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Monday, July 1, 2019

Philosophy of history

From Wikipedia, the free encyclopedia

Philosophy of history is the philosophical study of history and the past. The term was coined by Voltaire.

Types

In contemporary philosophy a distinction is made between critical philosophy of history (also known as analytic) and speculative philosophy of history. The names of these types are derived from C. D. Broad's distinction between critical philosophy and speculative philosophy.

The former studies the past itself whereas the latter is the equivalent of what the philosophy of science is for nature.

Though there is some overlap between the two aspects, they can usually be distinguished; modern professional historians tend to be skeptical about speculative philosophy of history. 

Sometimes critical philosophy of history is included under historiography. Philosophy of history should not be confused with the history of philosophy, which is the study of the development of philosophical ideas in their historical context.

Pre-modern history

In his Poetics, Aristotle (384–322 BCE) maintained the superiority of poetry over history because poetry speaks of what must or should be true rather than merely what is true. 

Herodotus, a fifth-century BCE contemporary of Socrates, broke from the Homeric tradition of passing narrative from generation to generation in his work "Investigations" (Ancient Greek: Ἱστορίαι; Istoríai), also known as Histories. Herodotus, regarded by some as the first systematic historian, and, later, Plutarch (46–120 CE) freely invented speeches for their historical figures and chose their historical subjects with an eye toward morally improving the reader. History was supposed to teach good examples for one to follow. The assumption that history "should teach good examples" influenced how writers produced history. Events of the past are just as likely to show bad examples that one should not follow, but classical historians would either not record such examples or would re-interpret them to support their assumption of history's purpose.

From the Classical period to the Renaissance, historians alternated between focusing on subjects designed to improve mankind and on a devotion to fact. History was composed mainly of hagiographies of monarchs or of epic poetry describing heroic gestures (such as The Song of Roland—about the Battle of Roncevaux Pass (778) during Charlemagne's first campaign to conquer the Iberian peninsula). 

In the fourteenth century, Ibn Khaldun, who is considered one of the fathers of the philosophy of history, discussed his philosophy of history and society in detail in his Muqaddimah (1377). His work represents a culmination of earlier works by medieval Islamic sociologists in the spheres of Islamic ethics, political science, and historiography, such as those of al-Farabi (c. 872 – c. 950), Ibn Miskawayh, al-Dawani, and Nasir al-Din al-Tusi (1201–1274). Ibn Khaldun often criticized "idle superstition and uncritical acceptance of historical data". He introduced a scientific method to the philosophy of history (which Dawood considers something "totally new to his age") and he often referred to it as his "new science", which is now associated with historiography. His historical method also laid the groundwork for the observation of the role of the state, communication, propaganda, and systematic bias in history.

By the eighteenth century historians had turned toward a more positivist approach—focusing on fact as much as possible, but still with an eye on telling histories that could instruct and improve. Starting with Fustel de Coulanges (1830–1889) and Theodor Mommsen (1817–1903), historical studies began to move towards a more modern scientific form. In the Victorian era, historiographers debated less whether history was intended to improve the reader, and more on what causes turned history and how one could understand historical change.

Cyclical and linear history

Narrative history tends to follow an assumption of linear progression: "this happened, and then that happened; that happened because this happened first". 

Many ancient cultures held mythical concepts of history and of time that were not linear. Such societies saw history as cyclical, with alternating Dark and Golden Ages. Plato taught the concept of the Great Year, and other Greeks spoke of aeons (eons). Similar examples include the ancient doctrine of eternal return, which existed in Ancient Egypt, in the Indian religions, among the Greek Pythagoreans' and in the Stoics' conceptions. In his Works and Days, Hesiod described five Ages of Man: the Golden Age, the Silver Age, the Bronze Age, the Heroic Age, and the Iron Age, which began with the Dorian invasion. Some scholars identify just four ages, corresponding to the four metals, with the Heroic age as a description of the Bronze Age. A four-age count would match the Vedic or Hindu ages known as the Kali, Dwapara, Treta and Satya yugas. According to Jainism, this world has no beginning or end but goes through cycles of upturns (utsarpini) and downturns (avasarpini) constantly. Many Greeks believed that just as mankind went through four stages of character during each rise and fall of history so did government. They considered democracy and monarchy as the healthy régimes of the higher ages; and oligarchy and tyranny as corrupted régimes common to the lower ages.

In the East, cyclical theories of history developed in China (as a theory of dynastic cycle) and in the Islamic world in the work of Ibn Khaldun (1332-1406). 

The story of the Fall of Man from the Garden of Eden, as recounted and elaborated in Judaism and Christianity, preserves traces of a moral cycle; this would give the basis for theodicies which attempt to reconcile the existence of evil in the world with the existence of a God, providing a global explanation of history with belief in a coming Messianic Age. Some theodicies claimed that history had a progressive direction leading to an eschatological end, such as the Apocalypse, organized by a superior power. Augustine of Hippo (354-430), Thomas Aquinas (1225-1274) and Bossuet (in his Discourse On Universal History of 1679) formulated such theodicies, but Leibniz (1646-1716), who coined the term Théodicée, developed the most famous philosophical theodicy. Leibniz based his explanation on the principle of sufficient reason, which states that anything that happens, does happen for a specific reason. Thus, while man might see certain events as evil (such as wars, epidemics and natural disasters), such a judgement in fact only reflected human perception; if one adopted God's view, "evil" events in fact only took place in the larger divine plan. In this way theodicies explained the necessity of evil as a relative element that forms part of a larger plan of history. Leibniz's principle of sufficient reason was not, however, a gesture of fatalism. Confronted with the antique problem of future contingents, Leibniz invented the theory of "compossible worlds", distinguishing two types of necessity, to cope with the problem of determinism

During the Renaissance, cyclical conceptions of history would become common, with proponents illustrating decay and rebirth by pointing to the decline of the Roman Empire. Machiavelli's Discourses on Livy (1513–1517) provide an example. The notion of Empire contained in itself ascendance and decadence, as in Edward Gibbon's The History of the Decline and Fall of the Roman Empire (1776) (which the Roman Catholic Church placed on the Index Librorum Prohibitorum). 

Cyclical conceptions continued in the nineteenth and twentieth centuries in the works of authors such as Oswald Spengler (1880–1936), Nikolay Danilevsky (1822–1885), and Paul Kennedy (1945– ), who conceived the human past as a series of repetitive rises and falls. Spengler, like Butterfield, when writing in reaction to the carnage of the First World War of 1914–1918, believed that a civilization enters upon an era of Caesarism after its soul dies. Spengler thought that the soul of the West was dead and that Caesarism was about to begin. 

The development of mathematical models of long-term secular sociodemographic cycles revived interest in cyclical theories of history (see, for example, Historical Dynamics (2003) by Peter Turchin, or Introduction to Social Macrodynamics by Andrey Korotayev et al.).

Sustainable history

"Sustainable History and the Dignity of Man" is a philosophy of history proposed by Nayef Al-Rodhan, where history is defined as a durable progressive trajectory in which the quality of life on this planet or all other planets is premised on the guarantee of human dignity for all at all times under all circumstances. This theory views history as a linear progression propelled by good governance, which is, in turn, to be achieved through balancing the emotional, amoral, and egoistic elements of human nature with the human dignity needs of reason, security, human rights, accountability, transparency, justice, opportunity, innovation, and inclusiveness.

Human dignity lies at the heart of this theory and is paramount for ensuring the sustainable history of humankind. Among other things, human dignity means having a positive sense of self and instilling individuals with respect for the communities to which they belong. Thus, reconciling humans' predisposition for emotionally self-interested behavior with the imperatives of human dignity appears as the one of the most important challenges to global policymakers. At national level, they have to protect their citizens against violence and provide them with access to food, housing, clothes, health care, and education. Basic welfare provision and security are fundamental to ensuring human dignity. Environment and ecological considerations need to be addressed as well. Finally, cultural diversity, inclusiveness and participation at all levels, of all communities are key imperatives of human dignity.
In this respect, the sustainable history philosophy challenges existing concepts of civilisations, such as Samuel Huntington's Clash of Civilisations. Instead, it argues that human civilisation should not be thought of as consisting of numerous separate and competing civilisations, but rather it should be thought of collectively as only one human civilisation. Within this civilisation are many geo-cultural domains that comprise sub-cultures. Nayef Al-Rodhan envisions human civilisation as an ocean into which the different geo-cultural domains flow like rivers, "The Ocean Model of one Human Civilization". At points where geo-cultural domains first enter the ocean of human civilisation, there is likely to be a concentration or dominance of that culture. However, over time, all the rivers of geo-cultural domains become one. There is fluidity at the ocean's centre and cultures have the opportunity to borrow between them. Under such historical conditions the most advanced forms of human enterprise can thrive and lead us to a 'civilisational triumph'. Nevertheless, there are cases where geographical proximity of various cultures can also lead to friction and conflict.

