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Friday, September 22, 2023

Visual search

From Wikipedia, the free encyclopedia

Visual search is a type of perceptual task requiring attention that typically involves an active scan of the visual environment for a particular object or feature (the target) among other objects or features (the distractors). Visual search can take place with or without eye movements. The ability to consciously locate an object or target amongst a complex array of stimuli has been extensively studied over the past 40 years. Practical examples of using visual search can be seen in everyday life, such as when one is picking out a product on a supermarket shelf, when animals are searching for food among piles of leaves, when trying to find a friend in a large crowd of people, or simply when playing visual search games such as Where's Wally?

Much previous literature on visual search used reaction time in order to measure the time it takes to detect the target amongst its distractors. An example of this could be a green square (the target) amongst a set of red circles (the distractors). However, reaction time measurements do not always distinguish between the role of attention and other factors: a long reaction time might be the result of difficulty directing attention to the target, or slowed decision-making processes or slowed motor responses after attention is already directed to the target and the target has already been detected. Many visual search paradigms have therefore used eye movement as a means to measure the degree of attention given to stimuli. However, eyes can move independently of attention, and therefore eye movement measures do not completely capture the role of attention.

Search types

Feature search

feature based search task

Feature search (also known as "disjunctive" or "efficient" search) is a visual search process that focuses on identifying a previously requested target amongst distractors that differ from the target by a unique visual feature such as color, shape, orientation, or size. An example of a feature search task is asking a participant to identify a white square (target) surrounded by black squares (distractors). In this type of visual search, the distractors are characterized by the same visual features. The efficiency of feature search in regards to reaction time(RT) and accuracy depends on the "pop out" effect, bottom-up processing, and parallel processing. However, the efficiency of feature search is unaffected by the number of distractors present.

The "pop out" effect is an element of feature search that characterizes the target's ability to stand out from surrounding distractors due to its unique feature. Bottom-up processing, which is the processing of information that depends on input from the environment, explains how one utilizes feature detectors to process characteristics of the stimuli and differentiate a target from its distractors. This draw of visual attention towards the target due to bottom-up processes is known as "saliency." Lastly, parallel processing is the mechanism that then allows one's feature detectors to work simultaneously in identifying the target.

Conjunction search

Conjunctive based search task.

Conjunction search (also known as inefficient or serial search) is a visual search process that focuses on identifying a previously requested target surrounded by distractors possessing no distinct features from the target itself. An example of a conjunction search task is having a person identify a red X (target) amongst distractors composed of black Xs (same shape) and red Os (same color). Unlike feature search, conjunction search involves distractors (or groups of distractors) that may differ from each other but exhibit at least one common feature with the target. The efficiency of conjunction search in regards to reaction time(RT) and accuracy is dependent on the distractor-ratio and the number of distractors present. As the distractors represent the differing individual features of the target more equally amongst themselves(distractor-ratio effect), reaction time(RT) increases and accuracy decreases. As the number of distractors present increases, the reaction time(RT) increases and the accuracy decreases. However, with practice the original reaction time(RT) restraints of conjunction search tend to show improvement. In the early stages of processing, conjunction search utilizes bottom-up processes to identify pre-specified features amongst the stimuli. These processes are then overtaken by a more serial process of consciously evaluating the indicated features of the stimuli in order to properly allocate one's focal spatial attention towards the stimulus that most accurately represents the target.

In many cases, top-down processing affects conjunction search by eliminating stimuli that are incongruent with one's previous knowledge of the target-description, which in the end allows for more efficient identification of the target. An example of the effect of top-down processes on a conjunction search task is when searching for a red 'K' among red 'Cs' and black 'Ks', individuals ignore the black letters and focus on the remaining red letters in order to decrease the set size of possible targets and, therefore, more efficiently identify their target.

Real world visual search

In everyday situations, people are most commonly searching their visual fields for targets that are familiar to them. When it comes to searching for familiar stimuli, top-down processing allows one to more efficiently identify targets with greater complexity than can be represented in a feature or conjunction search task. In a study done to analyze the reverse-letter effect, which is the idea that identifying the asymmetric letter among symmetric letters is more efficient than its reciprocal, researchers concluded that individuals more efficiently recognize an asymmetric letter among symmetric letters due to top-down processes. Top-down processes allowed study participants to access prior knowledge regarding shape recognition of the letter N and quickly eliminate the stimuli that matched their knowledge. In the real world, one must use prior knowledge everyday in order to accurately and efficiently locate objects such as phones, keys, etc. among a much more complex array of distractors. Despite this complexity, visual search with complex objects (and search for categories of objects, such as "phone", based on prior knowledge) appears to rely on the same active scanning processes as conjunction search with less complex, contrived laboratory stimuli, although global statistical information available in real-world scenes can also help people locate target objects. While bottom-up processes may come into play when identifying objects that are not as familiar to a person, overall top-down processing highly influences visual searches that occur in everyday life. Familiarity can play especially critical roles when parts of objects are not visible (as when objects are partly hidden from view because they are behind other objects). Visual information from hidden parts can be recalled from long-term memory and used to facilitate search for familiar objects.

Reaction time slope

It is also possible to measure the role of attention within visual search experiments by calculating the slope of reaction time over the number of distractors present. Generally, when high levels of attention are required when looking at a complex array of stimuli (conjunction search), the slope increases as reaction times increase. For simple visual search tasks (feature search), the slope decreases due to reaction times being fast and requiring less attention. However, the use of a reaction time slope to measure attention is controversial because non-attentional factors can also affect reaction time slope.

Visual orienting and attention

A photograph that simulates foveation

One obvious way to select visual information is to turn towards it, also known as visual orienting. This may be a movement of the head and/or eyes towards the visual stimulus, called a saccade. Through a process called foveation, the eyes fixate on the object of interest, making the image of the visual stimulus fall on the fovea of the eye, the central part of the retina with the sharpest visual acuity.

There are two types of orienting:

  • Exogenous orienting is the involuntary and automatic movement that occurs to direct one's visual attention toward a sudden disruption in his peripheral vision field. Attention is therefore externally guided by a stimulus, resulting in a reflexive saccade.
  • Endogenous orienting is the voluntary movement that occurs in order for one to focus visual attention on a goal-driven stimulus. Thus, the focus of attention of the perceiver can be manipulated by the demands of a task. A scanning saccade is triggered endogenously for the purpose of exploring the visual environment.
A plot of the saccades made while reading text. The plot shows the path of eye movements and the size of the circles represents the time spent at any one location.

Visual search relies primarily on endogenous orienting because participants have the goal to detect the presence or absence of a specific target object in an array of other distracting objects.

Early research suggested that attention could be covertly (without eye movement) shifted to peripheral stimuli, but later studies found that small saccades (microsaccades) occur during these tasks, and that these eye movements are frequently directed towards the attended locations (whether or not there are visible stimuli). These findings indicate that attention plays a critical role in understanding visual search.

Subsequently, competing theories of attention have come to dominate visual search discourse. The environment contains a vast amount of information. We are limited in the amount of information we are able to process at any one time, so it is therefore necessary that we have mechanisms by which extraneous stimuli can be filtered and only relevant information attended to. In the study of attention, psychologists distinguish between pre-attentive and attentional processes. Pre-attentive processes are evenly distributed across all input signals, forming a kind of "low-level" attention. Attentional processes are more selective and can only be applied to specific preattentive input. A large part of the current debate in visual search theory centres on selective attention and what the visual system is capable of achieving without focal attention.

Theory

Feature integration theory (FIT)

A popular explanation for the different reaction times of feature and conjunction searches is the feature integration theory (FIT), introduced by Treisman and Gelade in 1980. This theory proposes that certain visual features are registered early, automatically, and are coded rapidly in parallel across the visual field using pre-attentive processes. Experiments show that these features include luminance, colour, orientation, motion direction, and velocity, as well as some simple aspects of form. For example, a red X can be quickly found among any number of black Xs and Os because the red X has the discriminative feature of colour and will "pop out." In contrast, this theory also suggests that in order to integrate two or more visual features belonging to the same object, a later process involving integration of information from different brain areas is needed and is coded serially using focal attention. For example, when locating an orange square among blue squares and orange triangles, neither the colour feature "orange" nor the shape feature "square" is sufficient to locate the search target. Instead, one must integrate information of both colour and shape to locate the target.

Evidence that attention and thus later visual processing is needed to integrate two or more features of the same object is shown by the occurrence of illusory conjunctions, or when features do not combine correctly For example, if a display of a green X and a red O are flashed on a screen so briefly that the later visual process of a serial search with focal attention cannot occur, the observer may report seeing a red X and a green O.

