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Sunday, March 15, 2026

Naturalism (philosophy)

From Wikipedia, the free encyclopedia
Double rainbow at Yosemite National Park. According to naturalism, the causes of all phenomena are to be found within the universe and not transcendental factors beyond it.

In philosophy, naturalism is the idea that only natural laws and forces (as opposed to supernatural ones) operate in the universe. In its primary sense, it is also known as ontological naturalism, metaphysical naturalism, pure naturalism, philosophical naturalism and antisupernaturalism. "Ontological" refers to ontology, the philosophical study of what exists. Philosophers often treat naturalism as equivalent to physicalism or materialism, but there are important distinctions between the philosophies.

For example, philosopher Paul Kurtz argued that nature is best accounted for by reference to material principles. These principles include mass, energy, and other physical and chemical properties accepted by the scientific community. Further, this sense of naturalism holds that spirits, deities, and ghosts are not real and that there is no "purpose" in nature as in dysteleology. This stronger formulation of naturalism is commonly referred to as metaphysical naturalism. On the other hand, the more moderate view that naturalism should be assumed in one's working methods as the current paradigm, without any further consideration of whether naturalism is true in the robust metaphysical sense, is called methodological naturalism.

With the exception of pantheists – who believe that nature is identical with divinity while not recognizing a distinct personal anthropomorphic god – theists challenge the idea that nature contains all of reality. According to some theists, natural laws may be viewed as secondary causes of God(s).

In the 20th century, Willard Van Orman Quine, George Santayana, and other philosophers argued that the success of naturalism in science meant that scientific methods should also be used in philosophy. According to this view, science and philosophy are not always distinct from one another, but instead form a continuum.

"Naturalism is not so much a special system as a point of view or tendency common to a number of philosophical and religious systems; not so much a well-defined set of positive and negative doctrines as an attitude or spirit pervading and influencing many doctrines. As the name implies, this tendency consists essentially in looking upon nature as the one original and fundamental source of all that exists, and in attempting to explain everything in terms of nature. Either the limits of nature are also the limits of existing reality, or at least the first cause, if its existence is found necessary, has nothing to do with the working of natural agencies. All events, therefore, find their adequate explanation within nature itself. But, as the terms nature and natural are themselves used in more than one sense, the term naturalism is also far from having one fixed meaning".

History

Ancient and medieval philosophy

Naturalism is most notably a Western phenomenon, but an equivalent idea has long existed in the East. Naturalism was the foundation of two out of six orthodox schools and one heterodox school of Hinduism. Samkhya, one of the oldest dualist schools of Indian philosophy puts nature (Prakriti) as the primary cause of the universe, without assuming the existence of a personal God or Ishvara. The Carvaka, Nyaya, Vaisheshika schools originated in the 7th, 6th, and 2nd century BCE, respectively. Similarly, though unnamed and never articulated into a coherent system, one tradition within Confucian philosophy embraced a form of Naturalism dating to the Wang Chong in the 1st century, if not earlier, but it arose independently and had little influence on the development of modern naturalist philosophy or on Eastern or Western culture.

Ancient Roman mosaic showing Anaximander, a contributor to naturalism in ancient Greek philosophy

Western metaphysical naturalism originated in ancient Greek philosophy. The earliest pre-Socratic philosophers, especially the Milesians (Thales, Anaximander, and Anaximenes) and the atomists (Leucippus and Democritus), were labeled by their peers and successors "the physikoi" (from the Greek φυσικός or physikos, meaning "natural philosopher" borrowing on the word φύσις or physis, meaning "nature") because they investigated natural causes, often excluding any role for gods in the creation or operation of the world. This eventually led to fully developed systems such as Epicureanism, which sought to explain everything that exists as the product of atoms falling and swerving in a void.

Aristotle surveyed the thought of his predecessors and conceived of nature in a way that charted a middle course between their excesses.

Plato's world of eternal and unchanging Forms, imperfectly represented in matter by a divine Artisan, contrasts sharply with the various mechanistic Weltanschauungen, of which atomism was, by the fourth century at least, the most prominent ... This debate was to persist throughout the ancient world. Atomistic mechanism got a shot in the arm from Epicurus ... while the Stoics adopted a divine teleology ... The choice seems simple: either show how a structured, regular world could arise out of undirected processes, or inject intelligence into the system. This was how Aristotle… when still a young acolyte of Plato, saw matters. Cicero… preserves Aristotle's own cave-image: if troglodytes were brought on a sudden into the upper world, they would immediately suppose it to have been intelligently arranged. But Aristotle grew to abandon this view; although he believes in a divine being, the Prime Mover is not the efficient cause of action in the Universe, and plays no part in constructing or arranging it ... But, although he rejects the divine Artificer, Aristotle does not resort to a pure mechanism of random forces. Instead he seeks to find a middle way between the two positions, one which relies heavily on the notion of Nature, or phusis.

With the rise and dominance of Christianity in the West and the later spread of Islam, metaphysical naturalism was generally abandoned by intellectuals. Thus, there is little evidence for it in medieval philosophy.

Modern philosophy

It was not until the early modern era of philosophy and the Age of Enlightenment that naturalists like Benedict Spinoza (who put forward a theory of psychophysical parallelism), David Hume, and the proponents of French materialism (notably Denis Diderot, Julien La Mettrie, and Baron d'Holbach) started to emerge again in the 17th and 18th centuries. In this period, some metaphysical naturalists adhered to a distinct doctrine, materialism, which became the dominant category of metaphysical naturalism widely defended until the end of the 19th century.

Thomas Hobbes was a proponent of naturalism in ethics who acknowledged normative truths and properties. Immanuel Kant rejected (reductionist) materialist positions in metaphysics, but he was not hostile to naturalism. His transcendental philosophy is considered to be a form of liberal naturalism.

In late modern philosophy, Naturphilosophie, a form of natural philosophy, was developed by Friedrich Wilhelm Joseph von Schelling and Georg Wilhelm Friedrich Hegel as an attempt to comprehend nature in its totality and to outline its general theoretical structure.

A version of naturalism that arose after Hegel was Ludwig Feuerbach's anthropological materialism, which influenced Karl Marx and Friedrich Engels's historical materialism, Engels's "materialist dialectic" philosophy of nature (Dialectics of Nature), and their follower Georgi Plekhanov's dialectical materialism.

Another notable school of late modern philosophy advocating naturalism was German materialism: members included Ludwig Büchner, Jacob Moleschott, and Carl Vogt.[18][19]

The current usage of the term naturalism "derives from debates in America in the first half of the 20th century. The self-proclaimed 'naturalists' from that period included John Dewey, Ernest Nagel, Sidney Hook, and Roy Wood Sellars."

Contemporary philosophy

Currently, metaphysical naturalism is more widely embraced than in previous centuries, especially but not exclusively in the natural sciences and the Anglo-American, analytic philosophical communities. While the vast majority of the population of the world remains firmly committed to non-naturalistic worldviews, contemporary defenders of naturalism and/or naturalistic theses and doctrines today include Graham Oppy, Kai Nielsen, J. J. C. Smart, David Malet Armstrong, David Papineau, Paul Kurtz, Brian Leiter, Daniel Dennett, Michael Devitt, Fred Dretske, Paul and Patricia Churchland, Mario Bunge, Jonathan Schaffer, Hilary Kornblith, Leonard Olson, Quentin Smith, Paul Draper and Michael Martin, among many other academic philosophers.

According to David Papineau, contemporary naturalism is a consequence of the build-up of scientific evidence during the twentieth century for the "causal closure of the physical", the doctrine that all physical effects can be accounted for by physical causes.

