, an exonym meaning "ancestors of our enemies", referring to their competition with the Pueblo peoples. The Navajo now use the term in the sense of referring to "ancient people" or "ancient ones".

Hopi people use the term Hisatsinom, meaning "ancient people", to describe the Ancestral Puebloans.

Geography

Map of Ancestral Pueblo and neighboring cultures

The Ancestral Puebloans were one of four major prehistoric archaeological traditions recognized in the American Southwest. This area is sometimes referred to as Oasisamerica in the region defining pre-Columbian southwestern North America. The others are the Mogollon, Hohokam, and Patayan. In relation to neighboring cultures, the Ancestral Puebloans occupied the northeast quadrant of the area. The Ancestral Puebloan homeland centers on the Colorado Plateau, but extends from central New Mexico on the east to southern Nevada on the west.

Areas of southern Nevada, Utah, and Colorado form a loose northern boundary, while the southern edge is defined by the Colorado and Little Colorado Rivers in Arizona and the Rio Puerco and Rio Grande in New Mexico. Structures and other evidence of Ancestral Puebloan culture have been found extending east onto the American Great Plains, in areas near the Cimarron and Pecos Rivers and in the Galisteo Basin.

A map of Ancestral Puebloan sites in the Four Corners area
Major Ancestral Puebloan sites in the Four Corners area

Terrain and resources within this large region vary greatly. The plateau regions have high elevations ranging from 4,500 to 8,500 feet (1,400 to 2,600 m). Extensive horizontal mesas are capped by sedimentary formations and support woodlands of junipers, pinon, and ponderosa pines, each favoring different elevations. Wind and water erosion have created steep-walled canyons, and sculpted windows and bridges out of the sandstone landscape. In areas where resistant strata (sedimentary rock layers), such as sandstone or limestone, overlie more easily eroded strata such as shale, rock overhangs formed. The Ancestral Puebloans favored building under such overhangs for shelters and defensive building sites.

All areas of the Ancestral Puebloan homeland suffered from periods of drought, and wind and water erosion. Summer rains could be unreliable and often arrived as destructive thunderstorms. While the amount of winter snowfall varied greatly, the Ancestral Puebloans depended on the snow for most of their water. Snow melt allowed the germination of seeds, both wild and cultivated, in the spring.

Where sandstone layers overlay shale, snow melt could accumulate and create seeps and springs, which the Ancestral Puebloans used as water sources. Snow also fed the smaller, more predictable tributaries, such as the Chinle, Animas, Jemez, and Taos Rivers. The larger rivers were less directly important to the ancient culture, as smaller streams were more easily diverted or controlled for irrigation.

Cultural characteristics

Pueblo Bonito, the largest of the Chacoan Great Houses, stands at the foot of Chaco Canyon's northern rim.

The Ancestral Puebloan culture is perhaps best known for the stone and earth dwellings its people built along cliff walls, particularly during the Pueblo II and Pueblo III eras, from about 900 to 1350 AD in total. The best-preserved examples of the stone dwellings are now protected within United States' national parks, such as Navajo National Monument, Chaco Culture National Historical Park, Mesa Verde National Park, Canyons of the Ancients National Monument, Aztec Ruins National Monument, Bandelier National Monument, Hovenweep National Monument, and Canyon de Chelly National Monument.

These villages, called pueblos by Spanish colonists, were accessible only by rope or through rock climbing. These astonishing building achievements had modest beginnings. The first Ancestral Puebloan homes and villages were based on the pit-house, a common feature in the Basketmaker periods.

Ancestral Puebloans are also known for their pottery. In general, pottery used for cooking or storage in the region was unpainted gray, either smooth or textured. Pottery used for more formal purposes was often more richly adorned. In the northern or "Anasazi" portion of the Ancestral Pueblo world, from about 500 to 1300 AD, the most common decorated pottery had black-painted designs on white or light gray backgrounds. Decoration is characterized by fine hatching, and contrasting colors are produced by the use of mineral-based paint on a chalky background. South of the Anasazi territory, in Mogollon settlements, pottery was more often hand-coiled, scraped, and polished, with red to brown coloring.

Some tall cylinders are considered ceremonial vessels, while narrow-necked jars may have been used for liquids. Ware in the southern portion of the region, particularly after 1150 AD, is characterized by heavier black-line decoration and the use of carbon-based colorants. In northern New Mexico, the local "black on white" tradition, the Rio Grande white wares, continued well after 1300 AD.

Changes in pottery composition, structure, and decoration are signals of social change in the archaeological record. This is particularly true as the peoples of the American Southwest began to leave their traditional homes and migrate south. According to archaeologists Patricia Crown and Steadman Upham, the appearance of the bright colors on Salado Polychromes in the 14th century may reflect religious or political alliances on a regional level. Late 14th- and 15th-century pottery from central Arizona, widely traded in the region, has colors and designs which may derive from earlier ware by both Ancestral Pueblo and Mogollon peoples.

The Ancestral Puebloans also created many petroglyphs and pictographs. The pictograph style with which they are associated is the called the Barrier Canyon Style. This form of pictograph is painted in areas in which the images would be protected from the sun yet visible to a group of people. The figures are sometimes phantom or alien looking. The Holy Ghost panel in the Horseshoe Canyon is considered to be one of the earliest uses of graphical perspective where the largest figure appears to take on a three dimensional representation.

Recent archaeological evidence has established that in at least one great house, Pueblo Bonito, the elite family whose burials associate them with the site practiced matrilineal succession. Room 33 in Pueblo Bonito, the richest burial ever excavated in the Southwest, served as a crypt for one powerful lineage, traced through the female line, for approximately 330 years. While other Ancestral Pueblo burials have not yet been subjected to the same archaeogenomic testing, the survival of matrilineal descent among contemporary Puebloans suggests that this may have been a widespread practice among Ancestral Puebloans.

