Andrei Sakharov
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Sakharov at a conference of the USSR Academy of Sciences on 1 March 1989
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| Born | 21 May 1921 |
| Died | 14 December 1989 (aged 68)
Moscow, Russian SFSR, Soviet Union
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| Citizenship | Soviet |
| Alma mater | |
| Known for | |
| Spouse(s) | Klavdia Alekseyevna Vikhireva (1943–1969; her death) Yelena Bonner (1972–1989; his death) |
| Awards |
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| Scientific career | |
| Fields | Nuclear physics, physical cosmology |
Andrei Dmitrievich Sakharov (Russian: Андре́й Дми́триевич Са́харов; 21 May 1921 – 14 December 1989) was a Russian nuclear physicist, dissident, Nobel laureate, and activist for disarmament, peace and human rights.
He became renowned as the designer of the Soviet Union's RDS-37, a codename for Soviet development of thermonuclear weapons. Sakharov later became an advocate of civil liberties and civil reforms in the Soviet Union, for which he faced state persecution; these efforts earned him the Nobel Peace Prize in 1975. The Sakharov Prize, which is awarded annually by the European Parliament for people and organizations dedicated to human rights and freedoms, is named in his honor.
Biography
Sakharov was born in Moscow on May 21, 1921. His father was Dmitri Ivanovich Sakharov, a private school physics teacher and an amateur pianist. His father later taught at the Second Moscow State University. Andrei's grandfather Ivan had been a prominent lawyer in the Russian Empire who had displayed respect for social awareness and humanitarian principles (including advocating the abolition of capital punishment)
that would later influence his grandson. Sakharov's mother was
Yekaterina Alekseyevna Sakharova, a great-granddaughter of the prominent
military commander Alexey Semenovich Sofiano (who was of Greek
ancestry).
Sakharov's parents and paternal grandmother, Maria Petrovna, largely
shaped his personality. His mother and grandmother were churchgoers; his
father was a nonbeliever. When Andrei was about thirteen, he realized
that he did not believe. However, despite being an atheist, he did believe in a "guiding principle" that transcends the physical laws.
Education and career
Sakharov entered Moscow State University in 1938. Following evacuation in 1941 during the Great Patriotic War (World War II), he graduated in Aşgabat, in today's Turkmenistan. He was then assigned to laboratory work in Ulyanovsk.
In 1943, he married Klavdia Alekseyevna Vikhireva, with whom he raised
two daughters and a son. Klavdia would later die in 1969. He returned to
Moscow in 1945 to study at the Theoretical Department of FIAN (the Physical Institute of the Soviet Academy of Sciences). He received his Ph.D. in 1947.
Development of thermonuclear devices
After World War II, he researched cosmic rays. In mid-1948 he participated in the Soviet atomic bomb project under Igor Kurchatov and Igor Tamm. Sakharov's study group at FIAN in 1948 came up with a second concept in August–September 1948.
Adding a shell of natural, unenriched uranium around the deuterium
would increase the deuterium concentration at the uranium-deuterium
boundary and the overall yield of the device, because the natural
uranium would capture neutrons and itself fission as part of the
thermonuclear reaction. This idea of a layered fission-fusion-fission
bomb led Sakharov to call it the sloika, or layered cake. The first Soviet atomic device was tested on August 29, 1949. After moving to Sarov in 1950, Sakharov played a key role in the development of the first megaton-range Soviet hydrogen bomb using a design known as Sakharov's Third Idea in Russia and the Teller–Ulam design in the United States. Before his Third Idea,
Sakharov tried a "layer cake" of alternating layers of fission and
fusion fuel. The results were disappointing, yielding no more than a
typical fission bomb. However the design was seen to be worth pursuing
because deuterium is abundant and uranium is scarce, and he had no idea
how powerful the US design was. Sakharov realised that in order to cause
the explosion of one side of the fuel to symmetrically compress the
fusion fuel, a mirror could be used to reflect the radiation. The
details had not been officially declassified in Russia when Sakharov was
writing his memoirs, but in the Teller–Ulam design, soft X-rays emitted
by the fission bomb were focused onto a cylinder of lithium deuteride
to compress it symmetrically. This is called radiation implosion.
