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Wednesday, April 15, 2026

Inertial frame of reference

From Wikipedia, the free encyclopedia

In classical physics and special relativity, an inertial frame of reference (also called an inertial space or a Galilean reference frame) is a frame of reference in which objects exhibit inertia: they remain at rest or in uniform motion relative to the frame until acted upon by external forces. In such a frame, the laws of nature can be observed without the need to correct for acceleration.

All frames of reference with zero acceleration are in a state of constant rectilinear motion (straight-line motion) with respect to one another. In such a frame, an object with zero net force acting on it, is perceived to move with a constant velocity, or, equivalently, Newton's first law of motion holds. Such frames are known as inertial. Some physicists, like Isaac Newton, originally thought that one of these frames was absolute — the one approximated by the fixed stars. However, this is not required for the definition, and it is now known that those stars are in fact moving, relative to one another.

According to the principle of special relativity, all physical laws look the same in all inertial reference frames, and no inertial frame is privileged over another. Measurements of objects in one inertial frame can be converted to measurements in another by a simple transformation — the Galilean transformation in Newtonian physics or the Lorentz transformation (combined with a translation) in special relativity; these approximately match when the relative speed of the frames is low, but differ as it approaches the speed of light.

By contrast, a non-inertial reference frame is accelerating. In such a frame, the interactions between physical objects vary depending on the acceleration of that frame with respect to an inertial frame. Viewed from the perspective of classical mechanics and special relativity, the usual physical forces caused by the interaction of objects have to be supplemented by fictitious forces caused by inertia.Viewed from the perspective of general relativity theory, the fictitious (i.e. inertial) forces are attributed to geodesic motion in spacetime.

Due to Earth's rotation, its surface is not an inertial frame of reference. The Coriolis effect can deflect certain forms of motion as seen from Earth, and the centrifugal force will reduce the effective gravity at the equator. Nevertheless, for many applications the Earth is an adequate approximation of an inertial reference frame.

Introduction

The motion of a body can only be described relative to something else—other bodies, observers, or a set of spacetime coordinates. These are called frames of reference. According to the first postulate of special relativity, all physical laws take their simplest form in an inertial frame, and there exist multiple inertial frames interrelated by uniform translation:

Special principle of relativity: If a system of coordinates K is chosen so that, in relation to it, physical laws hold good in their simplest form, the same laws hold good in relation to any other system of coordinates K' moving in uniform translation relatively to K.

— Albert Einstein: The foundation of the general theory of relativity, Section A, §1

This simplicity manifests itself in that inertial frames have self-contained physics without the need for external causes, while physics in non-inertial frames has external causes. The principle of simplicity can be used within Newtonian physics as well as in special relativity:

The laws of Newtonian mechanics do not always hold in their simplest form...If, for instance, an observer is placed on a disc rotating relative to the earth, he/she will sense a 'force' pushing him/her toward the periphery of the disc, which is not caused by any interaction with other bodies. Here, the acceleration is not the consequence of the usual force, but of the so-called inertial force. Newton's laws hold in their simplest form only in a family of reference frames, called inertial frames. This fact represents the essence of the Galilean principle of relativity:
   The laws of mechanics have the same form in all inertial frames.

— Milutin Blagojević: Gravitation and Gauge Symmetries, p. 4

However, this definition of inertial frames is understood to apply in the Newtonian realm and ignores relativistic effects.

In practical terms, the equivalence of inertial reference frames means that scientists within a box moving with a constant absolute velocity cannot determine this velocity by any experiment. Otherwise, the differences would set up an absolute standard reference frame. According to this definition, supplemented with the constancy of the speed of light, inertial frames of reference transform among themselves according to the Poincaré group of symmetry transformations, of which the Lorentz transformations are a subgroup. In Newtonian mechanics, inertial frames of reference are related by the Galilean group of symmetries.

Newton's inertial frame of reference

Absolute space

Newton posited an absolute space considered well-approximated by a frame of reference stationary relative to the fixed stars. An inertial frame was then one in uniform translation relative to absolute space. However, some "relativists", even at the time of Newton, felt that absolute space was a defect of the formulation, and should be replaced.

The expression inertial frame of reference (German: Inertialsystem) was coined by Ludwig Lange in 1885, to replace Newton's definitions of "absolute space and time" with a more operational definition:

A reference frame in which a mass point thrown from the same point in three different (non co-planar) directions follows rectilinear paths each time it is thrown, is called an inertial frame.

The inadequacy of the notion of "absolute space" in Newtonian mechanics is spelled out by Blagojevich:

  • The existence of absolute space contradicts the internal logic of classical mechanics since, according to the Galilean principle of relativity, none of the inertial frames can be singled out.
  • Absolute space does not explain inertial forces since they are related to acceleration with respect to any one of the inertial frames.
  • Absolute space acts on physical objects by inducing their resistance to acceleration but it cannot be acted upon.

— Milutin Blagojević: Gravitation and Gauge Symmetries, p. 5

The utility of operational definitions was carried much further in the special theory of relativity. Some historical background including Lange's definition is provided by DiSalle, who says in summary:

The original question, "relative to what frame of reference do the laws of motion hold?" is revealed to be wrongly posed. The laws of motion essentially determine a class of reference frames, and (in principle) a procedure for constructing them.

Newtonian mechanics

Classical theories that use the Galilean transformation postulate the equivalence of all inertial reference frames. The Galilean transformation transforms coordinates from one inertial reference frame, , to another, , by simple addition or subtraction of coordinates:

where r0 and t0 represent shifts in the origin of space and time, and v is the relative velocity of the two inertial reference frames. Under Galilean transformations, the time t2t1 between two events is the same for all reference frames and the distance between two simultaneous events (or, equivalently, the length of any object, |r2r1|) is also the same.