The FIT is a dichotomy because of the distinction between its two stages: the preattentive and attentive stages. Preattentive processes are those performed in the first stage of the FIT model, in which the simplest features of the object are being analyzed, such as color, size, and arrangement. The second attentive stage of the model incorporates cross-dimensional processing, and the actual identification of an object is done and information about the target object is put together. This theory has not always been what it is today; there have been disagreements and problems with its proposals that have allowed the theory to be amended and altered over time, and this criticism and revision has allowed it to become more accurate in its description of visual search. There have been disagreements over whether or not there is a clear distinction between feature detection and other searches that use a master map accounting for multiple dimensions in order to search for an object. Some psychologists support the idea that feature integration is completely separate from this type of master map search, whereas many others have decided that feature integration incorporates this use of a master map in order to locate an object in multiple dimensions.

The FIT also explains that there is a distinction between the brain's processes that are being used in a parallel versus a focal attention task. Chan and Hayward have conducted multiple experiments supporting this idea by demonstrating the role of dimensions in visual search. While exploring whether or not focal attention can reduce the costs caused by dimension-switching in visual search, they explained that the results collected supported the mechanisms of the feature integration theory in comparison to other search-based approaches. They discovered that single dimensions allow for a much more efficient search regardless of the size of the area being searched, but once more dimensions are added it is much more difficult to efficiently search, and the bigger the area being searched the longer it takes for one to find the target.

Guided search model

A second main function of preattentive processes is to direct focal attention to the most "promising" information in the visual field. There are two ways in which these processes can be used to direct attention: bottom-up activation (which is stimulus-driven) and top-down activation (which is user-driven). In the guided search model by Jeremy Wolfe, information from top-down and bottom-up processing of the stimulus is used to create a ranking of items in order of their attentional priority. In a visual search, attention will be directed to the item with the highest priority. If that item is rejected, then attention will move on to the next item and the next, and so forth. The guided search theory follows that of parallel search processing.

An activation map is a representation of visual space in which the level of activation at a location reflects the likelihood that the location contains a target. This likelihood is based on preattentive, featural information of the perceiver. According to the guided search model, the initial processing of basic features produces an activation map, with every item in the visual display having its own level of activation. Attention is demanded based on peaks of activation in the activation map in a search for the target. Visual search can proceed efficiently or inefficiently. During efficient search, performance is unaffected by the number of distractor items. The reaction time functions are flat, and the search is assumed to be a parallel search. Thus, in the guided search model, a search is efficient if the target generates the highest, or one of the highest activation peaks. For example, suppose someone is searching for red, horizontal targets. Feature processing would activate all red objects and all horizontal objects. Attention is then directed to items depending on their level of activation, starting with those most activated. This explains why search times are longer when distractors share one or more features with the target stimuli. In contrast, during inefficient search, the reaction time to identify the target increases linearly with the number of distractor items present. According to the guided search model, this is because the peak generated by the target is not one of the highest.

Biological basis

A pseudo-color image showing activation of the primary visual cortex during a perceptual task using functional magnetic resonance imaging (fMRI)

During visual search experiments the posterior parietal cortex has elicited much activation during functional magnetic resonance imaging (fMRI) and electroencephalography (EEG) experiments for inefficient conjunction search, which has also been confirmed through lesion studies. Patients with lesions to the posterior parietal cortex show low accuracy and very slow reaction times during a conjunction search task but have intact feature search remaining to the ipsilesional (the same side of the body as the lesion) side of space. Ashbridge, Walsh, and Cowey in (1997) demonstrated that during the application of transcranial magnetic stimulation (TMS) to the right parietal cortex, conjunction search was impaired by 100 milliseconds after stimulus onset. This was not found during feature search. Nobre, Coull, Walsh and Frith (2003) identified using functional magnetic resonance imaging (fMRI) that the intraparietal sulcus located in the superior parietal cortex was activated specifically to feature search and the binding of individual perceptual features as opposed to conjunction search. Conversely, the authors further identify that for conjunction search, the superior parietal lobe and the right angular gyrus elicit bilaterally during fMRI experiments.

Visual search primarily activates areas of the parietal lobe.

In contrast, Leonards, Sunaert, Vam Hecke and Orban (2000) identified that significant activation is seen during fMRI experiments in the superior frontal sulcus primarily for conjunction search. This research hypothesises that activation in this region may in fact reflect working memory for holding and maintaining stimulus information in mind in order to identify the target. Furthermore, significant frontal activation including the ventrolateral prefrontal cortex bilaterally and the right dorsolateral prefrontal cortex were seen during positron emission tomography for attentional spatial representations during visual search. The same regions associated with spatial attention in the parietal cortex coincide with the regions associated with feature search. Furthermore, the frontal eye field (FEF) located bilaterally in the prefrontal cortex, plays a critical role in saccadic eye movements and the control of visual attention.

Moreover, research into monkeys and single cell recording found that the superior colliculus is involved in the selection of the target during visual search as well as the initiation of movements. Conversely, it also suggested that activation in the superior colliculus results from disengaging attention, ensuring that the next stimulus can be internally represented. The ability to directly attend to a particular stimuli during visual search experiments has been linked to the pulvinar nucleus (located in the midbrain) while inhibiting attention to unattended stimuli. Conversely, Bender and Butter (1987) found that during testing on monkeys, no involvement of the pulvinar nucleus was identified during visual search tasks.

There is evidence for the V1 Saliency Hypothesis that the primary visual cortex (V1) creates a bottom-up saliency map to guide attention exogenously, and this V1 saliency map is read out by the superior colliculus which receives monosynaptic inputs from V1.

Evolution

There is a variety of speculation about the origin and evolution of visual search in humans. It has been shown that during visual exploration of complex natural scenes, both humans and nonhuman primates make highly stereotyped eye movements. Furthermore, chimpanzees have demonstrated improved performance in visual searches for upright human or dog faces, suggesting that visual search (particularly where the target is a face) is not peculiar to humans and that it may be a primal trait. Research has suggested that effective visual search may have developed as a necessary skill for survival, where being adept at detecting threats and identifying food was essential.

Henri Rousseau, Jungle with Lion

The importance of evolutionarily relevant threat stimuli was demonstrated in a study by LoBue and DeLoache (2008) in which children (and adults) were able to detect snakes more rapidly than other targets amongst distractor stimuli. However, some researchers question whether evolutionarily relevant threat stimuli are detected automatically.

Face recognition

Over the past few decades there have been vast amounts of research into face recognition, specifying that faces endure specialized processing within a region called the fusiform face area (FFA) located in the mid fusiform gyrus in the temporal lobe. Debates are ongoing whether both faces and objects are detected and processed in different systems and whether both have category specific regions for recognition and identification. Much research to date focuses on the accuracy of the detection and the time taken to detect the face in a complex visual search array. When faces are displayed in isolation, upright faces are processed faster and more accurately than inverted faces, but this effect was observed in non-face objects as well. When faces are to be detected among inverted or jumbled faces, reaction times for intact and upright faces increase as the number of distractors within the array is increased. Hence, it is argued that the 'pop out' theory defined in feature search is not applicable in the recognition of faces in such visual search paradigm. Conversely, the opposite effect has been argued and within a natural environmental scene, the 'pop out' effect of the face is significantly shown. This could be due to evolutionary developments as the need to be able to identify faces that appear threatening to the individual or group is deemed critical in the survival of the fittest. More recently, it was found that faces can be efficiently detected in a visual search paradigm, if the distracters are non-face objects, however it is debated whether this apparent 'pop out' effect is driven by a high-level mechanism or by low-level confounding features. Furthermore, patients with developmental prosopagnosia, who have impaired face identification, generally detect faces normally, suggesting that visual search for faces is facilitated by mechanisms other than the face-identification circuits of the fusiform face area.

Patients with forms of dementia can also have deficits in facial recognition and the ability to recognize human emotions in the face. In a meta-analysis of nineteen different studies comparing normal adults with dementia patients in their abilities to recognize facial emotions, the patients with frontotemporal dementia were seen to have a lower ability to recognize many different emotions. These patients were much less accurate than the control participants (and even in comparison with Alzheimer's patients) in recognizing negative emotions, but were not significantly impaired in recognizing happiness. Anger and disgust in particular were the most difficult for the dementia patients to recognize.