By the middle of the twentieth century, the acceptance of the causal closure of the physical realm led to even stronger naturalist views. The causal closure thesis implies that any mental and biological causes must themselves be physically constituted, if they are to produce physical effects. It thus gives rise to a particularly strong form of ontological naturalism, namely the physicalist doctrine that any state that has physical effects must itself be physical. From the 1950s onwards, philosophers began to formulate arguments for ontological physicalism. Some of these arguments appealed explicitly to the causal closure of the physical realm (Feigl 1958, Oppenheim and Putnam 1958). In other cases, the reliance on causal closure lay below the surface. However, it is not hard to see that even in these latter cases the causal closure thesis played a crucial role.

In contemporary continental philosophy, Quentin Meillassoux proposed speculative materialism, a post-Kantian return to David Hume which can strengthen classical materialist ideas. This speculative approach to philosophical naturalism has been further developed by other contemporary thinkers including Ray Brassier and Drew M. Dalton.

Etymology

The term "methodological naturalism" is much more recent, though. According to Ronald Numbers, it was coined in 1983 by Paul de Vries, a Wheaton College philosopher. De Vries distinguished between what he called "methodological naturalism", a disciplinary method that says nothing about God's existence, and "metaphysical naturalism", which "denies the existence of a transcendent God". The term "methodological naturalism" had been used in 1937 by Edgar S. Brightman in an article in The Philosophical Review as a contrast to "naturalism" in general, but there the idea was not really developed to its more recent distinctions.

Description

A 21st century image of the universe and a 1888 illustration of the cosmos

According to Steven Schafersman, naturalism is a philosophy that maintains that;

  1. "Nature encompasses all that exists throughout space and time;
  2. Nature (the universe or cosmos) consists only of natural elements, that is, of spatio-temporal physical substance – massenergy. Non-physical or quasi-physical substance, such as information, ideas, values, logic, mathematics, intellect, and other emergent phenomena, either supervene upon the physical or can be reduced to a physical account;
  3. Nature operates by the laws of physics and in principle, can be explained and understood by science and philosophy;
  4. The supernatural does not exist, i.e., only nature is real. Naturalism is therefore a metaphysical philosophy opposed primarily by supernaturalism".

Or, as Carl Sagan succinctly put it: "The Cosmos is all that is or ever was or ever will be."

In addition Arthur C. Danto states that naturalism, in recent usage, is a species of philosophical monism according to which whatever exists or happens is natural in the sense of being susceptible to explanation through methods which, although paradigmatically exemplified in the natural sciences, are continuous from domain to domain of objects and events. Hence, naturalism is polemically defined as repudiating the view that there exists or could exist any entities which lie, in principle, beyond the scope of scientific explanation.

Arthur Newell Strahler states: "The naturalistic view is that the particular universe we observe came into existence and has operated through all time and in all its parts without the impetus or guidance of any supernatural agency." "The great majority of contemporary philosophers urge that reality is exhausted by nature, containing nothing 'supernatural', and that the scientific method should be used to investigate all areas of reality, including the 'human spirit'." Philosophers widely regard naturalism as a "positive" term, and "few active philosophers nowadays are happy to announce themselves as 'non-naturalists'". "Philosophers concerned with religion tend to be less enthusiastic about 'naturalism'" and that despite an "inevitable" divergence due to its popularity, if more narrowly construed, (to the chagrin of John McDowell, David Chalmers and Jennifer Hornsby, for example), those not so disqualified remain nonetheless content "to set the bar for 'naturalism' higher."

Providing assumptions required for science

According to Robert Priddy, all scientific study inescapably builds on at least some essential assumptions that cannot be tested by scientific processes; that is, that scientists must start with some assumptions as to the ultimate analysis of the facts with which it deals. These assumptions would then be justified partly by their adherence to the types of occurrence of which we are directly conscious, and partly by their success in representing the observed facts with a certain generality, devoid of ad hoc suppositions." Kuhn also claims that all science is based on assumptions about the character of the universe, rather than merely on empirical facts. These assumptions – a paradigm – comprise a collection of beliefs, values and techniques that are held by a given scientific community, which legitimize their systems and set the limitations to their investigation. For naturalists, nature is the only reality, the "correct" paradigm, and there is no such thing as supernatural, i.e. anything above, beyond, or outside of nature. The scientific method is to be used to investigate all reality, including the human spirit.

Some claim that naturalism is the implicit philosophy of working scientists, and that the following basic assumptions are needed to justify the scientific method:

  1. That there is an objective reality shared by all rational observers."The basis for rationality is acceptance of an external objective reality." "Objective reality is clearly an essential thing if we are to develop a meaningful perspective of the world. Nevertheless its very existence is assumed." "Our belief that objective reality exist is an assumption that it arises from a real world outside of ourselves. As infants we made this assumption unconsciously. People are happy to make this assumption that adds meaning to our sensations and feelings, than live with solipsism." "Without this assumption, there would be only the thoughts and images in our own mind (which would be the only existing mind) and there would be no need of science, or anything else."
  2. That this objective reality is governed by natural laws; "Science, at least today, assumes that the universe obeys knowable principles that don't depend on time or place, nor on subjective parameters such as what we think, know or how we behave." Hugh Gauch argues that science presupposes that "the physical world is orderly and comprehensible."
  3. That reality can be discovered by means of systematic observation and experimentation.
    Stanley Sobottka said: "The assumption of external reality is necessary for science to function and to flourish. For the most part, science is the discovering and explaining of the external world." "Science attempts to produce knowledge that is as universal and objective as possible within the realm of human understanding."
  4. That Nature has uniformity of laws and most if not all things in nature must have at least a natural cause.
    Biologist Stephen Jay Gould referred to these two closely related propositions as the constancy of nature's laws and the operation of known processes. Simpson agrees that the axiom of uniformity of law, an unprovable postulate, is necessary in order for scientists to extrapolate inductive inference into the unobservable past in order to meaningfully study it. "The assumption of spatial and temporal invariance of natural laws is by no means unique to geology since it amounts to a warrant for inductive inference which, as Bacon showed nearly four hundred years ago, is the basic mode of reasoning in empirical science. Without assuming this spatial and temporal invariance, we have no basis for extrapolating from the known to the unknown and, therefore, no way of reaching general conclusions from a finite number of observations. (Since the assumption is itself vindicated by induction, it can in no way "prove" the validity of induction — an endeavor virtually abandoned after Hume demonstrated its futility two centuries ago)." Gould also notes that natural processes such as Lyell's "uniformity of process" are an assumption: "As such, it is another a priori assumption shared by all scientists and not a statement about the empirical world." According to R. Hooykaas: "The principle of uniformity is not a law, not a rule established after comparison of facts, but a principle, preceding the observation of facts ... It is the logical principle of parsimony of causes and of economy of scientific notions. By explaining past changes by analogy with present phenomena, a limit is set to conjecture, for there is only one way in which two things are equal, but there are an infinity of ways in which they could be supposed different."
  5. That experimental procedures will be done satisfactorily without any deliberate or unintentional mistakes that will influence the results.
  6. That experimenters won't be significantly biased by their presumptions.
  7. That random sampling is representative of the entire population.
    A simple random sample (SRS) is the most basic probabilistic option used for creating a sample from a population. The benefit of SRS is that the investigator is guaranteed to choose a sample that represents the population that ensures statistically valid conclusions.