Figure 1: Two frames of reference moving with relative velocity . Frame S' has an arbitrary but fixed rotation with respect to frame S. They are both inertial frames provided a body not subject to forces appears to move in a straight line. If that motion is seen in one frame, it will also appear that way in the other.

Within the realm of Newtonian mechanics, an inertial frame of reference, or inertial reference frame, is one in which Newton's first law of motion is valid. However, the principle of special relativity generalizes the notion of an inertial frame to include all physical laws, not simply Newton's first law.

Newton viewed the first law as valid in any reference frame that is in uniform motion (neither rotating nor accelerating) relative to absolute space; as a practical matter, "absolute space" was considered to be the fixed stars In the theory of relativity the notion of absolute space or a privileged frame is abandoned, and an inertial frame in the field of classical mechanics is defined as:

An inertial frame of reference is one in which the motion of a particle not subject to forces is in a straight line at constant speed.

Hence, with respect to an inertial frame, an object or body accelerates only when a physical force is applied, and (following Newton's first law of motion), in the absence of a net force, a body at rest will remain at rest and a body in motion will continue to move uniformly—that is, in a straight line and at constant speed. Newtonian inertial frames transform among each other according to the Galilean group of symmetries.

If this rule is interpreted as saying that straight-line motion is an indication of zero net force, the rule does not identify inertial reference frames because straight-line motion can be observed in a variety of frames. If the rule is interpreted as defining an inertial frame, then being able to determine when zero net force is applied is crucial. The problem was summarized by Einstein:

The weakness of the principle of inertia lies in this, that it involves an argument in a circle: a mass moves without acceleration if it is sufficiently far from other bodies; we know that it is sufficiently far from other bodies only by the fact that it moves without acceleration.

— Albert Einstein: The Meaning of Relativity, p. 58

There are several approaches to this issue. One approach is to argue that all real forces drop off with distance from their sources in a known manner, so it is only needed that a body is far enough away from all sources to ensure that no force is present. A possible issue with this approach is the historically long-lived view that the distant universe might affect matters (Mach's principle). Another approach is to identify all real sources for real forces and account for them. A possible issue with this approach is the possibility of missing something, or accounting inappropriately for their influence, perhaps, again, due to Mach's principle and an incomplete understanding of the universe. A third approach is to look at the way the forces transform when shifting reference frames. Fictitious forces, those that arise due to the acceleration of a frame, disappear in inertial frames and have complicated rules of transformation in general cases. Based on the universality of physical law and the request for frames where the laws are most simply expressed, inertial frames are distinguished by the absence of such fictitious forces.

Newton enunciated a principle of relativity himself in one of his corollaries to the laws of motion:

The motions of bodies included in a given space are the same among themselves, whether that space is at rest or moves uniformly forward in a straight line.

— Isaac Newton: Principia, Corollary V, p. 88 in Andrew Motte translation

This principle differs from the special principle in two ways: first, it is restricted to mechanics, and second, it makes no mention of simplicity. It shares the special principle of the invariance of the form of the description among mutually translating reference frames. The role of fictitious forces in classifying reference frames is pursued further below.

Special relativity

Einstein's theory of special relativity, like Newtonian mechanics, postulates the equivalence of all inertial reference frames. However, because special relativity postulates that the speed of light in free space is invariant, the transformation between inertial frames is the Lorentz transformation, not the Galilean transformation which is used in Newtonian mechanics.

The invariance of the speed of light leads to counter-intuitive phenomena, such as time dilation, length contraction, and the relativity of simultaneity. The predictions of special relativity have been extensively verified experimentally. The Lorentz transformation reduces to the Galilean transformation as the speed of light approaches infinity or as the relative velocity between frames approaches zero.

Examples

Simple example

Figure 1: Two cars moving at different but constant velocities observed from stationary inertial frame S attached to the road and moving inertial frame S′ attached to the first car.

Consider a situation common in everyday life. Two cars travel along a road, both moving at constant velocities. See Figure 1. At some particular moment, they are separated by 200 meters. The car in front is traveling at 22 meters per second and the car behind is traveling at 30 meters per second. If we want to find out how long it will take the second car to catch up with the first, there are three obvious "frames of reference" that we could choose.

First, we could observe the two cars from the side of the road. We define our "frame of reference" S as follows. We stand on the side of the road and start a stop-clock at the exact moment that the second car passes us, which happens to be when they are a distance d = 200 m apart. Since neither of the cars is accelerating, we can determine their positions by the following formulas, where is the position in meters of car one after time t in seconds and is the position of car two after time t.

Notice that these formulas predict at t = 0 s the first car is 200m down the road and the second car is right beside us, as expected. We want to find the time at which . Therefore, we set and solve for , that is:

Alternatively, we could choose a frame of reference S′ situated in the first car. In this case, the first car is stationary and the second car is approaching from behind at a speed of v2v1 = 8 m/s. To catch up to the first car, it will take a time of d/v2v1 = 200/8 s, that is, 25 seconds, as before. Note how much easier the problem becomes by choosing a suitable frame of reference. The third possible frame of reference would be attached to the second car. That example resembles the case just discussed, except the second car is stationary and the first car moves backward towards it at 8 m/s.

It would have been possible to choose a rotating, accelerating frame of reference, moving in a complicated manner, but this would have served to complicate the problem unnecessarily. One can convert measurements made in one coordinate system to another. For example, suppose that your watch is running five minutes fast compared to the local standard time. If you know that this is the case, when somebody asks you what time it is, you can deduct five minutes from the time displayed on your watch to obtain the correct time. The measurements that an observer makes about a system depend therefore on the observer's frame of reference (you might say that the bus arrived at 5 past three, when in fact it arrived at three).