Face recognition is a complex process that is affected by many factors, both environmental and individually internal. Other aspects to be considered include race and culture and their effects on one's ability to recognize faces. Some factors such as the cross-race effect can influence one's ability to recognize and remember faces.

Considerations

Ageing

Research indicates that performance in conjunctive visual search tasks significantly improves during childhood and declines in later life. More specifically, young adults have been shown to have faster reaction times on conjunctive visual search tasks than both children and older adults, but their reaction times were similar for feature visual search tasks. This suggests that there is something about the process of integrating visual features or serial searching that is difficult for children and older adults, but not for young adults. Studies have suggested numerous mechanisms involved in this difficulty in children, including peripheral visual acuity, eye movement ability, ability of attentional focal movement, and the ability to divide visual attention among multiple objects.

Studies have suggested similar mechanisms in the difficulty for older adults, such as age related optical changes that influence peripheral acuity, the ability to move attention over the visual field, the ability to disengage attention, and the ability to ignore distractors.

A study by Lorenzo-López et al. (2008) provides neurological evidence for the fact that older adults have slower reaction times during conjunctive searches compared to young adults. Event-related potentials (ERPs) showed longer latencies and lower amplitudes in older subjects than young adults at the P3 component, which is related to activity of the parietal lobes. This suggests the involvement of the parietal lobe function with an age-related decline in the speed of visual search tasks. Results also showed that older adults, when compared to young adults, had significantly less activity in the anterior cingulate cortex and many limbic and occipitotemporal regions that are involved in performing visual search tasks.

Alzheimer's disease

Research has found that people with Alzheimer's disease (AD) are significantly impaired overall in visual search tasks. People with AD manifest enhanced spatial cueing, but this benefit is only obtained for cues with high spatial precision. Abnormal visual attention may underlie certain visuospatial difficulties in patients with (AD). People with AD have hypometabolism and neuropathology in the parietal cortex, and given the role of parietal function for visual attention, patients with AD may have hemispatial neglect, which may result in difficulty with disengaging attention in visual search.

An experiment conducted by Tales et al. (2000) investigated the ability of patients with AD to perform various types of visual search tasks. Their results showed that search rates on "pop-out" tasks were similar for both AD and control groups, however, people with AD searched significantly slower compared to the control group on a conjunction task. One interpretation of these results is that the visual system of AD patients has a problem with feature binding, such that it is unable to communicate the different feature descriptions for the stimulus efficiently. Binding of features is thought to be mediated by areas in the temporal and parietal cortex, and these areas are known to be affected by AD-related pathology.

Another possibility for the impairment of people with AD on conjunction searches is that there may be some damage to general attentional mechanisms in AD, and therefore any attention-related task will be affected, including visual search.

Tales et al. (2000) detected a double dissociation with their experimental results on AD and visual search. Earlier work was carried out on patients with Parkinson's disease (PD) concerning the impairment patients with PD have on visual search tasks. In those studies, evidence was found of impairment in PD patients on the "pop-out" task, but no evidence was found on the impairment of the conjunction task. As discussed, AD patients show the exact opposite of these results: normal performance was seen on the "pop-out" task, but impairment was found on the conjunction task. This double dissociation provides evidence that PD and AD affect the visual pathway in different ways, and that the pop-out task and the conjunction task are differentially processed within that pathway.

Autism

Studies have consistently shown that autistic individuals performed better and with lower reaction times in feature and conjunctive visual search tasks than matched controls without autism. Several explanations for these observations have been suggested. One possibility is that people with autism have enhanced perceptual capacity. This means that autistic individuals are able to process larger amounts of perceptual information, allowing for superior parallel processing and hence faster target location. Second, autistic individuals show superior performance in discrimination tasks between similar stimuli and therefore may have an enhanced ability to differentiate between items in the visual search display. A third suggestion is that autistic individuals may have stronger top-down target excitation processing and stronger distractor inhibition processing than controls. Keehn et al. (2008) used an event-related functional magnetic resonance imaging design to study the neurofunctional correlates of visual search in autistic children and matched controls of typically developing children. Autistic children showed superior search efficiency and increased neural activation patterns in the frontal, parietal, and occipital lobes when compared to the typically developing children. Thus, autistic individuals' superior performance on visual search tasks may be due to enhanced discrimination of items on the display, which is associated with occipital activity, and increased top-down shifts of visual attention, which is associated with the frontal and parietal areas.

Consumer psychology

In the past decade, there has been extensive research into how companies can maximise sales using psychological techniques derived from visual search to determine how products should be positioned on shelves. Pieters and Warlop (1999) used eye tracking devices to assess saccades and fixations of consumers while they visually scanned/searched an array of products on a supermarket shelf. Their research suggests that consumers specifically direct their attention to products with eye-catching properties such as shape, colour or brand name. This effect is due to a pressured visual search where eye movements accelerate and saccades minimise, thus resulting in the consumer's quickly choosing a product with a 'pop out' effect. This study suggests that efficient search is primarily used, concluding that consumers do not focus on items that share very similar features. The more distinct or maximally visually different a product is from surrounding products, the more likely the consumer is to notice it. Janiszewski (1998) discussed two types of consumer search. One search type is goal directed search taking place when somebody uses stored knowledge of the product in order to make a purchase choice. The second is exploratory search. This occurs when the consumer has minimal previous knowledge about how to choose a product. It was found that for exploratory search, individuals would pay less attention to products that were placed in visually competitive areas such as the middle of the shelf at an optimal viewing height. This was primarily due to the competition in attention meaning that less information was maintained in visual working memory for these products.

Urban planning

From Wikipedia, the free encyclopedia
https://en.wikipedia.org/wiki/Urban_planning
Partizánske in Slovakia – an example of a typical planned European industrial city founded in 1938 together with a shoemaking factory in which practically all adult inhabitants of the city were employed.

Urban planning, also known as town planning, city planning, regional planning, or rural planning, is a technical and political process that is focused on the development and design of land use and the built environment, including air, water, and the infrastructure passing into and out of urban areas, such as transportation, communications, and distribution networks and their accessibility. Many professional practitioners of urban planning, especially practitioners with the title "urban planner" study urban planning education, while some paraprofessional practitioners are educated in urban studies; others study and work in urban policy - the aspect of public policy used in the public administration subfield of political science that is most aligned with urban planning. Traditionally, urban planning followed a top-down approach in master planning the physical layout of human settlements. The primary concern was the public welfare, which included considerations of efficiency, sanitation, protection and use of the environment, as well as effects of the master plans on the social and economic activities. Over time, urban planning has adopted a focus on the social and environmental bottom-lines that focus on planning as a tool to improve the health and well-being of people while maintaining sustainability standards. Sustainable development was added as one of the main goals of all planning endeavors in the late 20th century when the detrimental economic and the environmental impacts of the previous models of planning had become apparent. Similarly, in the early 21st century, Jane Jacobs's writings on legal and political perspectives to emphasize the interests of residents, businesses and communities effectively influenced urban planners to take into broader consideration of resident experiences and needs while planning.

Urban planning answers questions about how people will live, work and play in a given area and thus, guides orderly development in urban, suburban and rural areas. Although predominantly concerned with the planning of settlements and communities, urban planners are also responsible for planning the efficient transportation of goods, resources, people and waste; the distribution of basic necessities such as water and electricity; a sense of inclusion and opportunity for people of all kinds, culture and needs; economic growth or business development; improving health and conserving areas of natural environmental significance that actively contributes to reduction in CO2 emissions as well as protecting heritage structures and built environments. Since most urban planning teams consist of highly educated individuals that work for city governments, recent debates focus on how to involve more community members in city planning processes.

Urban planning is an interdisciplinary field that includes aspects of civil engineering, architecture, geography, political science, environmental studies, design sciences, history, economics, sociology, anthropology, business administration, and other fields. Practitioners of urban planning are concerned with research and analysis, strategic thinking, engineering architecture, urban design, public consultation, policy recommendations, implementation and management. It is closely related to the field of urban design and some urban planners provide designs for streets, parks, buildings and other urban areas. Urban planners work with the cognate fields of civil engineering, landscape architecture, architecture, and public administration - especially the urban policy field of public administration - to achieve strategic, policy and sustainability goals. Early urban planners were often members of these cognate fields though today, urban planning is a separate, independent professional discipline. The discipline of urban planning is the broader category that includes different sub-fields such as land-use planning, zoning, economic development, environmental planning, and transportation planning. Creating the plans requires a thorough understanding of penal codes and zonal codes of planning.

