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Pratītyasamutpāda (
Sanskrit:
प्रतीत्यसमुत्पाद pratītyasamutpāda;
Pali:
पटिच्चसमुप्पाद paṭiccasamuppāda), commonly translated as
dependent origination, or
dependent arising, is a key principle in Buddhist teachings, which states that all
dharmas ("phenomena") arise in dependence upon other
dharmas: "if this exists, that exists; if this ceases to exist, that also ceases to exist".
The principle is expressed in the
links of dependent origination (
Pali:
dvādasanidānāni, Sanskrit:
dvādaśanidānāni) in
Buddhism, a linear list of twelve elements from the
Buddhist
teachings which arise depending on the preceding link. Traditionally
the list is interpreted as describing the conditional arising of rebirth
in
saṃsāra, and the resultant
duḥkha (suffering, pain, unsatisfactoriness).
An alternate Theravada interpretation regards the list as describing
the arising of mental formations and the resultant notion of "I" and
"mine," which are the source of suffering. Traditionally, the reversal of the causal chain is explained as leading to the annihilation of mental formations and rebirth.
Scholars have noted inconsistencies in the list, and regard it to be a later synthesis of several older lists. The first four links may be a mockery of the Vedic-Brahmanic cosmogony, as described in the
Hymn of Creation of Veda X, 129 and the
Brihadaranyaka Upanishad. These were integrated with a branched list which describe the conditioning of mental processes, akin to the five skandhas. Eventually, this branched list developed into the standard twelvefold chain as a linear list.
While this list may be interpreted as describing the processes which
give rise to rebirth, in essence it describes the arising of
dukkha as a psychological process, without the involvement of an atman.
Etymology and meaning
Etymology
Pratityasamutpada (Sanskrit: प्रतीत्यसमुत्पाद) consists of two terms:
- pratitya: "having depended"; it appears in various Vedas and Upanishads, such as hymns 4.5.14, 7.68.6 of the Rigveda and 19.49.8 of Atharvaveda, in the sense of "confirmation, dependence, acknowledge origin". The Sanskrit root of the word is prati*
whose forms appear more extensively in the Vedic literature, and it
means "to go towards, go back, come back, to approach" with the
connotation of "observe, learn, convince oneself of the truth of
anything, be certain of, believe, give credence, recognize". In other
contexts, a related term pratiti* means "going towards, approaching, insight into anything".
- samutpada: "arising", "rise, production, origin" In Vedic literature, it means "spring up together, arise, come to pass, occur, effect, form, produce, originate".
The term has been translated into English variously as dependent origination, dependent arising, interdependent co-arising, conditioned arising, and conditioned genesis.
The term may also refer to the twelve nidānas,
Pali:
dvādasanidānāni, Sanskrit:
dvādaśanidānāni, from
dvāvaśa ("twelve") +
nidānāni (plural of "
nidāna", "cause, motivation, link"). Generally speaking, in the Mahayana tradition,
pratityasamutpada (Sanskrit) is used to refer to the general principle of interdependent causation, whereas in the Theravada tradition,
paticcasamuppāda (Pali) is used to refer to the twelve nidānas.
Meaning
Conditionality
The
Pratityasamutpada
teachings asserts neither direct Newtonian-like causality nor a single
causality. Rather, it asserts an indirect conditioned causality and a
plural causality. The "causal link" propositions in Buddhism is very different from the idea of causality that developed in Europe.
Instead, the concept of causality in Buddhism is referring to
conditions created by a plurality of causes that necessarily
co-originate phenomena within and across lifetimes, such as karma in one
life creating conditions that lead to rebirth in one of realms of
existence for another lifetime. The
Pratītyasamutpāda
principle asserts that the dependent origination is necessary and
sufficient condition in both directions. This is expressed in
Majjhima Nikaya as "When this is, that is; This arising, that arises; When this is not, that is not; This ceasing, that ceases."
Ontological principle
According to Peter Harvey,
Pratityasamutpada is an
ontological
principle; that is, a theory to explain the nature and relations of
being, becoming, existence and ultimate reality. Buddhism asserts that
there is nothing independent, except the state of nirvana.
All physical and mental states depend on and arise from other
pre-existing states, and in turn from them arise other dependent states
while they cease. The 'dependent arisings' have a causal conditioning, and thus
Pratityasamutpada
is the Buddhist belief that causality is the basis of ontology, not a
creator God nor the ontological Vedic concept called universal Self (
Brahman) nor any other 'transcendent creative principle'.