Additional example

Figure 2: Simple-minded frame-of-reference example

For a simple example involving only the orientation of two observers, consider two people standing, facing each other on either side of a north-south street. See Figure 2. A car drives past them heading south. For the person facing east, the car was moving to the right. However, for the person facing west, the car was moving to the left. This discrepancy is because the two people used two different frames of reference from which to investigate this system.

For a more complex example involving observers in relative motion, consider Alfred, who is standing on the side of a road watching a car drive past him from left to right. In his frame of reference, Alfred defines the spot where he is standing as the origin, the road as the x-axis, and the direction in front of him as the positive y-axis. To him, the car moves along the x axis with some velocity v in the positive x-direction. Alfred's frame of reference is considered an inertial frame because he is not accelerating, ignoring effects such as Earth's rotation and gravity.

Now consider Betsy, the person driving the car. Betsy, in choosing her frame of reference, defines her location as the origin, the direction to her right as the positive x-axis, and the direction in front of her as the positive y-axis. In this frame of reference, it is Betsy who is stationary and the world around her that is moving – for instance, as she drives past Alfred, she observes him moving with velocity v in the negative y-direction. If she is driving north, then north is the positive y-direction; if she turns east, east becomes the positive y-direction.

Finally, as an example of non-inertial observers, assume Candace is accelerating her car. As she passes by him, Alfred measures her acceleration and finds it to be a in the negative x-direction. Assuming Candace's acceleration is constant, what acceleration does Betsy measure? If Betsy's velocity v is constant, she is in an inertial frame of reference, and she will find the acceleration to be the same as Alfred in her frame of reference, a in the negative y-direction. However, if she is accelerating at rate A in the negative y-direction (in other words, slowing down), she will find Candace's acceleration to be a′ = aA in the negative y-direction—a smaller value than Alfred has measured. Similarly, if she is accelerating at rate A in the positive y-direction (speeding up), she will observe Candace's acceleration as a′ = a + A in the negative y-direction—a larger value than Alfred's measurement.

Non-inertial frames

Here the relation between inertial and non-inertial observational frames of reference is considered. The basic difference between these frames is the need in non-inertial frames for fictitious forces, as described below.

General relativity

General relativity is based upon the principle of equivalence:

There is no experiment observers can perform to distinguish whether an acceleration arises because of a gravitational force or because their reference frame is accelerating.

— Douglas C. Giancoli, Physics for Scientists and Engineers with Modern Physics, p. 155.

This idea was introduced in Einstein's 1907 article "Principle of Relativity and Gravitation" and later developed in 1911. Support for this principle is found in the Eötvös experiment, which determines whether the ratio of inertial to gravitational mass is the same for all bodies, regardless of size or composition. To date no difference has been found to a few parts in 1011. For some discussion of the subtleties of the Eötvös experiment, such as the local mass distribution around the experimental site (including a quip about the mass of Eötvös himself), see Franklin.

Einstein's general theory modifies the distinction between nominally "inertial" and "non-inertial" effects by replacing special relativity's "flat" Minkowski Space with a metric that produces non-zero curvature. In general relativity, the principle of inertia is replaced with the principle of geodesic motion, whereby objects move in a way dictated by the curvature of spacetime. As a consequence of this curvature, it is not a given in general relativity that inertial objects moving at a particular rate with respect to each other will continue to do so. This phenomenon of geodesic deviation means that inertial frames of reference do not exist globally as they do in Newtonian mechanics and special relativity.

However, the general theory reduces to the special theory over sufficiently small regions of spacetime, where curvature effects become less important and the earlier inertial frame arguments can come back into play. Consequently, modern special relativity is now sometimes described as only a "local theory". "Local" can encompass, for example, the entire Milky Way galaxy: The astronomer Karl Schwarzschild observed the motion of pairs of stars orbiting each other. He found that the two orbits of the stars of such a system lie in a plane, and the perihelion of the orbits of the two stars remains pointing in the same direction with respect to the Solar System. Schwarzschild pointed out that that was invariably seen: the direction of the angular momentum of all observed double star systems remains fixed with respect to the direction of the angular momentum of the Solar System. These observations allowed him to conclude that inertial frames inside the galaxy do not rotate with respect to one another, and that the space of the Milky Way is approximately Galilean or Minkowskian.

Inertial frames and rotation

In an inertial frame, Newton's first law, the law of inertia, is satisfied: Any free motion has a constant magnitude and direction. Newton's second law for a particle takes the form:

with F the net force (a vector), m the mass of a particle and a the acceleration of the particle (also a vector) which would be measured by an observer at rest in the frame. The force F is the vector sum of all "real" forces on the particle, such as contact forces, electromagnetic, gravitational, and nuclear forces.

In contrast, Newton's second law in a rotating frame of reference (a non-inertial frame of reference), rotating at angular rate Ω about an axis, takes the form:

which looks the same as in an inertial frame, but now the force F′ is the resultant of not only F, but also additional terms (the paragraph following this equation presents the main points without detailed mathematics):

where the angular rotation of the frame is expressed by the vector Ω pointing in the direction of the axis of rotation, and with magnitude equal to the angular rate of rotation Ω, symbol × denotes the vector cross product, vector xB locates the body and vector vB is the velocity of the body according to a rotating observer (different from the velocity seen by the inertial observer).

The extra terms in the force F′ are the "fictitious" forces for this frame, whose causes are external to the system in the frame. The first extra term is the Coriolis force, the second the centrifugal force, and the third the Euler force. These terms all have these properties: they vanish when Ω = 0; that is, they are zero for an inertial frame (which, of course, does not rotate); they take on a different magnitude and direction in every rotating frame, depending upon its particular value of Ω; they are ubiquitous in the rotating frame (affect every particle, regardless of circumstance); and they have no apparent source in identifiable physical sources, in particular, matter. Also, fictitious forces do not drop off with distance (unlike, for example, nuclear forces or electrical forces). For example, the centrifugal force that appears to emanate from the axis of rotation in a rotating frame increases with distance from the axis.