Architecture

The Ancestral Pueblo people in the North American Southwest crafted a unique architecture with planned community spaces. Population centers such as Chaco Canyon (outside Crownpoint, New Mexico), Mesa Verde (near Cortez, Colorado), and Bandelier National Monument (near Los Alamos, New Mexico) have brought renown to the Ancestral Pueblo peoples. They consisted of apartment complexes and structures made of stone, adobe mud, and other local material, or were carved into canyon walls. Developed within these cultures, the people also adopted design details from other cultures as far away as contemporary Mexico.

These buildings were usually multistoried and multipurposed, and surrounded open plazas and viewsheds. They were occupied by hundreds to thousands of people. These complexes hosted cultural and civic events and infrastructure that supported a vast outlying region hundreds of miles away linked by transportation roadways.

A Remains of multistory dwelling built into volcanic tuff wall, Bandelier National Monument, New Mexico
Multistory dwellings at Bandelier: Rock wall foundations and beam holes and "cavates" carved into volcanic tuff remain from upper floors.

Built well before 1492 AD, these towns and villages were located in defensive positions, for example on high, steep mesas such as at Mesa Verde or present-day Acoma Pueblo, called the "Sky City", in New Mexico. Before 900 AD and progressing past the 13th century, the population complexes were major culture centers. In Chaco Canyon, Chacoan developers quarried sandstone blocks and hauled timber from great distances, assembling 15 major complexes. These ranked as the largest buildings in North America until the late 19th century.

Evidence of archaeoastronomy at Chaco has been proposed, with the Sun Dagger petroglyph at Fajada Butte a popular example. Many Chacoan buildings may have been aligned to capture the solar and lunar cycles, requiring generations of astronomical observations and centuries of skillfully coordinated construction. The Chacoans abandoned the canyon, probably due to climate change beginning with a 50-year drought starting in 1130.

Great Houses

Mancos Pitcher with Black on White Geometric Designs, Ancestral Pueblo, 900–1300 AD, Brooklyn Museum

Immense complexes known as "great houses" embodied worship at Chaco. Archaeologists have found musical instruments, jewelry, ceramics, and ceremonial items, indicating people in Great Houses were elite, wealthier families. They hosted indoor burials, where gifts were interred with the dead, often including bowls of food and turquoise beads.

Over centuries, architectural forms evolved but the complexes kept some core traits, such as their size. They averaged more than 200 rooms each, and some had 700 rooms. Rooms were very large, with higher ceilings than Ancestral Pueblo buildings of earlier periods. They were well-planned: vast sections were built in a single stage.

A partly overcast sky and subdued sunlight over a roughly six-foot tall wall of dusky tan sandstone bricks which vary somewhat in size. The wall runs diagonally from the immediate foreground at left towards the right, running perhaps several dozen feet to the near middle distance. A few feet to the right, in the middle foreground, a low ring of similar blocks delimits a circular pit sunk into the ground. The remains of several other ruinous low walls, perhaps one to three high at most, are arrayed in parallel; they align left to right from the high diagonal wall. Perhaps a mile distant to the center and right, a canyon wall slopes gradually level to meet the valley floor on which the walls sit.
A rectangular entrance through a thick wall dressed with sandstone blocks in the foreground. The entrance reveals a view of another similar wall, itself bearing a doorway showing yet another wall with another door. Four such nested sets of doorways are seen, with a fifth wall visible through the final fourth doorway.
Doorways, Pueblo Bonito in Chaco Canyon, New Mexico

Most houses faced south. Plazas were almost always surrounded by buildings of sealed-off rooms or high walls. There were often four or five stories, with single-story rooms facing the plaza; room blocks were terraced to allow the tallest sections to compose the pueblo's rear edifice. Rooms were often organized into suites, with front rooms larger than rear, interior, and storage rooms or areas.

Ceremonial structures known as kivas were built in proportion to the number of rooms in a pueblo. A small kiva was built for roughly every 29 rooms. Nine complexes each had a Great Kiva, up to 63 feet (19 m) in diameter. T-shaped doorways and stone lintels marked all Chacoan kivas.

Although simple and compound walls were often used, great houses usually had core-and-veneer walls: rubble filled the gap between parallel load-bearing walls of dressed, flat sandstone blocks bound in clay mortar. Walls were covered in a veneer of small sandstone pieces, which were pressed into a layer of binding mud. These surfacing stones were often arranged in distinctive patterns.

The Chacoan structures together required the wood of 200,000 conifer trees, mostly hauled – on foot – from mountain ranges up to 70 miles (110 km) away.

Ceremonial infrastructure

One of the most notable aspects of Ancestral Puebloan infrastructure is the Chaco Road at Chaco Canyon, a system of roads radiating from many great house sites such as Pueblo Bonito, Chetro Ketl, and Una Vida. They led toward small outlier sites and natural features in the canyon and outside.

Through satellite images and ground investigations, archaeologists have found eight main roads that together run for more than 180 miles (300 km), and are more than 30 feet (10 m) wide. These were built by excavating into a smooth, leveled surface in the bedrock or removing vegetation and soil. Large ramps and stairways in the cliff rock connect the roads above the canyon to sites at the bottom.

The largest roads, built at the same time as many of the great houses (1000 to 1125 AD), are: the Great North Road, the South Road, the Coyote Canyon Road, the Chacra Face Road, Ahshislepah Road, Mexican Springs Road, the West Road, and the shorter Pintado-Chaco Road. Simple structures like berms and walls are sometimes aligned along the roads. Some tracts of the roads lead to natural features such as springs, lakes, mountain tops, and pinnacles.

Great North Road

The longest and best-known of these roads is the Great North Road, which originates from different routes close to Pueblo Bonito and Chetro Ketl. These roads converge at Pueblo Alto and from there lead north beyond the canyon limits. Along the road there are only small, isolated structures.[citation needed]

Archaeological interpretations of the Chaco road system are divided between an economic purpose and a symbolic, ideological or religious role.