Another important aspect of urban planning is that the range of urban planning projects include the large-scale master planning of empty sites or Greenfield projects as well as small-scale interventions and refurbishments of existing structures, buildings and public spaces. Pierre Charles L'Enfant in Washington, D.C., Daniel Burnham in Chicago, Lúcio Costa in Brasília and Georges-Eugene Haussmann in Paris planned cities from scratch, and Robert Moses and Le Corbusier refurbished and transformed cities and neighborhoods to meet their ideas of urban planning.

History

1852 city plan of Pori by G. T. von Chiewitz
Berlin - Siegessäule. August 1963. Spacious and organized city planning in Germany was official government policy dating back to Nazi rule.

There is evidence of urban planning and designed communities dating back to the Mesopotamian, Indus Valley, Minoan, and Egyptian civilizations in the third millennium BCE. Archaeologists studying the ruins of cities in these areas find paved streets that were laid out at right angles in a grid pattern. The idea of a planned out urban area evolved as different civilizations adopted it. Beginning in the 8th century BCE, Greek city states primarily used orthogonal (or grid-like) plans. Hippodamus of Miletus (498–408 BC), the ancient Greek architect and urban planner, is considered to be "the father of European urban planning", and the namesake of the "Hippodamian plan" (grid plan) of city layout.

The ancient Romans, inspired by the Greeks, also used orthogonal plans for their cities. City planning in the Roman world was developed for military defense and public convenience. The spread of the Roman Empire subsequently spread the ideas of urban planning. As the Roman Empire declined, these ideas slowly disappeared. However, many cities in Europe still held onto the planned Roman city center. Cities in Europe from the 9th to 14th centuries, often grew organically and sometimes chaotically. But in the following centuries with the coming of the Renaissance many new cities were enlarged with newly planned extensions. From the 15th century on, much more is recorded of urban design and the people that were involved. In this period, theoretical treatises on architecture and urban planning start to appear in which theoretical questions around planning the main lines, ensuring plans meet the needs of the given population and so forth are addressed and designs of towns and cities are described and depicted. During the Enlightenment period, several European rulers ambitiously attempted to redesign capital cities. During the Second French Empire, Baron Georges-Eugène Haussmann, under the direction of Napoleon III, redesigned the city of Paris into a more modern capital, with long, straight, wide boulevards.

Planning and architecture went through a paradigm shift at the turn of the 20th century. The industrialized cities of the 19th century grew at a tremendous rate. The evils of urban life for the working poor were becoming increasingly evident as a matter of public concern. The laissez-faire style of government management of the economy, in fashion for most of the Victorian era, was starting to give way to a New Liberalism that championed intervention on the part of the poor and disadvantaged. Around 1900, theorists began developing urban planning models to mitigate the consequences of the industrial age, by providing citizens, especially factory workers, with healthier environments. The following century would therefore be globally dominated by a central planning approach to urban planning, not necessarily representing an increment in the overall quality of the urban realm.

At the beginning of the 20th century, urban planning began to be recognized as a separate profession. The Town and Country Planning Association was founded in 1899 and the first academic course in Great Britain on urban planning was offered by the University of Liverpool in 1909. In the 1920s, the ideas of modernism and uniformity began to surface in urban planning, and lasted until the 1970s. In 1933, Le Corbusier presented the Radiant City, a city that grows up in the form of towers, as a solution to the problem of pollution and over-crowding. But many planners started to believe that the ideas of modernism in urban planning led to higher crime rates and social problems.

In the second half of the 20th century, urban planners gradually shifted their focus to individualism and diversity in urban centers.

21st century practices

Urban planners studying the effects of increasing congestion in urban areas began to address the externalities, the negative impacts caused by induced demand from larger highway systems in western countries such as in the United States. The United Nations Department of Economic and Social Affairs predicted in 2018 that around 2.5 billion more people occupy urban areas by 2050 according to population elements of global migration. New planning theories have adopted non-traditional concepts such as Blue Zones and Innovation Districts to incorporate geographic areas within the city that allow for novel business development and the prioritization of infrastructure that would assist with improving the quality of life of citizens by extending their potential lifespan.

Planning practices have incorporated policy changes to help address anthropocentric global climate change. London began to charge a congestion charge for cars trying to access already crowded places in the city. Cities nowadays stress the importance of public transit and cycling by adopting such policies.

Theories

Street Hierarchy and Accessibility

Planning theory is the body of scientific concepts, definitions, behavioral relationships, and assumptions that define the body of knowledge of urban planning. There are eight procedural theories of planning that remain the principal theories of planning procedure today: the rational-comprehensive approach, the incremental approach, the transactive approach, the communicative approach, the advocacy approach, the equity approach, the radical approach, and the humanist or phenomenological approach. Some other conceptual planning theories include Ebenezer Howard's The Three Magnets theory that he envisioned for the future of British settlement, also his Garden Cities, the Concentric Model Zone also called the Burgess Model by sociologist Ernest Burgess, the Radburn Superblock that encourages pedestrian movement, the Sector Model and the Multiple Nuclei Model among others.

Technical aspects

Technical aspects of urban planning involve the application of scientific, technical processes, considerations and features that are involved in planning for land use, urban design, natural resources, transportation, and infrastructure. Urban planning includes techniques such as: predicting population growth, zoning, geographic mapping and analysis, analyzing park space, surveying the water supply, identifying transportation patterns, recognizing food supply demands, allocating healthcare and social services, and analyzing the impact of land use.

In order to predict how cities will develop and estimate the effects of their interventions, planners use various models. These models can be used to indicate relationships and patterns in demographic, geographic, and economic data. They might deal with short-term issues such as how people move through cities, or long-term issues such as land use and growth. One such model is the Geographic Information System (GIS) that is used to create a model of the existing planning and then to project future impacts on the society, economy and environment.

Building codes and other regulations dovetail with urban planning by governing how cities are constructed and used from the individual level. Enforcement methodologies include governmental zoning, planning permissions, and building codes, as well as private easements and restrictive covenants.

Urban planners

An urban planner is a professional who works in the field of urban planning for the purpose of optimizing the effectiveness of a community's land use and infrastructure. They formulate plans for the development and management of urban and suburban areas, typically analyzing land use compatibility as well as economic, environmental and social trends. In developing any plan for a community (whether commercial, residential, agricultural, natural or recreational), urban planners must consider a wide array of issues including sustainability, existing and potential pollution, transport including potential congestion, crime, land values, economic development, social equity, zoning codes, and other legislation.

The importance of the urban planner is increasing in the 21st century, as modern society begins to face issues of increased population growth, climate change and unsustainable development. An urban planner could be considered a green collar professional.

Some researchers suggest that urban planners around the world work in different "planning cultures", adapted to their local cities and cultures. However, professionals have identified skills, abilities and basic knowledge sets that are common to urban planners across national and regional boundaries.

Participatory urban planning

Participatory planning in the United States emerged during the 1960s and 1970s. At the same time, participatory planning began to enter the development field, with similar characteristics and agendas. There are many notable urban planners and activists whose work facilitated and shaped participatory planning movements. Jane Jacobs and her work is one of the most significant contributions to participatory planning because of the influence it had across the entire United States. There has also been a recent emergence in engaging youth in urban planning education.

Education

Many professional practitioners of urban planning, especially practitioners with the title "urban planner" study urban planning education, while some paraprofessional practitioners are educated in urban studies; others study and work in urban policy - the aspect of public policy used in the public administration subfield of political science that is most aligned with urban planning.

Criticisms and debates

The school of neoclassical economics argues that planning is unnecessary, or even harmful, because market efficiency allows for effective land use. A pluralist strain of political thinking argues in a similar vein that the government should not intrude in the political competition between different interest groups which decides how land is used. The traditional justification for urban planning has in response been that the planner does to the city what the engineer or architect does to the home, that is, make it more amenable to the needs and preferences of its inhabitants.

The widely adopted consensus-building model of planning, which seeks to accommodate different preferences within the community has been criticized for being based upon, rather than challenging, the power structures of the community. Instead, agonism has been proposed as a framework for urban planning decision-making.

Another debate within the urban planning field is about who is included and excluded in the urban planning decision-making process. Most urban planning processes use a top-down approach which fails to include the residents of the places where urban planners and city officials are working. Sherry Arnstein's "ladder of citizen participation" is oftentimes used by many urban planners and city governments to determine the degree of inclusivity or exclusivity of their urban planning. One main source of engagement between city officials and residents are city council meetings that are open to the residents and that welcome public comments. Additionally, there are some federal requirements for citizen participation in government-funded infrastructure projects.