Nayef Al-Rodhan concludes that within an increasingly globalised, interconnected and interdependent world, human dignity cannot be ensured globally and in a sustainable way through sole national means. A genuine global effort is required to meet the minimum criteria of human dignity globally. Areas such as conflict prevention, socio-economic justice, gender equality, protection of human rights, environmental protection require a holistic approach and a common action.

The Enlightenment's ideal of progress

During the Aufklärung, or Enlightenment, history began to be seen as both linear and irreversible. Condorcet's interpretations of the various "stages of humanity" or Auguste Comte's positivism were one of the most important formulations of such conceptions of history, which trusted social progress. As in Jean-Jacques Rousseau's Emile (1762) treatise on education (or the "art of training men"), the Aufklärung conceived the human species as perfectible: human nature could be infinitely developed through a well-thought pedagogy. In What is Enlightenment? (1784), Immanuel Kant defined the Aufklärung as the capacity to think by oneself, without referring to an exterior authority, be it a prince or tradition:
Enlightenment is when a person leaves behind a state of immaturity and dependence (Unmündigkeit) for which they themselves were responsible. Immaturity and dependence are the inability to use one's own intellect without the direction of another. One is responsible for this immaturity and dependence, if its cause is not a lack of intelligence or education, but a lack of determination and courage to think without the direction of another. Sapere aude! Dare to know! is therefore the slogan of the Enlightenment.
In a paradoxical way, Kant supported in the same time enlightened despotism as a way of leading humanity towards its autonomy. He had conceived the process of history in his short treaty Idea for a Universal History with a Cosmopolitan Purpose (1784). On one hand, enlightened despotism was to lead nations toward their liberation, and progress was thus inscribed in the scheme of history; on the other hand, liberation could only be acquired by a singular gesture, Sapere Aude! Thus, autonomy ultimately relied on the individual's "determination and courage to think without the direction of another." 

After Kant, G. W. F. Hegel developed a complex theodicy in the Phenomenology of Spirit (1807), which based its conception of history on dialectics: the negative (wars, etc.) was conceived by Hegel as the motor of history. Hegel argued that history is a constant process of dialectic clash, with each thesis encountering an opposing idea or event antithesis. The clash of both was "superated" in the synthesis, a conjunction that conserved the contradiction between thesis and its antithesis while sublating it. As Marx famously explained afterwards, concretely that meant that if Louis XVI's monarchic rule in France was seen as the thesis, the French Revolution could be seen as its antithesis. However, both were sublated in Napoleon, who reconciled the revolution with the Ancien Régime; he conserved the change. Hegel thought that reason accomplished itself, through this dialectical scheme, in History. Through labour, man transformed nature so he could recognize himself in it; he made it his "home." Thus, reason spiritualized nature. Roads, fields, fences, and all the modern infrastructure in which we live is the result of this spiritualization of nature. Hegel thus explained social progress as the result of the labour of reason in history. However, this dialectical reading of history involved, of course, contradiction, so history was also conceived of as constantly conflicting: Hegel theorized this in his famous dialectic of the lord and the bondsman

According to Hegel,
One more word about giving instruction as to what the world ought to be. Philosophy in any case always comes on the scene too late to give it... When philosophy paints its gray in gray, then has a shape of life grown old. By philosophy's gray in gray it cannot be rejuvenated but only understood. The owl of Minerva spreads its wings only with the falling of the dusk.
— [16]
Thus, philosophy was to explain Geschichte (history) afterward. Philosophy is always late, it is only an interpretation of what is rational in the real—and, according to Hegel, only what is recognized as rational is real. This idealist understanding of philosophy as interpretation was famously challenged by Karl Marx's 11th thesis on Feuerbach (1845): "Philosophers have hitherto only interpreted the world in various ways; the point, however, is to change it."

Social evolutionism

Inspired by the Enlightenment's ideal of progress, social evolutionism became a popular conception in the nineteenth century. Auguste Comte's (1798–1857) positivist conception of history, which he divided into the theological stage, the metaphysical stage and the positivist stage, brought upon by modern science, was one of the most influential doctrines of progress. The Whig interpretation of history, as it was later called, associated with scholars of the Victorian and Edwardian eras in Britain, such as Henry Maine or Thomas Macaulay, gives an example of such influence, by looking at human history as progress from savagery and ignorance toward peace, prosperity, and science. Maine described the direction of progress as "from status to contract," from a world in which a child's whole life is pre-determined by the circumstances of his birth, toward one of mobility and choice. 

The publication of Darwin's The Origin of Species in 1859 introduced human evolution. However, it was quickly transposed from its original biological field to the social field, in "social Darwinism" theories. Herbert Spencer, who coined the term "survival of the fittest", or Lewis Henry Morgan in Ancient Society (1877) developed evolutionist theories independent from Darwin's works, which would be later interpreted as social Darwinism. These nineteenth-century unilineal evolution theories claimed that societies start out in a primitive state and gradually become more civilised over time, and equated the culture and technology of Western civilisation with progress. 

Ernst Haeckel formulated his recapitulation theory in 1867, which stated that "ontogeny recapitulates phylogeny": the evolution of each individual reproduces the species' evolution, such as in the development of embryos. Hence, a child goes through all the steps from primitive society to modern society. This was later discredited.[citation needed] Haeckel did not support Darwin's theory of natural selection introduced in The Origin of Species (1859), rather believing in a Lamarckian inheritance of acquired characteristics

Progress was not necessarily, however, positive. Arthur Gobineau's An Essay on the Inequality of the Human Races (1853–55) was a decadent description of the evolution of the "Aryan race" which was disappearing through miscegenation. Gobineau's works had a large popularity in the so-called scientific racism theories that developed during the New Imperialism period. 

After the first world war, and even before Herbert Butterfield (1900–1979) harshly criticized it, the Whig interpretation had gone out of style. The bloodletting of that conflict had indicted the whole notion of linear progress. Paul Valéry famously said: "We civilizations now know ourselves mortal." 

However, the notion itself didn't completely disappear. The End of History and the Last Man (1992) by Francis Fukuyama proposed a similar notion of progress, positing that the worldwide adoption of liberal democracies as the single accredited political system and even modality of human consciousness would represent the "End of History". Fukuyama's work stems from a Kojevian reading of Hegel's Phenomenology of Spirit (1807). 

Unlike Maurice Godelier who interprets history as a process of transformation, Tim Ingold suggests that history is a movement of autopoiesis. 
 
A key component to making sense of all of this is to simply recognize that all these issues in social evolution merely serve to support the suggestion that how one considers the nature of history will impact the interpretation and conclusions drawn about history. The critical under-explored question is less about history as content and more about history as process. 

In 2011 Steven Pinker wrote a history of violence and humanity from an evolutionary perspective in which he shows that violence has declined statistically over time.

The validity of the "great man theory" in historical studies

After Hegel, who insisted on the role of "great men" in history, with his famous statement about Napoleon, "I saw the Spirit on his horse", Thomas Carlyle argued that history was the biography of a few central individuals, heroes, such as Oliver Cromwell or Frederick the Great, writing that "The history of the world is but the biography of great men." His heroes were political and military figures, the founders or topplers of states. His history of great men, of geniuses good and evil, sought to organize change in the advent of greatness. 