The Teller–Ulam design also had a secondary fission device inside the
fusion cylinder to assist with the compression of the fusion fuel and
generate neutrons to convert some of the lithium to tritium, producing a
mixture of deuterium and tritium. Sakharov's idea was first tested as RDS-37 in 1955. A larger variation of the same design which Sakharov worked on was the 50 Mt Tsar Bomba of October 1961, which was the most powerful nuclear device ever detonated.
Sakharov saw "striking parallels" between his fate and those of J. Robert Oppenheimer and Edward Teller
in the US. Sakharov believed that in this "tragic confrontation of two
outstanding people", both deserved respect, because "each of them was
certain he had right on his side and was morally obligated to go to the
end in the name of truth." While Sakharov strongly disagreed with Teller
over nuclear testing in the atmosphere and the Strategic Defense Initiative,
he believed that American academics had been unfair to Teller's resolve
to get the H-bomb for the United States since "all steps by the
Americans of a temporary or permanent rejection of developing
thermonuclear weapons would have been seen either as a clever feint, or
as the manifestation of stupidity. In both cases, the reaction would
have been the same – avoid the trap and immediately take advantage of
the enemy's stupidity."
Sakharov never felt that by creating nuclear weapons he had "known sin", in Oppenheimer's expression. He later wrote:
After more than forty years, we have had no third world war, and the balance of nuclear terror ... may have helped to prevent one. But I am not at all sure of this; back then, in those long-gone years, the question didn't even arise. What most troubles me now is the instability of the balance, the extreme peril of the current situation, the appalling waste of the arms race ... Each of us has a responsibility to think about this in global terms, with tolerance, trust, and candor, free from ideological dogmatism, parochial interests, or national egotism."
— Andrei Sakharov
Support for peaceful use of nuclear technology
In 1950 he proposed an idea for a controlled nuclear fusion reactor, the tokamak,
which is still the basis for the majority of work in the area.
Sakharov, in association with Tamm, proposed confining extremely hot
ionized plasma by torus shaped magnetic fields for controlling thermonuclear fusion that led to the development of the tokamak device.
Magneto-implosive generators
In 1951 he invented and tested the first explosively pumped flux compression generators, compressing magnetic fields by explosives. He called these devices MK (for MagnetoKumulative) generators. The radial MK-1 produced a pulsed magnetic field of 25 megagauss (2500 teslas). The resulting helical MK-2 generated 1000 million amperes in 1953.
Sakharov then tested a MK-driven "plasma cannon" where a small aluminum ring was vaporized by huge eddy currents into a stable, self-confined toroidal plasmoid and was accelerated to 100 km/s. Sakharov later suggested replacing the copper coil in MK generators with a large superconductor solenoid to magnetically compress and focus underground nuclear explosions into a shaped charge effect. He theorized this could focus 1023 protons per second on a 1 mm2 surface.
Particle physics and cosmology
After 1965 Sakharov returned to fundamental science and began working on particle physics and physical cosmology.
2D didactic image of Sakharov's model of the universe with reversal of the arrow of time
He tried to explain the baryon asymmetry of the universe; in that regard, he was the first to propose proton decay and to consider CPT-symmetric events occurring before the Big Bang:
We can visualize that neutral spinless maximons (or photons) are produced at ''t'' < 0 from contracting matter having an excess of antiquarks, that they pass "one through the other" at the instant ''t'' = 0 when the density is infinite, and decay with an excess of quarks when ''t'' > 0, realizing total CPT symmetry of the universe. All the phenomena at t < 0 are assumed in this hypothesis to be CPT reflections of the phenomena at t > 0.
His legacy in this domain are the famous conditions named after him: Baryon number violation, C-symmetry and CP-symmetry violation, and interactions out of thermal equilibrium.
Sakharov was also interested in explaining why the curvature of
the universe is so small. This lead him to consider cyclic models, where
the universe oscillates between contraction and expansion phases.