Many urban planners and planning agencies rely on community input for their policies and zoning plans. How effective community engagement is can be determined by how member's voices are heard and implemented.

NASA-ESA Mars Sample Return

From Wikipedia, the free encyclopedia
NASA-ESA MSR Patch
Mars Sample Return Program (Artwork; July 27, 2022)

The NASA-ESA Mars Sample Return is a proposed Mars sample return (MSR) mission to collect Martian rock and soil samples in 43 small, cylindrical, pencil-sized, titanium tubes and return them to Earth around 2033.

The NASAESA plan, approved in September 2022, is to return samples using three missions: a sample collection mission (Perseverance), a sample retrieval mission (Sample Retrieval Lander + Mars Ascent Vehicle + Sample Transfer Arm + 2 Ingenuity-class helicopters), and a return mission (Earth Return Orbiter). The mission hopes to resolve the question of whether Mars once harbored life.

Although NASA and ESA's proposal is still in the design stage and facing significant cost overruns as of August 2023, the first leg of gathering samples is currently being executed by the Perseverance rover on Mars and the components of sample retrieval lander (second leg) are in testing phase on earth.

History

2001 to 2004

In the summer of 2001 the Jet Propulsion Laboratory (JPL) requested mission concepts and proposals from industry-led teams (Boeing, Lockheed Martin, and TRW). The science requirements included at least 500 grams (18 oz) of samples, rover mobility to obtain samples at least 1 kilometre (0.62 mi) from the landing spot, and drilling to obtain one sample from a depth of 2 metres (6 ft 7 in). That following winter, JPL made similar requests of certain university aerospace engineering departments (MIT and the University of Michigan).

Also in 2001, a separate set of industry studies was done for the Mars ascent vehicle (MAV) due to the uniqueness and key role of the MAV for MSR. Figure 11 in this reference summarized the need for MAV flight testing at a high altitude over Earth, based on Lockheed Martin's analysis that the risk of mission failure is "extremely high" if launch vehicle components are only tested separately.

In 2003 JPL reported that the mission concepts from 2001 had been deemed too costly, which led to the study of a more affordable plan accepted by two groups of scientists, a new MSR Science Steering Group and the Mars Exploration Program Analysis Group (MEPAG). Instead of a rover and deep drilling, a scoop on the lander would dig 20 centimetres (7.9 in) deep and place multiple samples together into one container. After five years of technology development, the MAV would be flight-tested twice above Earth before the mission PDR (Preliminary Design Review) in 2009.

Based on the simplified mission plan, assuming a launch from Earth in 2013 and two weeks on Mars for a 2016 return, technology development was initiated for ensuring with high reliability that potential Mars microbes would not contaminate Earth, and also that the Mars samples would not be contaminated with Earth-origin biological materials. The sample container would be clean on the outside before departing from Mars, with installation onto the MAV inside an "Earth-clean MAV garage."

In 2004 JPL published an update on the 2003 plan. MSR would use the new large sky crane landing system in development for the Mars Science Laboratory rover (later named Curiosity). A MSR Technology Board was formed, and it was noted that the use of a rover might return to the MSR plan, in light of success with the Spirit and Opportunity rovers that arrived early in 2004. A 285-kilogram (628 lb) ascent rocket would carry 0.5-kilogram (1.1 lb) of samples inside a 5-kilogram (11 lb) payload, the Orbiting Sample (OS). The MAV would transmit enough telemetry to reconstruct events in case of failure on the way up to Mars orbit.

2005 to 2008

As of 2005 a rover had returned to the MSR plan, with a rock core drill in light of results from the Mars Exploration Rover discoveries. Focused technology development would start before the end of 2005 for mission PDR in 2009, followed by launch from Earth in 2013. Related technologies in development included potential advances for Mars arrival (navigation and descent propulsion) and implementing pump-fed liquid launch vehicle technology on a scale small enough for a MAV.

In late 2005 a peer-reviewed analysis showed that ascent trajectories to Mars orbit would differ depending on liquid versus solid propulsion, largely because small solid rocket motors burn faster, requiring a steeper ascent path to avoid excess atmospheric drag, while slower burning liquid propulsion might take advantage of more efficient paths to orbit.

Early in 2006 the Marshall Space Flight Center noted the possibility that a science rover would cache the samples on Mars, then subsequently a mini-rover would be sent along with the MAV on a sample return lander, in which case either the mini-rover or the science rover would deliver the samples to the lander for loading onto the MAV. A two-stage 250-kilogram (550 lb) solid propellant MAV would be gas ejected from a launch tube with its 5-kilogram (11 lb) payload, a 16-centimetre (6.3 in) diameter spherical package containing the samples. The second stage would send telemetry and its steering thrusters would use hydrazine fuel with additives. The authors expected the MAV to need multiple flight tests at a high altitude over Earth.

A peer-reviewed publication in 2007 described testing of autonomous sample capture for Mars orbit rendezvous. Free-floating tests were done on board a NASA aircraft using a parabolic "zero-g" flight path.

In 2007 Alan Stern, then NASA's Associate Administrator for Science, was strongly in favor of completing MSR sooner, and he asked JPL to include sample caching on the Mars Science Laboratory mission (later named Curiosity). A team at the Ames Research Center was designing a hockey puck-sized sample-caching device to be installed as an extra payload on MSL.

A review analysis in 2008 compared Mars ascent to lunar ascent, noting that the MAV would be not only technically daunting, but also a cultural challenge for the planetary community, given that lunar ascent has been done using known technology, and that science missions typically rely on proven propulsion for course corrections and orbit insertion maneuvers, similar to what Earth satellites do routinely.

2009 to 2011

Early in 2009 the In-Space Propulsion Technology project office at the NASA Glenn Research Center (GRC) presented a ranking of six MAV options, concluding that a 285-kilogram (628 lb) two-stage solid rocket with continuous telemetry would be best for delivering a 5-kilogram (11 lb) sample package to Mars orbit. A single-stage pump-fed bipropellant MAV was noted to be less heavy and was ranked second.

Later in 2009 the chief technologist of the Mars Exploration Directorate at JPL referred to a 2008 workshop on MSR technologies at the Lunar and Planetary Institute, and wrote that particularly difficult technology challenges included the MAV, sample acquisition and handling, and back planetary protection, then further commented that "The MAV, in particular, stands out as the system with highest development risk, pointing to the need for an early start" leading to flight testing before preliminary design review (PDR) of the lander that would deliver the MAV.

In October 2009 NASA and ESA established the Mars Exploration Joint Initiative to proceed with the ExoMars program, whose ultimate aim is "the return of samples from Mars in the 2020s". ExoMars's first mission was planned to launch in 2018 with unspecified missions to return samples in the 2020–2022 time frame. As reported to the NASA Advisory Council Science Committee (NAC-SC) early in 2010, MEPAG estimated that MSR "will cost $8-10B, and it is obvious that NASA and ESA can't fund this amount by themselves." The cancellation of the caching rover MAX-C in 2011, and later NASA withdrawal from ExoMars, due to budget limitations, ended the mission. The pull-out was described as "traumatic" for the science community.

In 2010–2011 the NASA In-Space Propulsion Technology (ISPT) program at the Glenn Research Center received proposals and funded industry partners for MAV design studies with contract options to begin technology development, while also considering propulsion needs for Earth return spacecraft. Inserting the spacecraft into Mars orbit, then returning to Earth, was noted to need a high total of velocity changes, leading to a conclusion that solar electric propulsion could reduce mission risk by improving mass margins, compared to the previously assumed use of chemical propulsion along with aerobraking at Mars. The ISPT team also studied scenarios for MAV flight testing over Earth and recommended two flight tests prior to MSR mission PDR, considering the historical low probability of initial success for new launch vehicles.

The NASA–ESA potential mission schedule anticipated launches from Earth in 2018, 2022 and 2024 to send respectively a sample caching rover, a sample return orbiter and a sample retrieval lander for a 2027 Earth arrival, with MAV development starting in 2014 after two years of technology development identified by the MAV design studies. The ISPT program summarized a year of propulsion technology progress for improving Mars arrival, Mars ascent, and Earth return, stating that the first flight test of a MAV engineering model would need to occur in 2018 to meet the 2024 launch date for the sample retrieval lander.