The Pratītyasamutpāda ontological principle in Buddhism is
applied not only to explain the nature and existence of matter and
empirically observed phenomenon, but also to the nature and existence of
life.
In abstract form, according to Peter Harvey, "the doctrine states:
'That being, this comes to be; from the arising of that, this arises;
that being absent, this is not; from the cessation of that, this
ceases'." There is no 'first cause' from which all beings arose.
Workings of the mind
Against Harvey's ontological interpretation, Eviatar Shulman argues that
dependent-origination addresses the
workings of the mind alone. Dependent-origination should be understood
to be no more than an inquiry into the nature of the self (or better,
the lack of a self). Viewing pratitya-samutpada as a description of the
nature of reality in general means investing the words of the earlier
teachings with meanings derived from later Buddhist discourse.
Shulman grants that there are some ontological implications that may
be gleaned from dependent origination, but that at its core it is
concerned with "identifying the different processes of mental
conditioning and describing their relations".
Noa Ronkin states that while Buddha suspends all views regarding
certain metaphysical questions, he is not an anti-metaphysician: nothing
in the texts suggests that metaphysical questions are completely
meaningless, instead Buddha taught that sentient experience is
dependently originated and that whatever is dependently originated is
conditioned, impermanent, subject to change, and lacking independent
selfhood.
Epistemological principle
He who sees the Paṭiccasamuppāda sees the Dhamma;
He who sees the Dhamma sees the Paṭiccasamuppāda.
— Majjhima Nikaya 1.190, Translated by David Williams
According to Stephen Laumakis, pratītyasamutpāda is also an
epistemological principle; that is, a theory about how we gain correct and incorrect knowledge about being, becoming, existence and reality.
The 'dependent origination' doctrine, states Peter Harvey, "highlights
the Buddhist notion that all apparently substantial entities within the
world are in fact wrongly perceived. We live under the illusion that
terms such as 'I', self, mountain, tree, etc. denote permanent and
stable things. The doctrine teaches this is not so." There is nothing permanent (
anicca), nothing substantial, no unique individual self in the nature of becoming and existence (
anatta), because everything is a result of "dependent origination".
There are no independent objects and independent subjects; according to
the Pratītyasamutpāda doctrine, there is fundamental emptiness in all
phenomena and experiences.
Twelve Nidanas
The twelve
nidānas (
Pali:
dvādasanidānāni, Sanskrit:
dvādaśanidānāni) is a linear list of twelve elements from the
Buddhist teachings which are
pratītyasamutpāda, arising depending on the previous link. According to Shulman, "the 12 links
are paticcasamuppada";
in the suttas, dependent origination refers to nothing else but the
process of mental conditioning as described by the twelve
nidanas.
Traditionally the standard-list is interpreted as describing the conditional arising of rebirth in
saṃsāra, and the resultant
duḥkha (suffering, pain, unsatisfactoriness). An alternate interpretation regards the list as describing the causal arising of mental formations and the resultant
duḥkha. Traditionally, the reversal of the causal chain is explained as leading to the annihilation of mental formations and rebirth. Scholars have noted inconsistencies in the list, and regard it to be a later synthesis of several older lists.
Several series
There are various Nidana lists throughout the
Early Buddhist Texts and collections such as the
Pali Nikayas, the most common of which is a list of
Twelve Nidānas which appears in both Pali texts and
Mahayana sutras such as the
Salistamba Sutra.
The 'dependent origination' doctrine is presented in Vinaya Pitaka
1.1–2, in abbreviated form in Samyutta Nikaya 2.1, 2.19 and 2.76.
Dīgha Nikāya Sutta 1, the Brahmajala Sutta, verse 3.71 describes six Nidānas:
[...] [T]hey experience these
feelings by repeated contact through the six sense-bases; feeling
conditions craving; craving conditions clinging; clinging conditions
becoming; becoming conditions birth; birth conditions aging and death,
sorrow, lamentation, sadness and distress.
Dīgha Nikāya, Sutta 14 describes ten links, and in Sutta 15 nine links are described, but without the six sense‑bases:
...they experience these feelings
by repeated contact through the six sense-bases; feeling conditions
craving; craving conditions clinging; clinging conditions becoming;
becoming conditions birth; birth conditions aging and death, sorrow,
lamentation, sadness and distress.
Descriptions of the full sequence of twelve links can be found
elsewhere in the Pali canon, for instance in section 12 of the Samyutta
Nikaya:
Now from the remainderless fading
and cessation of that very ignorance comes the cessation of fabrications
... From the cessation of birth, then aging and death, sorrow,
lamentation, pain, distress, & despair all cease. Such is the
cessation of this entire mass of stress and suffering.