In those models, after a certain number of cycles the curvature
naturally becomes infinite even if it had not started this way: Sakharov
considered three starting points, a flat universe with a slightly
negative cosmological constant, a universe with a positive curvature and
a zero cosmological constant, and a universe with a negative curvature
and a slightly negative cosmological constant. Those last two models
feature what Sakharov calls a reversal of the time arrow, which can be
summarised as follow. He considers times t > 0 after the initial Big
Bang singularity at t = 0 (which he calls "Friedman singularity" and
denotes Φ) as well as times t < 0 before that singularity. He then
assumes that entropy increases when time increases for t > 0 as well
as when time decreases for t < 0, which constitutes his reversal of
time. Then he considers the case when the universe at t < 0 is the
image of the universe at t > 0 under CPT symmetry but also the case
when it is not so: the universe has a non-zero CPT charge at t = 0 in
this case. Sakharov considers a variant of this model where the reversal
of the time arrow occurs at a point of maximum entropy instead of
happening at the singularity. In those models there is no dynamic
interaction between the universe at t < 0 and t > 0.
In
his first model the two universes did not interact, except via local
matter accumulation whose density and pressure become high enough to
connect the two sheets through a bridge without spacetime between them,
but with a continuity of geodesics beyond the Schwarzschild radius with
no singularity, allowing an exchange of matter between the two conjugated sheets, based on an idea after Igor Dmitriyevich Novikov. Novikov called such singularities a collapse and an anticollapse, which are an alternative to the couple black hole and white hole in the wormhole model. Sakharov also proposed the idea of induced gravity as an alternative theory of quantum gravity.
Turn to activism
Since
the late 1950s Sakharov had become concerned about the moral and
political implications of his work. Politically active during the 1960s,
Sakharov was against nuclear proliferation. Pushing for the end of atmospheric tests, he played a role in the 1963 Partial Test Ban Treaty, signed in Moscow.
Sakharov was also involved in an event with political
consequences in 1964, when the USSR Academy of Sciences nominated for
full membership Nikolai Nuzhdin, a follower of Trofim Lysenko (initiator of the Stalin-supported anti-genetics campaign Lysenkoism).
Contrary to normal practice Sakharov, a member of the Academy, publicly
spoke out against full membership for Nuzhdin, holding him responsible
for "the defamation, firing, arrest, even death, of many genuine
scientists." In the end, Nuzhdin was not elected, but the episode prompted Sergei Khrushchev to order the KGB to gather compromising material on Sakharov.
The major turn in Sakharov's political evolution came in 1967, when anti-ballistic missile
defense became a key issue in US–Soviet relations. In a secret detailed
letter to the Soviet leadership of July 21, 1967, Sakharov explained
the need to "take the Americans at their word" and accept their proposal
for a "bilateral rejection by the USA and the Soviet Union of the
development of antiballistic missile defense", because otherwise an arms
race in this new technology would increase the likelihood of nuclear
war. He also asked permission to publish his manuscript (which
accompanied the letter) in a newspaper to explain the dangers posed by
this kind of defense. The government ignored his letter and refused to
let him initiate a public discussion of ABMs in the Soviet press.
In May 1968 Sakharov completed an essay entitled "Reflections on
Progress, Peaceful Coexistence, and Intellectual Freedom". In it, he
described the anti-ballistic missile defense as a major threat of world
nuclear war. After this essay was circulated in samizdat and then published outside the Soviet Union,
Sakharov was banned from conducting any military-related research and
returned to FIAN to study fundamental theoretical physics.
Over the next twelve years, until his exile to Gorky (Nizhny Novgorod) in January 1980, Andrei Sakharov assumed the role of a widely recognized and open dissident in Moscow.
He stood vigil outside closed courtrooms, wrote appeals on behalf of
more than two hundred individual prisoners, and continued to write
essays about the need for democratization.
In 1970 Sakharov was among the three founding members of the Committee on Human Rights in the USSR along with Valery Chalidze and Andrei Tverdokhlebov.
The Committee wrote appeals, collected signatures for petitions and
succeeded in affiliating with several international human rights
organizations. Its work was the subject of many KGB reports and brought
Sakharov under increasing pressure from the government.
Sakharov married a fellow human rights activist, Yelena Bonner, in 1972.