The system was discovered in the late 19th century and excavated in the 1970s. By the late 20th century, aerial and satellite photographs helped in the study. Archaeologists suggested that the road's main purpose was to transport local and exotic goods to and from the canyon. The economic purpose of the Chaco road system is shown by the presence of luxury items at Pueblo Bonito and elsewhere in the canyon. Items such as macaws, turquoise and seashells, which are not part of this environment, and imported vessels distinguished by design, prove that the Chaco traded with distant regions. The widespread use of timber in Chacoan constructions required a large system of easy transportation, as timber was not locally available. Analysis of strontium isotopes shows that much of the timber came from distant mountain ranges.

Prehistoric roads and great houses in the San Juan Basin

Cliff communities

Plan of entire Spruce Tree House from above, cut from laser scan data collected by a CyArk/National Park Service partnership
 
Laser scan section of the four-story Square Tower House, data collected by a CyArk/National Park Service partnership
 
Section view of Kiva A in Mesa Verde's Fire Temple, cut from laser scan data collected by a CyArk/National Park Service partnership. Since Fire Temple was at least partially built to conform to the dimensions of its cliff alcove, it is neither round in form nor truly subterranean like other structures defined as kivas.

Throughout the southwest Ancestral Puebloan region are building complexes in shallow caves and under rock overhangs in canyon walls. Unlike earlier structures and villages atop mesas this was a regional 13th-century trend of gathering the growing populations into close, defensible quarters. There were buildings for housing, defense, and storage. These were built mostly of blocks of hard sandstone, held together and plastered with adobe mortar. Constructions had many similarities, but unique forms due to the unique rock topography.

The best-known site is at Mesa Verde, with a large number of well-preserved cliff dwellings. This area included common Pueblo architectural forms, such as kivas, towers, and pit-houses, but the space restrictions of these alcoves resulted in far denser populations. Mug House, a typical cliff dwelling of the period, was home to around 100 people who shared 94 small rooms and eight kivas, built right up against each other and sharing many walls. Builders maximized space use and no area was off-limits.

Not all the people in the region lived in cliff dwellings; many colonized the canyon rims and slopes in multifamily structures that grew to unprecedented size as populations swelled. Decorative motifs for these sandstone/mortar structures, both cliff dwellings and not, included T-shaped windows and doors. This has been taken by some archaeologists, such as Stephen Lekson (1999), as evidence of the continuation of the Chaco Canyon elite system, which had seemingly collapsed a century earlier. Other researchers instead explain these motifs as part a wider Puebloan style or religion.

History

Origins

During the period from 700 to 1130 AD (Pueblo I and II Eras), the population grew fast due to consistent and regular rainfall which supported agriculture. Studies of skeletal remains show increased fertility rather than decreased mortality. However, this tenfold population increase over a few generations was probably also due to migrations of people from surrounding areas. Innovations such as pottery, food storage, and agriculture enabled this rapid growth. Over several decades, the Ancestral Puebloan culture spread across the landscape.

Ancestral Puebloan culture has been divided into three main areas or branches, based on geographical location:

Modern Pueblo oral traditions hold that the Ancestral Puebloans originated from sipapu, where they emerged from the underworld. For unknown ages, they were led by chiefs and guided by spirits as they completed vast migrations throughout the continent of North America. They settled first in the Ancestral Puebloan areas for a few hundred years before moving to their present locations.

Migration from the homeland

Chaco Culture bowl, 11th to 13th centuries, Pueblo Alto, Chaco Canyon

The Ancestral Puebloans left their established homes in the 12th and 13th centuries. The main reason is unclear. Factors discussed include global or regional climate change, prolonged drought, environmental degradation such as cyclical periods of topsoil erosion deforestation, hostility from new arrivals, religious or cultural change, and influence from Mesoamerican cultures. Many of these possibilities are supported by archaeological evidence.

Current scholarly consensus is that Ancestral Puebloans responded to pressure from Numic-speaking peoples moving onto the Colorado Plateau, as well as climate change that resulted in agricultural failures. The archaeological record indicates that for Ancestral Puebloans to adapt to climatic change by changing residences and locations was not unusual. Early Pueblo I Era sites may have housed up to 600 individuals in a few separate but closely spaced settlement clusters. However, they were generally occupied for 30 years or less. Archaeologist Timothy A. Kohler excavated large Pueblo I sites near Dolores, Colorado, and discovered that they were established during periods of above-average rainfall. This allowed crops to be grown without requiring irrigation. At the same time, nearby areas that suffered significantly drier patterns were abandoned.

Ancestral Puebloans attained a cultural "Golden Age" between about 900 and 1150. During this time, generally classed as Pueblo II Era, the climate was relatively warm and rainfall mostly adequate. Communities grew larger and were inhabited for longer. Highly specific local traditions in architecture and pottery emerged, and trade over long distances appears to have been common. Domesticated turkeys appeared.

After around 1130, North America had significant climatic change in the form of a 300-year drought called the Great Drought. This also led to the collapse of the Tiwanaku civilization around Lake Titicaca in present-day Bolivia. The contemporary Mississippian culture also collapsed during this period. Confirming evidence dated between 1150 and 1350 has been found in excavations of the western regions of the Mississippi Valley, which show long-lasting patterns of warmer, wetter winters and cooler, drier summers.

Ancestral Puebloan ruins in Dark Canyon Wilderness, Utah

In this later period, the Pueblo II became more self-contained, decreasing trade and interaction with more distant communities. Southwest farmers developed irrigation techniques appropriate to seasonal rainfall, including soil and water control features such as check dams and terraces. The population of the region continued to be mobile, abandoning settlements and fields under adverse conditions. There was also a drop in water table was due to a different cycle unrelated to rainfall. This forced the abandonment of settlements in the more arid or overfarmed locations.

Evidence suggests a profound change in religion in this period. Chacoan and other structures constructed originally along astronomical alignments, and thought to have served important ceremonial purposes to the culture, were systematically dismantled. Doorways were sealed with rock and mortar. Kiva walls show marks from great fires set within them, which probably required removal of the massive roof – a task which would require significant effort. Habitations were abandoned, and tribes divided and resettled far.