Twelve-fold chain
Nidana
|
Traditional interpretation
|
Alternate interpretation
|
Reconstructed predecessor |
Explanation
|
Avijjā
|
Ignorance
|
Ignorance
|
[Ignorance]
|
SN12.2: "Not knowing suffering, not knowing the origination of
suffering, not knowing the cessation of suffering, not knowing the way
of practice leading to the cessation of suffering: This is called
ignorance. It leads to action, or constructing activities."
|
Saṅkhāra
|
Fabrications, constructing activities (any action of body, speech or mind)
|
Volitional impulses
|
[Activities]
|
SN 12.2: "These three are fabrications: bodily fabrications, verbal
fabrications, mental fabrications. These are called fabrications." Harvey: any action, whether meritorious or harmful, and whether of body, speech or mind, creates karmic imprint on a being. This includes will (cetana) and planning. It leads to transmigratory consciousness.
|
Viññāṇa
|
Rebirth consciousness
|
Sensual consciousness
|
Sensual consciousness
|
SN12.2: "These six are classes of consciousness: eye-consciousness,
ear-consciousness, nose-consciousness, tongue-consciousness,
body-consciousness, intellect-consciousness. This is called
consciousness." Bucknell: In the Maha-nidana Sutta, which contains ten links, vijnana and nama-rupa are described as conditioning each other, creating a loop which is absent in the standard version of twelve links.
|
Nāmarūpa
|
Name-and-Form (mentality and corporeality)
|
Name-and-Form (body and mind)
|
↑
Sense objects
+
|
SN12.2: "Feeling, perception, intention, contact, and attention: This is called name. The four great elements, and the body dependent on the four great elements: This is called form." Bucknell: originally, nama-rupa referred to the six classes of sense-objects, which together with the six-senses and the six sense-consciousnesses form phassa, "contact."
|
Saḷāyatana
|
Six-fold sense bases
|
Six-fold sense bases
|
Six-fold sense bases
|
SN 12.2: "[T]he eye-medium, the ear-medium, the nose-medium, the tongue-medium, the body-medium, the intellect-medium."
|
Phassa
|
Contact
|
Contact
|
Contact
|
The coming together of the object, the sense medium and the consciousness of that sense medium is called contact.
|
Vedanā
|
Feeling (sensation)
|
Feeling (sensation)
|
Feeling (sensation)
|
Feeling or sensations are of six forms: vision, hearing, olfactory sensation, gustatory sensation, tactile
sensation, and intellectual sensation (thought). In general, vedanā
refers to the pleasant, unpleasant and/or neutral sensations that occur
when our internal sense organs come into contact with external sense
objects and the associated consciousness.
|
Taṇhā
|
Craving ("thirst")
|
Craving ("thirst")
|
Craving ("thirst")
|
SN 12.2: "These six are classes of craving: craving for forms,
craving for sounds, craving for smells, craving for tastes, craving for
tactile sensations, craving for ideas. This is called craving."
|
Upādāna
|
Clinging (attachment)
|
Clinging and grasping |
Clinging (attachment)
|
SN 12.2: "These four are clingings: sensual clinging, view clinging, practice clinging, and self clinging."
|
Bhava (kammabhava)
|
Becoming (karmic force, similar to volitional formations), existence
|
Becoming (behavior serving craving and clinging)
|
Becoming
|
SN 12.2: "These three are becoming: sensual becoming, form becoming, formless becoming." *
Thanissaro Bhikkhu :"Nowhere in the suttas does he [the Buddha] define
the term becoming, but a survey of how he uses the term in different
contexts suggests that it means a sense of identity in a particular
world of experience: your sense of what you are, focused on a particular
desire, in your personal sense of the world as related to that desire." * A Glossary of Pali and Buddhist Terms:
"Becoming. States of being that develop first in the mind and can then
be experienced as internal worlds and/or as worlds on an external
level." *
Bhikkhu Bodhi: "(i) the active side of life that produces rebirth into a
particular mode of sentient existence, in other words rebirth-producing
kamma; and (ii) the mode of sentient existence that results from such
activity."* Payutto: "[T]he entire process of behavior generated to serve craving and clinging (kammabhava).