All observers agree on the real forces, F; only non-inertial observers need fictitious forces. The laws of physics in the inertial frame are simpler because unnecessary forces are not present.

In Newton's time the fixed stars were invoked as a reference frame, supposedly at rest relative to absolute space. In reference frames that were either at rest with respect to the fixed stars or in uniform translation relative to these stars, Newton's laws of motion were supposed to hold. In contrast, in frames accelerating with respect to the fixed stars, an important case being frames rotating relative to the fixed stars, the laws of motion did not hold in their simplest form, but had to be supplemented by the addition of fictitious forces, for example, the Coriolis force and the centrifugal force. Two experiments were devised by Newton to demonstrate how these forces could be discovered, thereby revealing to an observer that they were not in an inertial frame: the example of the tension in the cord linking two spheres rotating about their center of gravity, and the example of the curvature of the surface of water in a rotating bucket. In both cases, application of Newton's second law would not work for the rotating observer without invoking centrifugal and Coriolis forces to account for their observations (tension in the case of the spheres; parabolic water surface in the case of the rotating bucket).

As now known, the fixed stars are not fixed. Those that reside in the Milky Way turn with the galaxy, exhibiting proper motions. Those that are outside our galaxy (such as nebulae once mistaken to be stars) participate in their own motion as well, partly due to expansion of the universe, and partly due to peculiar velocities. For instance, the Andromeda Galaxy is on collision course with the Milky Way at a speed of 117 km/s. The concept of inertial frames of reference is no longer tied to either the fixed stars or to absolute space. Rather, the identification of an inertial frame is based on the simplicity of the laws of physics in the frame. The laws of nature take a simpler form in inertial frames of reference because in these frames one did not have to introduce inertial forces when writing down Newton's law of motion.

In practice, using a frame of reference based upon the fixed stars as though it were an inertial frame of reference introduces little discrepancy. For example, the centrifugal acceleration of the Earth because of its rotation about the Sun is about thirty million times greater than that of the Sun about the galactic center.

To illustrate further, consider the question: "Does the Universe rotate?" An answer might explain the shape of the Milky Way galaxy using the laws of physics, although other observations might be more definitive; that is, provide larger discrepancies or less measurement uncertainty, like the anisotropy of the microwave background radiation or Big Bang nucleosynthesis. The flatness of the Milky Way depends on its rate of rotation in an inertial frame of reference. If its apparent rate of rotation is attributed entirely to rotation in an inertial frame, a different "flatness" is predicted than if it is supposed that part of this rotation is actually due to rotation of the universe and should not be included in the rotation of the galaxy itself. Based upon the laws of physics, a model is set up in which one parameter is the rate of rotation of the Universe. If the laws of physics agree more accurately with observations in a model with rotation than without it, we are inclined to select the best-fit value for rotation, subject to all other pertinent experimental observations. If no value of the rotation parameter is successful and theory is not within observational error, a modification of physical law is considered, for example, dark matter is invoked to explain the galactic rotation curve. So far, observations show any rotation of the universe is very slow, no faster than once every 6×1013 years (10−13 rad/yr), and debate persists over whether there is any rotation. However, if rotation were found, interpretation of observations in a frame tied to the universe would have to be corrected for the fictitious forces inherent in such rotation in classical physics and special relativity, or interpreted as the curvature of spacetime and the motion of matter along the geodesics in general relativity.

When quantum effects are important, there are additional conceptual complications that arise in quantum reference frames.

Primed frames

An accelerated frame of reference is often delineated as being the "primed" frame, and all variables that are dependent on that frame are notated with primes, e.g. x′, y′, a′.

The vector from the origin of an inertial reference frame to the origin of an accelerated reference frame is commonly notated as R. Given a point of interest that exists in both frames, the vector from the inertial origin to the point is called r, and the vector from the accelerated origin to the point is called r′.

From the geometry of the situation

Taking the first and second derivatives of this with respect to time

where V and A are the velocity and acceleration of the accelerated system with respect to the inertial system and v and a are the velocity and acceleration of the point of interest with respect to the inertial frame.

These equations allow transformations between the two coordinate systems; for example, Newton's second law can be written as

When there is accelerated motion due to a force being exerted there is manifestation of inertia. If an electric car designed to recharge its battery system when decelerating is switched to braking, the batteries are recharged, illustrating the physical strength of manifestation of inertia. However, the manifestation of inertia does not prevent acceleration (or deceleration), for manifestation of inertia occurs in response to change in velocity due to a force. Seen from the perspective of a rotating frame of reference the manifestation of inertia appears to exert a force (either in centrifugal direction, or in a direction orthogonal to an object's motion, the Coriolis effect).

A common sort of accelerated reference frame is a frame that is both rotating and translating (an example is a frame of reference attached to a CD which is playing while the player is carried).

This arrangement leads to the equation (see Fictitious force for a derivation):

or, to solve for the acceleration in the accelerated frame,

Multiplying through by the mass m gives

where

(Euler force),
(Coriolis force),
(centrifugal force).

Separating non-inertial from inertial reference frames

Theory

Figure 2: Two spheres tied with a string and rotating at an angular rate ω. Because of the rotation, the string tying the spheres together is under tension.
Figure 3: Exploded view of rotating spheres in an inertial frame of reference showing the centripetal forces on the spheres provided by the tension in the tying string.

Inertial and non-inertial reference frames can be distinguished by the absence or presence of fictitious forces.

The effect of this being in the noninertial frame is to require the observer to introduce a fictitious force into his calculations…

— Sidney Borowitz and Lawrence A Bornstein in A Contemporary View of Elementary Physics, p. 138

The presence of fictitious forces indicates the physical laws are not the simplest laws available, in terms of the special principle of relativity, a frame where fictitious forces are present is not an inertial frame:

The equations of motion in a non-inertial system differ from the equations in an inertial system by additional terms called inertial forces. This allows us to detect experimentally the non-inertial nature of a system.