By 1973 Sakharov was meeting regularly with Western correspondents, holding press conferences in his apartment. He appealed to the U.S. Congress to approve the 1974 Jackson-Vanik Amendment to a trade bill, which coupled trade tariffs to the Kremlin's willingness to allow freer emigration.
Attacked by Soviet establishment, 1972 onwards
Sakharov with Naum Meiman, Sofiya Kallistratova, Petro Grigorenko, his wife Zinaida Grigorenko, Tatyana Velikanova's mother, the priest Father Sergei Zheludkov; in the lower row are Genrikh Altunyan and Alexander Podrabinek. Photo taken on 16 October 1977.
In 1972 Sakharov became the target of sustained pressure from his fellow scientists in the USSR Academy of Sciences, the Soviet press. The writer Aleksandr Solzhenitsyn, sprang to his defence.
In 1973 and 1974, the Soviet media campaign continued, targeting
both Sakharov and Solzhenitsyn. While Sakharov disagreed with
Solzhenitsyn's vision of Russian revival, he deeply respected him for
his courage.
Sakharov later described that it took "years" for him to
"understand how much substitution, deceit, and lack of correspondence
with reality there was" in the Soviet ideals. "At first I thought,
despite everything that I saw with my own eyes, that the Soviet State
was a breakthrough into the future, a kind of prototype for all
countries". Then he came, in his words, to "the theory of symmetry: all
governments and regimes to a first approximation are bad, all peoples
are oppressed, and all are threatened by common dangers."
After that he realized that there is not much
"symmetry between a cancer cell and a normal one. Yet our state is similar to a cancer cell – with its messianism and expansionism, its totalitarian suppression of dissent, the authoritarian structure of power, with a total absence of public control in the most important decisions in domestic and foreign policy, a closed society that does not inform its citizens of anything substantial, closed to the outside world, without freedom of travel or the exchange of information."
Sakharov's ideas on social development led him to put forward the
principle of human rights as a new basis of all politics. In his works
he declared that "the principle 'what is not prohibited is allowed'
should be understood literally", defying what he saw as unwritten
ideological rules imposed by the Communist party on the society in spite
of a democratic (1936) USSR Constitution.
In no way did Sakharov consider himself a prophet or the like:
"I am no volunteer priest of the idea, but simply a man with an unusual fate. I am against all kinds of self-immolation (for myself and for others, including the people closest to me)."
In a letter written from exile, he cheered up a fellow physicist and
human rights activist with the words: "Fortunately, the future is
unpredictable and also – because of quantum effects
– uncertain." For Sakharov the indeterminacy of the future supported
his belief that he could, and should, take personal responsibility for
it.
Nobel Peace Prize (1975)
In 1973, Sakharov was nominated for the Nobel Peace Prize and in 1974 was awarded the Prix mondial Cino Del Duca.
Sakharov was awarded the Nobel Peace Prize in 1975. The Norwegian Nobel Committee called him "a spokesman for the conscience of mankind".
In the words of the Nobel Committee's citation: "In a convincing manner
Sakharov has emphasised that Man's inviolable rights provide the only
safe foundation for genuine and enduring international cooperation."
Sakharov was not allowed to leave the Soviet Union to collect the prize. His wife Yelena Bonner read his speech at the ceremony in Oslo, Norway. On the day the prize was awarded, Sakharov was in Vilnius, where human rights activist Sergei Kovalev was being tried.
In his Nobel lecture, titled "Peace, Progress, Human Rights", Sakharov
called for an end to the arms race, greater respect for the environment,
international cooperation, and universal respect for human rights. He
included a list of prisoners of conscience and political prisoners in
the USSR, stating that he shares the prize with them.
By 1976 the head of the KGB Yuri Andropov was prepared to call Sakharov "Domestic Enemy Number One" before a group of KGB officers.
Internal exile (1980–1986)
The
apartment building in Gagarina Avenue 214, Scherbinki district of
Nizhny Novgorod where Sakharov lived in exile from 1980 to 1986. His
apartment is now a museum.