Explicit defenses of Carlyle's position have been rare in the late twentieth century. Most philosophers of history contend that the motive forces in history can best be described only with a wider lens than the one he used for his portraits. A.C. Danto, for example, wrote of the importance of the individual in history, but extended his definition to include social individuals, defined as "individuals we may provisionally characterize as containing individual human beings amongst their parts. Examples of social individuals might be social classes [...], national groups [...], religious organizations [...], large-scale events [...], large-scale social movements [...], etc." (Danto, "The Historical Individual", 266, in Philosophical Analysis and History, edited by Williman H. Dray, Rainbow-Bridge Book Co., 1966). The Great Man approach to history was most popular with professional historians in the nineteenth century; a popular work of this school is the Encyclopædia Britannica Eleventh Edition (1911), which contains lengthy and detailed biographies about the great men of history. For example, to read about (what is known today as) the "Migrations Period," consult the biography of Attila the Hun

After Marx's conception of a materialist history based on the class struggle, which raised attention for the first time to the importance of social factors such as economics in the unfolding of history, Herbert Spencer wrote "You must admit that the genesis of the great man depends on the long series of complex influences which has produced the race in which he appears, and the social state into which that race has slowly grown....Before he can remake his society, his society must make him."

The Annales School, founded by Lucien Febvre and Marc Bloch, were a major landmark on the shift from a history centered on individual subjects to studies concentrating in geography, economics, demography, and other social forces. Fernand Braudel's studies on the Mediterranean Sea as "hero" of history, Emmanuel Le Roy Ladurie's history of climate, etc., were inspired by this School.

Is history predetermined?

There is disagreement about the extent to which history is ultimately deterministic. Some argue that geography, economic systems, or culture prescribe "the iron laws of history" that decide what is to happen. Others see history as a long line of acts and accidents, big and small, each playing out its consequences until that process gets interrupted by the next. 

Even determinists do not rule that, from time to time, certain cataclysmic events occur to change course of history. Their main point is, however, that such events are rare and that even apparently large shocks like wars and revolutions often have no more than temporary effects on the evolution of the society. 

Karl Marx is, perhaps, the most famous of the exponents of economic determinism. For him social institutions like political system, religion and culture were merely by-products of the basic economic system (see Base and superstructure).

However, even he did not see history as completely deterministic. His essay The Eighteenth Brumaire of Louis Napoleon contains the most famous formulation of Marx's view of the role of the individual in history: Men make their own history, but they do not make it just as they please; they do not make it under circumstances chosen by themselves, but under given circumstances directly encountered and inherited from the past.

Does history have a teleological sense?

Theodicy claimed that history had a progressive direction leading to an eschatological end, given by a superior power. However, this transcendent teleological sense can be thought as immanent to human history itself. Hegel probably represents the epitome of teleological philosophy of history. Hegel's teleology was taken up by Francis Fukuyama in his The End of History and the Last Man (see Social evolutionism above). Thinkers such as Nietzsche, Michel Foucault, Althusser, or Deleuze deny any teleological sense to history, claiming that it is best characterized by discontinuities, ruptures, and various time-scales, which the Annales School had demonstrated. 

Schools of thought influenced by Hegel also see history as progressive, but they saw, and see, progress as the outcome of a dialectic in which factors working in opposite directions are over time reconciled (see above). History was best seen as directed by a Zeitgeist, and traces of the Zeitgeist could be seen by looking backward. Hegel believed that history was moving man toward "civilization", and some also claim he thought that the Prussian state incarnated the "End of History". In his Lessons on the History of Philosophy, he explains that each epochal philosophy is in a way the whole of philosophy; it is not a subdivision of the Whole but this Whole itself apprehended in a specific modality.

Historical accounts of writing history

A classic example of history being written by the victors—or more precisely, by the survivors—would be the scarcity of unbiased information that has survived to the present about the Carthaginians. Roman historians left tales of cruelty and human sacrifice practiced by their longtime enemies; however no Carthaginian was left alive to give their side of the story. 

Similarly, we only have the Christian side of how Christianity came to be the dominant religion of Europe. However, we know very little about other European religions, such as Paganism. We have the European version of the conquest of the Americas, with an interpretation of the native version of events only emerging to popular consciousness since the early 1980s. We have Herodotus's Greek history of the Persian Wars, but the Persian recall of the events is little known in Western Culture. 

In many respects, the head of state may be guilty of cruelties or even simply a different way of doing things. In some societies, however, to speak of or write critically of rulers can amount to conviction of treason and death. As such, in many ways, what is left as the "official record" of events is oft influenced by one's desire to avoid exile or execution. 

However, "losers" in certain time periods often have more of an impetus than the "winners" to write histories that comfort themselves and justify their own behavior. Examples include the historiography of the American Civil War, where it can be argued that the losers (Southerners) have written more history books on the subject than the winners and, until recently, dominated the national perception of history. Confederate generals such as Lee and Jackson are generally held in higher esteem than their Union counterparts. Popular films such as Cold Mountain, Gone with the Wind, and The Birth of a Nation have told the story from the Southern viewpoint. Also, despite "losing" the Vietnam War, the United States produces more scholarship on the war than any other country, including Vietnam. Popular history abounds with condemnations of the cruelty of African slave traders and colonists, despite the "winning" status of those people in their heyday.

As is true of pre-Columbian populations of America, the historical record of America being "discovered" by Europeans is now sometimes presented as a history of invasion, exploitation and dominance of a people who had been there before the Europeans. This reinterpretation of the historical record is called historical revisionism, which can take the form of negationism, which is the denial of genocides and crimes against humanity. The revision of previously accepted historical accounts is a constant process in which "today's winners are tomorrow's losers", and the rise and fall of present institutions and movements influence the way historians see the past. In the same sense, the teaching, in French secondary schools, of the Algerian War of Independence and of colonialism, has been criticized by several historians, and is the subject of frequent debates. Thus, in contradiction with the February 23, 2005 law on colonialism, voted by the UMP conservative party, historian Benjamin Stora notes that:
As Algerians do not appear in their "indigenous" conditions and their sub-citizens status, as the history of nationalist movement is never evoqued, as none of the great figures of the resistance — Messali Hadj, Ferhat Abbas — emerge nor retain attention, in one word, as no one explains to students what has been colonisation, we make them unable to understand why the decolonisation took place.

Michel Foucault's analysis of historical and political discourse

The historico-political discourse analyzed by Michel Foucault in Society Must Be Defended (1975–76) considered truth as the fragile product of a historical struggle, first conceptualized under the name of "race struggle"—however, the meaning of "race" was different from today's biological notion, being closer to the sense of "nation" (distinct from nation-states; its signification is here closer to "people"). Boulainvilliers, for example, was an exponent of nobility rights. He claimed that the French nobility were the racial descendants of the Franks who invaded France (while the Third Estate was descended from the conquered Gauls), and had right to power by virtue of right of conquest. He used this approach to formulate a historical thesis of the course of French political history—a critique of both the monarchy and the Third Estate. Foucault regarded him as the founder of the historico-political discourse as political weapon. 

In Great Britain, this historico-political discourse was used by the bourgeoisie, the people and the aristocracy as a means of struggle against the monarchy—cf. Edward Coke or John Lilburne. In France, Boulainvilliers, Nicolas Fréret, and then Sieyès, Augustin Thierry, and Cournot reappropriated this form of discourse. Finally, at the end of the nineteenth century, this discourse was incorporated by racialist biologists and eugenicists, who gave it the modern sense of "race" and, even more, transformed this popular discourse into a "state racism" (Nazism). According to Foucault, Marxists also seized this discourse and took it in a different direction, transforming the essentialist notion of "race" into the historical notion of "class struggle", defined by socially structured position: capitalist or proletarian. This displacement of discourse constitutes one of the bases of Foucault's thought: discourse is not tied to the subject, rather the "subject" is a construction of discourse. Moreover, discourse is not the simple ideological and mirror reflexion of an economical infrastructure, but is a product and the battlefield of multiples forces—which may not be reduced to the simple dualist contradiction of two energies. 

Foucault shows that what specifies this discourse from the juridical and philosophical discourse is its conception of truth: truth is no longer absolute, it is the product of "race struggle". History itself, which was traditionally the sovereign's science, the legend of his glorious feats and monument building,he(the sovereign) built monuments,fought in wars and claims victory on behalf of himself which ultimately became the discourse of the people (modern population), a political stake. The subject is not any more a neutral arbitrator, judge, or legislator, as in Solon's or Kant's conceptions. Therefore, what became the "historical subject" must search in history's furor, under the "juridical code's dried blood", the multiple contingencies from which a fragile rationality temporarily finally emerged. This may be, perhaps, compared to the sophist discourse in Ancient Greece. Foucault warns that it has nothing to do with Machiavelli's or Hobbes's discourse on war, for to this popular discourse, the Sovereign is nothing more than "an illusion, an instrument, or, at the best, an enemy. It is {the historico-political discourse} a discourse that beheads the king, anyway that dispenses itself from the sovereign and that denounces it".