This evidence suggests that the religious structures were abandoned deliberately over time. Puebloan tradition holds that the ancestors had achieved great spiritual power and control over natural forces. They used their power in ways that caused nature to change, and caused changes that were never meant to occur. Possibly, the dismantling of their religious structures was an effort to symbolically undo the changes they believed they caused due to their abuse of their spiritual power, and thus make amends with nature.

Most modern Pueblo peoples (whether Keresans, Hopi, or Tanoans) assert the Ancestral Puebloans did not "vanish", as is commonly portrayed. They say that the people migrated to areas in the southwest with more favorable rainfall and dependable streams. They merged into the various Pueblo peoples whose descendants still live in Arizona and New Mexico. This perspective was also presented by early 20th-century anthropologists, including Frank Hamilton Cushing, J. Walter Fewkes, and Alfred V. Kidder.

Many modern Pueblo tribes trace their lineage from specific settlements. For example, the San Ildefonso Pueblo people believe that their ancestors lived in both the Mesa Verde and the Bandelier areas. Evidence also suggests that a profound change took place in the Ancestral Pueblo area and areas inhabited by their cultural neighbors, the Mogollon. Historian James W. Loewen agrees with this oral tradition in his book, Lies Across America: What Our Historic Markers and Monuments Get Wrong (1999). No academic consensus exists with the professional archeological and anthropological community on this issue.

Warfare

Pecos Glazeware bowl, Pecos National Historical Park

Environmental stress may have caused changes in social structure, leading to conflict and warfare. Near Kayenta, Arizona, Jonathan Haas of the Field Museum in Chicago has been studying a group of Ancestral Puebloan villages that relocated from the canyons to the high mesa tops during the late 13th century. Haas believes that the reason to move so far from water and arable land was a defense against enemies. He asserts that isolated communities relied on raiding for food and supplies, and that internal conflict and warfare became common in the 13th century.

This conflict may have been aggravated by the influx of less settled peoples, Numic-speakers such as the Utes, Shoshones, and Paiute people, who may have originated in what is today California, and the arrival of the Athabaskan-speaking Diné who migrated from the north during this time and subsequently became the Navajo and Apache tribes most notably. Others suggest that more developed villages, such as that at Chaco Canyon, exhausted their environments, resulting in widespread deforestation and eventually the fall of their civilization through warfare over depleted resources.

A 1997 excavation at Cowboy Wash near Dolores, Colorado found remains of at least 24 human skeletons that showed evidence of violence and dismemberment, with strong indications of cannibalism. This modest community appears to have been abandoned during the same time period. Other excavations within the Ancestral Puebloan cultural area have produced varying numbers of unburied, and in some cases dismembered, bodies. In a 2010 paper, Potter and Chuipka argued that evidence at Sacred Ridge site, near Durango, Colorado, is best interpreted as warfare related to competition and ethnic cleansing.

This evidence of warfare, conflict, and cannibalism is hotly debated by some scholars and interest groups. Suggested alternatives include: a community suffering the pressure of starvation or extreme social stress, dismemberment and cannibalism as religious ritual or in response to religious conflict, the influx of outsiders seeking to drive out a settled agricultural community via calculated atrocity, or an invasion of a settled region by nomadic raiders who practiced cannibalism.

Anasazi as a cultural label

The term "Anasazi" was established in archaeological terminology through the Pecos Classification system in 1927. It had been adopted from the Navajo. Archaeologist Linda Cordell discussed the word's etymology and use:

The name "Anasazi" has come to mean "ancient people," although the word itself is Navajo, meaning "enemy ancestors." [The Navajo word is anaasází (<anaa- "enemy", sází "ancestor").] The term was first applied to ruins of the Mesa Verde by Richard Wetherill, a rancher and trader who, in 1888–1889, was the first Anglo-American to explore the sites in that area. Wetherill knew and worked with Navajos and understood what the word meant. The name was further sanctioned in archaeology when it was adopted by Alfred V. Kidder, the acknowledged dean of Southwestern Archaeology. Kidder felt that it was less cumbersome than a more technical term he might have used. Subsequently some archaeologists who would try to change the term have worried that because the Pueblos speak different languages, there are different words for "ancestor," and using one might be offensive to people speaking other languages.

Many contemporary Pueblo peoples object to the use of the term Anasazi; controversy exists among them on a native alternative. Some modern descendants of this culture often choose to use the term "Ancestral Pueblo" peoples. Contemporary Hopi use the word Hisatsinom in preference to Anasazi.

Cultural distinctions

Boy in doorway, Balcony House, Mesa Verde National Park

Archaeological cultural units such as Ancestral Puebloan, Hohokam, Patayan, or Mogollon are used by archaeologists to define material culture similarities and differences that may identify prehistoric sociocultural units, equivalent to modern societies or peoples. The names and divisions are classification devices based on theoretical perspectives, analytical methods, and data available at the time of analysis and publication. They are subject to change, not only on the basis of new information and discoveries, but also as attitudes and perspectives change within the scientific community. It should not be assumed that an archaeological division or culture unit corresponds to a particular language group or to a socio-political entity such as a tribe.

Current terms and conventions have significant limitations:

  • Archaeological research focuses on items left behind during people's activities: fragments of pottery vessels, garbage, human remains, stone tools or evidence left from the construction of dwellings. However, many other aspects of the culture of prehistoric peoples are not tangible. Their beliefs and behavior are difficult to decipher from physical materials, and their languages remain unknown as they had no known writing system.
  • Cultural divisions are tools of the modern scientist, and so should not be considered similar to divisions or relationships which the ancient residents may have recognized. Modern cultures in this region, many of whom claim some of these ancient people as ancestors, express a striking range of diversity in lifestyles, social organization, language and religious beliefs. This suggests the ancient people were also more diverse than their material remains may suggest.
  • The modern term "style" has a bearing on how material items such as pottery or architecture can be interpreted. Within a people, different means to accomplish the same goal can be adopted by subsets of the larger group. For example, in modern Western cultures, there are alternative styles of clothing that characterize older and younger generations. Some cultural differences may be based on linear traditions, on teaching from one generation or "school" to another. Other varieties in style may have distinguished between arbitrary groups within a culture, perhaps defining status, gender, clan or guild affiliation, religious belief or cultural alliances. Variations may also simply reflect the different resources available in a given time or area.