Methodological naturalism

Aristotle, one of the philosophers behind the modern day scientific method used as a central term in methodological naturalism

Methodological naturalism, the second sense of the term "naturalism", (see above) is "the adoption or assumption of philosophical naturalism … with or without fully accepting or believing it." Robert T. Pennock used the term to clarify that the scientific method confines itself to natural explanations without assuming the existence or non-existence of the supernatural. "We may therefore be agnostic about the ultimate truth of [philosophical] naturalism, but nevertheless adopt it and investigate nature as if nature is all that there is."

According to Ronald Numbers, the term "methodological naturalism" was coined in 1983 by Paul de Vries, a Wheaton College philosopher.

Both Schafersman and Strahler assert that it is illogical to try to decouple the two senses of naturalism. "While science as a process only requires methodological naturalism, the practice or adoption of methodological naturalism entails a logical and moral belief in philosophical naturalism, so they are not logically decoupled." This “[philosophical] naturalistic view is espoused by science as its fundamental assumption."

But Eugenie Scott finds it imperative to do so for the expediency of deprogramming the religious. "Scientists can defuse some of the opposition to evolution by first recognizing that the vast majority of Americans are believers, and that most Americans want to retain their faith." Scott apparently believes that "individuals can retain religious beliefs and still accept evolution through methodological naturalism. Scientists should therefore avoid mentioning metaphysical naturalism and use methodological naturalism instead." "Even someone who may disagree with my logic … often understands the strategic reasons for separating methodological from philosophical naturalism—if we want more Americans to understand evolution."

Scott's approach has found success as illustrated in Ecklund's study where some religious scientists reported that their religious beliefs affect the way they think about the implications – often moral – of their work, but not the way they practice science within methodological naturalism. Papineau notes that "Philosophers concerned with religion tend to be less enthusiastic about metaphysical naturalism and that those not so disqualified remain content "to set the bar for 'naturalism' higher."

In contrast to Schafersman, Strahler, and Scott, Robert T. Pennock, an expert witness at the Kitzmiller v. Dover Area School District trial and cited by the Judge in his Memorandum Opinion, described "methodological naturalism" stating that it is not based on dogmatic metaphysical naturalism.

Pennock further states that as supernatural agents and powers "are above and beyond the natural world and its agents and powers" and "are not constrained by natural laws", only logical impossibilities constrain what a supernatural agent cannot do. In addition he says: "If we could apply natural knowledge to understand supernatural powers, then, by definition, they would not be supernatural." "Because the supernatural is necessarily a mystery to us, it can provide no grounds on which one can judge scientific models." "Experimentation requires observation and control of the variables.... But by definition we have no control over supernatural entities or forces."

The position that the study of the function of nature is also the study of the origin of nature is in contrast with opponents who take the position that functioning of the cosmos is unrelated to how it originated. While they are open to supernatural fiat in its invention and coming into existence, during scientific study to explain the functioning of the cosmos, they do not appeal to the supernatural. They agree that allowing "science to appeal to untestable supernatural powers to explain how nature functions would make the scientist's task meaningless, undermine the discipline that allows science to make progress, and would be as profoundly unsatisfying as the ancient Greek playwright's reliance upon the deus ex machina to extract his hero from a difficult predicament."

Views on methodological naturalism

W. V. O. Quine

W. V. O. Quine describes naturalism as the position that there is no higher tribunal for truth than natural science itself. In his view, there is no better method than the scientific method for judging the claims of science, and there is neither any need nor any place for a "first philosophy", such as (abstract) metaphysics or epistemology, that could stand behind and justify science or the scientific method.

Therefore, philosophy should feel free to make use of the findings of scientists in its own pursuit, while also feeling free to offer criticism when those claims are ungrounded, confused, or inconsistent. In Quine's view, philosophy is "continuous with" science, and both are empirical. Naturalism is not a dogmatic belief that the modern view of science is entirely correct. Instead, it simply holds that science is the best way to explore the processes of the universe and that those processes are what modern science is striving to understand.

Karl Popper

Karl Popper equated naturalism with inductive theory of science. He rejected it based on his general critique of induction (see problem of induction), yet acknowledged its utility as means for inventing conjectures.

A naturalistic methodology (sometimes called an "inductive theory of science") has its value, no doubt. ... I reject the naturalistic view: It is uncritical. Its upholders fail to notice that whenever they believe to have discovered a fact, they have only proposed a convention. Hence the convention is liable to turn into a dogma. This criticism of the naturalistic view applies not only to its criterion of meaning, but also to its idea of science, and consequently to its idea of empirical method.

— Karl R. Popper, The Logic of Scientific Discovery, (Routledge, 2002), pp. 52–53, ISBN 0-415-27844-9.

Popper instead proposed that science should adopt a methodology based on falsifiability for demarcation, because no number of experiments can ever prove a theory, but a single experiment can contradict one. Popper holds that scientific theories are characterized by falsifiability.

Alvin Plantinga

Alvin Plantinga, Professor Emeritus of Philosophy at Notre Dame, and a Christian, has become a well-known critic of naturalism. He suggests, in his evolutionary argument against naturalism, that the probability that evolution has produced humans with reliable true beliefs, is low or inscrutable, unless the evolution of humans was guided (for example, by God). According to David Kahan of the University of Glasgow, in order to understand how beliefs are warranted, a justification must be found in the context of supernatural theism, as in Plantinga's epistemology. (See also supernormal stimuli).

Plantinga argues that together, naturalism and evolution provide an insurmountable "defeater for the belief that our cognitive faculties are reliable", i.e., a skeptical argument along the lines of Descartes' evil demon or brain in a vat.

Take philosophical naturalism to be the belief that there aren't any supernatural entities – no such person as God, for example, but also no other supernatural entities, and nothing at all like God. My claim was that naturalism and contemporary evolutionary theory are at serious odds with one another – and this despite the fact that the latter is ordinarily thought to be one of the main pillars supporting the edifice of the former. (Of course I am not attacking the theory of evolution, or anything in that neighborhood; I am instead attacking the conjunction of naturalism with the view that human beings have evolved in that way. I see no similar problems with the conjunction of theism and the idea that human beings have evolved in the way contemporary evolutionary science suggests.) More particularly, I argued that the conjunction of naturalism with the belief that we human beings have evolved in conformity with current evolutionary doctrine ... is in a certain interesting way self-defeating or self-referentially incoherent.

— Alvin Plantinga, Naturalism Defeated?: Essays on Plantinga's Evolutionary Argument Against Naturalism, "Introduction"

The argument is controversial and has been criticized as seriously flawed, for example, by Elliott Sober.

Robert T. Pennock

Robert T. Pennock states that as supernatural agents and powers "are above and beyond the natural world and its agents and powers" and "are not constrained by natural laws", only logical impossibilities constrain what a supernatural agent cannot do. He says: "If we could apply natural knowledge to understand supernatural powers, then, by definition, they would not be supernatural." As the supernatural is necessarily a mystery to us, it can provide no grounds on which one can judge scientific models. "Experimentation requires observation and control of the variables.... But by definition we have no control over supernatural entities or forces." Science does not deal with meanings; the closed system of scientific reasoning cannot be used to define itself. Allowing science to appeal to untestable supernatural powers would make the scientist's task meaningless, undermine the discipline that allows science to make progress, and "would be as profoundly unsatisfying as the ancient Greek playwright's reliance upon the deus ex machina to extract his hero from a difficult predicament."

Naturalism of this sort says nothing about the existence or nonexistence of the supernatural, which by this definition is beyond natural testing. As a practical consideration, the rejection of supernatural explanations would merely be pragmatic, thus it would nonetheless be possible for an ontological supernaturalist to espouse and practice methodological naturalism. For example, scientists may believe in God while practicing methodological naturalism in their scientific work. This position does not preclude knowledge that is somehow connected to the supernatural. Generally however, anything that one can examine and explain scientifically would not be supernatural, simply by definition.