History and education

Since Plato's Republic, civic education and instruction has had a central role in politics and the constitution of a common identity. History has thus sometimes become the target of propaganda, for example in historical revisionist attempts. Plato's insistence on the importance of education was relayed by Rousseau's Emile: Or, On Education (1762), a necessary counterpart of The Social Contract (also 1762). Public education has been seen by republican regimes and the Enlightenment as a prerequisite of the masses' progressive emancipation, as conceived by Kant in Was Ist Aufklärung? (What Is Enlightenment?, 1784). 

The creation of modern education systems, instrumental in the construction of nation-states, also passed by the elaboration of a common, national history. History textbooks are one of the many ways through which this common history was transmitted. Le Tour de France par deux enfants, for example, was the Third Republic's classic textbook for elementary school: it described the story of two French children who, following the German annexation of the Alsace-Lorraine region in 1870, go on a tour de France during which they become aware of France's diversity and the existence of the various patois

In most societies, schools and curricula are controlled by governments. As such, there is always an opportunity for governments to impose. Granted, often governments in free societies serve to protect freedoms, check hate speech, and breaches of constitutional rights; but the power itself to impose is available to use the education system to influence thought of malleable minds, positively or negatively, towards truth or towards a version of truth. A recent example of the fragility of government involvement with history textbooks was the Japanese history textbook controversies.

Narrative and history

A current popular conception considers the value of narrative in the writing and experience of history. Important thinkers in this area include Paul Ricœur, Louis Mink, W.B. Gallie, and Hayden White. Some have doubted this approach because it draws fictional and historical narrative closer together, and there remains a perceived "fundamental bifurcation between historical and fictional narrative" (Ricœur, vol. 1, 52). In spite of this, most modern historians, such as Barbara Tuchman or David McCullough, consider narrative writing important to their approaches. The theory of narrated history (or historicized narrative) holds that the structure of lived experience, and such experience narrated in both fictional and non-fictional works (literature and historiography) have in common the figuration of "temporal experience." In this way, narrative has a generously encompassing ability to "'grasp together' and integrate ... into one whole and complete story" the "composite representations" of historical experience (Ricœur x, 173). Louis Mink writes that, "the significance of past occurrences is understandable only as they are locatable in the ensemble of interrelationships that can be grasped only in the construction of narrative form" (148). Marxist theorist Fredric Jameson also analyzes historical understanding this way, and writes that "history is inaccessible to us except in textual form ... it can be approached only by way of prior (re)textualization" (82).

History and causality

Narrative and causal approaches to history have often been contrasted or, even, opposed to one another, yet they can also be viewed as complementary. Some philosophers of history such as Arthur Danto have claimed that "explanations in history and elsewhere" describe "not simply an event—something that happens—but a change". Like many practicing historians, they treat causes as intersecting actions and sets of actions which bring about "larger changes", in Danto's words: to decide "what are the elements which persist through a change" is "rather simple" when treating an individual's "shift in attitude", but "it is considerably more complex and metaphysically challenging when we are interested in such a change as, say, the break-up of feudalism or the emergence of nationalism".

Much of the historical debate about causes has focused on the relationship between communicative and other actions, between singular and repeated ones, and between actions, structures of action or group and institutional contexts and wider sets of conditions. John Gaddis has distinguished between exceptional and general causes (following Marc Bloch) and between "routine" and "distinctive links" in causal relationships: "in accounting for what happened at Hiroshima on August 6, 1945, we attach greater importance to the fact that President Truman ordered the dropping of an atomic bomb than to the decision of the Army Air Force to carry out his orders." He has also pointed to the difference between immediate, intermediate and distant causes. For his part, Christopher Lloyd puts forward four "general concepts of causation" used in history: the "metaphysical idealist concept, which asserts that the phenomena of the universe are products of or emanations from an omnipotent being or such final cause"; "the empiricist (or Humean) regularity concept, which is based on the idea of causation being a matter of constant conjunctions of events"; "the functional/teleological/consequential concept", which is "goal-directed, so that goals are causes"; and the "realist, structurist and dispositional approach, which sees relational structures and internal dispositions as the causes of phenomena".

History as propaganda: Is history always written by the victors?

In his "Society must be Defended", Michel Foucault posited that the victors of a social struggle use their political dominance to suppress a defeated adversary's version of historical events in favor of their own propaganda, which may go so far as historical revisionism. (See Michel Foucault's analysis of historical and political discourse above.) Nations adopting such an approach would likely fashion a "universal" theory of history, a manifest destiny in the US, to support their aims, with a teleological and deterministic philosophy of history used to justify the inevitableness and rightness of their victories. 

Wolfgang Schivelbusch's Culture of Defeat took a completely different view—according to him, defeat is a major driver for the defeated to reinvent himself, while the victor—confirmed in his attitudes and methods, dissatisfied by the high losses and paltry gains made, may be less creative and fall back. The concept evokes Hegel's Master–slave dialectics—the master is dependent of the work of the slave, the slave has to take his master's and his own interests into account, gets more knowledge and more insight as the master; and in realising that the world around him was created by his own hands he may gain self-consciousness and emancipation. Schivelbusch worked on three basic examples, the South and its Lost cause after the Civil War, France after the Franco-Prussian War 1870/71, and Germany following World War I. Wolfgang Schivelbusch view includes complex psychological and cultural responses of vanquished nations, from every level of society and sees a need and rise of creativity and various narratives for the defeated.

Within a society Walter Benjamin believed that Marxist historians must take a radically different view point from the bourgeois and idealist points of view, in an attempt to create a sort of history from below, which would be able to conceive an alternative conception of history, not based, as in classical historical studies, on the philosophical and juridical discourse of sovereignty—an approach that would invariably adhere to major states (the victors') points of view. Philosopher Paul Ricoeur asked instead for a plurality in history writing. "We carry on several histories simultaneously, in times whose periods, crises, and pauses do not coincide. We enchain, abandon, and resume several histories, much as a chess player who plays several games at once, renewing now this one, now the another" (History and Truth 186). George Orwell's Nineteen Eighty-Four is a fictional account of the manipulation of the historical record for nationalist aims and manipulation of power.

To some degree, all nations are active in the promotion of such "national stories", with ethnicity, nationalism, gender, power, heroic figures, class considerations and important national events and trends all clashing and competing within the narrative.

With regard to the history of science, the introduction of new paradigms is depicted by Thomas Kuhn's The Structure of Scientific Revolutions. Innovation in science or technology is not based on single experiments or ideas per se, but needs a supportive environment and technical achievements to allow for a change of perspective. In all sorts of science (for e.g. mathematics see Bair et al. 2013) innovative concepts are often being made in parallel (compare Zeitgeist), and the "winning" concept or individual contribution depends not on the idea per se, but other aspects as supportive circumstances, personal networks, usability or simple wording. The process may lead to format wars, which leaves losers and winners behind. 

The Semmelweis reflex is a metaphor for the reflex-like tendency to reject new evidence or new knowledge because it contradicts established norms, beliefs or paradigms, Semmelweis himself being driven into insanity, but his concept prevailing after his death grew in a strong narrative of the history of medicine.

Judgement of history

For Hegel, the history of the world is also the Last Judgement. Hegel adopted the expression "Die Weltgeschichte ist das Weltgericht" ("world history is a tribunal that judges the world"; a quote from Friedrich Schiller's poem "Resignation" (published in 1786) and used to assert the view that History is what judges men, their actions and their opinions.

Since the twentieth century, Western historians have disavowed the aspiration to provide the judgement of history. The goals of historical judgements or interpretations are separate to those of legal judgements, that need to be formulated quickly after the events and be final. The issue of collective memory is related to the issue of the "judgement of history". 

Related to the issue of historical judgement are those of the pretension to neutrality and objectivity. Analytical and critical philosophers of history have debated whether historians should express judgements on historical figures, or if this would infringe on their supposed role. In general, positivists and neopositivists oppose any value-judgement as unscientific.