|
Jāti
|
Birth (similar to rebirth consciousness)
|
Birth (arising of feeling of distinct self)
|
Birth
|
SN 12.2: "Whatever birth, taking birth, descent, coming-to-be,
coming-forth, appearance of aggregates, & acquisition of [sense]
media of the various beings in this or that group of beings, that is
called birth."Analayo: "birth" may refer to (physical) birth; to rebirth; and to the arising of mental phenomena. The Vibhanga, the second book of the Theravada Abbidhamma, treats both rebirth and the arising of mental phenomena. In the Suttantabhajaniya it is described as rebirth, which is conditioned by becoming (bhava), and gives rise to old age and death (jarāmaraṇa) in a living being. In the Abhidhammabhajaniya it is treated as the arising of mental phenomena. Nanavira Thera: "...jati is 'birth' and not 'rebirth'. 'Rebirth' is punabbhava bhinibbatti'."
|
Jarāmaraṇa
|
Aging, death, and this entire mass of dukkha
|
Threats to the autonomy and position of self
|
Aging, death, etc.
|
SN 12.2: "Whatever aging, decrepitude, brokenness, graying,
wrinkling, decline of life-force, weakening of the faculties of the
various beings in this or that group of beings, that is called aging.
Whatever deceasing, passing away, breaking up, disappearance, dying,
death, completion of time, break up of the aggregates, casting off of
the body, interruption in the life faculty of the various beings in this
or that group of beings, that is called death."
|
Causal chain
"Nidanas" are co-dependent events or phenomena, which act as links on a chain, conditioning and depending on each other. When certain conditions are present, they give rise to subsequent conditions, which in turn give rise to other conditions. Phenomena are sustained only so long as their sustaining factors remain. This causal relationship is expressed in its most general form as follows:
When this exists, that comes to be.
With the arising of this, that arises. When this does not exist, that
does not come to be. With the cessation of this, that ceases.
This natural law of
this/that causality is independent of being discovered, just like the laws of physics. In particular, the Buddha applied this law of causality to determine the cause of
dukkha. Understanding the relationships between the phenomena that sustain
dukkha is said to lead to
nibbana, complete freedom from
samsara
Reversal
Traditionally, the reversal of the causal chain is explained as leading to the annihilation of mental formations and rebirth: "From the remainderless fading and cessation of ignorance comes the cessation of (volitional) fabrications" et cetera.
Transcendental Dependent Arising |
The Upanisa Sutta in the Samyutta Nikaya describes the reversed
order, in which the causes for enlightenment are given. This application
of the principle of dependent arising is referred to in Theravada
exegetical literature as "transcendental dependent arising". The chain in this case is:
- suffering (dukkha)
- faith (saddhā)
- joy (pāmojja, pāmujja)
- rapture (pīti)
- tranquillity (passaddhi)
- happiness (sukha)
- concentration (samādhi)
- knowledge and vision of things as they are (yathābhūta-ñāna-dassana)
- disenchantment with worldly life (nibbidā)
- dispassion (virāga)
- freedom, release, emancipation (vimutti, a synonym for nibbana)
- knowledge of destruction of the cankers (āsava-khaye-ñāna)}}
Interpretation of the twelve nidanas
Theravāda
Within the
Theravada
Buddhist tradition, the twelve nidanas are considered to be the most
significant application of the principle of dependent origination.
Rebirth
The nikayas themselves do not give a systematic explanation of the nidana series. As an expository device, the commentarial tradition presented the factors as a linear sequence spanning over three lives,
thus shifting the theme from a single conception (and birth) to a
sequence of "incarnations" (roughly speaking). The twelve nidanas were
interpreted by
Buddhaghosa (c. fifth century CE) of the Sri Lankan
Mahavihara tradition as encompassing three successive lives, as outlined in his influential
Visuddhimagga. According to Buddhaghosa, the first two
nidanas,
namely ignorance (nescience) and motivation, relate to the previous
life and forecast the destiny of the person. The third to the tenth
nidanas relate to the present life, beginning with the descent of
vijnana (consciousness, perception) into the womb. The last two nidanas (birth and death) represent the future lives conditioned by the present causes.
Because of Buddhaghosa's vast influence in the development of Theravada
scholasticism, this model has been very influential in the Theravada
school.
Arising of mental processes
Yet,
the twelve nidanas have also been interpreted within the Theravada
tradition as explaining the arising of psychological or phenomenological
processes in the present moment. There is scriptural support for this
as an explanation in the
Abhidharmakosa of
Vasubandhu, insofar as Vasubandu states that on occasion "the twelve parts are realized in one and the same moment".
Prayudh Payutto notes that in Buddhaghosa's Sammohavinodani, a commentary to the
Vibhanga of the
Abhidhamma Pitaka, the principle of Dependent Origination is explained as occurring entirely within the space of one mind moment. According to
Prayudh Payutto there is material in the
Vibhanga which discusses both models, the three lifetimes model and the phenomenological mind moment model. This thesis is also defended by Bhikkhu
Buddhadasa's
Paticcasamuppada: Practical Dependent Origination.