Mousavirad

Seyyed Jaaber Mousavirad distinguishes between epistemological and methodological naturalism. While he accepts that knowledge is not limited to sense perception and experimentation, he views methodological naturalism as a practical convention for pursuing universal science. Referring to Michael Ruse’s claim that science must exclude references to God, Mousavirad challenges the implication that empirical methods are the only valid path to knowledge. He argues that although natural sciences, by consensus, rely solely on sensory and empirical data, they cannot assert that empirical knowledge is the only form of factual knowledge. Natural science can report only on what is observable; it must remain neutral regarding metaphysical influences. Thus, while methodological naturalism is valid as a shared scientific approach, it cannot justify or refute knowledge from non-empirical source.

Cycle of poverty

From Wikipedia, the free encyclopedia
United States. Map highlighting counties defined as "persistent poverty counties."

In economics, a cycle of poverty, poverty trap or generational poverty is when poverty seems to be inherited, preventing subsequent generations from escaping it. This is known as the cycle of poverty. It is caused by self-reinforcing mechanisms that cause poverty, once it exists, to persist unless there is outside intervention. It can persist across generations, and when applied to developing countries, is also known as a development trap.

Families trapped in the cycle of poverty have few to no resources. There are many self-reinforcing disadvantages that make it virtually impossible for individuals to break the cycle. Lack of financial capital, education, and social connections all play a role in keeping the impoverished within the cycle of poverty. Those who are born into poverty have been shown to consistently remain poor throughout their lives.

Educational psychologist Ruby K. Payne, author of A Framework for Understanding Poverty, distinguishes between situational poverty, which can generally be traced to a specific incident within the lifetimes of the person or family members in poverty, and generational poverty, which is a cycle that passes from generation to generation, and goes on to argue that generational poverty has its own distinct culture and belief patterns.

Measures of social mobility examine how frequently poor people become wealthier, and how often children are wealthier or achieve higher income than their parents.

Causes of the cycle

Economic factors

US federal minimum wage if it had kept pace with productivity. Also, the real minimum wage in inflation-adjusted dollars. It peaked in 1968.
 
Percent of Americans living below the poverty line in each U.S. state, and the District of Columbia. U.S. Census Bureau.
 
US map of hourly minimum wages by state and District of Columbia (D.C.), in US dollars. Date at top.

The US federal minimum wage has not kept up with inflation. It peaked in 1968 at $14 an hour in inflation-adjusted dollars. It has been at $7.25 an hour since 2009. Some, such as the Center for Law and Social Policy, the Center for American Progress, and Oxfam say that poverty is caused and maintained, to a significant degree, by low wages that some people in poverty earn. A low minimum wage also lowers wages above it too. It is more and more difficult for those households to get out of poverty, especially in states that haven't raised the minimum wage very much, or at all, since 2009. The Washington Center for Equitable Growth and The Review of Economic Studies noted studies that found that higher minimum wages in some places increased employment. One reason was that they lowered the rate of people leaving their jobs, thus increasing the number of filled jobs. The Robert Wood Johnson Foundation reported that researchers have determined that regardless of possible job losses (in some places) a federal minimum wage increase would bring great financial relief to many people.

However, some labor economists say that little poverty has been reduced following minimum wage increases. Others, such as the National Bureau of Economic Research, say their studies demonstrate that the negative consequences had on some low-wage earners due to minimum wage increases, such as minimum-wage earners in competitive markets having their work hours reduced or even losing employment after the minimum wage is increased, may not always be outweighed by the positive effects, depending on the unique circumstances of each labor market.

Some poor households, with or without full-time working members, have people that can not work very much, if at all. According to the United States Census, in 2012 people aged 18–64 living in poverty in the country gave the reason they did not work, by category:

  • 31% – Ill or disabled
  • 26% – Home or family reasons
  • 21% – School or other
  • 13% – Cannot find work
  • 8% – Retired early

Some activities can also cost poor people more than wealthier people. For example, if unable to afford the first month's rent and security deposit for a typical apartment lease, people sometimes must live in a hotel or motel at a higher daily rate. If unable to afford an apartment with a refrigerator, kitchen, and stove, people may need to spend more on prepared meals than if they could cook for themselves and store leftovers.

According to the U.S. Government Accountability Office (GAO), about 20 percent of American families that include a worker earning up $7.25 per hour (the federal minimum wage), 13 percent of families with a worker earning from $7.25 to $12.00 per hour, and 5 percent of families with a worker earning from $12.01 to $16 per hour were in poverty over a period from 1995 to 2016.

In the case of banking, people who cannot maintain a minimum daily balance in a savings account are often charged fees by the bank, whereas people with larger amounts of wealth can earn interest on savings and substantial returns from investments. Unbanked people must use higher-cost alternative financial services, such as check-cashing services for payroll and money orders for transferring to other people. People who have had previous credit problems, such as overdrafting an account, may not be eligible to open a checking or savings account. Major reasons for not opening a bank account include not trusting banks, being concerned about not making a payment due to a bank error or delay, not understanding how banks work, and not having enough money to qualify for a free account.

Though most industrialized countries have free universal health care, in the United States and many developing countries, people with little savings often postpone expensive medical treatment as long as possible. This can cause a relatively small medical condition to become a serious condition that costs more to treat, and may cause lost wages due to missed hourly work. Poor people may have lower overall personal medical expenses simply because illnesses and medical conditions go untreated, but on average life span is shorter. Higher-income workers usually have medical insurance, which shields them from excessive costs and often encourages preventive care. In addition to available personal savings, higher-income workers are more likely to be salaried with specified personal time and sick days that prevents them from losing wages while seeking treatment.

Because no skills or experience are required, some people in poverty make money by volunteering for medical studies or donating blood plasma.

Internal and external factors sustaining poverty

Amongst the most popular characterizations of the ongoing experience of poverty are that:

  1. It is systemic or institutionalized or
  2. A person is misguided by emotional challenges driven by historical experiences or
  3. A person is affected by a mental disability,

or a combination of all three reasons.

Systemic factors

Donald Curtis (2006), a researcher at the School of Public Policy in the United Kingdom, identified that governments regard the welfare system as an enabling task. Curtis (2006) maintained, however, that the system lacks cohesiveness, and is not designed to be an empowerment tool.

For example, outside parties are funded to manage the effort without much oversight, creating a disconnected system, for which no one leads (Curtis, 2006). The result is mismanagement of budget without forwarding progress, and those that remain in the poverty loophole are accused of draining the system (Curtis, 2006).

Bias

Jill Suttie (2018), wrote that implicit bias can be transferred nonverbally to children with no more than a look or a gesture, and as such is a learned behavior. Critical thinking skills can ward off implicit bias, but without education and practice, habitual thoughts can cloud judgment and poorly affect future decisions.

Decision-making

A Dartmouth College (2016) study reported that probabilistic decision-making follows prior-based knowledge of failure in similar situations. Rather than choose success, people respond as if the failure has already taken place. Those who have experienced intergenerational poverty are most susceptible to this kind of learned behavior (Wagmiller & Adelman, 2009).

Intergenerational

Professors of Sociology Wagmiller and Adelman (2009) asserted that roughly 35–46% of people who have experienced hardship in young and middle adulthood also experienced moderate to severe poverty in childhood. As of 2018, 7.5 million people experienced poverty in California alone (Downs, 2018).