Das Kapital

From Wikipedia, the free encyclopedia

Das Kapital
Zentralbibliothek Zürich Das Kapital Marx 1867.jpg
First edition title page of Volume I (1867)
Volume II and Volume III were published in 1885 and 1894, respectively
AuthorKarl Marx
Original titleDas Kapital. Kritik der politischen Oekonomie
CountryGermany
LanguageGerman
Published1867
PublisherVerlag von Otto Meisner

Das Kapital, also called Capital. A Critique of Political Economy (German: Das Kapital. Kritik der politischen Oekonomie, pronounced [das kapiˈtaːl kʁɪˈtiːk deːɐ poˈliːtɪʃən økonomˈiː]; 1867–1883) by Karl Marx is a foundational theoretical text in materialist philosophy, economics and politics. Marx aimed to reveal the economic patterns underpinning the capitalist mode of production in contrast to classical political economists such as Adam Smith, Jean-Baptiste Say, David Ricardo and John Stuart Mill. While Marx did not live to publish the planned second and third parts, they were both completed from his notes and published after his death by his colleague Friedrich Engels. Das Kapital is the most cited book in the social sciences published before 1950.

Themes

In Das Kapital (1867), Marx proposes that the motivating force of capitalism is in the exploitation of labor, whose unpaid work is the ultimate source of surplus value. The owner of the means of production is able to claim the right to this surplus value because he or she is legally protected by the ruling regime through property rights and the legally established distribution of shares which are by law only to be distributed to company owners and their board members. The historical section shows how these rights were acquired in the first place chiefly through plunder and conquest and the activity of the merchant and "middle-man". In producing capital (produced goods), the workers continually reproduce the economic conditions by which they labour. Das Kapital proposes an explanation of the "laws of motion" of the capitalist economic system from its origins to its future by describing the dynamics of the accumulation of capital, the growth of wage labour, the transformation of the workplace, the concentration of capital, commercial competition, the banking system, the decline of the profit rate, land-rents, et cetera. The critique of the political economy of capitalism proposes:
  • Wage-labour is the basic "cell-form" (trade unit) of a capitalist society. Moreover, because commerce as a human activity implied no morality beyond that required to buy and sell goods and services, the growth of the market system made discrete entities of the economic, the moral and the legal spheres of human activity in society; hence, subjective moral value is separate from objective economic value. Subsequently, political economy—the just distribution of wealth and "political arithmetick" about taxes—became three discrete fields of human activity, namely economics, law and ethics, politics and economics divorced.
  • "The economic formation of society [is] a process of natural history". Thus, it is possible for a political economist to objectively study the scientific laws of capitalism, given that its expansion of the market system of commerce had objectified human economic relations. The use of money (cash nexus) voided religious and political illusions about its economic value and replaced them with commodity fetishism, the belief that an object (commodity) has inherent economic value. Because societal economic formation is a historical process, no one person could control or direct it, thereby creating a global complex of social connections among capitalists.[citation needed] The economic formation (individual commerce) of a society thus precedes the human administration of an economy (organised commerce).
  • The structural contradictions of a capitalist economy (German: gegensätzliche Bewegung), describe the contradictory movement originating from the two-fold character of labour and so the class struggle between labour and capital, the wage labourer and the owner of the means of production. These capitalist economic contradictions operate "behind the backs" of the capitalists and the workers as a result of their activities and yet remain beyond their immediate perceptions as men and women and as social classes.
  • The economic crises (recession, depression, et cetera) that are rooted in the contradictory character of the economic value of the commodity (cell-unit) of a capitalist society are the conditions that propitiate proletarian revolution—which The Communist Manifesto (1848) collectively identified as a weapon forged by the capitalists which the working class "turned against the bourgeoisie itself".
  • In a capitalist economy, technological improvement and its consequent increased production augment the amount of material wealth (use value) in society while simultaneously diminishing the economic value of the same wealth, thereby diminishing the rate of profit—a paradox characteristic of economic crisis in a capitalist economy. "Poverty in the midst of plenty" consequent to over-production and under-consumption.
After two decades of economic study and preparatory work (especially regarding the theory of surplus value), the first volume appeared in 1867 as The Production Process of Capital. After Marx's death in 1883, Engels introduced Volume II: The Circulation Process of Capital in 1885; and Volume III: The Overall Process of Capitalist Production in 1894 from manuscripts and the first volume. These three volumes are collectively known as Das Kapital.

Synopsis

Capital. Volume I

Capital, Volume I (1867) is a critical analysis of political economy, meant to reveal the contradictions of the capitalist mode of production, how it was the precursor of the socialist mode of production and of the class struggle rooted in the capitalist social relations of production. The first of three volumes of Das Kapital was published on 14 September 1867, dedicated to Wilhelm Wolff and was the sole volume published in Marx's lifetime.

Capital. Volume II

Capital, Volume II, subtitled The Process of Circulation of Capital, was prepared by Engels from notes left by Marx and published in 1885. It is divided into three parts:
  1. The Metamorphoses of Capital and Their Circuits
  2. The Turnover of Capital
  3. The Reproduction and Circulation of the Aggregate Social Capital.
In Volume II, the main ideas behind the marketplace are to be found, namely how value and surplus-value are realized. Its dramatis personae, not so much the worker and the industrialist (as in Volume I), but rather the money owner and money lender, the wholesale merchant, the trader and the entrepreneur or functioning capitalist. Moreover, workers appear in Volume II essentially as buyers of consumer goods and therefore as sellers of the commodity labour power, rather than producers of value and surplus-value, although this latter quality established in Volume I remains the solid foundation on which the whole of the unfolding analysis is based.

Marx wrote in a letter sent to Engels on 30 April 1868: "In Book 1 [...] we content ourselves with the assumption that if in the self-expansion process £100 becomes £110, the latter will find already in existence in the market the elements into which it will change once more. But now we investigate the conditions under which these elements are found at hand, namely the social intertwining of the different capitals, of the component parts of capital and of revenue (= s)". This intertwining, conceived as a movement of commodities and of money, enabled Marx to work out at least the essential elements, if not the definitive form of a coherent theory of the trade cycle, based upon the inevitability of periodic disequilibrium between supply and demand under the capitalist mode of production (Ernest Mandel, Intro to Volume II of Capital, 1978). Part 3 is the point of departure for the topic of capital accumulation which was given its Marxist treatment later in detail by Rosa Luxemburg, among others.

Capital. Volume III

Capital, Volume III, subtitled The Process of Capitalist Production as a Whole, was prepared by Engels from notes left by Marx and published in 1894. 

Seven parts of Capital, Volume III
Part Contents
1 The conversion of Surplus Value into Profit and the rate of Surplus Value into the rate of Profit
2 Conversion of Profit into Average Profit
3 The Law of the Tendency of the Rate of Profit to Fall
4 Conversion of Commodity Capital and Money Capital into Commercial Capital and Money-Dealing Capital (Merchant's Capital)
5 Division of Profit Into Interest and Profit of Enterprise, Interest Bearing Capital.
6 Transformation of Surplus-Profit into Ground Rent.
7 Revenues and Their Sources

The work is best known today for Part 3 which in summary says that as the organic fixed capital requirements of production rise as a result of advancements in production generally, the rate of profit tends to fall. This result which orthodox Marxists believe is a principal contradictory characteristic leading to an inevitable collapse of the capitalist order was held by Marx and Engels to—as a result of various contradictions in the capitalist mode of production—result in crises whose resolution necessitates the emergence of an entirely new mode of production as the culmination of the same historical dialectic that led to the emergence of capitalism from prior forms.

Intellectual influences

The purpose of Das Kapital (1867) was a scientific foundation for the politics of the modern labour movement. The analyses were meant "to bring a science, by criticism, to the point where it can be dialectically represented" and so "reveal the law of motion of modern society" to describe how the capitalist mode of production was the precursor of the socialist mode of production. The argument is a critique of the classical economics of Adam Smith, David Ricardo, John Stuart Mill and Benjamin Franklin, drawing on the dialectical method that G. W. F. Hegel developed in Science of Logic and The Phenomenology of Spirit. Other intellectual influences on Capital were the French socialists Charles Fourier, Henri de Saint-Simon, Jean Charles Léonard de Sismondi and Pierre-Joseph Proudhon; and the Greek philosophers, especially Aristotle.