In this interpretation, Birth and Death refer not to physical birth and
death, but to the birth and death of our self-concept, the "emergence
of the ego". According to Buddhadhasa,
...dependent arising is a
phenomenon that lasts an instant; it is impermanent. Therefore, Birth
and Death must be explained as phenomena within the process of dependent
arising in everyday life of ordinary people. Right Mindfulness is lost
during contacts of the Roots and surroundings. Thereafter, when vexation
due to greed, anger, and ignorance is experienced, the ego has already
been born. It is considered as one 'birth'".
Sarvāstivāda
According
to Akira Hirakawa and Paul Groner, the three-lives model, with its
"embryological" interpretation which links dependent origination with
rebirth was also promoted by the
Sarvastivadin school (a north Indian branch of the
Sthavira nikāya) as evidenced by the
Abhidharmakosa of
Vasubandhu (
fl. 4th to 5th century CE).
The
Abhidharmakosa
also outlines three other models of the twelve nidanas, that were used
by the Sarvastivada schools together with the three lifetimes model:
- Instantaneous – All 12 links are present in the same instant.
- Prolonged – The interdependence and causal relationship of dharmas or phenomenal events arising at different times.
- Serial – The causal relationship of the twelve links arising and ceasing in continuous series of moments.
Yogacara
Asanga
(4th century CE) groups the twelve nidanas into four groups: 1-3 cause
of dharmas; 4-7 dharmas; 8-10 cause of suffering; 11-12 suffering.
Tibetan Buddhism
The twelve nidanas are typically shown on the outer rim of a Bhavachakra in Buddhist artwork.
The
bhavachakra (
Sanskrit;
Pāli:
bhavachakra;
Tibetan:
srid pa'i 'khor lo) is a symbolic representation of
saṃsāra (or cyclic existence). It is found on the outside walls of
Tibetan Buddhist
temples and monasteries in the Indo-Tibetan region, to help ordinary
people understand Buddhist teachings. The Three Fires sit at the very
center of the schemata in the
Bhavacakra and drive the whole edifice. In Himalayan iconographic representations of the Bhavacakra such as within
Tibetan Buddhism, the Three Fires are known as the Three Poisons which are often represented as the
Gankyil. The Gankyil is also often represented as the hub of the
Dharmacakra.
Tsongkhapa, following
Asanga,
explains how the twelve nidanas can be applied to one life of a single
person, two lives of a single person, and three lives of a single
person.
Discussing the three lifetimes model, Alex Wayman states that the
Theravada/Sarvāstivāda interpretation is different from the Vajrayana
view, because the Vajrayana view places a bardo or an
intermediate state between death and rebirth, which is denied by the
Theravadins and Sarvastivadins. This denial necessitated placing the
first two nidanas of the "dependent origination" chain into the past
life. The Tibetan Buddhism tradition allocates the twelve nidanas differently between various lives.
Development of the twelve nidanas
Synthesis of older versions
Combination of older lists
According
to Frauwallner, the twelvefold chain is a combination of two lists.
Originally, the Buddha explained the appearance of dukkha from tanha, "thirst," craving. This is explained and described in the second part, from tanha on forwards. Later on, under influence of concurring systems, the Buddha incorporated avijja, "ignorance," as a cause of suffering into his system. This is described in the first part, which describes the entry of vijnana into the womb, where the embryo develops.
Frauwallner notes that "the purely mechanical mixing of both the two
parts of the causal chainis remarkable and enigmatical." Noting that
"contradictory thoughts stand directly near one another in the oldest
Buddhistic ideas" many times, Frauwallner explains this as a "deficiency
in systematization, the inability to mix different views and principles
into a great unity."
According to Schumann, the twelvefold chain is a later
composition by monks, consisting of three shorter lists. These lists may
have encompassed nidana 1-4, 5-8, and 8-12. The progress of this composition can be traced in various steps in the canon.
Lambert Schmitthausen argues that the twelve-fold list is a
synthesis from three previous lists, arguing that the three
lifetimes-interpretation is an unintended consequence of this synthesis.
Branched and looped version
Roderick S. Bucknell analysed four versions of the twelve nidanas, to explain the existence of various versions of the pratitya-samutpada sequence. The twevefold version is the "standard version," in which vijnana refers to sensual consciousness.
According to Bucknell, the "standard version" of the twelve nidanas
developed out of an ancestor version, which in turn was derived from two
different versions, in which vijnana is differently explained.