Mental illness

In a qualitative study, Rudnick et al., (2014), studied people living in poverty with mental illness and determined that participants felt that wellness care, nutrition, housing, and jobs were severely lacking. Respondents asserted that the most significant problem was access to quality services; bureaucratic systems appear to be devoid of logic and treatment by providers were often unaccommodating and uncooperative (Rudnick et al., 2014).

Lowered productivity

The stress of worrying about one's personal finances can cause lower productivity. One study on factory workers in India found payment earlier in the work period increased average worker output by 6.2%.

Choices and culture

According to a 2009 and 2011 study made by the Brookings Institution, people who finish high school, get a full-time job, and wait until age 21 to marry and have children end up with a poverty rate of only 2%, whereas people who follow none of the steps end up with a poverty rate of 76%.

Early childhood adversity and basic needs stressors contributing to the cycle of generational poverty

The stress of early childhood adversities, including basic need stressors, abuse, and neglect, are major causes of generational poverty. Studies have shown that the trauma of child abuse manifests negatively in adult life in overall health and even in employment status. Abuse and neglect are potential adversities facing those in poverty, the adversity that is shared among all below the poverty line is the daily stress over basic needs. "The stress of meeting basic needs takes all precedent in the family, and children learn that the only way to survive is to focus on getting basic needs met". Every member of a household in poverty is impacted by basic need stressors. The ability to secure and pay for childcare is another contributing factor to the problems those in poverty have with finding and keeping a job.

These stressors are not just unpleasant, they are catastrophic to a body's health and development. Exposure to chronic stress can induce changes in the architecture of different regions of the developing brain (e.g., amygdala, hippocampus), which can impact a range of important functions, such as regulating the stress response, attention, memory, planning, and learning new skills, and also contribute to dysregulation of inflammatory response systems that can lead to a chronic "wear and tear" effect on multiple organ systems. Chronic stress is detrimental to our health and has even been proven to harm memory and organs, including the brain. Working memory, defined as a human's capacity to store information in the brain for immediate use, is known to be shorter for children raised in poverty versus those raised in a middle-class environment. Children suffering through basic needs stressors from the earliest of years have to work harder than their peers to learn and absorb information.

Family background

A 2002 research paper titled "The Changing Effect of Family Background on the Incomes of American Adults" analyzed changes in the determinants of family income between 1961 and 1999, focusing on the effect of parental education, occupational rank, income, marital status, family size, region of residence, race, and ethnicity. The paper (1) outlines a simple framework for thinking about how family background affects children's family and income, (2) summarizes previous research on trends in intergenerational inheritance in the United States, (3) describes the data used as a basis for the research which it describes, (4) discusses trends in inequality among parents, (5) describes how the effects of parental inequality changed between 1961 and 1999, (6) contrasts effects at the top and bottom of the distribution, and (7) discusses whether intergenerational correlations of zero would be desirable. The paper concludes by posing the question of whether reducing the intergenerational correlation is an efficient strategy for reducing poverty or inequality.

Because improving the skills of disadvantaged children seems relatively easy, it is an attractive strategy. However, judging by American experience since the 1960s, improving the skills of disadvantaged children has proved difficult. As a result, the paper suggests, there are probably cheaper and easier ways to reduce poverty and inequality, such as supplementing the wages of the poor or changing immigration policy so that it drives down the relative wages of skilled rather than unskilled workers. These alternative strategies would not reduce intergenerational correlations, but they would reduce the economic gap between children who started life with all the disadvantages instead of all the advantages.

Another paper, titled Do poor children become poor adults?, which was originally presented at a 2004 symposium on the future of children from disadvantaged families in France, and was later included in a 2006 collection of papers related to the theme of the dynamics of inequality and poverty, discusses generational income mobility in North America and Europe. The paper opens by observing that in the United States almost one half of children born to low income parents become low income adults, four in ten in the United Kingdom, and one-third in Canada. The paper goes on to observe that rich children also tend to become rich adults—four in ten in the U.S. and the U.K., and as many as one-third in Canada. The paper argues, however, that money is not the only or even the most important factor influencing intergenerational income mobility. The rewards to higher skilled and/or higher educated individuals in the labor market and the opportunities for children to obtain the required skills and credentials are two important factors. Conclusions that income transfers to lower income individuals may be important to children but they should not be counted on to strongly promote generational mobility. The paper recommends that governments focus on investments in children to ensure that they have the skills and opportunities to succeed in the labor market, and observes that though this has historically meant promoting access to higher and higher levels of education, it is becoming increasingly important that attention be paid to preschool and early childhood education.

Lack of jobs due to deindustrialization

Sociologist William Julius Wilson has said that the economic restructuring of changes from manufacturing to a service-based economy has led to a high percentage of joblessness in the inner-cities and with it a loss of skills and an inability to find jobs. This "mismatch" of skills to jobs available is said to be the main driver of poverty.

Effects of modern education

Research shows that schools with students who perform lower than the norm are also those hiring least-qualified teachers as a result of new teachers generally working in the area that they grew up in. This leads to certain schools not producing many students who enter tertiary education. Graduates who previously attended these schools are not as skilled as they would be if they had gone to a school with higher-qualified instructors. This leads to education perpetuating a cycle of poverty. People who choose to work in the schools close to them do not adequately supply the school with enough teachers. The schools must then outsource their teachers from other areas. Susanna Loeb from the School of Education at Stanford conducted a study and found that teachers who are brought in from the suburbs are 10 times more likely to transfer out of the school after their initial year. The fact that the teachers from the suburbs leave appears to be an influential factor for schools hiring more teachers from that area. The lack of adequate education for children is part of what allows for the cycle of poverty to continue. The problem undergoing this is the lack of updating the knowledge of the staff. Schools have continued to conduct professional development the same way they have for decades.

Culture of poverty

Another theory for the perpetual cycle of poverty is that poor people have their own culture with a different set of values and beliefs that keep them trapped within that cycle from generation to generation. This theory has been explored by Ruby K. Payne in her book A Framework for Understanding Poverty. In this book she explains how a social class system in the United States exists, where there is a wealthy upper class, a middle class, and the working poor class. These classes each have their own set of rules and values, which differ from each other. To understand the culture of poverty, Payne describes how these rules affect the poor and tend to keep them trapped in this continual cycle. Time is treated differently by the poor; they generally do not plan ahead but simply live in the moment, which keeps them from saving money that could help their children escape poverty.

Payne emphasizes how important it is when working with the poor to understand their unique cultural differences so that one does not get frustrated but instead tries to work with them on their ideologies and help them to understand how they can help themselves and their children escape the cycle. One aspect of generational poverty is a learned helplessness that is passed from parents to children; a mentality that there is no way for one to get out of poverty and so in order to make the best of the situation one must enjoy what one can when one can. This leads to such habits as spending money immediately, often on unnecessary goods such as alcohol and cigarettes, thus teaching their children to do the same and trapping them in poverty. Payne states that leaving poverty is not as simple as acquiring money and moving into a higher class but also includes giving up certain relationships in exchange for achievement. A student's peers can have an influence on the child's level of achievement. Coming from a low-income household a child could be teased or expected to fall short academically. This can cause a student to feel discouraged and hold back when it comes to getting involved more with their education because they are scared to be teased if they fail. This helps to explain why the culture of poverty tends to endure from generation to generation as most of the relationships the poor have are within that class.