Bodies in non-inertial reference frames are subject to so-called fictitious forces (pseudo-forces); that is, forces that result from the acceleration of the reference frame itself and not from any physical force acting on the body. Examples of fictitious forces are the centrifugal force and the Coriolis force in rotating reference frames.

To apply the Newtonian definition of an inertial frame, the understanding of separation between "fictitious" forces and "real" forces must be made clear.

For example, consider a stationary object in an inertial frame. Being at rest, no net force is applied. But in a frame rotating about a fixed axis, the object appears to move in a circle, and is subject to centripetal force. How can it be decided that the rotating frame is a non-inertial frame? There are two approaches to this resolution: one approach is to look for the origin of the fictitious forces (the Coriolis force and the centrifugal force). It will be found there are no sources for these forces, no associated force carriers, no originating bodies. A second approach is to look at a variety of frames of reference. For any inertial frame, the Coriolis force and the centrifugal force disappear, so application of the principle of special relativity would identify these frames where the forces disappear as sharing the same and the simplest physical laws, and hence rule that the rotating frame is not an inertial frame.

Newton examined this problem himself using rotating spheres, as shown in Figure 2 and Figure 3. He pointed out that if the spheres are not rotating, the tension in the tying string is measured as zero in every frame of reference. If the spheres only appear to rotate (that is, we are watching stationary spheres from a rotating frame), the zero tension in the string is accounted for by observing that the centripetal force is supplied by the centrifugal and Coriolis forces in combination, so no tension is needed. If the spheres really are rotating, the tension observed is exactly the centripetal force required by the circular motion. Thus, measurement of the tension in the string identifies the inertial frame: it is the one where the tension in the string provides exactly the centripetal force demanded by the motion as it is observed in that frame, and not a different value. That is, the inertial frame is the one where the fictitious forces vanish.

For linear acceleration, Newton expressed the idea of undetectability of straight-line accelerations held in common:

If bodies, any how moved among themselves, are urged in the direction of parallel lines by equal accelerative forces, they will continue to move among themselves, after the same manner as if they had been urged by no such forces.

— Isaac Newton: Principia Corollary VI, p. 89, in Andrew Motte translation

This principle generalizes the notion of an inertial frame. For example, an observer confined in a free-falling lift will assert that he himself is a valid inertial frame, even if he is accelerating under gravity, so long as he has no knowledge about anything outside the lift. So, strictly speaking, inertial frame is a relative concept. With this in mind, inertial frames can collectively be defined as a set of frames which are stationary or moving at constant velocity with respect to each other, so that a single inertial frame is defined as an element of this set.

For these ideas to apply, everything observed in the frame has to be subject to a base-line, common acceleration shared by the frame itself. That situation would apply, for example, to the elevator example, where all objects are subject to the same gravitational acceleration, and the elevator itself accelerates at the same rate.

Applications

Inertial navigation systems used a cluster of gyroscopes and accelerometers to determine accelerations relative to inertial space. After a gyroscope is spun up in a particular orientation in inertial space, the law of conservation of angular momentum requires that it retain that orientation as long as no external forces are applied to it. Three orthogonal gyroscopes establish an inertial reference frame, and the accelerators measure acceleration relative to that frame. The accelerations, along with a clock, can then be used to calculate the change in position. Thus, inertial navigation is a form of dead reckoning that requires no external input, and therefore cannot be jammed by any external or internal signal source.

A gyrocompass, employed for navigation of seagoing vessels, finds the geometric north. It does so, not by sensing the Earth's magnetic field, but by using inertial space as its reference. The outer casing of the gyrocompass device is held in such a way that it remains aligned with the local plumb line. When the gyroscope wheel inside the gyrocompass device is spun up, the way the gyroscope wheel is suspended causes the gyroscope wheel to gradually align its spinning axis with the Earth's axis. Alignment with the Earth's axis is the only direction for which the gyroscope's spinning axis can be stationary with respect to the Earth and not be required to change direction with respect to inertial space. After being spun up, a gyrocompass can reach the direction of alignment with the Earth's axis in as little as a quarter of an hour.

Nuclear fusion–fission hybrid

Hybrid nuclear fusion–fission (hybrid nuclear power) is a proposed means of generating power by use of a combination of nuclear fusion and fission processes.

The basic idea is to use high-energy fast neutrons from a fusion reactor to trigger fission in non-fissile fuels like 238U or 232Th. Each neutron can trigger several fission events, multiplying the energy released by each fusion reaction hundreds of times. As the fission fuel is not fissile, there is no self-sustaining chain reaction from fission. This would not only make fusion designs more economical in power terms, but also be able to burn fuels that were not suitable for use in conventional fission plants, even their nuclear waste.

In general terms, the hybrid is very similar in concept to the fast breeder reactor, which uses a compact high-energy fission core in place of the hybrid's fusion core. Another similar concept is the accelerator-driven subcritical reactor, which uses a particle accelerator to provide the neutrons instead of nuclear reactions.

History

The concept dates to the 1950s, and was strongly advocated by Hans Bethe during the 1970s. At that time the first powerful fusion experiments were being built, but it would still be many years before they could be economically competitive. Hybrids were proposed as a way of greatly accelerating their market introduction, producing energy even before the fusion systems reached break-even. However, detailed studies of the economics of the systems suggested they could not compete with existing fission reactors.