Defining cultural groups, such as the Ancestral Puebloans, tends to create an image of territories separated by clear-cut boundaries, like border boundaries separating modern states. These did not exist. Prehistoric people traded, worshipped, collaborated, and fought most often with other nearby groups. Cultural differences should therefore be understood as clinal: "increasing gradually as the distance separating groups also increases".

Departures from the expected pattern may occur because of unidentified social or political situations or because of geographic barriers. In the Southwest, mountain ranges, rivers, and most obviously, the Grand Canyon, can be significant barriers for human communities, likely reducing the frequency of contact with other groups. Current opinion holds that the closer cultural similarity between the Mogollon and Ancestral Puebloans, and their greater differences from the Hohokam and Patayan, is due to both the geography and the variety of climate zones in the Southwest.

East Asian cultural sphere

From Wikipedia, the free encyclopedia

East Asian cultural sphere
East Asian Cultural Sphere.svg
  •   East Asian cultural sphere
Chinese name
Traditional Chinese東亞文化圈
漢字文化圈
Simplified Chinese东亚文化圈
汉字文化圈
Vietnamese name
Vietnamese alphabetVùng văn hóa Đông Á
Vùng văn hóa chữ Hán
Đông Á văn hóa quyển
Hán tự văn hóa quyển
Chữ Hán東亞文化圈
漢字文化圈
Chữ Nôm塳文化東亞
塳文化𡨸漢
Korean name
Hangul동아문화권
한자문화권
Hanja東亞文化圈
漢字文化圈
Japanese name
Kanji東亜文化圏
漢字文化圏
Hiraganaとうあぶんかけん
かんじぶんかけん
East Asian Dragons are legendary creatures in East-Asian mythology and culture.
 
漢字文化圈/汉字文化圈 · 한자 문화권 · Vòng văn hóa chữ Hán · 漢字文化圏.svg

The East Asian cultural sphere, also known as the Sinosphere, the Sinic world, the Sinitic world, the Chinese cultural sphere, the Chinese character sphere or Greater China encompasses multiple countries in East and Southeast Asia that were historically influenced by Chinese culture. According to academic consensus, the East Asian cultural sphere is made up of four entities: Greater China, Japan, Korea, and Vietnam. Other definitions sometimes include other countries such as Mongolia and Singapore, because of limited historical Chinese influences or increasing modern-day Chinese diaspora. The East Asian cultural sphere is not to be confused with the Sinophone world, which includes countries where the Chinese-speaking population is dominant.

Imperial China was a regional power and exerted influence on tributary states and neighboring states, among which were Japan, Korea, and Vietnam. These interactions brought ideological and cultural influences rooted in Confucianism, Buddhism, and Taoism. During classical history, the four cultures shared a common imperial system under respective emperors. Chinese inventions influenced, and were in turned influenced by, innovations of the other cultures in governance, philosophy, science, and the arts. Written Classical Chinese became the regional lingua franca for literary, cultural, scientific and economic exchange, and Chinese characters (Hanzi) became locally adapted in Japan as Kanji, Korea as Hanja, and Vietnam as Chữ Hán.

In late classical history, the literary importance of classical Chinese diminished as Japan, Korea, and Vietnam each adopted their own literary device. Japan developed the Katakana and Hiragana scripts, Korea developed Hangul, and Vietnam developed Chữ Nôm (which is now obsolete; the modern Vietnamese alphabet is based on the Latin alphabet). Classical literature written in Chinese characters nonetheless remains an important legacy of Japanese, Korean, and Vietnamese cultures. In the 21st century, ideological and cultural influences of Confucianism and Buddhism remain visible in high culture and social doctrines.

Terminology

China has been regarded as one of the centers of civilization, with the emergent cultures that arose from the migration of original Han settlers from the Yellow River generally regarded as the starting point of the East Asian world. Today, its population is approximately 1.402 billion.

Japanese historian Nishijima Sadao [ja] (1919–1998), professor emeritus at the University of Tokyo, originally coined the term Tōa bunka-ken (東亜文化圏, 'East Asian Cultural Area'), conceiving of a Chinese or East-Asian cultural sphere distinct from the cultures of the west. According to Nishijima, this cultural sphere—which includes China, Japan, Korea, and Vietnam, stretching from areas between Mongolia and the Himalayas—shared the philosophy of Confucianism, the religion of Buddhism, and similar political and social structures.

Etymology

Sometimes used as a synonym for the East-Asian cultural sphere, the term Sinosphere derives from Sino- ('China, Chinese') and -sphere, in the sense of a sphere of influence (i.e., an area influenced by a country). (cf. Sinophone.)

As cognates of each other, the "CJKV" languages—Chinese, Japanese, Korean, and Vietnamese—translate the English term sphere as:

  • Chinese: quān (, 'circle, ring, corral, pen')
  • Japanese: ken (圏けん, 'sphere, circle, range, radius')
  • Korean: gwon ( from 圏)
  • Vietnamese: quyển / khuyên from 圏

Victor H. Mair discussed the origins of these "culture sphere" terms. The Chinese wénhuà quān (文化圈) dates back to a 1941 translation for the German term Kulturkreis, ('culture circle, field'), which the Austrian ethnologists Fritz Graebner and Wilhelm Schmidt proposed. Japanese historian Nishijima Sadao [ja] coined the expressions Kanji bunka ken (漢字文化圏, "Chinese-character culture sphere") and Chuka bunka ken (中華文化圏, "Chinese culture sphere"), which China later re-borrowed as loanwords. Nishijima devised these Sinitic "cultural spheres" within his Theory of an East Asian World (東アジア世界論, Higashi Ajia sekai-ron).

Chinese–English dictionaries provide similar translations of this keyword wénhuà quān (文化圈) as "the intellectual or literary circles" (Liang Shiqiu 1975) and "literary, educational circles" (Lin Yutang 1972).