The "culture of poverty" theory has been debated and critiqued by many people, including Eleanor Burke Leacock (and others) in her book The Culture of Poverty: A Critique. Leacock claims that people who use the term, "culture of poverty" only "contribute to the distorted characterizations of the poor." In addition, Michael Hannan in an essay argues that the "culture of poverty" is "essentially untestable." This is due to many things including the highly subjective nature of poverty and issues concerning the universal act of classifying only some impoverished people as trapped in the culture.

Life shocks

2004 research in New Zealand produced a report that showed that "life shocks" can be endured only to a limited extent, after which people are much more likely to be tipped into hardship. The researchers found very little differences in living standards for people who have endured up to 7 negative events in their lifetime. People who had 8 or more life shocks were dramatically more likely to live in poverty than those who had 0 to 7 life shocks. A few of the life shocks studied were:

  • Marital
  • Lost of income (or increase in debt):
    • Bankruptcy
    • Substantial financial loss
    • Redundancy (being laid off from a job)
    • 3 months or more unemployed
    • Unexpected and substantial drop in income
    • A non-custodial sentence (community service, or fines, but not imprisonment)
  • Forced sale of house
  • Eviction
  • Major damage to home
  • House burgled
  • Victim of violence
  • Incarceration
  • Illness lasting three weeks or more
  • Major injury or health problem

The study focused on just a few possible life shocks, but many others are likely as traumatic or more so. Chronic PTSD, complex PTSD, and depression sufferers could have innumerable causes for their mental illness, including those studied above. The study is subject to some criticism.

Tracking in education

History in the United States has shown that Americans saw education as the way to end the perpetual cycle of poverty. In the present, children from low to middle income households are at a disadvantage. They are twice as likely to be held back and more likely not to graduate from high school. Recent studies have shown that the cause for the disparity among academic achievement results from the school's structure where some students succeed from an added advantage and others fail as a result of lacking that advantage. Educational institutions with a learning disparity are causing education to be a sustaining factor for the cycle of poverty. One prominent example of this type of school structures is tracking, which is predominantly used to help organize a classroom so the variability of academic ability in classes is decreased. Students are tracked based on their ability level, generally based on a standardized test after which they are given different course requirements. Some people believe that tracking "enhances academic achievement and improves the self-concept of students by permitting them to progress at their own pace."

The negative side is that studies have shown that tracking decreases students' opportunity to learn. Tracking also has a disproportionate number of Latinos and African Americans that have low socioeconomic status in the lower learning tracks. Tracking separates social classes putting the poor and minority children in lower tracks where they receive second-rate education, and the students who are better off are placed in upper tracks where they have many opportunities for success. Studies have found that in addition to the higher tracks having more extensive curriculum, there is also a disparity among the teachers and instructional resources provided. There appears to be a race/class bias which results in intelligent children not receiving the skills or opportunities needed for success or social/economic mobility, thus continuing the cycle of poverty. There is an overall perception that American education is failing and research has done nothing to counter this statement, but instead has revealed the reality and severity of the issue of the existence of tracking and other structures that cause the cycle of poverty to continue.

Theories and strategies for breaking the cycle

General approaches

While many governmental officials are still trying to solve poverty, many states and localities are making an effort to break the cycle. Mayor Bloomberg of New York City has been advocating a plan where parents are paid up to $5,000 a year for meeting certain goals that will better their lives. This policy was modeled after a Mexican initiative that aims to help poor families make better decisions that will help them in the long-term and break cycle of poverty and dependence that have been known to last for generations. In addition, many states also have been making an attempt to help break the cycle. For example, a bill has been proposed in the California Assembly that "would establish an advisory Childhood Poverty Council to develop a plan to reduce child poverty in the state by half by 2017 and eliminate it by 2027". Even when the plan has poverty reduction as the goal, a rise in child poverty might be the reality for many states as it was in Connecticut. States are attempting to not only decrease the number of people in the cycle of poverty, but to also adjust the stringent work requirements that resulted from Congress's welfare reform. The tougher work restrictions have upset many poverty advocates who believe the new regulations prevent individuals who are vulnerable or who lack skills from preparing for work. California Democratic Representative McDermott believes as a result of this and other effects of the new limitations, it has been harder for individuals to escape a life of poverty.

Relatively modest increases in benefit levels for programs that assist nonworking individuals and low-income workers might well be sufficient to bring the United States into line with...other affluent nations in its degree of poverty reduction.

Lane Kenworthy

In his book Children in Jeopardy: Can We Break the Cycle, Irving B. Harris discusses ways in which children can be helped to begin breaking the cycle of poverty. He stresses the importance of starting early and teaching children the importance of education from a very young age as well as making sure these children get the same educational opportunities as students who are richer. Family values such as nurturing children and encouraging them to do well in school need to be promoted as well as a non-authoritarian approach to parenting. Harris also discusses the importance of discouraging teenage pregnancy and finding ways in which to decrease this phenomenon so that when children are born they are planned and wanted and thus have a better chance at breaking the cycle of poverty.

It has been suggested by researchers like Lane Kenworthy that increasing welfare benefits and extending them to non-working families can help reduce poverty as nations that have done so have had better results.

The Harlem Children's Zone is working to end generational poverty within a 100-block section of Harlem using an approach that provides educational support and services for children and their families from birth through college. This approach has been recognized as a model by the Obama administration's anti-poverty program.

Two-generation poverty alleviation approach

A two-generation poverty alleviation approach focuses on the education, health and social services, and opportunities that parents and children desperately need to lift their families from the depths of the bondage of poverty to a stable and healthy state mentally, physically, and financially. A two-generation approach is a holistic plan for poverty alleviation and "is needed to help low-income parents and children improve their situation". Using a two-generation approach, parents are taught additional career skills, provided leadership training, and given access to job opportunities with higher wages. Children are given access to better educational programs, free preschool, free childcare, and the supplies they'll need to be successful in school. The family unit receives counseling for the current stressors of poverty as well as childhood trauma. All members of the household are given access to full healthcare benefits, food services at home and in school, and financial relief for their bills, clothing, and transportation in the short-term to relieve the basic needs stressors that prevent the family from taking the time to learn and grow. The preschool program Head Start believes that the only system that works for a preschool is one where the child as a whole is considered, which includes their health and their parents' ability to succeed. The two-generation poverty alleviation approach sees each member relieved of the basic needs stressors that plague their minds, ensures that they are physically and mentally healthy, provides them the opportunities to learn the skills needed for higher wage jobs, and gives them access to higher wage jobs without discrimination.

Austerity

In his 2014 book, Mark Blyth claims that austerity not only fails to stimulate growth, but effectively passes that debt down to the working classes. As such, many academics such as Andrew Gamble view Austerity in Britain less as an economic necessity, and more as a tool of statecraft, driven by ideology and not economic requirements. A study published in The BMJ in November 2017 found the Conservative government austerity programme had been linked to approximately 120,000 deaths since 2010; however, this was disputed, for example on the grounds that it was an observational study which did not show cause and effect. More studies claim adverse effects of austerity on population health, which include an increase in the mortality rate among pensioners which has been linked to unprecedented reductions in income support, an increase in suicides and the prescription of antidepressants for patients with mental health issues, and an increase in violence, self-harm, and suicide in prisons.