The 2011 MAV industry studies were done by Lockheed-Martin teamed with ATK; Northrop-Grumman; and Firestar Technologies, to deliver a 5-kg (11-lb), 16-cm (6.3-inch) diameter sample sphere to Mars orbit. The Lockheed-Martin-ATK team focused on a solid propellant first stage with either solid or liquid propellant for the upper stage, estimated MAV mass in the range 250 to 300 kg (550 to 660 lb), and identified technologies for development to reduce mass. Northrop-Grumman (the former TRW) similarly estimated a mass below 300 kg using pressure-fed liquid bipropellants for both stages, and had plans for further progress. Firestar Technologies described a single-stage MAV design having liquid fuel and oxidizer blended together in one main propellant tank.

In early 2011 the US National Research Council's Planetary Science Decadal Survey, which laid out mission planning priorities for the period 2013–2022, declared an MSR campaign its highest priority Flagship Mission for that period. In particular, it endorsed the proposed Mars Astrobiology Explorer-Cacher (MAX-C) mission in a "descoped" (less ambitious) form. This mission plan was officially cancelled in April 2011. The plan cancelled in 2011 for budget reasons had been for NASA and ESA to each build a rover to send together in 2018.

2012 to 2013

In 2012 prospects for MSR were slowed further by a 38-percent cut in NASA's Mars program budget for fiscal year 2013, leading to controversy among scientists over whether Mars exploration could thrive on a series of small rover missions. A Mars Program Planning Group (MPPG) was convened as one response to budget cuts.

In mid-2012, eight weeks before Curiosity arrived on Mars, the Lunar and Planetary Institute hosted a NASA-sponsored three-day workshop to gather expertise and ideas from a wide range of professionals and students, as input to help NASA reformulate the Mars Exploration Program, responsive to the latest Planetary Decadal Survey that prioritized MSR. A summary report noted that the workshop was held in response to recent deep budget cuts, 390 submissions were received, 185 people attended and agreed that "credible steps toward MSR" could be done with reduced funding. The MAX-C rover (ultimately implemented as Mars 2020, Perseverance) was considered beyond financial reach at that time, so the report noted that progress toward MSR could include an orbiter mission to test autonomous rendezvous, or a Phoenix-class lander to demonstrate pinpoint landing while delivering a MAV as a technology demonstration. The workshop consisted largely of three breakout group discussions for Technology and Enabling Capabilities, Science and Mission Concepts, and Human Exploration and Precursors.

Wide-ranging discussions were documented by the Technology Panel, which suggested investments for improved drilling and "small is beautiful" rovers with an "emphasis on creative mass-lowering capabilities." The panel stated that MAV "functional technology is not new" but the Mars environment would pose challenges, and referred to MAV technologies as "a risk for most sample return scenarios of any cost range." MAV technology was addressed in numerous written submissions to the workshop, one of which described Mars ascent as "beyond proven technology" (velocity and acceleration in combination for small rockets) and a "huge challenge for the social system," referring to a "Catch-22" dilemma "in which there is no tolerance for new technology if sample return is on the near-term horizon, and no MAV funding if sample return is on the far horizon."

In September 2012 NASA announced its intention to further study MSR strategies as outlined by the MPPG – including a multiple launch scenario, a single-launch scenario, and a multiple-rover scenario – for a mission beginning as early as 2018. A "fetch rover" would retrieve the sample caches and deliver them to a Mars ascent vehicle (MAV). In July 2018, NASA contracted Airbus to produce a "fetch rover" concept. As of late 2012, It was determined that the MAX-C rover concept to collect samples could be implemented for a launch in 2020 (Mars 2020), within available funding using spare parts and mission plans developed for NASA's Curiosity Mars rover

In 2013 the NASA Ames Research Center proposed that a SpaceX Falcon Heavy could deliver two tons of useful payload to the Mars surface, including an Earth return spacecraft that would be launched from Mars by a one-ton single-stage MAV using liquid bipropellants fed by turbopumps. The successful landing of the Curiosity rover directly on its wheels (August 2012) motivated JPL to take a fresh look at carrying the MAV on the back of a rover. A fully guided 300-kg MAV (like Lockheed's 2011 two-stage solid) would avoid the need for a round-trip fetch rover. A smaller 150-kg MAV would permit one rover to also include sample collection while using MSL heritage to reduce mission cost and development time, placing most development risk on the MAV. The 150-kg MAV would be made lightweight by spinning it up before stage separation, although the lack of telemetry data from the spin-stabilized unguided upper stage was noted as a disadvantage.

JPL later presented more details of the 150-kg solid propellant mini-MAV concept of 2012, in a summary of selected past efforts. The absence of telemetry data during the 1999 loss of the Mars Polar Lander had put an emphasis on "critical event communications", subsequently applied to MSR. Then after the MSL landing in 2012, requirements had been revisited with a goal to reduce MAV mass. Single fault tolerance and continuous telemetry data to Mars orbit were questioned. For the 500 grams (1.1 lb) of samples, a 3.6-kg (7.9 lb) payload was deemed possible instead of 5 kg (11 lb). The 2012 mini-MAV concept had single-string avionics, in addition to the spin-stabilized upper stage without telemetry.

2014 to 2017

In 2014–2015 JPL analyzed many options for Mars ascent including solid, hybrid and liquid propellants, for payloads ranging from 6.5 kg to 25 kg. Four MAV concepts using solid propellant had two stages, while one or two stages were considered for hybrid and liquid propellants. Seven options were scored for ten attributes ("figures of merit"). A single stage hybrid received the highest overall score, including the most points for reducing cost and separately for reducing complexity, with the fewest points for technology readiness. Second overall was a single-stage liquid bipropellant MAV using electric pumps. A pressure-fed bipropellant design was third, with the most points for technology readiness. Solid propellant options had lower scores, partly due to receiving very few points for flexibility. JPL and NASA Langley Research Center cautioned that the high thrust and short burn times of solid rocket motors would result in early burnout at a low altitude with substantial atmosphere remaining to coast through at high Mach numbers, raising stability and control concerns. With concurrence from the Mars Program Director, a decision was made in January 2016 to focus limited technology development funds on advancing a hybrid propellant MAV (liquid oxidizer with solid fuel).

Starting in 2015, a new effort for planetary protection moved the backward planetary protection function from the surface of Mars to the sample Return Orbiter, to "break-the-chain" in flight. Concepts for brazing, bagging, and plasma sterilization were studied and tested, with a primary focus on brazing as of 2016.

2018 to 2022

In April 2018 a letter of intent was signed by NASA and ESA that may provide a basis for a Mars sample-return mission. The agreement was dated during the 2nd International Mars Sample Return Conference in Berlin, Germany. The conference program was archived along with 125 technical submissions that covered sample science (anticipated findings, site selection, collection, curation, analysis) and mission implementation (Mars arrival, rovers, rock drills, sample transfer robotics, Mars ascent, autonomous orbit rendezvous, interplanetary propulsion, Earth arrival, planetary protection). In one of many presentations, an international science team noted that collecting sedimentary rock samples would be required to search for ancient life. A joint NASA-ESA presentation described the baseline mission architecture, including sample collection by the Mars 2020 Rover derived from the MAX-C concept, a Sample Retrieval Lander, and an Earth Return Orbiter. An alternative proposal was to use a SpaceX Falcon Heavy to decrease mission cost while delivering more mass to Mars and returning more samples. Another submission to the Berlin conference noted that mission cost could be reduced by advancing MAV technology to enable a significantly smaller MAV for a given sample payload.

In July 2019 a mission architecture was proposed. In 2019, JPL authors summarized sample retrieval, including a sample fetch rover, options for fitting 20 or 30 sample tubes into a 12-kilogram (26 lb) payload on a 400-kilogram (880 lb) single-stage-to-orbit (SSTO) MAV that would use hybrid propellants, a liquid oxidizer with a solid wax fuel, which had been prioritized for propulsion technology development since 2016. Meanwhile, the Marshall Space Flight Center (MSFC) presented a comparison of solid and hybrid propulsion for the MAV. Later in 2019, MSFC and JPL had collaborated on designing a two-stage solid propellant MAV, and noted that an unguided spinning upper stage could reduce mass, but this approach was abandoned at the time due to the potential for orbital variations.

Early in 2020 JPL updated the overall mission plan for an orbiting sample package (the size of a basketball) containing 30 tubes, showing solid and hybrid MAV options in the range 400 to 500 kilograms (880 to 1,100 lb). Adding details, MSFC presented designs for both the solid and hybrid MAV designs, for a target mass of 400 kilograms (880 lb) at Mars liftoff to deliver 20 or 30 sample tubes in a 14-to-16-kilogram (31 to 35 lb) payload package. In April 2020, an updated version of the mission was presented. The decision to adopt a two-stage solid rocket MAV was followed by Design Analysis Cycle 0.0 in the spring of 2020, which refined the MAV to a 525-kilogram (1,157 lb) design having guidance for both stages, leading to reconsideration of an unguided spin-stabilized second stage to save mass.