The Sinosphere may be taken to be synonymous to Ancient China and its descendant civilizations as well as the "Far Eastern civilizations" (the Mainland and the Japanese ones). In the 1930s in A Study of History, the Sinosphere along with the Western, Islamic, Eastern Orthodox, Indic, etc. civilizations is presented as among the major "units of study."

Comparisons with the West

British historian Arnold J. Toynbee listed the Far Eastern civilization as one of the main civilizations outlined in his book, A Study of History. He included Japan and Korea in his definition of "Far Eastern civilization" and proposed that they grew out of the "Sinic civilization" that originated in the Yellow River basin. Toynbee compared the relationship between the Sinic and Far Eastern civilization with that of the Hellenic and Western civilizations, which had an "apparentation-affiliation."

American Sinologist and historian Edwin O. Reischauer also grouped China, Japan, Korea, and Vietnam into a cultural sphere that he called the Sinic world, a group of centralized states that share a Confucian ethical philosophy. Reischauer states that this culture originated in Northern China, comparing the relationship between Northern China and East Asia to that of Greco-Roman civilization and Europe. The elites of East Asia were tied together through a common written language based on Chinese characters, much in the way that Latin had functioned in Europe.

American political scientist Samuel P. Huntington considered the Sinic world as one of many civilizations in his book The Clash of Civilizations. He notes that "all scholars recognize the existence of either a single distinct Chinese civilization dating back to at least 1500 B.C. and perhaps a thousand years earlier, or of two Chinese civilizations one succeeding the other in the early centuries of the Christian epoch." Huntington's Sinic civilization includes China, North Korea, South Korea, Mongolia, Vietnam and Chinese communities in Southeast Asia. Of the many civilizations that Huntington discusses, the Sinic world is the only one that is based on a cultural, rather than religious, identity. Huntington's theory was that in a post-Cold War world, humanity "[identifies] with cultural groups: tribes, ethnic groups, religious communities [and] at the broadest level, civilizations."Yet, Huntington considered Japan as a distinct civilization.

Culture

Imperial City, Hue, Vietnam. Chinese architecture has had a major influence on the East Asian architectural styles of Vietnam, Korea, and Japan.

Arts

Cuisine

The cuisine of East Asia shares many of the same ingredients and techniques. Chopsticks are used as an eating utensil in all of the core East Asian countries. The use of soy sauce, which is made from fermenting soybeans, is also widespread in the region.

Rice is the staple food in all of East Asia and is a major focus of food security. People who have no rice are often seen as having no food. Moreover, in East Asian countries such as China, the word for 'cooked rice' can embody the meaning of food in general.

Popular terms associated with East Asian cuisine include boba, kimchi, sushi, hot pot, tea, dimsum, ramen, as well as phở, sashimi, udon, among others.

Traditions

Literature

East-Asian literary culture is based on the use of Literary Chinese, which became the medium of scholarship and government across the region. Although each of these countries developed vernacular writing systems and used them for popular literature, they continued to use Chinese for all formal writing until it was swept away by rising nationalism around the end of the 19th century.

Throughout East Asia, Literary Chinese was the language of administration and scholarship. Although Vietnam, Korea, and Japan each developed writing systems for their languages, these were limited to popular literature. Chinese remained the medium of formal writing until it was displaced by vernacular writing in the late 19th and early 20th centuries. Though they did not use Chinese for spoken communication, each country had its tradition of reading texts aloud, the so-called Sino-Xenic pronunciations, which provide clues to the pronunciation of Middle Chinese. Chinese words with these pronunciations were also borrowed extensively into the local vernaculars, and today comprise over half their vocabularies.

Books in Literary Chinese were widely distributed. By the 7th century and possibly earlier, woodblock printing had been developed in China. At first, it was used only to copy the Buddhist scriptures, but later secular works were also printed. By the 13th century, metal movable type was used by government printers in Korea but seems to have not been extensively used in China, Vietnam, or Japan. At the same time manuscript reproduction remained important until the late 19th century.

Japan's textual scholarship had Chinese origin which made Japan one of the birthplaces of modern Sinology.

Philosophy and religion

The Art of War, Tao Te Ching, I Ching and Analects are classic Chinese texts that have been influential in East Asian history.

Taoism

The countries of China, Korea, Vietnam and Japan have been influenced by Taoism. Developed from Eastern philosophy, known as Tao, the religion was created in China from the teachings of Lao Tse. It follows the search for the tao, a concept that is equivalent to a path or course and represents the cosmic force that creates the universe and all things

According to this belief, the wisdom of the Tao is the only source of the universe and must be a natural path of life events that everyone should follow. Thus, the adherents of Taoism follow the search for Tao, which means path and represents the strength of the universe.

The most important text in Taoism, the Tao Te Ching (Book of the Way and Virtue, c. 300 BC), declares that the Tao is the "source" of the universe, thus considered a creative principle, but not as a deity. Nature manifests itself spontaneously, without a higher intention, it is up to the human being to integrate, through "non-action" ("wuwei") and spontaneity ("ziran"), to its flow and rhythms, to achieve happiness and a long life.

Taoism is a combination of teachings from various sources, manifesting itself as a system that can be philosophical, religious or ethical. This tradition can also be presented as a worldview and a way of life.

Buddhism

Mahayana Buddhism, particular to East Asian religion.
 

The countries of China, Japan, Korea, and Vietnam share a history of Mahayana Buddhism. It spread from India via the Silk Road through north-west India and modern day Pakistan, Xinjiang, eastward through Southeast Asia, Vietnam, then north through Guangzhou and Fujian. From China, it proliferated to Korea and Japan, especially during the Six Dynasties. It could have also re-spread from China south to Vietnam. East Asia is now home to the largest Buddhist population in the world at around 200-400 million, with the top five countries including China, Thailand, Myanmar, Japan, Vietnam—three of which falling within the East-Asian Cultural Sphere.

Buddhist philosophy is guided by the teachings of the Buddha, which lead the individual to full happiness through meditative practices, mind control and self-analysis of their daily actions.

Buddhists believe that physical and spiritual awareness leads to enlightenment and upliftment, called nirvana.