Mass incarceration

Several scholars have linked mass incarceration of the poor in the United States with the rise of neoliberalism. Sociologist Loïc Wacquant and Marxist economic geographer David Harvey have argued that the criminalization of poverty and mass incarceration is a neoliberal policy for dealing with social instability among economically marginalized populations. According to Wacquant, this situation follows the implementation of other neoliberal policies, which have allowed for the retrenchment of the social welfare state and the rise of punitive workfare, whilst increasing gentrification of urban areas, privatization of public functions, the shrinking of collective protections for the working class via economic deregulation and the rise of underpaid, precarious wage labor. By contrast, it is extremely lenient in dealing with those in the upper echelons of society, in particular when it comes to economic crimes of the upper class and corporations such as fraud, embezzlement, insider trading, credit and insurance fraud, money laundering and violation of commerce and labor codes. According to Wacquant, neoliberalism does not shrink government, but instead sets up a "centaur state" with little governmental oversight for those at the top and strict control of those at the bottom.

Effects on children

Children are most vulnerable to the cycle of poverty. Because a child is dependent on their guardian(s), if a child's guardian is in poverty, then they will be also. It is almost impossible for a child to pull themself out of the cycle due to age, lack of experience, lack of a job, etc. Because children are at such a young and impressionable age, the scars they gain from experiencing poverty early in life inevitably carry on into their adult life. "Childhood lays the foundations for adult abilities, interests, and motivation." Therefore, if they learn certain poverty-related behaviors in childhood, the behaviors are more likely to perpetuate.

Studies have shown that household structure sometimes has a connection to childhood poverty. Most studies on the subject also show that the children who are in poverty tend to come from single-parent households (most often matriarchal). In 1997, nearly 8.5 million (57%) poor children in the US came from single-parent households. With the rate of divorce increasing and the number of children born out of wedlock increasing, the number of children who are born into or fall into single-parent households is also increasing. However, this does not mean that the child/children will be impoverished because of it.

According to Ashworth, Hill, & Walker (2004), both urban and rural poor children are more likely to be isolated from the nonpoor in schools, neighborhoods, and their communities. Human nature is to have relationships with others but when a child is isolated due to their socioeconomic status, it is hard to overcome that when the status does not improve. Therefore, poor children also have more tense relationships which sometimes results in abnormal, non-constructive, or other unexplained behaviors.

There have been programs developed to specifically address the needs of poor children. Francis Marion University's Center of Excellence to Prepare Teachers of Children of Poverty has a number of initiatives devoted to equipping teachers to be more effective in raising the achievement of children of poverty. It is located in South Carolina and provides direct teacher training as well as facilitates research in the area of poverty and scholastic achievement. Head Start is a program for low income families who provides early childhood education as well as parent involvement. Results show that attending these programs increases children's academic outcomes. The problem is that in high poverty areas this is supposed to be a helpful resource, but they start to hold lower quality due to lack of funds to keep places updated.

Often the communities in which impoverished children grow up in are crime ridden areas; examples of these areas in America are Harlem and the Bronx. Crime and maltreatment at a young age may reduce a child's ability to learn by up to 5%. Adopting a criminal lifestyle only worsens the effects of the cycle as they are often incarcerated or killed in many types of gang violence.

Developing world

In the developing world, many factors can contribute to a poverty trap, including: limited access to credit and capital markets, extreme environmental degradation (which depletes agricultural production potential), corrupt governance, capital flight, poor education systems, disease ecology, lack of public health care, war and poor infrastructure.

Jeffrey Sachs, in his book The End of Poverty, discusses the poverty trap and prescribes a set of policy initiatives intended to end the trap. He recommends that aid agencies behave as venture capitalists funding start-up companies. Venture capitalists, once they choose to invest in a venture, do not give only half or a third of the amount they feel the venture needs in order to become profitable; if they did, their money would be wasted. If all goes as planned, the venture will eventually become profitable and the venture capitalist will experience an adequate rate of return on investment. Likewise, Sachs proposes, developed countries cannot give only a fraction of what is needed in aid and expect to reverse the poverty trap in Africa. Just like any other start-up, developing nations absolutely must receive the amount of aid necessary (and promised at the G-8 Summit in 2005) for them to begin to reverse the poverty trap. The problem is that unlike start-ups, which simply go bankrupt if they fail to receive funding, in Africa people continue to die at a high rate due in large part to lack of sufficient aid.

Sachs points out that the extreme poor lack six major kinds of capital: human capital, business capital, infrastructure, natural capital, public institutional capital, and knowledge capital. He then details the poverty trap:

The poor start with a very low level of capital per person, and then find themselves trapped in poverty because the ratio of capital per person actually falls from generation to generation. The amount of capital per person declines when the population is growing faster than capital is being accumulated ... The question for growth in per capita income is whether the net capital accumulation is large enough to keep up with population growth.

Sachs argues that sufficient foreign aid can make up for the lack of capital in poor countries, maintaining that, "If the foreign assistance is substantial enough, and lasts long enough, the capital stock rises sufficiently to lift households above subsistence."

Sachs believes the public sector should focus mainly on investments in human capital (health, education, nutrition), infrastructure (roads, power, water and sanitation, environmental conservation), natural capital (conservation of biodiversity and ecosystems), public institutional capital (a well-run public administration, judicial system, police force), and parts of knowledge capital (scientific research for health, energy, agriculture, climate, ecology). Sachs leaves business capital investments to the private sector, which he claims would more efficiently use funding to develop the profitable enterprises necessary to sustain growth. In this sense, Sachs views public institutions as useful in providing the public goods necessary to begin the Rostovian take-off model, but maintains that private goods are more efficiently produced and distributed by private enterprise. This is a widespread view in neoclassical economics.

Several other forms of poverty traps are discussed in the literature, including nations being landlocked with bad neighbors; a vicious cycle of violent conflict; subsistence traps in which farmers wait for middlemen before they specialize but middlemen wait for a region to specialize first; working capital traps in which petty sellers have inventories too sparse to earn enough money to get a bigger inventory; low skill traps in which workers wait for jobs using special skill but firms wait for workers to get such skills; nutritional traps in which individuals are too malnourished to work, yet too poor to afford sustainable food; and behavioral traps in which individuals cannot differentiate between temptation and non-temptation goods, and therefore cannot invest in the non-temptation goods which could help them begin to escape poverty.

Biosphere

From Wikipedia, the free encyclopedia
A false color composite of global oceanic and terrestrial photoautotroph abundance, from September 2001 to August 2017. Provided by the SeaWiFS Project, NASA/Goddard Space Flight Center and ORBIMAGE.[citation needed]

The biosphere (from Ancient Greek βίος (bíos) 'life' and σφαῖρα (sphaîra) 'sphere'), also called the ecosphere (from Ancient Greek οἶκος (oîkos) 'settlement, house' and σφαῖρα (sphaîra) 'sphere'), is the worldwide sum of all ecosystems. It can also be termed the zone of life on the Earth. The biosphere (which is technically a spherical shell) is virtually a closed system with regard to matter, with minimal inputs and outputs. Regarding energy, it is an open system, with photosynthesis capturing solar energy at a rate of around 100 terawatts. By the most general biophysiological definition, the biosphere is the global ecological system integrating all living beings and their relationships, including their interaction with the elements of the lithosphere, cryosphere, hydrosphere, and atmosphere. The biosphere is postulated to have evolved, beginning with a process of biopoiesis (life created naturally from non-living matter, such as simple organic compounds) or biogenesis (life created from living matter), at least some 3.5 billion years ago.

In a general sense, biospheres are any closed, self-regulating systems containing ecosystems. This includes artificial biospheres such as Biosphere 2 and BIOS-3, and potentially ones on other planets or moons.

Origin and use of the term

A beach scene on Earth, simultaneously showing the lithosphere (ground), hydrosphere (ocean) and atmosphere (air)

The term "biosphere" was coined in 1875 by geologist Eduard Suess, who defined it as the place on Earth's surface where life dwells.