In the socalled "branched version", which is not strictly linear, but connects a couple of branches,
vijnana
is derived from the coming together of the sense organs and the sense
objects, a description which can also be found in other sutras. The
three of them constitute
phassa ("contact"). From there on, the list is linear. In the Sutta-nipata version, which is altogether linear,
vijnana is derived from
avijja ("ignorance") and
Saṅkhāra ("activities" (RSB); also translated as "volitional formations").
The
Mahanidana-sutta describes a "looped version," which is also further linear, in which
vijnana and
nama-rupa condition each other. According to Bucknell, this "looped version" is derived from the "branched version."
According to Bucknell, "some accounts of the looped version state
explicitly that the chain of causation goes no further back than the
loop. The Mahanidana further explains
vijnana as "consciousness that descends into the mother's womb at the moment of conception." Waldron notes that
vijnana here has two aspects, namely "samsaric
vijnana" and "cognitive consciousness." "Samsaric
vijnana"
is "consciousness per se, the basic sentience necessary for all animate
life," which descends into the womb at the time of conception.
Cognitive consciousness is related to the senses and the sense objects.
It is "samsaric
vijnana" which forms, in Buddhist thought, the connection between two lives.
While these two aspects were largely undifferentiated in early Buddhist
thought, these two aspects and their relation was explicated in later
Buddhist thought, giving rise to the concept of
alaya-vijñana.
While the "branched version" refers directly to the six sense
objects, the "looped version" and the standard version instead name it nama-rupa,
which eventually was misinterpreted as "name-and-form" in the
traditional sense. This created "new causal series," which made it
possible to interpret the beginning of the chain as referring to
rebirth, just like the end of the chain. In line with this
reinterpretation, vijnana "became the consciousness that descends into the mother's womb at conception, while nama-rupa became the mind-body complex that [...] experiences contact (phassa) and so on."
Bucknell further notes that the "branched version," in which
nama-rupa refers to the six classes of sense-objects, corresponds with
Buddhadasas psychological interpretation of the twelve nidanas. The "looped version," in which
vijanana corresponds with "rebirth consciousness," corresponds with defenders of the traditional interpretation, such as
Nyanatiloka. According to Bucknell, the linear list, with its distortions and changed meaning for
nama-rupa and
vinaya, may have developed when the list came to be recited in reverse order.
Alex Wayman has argued that the idea of "dependent origination" may
precede the birth of the Buddha, noting that the first four causal links
starting with Avidya in the Twelve Nidānas are found in the cosmic
development theory of the
Brihadaranyaka Upanishad and other older Vedic texts. Jeffrey Hopkins notes that terms synonymous to
Pratītyasamutpāda are
Apekṣhasamutpāda and
Prāpyasamutpāda. According to Kalupahana, the concept of causality and causal efficacy where "cause produces an effect because a property or
svadha
(energy) is inherent in something", appears extensively in the Indian
thought in the Vedic literature of the 2nd millennium BCE, such as the
10th mandala of the
Rigveda and the
Brahmanas layer of the
Vedas.
- sayam katam (attakatam, self causation): this theory posits that there is no external agent (God) necessary for a phenomenon, there is svadha
(inner energy) in nature or beings that lead to creative evolution, the
cause and the effect are in the essence of the evolute and inseparable
(found in the Vedic and particularly Upanishadic proto-Hindu schools);
- param katam (external causation): posits that something
external (God, fate, past karma or purely natural determinism) causes
effects (found in materialistic schools like Charvaka, as well as fate-driven schools such as Ajivika);
- sayam-param katam (internal and external causation): combination of the first two theories of causation (found in some Jainism, theistic proto-Hindu schools);
- asayam-aparam katam (neither internal nor external causation): this theory denies direct determinism (ahetu)
and posits fortuitous origination, asserting everything is a
manifestation of a combination of chance (found in some proto-Hindu schools).
A similar resemblance has been noted by Jurewicz, who argues that the first four nidanas resemble the Hymn of Creation of RigVeda X, 129, in which avijja (ignorance) leads to kamma (desire), which is the seed of vijnana ("consciousness").
This consciousness is a "singular consciousness," (Jurewicz) "non-dual
consciousness," (Gombrich) "reflexive, cognizing itself" (Gombrich). When the created world, name and form, evolves, pure consciousness manifests itself in the world. It mistakenly identifies itself with name and form, losing sight of its real identity.