The idea was abandoned and lay dormant until the continued delays in reaching break-even led to a brief revival of the concept around 2009. These studies generally concentrated on the nuclear waste disposal aspects of the design, as opposed to the production of energy. The concept has seen cyclical interest since then, based largely on the success or failure of more conventional solutions like the Yucca Mountain nuclear waste repository

Another major design effort for energy production was started at Lawrence Livermore National Laboratory (LLNL) under their LIFE program. Industry input led to the abandonment of the hybrid approach for LIFE, which was then re-designed as a pure-fusion system. LIFE was cancelled when the underlying technology, from the National Ignition Facility, failed to reach its design performance goals.

Apollo Fusion, a company founded by Google executive Mike Cassidy in 2017, was also reported to be focused on using the subcritical nuclear fusion-fission hybrid method Their web site is now focussed on their Hall-effect thrusters, and mentions fusion only in passing.

On 2022, September 9, Professor Peng Xianjue of the Chinese Academy of Engineering Physics announced that the Chinese government had approved the construction of the world's largest pulsed-powerplant - the Z-FFR, namely Z(-pinch)-Fission-Fusion Reactor- in Chengdu, Sichuan province. Neutrons produced in a Z-pinch facility (endowed with cylindrical symmetry and fuelled with deuterium and tritium) will strike a coaxial blanket including both uranium and lithium isotopes. Uranium fission will boost the facility's overall heat output by 10 to 20 times. Interaction of lithium and neutrons will provide tritium for further fueling. Innovative, quasi-spherical geometry near the core of Z-FFR leads to high performance of Z-pinch discharge. According to Prof. Xianjue, this will considerably speed up the use of fusion energy and prepare it for commercial power production by 2035.

Description

Fission basics

Conventional fission power systems rely on a chain reaction of nuclear fission events that release two or three neutrons that cause further fission events. By careful arrangement and the use of various absorber materials, the system can be set in a balance of released and absorbed neutrons, known as criticality.

Natural uranium is a mix of several isotopes, mainly a trace amount of 235U and over 99% 238U. When they undergo fission, both of these isotopes release fast neutrons with an energy distribution peaking around 1 to 2 MeV. This energy is too low to cause fission in 238U, which means it cannot sustain a chain reaction. 235U will undergo fission when struck by neutrons of this energy, so 235U sustains a chain reaction. There are too few 235U atoms in natural uranium to sustain a chain reaction, the atoms are spread out too far and the chance a neutron will hit one is too small. Chain reactions are accomplished by concentrating, or enriching, the fuel, increasing the amount of 235U to produce enriched uranium, while the leftover, now mostly 238U, is a waste product known as depleted uranium. 235U will sustain a chain reaction if enriched to about 20% of the fuel mass.

235U will undergo fission more easily if the neutrons are of lower energy, the so-called thermal neutrons. Neutrons can be slowed to thermal energies through collisions with a neutron moderator material, the easiest to use are the hydrogen atoms found in water. By placing the fission fuel in water, the probability that the neutrons will cause fission in another 235U is greatly increased, which means the level of enrichment needed to reach criticality is greatly reduced. This leads to the concept of reactor-grade enriched uranium, with the amount of 235U increased from just less than 1% in natural ore to between 3 and 5%, depending on the reactor design. This is in contrast to weapons-grade enrichment, which increases to the 235U to at least 20%, and more commonly, over 90%.

To maintain criticality, the fuel has to retain that extra concentration of 235U. A typical fission reactor burns off enough of the 235U to cause the reaction to stop over a period on the order of a few months. A combination of burnup of the 235U along with the creation of neutron absorbers, or poisons, as part of the fission process eventually results in the reactor not being able to maintain criticality. This burned-up fuel has to be removed and replaced with fresh fuel. The result is nuclear waste that is highly radioactive and filled with long-lived radionuclides that present a safety concern.

The waste contains most of the 235U it started with, only 1% or so of the energy in the fuel has been extracted by the time it reaches the point where it is no longer fissile. One solution to this problem is to reprocess the fuel, which uses chemical processes to separate the 235U (and other non-poison elements) from the waste, and then mixes the extracted 235U in fresh fuel loads. This reduces the amount of new fuel that needs to be mined and also concentrates the unwanted portions of the waste into a smaller load. Reprocessing is expensive, however, and it has generally been more economical to simply buy fresh fuel from the mine.

Like 235U, 239Pu can maintain a chain reaction, so it is a useful reactor fuel. However, 239Pu is not found in commercially useful amounts in nature. Another possibility is to breed 239Pu from the 238U through neutron capture, or various other means. This process only occurs with higher-energy neutrons than would be found in a moderated reactor, so a conventional reactor only produces small amounts of Pu when the neutron is captured within the fuel mass before it is moderated.

It is possible to build a reactor that does not require a moderator. To do so, the fuel has to be further enriched, to the point where the 235U is common enough to maintain criticality even with fast neutrons. The extra fast neutrons escaping the fuel load can then be used to breed fuel in a 238U assembly surrounding the reactor core, most commonly taken from the stocks of depleted uranium. 239Pu can also be used for the core, which means once the system is up and running, it can be refuelled using the 239Pu it creates, with enough left over to feed into other reactors as well. This concept is known as a breeder reactor.

Extracting the 239Pu from the 238U feedstock can be achieved with chemical processing, in the same fashion as normal reprocessing. The difference is that the mass will contain far fewer other elements, particularly some of the highly radioactive fission products found in normal nuclear waste.

Fusion basics

Fusion reactors typically burn a mixture of deuterium (D) and tritium (T). When heated to millions of degrees, the kinetic energy in the fuel begins to overcome the natural electrostatic repulsion between nuclei, the so-called Coulomb barrier, and the fuel begins to undergo fusion. This reaction gives off an alpha particle and a high-energy neutron of 14 MeV. A key requirement to the economic operation of a fusion reactor is that the alphas deposit their energy back into the fuel mix, heating it so that additional fusion reactions take place. This leads to a condition not unlike the chain reaction in the fission case, known as ignition.