While the concept has a geological origin, it is an indication of the effect of both Charles Darwin and Matthew F. Maury on the Earth sciences. The biosphere's ecological context comes from the 1920s (see Vladimir I. Vernadsky), preceding the 1935 introduction of the term "ecosystem" by Sir Arthur Tansley (see ecology history). Vernadsky defined ecology as the science of the biosphere. It is an interdisciplinary concept for integrating astronomy, geophysics, meteorology, biogeography, evolution, geology, geochemistry, hydrology and, generally speaking, all life and Earth sciences.

Narrow definition

Geochemists define the biosphere as being the total sum of living organisms (the "biomass" or "biota" as referred to by biologists and ecologists). In this sense, the biosphere is but one of four separate components of the geochemical model, the other three being geosphere, hydrosphere, and atmosphere. When these four component spheres are combined into one system, it is known as the ecosphere. This term was coined during the 1960s and encompasses both biological and physical components of the planet.

The Second International Conference on Closed Life Systems defined biospherics as the science and technology of analogs and models of Earth's biosphere; i.e., artificial Earth-like biospheres. Others may include the creation of artificial non-Earth biospheres—for example, human-centered biospheres or a native Martian biosphere—as part of the topic of biospherics.

Earth's biosphere

Overview

Currently, the total number of living cells on the Earth is estimated to be 1030; the total number since the beginning of Earth, as 1040, and the total number for the entire time of a habitable planet Earth as 1041. This is much larger than the total number of estimated stars (and Earth-like planets) in the observable universe as 1024, a number which is more than all the grains of beach sand on planet Earth; but less than the total number of atoms estimated in the observable universe as 1082; and the estimated total number of stars in an inflationary universe (observed and unobserved), as 10100.

Age

Stromatolite fossil estimated at 3.2–3.6 billion years old

The earliest evidence for life on Earth includes biogenic graphite found in 3.7 billion-year-old metasedimentary rocks from Western Greenland and microbial mat fossils found in 3.48 billion-year-old sandstone from Western Australia. More recently, in 2015, "remains of biotic life" were found in 4.1 billion-year-old rocks in Western Australia. In 2017, putative fossilized microorganisms (or microfossils) were announced to have been discovered in hydrothermal vent precipitates in the Nuvvuagittuq Belt of Quebec, Canada that were as old as 4.28 billion years, the oldest record of life on earth, suggesting "an almost instantaneous emergence of life" after ocean formation 4.4 billion years ago, and not long after the formation of the Earth 4.54 billion years ago. According to biologist Stephen Blair Hedges, "If life arose relatively quickly on Earth ... then it could be common in the universe."

Extent

Rüppell's vulture
Xenophyophore, a barophilic organism, from the Galapagos Rift

Every part of the planet, from the polar ice caps to the equator, features life of some kind. Recent advances in microbiology have demonstrated that microbes live deep beneath the Earth's terrestrial surface and that the total mass of microbial life in so-called "uninhabitable zones" may, in biomass, exceed all animal and plant life on the surface. The actual thickness of the biosphere on Earth is difficult to measure. Birds typically fly at altitudes as high as 1,800 m (5,900 ft; 1.1 mi) and fish live as much as 8,372 m (27,467 ft; 5.202 mi) underwater in the Puerto Rico Trench.

There are more extreme examples for life on the planet: Rüppell's vulture has been found at altitudes of 11,300 metres (37,100 feet; 7.0 miles); bar-headed geese migrate at altitudes of at least 8,300 m (27,200 ft; 5.2 mi); yaks live at elevations as high as 5,400 m (17,700 ft; 3.4 mi) above sea level; mountain goats live up to 3,050 m (10,010 ft; 1.90 mi). Herbivorous animals at these elevations depend on lichens, grasses, and herbs.

Life forms live in every part of the Earth's biosphere, including soil, hot springs, inside rocks at least 19 km (12 mi) deep underground, and at least 64 km (40 mi) high in the atmosphere. Marine life under many forms has been found in the deepest reaches of the world ocean while much of the deep sea remains to be explored.

Under certain test conditions, microorganisms have been observed to survive the vacuum of outer space. The total amount of soil and subsurface bacterial carbon is estimated as 5 × 1017 g. The mass of prokaryote microorganisms—which includes bacteria and archaea, but not the nucleated eukaryote microorganisms—may be as much as 0.8 trillion tons of carbon (of the total biosphere mass, estimated at between 1 and 4 trillion tons). Barophilic marine microbes have been found at more than a depth of 10,000 m (33,000 ft; 6.2 mi) in the Mariana Trench, the deepest spot in the Earth's oceans. In fact, single-celled life forms have been found in the deepest part of the Mariana Trench, by the Challenger Deep, at depths of 11,034 m (36,201 ft; 6.856 mi). Other researchers reported related studies that microorganisms thrive inside rocks up to 580 m (1,900 ft; 0.36 mi) below the sea floor under 2,590 m (8,500 ft; 1.61 mi) of ocean off the coast of the northwestern United States, as well as 2,400 m (7,900 ft; 1.5 mi) beneath the seabed off Japan. Culturable thermophilic microbes have been extracted from cores drilled more than 5,000 m (16,000 ft; 3.1 mi) into the Earth's crust in Sweden, from rocks between 65–75 °C (149–167 °F). Temperature increases with increasing depth into the Earth's crust. The rate at which the temperature increases depends on many factors, including the type of crust (continental vs. oceanic), rock type, geographic location, etc. The greatest known temperature at which microbial life can exist is 122 °C (252 °F) (Methanopyrus kandleri Strain 116). It is likely that the limit of life in the "deep biosphere" is defined by temperature rather than absolute depth. On 20 August 2014, scientists confirmed the existence of microorganisms living 800 m (2,600 ft; 0.50 mi) below the ice of Antarctica.

Earth's biosphere is divided into several biomes, inhabited by fairly similar flora and fauna. On land, biomes are separated primarily by latitude. Terrestrial biomes lying within the Arctic and Antarctic Circles are relatively barren of plant and animal life. In contrast, most of the more populous biomes lie near the equator.

Annual variation

On land, vegetation appears on a scale from brown (low vegetation) to dark green (heavy vegetation); at the ocean surface, phytoplankton are indicated on a scale from purple (low) to yellow (high). This visualization was created with data from satellites including SeaWiFS, and instruments including the NASA/NOAA Visible Infrared Imaging Radiometer Suite and the Moderate Resolution Imaging Spectroradiometer.

Artificial biospheres

Biosphere 2
Biosphere 2 in Arizona

Experimental biospheres, also called closed ecological systems, have been created to study ecosystems and the potential for supporting life outside the Earth. These include spacecraft and the following terrestrial laboratories:

Extraterrestrial biospheres

No biospheres have been detected beyond the Earth; therefore, the existence of extraterrestrial biospheres remains hypothetical. The rare Earth hypothesis suggests they should be very rare, save ones composed of microbial life only. On the other hand, Earth analogs may be quite numerous, at least in the Milky Way galaxy, given the large number of planets. Three of the planets discovered orbiting TRAPPIST-1 could possibly contain biospheres. Given limited understanding of abiogenesis, it is currently unknown what percentage of these planets actually develop biospheres.

Based on observations by the Kepler Space Telescope team, it has been calculated that provided the probability of abiogenesis is higher than 1 to 1000, the closest alien biosphere should be within 100 light-years from the Earth.

It is also possible that artificial biospheres will be created in the future, for example with the terraforming of Mars.

Hypothetical technology

From Wikipedia, the free encyclopedia https://en.wikipedia.org/wiki/Hypothetical_technology ...