The Buddha mimicked this creation story, making clear how the
entanglement with the world "drive a human being into deeper and deeper
ignorance about himself." According to Jurewicz, the Buddha may have picked the term nama-rupa, because "the division of consciousness into name and form has only the negative value of an act which hinders cognition."
According to Gombrich, the Buddhist tradition soon lost sight of
this connection with the Vedic worldview. It was aware that at this
point there is the appearance of an individual person, which the Buddha
referred to as the five skandhas, denying a self (atman) separate from these skandhas. The Buddhist tradition equated rupa with the first skandha, and nama with the other four. Yet, as Gombrich notes, samkhara, vijnana, and vedana also appear as separate links in the twelvefold list, so this eqaution can't be correct for this nidana.
According to Jurewizc, all twelve nidanas show similarities with the
Vedic cosmogeny. They may have been invoked for educated listeners, to
make the point that suffering arises in dependence on psychological
processes without an atman, thereby rejecting the Vedic outlook.
According to Gombrich, following Frauwallner, the twelve-fold list is a combination of two previous lists, the second list beginning with tanha, "thirst," the cause of suffering as described in the second Noble Truth". The first list consists of the first four nidanas, which parody the Vedic-Brahmanic cosmogony, as described by Jurewicz. According to Gombrich, the two lists were combined, resulting in contradictions in its negative version. Gombrich further notes that
Jurewicz's interpretation also
makes it unnecessary to accept the complicated, indeed contorted,
interpretation favoured by Buddhaghosa, that the chain covers three
lives of the individual.
Five skandhas
According to Mathieu Boisvert, nidana 3-10 correlate with the five skandhas. Boisvert notes that sanna, "perception," is not part of the twelvefold chain, but does play a role in the prevention of the arising of the samkharas. Likewise, Waldron notes that the anusaya, "underlying tendencies, are the link between the cognitive provcesses of phassa ("contact") and vedana (feeling), and the afflictive responses of tanha ("craving") and upadana ("grasping").
According to Schumann, the Nidanas are a later synthesis of Buddhist
teachings, meant to make them more comprehensible. Comparison with the
five
skhandhas
shows that the chain contains logical inconsistencies, which can be
explained when the chain is considered to be a later elaboration.
This way it is explainable that nama-rupa en consciousness in the
9-fold are the beginning or start, while in the 12-fold chain they are
preceded by ignorance and formations. Those can only exist when
nama-rupa en consciousness are present.
Schumann also proposes that the 12-fold is extended over three
existences, and illustrate the succession of rebirths. While Buddhaghosa
and Vasubandhu maintain a 2-8-2 schema, Schumann maintains a 3-6-3
scheme, putting the five skandhas aside the twelve nidanas.
Four Noble Truths
The second and third truths in the Four Noble Truths are related to the principle of dependent origination, with dependent arising elaborating the arising of suffering. The second truth applies dependent origination in a direct order, while the third truth applies it in inverse order.
Sequence of stages prior to birth
According
to Eisel Mazard, the twelve Nidanas are a description of "a sequence of
stages prior to birth," as an "orthodox defense against any doctrine of
a 'supernal self' or soul of any kind [...] excluding an un-mentioned
life-force (jīva) that followers could presumed to be additional to the
birth of the body, the arising of consciousness, and the other aspects
mentioned in the 12-links formula."
According to Mazard, "many later sources have digressed from the basic
theme and subject-matter of the original text, knowingly or
unknowingly."
Karma
The notion
of karma is integrated into the list of twelve nidanas, and has been
extensively commented on by ancient Buddhist scholars such as
Nagarjuna.
Karma consists of any intentional action, whether of body or speech or
in mind, which can be either advantageous (merit) or disadvantageous
(demerit). Both good and bad karma sustain the cycle of samsara
(rebirth) and associated dukkha, and both prevent the attainment of
nirvana.
According to Nagarjuna, the second causal link (
sankhara, motivations) and the tenth causal link (
bhava,
gestation) are two karmas through which sentient beings trigger seven
sufferings identified in the Twelve Nidanas, and from this arises the
revolving rebirth cycles.
To be liberated from samsara and dukkha, asserts Buddhism, the
'dependent origination' doctrine implies that the karmic activity must
cease. One aspect of this 'causal link breaking' is to destroy the "deeply seated propensities, festering predilections" (
asavas) which are karmic causal flow because these lead to rebirth.
Sunyata (emptiness)
Madhyamaka
Whatever arises dependently
Is explained as empty.
Thus dependent attribution
Is the middle way.
Since there is nothing whatever
That is not dependently existent,
For that reason there is nothing
Whatsoever that is not empty.