Building a reactor design that is capable of reaching ignition has proven to be a significant problem. The first attempts to build such a reactor took place in 1938, and the first success was in 2022, 84 years later. Even in that case, the amount of energy released was orders of magnitude less than the energy needed to operate the machine. A reactor that produces more electricity than is used to operate it, a condition known as engineering breakeven, will require decades more work.

Additionally, there is an issue of fueling such a reactor. Deuterium can be obtained by the separation of hydrogen isotopes in seawater (see heavy water production). Tritium has a short half-life of 12.3 years, so only trace amounts are found in nature. To fuel the reactor, the neutrons from the reaction are used to breed more tritium through a reaction in a blanket of lithium surrounding the reaction chamber. Tritium breeding is key to the success of a D-T fusion cycle, and to date, this technique has not been demonstrated. Predictions based on computer modelling suggest that the breeding ratios are quite small and a fusion plant would barely cover its own use. Many years would be needed to breed enough surplus to start another reactor.

Hybrid concepts

Fusion–fission designs essentially replace the lithium blanket of a typical fusion design with a blanket of fission fuel, either natural uranium ore or even nuclear waste. The fusion neutrons have more than enough energy to cause fission in the 238U, as well as many of the other elements in the fuel, including some of the transuranic waste elements. The reaction can continue even after all of the 235U is burned off; the rate is controlled not by the neutrons from the fission events, but by the neutrons being supplied by the fusion reactor.

Fission occurs naturally because each event gives off more than one neutron capable of producing additional fission events. Fusion, at least in D-T fuel, gives off only one neutron, and that neutron cannot produce more fusion events. When that neutron strikes fissile material in the blanket, one of two reactions may occur. In many cases, the kinetic energy of the neutron will cause one or two neutrons to be struck out of the nucleus without causing fission. These neutrons still have enough energy to cause other fission events. In other cases, the neutron will be captured and cause fission, which will release two or three neutrons. This means that every fusion neutron in the fusion–fission design can result in anywhere between two and four neutrons in the fission fuel.

This is a key concept in the hybrid concept, known as fission multiplication. For every fusion event, several fission events may occur, each of which gives off much more energy than the original fusion, about 11 times. This greatly increases the total power output of the reactor. This has been suggested as a way to produce practical fusion reactors even though no fusion reactor has yet reached break-even, by multiplying the power output using cheap fuel or waste. However, many studies have repeatedly demonstrated that this only becomes practical when the overall reactor is very large, 2 to 3 GWt, which makes it expensive to build.

These processes also have the side-effect of breeding 239Pu or 233U, which can be removed and used as fuel in conventional fission reactors. This leads to an alternate design where the primary purpose of the fusion–fission reactor is to reprocess waste into new fuel. Although far less economical than chemical reprocessing, this process also burns off some of the nastier elements instead of simply physically separating them out. This also has advantages for non-proliferation, as enrichment and reprocessing technologies are also associated with nuclear weapons production. However, the cost of the nuclear fuel produced is very high and is unlikely to compete with conventional sources.

Neutron economy

A key issue for the fusion–fission concept is the number and lifetime of the neutrons in the various processes, the so-called neutron economy.

In a pure fusion design, the neutrons are used for breeding tritium in a lithium blanket. Natural lithium consists of about 92% 7Li and the rest is mostly 6Li. 7Li breeding requires neutron energies even higher than those released by fission, around 5 MeV, well within the range of energies provided by fusion. This reaction produces tritium and helium-4, and another slow neutron. 6Li can react with high or low energy neutrons, including those released by the 7Li reaction. This means that a single fusion reaction can produce several tritiums, which is a requirement if the reactor is going to make up for natural decay and losses in the fusion processes.

When the lithium blanket is replaced, or supplemented, by fission fuel in the hybrid design, neutrons that react with the fissile material are no longer available for tritium breeding. The new neutrons released from the fission reactions can be used for this purpose, but only in 6Li. One could process the lithium to increase the amount of 6Li in the blanket, making up for these losses, but the downside to this process is that the 6Li reaction only produces one tritium atom. Only the reaction between the high-energy fusion neutron and 7Li can create more than one tritium, and this is essential for keeping the reactor running.

To address this issue, at least some of the fission neutrons must also be used for tritium breeding in 6Li. Every neutron that does is no longer available for fission, reducing the reactor output. This requires a very careful balance if one wants the reactor to produce enough tritium to keep itself running, while also producing enough fission events to keep the fission side energy positive. If these cannot be accomplished simultaneously, there is no reason to build a hybrid. Even if this balance can be maintained, it might only occur at an economically infeasible level. For this reason, several neutron-releasing substances have been suggested as a way to multiply the number of neutrons available.

Overall economy

Through the early development of the hybrid concept, the question of overall economics appeared difficult to answer. A series of studies starting in the late 1970s provided a much clearer picture of the hybrid in a complete fuel cycle and allowed the economics to be better understood. These studies indicated there was no reason to build a hybrid.

One of the most detailed of these studies was published in 1980 by Los Alamos National Laboratory (LANL). They noted that the hybrid would produce most of its energy indirectly, both through the fission events in the reactor, and much more by providing 239Pu to fuel other fission reactors. In this overall picture, the hybrid is filling a role that is essentially identical to the breeder reactor. Both require chemical processing to remove the bred 239Pu, both presented the same proliferation and safety risks as a result, and both produced about the same amount of fuel. Since the bred fuel is the primary source of energy in the overall cycle, the two systems were almost identical in the end.

What was not identical, however, was the technical maturity of the two designs. The hybrid would require considerable additional research and development before it would be known if it could ever work, and even if that were demonstrated, the result would be a system essentially identical to breeders which were already being built at that time. The report concluded:

The investment of time and money required to commercialize the hybrid cycle could only be justified by a real or perceived advantage of the hybrid over the classical FBR. Our analysis leads us to conclude that no such advantage exists. Therefore, there is not sufficient incentive to demonstrate and commercialize the fusion–fission hybrid.