At university, Marx wrote a dissertation comparing the philosophy of nature in the works of the philosophers Democritus (circa 460–370 BC) and Epicurus (341–270 BC). The logical architecture of Das Kapital is derived in part from the Politics and the Nicomachean Ethics by Aristotle, including the fundamental distinction between use value and exchange value, the syllogisms (C-M-C' and M-C-M') for simple commodity circulation and the circulation of value as capital. Moreover, the description of machinery under capitalist relations of production as "self-acting automata" derives from Aristotle’s speculations about inanimate instruments capable of obeying commands as the condition for the abolition of slavery. In the 19th century, Marx's research of the available politico-economic literature required twelve years, usually in the British Library in London.

Capital, Volume IV

Karl Marx, Theorien über den Mehrwert, 1956
 
At the time of his death (1883), Marx had prepared the manuscript for Das Kapital, Volume IV, a critical history of theories of surplus value of his time, the 19th century. The philosopher Karl Kautsky (1854–1938) published a partial edition of Marx's surplus-value critique and later published a full, three-volume edition as Theorien über den Mehrwert (Theories of Surplus Value, 1905–1910). The first volume was published in English as A History of Economic Theories (1952).

Publication

Capital, Volume I (1867) was published in Marx's lifetime, but he died in 1883 before completing the manuscripts for Capital, Volume II (1885) and Capital, Volume III (1894) which friend and collaborator Friedrich Engels edited and published as the work of Marx. The first translated publication of Das Kapital was in Imperial Russia in March 1872. It was the first foreign publication and the English edition appeared in 1887. Despite Tsarist censorship proscribing "the harmful doctrines of socialism and communism", the Russian censors considered Das Kapital as a "strictly scientific work" of political economy, the content of which did not apply to monarchic Russia, where "capitalist exploitation" had never occurred and was officially dismissed, given "that very few people in Russia will read it, and even fewer will understand it". Nonetheless, Marx acknowledged that Russia was the country where Das Kapital "was read and valued more than anywhere". For instance, the Russian edition was the fastest selling as 3,000 copies were sold in one year while the German edition took five years to sell 1,000, therefore the Russian translation sold fifteen times faster than the German original.

In the wake of the Great Recession caused by the global economic collapse of 2008–2009, Das Kapital was reportedly in high demand in Germany. In 2012, Red Quill Books released Capital: In Manga!, a comic book version of Volume I which is an expanded English translation of the wildly successful 2008 Japanese pocket version Das Kapital known as Manga de Dokuha.

Translations

The foreign editions of Capital. Critique of Political Economy (1867) by Karl Marx include a Russian translation by the revolutionary socialist Mikhail Bakunin (1814–1876). Eventually, Marx's work was translated into all major languages. The English translation by Samuel Moore and Marx's son-in-law Edward Aveling of book 1, overseen by Engels, was published in 1887 as Capital: A Critical Analysis of Capitalist Production by Swan Sonnenschein, Lowrey, & Co. and reissued in the 1970s by Progress Publishers in Moscow while a more recent English translation was made by Ben Fowkes and David Fernbach (the Penguin edition). The definitive critical edition of Marx's works, known as MEGA II (Marx-Engels Gesamtausgabe), includes Das Kapital in German (only the first volume is in French) and shows all the versions and alterations made to the text as well as a very extensive apparatus of footnotes and cross-references.

Reviews

In 2017, the historian Gareth Stedman Jones wrote in the Books and Arts section of the scientific journal Nature:
What is extraordinary about Das Kapital is that it offers a still-unrivalled picture of the dynamism of capitalism and its transformation of societies on a global scale. It firmly embedded concepts such as commodity and capital in the lexicon. And it highlights some of the vulnerabilities of capitalism, including its unsettling disruption of states and political systems. [...] If Das Kapital has now emerged as one of the great landmarks of nineteenth-century thought, it is [because it connects] critical analysis of the economy of his time with its historical roots. In doing so, he inaugurated a debate about how best to reform or transform politics and social relations, which has gone on ever since.
Positive reception also cited the soundness of the methodology used in producing the book, which is called immanent critique. This approach, which starts from simple category and gradually unfolds into complex categories, employed "internal" criticism that finds contradiction within and between categories while discovering aspects of reality that the categories cannot explain. This meant that Marx had to build his arguments on historical narratives and empirical evidence rather than the arbitrary application of his ideas in his evaluation of capitalism.

On the other hand, Das Kapital was also criticized for a number of supposed weaknesses. For instance, there are theorists who claimed that this text was unable to reconcile capitalist exploitation with prices dependent upon subjective wants in exchange relations. Marxists generally reply that only socially necessary labor time, that is, labor which is spent on commodities for which there is market-demand, can be considered productive labour and therefore exploited on Marx's account. There are also those who argued that Marx's so-called immiseration thesis is presumed to mean that the proletariat is absolutely immiserated., although the existing scholarly consensus tends towards the opposite view that Marx believed that only relative immiseration would occur, that is, a fall in labor's share of output.  Marx himself frequently polemicized against the view "that the amount of real wages ... is a fixed amount". 

Dialectical materialism

From Wikipedia, the free encyclopedia

Dialectical materialism is a philosophy of science and nature developed in Europe and based on the writings of Karl Marx and Friedrich Engels. In contrast to the Hegelian dialectic, which emphasized the idealist observation that human experience is dependent on the mind's perceptions, Marxist dialectics emphasizes the importance of real-world conditions, in terms of class, labor, and socioeconomic interactions. Marx supposed that these material conditions contained contradictions which seek resolution in new forms of social organisation.

Dialectical materialism accepts the evolution of the natural world and the emergence of new qualities of being at new stages of evolution. As Z. A. Jordan noted, "Engels made constant use of the metaphysical insight that the higher level of existence emerges from and has its roots in the lower; that the higher level constitutes a new order of being with its irreducible laws; and that this process of evolutionary advance is governed by laws of development which reflect basic properties of 'matter in motion as a whole'."

The formulation of the Soviet version of dialectical and historical materialism (such as in Stalin's book Dialectical and Historical Materialism) in the 1930s by Joseph Stalin and his associates, became the "official" Soviet interpretation of Marxism. It was codified and popularized in textbooks that were required reading in the Soviet Union as well as in some Eastern European countries.

The term

Marx and Engels never used the words "dialectical materialism" in their own writings. The term was coined in 1887 by Joseph Dietzgen, a socialist who corresponded with Marx, during and after the failed 1848 German Revolution. Casual mention of the term "dialectical materialism" is also found in the biography Frederick Engels, by philosopher Karl Kautsky, written in the same year. Marx himself had talked about the "materialist conception of history", which was later referred to as "historical materialism" by Engels. Engels further explained the "materialist dialectic" in his Dialectics of Nature in 1883. Georgi Plekhanov, the father of Russian Marxism, later introduced the term "dialectical materialism" to Marxist literature. Joseph Stalin further delineated and defined dialectical and historical materialism as the world outlook of Marxism–Leninism, and as a method to study society and its history.

Historical background

Marx and Engels each began their adulthood as Young Hegelians, one of several groups of intellectuals inspired by the philosopher Georg Wilhelm Friedrich Hegel. Marx's doctoral thesis, The Difference Between the Democritean and Epicurean Philosophy of Nature, was concerned with the atomism of Epicurus and Democritus, which is considered the foundation of materialist philosophy. Marx was also familiar with Lucretius's theory of clinamen

Marx and Engels both concluded that Hegelian philosophy, at least as interpreted by their former colleagues, was too abstract and was being misapplied in attempts to explain the social injustice in recently industrializing countries such as Germany, France, and the United Kingdom, which was a growing concern in the early 1840s.

In contrast to the conventional Hegelian dialectic of the day, which emphasized the idealist observation that human experience is dependent on the mind's perceptions, Marx developed Marxist dialectics, which emphasized the materialist view that the world of the concrete shapes socioeconomic interactions and that those in turn determine sociopolitical reality.

Whereas some Hegelians blamed religious alienation (estrangement from the traditional comforts of religion) for societal ills, Marx and Engels concluded that alienation from economic and political autonomy, coupled with exploitation and poverty, was the real culprit.

In keeping with dialectical ideas, Marx and Engels thus created an alternative theory, not only of why the world is the way it is but also of which actions people should take to make it the way it ought to be. In Theses on Feuerbach (1845), Marx wrote, "The philosophers have only interpreted the world, in various ways. The point, however, is to change it." Dialectical materialism is thus closely related to Marx's and Engels's historical materialism (and has sometimes been viewed as synonymous with it). Marx rejected the language of "thesis, antithesis, synthesis".