In his analysis,
svabhāva is somewhat redefined from the
Sarvastivada-
Vaibhāṣika interpretation to mean:
inherent existence or
self-characterization. Nagarjuna notably rejected the idea of
dharmas containing
svabhāva, meaning 'a self-sustaining, permanent, or unchanging identity.' If a
dharma
was inherently what-it-was from its own side, what need would there be
for causes and conditions to bring that object into being? If any object
was characterized by 'being-itself,' then it has no need to dependently
rely on anything else. Further, such an identity or
self-characterization would prevent the process of dependent
origination. Inherence would prevent any kind of origination at all, for
things would simply always have been, and things would always continue
to be. Madhyamaka suggests that uncharacterized mere experiences—with no
specific qualities—are designated by conceptual labels, and this brings
them into being (See
Prasaṅgika Merely Designated Causality). According to Nagarjuna, even the principle of causality itself is dependently originated, and hence it is empty.
Madhyamaka is interpreted in different ways by different traditions. In the Tibetan
Gelug school, all dharmas are said to lack any
'inherent' existence, according to the Tibetan scholar
Tsongkhapa in his Ocean of Reasoning.
Tibetan Buddhism
In the
Dzogchen tradition of
Tibetan Buddhism,
the concept of dependent origination is considered to be complementary
to the concept of emptiness. Specifically, this tradition emphasizes the
indivisibility of appearance and emptiness—also known as the relative
and absolute aspects of reality:
- Appearance (relative truth) refers to the concept that all appearances are dependently originated;
- Emptiness (absolute or ultimate truth) refers to the concept that
the "nature" of all phenomena is emptiness—lacking inherent existence.
In
Mipham Rinpoche's
Beacon of Certainty, this relationship is explained using the metaphor of the reflection of the moon in water. According to this metaphor:
- The nature of all phenomena is like the reflection of the moon in water—completely lacking inherent existence. However,
- The appearance of the moon in the water is an expression of
dependent origination—the appearance is completely dependent upon causes
and conditions.
One of the founders of Tibetan Buddhism,
Padmasambhava, emphasized his respect for this relationship as follows:
Though my View is as spacious as the sky,
My actions and respect for cause and effect are as fine as grains of flour.
Interdependence
Hua Yen school
The
Huayan school taught the doctrine of the mutual containment and interpenetration of all phenomena, as expressed in
Indra's net.
One thing contains all other existing things, and all existing things
contain that one thing. This philosophy is based in the tradition of the
great Madhyamaka scholar
Nagarjuna and, more specifically, on the
Avatamsaka Sutra. Regarded by
D.T. Suzuki as the crowning achievement of Buddhist philosophy, the
Avatamsaka Sutra
elaborates in great detail on the principal of dependent origination.
This sutra describes a cosmos of infinite realms upon realms, mutually
containing one another.
Thich Nhat Hanh
Thich Nhat Hanh states, "
Pratitya samutpada
is sometimes called the teaching of cause and effect, but that can be
misleading, because we usually think of cause and effect as separate
entities, with cause always preceding effect, and one cause leading to
one effect. According to the teaching of Interdependent Co-Arising,
cause and effect co-arise (
samutpada) and everything is a result
of multiple causes and conditions... In the sutras, this image is given:
"Three cut reeds can stand only by leaning on one another. If you take
one away, the other two will fall." In Buddhist texts, one cause is
never enough to bring about an effect. A cause must, at the same time,
be an effect, and every effect must also be the cause of something else.
This is the basis, states Hanh, for the idea that there is no first and
only cause, something that does not itself need a cause.
Tibetan Buddhism
Sogyal Rinpoche
states all things, when seen and understood in their true relation, are
not independent but interdependent with all other things. A tree, for
example, cannot be isolated from anything else. It has no independent
existence, states Rinpoche.
Comparison with western philosophy
Jay L. Garfield states that
Mulamadhyamikakarika
uses the causal relation to understand the nature of reality, and of
our relation to it. This attempt is similar to the use of causation by
Hume, Kant, and Schopenhauer as they present their arguments. Nagarjuna
uses causation to present his arguments on how one individualizes
objects, orders one's experience of the world, and understands agency in
the world.
The concept of
pratītyasamutpāda has also been compared to Western
metaphysics,
the study of reality. Schilbrack states that the doctrine of
interdependent origination seems to fit the definition of a metaphysical
teaching, by questioning whether there is anything at all.
Hoffman disagrees, and asserts that pratītyasamutpāda should not be
considered a metaphysical doctrine in the strictest sense, since it does
not confirm nor deny specific entities or realities.