Sakharov was arrested on 22 January 1980, following his public protests against the Soviet intervention in Afghanistan in 1979, and was sent to the city of Gorky, now Nizhny Novgorod, a city that was off limits to foreigners.
Between 1980 and 1986, Sakharov was kept under Soviet police
surveillance. In his memoirs he mentions that their apartment in Gorky
was repeatedly subjected to searches and heists. Sakharov was named the
1980 Humanist of the Year by the American Humanist Association.
In May 1984, Sakharov's wife, Yelena Bonner, was detained and Sakharov began a hunger strike, demanding permission for his wife to travel to the United States for heart surgery. He was forcibly hospitalized and force-fed. He was held in isolation for four months. In August 1984 Bonner was sentenced by a court to five years of exile in Gorky.
In April 1985, Sakharov started a new hunger strike for his wife
to travel abroad for medical treatment. He again was taken to a hospital
and force-fed. In August the Politburo discussed what to do about
Sakharov.
He remained in the hospital until October 1985 when his wife was
allowed to travel to the United States. She had heart surgery in the
United States and returned to Gorky in June 1986.
In December 1985, the European Parliament established the Sakharov Prize for Freedom of Thought, to be given annually for outstanding contributions to human rights.
On 19 December 1986, Mikhail Gorbachev, who had initiated the policies of perestroika and glasnost, called Sakharov to tell him that he and his wife could return to Moscow.
Political leader
In 1988, Sakharov was given the International Humanist Award by the International Humanist and Ethical Union.
He helped to initiate the first independent legal political
organizations and became prominent in the Soviet Union's growing
political opposition. In March 1989, Sakharov was elected to the new parliament, the All-Union Congress of People's Deputies and co-led the democratic opposition, the Inter-Regional Deputies Group.
In November the head of the KGB reported to Mikhail Gorbachev on
Sakharov's encouragement and support for the coal-miners' strike in
Vorkuta.
Death
Sakharov's grave, 1990
Soon after 21:00 on 14 December 1989, Sakharov went to his study to
take a nap before preparing an important speech he was to deliver the
next day in the Congress. His wife went to wake him at 23:00 as he had
requested but she found Sakharov dead on the floor. According to the
notes of Yakov Rapoport, a senior pathologist present at the autopsy, it
is most likely that Sakharov died of an arrhythmia consequent to dilated cardiomyopathy at the age of 68. He was interred in the Vostryakovskoye Cemetery in Moscow.
Influence
Memorial prizes
The Sakharov Prize for Freedom of Thought was established in 1988 by the European Parliament
in his honour, and is the highest tribute to human rights endeavours
awarded by the European Union. It is awarded annually by the parliament
to "those who carry the spirit of Soviet dissident Andrei Sakharov"; to
"Laureates who, like Sakharov, dedicate their lives to peaceful struggle
for human rights."
An Andrei Sakharov prize has also been awarded by the American Physical Society every second year since 2006 "to recognize outstanding leadership and/or achievements of scientists in upholding human rights".
The Andrei Sakharov Prize For Writer's Civic Courage was established in October 1990.
In 2004, with the approval of Yelena Bonner,
an annual Sakharov Prize for journalism was established for reporters
and commentators in Russia. Funded by former Soviet dissident Pyotr
Vins, now a businessman in the US, the prize is administered by the Glasnost Defence Foundation in Moscow. The prize "for journalism as an act of conscience" has been won over the years by famous journalists such as Anna Politkovskaya and young reporters and editors working far from Russia's media capital, Moscow. The 2015 winner was Yelena Kostyuchenko.
Andrei Sakharov Archives and Human Rights Center
The Andrei Sakharov Archives and Human Rights Center, established at Brandeis University in 1993, are now housed at Harvard University.
The documents from that archive were published by the Yale University Press in 2005. These documents are available online.
Most of documents of the archive are letters from the head of the KGB to the Central Committee
about activities of Soviet dissidents and recommendations about the
interpretation in newspapers. The letters cover the period from 1968 to
1991 (Brezhnev stagnation). The documents characterize not only Sakharov's activity, but that of other dissidents, as well as that of highest-position apparatchiks and the KGB. No Russian equivalent of the KGB archive is available.