Dialectical materialism is an aspect of the broader subject of materialism, which asserts the primacy of the material world: in short, matter precedes thought. Materialism is a realist philosophy of science, which holds that the world is material; that all phenomena in the universe consist of "matter in motion," wherein all things are interdependent and interconnected and develop according to natural law; that the world exists outside us and independently of our perception of it; that thought is a reflection of the material world in the brain, and that the world is in principle knowable. 

Marx criticized classical materialism as another idealist philosophy—idealist because of its transhistorical understanding of material contexts. The Young Hegelian Ludwig Feuerbach had rejected Hegel's idealistic philosophy and advocated materialism. Despite being strongly influenced by Feuerbach, Marx rejected Feuerbach's version of materialism as inconsistent. The writings of Engels, especially Anti-Dühring (1878) and Dialectics of Nature (1875–82), were the source of the main doctrines of dialectical materialism.

Marx's dialectics

The concept of dialectical materialism emerges from statements by Marx in the second edition postface to his magnum opus, Capital. There Marx says he intends to use Hegelian dialectics but in revised form. He defends Hegel against those who view him as a "dead dog" and then says, "I openly avowed myself as the pupil of that mighty thinker Hegel." Marx credits Hegel with "being the first to present [dialectic's] form of working in a comprehensive and conscious manner". But he then criticizes Hegel for turning dialectics upside down: "With him it is standing on its head. It must be turned right side up again, if you would discover the rational kernel within the mystical shell."

Marx's criticism of Hegel asserts that Hegel's dialectics go astray by dealing with ideas, with the human mind. Hegel's dialectic, Marx says, inappropriately concerns "the process of the human brain"; it focuses on ideas. Hegel's thought is in fact sometimes called dialectical idealism, and Hegel himself is counted among a number of other philosophers known as the German idealists. Marx, on the contrary, believed that dialectics should deal not with the mental world of ideas but with "the material world", the world of production and other economic activity.

For Marx, human history cannot be fitted into any neat a priori schema. He explicitly rejects the idea of Hegel's followers that history can be understood as "a person apart, a metaphysical subject of which real human individuals are but the bearers". To interpret history as though previous social formations have somehow been aiming themselves toward the present state of affairs is "to misunderstand the historical movement by which the successive generations transformed the results acquired by the generations that preceded them". Marx's rejection of this sort of teleology was one reason for his enthusiastic (though not entirely uncritical) reception of Darwin's theory of natural selection.

For Marx, dialectics is not a formula for generating predetermined outcomes but is a method for the empirical study of social processes in terms of interrelations, development, and transformation. In his introduction to the Penguin edition of Marx's Capital, Ernest Mandel writes, "When the dialectical method is applied to the study of economic problems, economic phenomena are not viewed separately from each other, by bits and pieces, but in their inner connection as an integrated totality, structured around, and by, a basic predominant mode of production."

Marx's own writings are almost exclusively concerned with understanding human history in terms of systemic processes, based on modes of production (broadly speaking, the ways in which societies are organized to employ their technological powers to interact with their material surroundings). This is called historical materialism. More narrowly, within the framework of this general theory of history, most of Marx's writing is devoted to an analysis of the specific structure and development of the capitalist economy. 

For his part, Engels applies a "dialectical" approach to the natural world in general, arguing that contemporary science is increasingly recognizing the necessity of viewing natural processes in terms of interconnectedness, development, and transformation. Some scholars have doubted that Engels's "dialectics of nature" is a legitimate extension of Marx's approach to social processes. Other scholars have argued that despite Marx's insistence that humans are natural beings in an evolving, mutual relationship with the rest of nature, Marx's own writings pay inadequate attention to the ways in which human agency is constrained by such factors as biology, geography, and ecology.

Engels's dialectics

Engels postulated three laws of dialectics from his reading of Hegel's Science of Logic. Engels elucidated these laws as the materialist dialectic in his work Dialectics of Nature:
  1. The law of the unity and conflict of opposites
  2. The law of the passage of quantitative changes into qualitative changes
  3. The law of the negation of the negation
The first law, which originates with the ancient Ionian philosopher Heraclitus, was seen by both Hegel and Vladimir Lenin as the central feature of a dialectical understanding of things:
It is in this dialectic as it is here understood, that is, in the grasping of oppositions in their unity, or of the positive in the negative, that speculative thought consists. It is the most important aspect of dialectic.
— Hegel, Science of Logic, § 69, (p. 56 in the Miller edition)
The splitting of a single whole and the cognition of its contradictory parts is the essence (one of the "essentials", one of the principal, if not the principal, characteristics or features) of dialectics. That is precisely how Hegel, too, puts the matter.
— Lenin's Collected Works Volume 38, p. 359: On the question of dialectics.
The second law Hegel took from Ancient Greek philosophers, notably the paradox of the heap, and explanation by Aristotle, and it is equated with what scientists call phase transitions. It may be traced to the ancient Ionian philosophers, particularly Anaximenes from whom Aristotle, Hegel, and Engels inherited the concept. For all these authors, one of the main illustrations is the phase transitions of water. There has also been an effort to apply this mechanism to social phenomena, whereby population increases result in changes in social structure. The law of the passage of quantitative changes into qualitative changes can also be applied to the process of social change and class conflict.

The third law, "negation of the negation", originated with Hegel. Although Hegel coined the term "negation of the negation", it gained its fame from Marx's using it in Capital. There Marx wrote this: "The [death] knell of capitalist private property sounds. The expropriators [capitalists] are expropriated. The capitalist mode of appropriation, the result of the capitalist mode of production, produces capitalist private property. This is the first negation [antithesis] of individual private property. [The "first negation", or antithesis, negates the thesis, which in this instance is feudalism, the economic system that preceded capitalism.] ... But capitalist production begets, with the inexorability of a law of Nature, its own negation. It [final communism, the synthesis] is the negation of [the] negation."

Z. A. Jordan notes, "Engels made constant use of the metaphysical insight that the higher level of existence emerges from and has its roots in the lower; that the higher level constitutes a new order of being with its irreducible laws; and that this process of evolutionary advance is governed by laws of development which reflect basic properties of 'matter in motion as a whole'."

Lenin's contributions

After reading Hegel's Science of Logic in 1914, Lenin made some brief notes outlining three "elements" of logic. They are:
  1. The determination of the concept out of itself [the thing itself must be considered in its relations and in its development];
  2. The contradictory nature of the thing itself (the other of itself), the contradictory forces and tendencies in each phenomenon;
  3. The union of analysis and synthesis.
Lenin develops these in a further series of notes, and appears to argue that "the transition of quantity into quality and vice versa" is an example of the unity and opposition of opposites expressed tentatively as "not only the unity of opposites but the transitions of every determination, quality, feature, side, property into every other [into its opposite?]."

In his essay "On the Question of Dialectics", Lenin stated, "Development is the 'struggle' of opposites." He stated, "The unity (coincidence, identity, equal action) of opposites is conditional, temporary, transitory, relative. The struggle of mutually exclusive opposites is absolute, just as development and motion are absolute."

In Materialism and Empiriocriticism (1908), Lenin explained dialectical materialism as three axes: (i) the materialist inversion of Hegelian dialectics, (ii) the historicity of ethical principles ordered to class struggle, and (iii) the convergence of "laws of evolution" in physics (Helmholtz), biology (Darwin), and in political economy (Marx). Hence, Lenin was philosophically positioned between historicist Marxism (Labriola) and determinist Marxism—a political position close to "social Darwinism" (Kautsky). Moreover, late-century discoveries in physics (x-rays, electrons), and the beginning of quantum mechanics, philosophically challenged previous conceptions of matter and materialism, thus matter seemed to be disappearing. Lenin disagreed:
'Matter disappears' means that the limit within which we have hitherto known matter disappears, and that our knowledge is penetrating deeper; properties of matter are disappearing that formerly seemed absolute, immutable, and primary, and which are now revealed to be relative and characteristic only of certain states of matter. For the sole 'property' of matter, with whose recognition philosophical materialism is bound up, is the property of being an objective reality, of existing outside of the mind.
Lenin was developing the work of Engels, who said that "with each epoch-making discovery, even in the sphere of natural science, materialism has to change its form". One of Lenin's challenges was distancing materialism, as a viable philosophical outlook, from the "vulgar materialism" expressed in the statement "the brain secretes thought in the same way as the liver secretes bile" (attributed to 18th-century physician Pierre Jean Georges Cabanis); "metaphysical materialism" (matter composed of immutable particles); and 19th-century "mechanical materialism" (matter as random molecules interacting per the laws of mechanics). The philosophic solution that Lenin (and Engels) proposed was "dialectical materialism", wherein matter is defined as objective reality, theoretically consistent with (new) developments occurring in the sciences. 