Nirvana is the highest state of meditation. According to Buddha, it is when the individual finds peace and tranquility, stopping the oscillations of thoughts and emotions, getting rid of the suffering of the physical world.

Confucianism

Confucianism plays a crucial part in East Asian culture.
 
Temple of Literature, Hanoi. Confucian education and imperial examinations played a huge role in creating scholars and mandarins (bureaucrats) for East-Asian dynasties.
 

The countries of China, Japan, Korea, and Vietnam share a Confucian philosophical worldview. Confucianism is a humanistic philosophy that believes that human beings are teachable, improvable and perfectible through personal and communal endeavor especially including self-cultivation and self-creation. Confucianism focuses on the cultivation of virtue and maintenance of ethics, the most basic of which are:

  • rén (): an obligation of altruism and humaneness for other individuals;
  • (/): the upholding of righteousness and the moral disposition to do good; and
  • (/): a system of norms and propriety that determines how a person should properly act in everyday life.

Neo-Confucianism

Mid-Imperial Chinese philosophy is primarily defined by the development of Neo-Confucianism. During the Tang dynasty, Buddhism from Nepal also became a prominent philosophical and religious discipline. Neo-Confucianism has its origins in the Tang dynasty; the Confucianist scholar Han Yu is seen as a forebear of the Neo-Confucianists of the Song dynasty. The Song dynasty philosopher Zhou Dunyi is seen as the first true "pioneer" of Neo-Confucianism, using Daoist metaphysics as a framework for his ethical philosophy.

Elsewhere in East Asia, Japanese philosophy began to develop as indigenous Shinto beliefs fused with Buddhism, Confucianism and other schools of Chinese philosophy. Similar to Japan, in Korean philosophy elements of Shamanism were integrated into the Neo-Confucianism imported from China. In Vietnam, neo-Confucianism was developed into Vietnamese own Tam giáo as well, along with Vietnamese folk religion and Mahayana Buddhism.

Other religions

Though not commonly identified with that of East Asia, the following religions have been influential in its history:

  1. Hinduism, see Hinduism in Vietnam, Hinduism in China
  2. Islam, see Xinjiang, Islam in China, Islam in Hong Kong, Islam in Japan, Islam in Korea, Islam in Vietnam.
  3. Christianity, one of the most popular religions in Singapore after Buddhism. Significant Christian communities also found in China, Hong Kong, Japan, Macau, South Korea, Taiwan and Vietnam.

Language

Numbers in Chinese and Sinoxenic languages.
 
"The old man is 72 years old" in Chinese and the Sinoxenic languages.

Historical linguistics

Various languages are thought to have originated in East Asia and have various degrees of influence on each other. These include:

  1. Sino-Tibetan: Spoken mainly in China, Singapore, Myanmar, Christmas Island, Bhutan, Northeast India, Kashmir and parts of Nepal. Major Sino-Tibetan languages include the varieties of Chinese, the Tibetic languages and Burmese. They are thought to have originated around the Yellow River north of the Yangzi.
  2. Austronesian: Spoken mainly in what is today Taiwan, Brunei, East Timor, Indonesia, Singapore, the Philippines, Malaysia, the Cocos (Keeling) Islands, Christmas Island, Madagascar and most of Oceania. Major Austronesian languages include the Formosan languages, Malay, Filipino, Malagasy and Māori.
  3. Turkic: Spoken mainly in China, Russia, Turkmenistan, Kyrgyzstan, Uzbekistan, Kazakhstan, Azerbaijan, Iran, Cyprus and Turkey. Major Turkic languages include Kazakh, Kyrgyz, Uyghur, Tuvan and Altai.
  4. Austroasiatic: Spoken mainly in Vietnam and Cambodia. Major Austroasiatic languages include Vietnamese and Khmer.
  5. Kra-Dai: Spoken mainly in Thailand, Laos, and parts of Southern China. Major Kra-Dai languages include Zhuang, Thai, and Lao.
  6. Mongolic: Spoken mainly in Mongolia, China and Russia. Major Mongolian languages include Oirat, Mongolian, Monguor, Dongxiang and Buryat.
  7. Tungusic: Spoken mainly in China and Russia. Major Tungusic languages include Evenki, Manchu, and Xibe.
  8. Koreanic: Spoken mainly in Korea. Major Korean languages include Korean and Jeju.
  9. Japonic: Spoken mainly in Japan. Major Japonic languages include Japanese, Ryukyuan and Hachijo.
  10. Ainu: Spoken mainly in Japan. The only surviving Ainu language is Hokkaido Ainu.

The core Languages of the East Asian Cultural Sphere generally include the varieties of Chinese, Japanese, Korean, and Vietnamese. All of these languages have a well-documented history of having historically used Chinese characters, Japanese, Korean, and Vietnamese all having roughly 60% of their vocabulary stemming from Chinese. There is a small set of minor languages that are comparable to the core East Asian languages such as Zhuang and Hmong-Mien. They are often overlooked since neither have their own country or heavily export their culture, but Zhuang has been written in Hanzi inspired characters called Sawndip for over 1000 years. Hmong, while having supposedly lacked a writing system until modern history, is also suggested to have a similar percentage of Chinese loans to the core CJKV languages as well.

While other languages have been impacted by the Sinosphere such as the Thai with its Thai numeral system and Mongolian with its historical use of Hanzi: the amount of Chinese vocabulary overall is not nearly as expansive in these languages as the core CJKV, or even Zhuang and Hmong.

Various hypotheses are trying to unify various subsets of the above languages, including the Sino-Austronesian, Altaic and Austric language groupings. An overview of these various language groups is discussed in Jared Diamond's Germs, Guns, and Steel, among other places.

Writing systems

Writing systems around the world

East Asia is quite diverse in writing systems, from the Brahmic, inspired abugidas of SEA, the logographic hanzi of China, the syllabaries of Japan, and various alphabets and abjads used in Korea (Hangul), Mongolia (Cyrillic), Vietnam (Latin), etc.