Rationale

The fusion process alone currently does not achieve sufficient gain (power output over power input) to be viable as a power source. By using the excess neutrons from the fusion reaction to in turn cause a high-yield fission reaction (close to 100%) in the surrounding subcritical fissionable blanket, the net yield from the hybrid fusion–fission process can provide a targeted gain of 100 to 300 times the input energy (an increase by a factor of three or four over fusion alone). Even allowing for high inefficiencies on the input side (i.e. low laser efficiency in ICF and Bremsstrahlung losses in Tokamak designs), this can still yield sufficient heat output for economical electric power generation. This can be seen as a shortcut to viable fusion power until more efficient pure fusion technologies can be developed, or as an end in itself to generate power, and also consume existing stockpiles of nuclear fissionables and waste products.

In the LIFE project at the Lawrence Livermore National Laboratory LLNL, using technology developed at the National Ignition Facility, the goal is to use fuel pellets of deuterium and tritium surrounded by a fissionable blanket to produce energy sufficiently greater than the input (laser) energy for electrical power generation. The principle involved is to induce inertial confinement fusion (ICF) in the fuel pellet which acts as a highly concentrated point source of neutrons which in turn converts and fissions the outer fissionable blanket. In parallel with the ICF approach, the University of Texas at Austin is developing a system based on the tokamak fusion reactor, optimising for nuclear waste disposal versus power generation. The principles behind using either ICF or tokamak reactors as a neutron source are essentially the same (the primary difference being that ICF is essentially a point-source of neutrons while Tokamaks are more diffuse toroidal sources).

Use to dispose of nuclear waste

The surrounding blanket can be a fissile material (enriched uranium or plutonium) or a fertile material (capable of conversion into a fissionable material by neutron bombardment) such as thorium, depleted uranium, or spent nuclear fuel. Such subcritical reactors (which also include particle accelerator-driven neutron spallation systems) offer the only currently-known means of active disposal (versus storage) of spent nuclear fuel without reprocessing. Fission by-products produced by the operation of commercial light-water nuclear reactors (LWRs) are long-lived and highly radioactive, but they can be consumed using the excess neutrons in the fusion reaction along with the fissionable components in the blanket, essentially destroying them by nuclear transmutation and producing a waste product which is far safer and less of a risk for nuclear proliferation. The waste would contain significantly reduced concentrations of long-lived, weapons-usable actinides per gigawatt-year of electric energy produced compared to the waste from a LWR. In addition, there would be about 20 times less waste per unit of electricity produced. This offers the potential to efficiently use the very large stockpiles of enriched fissile materials, depleted uranium, and spent nuclear fuel.

Safety

In contrast to current commercial fission reactors, hybrid reactors potentially demonstrate what is considered inherently safe behavior because they remain deeply subcritical under all conditions and decay heat removal is possible via passive mechanisms. The fission is driven by neutrons provided by fusion ignition events, and is consequently not self-sustaining. If the fusion process is deliberately shut off or the process is disrupted by a mechanical failure, the fission damps out and stops nearly instantly. This is in contrast to the forced damping in a conventional reactor by means of control rods which absorb neutrons to reduce the neutron flux below the critical, self-sustaining, level. The inherent danger of a conventional fission reactor is any situation leading to a positive feedback and a runaway chain reaction such as occurred during the Chernobyl disaster. In a hybrid configuration the fission and fusion reactions are decoupled, i.e. while the fusion neutron output drives the fission, the fission output has no effect whatsoever on the fusion reaction, eliminating any chance of a positive feedback loop.

Fuel cycle

There are three main components to the hybrid fusion fuel cycle: deuterium, tritium, and fissionable elements. Deuterium can be derived by the separation of hydrogen isotopes in seawater (see Heavy water production). Tritium may be generated in the hybrid process itself by absorption of neutrons in lithium bearing compounds. This would entail an additional lithium-bearing blanket and a means of collection. Small amounts of tritium are also produced by neutron activation in nuclear fission reactors, particularly when heavy water is used as a neutron moderator or coolant. The third component is externally derived fissionable materials from demilitarized supplies of fissionables, or commercial nuclear fuel and waste streams. Fusion driven fission also offers the possibility of using thorium as a fuel, which would greatly increase the potential amount of fissionables available. The extremely energetic nature of the fast neutrons emitted during the fusion events (up to 0.17 the speed of light) can allow normally non-fissioning 238U to undergo fission directly (without conversion first to 239Pu), enabling refined natural uranium to be used with very low enrichment, while still maintaining a deeply subcritical regime.

Engineering considerations

Practical engineering designs must first take into account safety as the primary goal. All designs should incorporate passive cooling in combination with refractory materials to prevent melting and reconfiguration of fissionables into geometries capable of un-intentional criticality. Blanket layers of Lithium bearing compounds will generally be included as part of the design to generate tritium to allow the system to be self-supporting for one of the key fuel element components. Tritium, because of its relatively short half-life and extremely high radioactivity, is best generated on-site to obviate the necessity of transportation from a remote location. D-T fuel can be manufactured on-site using Deuterium derived from heavy water production and tritium generated in the hybrid reactor itself. Nuclear spallation to generate additional neutrons can be used to enhance the fission output, with the caveat that this is a tradeoff between the number of neutrons (typically 20-30 neutrons per spallation event) against a reduction of the individual energy of each neutron. This is a consideration if the reactor is to use natural Thorium as a fuel. While high-energy (0.17c) neutrons produced from fusion events are capable of directly causing fission in both Thorium and 238U, the lower energy neutrons produced by spallation generally cannot. This is a tradeoff that affects the mixture of fuels against the degree of spallation used in the design.

Inertial frame of reference

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