Lenin reassessed Feuerbach's philosophy and concluded that it was in line with dialectical materialism.

Lukács's contributions

György Lukács, Minister of Culture in the brief Béla Kun government of the Hungarian Soviet Republic (1919), published History and Class Consciousness (1923), in which he defined dialectical materialism as the knowledge of society as a whole, knowledge which, in itself, was the class consciousness of the proletariat. In the first chapter "What is Orthodox Marxism?", Lukács defined orthodoxy as fidelity to the "Marxist method", not fidelity to "dogmas":
Orthodox Marxism, therefore, does not imply the uncritical acceptance of the results of Marx's investigations. It is not the "belief" in this or that thesis, nor the exegesis of a "sacred" book. On the contrary, orthodoxy refers exclusively to method. It is the scientific conviction that dialectical materialism is the road to truth and that its methods can be developed, expanded, and deepened, only along the lines laid down by its founders.
In his later works and actions, Lukács became a leader of Democratic Marxism. He modified many of his formulations of his 1923 works and went on to develop a Marxist ontology and played an active role in democratic movements in Hungary in 1956 and the 1960s. He and his associates became sharply critical of the formulation of dialectical materialism in the Soviet Union that was exported to those countries under its control. In the 1960s, his associates became known as the Budapest School

Lukács philosophical criticism of Marxist revisionism proposed an intellectual return to the Marxist method. As did Louis Althusser, who later defined Marxism and psychoanalysis as "conflictual sciences"; that political factions and revisionism are inherent to Marxist theory and political praxis, because dialectical materialism is the philosophic product of class struggle:
For this reason, the task of orthodox Marxism, its victory over Revisionism and utopianism can never mean the defeat, once and for all, of false tendencies. It is an ever-renewed struggle against the insidious effects of bourgeois ideology on the thought of the proletariat. Marxist orthodoxy is no guardian of traditions, it is the eternally vigilant prophet proclaiming the relation between the tasks of the immediate present and the totality of the historical process.
...the premise of dialectical materialism is, we recall: 'It is not men's consciousness that determines their existence, but, on the contrary, their social existence that determines their consciousness'.... Only when the core of existence stands revealed as a social process can existence be seen as the product, albeit the hitherto unconscious product, of human activity.
Philosophically aligned with Marx is the criticism of the individualist, bourgeois philosophy of the subject, which is founded upon the voluntary and conscious subject. Against said ideology is the primacy of social relations. Existence—and thus the world—is the product of human activity, but this can be seen only by accepting the primacy of social process on individual consciousness. This type of consciousness is an effect of ideological mystification. 

At the 5th Congress of the Communist International (July 1924), Grigory Zinoviev formally denounced Lukács's heterodox definition of orthodox Marxism as exclusively derived from fidelity to the "Marxist method", and not to Communist party dogmas; and denounced the philosophical developments of the German Marxist theorist Karl Korsch.

Stalin's contributions

In the 1930s, Joseph Stalin and his associates formulated a version of dialectical and historical materialism that became the "official" Soviet interpretation of Marxism. It was codified in Stalin's work, Dialectical and Historical Materialism (1938), and popularized in textbooks used for compulsory education within the Soviet Union and throughout the Eastern Bloc. It was exported to China as the "official" interpretation of Marxism but, in its Soviet formulation, has since then been widely rejected there.

Mao's contributions

In On Contradiction (1937), Mao outlined a version of dialectical materialism that subsumed two of Engels's three principal laws of dialectics, "the transformation of quantity into quality" and "the negation of the negation" as sub-laws (and not principal laws of their own) of the first law, "the unity and interpenetration of opposites".

As a heuristic in biology and elsewhere

Historian of science Loren Graham has detailed at length the role played by dialectical materialism in the Soviet Union in disciplines as diverse as biology, psychology, chemistry, cybernetics, quantum mechanics, and cosmology. He has concluded that, despite the Lysenko period in genetics and constraints on free inquiry imposed by political authorities, dialectical materialism had a positive influence on the work of many Soviet scientists.

Some evolutionary biologists, such as Richard Lewontin and the late Stephen Jay Gould, have tried to employ dialectical materialism in their approach. They view dialectics as playing a precautionary heuristic role in their work. From Lewontin's perspective, we get this idea:
Dialectical materialism is not, and never has been, a programmatic method for solving particular physical problems. Rather, a dialectical analysis provides an overview and a set of warning signs against particular forms of dogmatism and narrowness of thought. It tells us, "Remember that history may leave an important trace. Remember that being and becoming are dual aspects of nature. Remember that conditions change and that the conditions necessary to the initiation of some process may be destroyed by the process itself. Remember to pay attention to real objects in time and space and not lose them in utterly idealized abstractions. Remember that the qualitative effects of context and interaction may be lost when phenomena are isolated". And above all else, "Remember that all the other caveats are only reminders and warning signs whose application to different circumstances of the real world is contingent."
Gould shared similar views regarding a heuristic role for dialectical materialism. He wrote that:
... dialectical thinking should be taken more seriously by Western scholars, not discarded because some nations of the second world have constructed a cardboard version as an official political doctrine.

... when presented as guidelines for a philosophy of change, not as dogmatic precepts true by fiat, the three classical laws of dialectics embody a holistic vision that views change as interaction among components of complete systems and sees the components themselves not as a priori entities, but as both products and inputs to the system. Thus, the law of "interpenetrating opposites" records the inextricable interdependence of components: the "transformation of quantity to quality" defends a systems-based view of change that translates incremental inputs into alterations of state, and the "negation of negation" describes the direction given to history because complex systems cannot revert exactly to previous states.

This heuristic was also applied to the theory of punctuated equilibrium proposed by Gould and Niles Eldredge. They wrote that "history, as Hegel said, moves upward in a spiral of negations", and that "punctuated equilibria is a model for discontinuous tempos of change (in) the process of speciation and the deployment of species in geological time." They noted that "the law of transformation of quantity into quality", "holds that a new quality emerges in a leap as the slow accumulation of quantitative changes, long resisted by a stable system, finally forces it rapidly from one state into another", a phenomenon described in some disciplines as a paradigm shift. Apart from the commonly cited example of water turning to steam with increased temperature, Gould and Eldredge noted another analogy in information theory, "with its jargon of equilibrium, steady state, and homeostasis maintained by negative feedback", and "extremely rapid transitions that occur with positive feedback".

Lewontin, Gould, and Eldredge were thus more interested in dialectical materialism as a heuristic than a dogmatic form of 'truth' or a statement of their politics. Nevertheless, they found a readiness for critics to "seize upon" key statements and portray punctuated equilibrium, and exercises associated with it, such as public exhibitions, as a "Marxist plot".

Philosophical evaluations

Some critics argue against dialectical materialism on account of its adherence to a purely materialist worldview, while others have objections to the dialectic method it employs. There are critics, such as the Marxist Alain Badiou, who dispute the way the concept is interpreted. Joseph Needham, an influential historian of science and a Christian who nonetheless was an adherent of dialectical materialism, suggested that a more appropriate term might be "dialectical organicism". Leszek Kołakowski, writing in Main Currents of Marxism (1976), argued that dialectical materialism consists partly of "truisms with no specific Marxist content", partly of "philosophical dogmas", partly of nonsense, and partly of statements that—depending on how they are interpreted—could be any of these things. Max Eastman argued that dialectical materialism lacks a psychological basis.

Philosopher Allen Wood argued that, in its form as an official Soviet philosophy, dialectical materialism was doomed to be superficial because "creativity or critical thinking" was impossible in an authoritarian environment. Nevertheless, he considered the basic aims and principles of dialectical materialism to be in harmony with rational scientific thought.

Operator (computer programming)

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