Writing systems of the Far East
Writing system Regions
Logograms (Hanzi and its variants) China, Japan, Korea, Malaysia, Singapore, Vietnam*, Taiwan
Logograms (Dongba symbols) China (Used by the Naxi ethnic minorities in China)
Syllabary (Kana) Japan
Syllabary (Yi script) China (Used by the Yi ethnic minorities in China)
Alphabet (Latin) Vietnam, China (Used by some ethnic minorities in China, such as the Miao people), Taiwan (Tâi-lô Latin script for Taiwanese Hokkien language)
Alphabet (Hangul) Korea, China (Used by the Choson ethnic minorities in Northeastern China)
Alphabet (Cyrillic) Mongolia (though there is movement to switch back to Mongolian script)
Alphabet (Mongolian) Mongolia*, China (Inner Mongolia)
Alphabet (Vietnamese) Vietnam*, China (Dongxing, Guangxi) still used by the Gin people today
Abugida (Brahmic scripts of Indian origin) China (Tibet, Xishuangbanna Dai Autonomous Prefecture)
Abugida (Pollard script) China (Used by the Hmong ethnic minorities in China)
Abjad (Uyghur Arabic alphabet) China (Xinjiang)
* Official usage historically. Currently used unofficially.

Character influences

Development of kana from Chinese characters
 
Countries and regions using Chinese characters as a writing system:
Dark Green: Traditional Chinese used officially (Taiwan, Hong Kong, Macau)
Green: Simplified Chinese used officially but traditional form is also used in publishing (Singapore, Malaysia)
Light Green: Simplified Chinese used officially, traditional form in daily use is uncommon (China, Kokang and Wa State of Myanmar)
Cyan: Chinese characters are used in parallel with other scripts in respective native languages (South Korea, Japan)
Yellow: Chinese characters were once used officially, but this is now obsolete (Mongolia, North Korea, Vietnam)
 

Hanzi (漢字 or 汉字) is considered the common culture that unifies the languages and cultures of many East Asian nations. Historically, Japan, Korea, and Vietnam have used Chinese characters. Today, they are mainly used in China, Japan, and South Korea albeit in different forms.

Mainland China, Malaysia and Singapore uses simplified characters, whereas Taiwan, Hong Kong, and Macau use Traditional Chinese.

Japan still uses kanji but has also invented kana, inspired by the Chinese cursive script.

Korea used to write in hanja but has invented an alphabetic system called hangul (also inspired by Chinese and phags-pa during the Mongol Empire) that is nowadays the majority script. However, hanja is a required subject in South Korea. Most names are also written in hanja. Hanja is also studied and used in academia, newspapers, and law; areas where a lot of scholarly terms and Sino-Korean loanwords are used and necessary to distinguish between otherwise ambiguous homonyms.

Vietnam used to write in chữ Hán or Classical Chinese. Since the 8th century they began inventing many of their own chữ Nôm. Since French colonization, they have switched to using a modified version of the Latin alphabet called chữ Quốc ngữ. However, Chinese characters still hold a special place in the cultures as their history and literature have been greatly influenced by Chinese characters. In Vietnam (and North Korea), chữ Hán can be seen in temples, cemeteries, and monuments today, as well as serving as decorative motifs in art and design. And there are movements to restore Hán Nôm in Vietnam. (Also see History of writing in Vietnam.)

Zhuang people are similar to the Vietnamese in that they used to write in Sawgun (Chinese characters) and have invented many of their characters called Sawndip (Immature characters or native characters). Sawndip is still used informally and in traditional settings, but in 1957, the People's Republic of China introduced an alphabetical script for the language, which is what it officially promotes.

Economy and trade

Before European imperialism, East Asia has always been one of the largest economies in the world, whose output had mostly been driven by China and the Silk Road. During the Industrial Revolution, East Asia modernized and became an area of economic power starting with the Meiji Restoration in the late 19th century when Japan rapidly transformed itself into the only industrial power outside the North Atlantic area. Japan's early industrial economy reached its height in World War II (1939-1945) when it expanded its empire and became a major world power.

The business cultures within the Sinosphere in some ways are heavily influenced by Chinese culture. Important in China is the social concept of guanxi (關係), which has influenced the societies of Korea, Vietnam and Japan as well. Japan often features hierarchically-organized companies, and Japanese work environments place a high value on interpersonal relationships. Korean businesses, adhering to Confucian values, are structured around a patriarchal family governed by filial piety (孝順) between management and a company's employees.

Post-WW2 (Tiger economies)

Following Japanese defeat, economic collapse after the war, and US military occupation, Japan's economy recovered in the 1950s with the post-war economic miracle in which rapid growth propelled the country to become the world's second-largest economy by the 1980s.

Since the Korean War and again under US military occupation, South Korea has experienced its postwar economic miracle called the Miracle on the Han River, with the rise of global tech industry leaders like Samsung, LG, etc. As of 2019 its economy is the 4th largest in Asia and the 11th largest in the world.

Hong Kong became one of the Four Asian Tiger economies, developing strong textile and manufacturing economies. South Korea followed a similar route, developing the textile industry. Following in the footsteps of Hong Kong and Korea, Taiwan and Singapore quickly industrialized through government policies. By 1997, all four of the Asian Tiger economies had joined Japan as economically developed nations.

As of 2019, South Korean and Japanese growth have stagnated (see also Lost Decade), and present growth in East Asia has now shifted to China and to the Tiger Cub Economies of Southeast Asia, particularly Vietnam.

Modern era

Since the Chinese economic reform, China has become the 2nd and 1st-largest economy in the world respectively by nominal GDP and GDP (PPP). The Pearl River Delta is one of the top startup regions (comparable with Beijing and Shanghai) in East Asia.

Up until the early 2010s, Vietnamese trade was heavily dependent on China, and many Chinese-Vietnamese speak both Cantonese and Vietnamese, which share many linguistic similarities. Vietnam, one of Next Eleven countries as of 2005, is regarded as a rising economic power in Southeast Asia.

East Asia participates in numerous global economic organizations including:

Neurophilosophy

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