In October 2020, the MSR Independent Review Board (IRB) released its report recommending overall that the MSR program proceed, then in November NASA responded to detailed IRB recommendations. The IRB noted that MSR would have eight first-time challenges including the first launch from another planet, autonomous orbital rendezvous, and robotic sample handling with sealing to "break-the-chain". The IRB cautioned that the MAV will be unlike any previous launch vehicle, and experience shows that the smaller a launch vehicle, the more likely it is to end up heavier than designed. Referring to the unguided upper stage of the MAV, the IRB stated the importance of telemetry for critical events, "to allow useful reconstruction of a fault during second stage flight". The IRB indicated that the most probable mission cost would be $3.8-$4.4B. As reported to the NAC-SC in April 2021, the Planetary Science Advisory Committee (PAC) was "very concerned about the high cost" of MSR, and wanted to be sure that astrobiology considerations would be included in plans for returned sample laboratories.

Early in 2022 MSFC presented the guided-unguided MAV design for a 125-kilogram (276 lb) mass reduction and documented remaining challenges including aerodynamic complexities during the first stage burn and coast to altitude, a desire to locate hydrazine steering thrusters farther from the center of mass, and stage separation without tip-off rotation. While stage separation and subsequent spin-up would be flight tested, the authors noted that it would be ideal to flight test an entire flight-like MAV, but there would be a large cost.

In April 2022, the United States National Academies released the Planetary Science Decadal Survey report for 2023-2032, a review of plans and priorities for the upcoming ten years, after many committee meetings starting in 2020, with consideration of over 500 independently submitted white papers, more than 100 regarding Mars including comments on science and technology for sample return. The published document noted NASA's 2017 plan for a "focused and rapid" sample return campaign with essential participation from ESA, then recommended, "The highest scientific priority of NASA's robotic exploration efforts this decade should be completion of Mars Sample Return as soon as is practicably possible." Decadal white papers emphasized the importance of MSR for science, included a description of implementing MSR, and noted that the MAV has been underestimated despite needing flight performance beyond the state of the art for small rockets, needs a sustained development effort, and that technology development for a smaller MAV has the potential to reduce MSR mission cost. Decadal Survey committee meetings hosted numerous invited speakers, notably a presentation from the MSR IRB.

Sample collection

Perseverance rover

The Mars 2020 mission landed the Perseverance rover, which is storing samples to be returned to Earth later.

Mars 2020 Perseverance rover

Mapping Perseverance's samples collected to date (The 10 duplicate samples to be left behind at Three Forks Sample Depot are framed in green colour.)
Facsimiles of Perseverance's sample tubes at JPL in Southern California

The Mars 2020 mission landed the Perseverance rover in Jezero crater in February 2021. It collected multiple samples and packed them into cylinders for later return. Jezero appears to be an ancient lakebed, suitable for ground sampling.

At the beginning of August 2021, Perseverance made its first attempt to collect a ground sample by drilling out a finger-size core of Martian rock. This attempt did not succeed. A drill hole was produced, as indicated by instrument readings, and documented by a photograph of the drill hole. However, the sample container turned out to be empty, indicating that the rock sampled was not robust enough to produce a solid core.

Perseverance rover's sampling bits
  • The pointed one with two windows on left is Regolith drill
  • the two shorter ones on left are Abrasion tools
  • the rest in center are Rock drills

A second target rock judged to have a better chance to yield a sufficiently robust sample was sampled at the end of August and the beginning of September 2021. After abrading the rock, cleaning away dust by puffs of pressurized nitrogen, and inspecting the resulting rock surface, a hole was drilled on September 1. A rock sample appeared to be in the tube, but it was not immediately placed in a container. A new procedure of inspecting the tube optically was performed. On September 6, the process was completed and the first sample placed in a container.

In support of the NASA-ESA Mars Sample Return, rock, regolith (Martian soil), and atmosphere samples are being cached by Perseverance. Currently, out of 43 sample tubes, 22 of them have been cached, including 16 rock sample tubes, two regolith sample tubes, an atmosphere sample tube, and three witness tubes. Before launch, 5 of the 43 tubes were designated “witness tubes” and filled with materials that would capture particulates in the ambient environment of Mars. Out of 43 tubes, 3 witness sample tubes will not be returned to Earth and will remain on rover as sample canister will only have 30 tube slots. Alongside, 10 of the 43 tubes are left at backup Three Forks Sample Depot.

From December 21, 2022 Perseverance started a campaign to deposit 10 of its collected samples at the backup depot, Three Forks. This work was completed on January 28, 2023.

Three Forks Sample Depot

After nearly a Martian year of NASA's Perseverance Mars rover's science and sample caching operations for MSR campaign, the rover is currently tasked to deposit ten samples that it has cached from beginning at Three Forks Sample Depot as NASA aims to eventually return them to Earth starting from December 19, 2022. This depot will serve as a backup spot, in case, Perseverance cannot deliver its samples. Perseverance is depositing the samples at a relatively flat terrain known as Three Forks so that NASA and ESA could recover them in its successive missions in the MSR campaign. It is even selected as the backup landing spot for the Sample Retrieval Lander. It is a relatively benign place. It is as flat and smooth as a table top.

Testing a Sample Drop in the Mars Yard with VSTB OPTIMISM Rover

Perseverance's complex Sampling and Caching System takes almost an hour to retrieve the metal tube from inside the rover's belly, view it one last time with its internal Cachecam, and drop the sample ~0.89 m (2 ft 11 in) onto a carefully selected patch of Martian surface.

Mars Perseverance rover – wind lifts a massive dust cloud (June 18, 2021)

The tubes will not be piled up at a single spot. Instead, each tube-drop location will have an "area of operation" ~5.5 m (18 ft) in diameter. To that end, the tubes will be deposited on the surface in an intricate zigzag pattern of 10 spots for 10 tubes, with each sample ~5 m (16 ft) to ~15 m (49 ft) apart from one another near the proposed Sample retrieval lander's landing site. There are various reasons for this plan, biggest for placing them far apart being that is that sample recovery helicopters because they are designed to interact with only one tube at a time. Alongside, they will perform takeoffs and landings, and driving in that spot. To ensure a helicopter could retrieve samples without any problem, the plan is to be executed properly and would span over more than two months.

Perseverance Views Dust Devils Swirling Across Jezero Crater

Before and after Perseverance drops each tube, mission controllers will review a multitude of images from the rover's SHERLOCK Watson camera. Images by the SHERLOC WATSON camera are also used to check for surety that the tube had not rolled into the path of the rover's wheels. They also look to ensure the tube had not landed in such a way that it was standing on its end (each tube has a flat end piece called a "glove" to make it easier to be picked up by future missions). That occurred less than 5% of the time during testing with Perseverance's Earthly twin OPTIMISM in JPL's Mars Yard. In case it does happen on Mars, the mission has written a series of commands for Perseverance to carefully knock the tube over with part of the turret at the end of its robotic arm.

A Map of Perseverance's Sample Depots

These SHERLOCK Watson camera images will also give the Mars Sample Return team the precise data necessary to locate the tubes in the event of the samples becoming covered by dust or sand before they are collected.Mars does get windy, but not like on Earth. But the atmosphere on Mars is 100 times less dense than that of Earth's atmosphere. So winds around here can pick up speed (fastest are Dust devils), but they don't pick up a lot of dust particles. Martian wind can certainly lift fine dust and leave it on surfaces. But even if significant dust is accumulated these images and depositing pattern will help to recover them back. Even a lucky encounter with a dust devil can even remove dust over the samples as in case with the solar panels of Spirit rover and Opportunity rover.

Once this whole task of depositing all the 10 samples is completed, Perseverance will carry on with its mission, traversing to the Crater floor and scaling Delta's summit. The rover be traversing along the edge of the crater and probably, caching more tubes then whilst following the plan of taking single sample at one rock. Till now, several pairs of samples were taken and one samples from pair will be placed at the depot and the other pair will stay on board the rover.

Sample retrieval

The Mars Sample Return mission earlier consisted ESA Sample Fetch Rover and its associated second lander alongside the mars ascent vehicle and its lander that will take the samples to a MAV, from where they will be launched back to Earth. But after consideration and cost overruns, it was decided that given Perseverance's expected longevity, it will be the primary means of transporting samples to Sample Retrieval Lander (SRL).

Sample Retrieval Lander

The sample retrieval mission presently involves launching a 5 solar-array sample return lander in 2028 with the Mars Ascent Vehicle and two sample recovery helicopters as a backup for Perseverance.The SRL lander is about the size of an average two-car garage weighing ~3,375 kg (7,441 lb); tentatively planned to be 7.7 m (25 ft) wide and 2.1 m (6.9 ft) high when fully deployed. The payload mass of the lander is double that of the Perseverance rover, that is ~563 kg (1,241 lb). The lander needs to be close to the Perseverance rover to facilitate the transfer of Mars samples. It must land within 60 m (200 ft) of its target site – much closer than previous Mars rovers and landers. Thus, it will have a secondary battery to power the lander to land on Mars. The lander would take advantage of an enhanced version of NASA's successful Terrain Relative Navigation that helped land Perseverance safely. The new Enhanced Lander Vision System would, among other improvements, add a second camera, an altimeter, and better capabilities to use propulsion for precision landing. It is planned to land near at Three Forks in 2029.

ESA Sample Transfer Arm

The Mars 2020 rover and helicopters will transport the samples to the SRL lander. SRL's ESA-built ~2.40 m (7.9 ft) long, Sample Transfer Arm will be used to extract the samples and load them into the Sample Return Capsule in the Ascent Vehicle.

Mars Sample Recovery Helicopters

MSR campaign included Ingenuity-class helicopters, both of which will be collecting the samples with the help of a tiny robotic arm to the SRL, in case Perseverance rover runs into problems.

Mars Ascent Vehicle (MAV)

Mars Ascent Vehicle
Mars Ascent Vehicle mockup on display.
FunctionMars Orbital launch vehicle
ManufacturerNASA's Marshall Space Flight Center/Lockheed Martin/Northrop Grumman
Country of originUnited States
Size
Height2.26 m (7.4 ft)
Diameter0.5 m (1.6 ft)
Mass450 kg (990 lb)
Stages2
Capacity
Payload to LAO
Altitude500 km (310 mi)
Mass500 g (18 oz)
Associated rockets
Comparable
  • Mars: Unique
  • Earth: likely a ICBM failing before Max q
Launch history
StatusUnder Development
Launch sitesVector mid-air after release from Sample Retrieval Lander, Three Forks, Jezero Crater
Total launches1 (planned)
UTC date of spacecraft launch2030 (planned)
Type of passengers/cargoOrbiting Sample Container with 30–43 tubes, Radio Beacon (hosted)

First stage
Powered by1 optimized Star 20 (Altair 3)
Burn time75 s
PropellantCTPB
Second stage
Powered by1 optimized Star 15G
Burn time20 s
PropellantHTPB

Mars Ascent Vehicle (MAV) is a two-stage, solid-fueled rocket that will deliver the collected samples from the surface of Mars to the Earth Return Orbiter. Early in 2022, Lockheed Martin was awarded a contract to partner with NASA's Marshall Space Flight Center in developing the MAV and engines from Northrop Grumman. It is planned to be catapulted upward as high as 4.5 m (15 ft) above the lander – or 6.5 m (21 ft) above the Martian surface, into the air just before it ignites, at a rate of 5 m (16 ft) per second, to remove the odds of wrong liftoff like slipping or tilting of SRL under rocket's shear weight and exhaust at liftoff. The front would be tossed a bit harder than the back, causing the rocket to point upward, toward the Martian sky. Thus, the Vertically Ejected Controlled Tip-off Release (VECTOR) system adds a slight rotation during launch, pitching the rocket up and away from the surface. MAV would enter a 380-kilometre (240 mi) orbit. It will remain stowed inside a cylinder on the SRL and will have a thermal protective coating. The rocket's first stage (SRM-1) would be burning for 75 seconds. SRM1 engine can gimbal, but most gimballing solid rocket motor nozzles are designed in a way that can't handle the extreme cold MAV will experience, so the Northrop Grumman team had to come up with something that could: a state-of-the-art trapped ball nozzle featuring a supersonic split line. After SRM1 burnout, the MAV will remain in a coast period for approximately 400s. During this time, the MPA aerodynamic fairing and entire first stage will separate from the vehicle. After stage separation, the second stage will initiate a spin up via side mounted small scale RCS thrusters. The entire second stage will be unguided and spin-stabilized at a rate of approximately 175 RPM. Having achieved the target spin rate, the second stage (SRM-2) will ignite and burn for approximately 18-20s, raising the periapsis and circularizing the orbit. The second stage is planned to be spin-stabilized to save weight in lieu of active guidance, while the Mars samples will result in an unknown payload mass distribution. Spin Stabilization allows the rocket to be lighter, so it wouldn't have to carry active control all the way to orbit. Following SRM2 burnout, the second stage will coast for up to 10 minutes while residual thrust from the SRM2 occurs. Side mounted small scale de-spin motors will then fire, reducing the spin rate to less than 40 RPM. Once the target orbit has been achieved, the MAV will command the MPA to eject the Orbiting Sample Container (OS). The spent second stage of the MAV will remain in orbit, broadcasting a hosted radio beacon signal for up to 25 days. This will aid in the capture of the OS by the ERO.

MAV is scheduled to be launched in 2028 on board the SRL lander.

Components of the Sample Return Landers
 
Concept launch set-up
 
Interior design of MAV, First Extraterrestrial Staging Rocket
 
MAV exterior design
 
MAV flight plan
 
Mars Sample Return 2020–2033 Timeline

Sample return

Earth Return Orbiter (ERO)

ERO is an ESA-developed spacecraft. It includes the NASA-built Capture and Containment and Return System (CCRS) and Electra UHF Communications Package. It will rendezvous with the samples delivered by MAV in low Mars orbit (LMO). ERO orbiter is planned to weigh ~7,000 kg (15,000 lb) (largest Mars Orbiter) and has solar arrays that have a wingspan of more than 38 m (125 ft) (these are some of the largest solar panels ever launched into space).

ERO is scheduled to launch on an Ariane 64 rocket in 2027 and arrive at Mars in 2029, using ion propulsion and a separate chemical propulsion element to gradually reach the proper orbit of 325 km (202 mi) and then rendezvous with the orbiting sample. The MAV's second stage's radio beacon will give controllers the information they need to get the ESA Earth Return Orbiter close enough to the Orbiting Sample to see it through reflective light and capture it for return to earth. To do this, ERO would use high-performance cameras to detect the Orbiting Sample at over 1,000 km (620 mi) distance. Once "locked on" would track it continuously using cameras and LiDARs throughout the rendezvous phase. Once aligned with the sample container, the Capture, Containment, and Return System would power on, open its capture lid, and turn on its capture sensors. ESA's orbiter would then push itself toward the sample container at about 1 to 2 inches (2.5 to 5 centimeters) per second to overtake and "swallow" it. After detecting that the sample container is safely inside, the Capture, Containment, and Return System would quickly close its lid. Thus, the orbiter will retrieve and seal the canisters in orbit and use a NASA-built robotic arm to place the sealed container into an Earth-entry capsule. The 600 kg (1,300 lb) CCRS would be responsible for thoroughly sterilizing the exterior of the Orbiting Sample and double sealing it inside the EES, creating a secondary containment barrier to keep the samples safely isolated and intact for maximum scientific return. It will raise its orbit, jettison the propulsion element (includes ~500 kg (1,100 lb) of CCRS hardware, which is of not use after sterilizing samples), and return to Earth during the 2033 Mars-to-Earth transfer window.

ERO will measure the total radiation dose received throughout the entire flight. Results will help monitor the health of the spacecraft and provide important information on how to protect human explorers in future trips to Mars.

Earth Entry Vehicle (EEV)

The Capture/Containment and Return System (CCRS) would stow the sample in the EEV. EEV would return to Earth and land passively, without a parachute. About a week before arrival at Earth, and only after successfully completing a full system safety check-out, the ERO spacecraft would be configured to perform the Earth return phase. When the orbiter is three days away from Earth, the EES would be released from the main spacecraft and fly a precision entry trajectory to a predetermined landing site. Shortly after separation, the orbiter itself would perform a series of maneuvers to enter orbit around the Sun, never to return to Earth. The desert sand at the Utah Test and Training Range and shock absorbing materials in the vehicle were planned to protect the samples from impact forces. EEV is scheduled to land on Earth in 2033.

Operator (computer programming)

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